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JAMA | Review
H
eart failure is a complex clinical syndrome in which there with HFrEF continues to be refined with advancements in drug and
is dyspnea or exertional limitation due to impairment of device therapies. In this review, we present an evidence-based
ventricular filling or ejection of blood, or a combination update on the contemporary management of HFrEF.
of both. Once developed, heart failure results in significant morbid-
ity and mortality, with a 1-year mortality rate of 7.2% and a 1-year
hospitalization rate of 31.9% in patients with chronic heart failure,
Methods
and in patients hospitalized for acute heart failure, these rates
increase to 17.4% and 43.9%.1 Heart failure has traditionally been We conducted a search of MEDLINE, Embase, and the Cochrane
broadly subclassified according to the left ventricular ejection frac- Database of Systemic Reviews for publications with the search
tion (LVEF) into 3 categories: heart failure with preserved ejection terms heart failure, heart failure with reduced ejection fraction, or
fraction (LVEFⱖ50%), heart failure with midrange ejection fraction HFrEF. We searched for relevant English-language articles pub-
(LVEF 41%-49%), and heart failure with reduced ejection fraction lished between January 1, 1985, and May 14, 2020, with a focus
(HFrEF, in which the LVEF is ⱕ40%).2 The optimal care of patients on randomized clinical trials, meta-analyses, systematic reviews,
the absolute number of incident heart failure cases increased by Laterally displaced apical impulse
12% (from 170 727 to 190 798 cases), and prevalent heart failure Less Specific Signs
increased by 23% (from 750 127 to 920 616 cases).6 This increase Weight gain
in the absolute number reflects an aging population, improved sur- Lung rales
vival from myocardial infarction and other cardiovascular diseases, Peripheral edema
and the increasing prevalence of predisposing risk factors such as
Ascites
diabetes and obesity.
Cool and/or mottled extremities
Using Framingham Heart Study data, predictors of incident
HFrEF after multivariable adjustment include older age, male sex, Narrow proportional pulse pressure (pulse pressure: systolic blood
pressure ratio ⱕ0.25)9
higher heart rate (per 12-beat-per-minute [bpm]–increase; hazard
ratio [HR], 1.32 [95% CI, 1.19-1.48]), hypertension (HR, 1.76 [95% CI, Murmur of valvular regurgitation or stenosis
1.28-2.41]), coronary artery disease (HR, 1.73 [95% CI, 1.27-2.34]), Weight loss and cachexia (advanced heart failure)
previous myocardial infarction (HR, 3.49 [95% CI, 2.48-4.9]), dia-
betes (HR, 2.91 [95% CI, 2.21-3.85]), and valvular heart disease (HR,
2.44 [95% CI, 1.48-4.04]).7 Patients should be examined for markers of congestion and re-
duced peripheral perfusion (Box 1, Box 2, Box 3). Patients with more
signs of congestion (jugular venous distension, edema, lung rales,
and S3 gallop) are at higher risk of cardiovascular death or heart fail-
Clinical Presentation and Diagnosis ure hospitalization independent of symptoms, natriuretic pep-
Patients with HFrEF may present with a variety of signs and symp- tides, and validated risk scores.15 As a result of compensatory up-
toms, although none are entirely sensitive or specific to the diag- regulation in lymphatic drainage, patients with chronic HFrEF may
nosis (Box 1, Box 2, Box 3). Typical symptoms include dyspnea, lack lung rales or peripheral edema, even when pulmonary capil-
orthopnea, paroxysmal nocturnal dyspnea, fatigue, and ankle lary wedge pressure is elevated.
swelling. Other symptoms of right-sided heart failure that may be
present but are more nonspecific include abdominal bloating, Diagnostic Workup
right upper-quadrant discomfort, and early satiety. Bendopnea, If a diagnosis of HFrEF is suspected, initial testing involves the
defined as shortness of breath when leaning forward (such as measurement of natriuretic peptides, electrocardiography, and
when putting on shoes) is also suggestive of heart failure.8 Symp- chest x-ray. Signs of congestion on chest x-ray are sensitive (81%)
tom severity is most commonly graded according to the New York for the diagnosis of acute heart failure, although individual signs
Heart Association (NYHA) functional class designations (class I, no tend to be more specific than sensitive: cardiomegaly is sensitive
limitation in normal physical activity; class II, mild symptoms only for heart failure (64%-79%); whereas a number of signs have
during normal activity; class III, marked symptoms during daily 95% specificity or greater (peribronchial cuffing, Kerley B lines,
activity, comfortable only at rest; class IV, severe limitations and alveolar edema, bilateral pleural effusions).16,17 Approximately 1 in
symptoms even at rest). 5 patients presenting with acute heart failure have no signs of
Box 2. Studies to Perform During the Initial Evaluation Box 3. Uses of Natriuretic Peptides as Part of the Initial
for Diagnosing Heart Failure With Reduced Ejection Fraction Evaluation for Diagnosing HFrEF
HFrEF were found in randomized clinical trials of dapagliflozin,23 Table 1. What to Discuss at the Time of Heart Failure With Reduced
a sodium-glucose cotransporter 2 (SGLT2) inhibitor, and vericiguat, Ejection Fraction Diagnosis
an oral soluble guanylate cyclase stimulator,24 and it is anticipated
Educational area Suggestions for follow-up care
that these therapies will likely be recommended when heart failure
Heart failure and Inform patients that following a new diagnosis of heart
guidelines are next updated in 2021. course of the failure, there is a substantial opportunity for
Despite their proven efficacy in reducing morbidity and mor- disease improvement in symptoms, quality of life, and health
outcomes with the appropriate initiation, titration, and
