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The early biopsychosocial development of boys and the origins of violence in


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Article in Infant Mental Health Journal · January 2019


DOI: 10.1002/imhj.21753

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DOI: 10.1002/imhj.21753

ARTICLE

The early biopsychosocial development of boys and the origins


of violence in males
Paul Golding1 Hiram E. Fitzgerald2

1 Santa Fe Boys Educational Foundation, Santa


ABSTRACT
Fe, New Mexico
2 Department of Psychology, Michigan State We apply a biopsychosocial approach to introduce early-in-life experiences that
University, East Lansing, Michigan explain a significant part of the male preponderance in the perpetration of violence.
Correspondence Early caregiver abuse and neglect, father absence, and exposure to family and neigh-
Paul Golding, Santa Fe Boys Educational
borhood violence exacerbate boys’ greater risk for aggressive behavior and increase
Foundation, Post Office Box 1312, Santa Fe,
NM 87504. the probability of carrying out violent acts later in life. We examine the development
Email: santafeboys@comcast.net of the psychological self and explore conditions that encourage physical aggression,
focusing on the impact on the infant and toddler's emergent mental representation of
self, others, and self–other relationships. Boys’ slower developmental timetable in the
first years of life may enhance their vulnerability for disorganization in emergent neu-
robiological networks mediating organization of socioemotional relationships. Emer-
gent attachment and activation relationship systems may differentially affect risk and
resilience in boys and girls, particularly in single-parent families. Evidence has sug-
gested that the dramatic increase in single-parent families is especially linked to corre-
sponding increases in behavioral undercontrol, antisocial behavior, and the emergence
of violence in boys.

KEYWORDS
biopsychosocial approach, developmental systems, etiology of violence, fragile families, infant male neu-
robiology

This issue of the Infant Mental Health Journal follows sev- (Golding & Fitzgerald 2016, 2017; Holden, 2005; Kigar &
eral lines of research finding that a significant part of the ori- Auger, 2013; Martel, 2013; McGinnis, Bockneck, Beeghly,
gins of violence lies in the environment of prenatal to tod- Rosenblum, & Muzik, 2015; Schore, 2017; Zahn-Waxler,
dlerhood periods of development (Tremblay, 2015; Tremblay Shirtcliff, & Marceau. 2008).
& Côté, this issue). In many ways, this focus on the very The accounts of research in this collection mostly see
early periods of life reflects other examples of problematic the individual child as existing within a set of nested rela-
outcomes such as childhood psychopathologies and school tionships, each interacting with others in complex, dynamic,
failure, also often found to have a basis in the first years of and reciprocally influencing ways, affecting the biopsychoso-
life (Caspi et al., 2016; Fearon & Belsky, 2011; Fitzgerald cial development of a newly conceived or newly born child.
& Eiden, 2007; Hatzinikolaou & Murray, 2010; Lyons-Ruth These interdependent relationships are depicted in Figure 1,
et al., 2017; Raine, this issue; Schore, 2017; Sroufe, 2016; which is informed in part by relational developmental sys-
Sroufe, Egeland, Carlson, & Collins, 2005). In addition, the tems metatheory (Fausto-Sterling, Garcia-Coll, & Lamarre,
articles in this special issue focus on another important line 2012; Lerner, 1995; Lerner, Agans, DeSouza, & Hershberg,
of research, which involves gender differences, concerning 2014; Overton, 1994, 2015; Witherington, 2015) and by a
predilections for problematic behaviors related to sex-specific biopsychosocial approach (Calkins, 2015; Dozier, Roben, &
neurobiological development, especially prevalent when chil- Hoye., 2015; Zeanah & Humphreys, 2015). As such, influ-
dren are raised under conditions of compromised caregiving ences involve the child's unique psychology and biology
Infant Ment Health J. 2018;1–16. wileyonlinelibrary.com/journal/imhj © 2018 Michigan Association for Infant Mental Health 1
2 GOLDING AND FITZGERALD

