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Jose Manuel Aroso Linhares, Evidence (or Proof) as
Law's Gaping Wound: A Persistent False Aporia, 88 Bol.
Fac. Direito U. Coimbra 65 (2012)
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I would add that it is very far from being inevitable even if one
(rightly) recognises that the process of legal proof- understood as a spe-
cific referential discourse, if not (to use Ricoeur's concepts3 ) a unique
<narrative refiguration (concerned with a special representation and reor-
dering of reality) - exposes the practical world of law to exemplary (and
exemplarily intense) challenges to communication (both communicati-
veness and uncommunicativeness) with exterior (non juridical) worlds,
i.e. with data and warrants involving either empirical-explicative infor-
mative statements (or nomological explanations) or socially constructed
common sense meanings (and the eventual narrative organisations that
typify these meanings), in addition to inferential possibilities ranging
from inductive reasoning about probabilities (as id quod plerumque accidit
reasons) to ethical or ethical-communitarian (particular) arguments
about normality or patterns of normality (in which the probable appears
as cio3 che e eticamente preferibile4 ). This means that a deconstructive reading
stimulates (and seduces) us with a pseudo-aporia, and that this is sur-
mountable even (particularly) when we duly acknowledge that reaso-
ning with evidence and proof exposes us to the inevitable challenge of
the intra-discursive (juridical-normative) institutionalising of an inter-
-discourse (involving external alien arenas).
1. The first step to be taken seems relatively easy. One could simply
say that the wounds which undermine Piyel Haldar's deconstruction of
the «evidencer's eye (and his representation tasks) are significantly (and
certainly not by chance) similar to those which weaken Derrida's
deconstruction of legal decision-making and its sequence of (three
main) aporias'.As a matter of fact, both critical testimonies in question
seem unable to fulfil their own agenda of taking «the limitless context
' RiCOEUR, <'La fonction narrative >,cited in English as oThe Narrative Function,
in RIcoEuR / THOMPSON (ed.), Hermeneutics and the Human Sciences. Essays on Language,
Action and Interpretation, Cambridge: Cambridge University Press, 1979, pp. 274 ff.; ID.,
Temps et r&it, 3 volumes, Paris : Seuil, 1983-85, passim.
4 Alessandro GIULIANI, I1 concetto di prova. Contributo alla logica giuridica, Milano:
A. Giuffre, 1961, p. 231.
5 Jacques DERRIDA, Force de loi. Le ffondement mystique de 1'autoritb, Paris : Galile,
1994, pp. 50 ff.
BFD 88 (2012), p. 65-89
EVIDENCE (OR PROOF?) AS LAW'S GAPING WOUND:A PERSISTENT FALSE APORIA? 67
2. Should one add (still using Derrida's words) that the deconstruc-
tive agenda of evidence, since it a-critically presupposes an isolated quas-
tiofacti (i.e. the absence of a plausible alternative to the corresponding
claim of autonomy), runs the risk of giving <free rein to the «existing
forces , i.e. to the forces which «effectively and historically dominate the
field) in question13 ? I tend to disagree, not because there is no effective
(resigned, even though negatively evaluated) complicity with the system
being deconstructed, but purely because it seems difficult, after half a
century of the rehabilitation of practical-prudential thought (with very
significant projections in terms of legal discourse), to celebrate this claim
for isolation as a dominant concept or, at least, a concept without an
alternative.
It is not irrelevant to recall that the possibility of treatingfactum pro-
bandum (and the factum probans which tends to «<probabilise > or «depro-
babilise it) as a real factual constellation - and no longer as an issue or
questione controversa (related to a conjectura or status coniecturalis) but as an
ensemble of pure facts, objectively accessible to perceptual and repre-
sentational-correspondential experiences demanding, as such, an alterna-
tive (theoretically-inductive) technique of ratio probabilis (a genuine
aritmetica delle prove 4 ) - remains constitutively inseparable from the
modern consecration of episteme and the drastic reduction of rationality
types that this progressively imposes (affecting all the relevant expressions
of legal thought as an effective decline, if not interruption, of an auto-
nomous experience of praxis and phronesis).
It is certainly not by chance that the opening up of such a possibi-
lity - converging with overcoming an argumentatively integrated con-
' TWINING, Theories of Evidence: Benthain and Wigmore, London: Weidenfeld &
Nicolson, 1985, p. 14 (3 b).