tality in HFrEF, large gaps exist in the application of guideline- adherence to guideline-directed medical therapy at
directed medical therapy in clinical practice. Registry data show target or maximally tolerated doses
Guideline-directed medical therapy should be continued
that more than one-quarter of eligible patients are not prescribed even if reverse remodeling occurs, and the left
an angiotensin-converting enzyme (ACE) inhibitor, angiotensin II ventricular ejection fraction increases to >50% given
that medication withdrawal is associated with relapse of
receptor blocker (ARB), or an angiotensin receptor–neprilysin depressed left ventricular ejection fraction and left
inhibitor (ARNI); more than one-third are not prescribed a ventricular dilatation19
β-blocker; and more than one-half are not prescribed a mineralo- Exercise Regular aerobic exercise sufficient to provoke mild or
moderate breathlessness to improve functional capacity,
corticoid receptor antagonist (MRA).25 Even when prescribed, symptoms, and reduce heart failure rehospitalization
doses are often below recommended targets. Despite evidence risk12
that doses below target levels are associated with poorer patient Sodium and water Moderate sodium restriction is reasonable for
intake symptomatic patients to reduce congestive symptoms,
outcomes,26-29 only 1% of eligible patients are simultaneously pre- as is fluid restriction (1.5-2 L per day) in patients with
scribed target doses of all 3 classes of drugs.25 advanced heart failure, particularly those with
hyponatremia20
However, these recommendations are not
ACE Inhibitors and ARBs well-supported by current evidence, particularly for
sodium restriction
Deleterious upregulation of the renin-angiotensin-aldosterone
Medication use Patient education regarding classes of medications
system is involved in the pathophysiology and progression of HF,
Medication adherence should be stressed and asked
resulting in fluid retention, peripheral arterial vasoconstriction, directly (eg, “how many times a week do you miss taking
cardiomyocyte hypertrophy, interstitial fibrosis, and adverse car- your medicines”), given that estimates of patients not
taking their medication are as high as 50% and are
diac remodeling.30 Numerous studies have shown that renin- associated with worse outcomes21,22
angiotensin-aldosterone system antagonism with either ACE Access to medication and cost should be discussed,
allowing clinicians to recognize which patients require
inhibitors or ARBs reduces morbidity and mortality in HFrEF, with financial assistance such as access to copay assistance
reductions in all-cause mortality in the range of 20% to 30% and prescription of 90-day refills, which may
reduce cost
(Table 2).39,45-48 Caution is advised in patients with low blood
Avoid use of nonsteroidal anti-inflammatory drugs
pressure (systolic blood pressure <80 mm Hg), chronic kidney
Self-management Provide patients with individualized information, such
disease (creatinine >3.0 mg/dL), or hyperkalemia (potassium strategies as increasing their diuretic dose and/or alerting their
>5.5 mEq/L), and these therapies should be avoided in pa- clinician in the event of weight gain of >2 kg in 3 days
or increasing dyspnea or edema
tients who are pregnant, plan to become pregnant, or have Vaccinations Recommend uptake of influenza and pneumococcal
bilateral renal artery stenosis. As many as 20% of patients treated vaccines as per local guidance and immunization
practices
with ACE inhibitors develop a dry cough due to pulmonary
Smoking and Recommend smoking cessation and avoidance of
accumulation of bradykinin, which is not dose dependent and is a alcohol use excessive alcohol consumption
class effect across all ACE inhibitors. Both ACE inhibitors and
ARBs have a less than 1% risk of angioedema and are contraindi-
cated in patients with this complication during previous exposure failure hospitalization (8.0% vs 13.8%; HR, 0.56 [95% CI,
to the drug. 0.37-0.84]).49 The TRANSITION (Comparison of Pre- and Post-
discharge Initiation of LCZ696 Therapy in HFrEF Patients After an
ARNIs Acute Decompensation Event) study evaluated the safety and
The PARADIGM-HF (Prospective Comparison of ARNI with efficacy of in-hospital initiation of sacubitril/valsartan in patients
ACEi to Determine Impact on Global Mortality and Morbidity in with acute heart failure compared with postdischarge initiation of
Heart Failure) trial found that the ARNI sacubitril/valsartan, the drug and found it to be feasible and well-tolerated, with simi-
when compared with enalapril, reduced cardiovascular mortality lar proportions of patients at the goal dose of 97/103 mg twice
(13.3% vs 16.5%; HR, 0.80 [95% CI, 0.71-0.89]) and reduced hos- daily after 10 weeks (45.4% vs 50.7%; relative risk, 0.90 [95% CI,
pitalization for heart failure (12.8% vs 15.6%; HR, 0.79 [95% CI, 0.79-1.02]) and requiring permanent ARNI discontinuation due to
0.71-0.89]) in patients with chronic HFrEF (Table 2).40 These adverse events (7.3% vs 4.9%; relative risk, 1.49 [95% CI, 0.90-
findings were then extended to patients with acute heart failure 2.46]); new-onset heart failure was a predictor of up-titration suc-
in the PIONEER-HF (Comparison of Sacubitril-Valsartan vs Enal- cess after multivariable analysis. 50 Therefore, while current
april on Effect on NT-proBNP in Patients Stabilized from an Acute American College of Cardiology/American Heart Association
Heart Failure Episode) trial, which included hemodynamically guidelines do not yet endorse sacubitril/valsartan for acute HF,
stable patients who were admitted to the hospital with a primary new-onset HF, or both, the evidence from PIONEER-HF and
diagnosis of acute decompensated HFrEF. Over a follow-up TRANSITION indicate earlier implementation of ARNI is feasible
period of 8 weeks, sacubitril/valsartan, when compared with and may be preferable.