FIGURE 1 The nested environments of relational


developmental systems
TABLE 1 Arrests for violent offences by sex in the United States, 2015
No. of Persons Arrested %
Offense Charged Total Male Female Male Female
Murder and nonnegligent manslaughter 8,533 7,549 984 88.5 11.5
Rape 17,504 16,990 514 97.1 2.9
Robbery 73,230 62,721 10,509 85.6 14
Subtotal for murder, rape, and robbery 99,267 87,260 12,007 88 12
Aggravated assault 288,815 221,993 66,822 76.9 23
Total 388,082 309,253 78829 80 20
Source: U.S. Department of Justice. (2016a), Table 42

embedded within caregiver systems, which in turn are embed- and elementary school, boys in the United States are more
ded in social and cultural networks. The interactions among likely to be disciplined and suspended for conduct problems
these various structures help to shape the developing per- (Mortenson, 2011; Sickmund, Sladky, Kang, & Puzzanchera,
sonality in both supportive and healthy ways and also in 2011). By adolescence, the juvenile arrest rate for boys for
unhealthy and negative directions. Notwithstanding the actual violent crime is four times greater than that for girls (U.S.
diversity of developmental processes, this introductory arti- Department of Justice, 2015). In adulthood, the rate of males
cle abstracts a few of these and describes broadly how three committing violent crimes also is about four times greater. As
elements of the unique individual developing self (the psycho- can be seen in Table 1, the numbers of those arrested for the
logical), the developing neurobiology (the biological), and the most violent crimes—murder, rape, and robbery—are even
diverse macrosocial environment of childrearing (the socioe- more heavily male: 88%. Further reflecting this tendency for
conomic) may interact early in life in ways that embody fac- males to commit more serious violent acts are the statistics on
tors that contribute to violent behavior in adolescence and imprisonment in state and federal penitentiaries for murder,
adulthood specifically for males. We present this introduction rape, robbery, and assault; the male population in these
as an example of how some of the biopsychosocial pieces may prisons is about 20 times that for females for these crimes
interact to selectively demonstrate aspects of the complexity (Tables 2 and 3). The authors in this special issue of the
of male development possibly related to violent outcomes. Infant Mental Health Journal address the question, among
By a very significant margin, most violence, including others, of why this male predominance exists from both
violent crime, is committed by males. Starting in preschool infant mental health and social ecology perspectives.
GOLDING AND FITZGERALD 3

TABLE 2 Number of sentenced prisoners under the jurisdiction of state correctional authority, by most serious offense, sex, race, and Hispanic
origin, December 31, 2014
All prisoners Male Female White Black Hispanic
All violent crime 696,900 663,600 33,500 210,400 263,800 152,900
% 100.00 95.22 4.81 30.19 37.85 21.94
Murder 171,700 161,500 10,300 46,000 68,100 43,700
% 100.00 94.06 6.00 26.79 39.66 25.45
Manslaughter 17,100 15,000 2,100 6,400 3,700 3,300
% 100.00 87.72 12.28 37.43 21.64 19.30
Rape/sexual assault 162,800 160,900 2,000 71,600 36,600 31,300
% 100.00 98.83 1.23 43.98 22.48 19.23
Robbery 168,600 161,200 7,500 33,500 88,600 26,700
% 100.00 95.61 4.45 19.87 52.55 15.84
Aggravated/simple assault 134,400 126,600 7,800 39,000 51,200 36,400
% 100.00 94.20 5.80 29.02 38.10 27.08
Other 42,200 38,500 3,800 14,000 15,500 11,400
% 100.00 91.23 9.00 33.18 36.73 27.01
Source: U.S. Department of Justice. (2016b), Appendix Table 5. Numbers are rounded to the nearest 100 to accommodate differences in data-collection techniques among
jurisdictions.

TABLE 3 Number of sentenced prisoners under the jurisdiction of federal correctional authority, by most serious offense, sex, race, and
Hispanic origin, September 30, 2015
All Prisoners Male Female White Black Hispanic
All violent crimes 13,700 13,200 500 3,500 6,900 1,300
% 100.00 96.35 3.65 25.55 50.36 9.49
Homicide 2,800 2,600 200 400 1,700 200
% 100.00 92.86 7.14 14.29 60.71 7.14
Robbery 6,900 6,700 200 2,400 3,900 600
% 100.00 97.10 2.90 34.78 56.52 8.70
Other 4,000 3,800 100 800 1,400 500
% 100.00 95.00 2.50 20.00 35.00 12.50
Source: U.S. Department of Justice. (2016b), Appendix Table 6. Numbers are rounded to the nearest 100 to accommodate differences in data-collection techniques among
jurisdictions.