12 DERRIDA, La dissemination,Paris : Seuil, 1972, pp. 11-12.
13 Ibid.
cept of the theory of status (rationales and legales) and the consequent
scission of thesis and hypothesis perspectives (general-abstractand singular-
-concrete respectively), the former (hypotheses ad theses renovandas) being
pre-eminent - can be paradigmatically attributed to Rodolphus
Agricola's De inventione dialettica (1569), with its specific subordination
of topics and rhetoric to dialectic and the reinvention of dialectic under
the spell of necessary syllogism. Nor is it by chance that the dynamic
apex of this rational emancipation of the science ofproof- explored as the
need to overcome «a Technical System# to establish «a Natural one
(«characterised by the absence of artificial rules)) - leads us to Bentham's
Rationale ofJudicial Evidence (1827) and its «principle of non-exclusion
(freeing proof from juridical-normative constraints, such as rules of
exclusion, fictions, burden of proof criteria and some features of the
common law adversary process). In any case, it is only with the late 19 th
century developments of naturhistorischeMethode and its dogmatic nor-
mativism - still exploring the exclusivity of theoretical-epistemic ratio-
nality, but also (in contrast to Bentham's basic empirical cognitivism) the
integrative possibilities of an internal perspective as a juridical analytical
(non empirical) science of norms - that the counterpoint between interior
and exterior (provoked by the emancipation of quaestiofacti) is explicitly
recognised and eloquently solved. The gain is obviously the binominal
organisation of opposing immanent rational norms and empirical dis-
crete facts, now also a constitutive option which, without tensions (and,
far less, aporetic connections), simultaneously separates (divides) and
connects the judicial application of legal norms and the judicial reasoning with
proof,with the advantage of ensuring a theoretical (meta-dogmatic) dis-
cursive level that also seems immune to institutionalising specificities (i.e.
is rationally compatible with different types of evaluations of probative
force, including legal theory andfree evaluation of proofs) and, as such, fully
prepared to receive (and greet) Friedrich Stein's Das private Wissen des
Richters (1893) and his exploration of the «generic judgments of fact
(exposed as Efahrungssdtze). It should not be forgotten that what is at
stake here is an implacably unitary epistemic subject /object structure and
that the objects in the process of being rationalised are invariably (and no less
unitarily) presupposed to be concrete empirical contingently material
facts, i.e. states of affairs in the external world whose autonomous cohe-
rence does not count as such, and from whose intrinsic dynamics one
"5 LUHMANN, Das Recht der Gesellschaft, Frankfurt: SuhrkampVerlag, 1993, p. 134.
4.1. The first proposal (and the most recently developed of the
three) is Floris Bex's formal hybrid theory of stories and arguments (an argu-
mentative-narrative model <to establish the facts in criminal cases>"). As
this device promisingly announces, the author's intention is to confront
reasoning with evidence, combining (or integrating, as indispensable <(com-
municating vessels 22 ) a (holistic story-based approach - considering the
«course of events in the case as a whole (to reconstitute «what might
have happened ) - and an <(atomistic argument-based approach - concer-
ned with the specific reasoning steps , i.e. with the inference (or the
license to infer) that connects an «item («element or datum) of evidence
with the corresponding «conclusio 23 («a hybrid argumentative story-
-based theory which combines reasoning with arguments and stories>)24).
25 <The assumptions contained in the rationalist model of proof are also at the basis
of the current work (...) [where the] New Evidence Theorists's Modified Wigmorean
Analysis is complemented by outlines, chronologies and stories...> (Ibid., pp. 1-2). See
specially pp. 1-3 (<(Rational Theories of the Process of Proof ), 33 ff., 240 ff. (,Wigmore
and the New Evidence Theorists#).
26 Ibid., p. 249.
27 The specification is not redundant, certainly because Bex uses the term norma-
tive (as synonym of methodologically regulative or prescriptive) within the strict pos-
sibilities of an epistemological process (associating it to the binomial descriptive/
normative): ( The above-mentioned theories on reasoning with evidence and proof
almost all have a descriptive as well as a normative side: on the one hand, the theories
try to model the patterns of reasoning that are employed in the process of proof and
on the other hand, the theories try to indicate the shortcomings of people and mis-
takes that are made when reasoning with masses of evidence and propose ways in
which these mistakes can be avoided. In a way, theories for reasoning with evidence
specify how we can and should make sense of evidence.. . (Ibid., p. 4). See also ibid., p. 73
ff («Choosing the Best Explanatory Story for the Evidence ), 234 ff. («The Anchored
Narratives Theory).