enalapril, resulted in a greater reduction in NT-proBNP (−46.7% The benefits of sacubitril/valsartan in chronic HFrEF may also
vs −25.3%; ratio of change, 0.71 [95% CI, 0.63-0.81]) and in heart extend to patients beyond those studied in the PARADIGM-HF
Table 2. Clinical Trials of Medical Therapies for Heart Failure With Reduced Ejection Fraction
Event rate, %
No. of Follow-up,
Clinical trial patients mo End point Study drug Control HR (95% CI) P value
β-Blockers
Bisoprolol CIBIS II31 2647 15.6 All-cause mortality 11.8 17.3 0.66 (0.54-0.81) <.001
Sudden cardiac death 3.6 6.3 0.56 (0.39-0.80) .001
Metoprolol succinate MERIT-HF32 3991 12 All-cause mortality 7.2 11.0 0.66 (0.53-0.81) <.001
Deaths from HF 30 58 0.51 (0.33-0.79) .002
Carvedilol US Carvedilol33 1094 6.5 All-cause mortality 3.2 7.8 0.35 (0.20-0.61) <.001
CV hospitalization 14.1 19.6 0.73 (0.55-0.97) .04
ACE inhibitors
Captopril SAVE34 2231 42 All-cause mortality 20.4 24.6 0.81 (0.68-0.97) .02
CV mortality 16.8 20.9 0.79 (0.65-0.95) .01
Ramipril AIRE35 2006 15 All-cause mortality 16.7 22.4 0.73 (0.60-0.89) .002
Enalapril SOLVD36 2569 41.4 All-cause mortality 35.2 39.7 0.84 (0.74-0.95) .003
Deaths from HF 16.3 19.5 0.78 (0.65-0.94)
Angiotensin receptor blockers
Candesartan CHARM-Added37 2548 41 All-cause mortality 29.6 32.4 0.89 (0.77-1.02) .09
CV death, 38 42 0.85 (0.75-0.96) .01
HF hospitalization
Losartan OPTIMAAL38 5477 32.4 All-cause mortality 18 16 1.13 (0.99-1.28) .07
(captopril)
Valsartan Val-HeFT39 5010 23 All-cause mortality 19.7 19.4 1.02 (0.88-1.18) .80
All-cause mortality, 28.8 32.1 0.87 (0.77-0.97) .009
HF hospitalization,
cardiac arrest
Angiotensin receptor–neprilysin inhibitors
Sacubitril/valsartan PARADIGM-HF40 8442 27 All-cause mortality 17.0 19.8 0.84 (0.76-0.93) <.001
CV death, 21.8 26.5 0.80 (0.73-0.87) <.001
HF hospitalization
HF hospitalization 12.8 15.6 0.81 (0.71-0.89) <.001
PIONEER-HF41 881 2 HF hospitalization 8.0 13.8 0.56 (0.37-0.84)
Mineralocorticoid receptor antagonists
Eplerenone EPHESUS42 6642 16 All-cause mortality 14.4 16.7 0.85 (0.75-0.96) .008
CV death, 26.6 30.0 0.87 (0.79-0.95) .002
CV hospitalization
EMPHASIS-HF41 2737 21 All-cause mortality 12.5 15.5 0.76 (0.61-0.94) .01
CV death, 18.3 25.9 0.63 (0.54-0.74) <.001
HF hospitalization
Spironolactone RALES42 1663 24 All-cause mortality 35 46 0.70 (0.60-0.82) <.001
HF hospitalization 26.1 35.7 0.65 (0.54-0.77) <.001
Vasodilators
Hydralazine/ A-HeFT43 1050 10 All-cause mortality 6.2 10.2 .02
isosorbide
dinitrate HF hospitalization 16.4 24.4 .001
Ivabradine SHIFT44 6558 22.9 All-cause mortality 16 17 .092
Death from HF 3 5 0.74 (0.58-0.94) .01
HF hospitalization 16 21 0.74 (0.66-0.83) <.001
Sodium-glucose
cotransporter 2 inhibitor
Dapagliflozin DAPA-HF23 4744 18.2 CV death, worsening 16.3 21.2 0.74 (0.65-0.85) <.001
HF event
Worsening HF event 10.0 13.7 0.70 (0.59-0.83)
All-cause mortality 11.6 13.9 0.83 (0.71-0.97)
Oral soluble guanylate cyclase stimulator
Vericiguat VICTORIA24 5050 10.8 CV death, 35.5 38.5 0.90 (0.82-0.98) .02
HF hospitalization
CV death 16.4 17.5 0.93 (0.81-1.06)
HF hospitalization 27.4 29.6 0.90 (0.81-1.0)
trial. The PROVE-HF (Prospective Study of Biomarkers, Symptom population-based studies have shown no association between
Improvement and Ventricular Remodeling During Entresto cardioselective β-blocker use and moderate to severe asthma
Therapy for Heart Failure) study found that the magnitude of exacerbations, some patients may not tolerate β-blockers due to
improvement in measures of cardiac structure and function was worsening bronchospasm.57 In contrast, the use of noncardiose-
consistent across subgroups that were not represented in the lective β-blockers has been associated with an increase in moder-
PARADIGM-HF trial (namely those with NT-proBNP concentration ate to severe asthma exacerbations and should be avoided in
lower than entry criteria for PARADIGM-HF, those not achieving patients with significant asthma at baseline.57
target sacubitril/valsartan dose, and those with new-onset heart
failure or ACE inhibitor and ARB naive), as with that of the group MRAs
as a whole, suggesting that these subgroups may also derive simi- The MRAs spironolactone and eplerenone contribute to renin-
lar morbidity and mortality benefit from sacubitril/valsartan.51 angiotensin-aldosterone system blockade and reduced mortality
Sacubitril/valsartan may also benefit some patients with heart by 15% to 30% and reduced heart failure hospitalizations by 15%
failure and LVEF above 40%. In a subgroup analysis of the to 40% in 3 randomized clinical trials enrolling patients with
PARAGON-HF (Prospective Comparison of ARNI with ARB Global chronic HFrEF, including patients who have had a myocardial
Outcomes in Heart Failure with Preserved Ejection Fraction) trial, infarction (Table 2).42,58,59 An MRA should be added to therapy
in which LVEF of 45% or above was an entry criterion, sacubitril/ along with an ACE inhibitor/ARB/ARNI and β-blocker in patients
valsartan reduced the primary outcome of cardiovascular death with LVEF of 35% or less and NYHA class II to IV symptoms
and total hospitalizations for heart failure in patients with LVEF (which tends to be most patients), except in patients with a base-
below the median (ⱕ57%; HR, 0.78 [95% CI, 0.64-0.95]) but not line serum creatinine level above 2.5 mg/dL (or estimated glomer-
with LVEF above 57%.52 A pooled individual patient-level analysis ular filtration rate <30mL/min/1.73m2) or serum potassium level
of 13 195 patients enrolled in PARADIGM-HF and PARAGON-HF above 5.0 mEq/L.
