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Article in Wiener Zeitschrift für die Kunde des Morgenlandes · January 2007
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Teije De Jong
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One
of the most frequently consulted books in my personal library is
MUL.APIN. An Astronomical Compendium in Cuneiform published in 1989
by Hermann Hunger and the late David Pingree. On the first page it carries
the date I received it from the publisher: 28 April 1990. At that time one of my
students Frank Inklaar (1989) had just finished a master thesis in which he had
developed a new method to compute dates of first and last appearance of stars
and planets based on a physical model of stellar visibility. In his thesis he ap
plied this method to an interprétation of the observations of rising stars in
MUL.APIN inspired by the earlier work of our compatriot Bartel van der
Waerden (1949).
Since then Hermann has edited and published four volumes of the Astro
nomical Diaries and Related Texts from Babylon (Sachs and Hunger 1988,
1989, 1996; Hunger, Sachs and Steele 2001) and in collaboration with David
Pingree he wrote the monumental monograph Astral Sciences in Mesopota
mia (1999). Reading and enjoying these works has been influential in my déci
sion in 2001 to turn Babylonian. I will always be grateful to Hermann for play
ing such a séminal role in making the ancient cuneiform texts available to the
non-Akkadian speaking Student.
I first encountered Hermann in person in June 2001 in London at the
meeting „Under One Sky" organized by Annette Imhausen, John Steele and
Christopher Walker at the British Museum. Here I presented a paper in which
I analyzed observations of Saturn from Uruk during the reign of Nebuchad
nezzar published by Hermann a few years before (Hunger 1999). Since then
we have met at several occasions and each time I have greatly profited from his
eminent scholarship. Babylonian astronomy is a strongly interdisciplinary area
of research. Therefore I look upon my encounter with Hermann - the meeting
of an „astronomer turned Babylonian" with a „Babylonian turned astrono
mer" - as a fortunate omen.
tion of the text of MUL.APIN but allow for the possibility that certain parts of
the text may be several centuries older (MA; see also Hunger and Pingree
1999).
The most quantitative attempt to date one particular part of the text of
MUL.APIN is by van der Waerden (1949). He based his dating on an analysis
of the calendar dates of the first appearance
of 34 stars and/or constellations in
MUL.APIN. By comparing with computed dates of first appearances he con
cluded that these observations must have been carried out somewhere be
tween 1400 and 900 BC. In this paper I follow van der Waerden's approach in
a new attempt to date the observations underlying the rising star list in MUL.
APIN.
planets were probably routinely done already early in the 2nd millennium BC
and were systematically recorded from about 750 BC onwards in the Astrono
mical Diaries (oldest extant copy dating from 652 BC). On the basis of this
kind of observations planetary periods were derived by the Babylonian astro
nomers in the 6th and 5(h centuries BC. These periods were used in the so
called „goal-year" texts to compute future planetary positions (see Hunger
and Pingree 1999). They also form the basis for the development of the ingeni
ous arithmetical schemes to compute planetary ephemerides known from the
Seleucid era.
The Astronomical Diaries contain no observations of the first or last visibi
lity of stars apart from Sirius. Only two of these appear to be actually observed
{Diaries for 325 BC and 290 BC). As has been shown by Sachs (1952) ail later
recorded dates of first appearance of Sirius in the Diaries are computed rather
than observed. Thus the observation of first and last visibilities of stars appar
ently belongs to an older tradition.
it is clear that the data they contain can only be the result of at least several dé
cades of regulär stellar observations.
these stars/constellations. The observed data are taken from MUL.APIN and
the computed data are for the location of Babylon, at epoch -1200 (1201 BC)
and for an atmosphère characterized by keXt= 0.25 magnitudes per air mass.
One air mass is a measure of the amount of air along a path through the at
mosphère at zenith and an extinction of 0.25 magnitudes corresponds to an
atténuation of the light of the star by a factor 0.78.
In the first two columns of Table 2 I give the Babylonian star names and
the intervais between the date of first appearance and that of the previous star/
constellation in the Table. I have chosen to fit the intervais between dates of
first appearance rather than the dates themselves because it avoids the prob
lem mentioned above of having to accommodate a solar year of 365 days into a
schematic lunar calendar of 360 days. All intervais listed in Table 2 are directly
taken from star list IV in MUL.APIN except for MAS.TAB.BA. TUR. TUR
for which the interval is constructed from the data in star list II (see Table 1).
There are only 18 independent observed intervais between the 19 stars/con
stellations listed in Table 2.