What happens to males early in life that might contribute Mitchell et al., 2014); and (c) the outcome of committing
to their being so much more at risk for perpetrating violent violent acts in adolescence and adulthood (Eme, 2007, 2016;
acts in adolescence and adulthood? The current state of Glenn & Raine, 2014; Mileva-Seitz et al., 2015; Raine, 2013;
knowledge does not permit predicting who will become Simpson & Belsky, 2016; Suomi, 2016). Exploring these
violent at the individual level but the science is able to susceptibilities and how to address their alleviation is the
show probabilistically that there are individually unique overarching intent of this special issue.
susceptibilities among (a) early abusive, neglectful, and
otherwise unhealthy immediate relational ecologies in which
some boys are raised as well as larger societal forces that may 1 RELATIONAL DEVELOPMENTAL
affect the stability and health of the more proximal family M ETATH EO RY A ND T H E
environment (Burt, Klump, Gorman-Smith, & Neiderhiser, E A R LY - I N - L I F E O R I G I N S O F
2016; Cabrera, Cook, McFadden, & Bradley, 2012; Caspi V I O L E N T B E H AV I O R I N M A L E S
et al., 2002; Fitzgerald, McKelvey, Schiffman, & Montañez,
2006; Zucker, Wong, Puttler, & Fitzgerald, 2003); (b) certain
1.1 Early development of the self
genetic or epigenetic acquired characteristics that young We begin with the psychological dimension. Among the most
boys seem to be more prone to embody (Drury et al., 2012; profound advances in the field of human development over
Entringer et al., 2011; Lester, Conradt, & Marsit, 2014; the last 70 years is an appreciation of the factors influencing
4 GOLDING AND FITZGERALD

the development of the psychological self, defined as that and communication. The child gains a sense of how emotional
which provides one with an implicit sense of identity, feeling, experiences are met and given meaning.
and character in relation to others. This broad sense of self Within the first postnatal trimester, infants learn to connect
might be seen as an unconscious agent internal to the indi- sensory and perceptual events and to develop expectancies
vidual, controlling and directing one's affective relations with about event occurrences (Fitzgerald & Porges, 1971). Watson
others and with the world, supplying one with a sense of one's (1967) referred to event–event connectedness as contin-
own subjectivity and intersubjectivity (Ammaniti & Gallese, gency awareness, from which the probabilistic relationship
2014; Fonagy, Gergely, & Target, 2007; Mizen, 2014; between events generates expectancies, or within a different
Reber & Reber, 1985). Concomitantly, there also has been theoretical framework, mental schemas (Piaget, 1952).
a significant growth in knowledge about the importance of Awareness of contingencies or mental representations allows
relationship with caregivers very early in life in shaping this for foundational feelings of security, agency, and coherence,
psychological entity of the individual self along healthy—or permitting the child to experience his or her worthiness
otherwise—pathways (Beebe & Lachmann, 2014; Stern, and, perhaps above all, safety. Beebe and Lachmann (2014)
2000; Tronick, 2007; Zeanah & Lieberman, 2016). asserted that expectancies provide the foundation for pat-
An advantage of focusing on the self's early development terns that correspond to tremendously powerful affect that
is that biological influences, as factors driving an individual's endures throughout life. The child can feel sensed, seen, and
development, are placed within a context of the individual's understood by a caregiver's attention, facial and vocal affect,
growth in his or her unique, broadly defined caregiving envi- touch, and by other aspects of relationship communication.
ronment (Lerner et al., 2014; Overton, 2015; Sroufe, 2016). This internal working model develops into a kind of internal