found that the benefit of sacubitril/valsartan varied across the
spectrum of LVEF but likely also extended to patients with LVEF Ivabradine
lower than normal, including those with heart failure with mid- Ivabradine inhibits pacemaker activity in the sinoatrial node by
range EF, and extended to a higher level of LVEF in women com- selectively blocking the funny channel (If) current, resulting in a
pared with men.53 slower heart rate in sinus rhythm without affecting blood pres-
From a safety standpoint, patients are at increased risk of symp- sure, myocardial contractility, or intracardiac conduction.60 In
tomatic hypotension and angioedema. In PARADIGM-HF, 2.7% of SHIFT (Systolic Heart Failure Treatment with the I f Inhibitor
patients had symptomatic hypotension with systolic blood pres- Ivabradine Trial), ivabradine reduced heart failure hospitalization
sure below 90 mm Hg, and 0.4% of patients developed angio- (HR, 0.74 [95% CI, 0.66-0.83]; P < .001) and heart failure mortal-
edema. Therefore, patients with low blood pressure are less likely ity (HR, 0.74 [95% CI, 0.58-0.94]; P = .01) but not cardiovascular
to tolerate ARNIs. Contraindications to ARBs (see ACE Inhibitors and or all-cause mortality compared with placebo.44 Patients treated
ARBs section) also apply to sacubitril/valsartan. with ivabradine had an average reduction in heart rate of 8 bpm,
whereas in a meta-analysis of β-blockers in patients with HFrEF,
β-Blockers heart rate was reduced by 12 bpm.61 Given the mortality benefits
An evidence-based β-blocker (metoprolol succinate, carvedilol, or of β-blocker use in patients with HFrEF that were not found with
bisoprolol) should be prescribed in all patients with HFrEF unless ivabradine, patients should be on maximally tolerated doses of
contraindicated or not tolerated (eg, patients with symptomatic β-blockers with a heart rate of at least 70 bpm prior to consider-
bradycardia despite lowest dose, patients with advanced heart ing use of ivabradine, and they must be in sinus rhythm to
failure and low cardiac output confirmed by right heart catheter- respond to the drug, which solely affects the sinoatrial node.
ization or on home inotropes, or patients with high-grade atrio- Ivabradine may cause transient blurring of vision and is contrain-
ventricular block), as these agents reduce all-cause and cardiovas- dicated if there is bradycardia, advanced heart block, or severe
cular mortality, sudden cardiac death, and heart failure liver dysfunction.44
hospitalizations in patients with HFrEF (Table 2).31-33,54 In a large
meta-analysis of 10 randomized clinical trials including 18 254 Hydralazine/Isosorbide Dinitrate
patients, β-blockers reduced all-cause mortality in patients with The combination of hydralazine and isosorbide dinitrate results in
HFrEF who were in normal sinus rhythm (HR, 0.73 [95% CI, 0.67- vasodilation through enhancement of nitric oxide signaling and im-
0.80]) but not in patients with HFrEF and atrial fibrillation (HR, proves prognosis in Black patients with HFrEF. A-HeFT (the African-
0.97 [95% CI, 0.83-1.14]),55 although guidelines recommend use American Heart Failure Trial) found that hydralazine/isosorbide dini-
of β-blockers irrespective of heart rhyhm.12 Furthermore, other trate reduced all-cause mortality by 6.2% vs 10.2% in control
randomized clinical trials have found that β-blockers reduce all- participants (HR, 0.57) and it reduced heart failure hospitalization
cause mortality by 30% and cardiovascular mortality by 34% by 16.4% vs 24.4% in control participants (HR, 0.67) among 1050
among patients with atrial fibrillation and HFrEF.56 Following ini- Black patients with HFrEF with NYHA class III-IV symptoms
tiation, patients should be observed for fluid retention and wors- (Table 2).43 Hydralazine/isosorbide dinitrate should be considered
ening HF, bradycardia or heart block, and hypotension. A history for use in Black patients with persistent symptomatic HFrEF with
of reactive airways disease is not a contraindication to attempting LVEF at or below 35%, despite therapy with ACE inhibitors/ARB/
β-blocker therapy. Cardioselective β-blockers (eg, metoprolol suc- ARNI, β-blockers, and MRAs in whom systemic blood pressure may
cinate, bisoprolol) are preferred in this setting, and while tolerate initiation of these drug therapies.
Abbreviations: ACE inhibitor, angiotensin-converting enzyme inhibitor; GDMT, guideline-directed medical therapy; HR, heart rate; ICD, implantable
ARB, angiotensin receptor blocker; ARNI, angiotensin receptor–neprilysin cardiac defibrillator; IV, intravenous; K+, potassium; MRA, mineralocorticoid
inhibitor; BNP, B-type natriuretic peptide; CRT, cardiac resynchronization receptor antagonist; MR, mitral regurgitations; NT-proBNP, N-terminal pro-
therapy; ECG, electrocardiogram; eGFR, estimated glomerular filtration rate; B-type natriuretic peptide; NYHA, New York Heart Association.21,62-64
Patients’ cases seen in clinical practice are often more challeng- an issue. Clinicians must recognize that even when perceived
ing to initiate and titrate guideline-directed medical therapy than stable, patients with HFrEF have a high risk for complications from
those in clinical trials, with different age and comorbidity profiles their diagnosis and benefit from achieving guideline-directed medi-
that may delay or prevent titration. Prohibitive cost and challenges cal therapy. The fallacy of the “stable patient with HFrEF” should be
with insurance coverage for newer medications are surmountable avoided in order to achieve optimal titration.
obstacles. Therapeutic inertia on behalf of the patient or clinician, Lack of health care access may be an impediment to titration.
