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DOI: 10.1111/jspn.12205
ORIGINAL ARTICLE
Practice implications: Despite higher reported levels of stress, ASD caregivers did not differ sig-
nificantly from TDC caregivers in diet- and health-related outcomes. Nurses and other health pro-
fessionals should use comprehensive screening tools to assess overall caregiver stress and levels
of resilience.
KEYWORDS
autism spectrum disorder, caregivers, diet quality, functional health, stress
which can place caregivers at risk for serious health risks (Whitmore, caregiver was defined as the person responsible for grocery shopping,
2016). To date, less is known about the extent to which perceived feeding, and daily care of the child. Caregivers who were not the legal
stress related to the parenting role may affect caregivers’ functional guardian of the child and/or did not reside in the child's household
health and well-being. were excluded from participating in the study. The Institutional Review
Increased chronic levels of stress have been implicated in the devel- Boards (IRBs) of both the University of Pennsylvania and the Children's
opment of a series of health complications, including, but not limited Hospital of Philadelphia (CHOP) approved this study.
to, obesity (Bartoli et al., 2015; Hewagalamulage, Lee, Clarke, & Henry,
2016), heart disease (Kivimaki & Kawachi, 2015; Murphy, Cohn, &
2.3 Assessment of caregiver height and weight
Loria, 2016), diabetes (Kelly & Ismail, 2015; Pouwer, Kupper, & Adri-
aanse, 2010), gastrointestinal problems (Konturek, Brzozowski, & Kon- Trained research staff measured caregivers’ heights and weights dur-
turek, 2011), depression (Juruena, 2014; Moriam & Sobhani, 2013), ing an onsite visit to either the Center for Autism Research at CHOP
and asthma (Rod, Kristensen, Lange, Prescott, & Diderichsen, 2012). (ASD caregivers) or the Center for Weight and Eating Disorders at
Exposure to acute or chronic levels of stress has the potential to the University of Pennsylvania (TDC caregivers). Caregivers height
alter neuroendocrine responses (e.g., glucocorticoid synthesis) which and weight were assessed in duplicate with subjects wearing light
can affect appetite, food intake, body weight, and storage of body fat clothing (shoes removed) using a stadiometer (accurate to 0.1 cm)
(Ulrich-Lai, Fulton, Wilson, Petrovich, & Rinaman, 2015). Recent data and digital scale (accurate to 0.1 kg), respectively. Body mass index
from a population-based cohort study of 5,077 Hispanic/Latino adults (BMI) was computed as weight (kg) divided by height (m) squared
showed that increased levels of chronic and recent perceived stress and caregivers were categorized into four weight categories: under-
were associated with higher energy intake, lower diet quality, higher weight (BMI < 18.5 kg/m2 ), normal-weight (BMI 18.5–24.9 kg/m2 ),
odds of obesity, and greater waist circumference and percentage body overweight (BMI 25.0–29.9 kg/m2 ), or obese (BMI ≥ 30 kg/m2 ), respec-
fat (Isasi et al., 2015). To date, little is known about the extent to which tively (World Health Organization, 2004).
caregivers of children with ASD may differ from caregivers of typically
developing children (TDC) in diet- and weight-related outcomes and 2.4 Instruments
functional health.
The aim of this analysis was to compare caregivers of children with 2.4.1 Assessment of caregiver dietary intake
ASD and caregivers of TDC in weight status, diet quality, perceived Caregiver dietary intake was assessed using the 2005 Block Food
stress related to the parenting role, and functional health and well- Frequency Questionnaire (FFQ), which has previously shown accept-
being. We hypothesized that caregivers of children with ASD would able validity when compared to multiple diet records (correla-
show significantly higher rates of overweight and obesity, poorer diet tions for most nutrients: 0.5–0.6) and is suitable for studying
quality, higher levels of perceived stress, and lower functional health diet and disease relationships (Block, Woods, Potosky, & Clifford,
and well-being compared to caregivers of TDC. 1990; Lissner, 2002). This questionnaire estimates usual and cus-
tomary intake of ∼110 food and beverage items, nutrients, and
food groups over a period of 12 months (https://www.nutritionquest.