28 «More specifically, the current view on rationality can be characterized as
lity that allows Floris Bex to redirect the relevant question to a rigorou-
sly narrow problem of proof- in which «factual reasoning, although «in
a legal context>>, «takes the form not of legal reasoning, but rather of
commonsense reasoning>>3 , grounded in fairly reliable generalisations3 -,
it is also the same fidelity that can be recognised both in the persistent
appeal to Hempel-Oppenheim's explanation (logic) scheme (eloquently
revisited through a Ratio-Begriindung model named explanatory justifica-
tion 32), and the constitutive resourse to the counterpoint context of disco-
very /context ofjustfication (recreated in three productive steps, involving
the explananda and explanans in the context of discovery, the probandaand
probans in the context of pursuit , and the explicit proof in the context of
justification33 ). This reorientation and the corresponding thematic frame
would not be so significant if all these constructive devices only repre-
sented a plausible analytical concentration and distribution (comfortably
adapted to the trends and «legacies invoked), i.e. if they did not impose
(as they do!) an a-problematic (drastic) reduction of the possibilities
involved, wounding both the concept of narrative and the intelligibility
of argumentative reasoning, and, as such, also significantly affecting the
expected productive intertwining.
In a word, the problem seems to be a biased inability to recognise
an authentic subject/subject practical-rationality (i.e. to consider the noetic
level on which a practical world may be fully understood as context and
correlate to autonomous praxis). This is an inability which plunges
unmistakably distinctive collocutors (from Aristotle to Toulmin, Propp to
Schank, and Wigmore to Wagenaar) into an indiscriminate continuum,
for choosing a hypothesis but also on the clarification of these reasons. In this respect,
Nijboer and Sennef (...) speak of explanatoryjustification... # (Ibid., p. 22).
31 Ibid, pp. 20-24 (<The Process of Proof. Discovery, Pursuit and Justification ), 53
ff. <(This probans and the reasons for choosing it together make up a proof.In other words,
a proof is the chosen hypothesis (which is deemed most likely) and a justification of why
the particular hypothesis was chosen. (...) The process of proof is not only focused on
rationally justifying one's reasons for choosing a hypothesis but also on the clarification
of these reasons... ( Ibid., p. 21-22)
BFD 88 (2012), p. 65-89
76 DOUTIINA
causal chain>) (the implicit elements being determined thanks the so-
-called cues to causality)38-39.
Yet there is a recurring emphasis in this proposal which, even
though constrained within this narrow one-dimensional theoretical
frame (exemplarily, thanks to the recreation of a certain IBE, i.e. inference
to the best explanation"), accurately captures the dynamic of evidence and
proof in a legal context or at least the nuclear irreducible element of this
dynamic. The element in question is precisely the «dialectic comparing
not only of different (atomistically tested) hypotheses but also of alter-
native stories (confronted or opposed holistically)41 - a dialectical com-
paring which tries to find «the best story 4 2 .
As can immediately be seen, the other two proposals (considered
together) are in a very different position in terms of understanding the
autonomy (and irreducibility) of this dialectic, not only because they
recognise different criteria for determining how good (or how plausible
and reliable) a story is, but also, and principally, because they provide
different experiences of rationality and different understandings of nar-
rative, together with the resources indispensable to overcoming the
modern concept of proof, or its aporetic perpetuation as the gaping
wound in law.
38 (In the story-based approach to reasoning with evidence, the main goal is to
construct a hypothetical story, which represents and makes sense of "what happened" in
a case. This story should properly cover the evidential data by causally explaining this
data.. ) (Ibid., p. 69).
" (Because of the causal nature of stories, combining explanatory and predictive
reasoning is easy and so called story consequences (i.e. consequences that might have caus-
ally followed from the story) can point to new evidence.. .> (Ibid., p. 83).
40 4BE should not be seen as a single inference step, but rather as a general term
for a combination of several ways of reasoning with and about hypotheses. Essentially,
IBE covers all the important types of inference in the process of proof. hypotheses are
constructed, these hypotheses are tested and compared with each other and ultimately
the best one is chosen...> (Ibid., p. 27)
41 See in particular pp. 93-100 (<(Assessing and Comparing Stories>), 140-141
should also be well-structured and correctly describe a general pattern of states and
events one expects to come across in the world... (Ibid., p.59)
BFD 88 (2012), p. 65-89
78 DOUTRINA
" See the synthesis proposed in JACKSON, Making Sense in Law, Liverpool: Debo-
rah Charles Publications, 1995, pp. 143-163.