where there may be a reluctance to titrate or add therapies in In regions of limited resources or for patients who have trouble
patients who appear to be doing well on current treatment is also traveling to outpatient appointments, titration and follow-up
If taking equivalent of ≤10 mg twice Age <75 years, 5 mg 2 times/d Canagliflozin 100 mg daily
daily enalapril or ≤160 mg daily
valsartan, start 49/51 mg 2 times/d Ertugliflozin 5 mg daily
eGFR must be
≥45-60 mL/min/1.73m2
Consider diuretic dose reduction
Titration Increase dose every 2 weeks Increase dose every 2-4 weeks until Increase dose Increase dose every 3-5 Increase dose every 1-2 Reassess heart rate in at least Titration not generally performed
schedule until target or maximally- target or maximally- tolerated dose every 2 weeks days until target or weeks until target or 2-4 weeks:
tolerated dose is achieved is achieved until target or maximally tolerated maximally tolerated Heart rate <50 bpm, reduce
What to Blood pressure, kidney Blood pressure, kidney function, Heart rate, blood Kidney function, Blood pressure Heart rate Kidney function, blood pressure,
monitor function, potassium electrolytes pressure, and potassium: ensure diabetes specialist
monitor for signs 2-3 Days after follow-up
of congestion initiation
7 Days after initiation/
titration
jama.com
Heart Failure With Reduced Ejection Fraction: A Review
Heart Failure With Reduced Ejection Fraction: A Review Review Clinical Review & Education
Table 5. Clinical Trials of Device Therapies for Heart Failure With Reduced Ejection Fraction
Event rates, %
No. of
Clinicial trial patients Follow-up End point Device Control RR (95% CI) P value
Cardiac resynchronization
therapy
CARE-HF72 813 29 mo All-cause mortality 20 30 0.64 (0.48-0.85) <.002
HF hospitalization 18 33 0.48 (0.36-0.64) <.001
MADIT-CRT73 1820 29 mo All-cause mortality or 17.2 25.3 0.66 (0.52-0.84) .001
HF hospitalization
Implantable cardiac-defibrillator
MADIT-II74 1232 20 mo All-cause mortality 14.2 19.8 0.69 (0.51-0.93) .02
SCD-HeFT75 2521 45 mo All-cause mortality 21.9 28.8 0.77 (0.62-0.96) .007
DEFINITE76 458 29 mo Sudden cardiac death 1.3 6.1 0.20 (0.15-0.90) .02
All-cause mortality 7.9 14.1 0.65 (0.40-1.06) .08
MitraClip
COAPT77 614 24 mo HF hospitalization 35.8a 67.9a 0.53 (0.40-0.70) <.001
All-cause mortality 29.1 46.1 0.62 (0.46-0.82) <.001
MITRA-FR78 304 12 mo HF hospitalization 48.7 47.4 1.13 (0.81-1.56)
All-cause mortality 24.3 22.4 1.11 (0.69-1.77)
CardioMEMS device
CHAMPION79 456 18 mo HF hospitalization 0.49 eventsa 0.69 eventsa 0.72 (0.59-0.88) .001
All-cause mortality 17.6 24.4 0.68 (0.45-1.02) .06
a
Indicates per patient year.
largest benefit from CRT is in patients with a wide QRS complex the DEFINITE (Defibrillators in Non-Ischemic Cardiomyopathy
(>150 milliseconds) with left bundle-branch block (LBBB) mor- Treatment Evaluation) trial, which found that ICD therapy reduced
phology and normal sinus rhythm, although CRT may also be con- sudden cardiac death (HR, 0.20 [95% CI, 0.15-0.90]; P = .02) but
sidered in certain patients with QRS duration of 120 to 149 milli- not the primary end point of all-cause mortality (HR, 0.65 [95% CI,
seconds or non-LBBB morphology, depending on additional 0.40-1.06]; P = .08) compared with optimal medical therapy.76 In
criteria such as NYHA functional class, LVEF, and etiology of HF.20 contrast, in SCD-HeFT (Sudden Cardiac Death in Heart Failure
Clinical trials have established the morbidity and mortality benefit Trial), ICD therapy reduced all-cause mortality (HR, 0.77 [95% CI,
of CRT in certain patients with HFrEF, including CARE-HF (Cardiac 0.62-0.96]; P = .007) with similar reductions among patients with
Resynchronization in Heart Failure Trial), which found that CRT ischemic heart failure (21% reduction) and nonischemic heart fail-
reduced all-cause mortality (20% vs 30%; HR, 0.63 [95% CI, 0.51- ure (27% reduction).75 Although recent data suggest patients with
0.77]) compared with optimal medical therapy over a mean nonischemic HFrEF might accrue less obvious benefit from ICD
follow-up of 29.4 months (Table 5).72 Subgroup analysis from the placement, guideline recommendations still support ICD use in
MADIT-CRT (Multicenter Automatic Defibrillator Implantation Trial this population.82
with Cardiac Resynchronization Therapy) trial, found that CRT
reduced all-cause mortality or heart failure hospitalization only in Transcatheter Mitral Valve Repair
patients with QRS duration of 150 milliseconds or greater (HR, Transcatheter mitral valve repair (tMVR) may be considered for
0.48 [95% CI, 0.37-0.64]; HR for QRS duration <150 milliseconds, patients with HFrEF and severe secondary mitral regurgitation
1.06 [95% CI, 0.74-1.52]; P = .001 for interaction) and LBBB mor- (MR). In the COAPT (Cardiovascular Outcomes Assessment of the
phology (HR, 0.47 [95% CI, 0.37-0.61]; P < .001; HR for non-LBBB MitraClip Percutaneous Therapy for Heart Failure Patients with
morphology, 1.24 [95% CI, 0.85-1.81]; P .26).73,80 CRT is of no ben- Functional Mitral Regurgitation) trial, among 614 patients with
efit when QRS complex is narrow, even when there is left ventricu- HFrEF and severe mitral regurgitation, there was a significant
lar dyssynchrony.81 reduction in the primary end point of heart failure hospitalization
(35.8% vs 67.9%; HR, 0.53 [95% CI, 0.40-0.70]) and the second-
Implantable Cardiac Defibrillator ary end point of all-cause mortality (29.1% vs 46.1%; HR, 0.62 [95%
Sudden cardiac death is a leading cause of death in patients with CI, 0.46-0.82]) in patients treated with tMVR compared with pla-
HFrEF, who may be eligible for an implantable cardiac defibrillator cebo (Table 5).77 Conversely, the MITRA-FR (Percutaneous Repair
(ICD) to reduce this risk. One of the important trials establishing with the MitraClip Device for Severe Functional/Secondary Mitral
the survival benefit of ICD implantation in patients with ischemic Regurgitation) trial found that tMVR did not reduce mortality or