com/assessment/list-of-questionnaires-and-screeners/). Dietary out-
2 METHODS
come variables for this study included the 2010 Healthy Eating Index
(HEI) and its dietary components and adequacy of habitual intake of
2.1 Design
15 selected nutrients (i.e., fiber, iron, calcium, magnesium, potassium,
This secondary analysis used data from a cross-sectional pilot study Vitamin D, Vitamin E, Vitamin C, Vitamin A, Vitamin B6, folate, zinc, thi-
to compare caregivers of 4- to 6-year-old children with ASD and care- amin, riboflavin, phosphorous).
givers of TDC on the following measurements: weight status, diet qual- The HEI-2010 is a measure of diet quality and assesses confor-
ity, perceived parenting stress, and functional health and well-being. mance to the 2010 Dietary Guidelines for Americans. It is composed
Caregivers were asked to complete a series of questionnaires and par- of the following 12 components: 1) total fruit (includes fruit juice);
ticipated in height and weight measurements. 2) whole fruit (includes all forms except juice); 3) total vegetables
(includes any beans and peas not counted as total protein foods); 4)
greens and beans (includes any beans and peas not counted as total
2.2 Sample
protein foods); 5) whole grains; 6) dairy (includes all milk products, such
Caregivers in this analysis were participants in a cross-sectional study as fluid milk, yogurt, cheese and fortified soy beverages); 7) total pro-
designed to compare parent feeding practices and eating behaviors of tein foods; 8) seafood and plant proteins (includes seafood, nuts, seeds,
children with ASD and TDC (Kral et al., 2015). Details about subject soy products (other than beverages) as well as beans and peas counted
recruitment and child eligibility criteria for the main study were pro- as total protein foods); 9) fatty acids (ratio of poly- and monounsat-
vided previously (Kral et al., 2015). The sample for this secondary anal- urated fatty acids to saturated fatty acids); 10) refined grains; 11)
ysis consisted of 25 primary caregivers of children with ASD (referred sodium; and 12) empty calories (calories from solid fats, alcohol, and
to as ‘ASD caregivers’) and 30 primary caregivers of TDC (referred to added sugars). Higher scores for total fruit, whole fruit, total vegeta-
as ‘TDC caregivers’) living in the greater Philadelphia area. A primary bles, greens and beans, whole grains, dairy, total protein foods, seafood
LI ET AL . 3 of 9
and plant proteins, and fatty acids indicate higher consumption; higher shown adequate reliability (median reliability coefficients for each of 8
scores for refined grains, sodium, and empty calories indicate lower scales ≥0.80) and empirical validity (80–90% and has been normed to
consumption. The total HEI-2010 score represents the sum of the com- large representative samples, including caregivers (Rodrigue, Kanasky,
ponent scores. The HEI-2010 total score has demonstrated adequate Marhefka, Perri, & Baz, 2001; J. E. Ware, Jr., 2000).
reliability (Cronbach's coefficient 𝛼: 0.68) as well as construct and con-
current criterion-related validity (Guenther et al., 2014).
2.5 Analysis plan
2.4.2 Assessment of parenting stress Two statistical software systems (SAS System for Windows, Version
9.4 SAS Institute, Cary, NC and SPSS, Version 23; SPSS Inc., Chicago, IL)
Caregiver stress was assessed using the 36-item short form of the Par-
were used for data analysis. Testing for normality of continuous vari-
enting Stress Index (PSI/SF) (Abidin, 1995). This questionnaire asks
ables was performed using the Shapiro–Wilk test, distribution plots,
caregivers to indicate on a five-point scale ranging from strongly agree
and summary statistics. To compare ASD and TDC caregivers in weight
to strongly disagree the extent to which statements describe their rela-
status, dietary intake, perceived stress, and functional health and well-
tionship with their child. The instrument yields the following sub-
being (Aim 1), independent samples t-tests were used for normally
scales: 1) parental distress: stress attributable to caregiver's personal
distributed continuous variables, nonparametric tests were used for
distress; 2) difficult child: distress related to the child; 3) parent–child
non-normally distributed continuous variables, and Chi-Square and
dysfunctional interaction: relational distress between the caregiver and
Fisher's exact tests were used for categorical variables. To control for
child; and 4) total stress: stress parent is experiencing in his/her role
between-group differences in caregiver race, marital status, education,
as a parent. For all scales, higher scores indicate higher levels of par-
and household income, we added these covariates to general linear
enting stress. Psychometric testing of the PSI/SF showed high test–
regression models, both individually and in combination, for all out-
retest reliability for total stress (reliability coefficient: 0.84; 𝛼: 0.91),
comes. Descriptive statistics are presented as means ± standard devi-
parental distress (reliability coefficient: 0.85; 𝛼: 0.87), parent–child
ations (SDs) for continuous variables or as percentages for categorical
dysfunctional interaction (reliability coefficient: 0.68; 𝛼: 0.80), and dif-
variables unless otherwise indicated. P-values < .05 were considered
ficult child (reliability coefficient: 0.78; 𝛼: 0.85) and acceptable valid-
significant for all tests.