The intent here in placing this at the beginning is to reduce emotional flexibility based on feelings of being known and
the deterministic nature often associated, correctly or incor- secure and also founded on the ability to know one's own
rectly, with biology. Within this context, this article (and all and an other's mind. Such a felicitous beginning in the first
other articles in this volume) have a connection to the relation- months of life provides a solid foundation for later, more
ships of fetus and mother (and mother–father marital relation- complex developmental challenges and responses, as the
ship), and later to the newborn's attachment relationships, to intricacies of development and demands of living increase
the activation relationships, and so on that drive epigenetic (Cicchetti & Rogosch, 2017; Sroufe, 2016).
processes, neural networks mediating relationships, hormone However, when the self is experienced negatively and one's
regulation, cognitive structures affecting brain circuits, and needs in early life are met consistently with abuse, neglect,
much more. Hence, we assert that starting with dynamical absence, or parental psychopathology, a child, and later an
systems, the individual (self) and relationships are the correct adolescent or adult, may come to experience his or her self as
developmental trajectory for understanding biological orga- composed of undesirable and unlovable parts mediated by a
nization and neurobiological mediation of human behavior, negative internal working model of how one is in the world.
decision making, and the concept of “who I am” as well as The self lacks affective immediacy and is cut off, undifferenti-
“what I am.” ated (Mizen, 2014). Beebe and Lachmann (2014) provided an
instance of this from their clinical observations with the term
discrepant affect, a situation when, for example, a mother
1.1.1 Attachment relationships smiles at the infant's distress. Instead of a sense of being
Bowlby's (1973) concept of the internal working model par- in harmony, the dyadic relationship is one of disharmony,
allels contemporary discussions of the self and its connection misattunment, derailment, and mismatches (Gaensbauer,
with early relationships with attachment figures. He noted 2016), enacted by frightening, intruding, mocking, or criti-
that the way caregivers related to an infant provides a child cizing actions on the caregiver's part (Fonagy et al., 2007).
with a strong sense of whether his or her self “will be judged Such unhealed disruptive experiences repeated often—likely
to be the sort of person towards whom anyone is likely to passed on from a caregiver who suffered a similar experience
respond in a helpful way” (p. 204). Hence, an infant can early in life—could lead a child to more defensive internal
experience an implicit unconscious feeling of being known unconscious stances vis a vis the outer world: less flexible
and accepted through what Tronick (2007) characterized and certainly less able to interact openly with unanticipated
as the process of “meaning making” (p. 507), Stern (2000) situations with a “lack of coherence” in the child's sense
referred to as “affect attunement” (p. 138), Sander (2000) of self (Sander, 2002; also see Fonagy, Luyten, Allison, &
called “moments of meeting” (p. 14), or Gaensbauer (2016) Campbell, 2016). Cicchetti and Rogosch (2017) declared
described as “fittedness” (p. 175) between healthy parent– that “Maltreatment ushers in a probabilistic epigenesis for
infant dyads. When this happens, an internal representation children characterized by an increased likelihood of failure
of connection to others can develop of being-in-relationship, and disruption in the successful resolution of major devel-
which will aid the individual in self-regulation, adaptation, opmental tasks that have great implications for functioning
GOLDING AND FITZGERALD 5

