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Abstract—The current transformer (CT) saturation phe- secondary currents appropriately [1]–[7]. In [6], a multiregion
nomenon has been one of the main problems for the power adaptive differential relay based on the differential current
transformer differential protection, leading to incorrect current trajectory was proposed in order to discriminate internal faults
measurements and relay misoperation. This paper proposes a
fast and efficient transformer differential protection scheme from other disturbances properly, including CT saturation
with additional differential CT saturation and cross-country cases. In [7], a filter for compensating the CT saturation effects
fault detection modules after the external fault detection, all during faults and a filter for suppressing the DC component
of them based on the differential wavelet coefficient energy introduced by the inrush current were proposed. The wavelet
with border distortions in order to stabilize the relay during transform has also been used for power transformer differ-
external faults and distinguish accurately CT saturation from
cross-country internal faults. The proposed method was assessed ential protection during CT saturation after external faults
by using representative simulations of internal faults, transformer [4]. However, the conventional wavelet coefficients and their
energizations, and external faults with CT saturation followed by variants are affected by noise and are not sensible to over-
cross-country internal faults, and good results were achieved. damped transients induced by faults, limiting their applications
Index Terms—CT saturation, differential protection, wavelet in the power system protection [8], [9]. In addition, must
transform, cross-country faults. methods concerned only for solving problems regarding the
CT saturation after external faults, presenting no reliability for
I. I NTRODUCTION
detecting possible cross-country faults, which may offer some
main purpose of the current transformer (CT) is to
T HE
reproduce accurately the primary current in its secondary
winding, considering the criteria of magnitude and phase
concerns for the transformer differential protection [10]–[12].
For instance, a high current magnitude during external faults
may shake and heat the transformer winding, and as longer the
shift. However, the secondary current can present distortions fault lasts, as greater the risk of it evolving into an internal
when the CT magnetic core saturates, which may impact transformer fault [12].
the protective relay operation. For instance, phasor estimation Recently, a wavelet-based power transformer differential
can face problems when CTs saturate, which can impact the protection was proposed in order to discriminate internal
distance and overcurrent protective relays [1]. faults from external faults and inrush conditions [13]. In this
According to [2], the CT saturation phenomenon has been method, the conventional differential protection philosophy
one of the main problems for the power transformer differen- was recreated by using high frequency components extracted
tial protection, since it may lead to a false trip during external through the differential wavelet coefficient energy with border
faults. In fact, traditional percentage differential relays with a distortions of the currents by means of the real-time station-
single slope do not present a good response when CT saturates, ary discrete transform (RT-SWT) instead of the differential
and dual bias slopes are commonly used to restrain relays currents. Both phase (87TW) and negative-sequence (87QW)
from tripping under CT saturation. In addition, besides the wavelet differential units were proposed. As contributions, the
well-known efficiency against inrush conditions, the harmonic relay operating time was faster than conventional differential
blocking element has provided better performance against relays and the method presented accurate detection of critical
nuisance trips caused by CT saturation than the relays with internal faults (turn-to-turn and turn-to-earth faults inside the
dual bias slopes. However, depending on the configuration transformer windings). However, this method is susceptible to
used by this protective function (independent or cross-blocking CT saturation during external faults and it is not able to detect
mode) [2], the relay efficiency may be reduced if internal faults possible cross-country faults.