Table 2. Observed and computed first visibility dates for selected stars from
MUL.APIN
starname Ad First star Μν
Mv Alt AV Empty sky Date Time Ad Dif
Babylonian
obs rising
rising mag deg deg at horizon -1200 rih:mm calc c-o
AS.IKU 50 β Peg
P 2.42 5.1 16.8 25 x
χ 10 5-Feb 06:11 55 5
lu-lim 0 βP Cas 2.27 4.8 15.5 30 x
χ 13 28-Jan 06:18 -8 -8
KU6
ku6 40 aα PsA 1.16 COo 13.7
3.0 20 x
χ 12 16-Mar 05:37 47 7
lu HUN.GA 15 aα Ari 2.00 4.3 15.6 10 x
χ 10 8-Apr 05:01 23 8
GAM 20 aα Aur 0.08 2.5 11.8 25 x
χ 13 23-Apr 04:50 15 -5
along the celestial equator. Since the brightness of the twilight sky dépends on
the distance of the star from the Sun measured along the horizon (called
Elongation) one expects the computed values of the arcus visionis to show
some dependence on Elongation which ranges from 0° to 60° for the 12 theo
retical stars. Apparently this effect is weak because the r.m.s errors in the data
points resulting from the averaging process are of the order of the size of the
data points (< 1.0°) in Figure 1.
20.0
10.0
0.0
ω
■ö
3
< -10.0
-20.0
-6.0 -4.0 -2.0 0.0 2.0 4.0 6.0
Visual magnitude
Figure 1. Apparent stellar altitude above the horizon (stars) and true solar
dépression below the horizon (circles) at the first appearance of stars as a
function of stellar magnitude for an atmosphère characterized by kext= 0.25
magnitudes per airmass. The data points represent averages of values com
puted for 12 stars distributed evenly along the celestial equator. The r.m.s.
errors resulting from the averaging process are of the order of the size of the
data points (< 1.0°).
In column 7 of Table 2 I give the area of empty sky surrounding the star
measured in azimuth (parallel to the horizon) χ altitude (perpendicular to the
horizon) at the moment that it first appears. Keeping in mind that the large
constellation Orion Covers about 20° χ 15° it is clear from the numbers in col
umn 7 that a large area of sky around the first visible star is completely devoid
of other stars so that the firstvisible star can indeed be uniquely identified.
Columns 8 and 9 show the Julian date and the local time of first appear
ance of each star and in column 10 the interval in days between the dates of
first appearance of successive stars in column 8.
The différences in days between the computed intervais in column 10 and
the observed intervais in column 2 are displayed in the last column of Table 2.
Given the fact that the atmospheric extinction may vary from day-to-day by
more than a factor of 2 and that the size of the observational grid equals 5 days
the range of values in column 11 is in agreement with expectation. Note that
the epoch, geographical location and atmospheric extinction of the computa
tion in Table 2 are close to the best fit to be discussed below.
Stellar identifications
Not all stars/constellations in star list II are securely identified. Some of the
identifications in Table 1 suggested by van der Waerden (1949) are uncertain
and in disagreement with later work (e.g. Reiner and Pingree 1981, see also
Hunger and Pingree 1999). For the identification process it is essential to re
alize that the first visibility of a stellar group or constellation always must refer
to one star in that constellation, usually (but not always) the brightest. This is
due to the fact that the first appearance by définition happens during twilight
and close to the horizon so that ail other stars in the neighborhood are still
invisible. This cannot be sufficiently emphasized and is something that has
often been forgotten or simply not been realized by scholars trying to interpret
the Babylonian records of stellar and planetary observations.
I believe that the stellar identifications of the 19 stars/constellations in Ta
ble 2 used for my analysis are secure because they are indeed the first stars
becoming visible of their constellation and on that date there is no other star
visible in that area of sky within the boundaries given in column 7 of Table 2.
Note that 14 of the 19 stars in Table 2 have a Greek désignation „a" reserved
for the brightest star in a constellation and that the fainter stars in Table 2 are
the most north-western star in their constellation expected to become visible
before the brightest star of that constellation. Also note that α Gern and α Lib
are double stars but seen as one star by the human eye. Together they are
brighter than each of them separately. This increase in brightness moves the
date at which they first appear backwards. For Castor this différence amounts
to about 3 days. Further note that I have excluded MUL.MUL from the list in
spite of its secure identification with the Pleiades because it is a star Cluster
covering several square degrees of sky so that the date of its first appearance is
affected by the chance to see more than one star.
The only new identification in Table 2 is the pair of stars α CMi and β CMi
for MAS.TAB.BA.TUR.TUR, the Little Twins, of which α CMi (Procyon) is
the brightest and the one rising first. Van der Waerden suggested ι Gern and
Reiner and Pingree (1981) suggest ζ Gern and λ Gem. Both identifications are
rather improbable because they involve faint 4th magnitude stars in a densely
populated area of the sky. The identification of MAS.TAB.BA.TUR.TUR
with α CMi and β CMi was earlier suggested by Koch (1993).
