Form No: SES-QA-014

Issue: 02
NON - COMPLIANCE REPORT (NCR) Revision: 01
Date: 05-Apr-2023
Reference No. SES/QA/AUD/SSPC/2023/16 Non-Compliance No 02
Audit Date 18-May-2023 Area Under Audit SSPC
Finding Level 2 Target Closure Date 30-May-2023
1. NON-COMPLIANCE: (to be filled by the auditor)
Reference from Regulation/Policy/Procedure:
SPM 1.6.3: Un-scheduled Work-order register should maintained by SSPC on completion of the task.
Description of Non-Compliance:
Work deatil in UWO control register does not match with UWO-120.
WO register not filled properly Book No. & Page No. missing on WO register.

Auditor Syed Zain Ali Hashmi, QA Engg Signature &

Name & Date 18-May-23
Stamp
Designation Syed Raza, Officer QA
2. Root Cause of Finding: (Must be filled by concern Department head (auditee)

3. Corrective Action: (to be filled by concern Department head (auditee) Actions must be taken in accordance with the root cause)

4. Preventive Action: (to be filled by concern Department head (auditee) Actions must be taken in accordance with the root cause.)

Auditee
Signature &
Name & Date
Stamp
Designation

Auditee’s Signature &

Date
HoD Name Stamp

Remarks by HoD
of Auditee (if
any)
5. Acceptance of Root Cause / Corrective & Preventive Action: (to be filled by QA on receipt of the reply.)
Accepted Not Accepted
Physical Verification Documentation Verification Verification Not Required
6. Remarks by Auditor: (Final Remarks To Be Filled by the Auditor )

Status (Open Auditor Sign,

or Closed) Stamp & date

NC Open Continuation
(Reason) Ref. No.

7. Final Closure by C.E. (S&TQA) (If NCR is open then mark this section N/A)
C.E. S&TQA
Signature, stamp &
Remarks by CE S&TQA
Date for Final
Closure

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