take place during external faults (cross-country fault). This paper proposes an improvement in the power trans-
Aiming to improve the differential protection performance former differential protection scheme based on the operating
under CT saturation, digital signal processing techniques have and restraining boundary wavelet coefficient energy proposed
been employed for recognizing saturation intervals in the CT by [13] in order to overcome the CT saturation problem during
This work was supported by CAPES (Coordenação de Aperfeiçoamento external faults. Firstly, this paper proposes an external fault
de Pessoal de Nı́vel Superior) and CNPq (Conselho Nacional de Desenvolvi- detection logic in order to block the trip logic when an external
mento Cientı́fico e Tecnológico). fault is detected and avoid the relay misoperation due to
R. P. Medeiros and F. B. Costa are with Federal University of Rio Grande
do Norte, Campus Universitário Lagoa Nova, Natal - RN, CEP:59.078-970, an eventual CT saturation. However, the differential function
Brazil. E-mail: rodrigo.prado@ufersa.edu.br and flaviocosta@ect.ufrn.br. must trip if a cross-country fault occurs and remains blocked
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differential operations are applied directly in the wavelet coef- are true; Edif f = {Eopφ and Eresφ }, with φ = {A, B, C, and
ficients. The proposed differential wavelet coefficients wdif f Q}, are thresholds stochastically defined as follows [13]:
= {wiopφ , wiresφ } of 87TW (φ = A, B, and C) and 87QW k2
(φ = Q) elements are computed as follows: 3 X
w
Edif f = Edif f (n), (12)
1 k2 − k1 + 1
n=k1
wiopφ (0, k) = (wi′Hφ (0, k) + wi′Xφ (0, k)), (4)
2 where [k1 /fs k2 /fs ] is a previous steady-state time range.
wiopφ (l 6= 0, k) = wi′Hφ (l, k) + wi′Xφ (l, k), (5) The event detection logic is only used for detecting the first
event after the steady-state. Therefore, whenever an event is
wiresφ (l, k) = wi′Hφ (l, k) − wi′Xφ (l, k), (6) detected, the wavelet-based differential protection (87TW and
where 0 6 l < L. As suggested in [13], the SWT wavelet 87QW units), the energization, and the external fault detection
coefficients were obtained with the db(4) considering the first logics are enabled in order to identify the event or sequence
decomposition level, which is appropriated for the differential of events (external fault with CT saturation, external fault
protection with currents sampled at fs = 15.36 kHz, in which followed by its clearance, etc.). In this fashion, the event
db(L) is the Daubechies mother wavelet with L coefficients detector will only be evaluated again in the next steady-state
[17]. Therefore, there is one pair of differential coefficients mode operation.
(wiop and wires ) computed with one conventional wavelet
coefficient (l = 0) and three pairs of differential coefficients G. Transformer Energization Detection
computed with border distortions (l 6= 0) for each φ. The protection method in [13] predicts if the event will be
related to a transformer energization when the current energy
E. Differential Energy
is null. If a pre-energization condition is detected, the slopes
Based on [8], the boundary differential wavelet coefficient K87T W and K87QW are temporarily incremented to a value
w w w
energy signals Edif f = {Eiopφ and Eiresφ }, termed just as dif- slightly larger than 1 in order to avoid a possible misoperation
ferential energy, are computed from the respective differential of the differential protection units after the beginning of the
wavelet coefficients wdif f = {wiopφ , wiresφ }, as follows: energization.
w wa wb
Edif f (k) = Edif f (k) + Edif f (k), (7) H. The Wavelet-Based Differential Protection
since k > ∆k − 1. Edifwa Based on the classical differential principle, an internal fault
f is due to the first L − 1 boundary
wavelet coefficients of the sliding window, defined as [8]: is detected if [13]:
L−1
X Eiwopφ (k) > K87W Eiwresφ (k), (13)
wa 2
Edif f (k) = wdif f (l, k), (8)
l=1
where K87W = K87T W for φ = A, B, and C and K87W =
wb
K87QW for φ = Q are slopes of characteristic curves of 87TW
since k > ∆k−1. Edif f is computed with no boundary wavelet and 87QW elements. In this paper, K87T W = K87QW = 0.5.
coefficients of the sliding window with length ∆k − L [8]: Therefore, an internal fault is detected at the time k/fs if:
k
wb
Edif
X
2 Eiwresφ (k) < 2Eiwopφ (k). (14)
f (k) = wdif f (0, n), (9)
n=k−∆k+L
I. External Fault Detection
or recursively given by:
According to the power transformer differential protection
wb wb 2 2
Edif f (k) = Edif f (k − 1) − wdif f (k − ∆k + L) + wdif f (k), theory, the ratio Ires /Iop tends to be greater in external faults
(10) to the transformer protection zone than in internal faults,
since k > ∆k + L − 1. avoiding a possible relay misoperation [18]. Based on this
Unlike [13], where the differential operations were applied premise, this paper proposes a simple method to identify
to the operating and restraining currents, such differential external disturbances of the transformer protection zone if just
operations were applied to the operating and restraining the restraining energy exceeds the thresholds, i.e., if the two
wavelet coefficients of the CT secondary currents in this paper. following conditions, at the sampling k > kd , are true:
However, the operating and restraining energy are similar in w
Eiresφ (k) > Eresφ ,
both procedures due to the linear properties of the SWT. (15)
Eiwopφ (k) < Eopφ .