over the life span” (p. 17). Thus, much of the basis of how important for emotion and behavior regulation in boys than it
individuals interact with the world around them has to do is for girls.
with how they experience relationships with others very early
in life.
1.1.3 Relationship continuity and
discontinuity
1.1.2 Exploration: Activation relationships The relational developmental systems view of human devel-
Although the vast majority of attachment research is based opment recognizes that both continuity and discontinuity are
on mother–infant relationships, attachments also are formed aspects of human development. That is, for example, the
between fathers and infants, as are early mental representa- dyadic relationship between infant and caregiver can be con-
tions of fathers (Lamb, 2002; McMahon, 2013). Emotion reg- sistent, continuous, and responsive or it may be inconsistent,
ulation during infancy and early childhood is strengthened by discontinuous, and unresponsive. Continuity and discontinu-
stable father presence in the home (Bocknek, Brophy-Herb, ity will vary from time to time over the course of development,
Fitzgerald, Schiffman, & Vogel, 2014; Cabrera et al., 2012), and one or the other pattern will likely come to predominate
routine active play (Bocknek, Dayton, Raveau, Richardson, in any particular infant–caregiver relationship.
Brophy-Herb, & Fitzgerald, 2017), and emotional availabil- In this process of relational development, the early years
ity (Volling, McElwain, Notaro, & Herrera, 2002). However, loom disproportionately large in the effect on the developing
a continued open question concerns what characteristics of individual. Sroufe et al. (2005), in summarizing the findings
father parenting contribute uniquely to child development of the Minnesota Study of Risk and Adaptation from Birth
(Cabrera & Tamis-LeMonda, 2013), and how they should be to Adulthood, said: “Past experience and former patterns of
assessed (Roggman, Fitzgerald, Bradley, & Raikes, 2002). adaptation are never erased; they are always part of an increas-
Research begun by Paquette (2004) has suggested that the ingly elaborated structure” (p. 221). Beebe and Lachmann
long-term outcomes of father–son relationships may not be (2014) noted that styles of attachment in Year 1 predict organi-
best assessed by the Strange Situation (SS) procedures that zation of experience in young adulthood. Thus, this discussion
dominate attachment research (Ainsworth & Whitten, 1969). of the earliest days of life is about how the quality of experi-
Noting that fathers’ caregiving behavior tends to focus primar- ences in these days and months shapes psyche in very forceful
ily on activities that arouse or excite children and also limit ways for the rest of the life span.
setting, Paquette and Bigras (2010) developed the Risky Sit- In the case where discontinuous experiences predominate,
uation (RS) to study relationship dynamics that are different efforts made in later periods are capable of repairing some
from those assessed via the SS. The activation relationship of the difficulties experienced early on. Nonetheless, as time
refers to “the affective bond that enables children to open up passes, such amelioration becomes increasingly difficult. The
to the outside world, focusing primarily on the parental situ- time-limited brain plasticity of the early years means that
ation of risk taking and control” (Paquette & Dumont, 2013, attempts later may result in a “stuck-on, adhesive” quality
p. 1). In studies comparing the SS and RS methods, inves- which may “enable dissociation from … unbearable affec-
tigators have found that the RS situation is a better predic- tive states,” but these efforts and the outward manifestation of
tor of children's socioemotional development than is the SS change that they bring may not signal a return to the fullness of
(Dumont & Paquette, 2013; Paquette & Bogras, 2010). Other psychological health (Mizen, 2014, p. 326). Fitzgerald, Wong,
investigators have studied activation relationships through and Zucker (2013) suggested that boys reared from birth in
rough-and-tumble play (RTP), a form of play that especially extreme psychopathology characterized by paternal antisocial
illustrates father's role in arousing and exciting his children. personality disorder and alcoholism, maternal depression, and
Flanders et al. (2010) noted that when fathers do not exer- family conflict already are “alcoholics” by age 5 with respect
cise dominance in RTP with preschool children, they are more to their mental representations of self and expectancies related
likely 5 years later to have poorer emotion regulation and to alcohol consumption (Zucker, Kincaid, Fitzgerald, &
high levels of physical aggression, especially boys. To date, Bingham, 1995).
the activation relationship theory, which “stipulates that limit- Within this context of very early discontinuous relation-
setting is important in permitting children to feel safe and ships, what is the connection between the early development
secure while exploring” (Dumont & Paquette, 2013, p. 442), of the self and the perpetration of violent acts? Two of the
provides a new perspective on what children, boys in par- authors of this special issue have put forth the finding that
ticular, may be missing in father-absent homes, or in father- aggressive behavior in children peaks, on average, between
present homes where limit-setting is not part of father RTP 2 to 4 years of age (Tremblay & Côté, this issue; Tremblay
behavior. All infants must eventually detach or separate from & Nagin, 2006). With nurturing caregiving, physical aggres-
their mothers (Rheingold & Eckerman, 1970), and, within the sion usually declines after reaching a peak. Thus, attuned care-
separation process, it seems that fathers’ limit setting is more giving (secure attachment and the healthy self-development
6 GOLDING AND FITZGERALD