cardiomyopathy was MADIT II (Multicenter Automatic Defibrillator heart failure hospitalization at 1 year.78 The discrepant results
Implantation Trial II), which found that ICD reduced all-cause mor- between these 2 trials may potentially be explained by patients in
tality compared with optimal medical therapy (HR, 0.69 [95% CI, the COAPT trial having mitral regurgitation severity out of propor-
0.51-0.93]; P = .02) (Table 5).74 The utility of ICD implantation in tion to the degree of left ventricular remodeling compared with the
patients with nonischemic cardiomyopathy was then evaluated in MITRA-FR trial, in which patients had larger left ventricular volumes
and less severe mitral regurgitation. Additionally, the use of maxi- therapy (either rate or rhythm control) and found that catheter
mally tolerated guideline-directed medical therapy prior to enroll- ablation significantly reduced all-cause mortality (HR, 0.53 [95%
ment was required only by the COAPT trial, although the impact of CI, 0.32-0.86]), heart failure hospitalization (HR, 0.56 [95% CI,
this is unclear. Reconciling the contrasting results from these 2 0.37-0.83]), and cardiovascular death (HR, 0.49 [95% CI,
studies is a subject of significant interest with a number of pro- 0.29-0.84]).92 Subgroup analysis revealed a significant interaction
posed theories,83,84 and further investigation is necessary to between atrial fibrillation duration and LVEF and the primary end
improve understanding of which patients benefit from tMVR for point of death or heart failure hospitalization, which found that
severe secondary mitral regurgitation. patients with LVEFⱖ25% were more likely to benefit from ablation
than those with LVEF of 25% or less (HR, 0.48 [95% CI, 0.31-0.74]
Wireless Pulmonary Artery Pressure Monitors vs HR, 1.36 [95% CI, 0.69-2.65]), and patients with persistent atrial
Following hospitalization for acute HF, patients with persistent NYHA fibrillation were more likely to benefit than those with paroxysmal
class III symptoms may be considered for implantation of a wireless atrial fibrillation (HR, 0.64; [95% CI, 0.41-0.99] vs HR, 0.60 [95%
pulmonary artery pressure monitor. In the CHAMPION (CardioMEMS CI, 0.34-1.08]). The optimal use of atrial fibrillation ablation in
Heart Sensor Allowing Monitoring of Pressure to Improve Outcomes HFrEF remains unclear; guideline and consensus-based recommen-
in NYHA Class III Heart Failure Patients) trial, the device reduced dations for who and when to utilize catheter-based approaches to
heart failure hospitalizations (0.49 vs 0.69 events per patient-year; treat atrial fibrillation remain lacking.
HR, 0.72 [95% CI, 0.59-0.88]), and there was a statistically nonsig-
nificant reduction in mortality (HR, 0.68 [95% CI, 0.45-1.02]; P = .06) Kidney Dysfunction
over a mean follow-up period of 18 months (Table 5).79 The term cardio-renal syndrome refers to the nuanced and highly in-
terdependent relationship between the heart and kidneys, whereby
acute or chronic dysfunction in one organ may induce acute or
chronic dysfunction in the other. Chronic kidney disease is highly
Management of Comorbidities
prevalent in HFrEF and is associated with significant morbidity and
In one study, 40% of heart failure patients had at least 5 noncardio- mortality; among 22 981 patients in the Swedish Heart Failure Reg-
vascular comorbidities. The presence and number of comorbidities istry, chronic kidney disease was present in 45% and was associ-
often complicates management and may lead to worse prognosis ated with increased 1-year mortality (HR, 1.49 [95% CI, 1.42-1.56]).93
(Figure).85 The pathophysiology of cardio-renal syndrome is complex, and
may be caused by a number of factors, including direct effects of
Diabetes renin-angiotensin-aldosterone system inhibitors or diuretics and pro-
Useful recent consensus documents86,87 and clinical practice gressive medical-renal disease, or more ominously, it may signify
guidelines88 exist regarding optimizing the care of patients with progression of cardiac dysfunction. Notably, though inadequate car-
heart failure and type 2 diabetes. First-line treatment of type 2 diac output from worsening left ventricular function can unmistak-
diabetes in heart failure should include metformin and SGLT2 ably cause worsening kidney function through underperfusion and
inhibitors; whereas the use of saxagliptin89 or thiazolidinediones further activation of the renin-angiotensin-aldosterone system and
should be avoided as they increase the risk of heart failure sympathetic nervous system, a more common cause of cardio-
hospitalization.88 Glucagon-like peptide-1 receptor agonists may renal syndrome is fluid retention and renal venous hypertension.94
also be considered in patients with type 2 diabetes and HF,88 Thus, careful evaluation of volume status is necessary when wors-
although caution is recommended in patients with recently ening kidney function occurs, as optimal management of the situ-
decompensated HFrEF given a statistically nonsignificant ation might involve intensification of diuretics rather than the op-
increase in heart failure hospitalization (41% vs 34%; HR, 1.30 posite, a common error in the care of such patients. The approach
[95% CI, 0.89-1.88]) in the FIGHT (Functional Impact of GLP-1 for to diuretic therapy and management of diuretic resistance in heart
Heart Failure Treatment) trial.90 failure has recently been reviewed in detail.95 Diuretics recom-
mended for use in patients with HFrEF and chronic kidney disease
Atrial Fibrillation are the same as for the heart failure population in general, although
Atrial fibrillation is an adverse prognostic marker in HF.91 Patients the dose-response curve is blunted in those with chronic kidney dis-
with HFrEF who develop atrial fibrillation should be initiated on oral ease due to impaired secretion of diuretics into the tubular lumen.