F. Event Detection Fig. 2 depicts the phase-A operating and restraining energy
Based on [13], an event (internal and external faults, trans- waveforms during external and internal faults, where the
former energization, etc.) is detected if: events were detected through (11) at kd /fs . For the sake of
w
Edif f (k − 1) 6 Edif f , illustration simplicity, the operating energy waveforms in this
w (11) paper were multiplied by two in order to highlight the regions
Edif f (k) > Edif f ,
where Eiwresφ < 2Eiwopφ (internal fault detection), and the energy
where kd /fs = k/fs , i.e., the disturbance inception time kd /fs waveforms were normalized for Eiwresφ = 1 during the steady-
is set to be the current sampling time when these inequalities state.
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External fault detected: Both the proposed external fault detection logic and the 87TW
4 worked properly due to the border effects of the boundary
10
2 differential wavelet coefficient energies.
3
Wavelet Coefficient
10
Fault inception 1
2 time 10
10 Diff. Wav. Coef. Energy
Energy
1 0
Diff. Currents
Operating quantities
10 Event detected: 87TW: >>2 10
0 (restraining region)
10 -1
10
-1
Operating points
10 reach the operating
(a) -2
region during
8 10
10 internal fault Operating points
7 2 remain on the
10 -3
6 10 -1 restraining region
10
Wavelet Coefficient
0 1
5 10 10 during internal fault 10
10 Restraining quantities
4
Energy
10 Event detected:
3 Figure 3. Typical operating points during a turn-to-earth internal fault with
10 87TW: Internal fault
2 a few percentage of turns computed from: (a) the wavelet coefficient energy;
10 <2 (b) the phasor-based conventional method.
1
10
0
10
-1 The external fault detection logic is essential in order to
10
(b) avoid problems related to the CT saturation during external
1
10 87TW: Internal fault
2 <2
faults. Therefore, when an external fault is detected through
(15), the proposed differential CT saturation detection logic in
Event detected:
Wavelet Coefficient
0
10 III. D IFFERENTIAL C URRENT T RANSFORMER
S ATURATION D ETECTION M ETHOD
Figs. 4, 5, and 6 depict the CT secondary currents, their
-1 related wavelet coefficients, and the operating and restraining
10
0 1 2 wavelet coefficient energy regarding an internal fault with CT
Cycles External fault not-detected: saturation in a single side, an external fault with CT saturation
(c) in a single side, and an external fault with CT saturation in
Figure 2. Typical operating and restraining energy during: (a) an external both sides, respectively. For the sake of illustration simplicity,
fault; (b) an internal fault; (c) a critical internal fault. the wavelet coefficients were normalized in accordance with
the noise content in order to present peaks associated to the
fault inception time and CT saturation higher than one.
During external faults, just the restraining energy presents a
hard increase from the fault inception time and the operating A. The Need of CT Saturation Detection
energy is scarcely sensitized [Fig. 2(a)], attending (15) and According to [19], the concern of the CT saturation phe-
not attending (14), whereas both the operating and restraining nomenon on conventional transformer differential relays de-
energy waveforms increase substantially from the internal fault pends whether the fault is internal or external to the trans-
initiation [Fig. 2(b)], and (15) is no longer attended. former protection zone. The CT saturation is not a problem
Regarding critical internal faults, such as that in a few during internal faults because relays are designed to trip in
percentage of turns of the transformer winding, the increase of these situations. However, the more-prevalent concern is the
both operation and restraining energies are not strong, but the possible misoperation of differential relays for external faults
operating energy tends to be the highest in internal faults. In- with CT saturation, in which differential currents can reach the
deed, the energy increases mainly due to the boundary effects setting values for the relay operation. In these cases, the relay
because the transients are overdamped. As a consequence, (15) tends to operate improperly, and external faults are detected
is not attended and (14) is attended [Fig. 2(c)], and an external as internal faults when the saturation starts [13].