of a predominately continuous relationship) has been sug- As an example of how mentalization may be related to
gested as a way to socialize biologically based aggressive physical aggression and violence, we consider the concept
energies early in life into constructive channels for the pur- of hostile attribution bias (Dodge, 2006, 2011; Dodge et al.,
pose of living cooperatively in human community (Fonagy, 2015; Dodge & Pettit, 2003). This has been suggested to
2003). In contrast, maltreatment experienced early also has describe the propensity of some very young children (predom-
been described as a way that children are toughened and come inately studied in boys) to attribute hostile intentions to oth-
to maintain their physical aggressiveness. Some also have ers’ ambiguous hostile behavior or expression. Dodge (2006)
suggested that this is an evolutionary adaptation of the self described this developmental outcome as a kind of early sign
so that in certain environments children are prepared to with- of later chronic antisocial, delinquent, and criminal behavior,
stand the rigors they will face growing up and into adulthood a condition that results in great financial and emotional cost
(Belsky, 2012: Belsky, Bakermans-Kranenburg, & van IJzen- to society observed in about 7% of the adolescent and adult
doorn, 2007; Belsky & Pluess, 2013; Del Guidice, 2009; Fon- male population. Hostile attribution bias has been found to be
agy et al., 2016; Meaney, 2010). The connections between associated with maltreatment received by children during the
the development of the self as an outcome of the quality of first 5 years of life. Dodge (2006) maintained that social cog-
parental care—predominately continuous or discontinuous— nitive processes of early persecution from abuse and neglect
and violent behavior are broadly indicated in these contrasting become part of the self and are projected in anticipatory situa-
end results. tions that are prematurely assessed to have hostile and threat-
Looking for an explanation of the underlying psy- ening overtones. Thus, children receiving maltreatment early
chodynamics for these outcomes, another of the authors are at risk of overattributing (and possibly acting on by means
contributing to this collection has suggested the relevance of physical aggression) hostile and provocative intent in
of the concept of mentalization to describe the processes for others.
what transpires intrapsychically to determine the outcome The concept of mentalization appears to be another way of
that may result in perpetrating violence later in life (Mizen, understanding this development of the hostile attribution bias
2009a, 2009b, this issue). In this connection, Fonagy and phenomenon, intrapsychically focusing on the development
colleagues (Allen, Fonagy, & Bateman, 2008; Fonagy, of the self. Prolonged experiences of developmental adver-
Gergely, Jurist, & Target, 2002; Fonagy et al., 2007; Fonagy sity seem to undermine a child's ability to process and com-
& Target, 1996; Target & Fonagy, 1996) posited that an prehend information concerning the mental states of others
infant receiving adequate care through secure attachment (Fonagy et al., 2002). Growing up in an environment of mal-
and developing a healthy subjective sense of self is able to treatment (discontinuous relationships) can prevent an indi-
mentalize, an ability that can begin to develop as early as 3 or vidual from being able to check out—“correct or confirm his
4 years of age (Fonagy, Luyten, & Strathearn, 2011), as does gut reaction”—the ambiguous hostile intent he may encounter
the beginning of autobiographical memory. Autobiographic later in adolescence and adulthood (Hill, 2015). Instead, the
memory, in turn, is shaped by meaning making processes access to affect is denied, split off, or dissociated by means
and interactions that influence the very young child's sense of psychological defense mechanisms operating at the uncon-
of intersubjective self (Fitzgerald et al., 2013; Tronick & scious level to disrupt real, or in this case, very possibly, imag-
Beeghly, 2011). That is, the child starts to be able to self- ined or misunderstood communication like that implied by the
reflect and also to appreciate that others, by self-reflecting, term hostile attribution bias. The point is that early experi-
have their unique takes on reality, which may be distinct from ences of neglect and abuse color the self, rendering one less
the child's own. If one is able to mentalize, at an early age capable of perceiving others in a balanced way.
one has begun to develop some consciousness about one's Fonagy et al. (2016) speculated that in “invalidating and
own emotions and the emotions of those with whom one emotionally” abusive early environments, an infant dissoci-
interacts. This ability allows some distance from oppressive, ates from his or her caregiver's hostile, hurtful thoughts and
hostile, and other negative feelings, both originating from feelings and, in the process, is unable to mentalize. The child
one's own self and from others, to reflect on one's experience is left with a less robust sense of self than might develop in a
(Fonagy et al., 2016; Hill, 2015). Others have noted that with household where a secure attachment is possible. The infant
abusive, misattuned, or neglectful caregiving in the earliest does not establish a basis to comprehend his or her own emo-
years, this capacity to mentalize does not develop or develops tional states; he or she fails to develop the capacity to regu-
less than that under favorable conditions, so the capability to late affect; and not having had the feeling state sufficiently or
appreciate the feeling environment around one, including the accurately mirrored back to him or her, the infant simply has
uniqueness of others’ mental states, is to some extent absent, not discovered him- or herself. Regarding hostile attribution
and the space to reflect on one's inner world is partially bias, the child engages in what Fonagy et al. (2016) referred
reduced or missing (Allen et al., 2008; Fitzgerald et al., 2013; to as “automatic functioning,” with less reliance on execu-
Hill, 2015; McMahon, 2013; Slade et al., 2005). tive control and more on fight–flight–freeze type of reactions
GOLDING AND FITZGERALD 7