anticoagulation due to high risk for cardioembolic stroke. Recom- This may be overcome by the use of higher-loop diuretic doses, al-
mendations for heart rate control are outlined in the Figure; impor- though peak absolute sodium excretion remains diminished.95,96
tantly, calcium channel blockers should be avoided as they are con- The half-life of furosemide is prolonged in patients with chronic
traindicated in HFrEF. kidney disease, which increases its potential to cause deafness or
Rhythm control using antiarrhythmic- or catheter-based tinnitus, particularly when very large bolus doses are administered
approaches may be considered, although no antiarrhythmic drug that result in high serum concentrations.97,98 The half-lives of torse-
has shown a mortality benefit in patients with atrial fibrillation and mide and bumetanide are preserved in chronic kidney disease due
HFrEF. An antiarrhythmic strategy with catheter ablation of parox- to differences in drug metabolism.97
ysmal or persistent atrial fibrillation in HFrEF was evaluated in the
CASTLE-AF (Catheter Ablation vs Standard Conventional Therapy Coronary Artery Disease
in Patients with Left Ventricular Dysfunction and Atrial Fibrillation) While there is randomized clinical trial evidence that coronary
trial, which randomized patients to catheter ablation or medical artery bypass grafting, in addition to medical therapy, improves
all-cause mortality and cardiovascular hospitalization in patients with cal therapy. After adjustment for prognostic variables, the risk of all-
HFrEF in the absence of acute coronary syndrome, there is insuffi- cause mortality and hospitalization was 11% lower in cardiac
cient data to recommend for or against percutaneous coronary in- rehabilitation participants (P = .03), and cardiovascular mortality and
tervention in this setting, although a randomized clinical trial is heart failure hospitalization was reduced by 15% (P = .03).107 Car-
ongoing.99 The STICH (Surgical Treatment for Ischemic Heart Fail- diac rehabilitation was safe, with no excess risk of cardiovascular ad-
ure) trial randomized 1212 patients with ischemic cardiomyopathy verse events or hospitalization after exercise. Besides the benefits
and LVEF of less than or equal to 35% to coronary artery bypass graft- of exercise therapy, participation in a cardiac rehabilitation pro-
ing or optimal medical therapy and found that surgical revascular- gram affords valuable opportunity for ongoing symptom and vital
ization did not reduce the primary end point of all-cause death sign surveillance, medication titration, patient education, and moni-
(36% vs 41%; HR, 0.86 [95% CI, 0.72-1.04]; P = .12) at a median 56 toring for mood disorders.
months follow-up,100 although 10-year data subsequently demon-
strated a reduction in all-cause mortality (58.9% vs 66.1%; HR, 0.84
[95% CI, 0.73-0.97]; P = .02) and cardiovascular mortality (40.5%
Prognosis
vs 49.3%; HR, 0.79 [95% CI, 0.66-0.93]; P = .006) with coronary
artery bypass grafting, which had an incremental median survival While significant progress has been made in the management of
benefit of 18 months and a number needed to treat of 14.101 Impor- HFrEF, improvement in survival appears to be leveling off over time
tantly, the long-term survival benefit of coronary artery bypass graft- despite an expanding list of therapies that have been shown to im-
ing was most apparent in younger patients and diminished with in- prove survival in clinical trials. For example, the 5-year mortality rate
creasing age and was greatest in patients with more advanced of heart failure decreased by 24% to 33% between the time peri-
ischemic cardiomyopathy, such as 3-vessel disease or more severe ods of 1970-1974 to 1990-1994,108 yet the mortality rate in HFrEF
left ventricular systolic dysfunction. remained unchanged between 1990-1999 and 2000-2009 (HR of
mortality, 0.97 [95% CI, 0.81-1.15]),109 and prognosis remains par-
Specific Populations ticularly poor after hospitalization; the 5-year survival after hospi-
Black Patients talization for HFrEF is 24.7%.3
Black patients are disproportionately affected by heart failure and Estimation of prognosis helps patients and clinicians engage in
have greater risk of HF-related hospitalization and mortality; these shared decision making on the appropriate type and timing of
differences arise as a result of a complex interplay of physiologic, therapy, such as rapid transition to advanced therapies. Prognosis
genetic, environmental, and social factors.102 Black patients have should be re-assessed at every office visit, and especially following
also been consistently underrepresented in heart failure clinical major events, such as heart failure hospitalization.
trials. While the risk of angioedema with ACE inhibitors or ARNIs is A number of methods are available to establish prognosis. Bio-
slightly higher in Black patients, the absolute risk is low (1.8% in markers such as NT-proBNP are helpful to establish longitudinal
PARADIGM-HF and 0.56% in PROVE-HF), and therefore, Black prognosis; patients with low concentrations (eg, <1000 pg/mL)
patients should be prescribed these therapies unless there is a his- tend to have a more benign course with less left ventricular remod-
tory of angioedema with prior use.51,103 As described previously, eling and fewer events; those with low concentrations might there-
the combination of hydralazine and isosorbide dinitrate has been fore merit less aggressive follow up evaluation or imaging. In addi-
shown to have survival and heart failure hospitalization benefits tion to biomarkers, multivariable prognostic risk scores may be of
in Black patients.43 value, however in general, most of these variables are only moder-
ately accurate for predicting mortality and heart failure hospitaliza-
Patients 75 Years of Age and Older tions; they are nonetheless additive to clinical judgment for
The evidence base for guideline-directed medical therapy has prognostication.110,111 Recently, the PREDICT-HF (PARADIGM Risk
been derived from randomized clinical trials that typically of Events and Death in the Contemporary Treatment of Heart Fail-
enrolled only a modest number of patients older than 65 years, ure) risk score was derived and validated for the prediction of car-
and very few older than 80 years. Observational data support diovascular and all-cause death and heart failure hospitalization;
similar treatment benefits as in younger patients, but also suggest the model performed well, with a C-statistic of 0.71 (95% CI, 0.69-
higher risk of adverse events.104 Caution is often needed with ini- 0.74) for the prediction of all-cause mortality at 1 year and 0.70
tiation and titration of therapy in older patients, with lower initial (95% CI, 0.68-0.72) at 2 years.112
doses and slower dose titration. Nonetheless, whenever possible,
during the care of older patients with HFrEF, titration to target Limitations
doses is always recommended. This review has several limitations. First, unlike the time period in
which cornerstone neurohormonal blockade therapies (ACE inhibi-
tors, ARBs, ARNIs, β-blockers, and MRA) were studied in clinical trials,
there has been a more rapidly changing landscape of available thera-
Cardiac Rehabilitation
pies for HFrEF in recent years, making direct comparisons between
Cardiac rehabilitation can be useful to improve exercise duration, medical and device therapies challenging. For example, only a mi-
health-related quality of life, and mortality.105-107 The HF-ACTION nority of patients were on ARNIs in the COAPT trial (3.5%), DAPA-HF
(Heart Failure: A Controlled Trial Investigating Outcomes of Exer- (10.5%), and the VICTORIA trial (14.5%). Second, contemporary real-
cise Training) trial found that a prescribed exercise training pro- world outcomes data for patients with HFrEF treated with current
gram modestly reduced clinical events when added to optimal medi- guideline-directed medical therapies are also lacking.