fault is not detected. Regarding the proposed wavelet-based differential protec-
Fig. 3 depicts the operating energy points (EiwopA , EiwresA ) tion, the following statements were observed (Figs. 4-6):
during the first cycle of the internal fault shown in Fig. 2(c) • In the same fashion of the conventional method, the
as well as the related operating points of the conventional dif- performance of the proposed 87TW and 87QW are not
ferential protection (IopA , IresA ), normalized to be compared. affected by the CT saturation in internal faults because
The proposed external fault detection logic detected this event the internal fault is detected before the saturation. For
as non external fault. After few samples, the 87TW detected instance, the internal fault was detected in about 65 µs
an internal fault and a trip was issued. Conversely, a typical after the fault inception time in Fig. 4(e).
conventional method would not be able to detect this specific • In the same fashion of the conventional method, the
fault (operating points concentrated in the restraining region). performance of the proposed 87TW and 87QW can be
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Currents (A)
1000 5
Currents (A)
500
0
0 -5
-500
-10
-1000 (a)
(a) 20
15
Currents (A)
10
Currents (A)
10
5 0
0 -10
-5 -20
-10 -30
-15 (b)
Saturation (b) 2
3 initiation 0
2 -2
1 -4 No peaks associated
0 Fault inception
-1 -6 time to CT saturation
-2 -8
-3 (c) Saturation
-3 Fault inception (c) 20 initiation
5 x 10 time 0
0
-5 -20
-10 No peaks associated -40
-15 to CT saturations -60
-20 (d)
8 (d) 5
10 2 Internal fault
10 2 External fault
7 <2
10 4
10 Fault detection
6 High-speed
inception
Differential wavelet
Differential wavelet
10
coefficient energy
5 internal fault 3
10 10 time
coef. energy
4
detection before
10 the saturation 2
3 10
10 Fault inception 1
2
10 time 10
1
10 0
10 Reliable saturation detection
0
10 -1
due to the border effects
-1
10 10 (wav. coef. energy increase
0 1 2 3 4 5 (e)
1.5 abruptly and soon fall)
Cycles
1
(e) 0.5
Figure 4. Internal fault with CT saturation in a single side: (a) current iHA : 0
-0.5
(b) current iXA ; (c) wavelet coefficients of iHA ; (d) wavelet coefficients of -1 Unreliable
iXA ; (e) operating and restraining wavelet coefficient energy. -1.5 saturation (f)
2 detection
1
0
-1
affected by the CT saturation in external faults accord- -2
ing to the saturation level. For instance, some wavelet -3 Saturation peak at the
-4
3 (g) same level of the noise
coefficient energy operating points in Figs. 5(e) and 10 2
Reliable saturation detection
6(e) increased during the CT saturation and converged due to the border effects
temporarily to the operation region (Eiwresφ < 2Eiwopφ ) 2
(wav. coef. energy increase
Differential wavelet
-1
B. Accurate CT Saturation Detection 10
0 1 2 3 4 5 6 7 8
The wavelet coefficients have been proposed to detect faults Cycles
(h)
[20], [21] as well as CT saturation intervals accurately [3],
Figure 5. External fault with CT saturation in a single side: (a) current
[22]. Indeed, after the fault inception time, the wavelet coeffi- iHA ; (b) current iXA ; (c) wavelet coefficients of iHA (SNR=60 db); (d)
cients of the saturated currents presented peaks associated to wavelet coefficients of iXA (SNR=60 db); (e) operating and restraining
the CT saturation [Figs. 4(c) and 5(d)]. However, the accuracy wavelet coefficient energy (SNR=60 db); (f) wavelet coefficients of iHA
(SNR=36 db); (g) wavelet coefficients of iXA (SNR=36 db); (h) operating
of the wavelet coefficients is affected by several parameters and restraining wavelet coefficient energy (SNR=36 db).
such as the frequency contents of the transients or distortions.