" Boyd WHITE, Heracles' Bow. Essays on the Rhetoric and Poetics of the Law, Madi-
son: The University ofWisconsin Press, 1985, p. 172.
BFD 88 (2012), p. 65-89
EVIDENCE (OR PROOF?) AS LAW'S GAPING WOUND:A PERSISTENT FALSE APORIA? 79
search for a unique language (the dogmatic search that the axes of episteme
and techne-episteme, as non-narrativemodes of speaking, invariably and a-cri-
tically impose), but also an experience which, as interpretative pragma-
tics or performance, gives methodological priority not so much to the
hermeneutical reading situation as to a microscopic rhetorical circumstance
(understood as the possibility of «establishing or losing community>) 45 .
"5Ibid., pp. 3-5, ID., Justice as Translation, Chicago: the University of Chicago
Press, 1990, pp. 3-4, 101-102.
46 JACKSON, Making Sense in Jurisprudence, Liverpool: Deborah Charles Publica-
Law, vol. I, n' 3, 1988, pp. 227 ff. (2.), 244 if. (6.), ID., Law,Fact and Narrative Coherence,
Liverpool: Deborah Charles Publications, 1988, pp. 33-36, 71 ff., 76 ff., 84-88, 112-129,
BFD 88 (2012), p. 65-89
80 DOUTRINA
(c) finally, and specifically, because he aims for <(a systematic application
of the narrative models used (...) to explain the construction of fact (...)
to the construction and application of the rules#4 8 , which is sufficient to
provide the relations between "law" and "fact")> (reduced to the <same
level)> of structural narrative) with a new and promising #configura-
tion>.This is a configuration which immediately recognises that the «dis-
tinction between fact and law is neither necessary nor universal4 9 and
meaningfully demands that the concrete adjudicative performance of
law may be conceived of and developed as a process of analogical com-
parison (decision-making in adjudication consists of comparing a nar-
rative constructed from the facts of the case with the underlying
narrative pattern either explicit in or underlying the conceptualised legal
rule)50 ).
13') Boyd White, achieves this on a more general (yet no less deci-
sive) level, viewing law from the inside as a culture of argument («a way of
creating a rhetorical community over time (...) [and] a culture that
makes us members of a common worl&), thus autonomising a type of
discourse and trend towards rationalisation which is able to resist outsi-
ders, both rule-centred formalism and legal scientific instrumenta-
lism (brought together as calculatingforms of reason)"1 . This also involves
recognising that the construction of the evidential narrative in a legal con-
text (a context which always offers a system of translation) should corres-
143 ff., Making Sense in Law, Liverpool: Deborah Charles Publications, pp. 159 ff., 356,
432 ff.
48 JACKSON, «Narrative Models in Legal Proof&, cit., pp. 225 ff., Law, Fact and Nar-
rative Coherence, cit., 3 ff., 61 ff., 89 ff., ID., Making Sense in Law, cit., pp. 9 ff., 390 ff.,
ID., Making Sense in Jurisprudence,cit., pp. 233 ff.
4 ID., Law, Fact and Narrative Coherence, p. 90.
o Ibid., p.101.
51 Formalism would apparently only be an internalist concept! This is a reformula-
tion that expands the circle of the plausible opponents one step further, bringing together
formalistic internal and pragmatic external attitudes to the point that enables Boyd White to
denounce them as two possible specifications of an outside view : («Ofcourse the law can
be imagined, sometimes usefully, in each of these ways [...] - as a set of rules (to be
obeyed or desobeyed) [...] and as a branch of public policy, in which legal questions are
collapsed into questions of social science or political preference [...] - [...] especially
when viewed from the outside# (Boyd WHITE, From Expectation to Experience. Essays on
Law and Legal Imagination.Michigan: The University of Michigan Press, p. 103).