(p. 791). The locus of mental operation shifts from the pre- are more likely to engage in antisocial activity; however, fewer
frontal cortex to subcortical regions of the brain. females have low heart rates.
Regarding why the failure to mentalize might be so much Similarly, having a specific gene like the low-activity allele
more strongly manifested as violent behavior in males, we of the monoamine oxidase-A gene (MAOA-L) is associated
turn to some different biological susceptibilities of young with antisocial behavior in both males and females, when
boys. combined with adverse environmental conditions such as
receiving abusive or neglectful caregiving early in life (Caspi
1.2 Development of the self and male biology et al., 2002: Eme, 2011, 2016; Raine, 2013, this issue;
Twitchell, Hanna, Cook, Fitzgerald, & Zucker, 2000). This
A great deal of research has pointed to biological compo- is one of the more cited examples of epigenetic influence
nents in the etiology of human violence perpetration (Dodge, where environmental conditions and cell chemistry interact,
2006; Glenn, this issue; Moffitt, Caspi, Rutter, & Silva, 2001; resulting in particular antisocial behaviors. Like low heart
Raine, 2013, this issue; Tremblay & Côté, this issue). Fur- rate, the MAOA-L gene is more likely to be found in males
ther, for some time it has been widely believed that these and thus also is a candidate for explaining the extent of the
biological components interact with environmental adversity gender difference in antisocial behavior. Moreover, there is
early in life to make violent behavior more likely in adoles- evidence that the expression of aspects of antisocial behavior
cence and adulthood (Beaver, Schwartz, & Gajos, 2015; Jaf- associated with MAOA-L are more evident (expressed)
fee, 2009, this issue; Tremblay & Côté, this issue). Research postpubescence than is the case during the prepubescent
in this area has shown that among the relatively small pop- years (Twitchell et al., 2001).
ulation of human beings who come to perpetrate violence as A last consideration in this partial survey of the biological
adolescents and adults, males seem more likely to experience basis for the male preponderance in violence is testosterone,
these epigenetic effects of biological vulnerability and envi- a hormone that plays a role in the shaping of the development
ronmental adversity early in life in ways associated with the of boys’ reproductive systems, genitals, brains, and behavior
male statistical preponderance in this unfavorable outcome. both in the pre- and perinatal phases of development. Testos-
A number of articles in the current special issue of the Infant terone also has significantly large effects on a small number
Mental Health Journal discuss the evidence for this combina- of females who have a condition called “congenital adrenal
tion and the male involvement in the outcome (in particular, hyperplasia” (CAH), which entails an abnormally large (for a
see Glenn; Jaffee; Raine; Sitnick, Galan, & Shaw; and Trem- female) exposure to prenatal testosterone (Eme, 2015; Hines,
blay & Côté, all this issue). Some of the indications for this 2011; Yildirim & Derksen, 2012). Boys exposed to higher lev-
biological basis to male violence are found, for example, in els of testosterone have been shown to be less empathetic, and
the lower male heart rate, in specific genes, which are more more aggressive and assertive. CAH girls also have some of
prevalent in males, and in prenatal testosterone exposure, also these traits, but as with a slow heart rate and the MAOA-
much greater in males. L gene, boys are more likely to be exposed. Consequently,
A low heart rate is strongly associated with antisocial when combined with other conditions of the caregiving envi-
behavior, and males are widely found to have lower heart rates ronment, boys and adult males are considered more likely to
than have females, even as soon as 7 days old (Choy, Raine, engage in antisocial behavior.
Venables, & Farrington, 2017; Raine, 2013). Hence, males Perhaps another element at the base of greater boys’ sus-
with low heart rates have been found—more likely than are ceptibility to these kinds of biological vulnerabilities is the
males with higher heart rates—to engage in antisocial crim- broad principle that the weaker organism is more susceptible
inal behavior. Some evidence has pointed to this being the to adversity than is the stronger one. Boys, on average, have
result of impulsive stimulation-seeking (Portnoy et al., 2014): long been considered to be more at risk in the prenatal and
perinatal stages of development than are girls and that
sensation-seeking theory … rests on the premise
that a low resting heart rate is a marker of low female infants are stronger organisms than are
autonomic arousal…. Low arousal is hypothe- male infants. In general … female infants are
sized to be an unpleasant physiological state, less disease prone, less likely to die, less irri-
leading those with low resting heart rates to table, less aggressive, more oral, and more
seek stimulating behaviors, including antisocial advanced in social-emotional and verbal behav-
behaviors, to increase their level of physiologi- iors compared to male infants. (Fitzgerald, 1977,
cal arousal to a more optimal level. (p. 292) p. 117)
Whatever the causal relationships, this has been considered After birth, boys generally are considered to have slower
one of the important explanations for the link between being developmental timetables (ZERO TO THREE, 2018), and this
male and violent criminality. Females with low heart rates also condition lasts well beyond adolescence. The World Health
8 GOLDING AND FITZGERALD