The RT-SWT with border distortions was proposed by [8]
in order to overcome some drawbacks of the conventional associated to CT saturations in the current iXA mainly due to
SWT and detect faults accurately. In the same fashion, the the border effects.
proposed boundary differential wavelet coefficient energy is
very sensitive to faults and CT saturations due to both the C. The Noise Effects
transients/distortions and border effects. For instance, the It is well-known that the wavelet coefficients are affected
differential energy in Fig. 5(e) presented an expressive increase by noise [8]. For instance, the CT saturation initiation times
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40
20 • According to Fig. 7(a), Ei
w
> 2EiwopA during an
0 resA
3
that most operating points tend to remain in the restriction
10
coef. energy
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4
10 Operating points
3 Ext. fault + CT Saturation increase during
10 Ext. fault clearance
2 saturation toward + - + - + - + -
10 the operating region
Wavelet coef. energy -
-
4 +
10 Trip logic
+
0 0 cont(k)
3 Most operating points - 0
10 87QW 87TW
2 remain on the operating
10 region during Diff.
Wavelet coef. energy -
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delta winding between the A-to-B-winding and the earth. differential (87Q) and the restricted earth fault (REF) elements
The percentage of the turns in the fault is equal to e = in association with the phase current differential element in
{1, 2, 3, ..., 98} % (392 records). order to provide a better detection of internal faults [25].
• Database 2 (transformer energizations): Switching per- The selected conventional differential scheme with harmonic
formed by the high voltage side (230 kV), with the restraint, harmonic blocking and the 87Q units ensured 92.60%
secondary terminal opened, and changing the high of success rate (only 78.83% with the 87T unit). In addition,
voltage circuit breaker closing time at angles θs = these functions provided an average relay operating time of
{0, 1, 2, ..., 358, 359} electrical degrees (360 records). about 19 ms, with both independent and cross-blocking modes.
The phase A voltage is taken as reference to θs . The proposed 87TW differential protection element detected
• Database 3 (external faults with CT saturation): 98.47% of all internal faults, failing just in one case of turn-to-
1) CT saturation due to the burden resistance: AG, turn fault on the delta side (1% of the short-circuited winding)
AB, ABG, and ABC external faults on the and five cases of turn-to-earth faults on the wye side (1-5% of
high voltage bus with fault inception angle θf the short-circuited winding). These cases were covered by the
= {0, 30, 60, 90, 120, 150, 180} electrical degrees, 87QW unit. Therefore, a success rate of 100% was obtained
fault resistance rf = 1 Ω, and load Rb = with the 87TW + 87QW.
{1, 2, 3, ..., 19, 20} Ω connected to the secondary The average relay operating time was 214 µs, almost 100
winding of CT1 (560 records). The phase A voltage times faster than the conventional one, due to the extraction of
is taken as reference to θf . the high-frequency content of the fault, which is in accordance
2) CT saturation due to tap configuration errors: AG, with a high-speed power transformer differential protection.
BG, CG, AB, BC, AC, ABG, BCG, ACG, and ABC
external faults on the high and low voltage bus with
θf = {0, 30, 60, 90, 120, 150, 180} electrical degrees B. Transformer Energizations (Database 2)
and rf = 1 Ω. In this analysis, the CT saturation The proposed energization detection module provided a
curves were purposely designed for smaller tapes success rate of 100%, i.e., no trip was generated. The con-
(400-5 A and 600-5 A) in order to cause the onset of ventional differential method with harmonic blocking function
saturation in the secondary currents (140 records). (with independent and cross-blocking operating modes) man-
• Database 4 (single phase-to-ground external fault + single agement unit blocked the 87Q unit, which was sensitized for
phase-to-ground cross-country internal fault): all inrush cases, and the 87T with harmonic restraint unit was
1) AG external faults on the high voltage bus followed not sensitized, providing security (no trip) for all transformer
by AG, BG and CG internal faults on transformer energization cases.
bushing windings at the same side of the faulted
bus, with θf = {0, 30, 60, 90, 120, 150, 180} elec- C. External Faults + CT Saturation (database 3)
trical degrees, and rf = {1, 5, 10} Ω (63 records).