ity when compared with the full-length instrument for total stress
(validity coefficient: 0.94), child domain score (validity coefficient:
0.87), and parent domain score (validity coefficient: 0.92), respectively
(Abidin, 1995). 3 RESULTS
2.4.3 Assessment of caregiver functional health 3.1 Caregiver demographic and anthropometric
and well-being characteristics
Caregivers were also asked to complete the Short Form Health Survey Table 1 depicts the demographic and anthropometric characteristics
(SF-36) (J. E. Ware, Kosinski, & Gandek, 2000), which is a validated 36- for caregivers by group. The majority (∼80%) of participating care-
item health survey of functional health and well-being. It measures per- givers for both groups were mothers. ASD caregivers were signifi-
ceived health across the following health domains: 1) physical function- cantly older than TDC caregivers (p = .02). A significantly greater
ing: presence and extent of physical limitations; 2) role-physical: phys- proportion of ASD caregivers were married, had a college degree or
ical health-related role limitations such as difficult performing work; above, and a higher household income when compared to TDC care-
3) bodily pain: intensity of bodily pain, extent of interference with nor- givers. There also was a significant group difference in caregivers’ race,
mal work activities due to pain; 4) general health: rating of health (excel- with a higher proportion of ASD caregivers identifying as Caucasian
lent to poor), views and expectations of respondent's health; 5) vital- (60%), while the majority of TDC caregivers identified as African Amer-
ity: energy level and fatigue, captures differences in subjective well- ican (87%; p < .0001). ASD caregivers did not differ significantly from
being; 6) social functioning: health-related effects on quantity and qual- TDC caregivers in any of the anthropometric characteristics, including
ity of social activities; 7) role-emotional: mental health-related role lim- height, weight, BMI, or the proportion of overweight/obesity (p > .28),
itations as a result of emotional problems; 8) mental health: anxiety, even when controlling for covariates.
depression, loss of behavioral/emotional control, psychological well-
being; 9) physical component score: includes physical function, role-
3.2 Caregiver dietary intake
physical, bodily pain, and general health; and 10) mental component
score: includes vitality, social functioning, role emotional, and mental Table 2 depicts dietary variables related to the HEI-2010 and its com-
health. Higher scores (range 0–100) indicate better perceived health. ponents for caregivers in both groups. The mean total HEI scores (61.9
All component and summary scores are normalized to a mean of 50 ± 2.6 vs. 57.4 ± 2.4; p = .20) did not differ significantly between groups
with a SD of 10. Specifically, data are scored in relation to 1998 U.S. and are comparable with the total HEI score for the U.S. total popula-
general population norms where scores < 50 are interpreted as being tion (59.00 ± 0.95) (https://www.cnpp.usda.gov/healthyeatingindex).
below the U.S. general population norm and scores > 50 are inter- With respect to the individual dietary components of the
preted as being above the U.S. general population norm. The SF-36 has HEI, univariate analyses showed ASD caregivers consuming
4 of 9 LI ET AL .