natural history of the disease has never been better. Recent devel-
Conclusions opments include SGLT2 inhibitors, vericiguat, and transcatheter mi-
tral valve repair, which incrementally improve prognosis beyond
HFrEF is a major public health concern with substantial morbidity foundational neurohormonal therapies. Disease morbidity and mor-
and mortality. The management of HFrEF has seen significant sci- tality remain high with a 5-year survival rate of 25% after hospital-
entific breakthrough in recent decades, and the ability to alter the ization for HFrEF.
ARTICLE INFORMATION statistics-2020 update: a report from the American 15. Selvaraj S, Claggett B, Pozzi A, et al. Prognostic
Accepted for Publication: May 27, 2020. Heart Association. Circulation. 2020;141(9):e139- implications of congestion on physical examination
e596. doi:10.1161/CIR.0000000000000757 among contemporary patients with heart failure
Correction: This article was corrected on and reduced ejection fraction: PARADIGM-HF.
November 24, 2020, to fix dosages in Table 3. 5. Mozaffarian D, Benjamin EJ, Go AS, et al;
American Heart Association Statistics Committee Circulation. 2019;140(17):1369-1379. doi:10.1161/
Author Contributions: Dr Januzzi had full access to and Stroke Statistics Subcommittee. Heart disease CIRCULATIONAHA.119.039920
all of the data in the study and takes responsibility and stroke statistics—2015 update: a report from 16. Collins SP, Lindsell CJ, Storrow AB, Abraham
for the integrity of the data and the accuracy of the the American Heart Association. Circulation. 2015; WT; ADHERE Scientific Advisory Committee,
data analysis. 131(4):e29-e322. doi:10.1161/CIR. Investigators and Study Group. Prevalence of
Conflict of Interest Disclosures: Dr Ibrahim 0000000000000152 negative chest radiography results in the
reports having received honoraria from Novartis 6. Conrad N, Judge A, Tran J, et al. Temporal trends emergency department patient with
Pharmaceuticals and Roche Diagnostics. Dr Januzzi and patterns in heart failure incidence: decompensated heart failure. Ann Emerg Med.
reports being a trustee of the American College of a population-based study of 4 million individuals. 2006;47(1):13-18. doi:10.1016/j.annemergmed.2005.
Cardiology, receipt of grant support from Novartis Lancet. 2018;391(10120):572-580. doi:10.1016/ 04.003
Pharmaceuticals and Abbott Diagnostics and S0140-6736(17)32520-5 17. Mueller-Lenke N, Rudez J, Staub D, et al. Use of
honoraria from Abbott, Janssen, Novartis, and chest radiography in the emergency diagnosis of
Roche Diagnostics, and participation in clinical end 7. Ho JE, Lyass A, Lee DS, et al. Predictors of
new-onset heart failure: differences in preserved acute congestive heart failure. Heart. 2006;92(5):
point committees and data safety monitoring 695-696. doi:10.1136/hrt.2005.074583
boards for Abbott, AbbVie, Amgen, Bayer, CVRx, versus reduced ejection fraction. Circ Heart Fail.
Janssen, and Takeda. Dr Murphy reports no 2013;6(2):279-286. doi:10.1161/CIRCHEARTFAILURE. 18. Mahdyoon H, Klein R, Eyler W, Lakier JB,
disclosures. 112.972828 Chakko SC, Gheorghiade M. Radiographic
8. Thibodeau JT, Turer AT, Gualano SK, et al. pulmonary congestion in end-stage congestive
Funding/Support: Dr Ibrahim is supported in part heart failure. Am J Cardiol. 1989;63(9):625-627.
by the Dennis and Marilyn Barry fund for cardiology Characterization of a novel symptom of advanced
heart failure: bendopnea. JACC Heart Fail. 2014;2 doi:10.1016/0002-9149(89)90912-0
research. Dr Januzzi is supported in part by the
Hutter Family Professorship. (1):24-31. doi:10.1016/j.jchf.2013.07.009 19. Halliday BP, Wassall R, Lota AS, et al.
9. Stevenson LW, Perloff JK. The limited reliability Withdrawal of pharmacological treatment for heart
Role of the Funder/Sponsor: Funders had no role failure in patients with recovered dilated
in the design and conduct of the study; collection, of physical signs for estimating hemodynamics in
chronic heart failure. JAMA. 1989;261(6):884-888. cardiomyopathy (TRED-HF): an open-label, pilot,
management, analysis, and interpretation of the randomised trial. Lancet. 2019;393(10166):61-73.
data; preparation, review, or approval of the doi:10.1001/jama.1989.03420060100040
doi:10.1016/S0140-6736(18)32484-X
manuscript; and decision to submit the manuscript 10. Januzzi JL Jr, Chen-Tournoux AA, Christenson
for publication. RH, et al; ICON-RELOADED Investigators. 20. Yancy CW, Jessup M, Bozkurt B, et al. 2013
N-terminal pro-B-type natriuretic peptide in the ACCF/AHA guideline for the management of heart
Submissions: We encourage authors to submit failure: executive summary: a report of the
papers for consideration as a Review. Please emergency department: the ICON-RELOADED
study. J Am Coll Cardiol. 2018;71(11):1191-1200. doi: American College of Cardiology Foundation/
contact Edward Livingston, MD, at Edward. American Heart Association Task Force on practice
livingston@jamanetwork.org or Mary McGrae 10.1016/j.jacc.2018.01.021
guidelines. Circulation. 2013;128(16):1810-1852. doi:
McDermott, MD, at mdm608@northwestern.edu. 11. Maisel AS, Krishnaswamy P, Nowak RM, et al; 10.1016/j.jacc.2013.05.020
Breathing Not Properly Multinational Study
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