BFD 88 (2012), p. 65-89
EVIDENCE (OR PROOF?) AS LAW'S GAPING WOUND: A PERSISTENT FALSE APORIA? 81
52 <Law always operates through speakers located in particular times and places
speaking to actual audiences about real people. Its language is continuous with ordi-
nary language: it always operates by narrative; it is not conceptual in its structure; it is
perpetually reafirmed or rejected in a social process; and it contains a system of internal
translation by which it can reach a range of hearers. All these things mark it as a liter-
ary and rhetorical system > (Boyd WHITE, Heracles' Bow, cit., pp. 36-37).
53 See infra, note 61.
BFD 88 (2012), p. 65-89
82 DOUTRINA
5' The expression textura discursiva participableis not from JACKSON but from Jos6
Calvo GONZALEZ, El discurso de los hechos. Narrativisnio en la interpretaci6n operativa.
Madrid: Editorial Tecnos 1993, pp. 28, 30-34, 39, 52, 77, 87-88, 91-92.
" JACKSON, <<Narrative Models in Legal Proof>, cit., pp. 226-227 (1.), 232-234,
ID. Law, Fact and Narrative Coherence, cit., pp. 58, 82-88, 1995, 390 ff (cap. XI), 424 ff.,
441-442,445-452.
56 Boyd WHITE, Heracles' Bow, cit., pp. 159-160, 168.
57 Ibid., p. 159.
58 Ibid., p. 168.
51 Ibid., p. 190.
ficiali) of what really happened (i.e. with an aliquid which is, or pretends to
be, pro aliquo), and one corresponding to the main global controversy, i.e.
to the practical concrete litige in which the render-tribuere of reciprocal
rights and duties to the comparable subjects (with the authoritative defi-
nition of the reciprocal spheres of autonomy and responsibility belonging
to each other) is directly and definitively at stake. Linking them in fact
means recognising a specific intertwined movement of emergence and
re-appropriation, a movement which allows us to treat the evidence con-
troversy (which is genuinely narrative) as a filtered interpretative specifi-
cation (a specific problematic partial emergence) of the main global
controversy, whilst simultaneously recognising that the sign to abandon
the narrative filter (and the referential claim that sustains it), i.e. the signal
or the cue to recover the full intelligibility of the latter (main) contro-
versy, comes precisely with the proofs final judgment. This final judg-
ment reconciles the dispute between narratives or narrative fragments,
precisely because it offers (and is methodologically to be taken as) the
(dast word of a third (authoritarian) narrative (the one which will return
to the main flux of the quaestio and will substitute the previous tension,
providing the definitive concrete answer to the status coniecturalis and the
interrogation (an sit? ).
When the controversy between narratives is understood as an argu-
mentative centre (una controversia da' luogo ad uno status solo quando vi e la
possibilita di stabilire un contradittorio tra due affermazionei opposte e valide6 °),
one is not, however, only illuminating (solving) the connection problem
(i.e. assuring an intelligible dynamic between the two status and its nor-
mative claims or its shared juridical relevance), but also creating the con-
ditions for recognising the specific rationality of legal proof and the
modus operandi which identifies it. To argue that the perspective of the
controversy should be preserved as a dynamic argumentative web until
the process of representation-emplotment is over (and the judicium of
legal proof is produced) is far from methodologically redundant. In order
to understand this, I will allude (and allude only!) to a sequence of plau-
sible implications (if not reflexive corollaries):
67 o... [D]as Neue das Alte ist, aber auf eineWeise, die nicht nur in der einseitigen
Perspective eines dem Zweifel ausgesetzten und nachVerteidigung suchenden Partners
alsVerbindung von These und Argument gilt, sondern in der Perspective aller Teilneh-
mener diesenVorzug aufweist... ) (BUBNER, Dialektik als Topik. Bausteine zu einer lebens-
weitlichen Theorie der Rationalitit,Frankfurt am Main: Suhrkamp, 1990, p. 64).
BFD 88 (2012), p. 65-89
88 DOUTRINA
ABSTRACT: This essay argues that Haldar's deconstructive critical reading of evi-
dential law and judicial proof as the frame which <divides) (and simultaneously <(connects )
the ointernal room of the courtroom> from (to) the (external world of reality) is very far
from being inevitable or insurmountable. The development of this argument proposes
selective exemplar dialogues with Floris Bex's formal hybrid theory of stories and arguments,
Jackson's purely intensional understanding of meaning and Boyd White's literary turn. The
conclusive path explores the possibilities of treating evidentiary adjudicationsimultaneously
as a narrative use of language and as a practical-prudential judicium.