TA B L E 1 Demographic and anthropometric characteristics of caregivers of children with Autism Spectrum Disorders (ASD) and typically
developing children (TDC)
significantly fewer empty calories when compared to TDC care- results of all other components did not change when controlling for
givers (p = .03). This difference, however, became nonsignificant covariates.
when adjusting for covariates. Several between-group differ- A high proportion of caregivers in both groups did not meet the
ences in HEI components that previously were nonsignificant estimated average requirements (EAR) for the majority of nutrients
became statistically significant when adding covariates (noted (Figure 1). Dietary inadequacies were especially high for the nutrients
in parentheses) to the model. These components included total fiber, calcium, potassium, vitamin D, vitamin E, and folate. When adjust-
fruit (caregiver race: p = .04), whole grains (caregiver education: ing for caregiver education, the previously nonsignificant between-
p = .04), total protein foods (caregiver marital status: p = .03; care- group difference in vitamin C intake became borderline significant
giver education: p = .04; caregiver income: p = .02; all covariates: (p = .059). The results of all other components did not change when
p = .04); and sodium (caregiver education: p = .03), respectively. The controlling for covariates.
LI ET AL . 5 of 9
TA B L E 2 Mean (± SEM) Healthy Eating Index (HEI)-2010 and its components for caregivers of children with autism spectrum disorder (ASD)
and typically developing children (TDC)
3.3 Caregiver parenting stress caregivers compared with 6.7% of TDC caregivers showed clinically
significant levels of stress (p < .0001); a finding which remained sta-
Figure 2 depicts caregivers’ perceived parenting stress across the var-
tistically significant when controlling for covariates.
ious parenting domains. ASD caregivers reported significantly greater
parenting stress for the subscales Difficult child and parent–child dys-
functional interaction as well as total stress when compared to TDC 3.4 Caregiver functional health and well-being
caregivers (p < .001). The results did not change when controlling Figure 3 depicts the functional health and well-being of caregivers in
for covariates. Groups also significantly differed in the proportion the two groups across the different health domains. ASD and TDC
of caregivers who experienced clinically significant levels of stress caregivers did not differ significantly in any health domains (p ≥ .10).
(total stress raw score ≥ 90 (Abidin, 1995). Specifically, 56% of ASD The results did not change when controlling for covariates.
F I G U R E 1 Percentage of caregivers of children with autism spectrum disorders (ASD; n = 25) and typically developing children (TDC; n = 30)
with habitual intakes not meeting the EAR for nutrients. a Adequate intake (AI)
6 of 9 LI ET AL .
F I G U R E 3 Functional health and well-being (mean ± SEM) in caregivers of children with Autism spectrum disorders (ASD; n = 25) and typically
developing children (TDC; n = 30). PF = physical functioning; RP = role physical; BP = bodily pain; GH = general health; V = vitality; SF = social
functioning; RE = role-emotional; MH = mental health; PCS = physical component score; MCS = mental component score
LI ET AL . 7 of 9
in this study to assess caregiver stress (PSI) only assessed perceived tics by adding these covariates to the general linear regression models,
stress related to caregivers’ parenting role but it did not assess other it is possible that this approach may not have fully corrected for the
types of stress such as acute stress, episodic acute stress, or chronic influence of these demographic characteristics. Third, for most of our
stress. It, therefore, is possible that caregivers’ levels of overall stress outcome measures we relied on caregiver self-report. Future studies
may be even higher. Together, these findings suggest that caregivers of can be strengthened by adding biological markers, such as salivary or
children with ASD may benefit from behavioral interventions for stress serum/plasma cortisol, as outcome measures. Last, it is possible that
management with particular focus on their parenting role. this pilot study may have had limited statistical power, which in turn
With respect to caregivers’ perceived functional health and well- may explain the lack of significant between-group differences in many
being, we found no significant differences between groups in any of outcomes. Given that this study was a pilot study, we did not perform
the 10 health domains, even when controlling for covariates. A study an a priori power analysis. A post-hoc power analysis showed that
by Garriot and colleagues (Garriot, Villes, Bartolini, & Poinso, 2014) this study only had sufficient statistical power to detect a significant
examined functional health and well-being in a sample of 124 par- between-group difference in caregiver parenting stress (total stress
ents of children with ASD using the SF-36 assessment tool. The results score; Cohen's D effect size: 0.81). Cohen's D effect sizes for other out-
showed that between-group differences across the SF-36 subscales comes (i.e., BMI, HEI, SF-36 Physical Component Score, SF-36 Mental
depended on children's level of severity of ASD. Caregivers of chil- Component Score) were small to moderate (0.04-0.24).