Model Atting
X = Z[(date0bS -datecomp) / ο ].
For the dispersion I have adopted a value of σ = 5 days, consistent with the
observational grid size of 5 days and with a typical uncertainty of 3 days in the
date of first appearance due to atmospheric variations.
The results are summarized in Table 3 where I have shaded models char
acterized by χ2 < 19.5. The best solution corresponds to the minimum in χ2
and is characterized by χ2 = 18.5, about equal to the number of independent
data points (19 - 1) in Table 2, as statistically expected. This implies that our
choice of σ = 5 days is indeed a reasonable estimate.
From this analysis I conclude that the observations underlying star lists II
and IV in MA can be dated to an epoch of 1300 ± 150 BC and that the aver
age extinction of the atmosphère in Babylon may be characterized by kext =
0.30 ± 0.05 magnitudes per airmass. The quoted uncertainties have been de
rived from the Statistical result that the r.m.s. error in each of the parameters
corresponds to δ[χ^] = 1.
It is reassuring that the extinction value found is equal within the uncer
tainties to the value kext= 0.25 ± 0.05 magnitudes per airmass found earlier
Geographic
Geographie χ2
X2
Latitude
30 30.4
31 21.2
32 19.0
33 21.4
34 31.1
35 54.6
36 no solution
Discussion
These algorithme were used by van der Waerden (1949) in his analysis of
the MUL.APIN star list.
In Table 5 I show the results of a calculation for the same epoch (-1200)
and observing site (Babylon) as those presented in Table 2 but now based on
arcus visionis values (column 8) computed with the algorithms above proposed
by Schoch (1924b), using the values of the Elongation Ε given in column 7.
From the différences shown in the last column it is clear that the set of com
puted dates of first appearance in Table 5 provides a much poorer fit to the
observations than those in Table 2. The fit in Table 5 results in a y2-value of
29.1 compared to 19.4 for the fit in Table 2.
Schoch based his algorithms on the analysis of about 70 Babylonian obser
vations of planets (Schoch 1924a) and a handful of observations of Sirius
(Schoch 1924b). The average arcus visionis values that he (Schoch 1924a) de
rives from the planetary observations range from 5.8° at magnitude -3.3 for
Venus in superior conjunction to 15.5° at magnitude 1.8 for Mars, roughly in
agreement with the results that I obtain with the new method of de Jong and
Inklaar (2007; see Figure 1). As we now know all Sirius dates after about 300
BC quoted in the Astronomical Diaries and Almanacs were computed rather
than observed (Sachs 1952) so that the arcus visionis derived by Schoch
(1924a,b) for Sirius is unreliable.
AB.SIN 70 10 α Vir
aVir 0.98 4 11.6 25-Sep 9 -1
zi-ba-ni-tu4 90 20 aα Lib
Lib 2.64 (2) 2 15.2 19-Oct 24 4
UZ 120 30 aα Lyr 0.03 -62 9.0 15-Nov 27 -3
GAB.GIR.TAB 120 0 aα Sco 0.96 7 11.6 10-Nov -5 -5
Tl8 musen
Tla 150 30 çAql
C Aql 2.99 -32 15.6 9-Dec 29 -1
KUe
ku6 240 40 aα PsA 1.16 57 10.7 8-Mar 45 5
lu HUN.GA 255 15 aα Ari 2.00 6 13.5 4-Apr 27 12
GAM 275 20 aα Aur 0.08 -25 10.3 19-Apr 15 -5
For reasons that do not become clear from his papers Schoch recommends
to use the algorithms listed above for the arcus visionis of fixed stars at Baby
lon, in spite of the fact that they resuit in values that are smaller than the ones
derived from the Babylonian observations, increasingly so for fainter objects.
It can also be shown that the dependence on Elongation proposed by Schoch is
too strong. I conclude that the arcus visionis values derived from our new me
thod are to be preferred over the ones advocated by Schoch and used by van
der Waerden. In our forthcoming paper (de Jong and Inklaar 2007) we will
présent a more detailed discussion and a more comprehensive comparison of
Babylonian observations with the results from our new method.
Conclusions
- The observations underlying the dates of the first appearance of stars and
constellations in star lists II and IV of MUL.APIN date from ~1300 ±
150 BC.
The observations were carried out in Babylon or at some other location
with géographie latitude ~32fi.
- The list is based on compétent astronomical observations carried out over
a time span of at least about one génération to obtain sufficient observa
tions for each star and to average out the effects of atmospheric variabil
ity.
The State of the atmosphère (extinction) in Babylon did not change sig
nificantly over a period of 600 years.
A future more detailed analysis may improve the identifications of
stars/constellations in the MUL.APIN star lists II and IV.
Références