The internal faults take place four cycles after the The proposed external fault detection method detected suc-
external faults. cessfully all the external faults, i.e., no trip was generated, and
2) AG external faults on the high voltage bus followed the CT saturation detection method was properly enabled for
by turn-to-earth internal faults on the phase A wye monitoring the CT saturation.
winding. The percentage of the turns in the internal Based on [2], the degree of saturation is given by:
faults is equal to e = {5, 10, 15, ..., 95} % (19 Isat
records). η =1− , (16)
Iideal
• Database 5 (external fault + cross-country internal fault):
where (no saturation) 0 6 η 6 1 (the heaviest possible
AG and AB external faults on the high and low voltage
saturation); Isat is the rms saturated secondary current; and
buses evolving to ABG and ABC internal faults on
Iideal is the rms primary current without saturation, reflected
transformer windings at the same side of the faulted bus,
to the secondary, including dc offset.
with θf = {0, 30, 60, 90, 120, 150, 180} electrical degrees,
and rf = {1, 10} Ω (112 records). The internal faults take Fig. 11 depicts the saturation degree, the instant (in cycles)
place four cycles after the external faults. of the first saturation initiation, and the performance of the pro-
• Database 6 (external fault + CT saturation + cross-country posed method. Therefore, the proposed CT saturation detection
internal fault): The faults are the same of database 5 (112 method was tested in a wide variety of CT saturation degrees
records). (light, medium and heavy saturation). The CT saturations were
detected and no trip was generated (100% of success rate).
The wavelet-based method proposed by [13], which is not
A. Internal Faults (Database 1)
equiped with a CT saturation detection module, detected all the
The traditional 87T differential element usually detects the external faults with CT saturation as internal faults, and wrong
most internal faults in power transformer, except some faults, trips were performed. The conventional protection equipped
such as turn-to-turn faults and phase-to-ground faults close to with harmonic restraint, harmonic blocking (with independent
the transformer neutral. Therefore, phasor-based transformer and cross-blocking configurations) and 87Q units provided
differential relays usually use the negative-sequence current security during the saturation, and no wrong trip was verified.
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80 + (87TW and 87QW): both the proposed and conventional techniques were immune
Hits to the CT saturation. However, the proposed CT saturation
70 Errors
60 detection module is simpler than the conventional technique,
50
40
requiring only the inclusion of a wavelet coefficient energy in-
30 crement/decrement counter instead of the traditional harmonic-
20 based functions. In addition, the proposed method ensured a
10
success rate of 100% in detecting cross-country internal faults
0
kd kd + ∆ k kd +2 ∆ k kd +3 ∆ k kd +4 ∆ k kd +5 ∆ k kd +6 ∆ k from the database 4, whereas the conventional method was
Cycles able to detect only about of 89% by using both independent
Figure 11. Performance of the proposed differential protection under external and cross-blocking modes. Regarding the databases 5 and 6,
faults with CT saturation.
the proposed method ensured a success rate of 99.11% in
detecting the cross-country internal faults against 100% and
D. Single Phase-to-Ground External Fault + Single Phase-to- 87.05% of the conventional method with the independent and
Ground Cross-Country Internal Fault (Database 4) cross-blocking modes, respectively. Therefore, the proposed
method was immune to CT saturation and presented good
The proposed method detected all the single phase-to-
reliability in detecting cross-country internal faults.
ground faults (cross-country faults), ensuring a success rate
of 100% with an average relay operating time of 10 ms.
VI. A PPENDIX
The conventional technique failed in some critical turn-to-
earth internal faults, presenting a success rate of 89% with This section presents details about the power transformer,
an average relay operating time of about one-cycle (16 ms). current transformer, and fault modellings.
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Transactions on Power Delivery
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0885-8977 (c) 2017 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPWRD.2017.2764062, IEEE
Transactions on Power Delivery
11
0885-8977 (c) 2017 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.