dren with severe ASD scored significantly lower on the physical func-
tioning, role-physical, social functioning, role-emotional, mental health
subscales as well as the physical and mental component summary 4.1 How might this information affect nursing
scores compared to caregivers of typically developing children. Care- practice?
givers of children with moderate ASD, on the other hand, only sig-
nificantly differed from caregivers of typically developing children in The findings of this analysis have important implications for nurses
the mental health subscale. The small sample size in our pilot study and other care providers. First, the high levels of caregiver-reported
prevented us from performing more refined analyses which take into parenting stress warrant a thorough assessment of perceived stress
account children's ASD severity status, which may explain some of the levels be completed by nurses at routine physical exams. Nurses
differences in the findings across the two studies. The findings from should use comprehensive screening tools to assess levels of overall
our study could also suggest that caregivers of children with ASD may caregiver stress including acute stress, episodic acute stress, or
develop strategies to effectively cope with increased levels of stress chronic stress in addition to parenting stress. If necessary, nurses
and/or may use other resources (e.g., support network) which help should provide caregivers with resources about mental healthcare
them cope. The concept of resilience has gained considerable atten- providers and programs for stress management. Second, given the
tion in the field of nursing care and nursing science and reflects the power of caregiver resilience in protecting psychological and physical
ability or capacity “to maintain a stable equilibrium” and “the ability of functioning, it will be important for nurses to effectively measure lev-
adults […] to maintain relatively stable and healthy levels of psycho- els of caregiver resilience in their patients by at the same time taking
logical and physiological functioning” in times of aversive life circum- into consideration the broader context (e.g., socioeconomic factors,
stances (Bonanno, 2004). Resilient caregivers of children with chronic family structure) of caregivers’ life circumstances and to implement
conditions are believed to be those who are proactive toward main- resilience-based care interventions, if warranted.
taining cooperative relationships with healthcare professionals, seek In summary, the findings of this study showed that caregivers of chil-
out information and resources, and develop social support networks dren with ASD experienced high levels of parenting stress but they did
(Lin, Rong, & Lee, 2013). not differ significantly from caregivers of TDC in weight status, dietary
The strengths of this study include the concurrent assessment quality, or perceived functional health and well-being. Interventions
of a series of caregiver-reported health outcomes (diet, functional for families who are caring for children with ASD should include stress
health and well-being, parenting stress) and the direct measurement management strategies to help caregivers reduce stress associated
of caregiver height and weight. The study had several limitations. with their parenting role.
CONFLICT OF INTEREST STATEMENT Juruena, M. F. (2014). Early-life stress and HPA axis trigger recurrent adult-
hood depression. Epilepsy Behav, 38, 148–159.
The authors report no actual or potential conflicts of interest.
Kelly, S. J., & Ismail, M. (2015). Stress and type 2 diabetes: A review of how
FUNDING SOURCE stress contributes to the development of type 2 diabetes. Annu Rev Pub-
lic Health, 36, 441–462.
This research was funded by the Biobehavioral Research Center in the
Kivimaki, M., & Kawachi, I. (2015). Work Stress as a Risk Factor for Cardio-
School of Nursing at the University of Pennsylvania.
vascular Disease. Curr Cardiol Rep, 17(9), 630.
Konturek, P. C., Brzozowski, T., & Konturek, S. J. (2011). Stress and the gut:
ORCID Pathophysiology, clinical consequences, diagnostic approach and treat-
ment options. J Physiol Pharmacol, 62(6), 591–599.
Tanja V.E. Kral http://orcid.org/0000-0002-9324-0294
Kral, T. V., Souders, M. C., Tompkins, V. H., Remiker, A. M., Eriksen, W. T., &
Pinto-Martin, J. A. (2015). Child Eating Behaviors and Caregiver Feed-
ing Practices in Children with Autism Spectrum Disorders. Public Health
Nurs, 32(5), 488–497.
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