Organization (2014) maintained that “Adolescent girls tend that “boys, as compared to girls, may be more vulnerable
to reach biologically defined developmental milestones up to to early caregiving risks such as maternal depression, with
two years ahead of adolescent boys.” Schore (2017) wrote negative consequences for mother-child attachment security
about boys that “Due to this maturation delay, developing in toddlerhood” (p. 53).
males also are more vulnerable over a longer period of time to In sum, boys’ unique biological susceptibilities and their
stressors in the social environment (attachment trauma) and slower developmental timetables in the first years of life seem
toxins in the physical environment (endocrine disruptors)” to contribute to their vulnerability for disorganization in emer-
(p. 15). gent neurobiological networks mediating the organization of
Behaviorally, this greater susceptibility may manifest in an socioemotional relationships described in the preceding sec-
infant's reduced ability to self-regulate when an attuned care- tion. Now, we examine an example of the influence of the
giver is not available to relate to the infant, as described in the larger society that might further add to boys’ early-in-life
preceding section on the self. Hence, “this longer period of exposure and contribute to the perpetration of violence when
developmental neurobiological immaturity is expressed in an older.
oversensitivity to and inefficiency in regulating more intense
and chronic forms of interpersonal stress” (Schore, 2017,
p. 27). Following his review of research on the fetal and 1.3 The macro-environment of inequality and
neonatal developing male brain, Schore (2017) concluded: families: The effect on the developing self and
boys becoming at risk for committing violence
The slower maturation exposes the develop-
In keeping with the probabilistic nature of developmental out-
ing male brain to stressful altered levels of
comes and with the interactional view of the biopsychoso-
testosterone and corticosteroids during critical
cial approach, we now focus on the larger social environment
periods of right brain development. Attachment
where an infant is born and where her or his relation to care-
trauma such as abuse and/or neglect interfere
givers takes place. This also can influence the quality of the
with or preclude optimal interactive stress reg-
development of the very young self of an infant, as both care-
ulation, and because they occur in critical peri-
givers and children are embedded in and affected by broader
ods of right brain development they epigeneti-
social networks even in very early life (Lerner, 1995) and by
cally generate enduring maturational failures in
neighborhood quality and exposure to violence (Burt et al.,
the limbic system and the HPA, structural deficits
2016; Fitzgerald et al., 2006: Galan, Shaw, Dision, & Wilson,
that are re-activated in adolescence, a time of
2017).
substantial remodeling of cortical and limbic
Two possible detrimental aspects of these macro-
circuits. (p. 27)
environments are of particular significance with respect to
Consistent with this, Beebe and Lachmann (2014), study- the origins of violence in males. The first is the expanding
ing 4-month-olds, concluded that “male infants were over- social, economic, and racial inequalities transpiring in U.S.
represented in future disorganized infants” (p. 119) and that society. The second is the way that this socioeconomic phe-
the internal working models of disorganized infants—“more nomenon contributes to the negative interpersonal outcomes
likely to be male”—“would show many forms of intrapersonal of single parenthood—usually single motherhood (McLana-
and interpersonal conflict, intermodal discordance, or contra- han & Jencks, 2015, Spring; Putnam, 2015; Schneider,
diction, leading to confusion and incoherent working mod- Waldfogel, & Brooks-Gunn, 2015). These two reflections of
els … with expectancies of emotional distress and emotional societal inequality affecting families seem to have proceeded
incoherence … both in the self and partner” (p. 120). virtually hand in hand for the last 50 years in the United
Perhaps because of boys’ slower development, infant boys States (McLanahan & Percheski, 2008). The combination
display greater vulnerability to maternal depression than do also seems to hold increasingly detrimental effects for chil-
girls. Many researchers have reported this difference (Carter, dren, especially boys, and this will be considered with an eye
Garrity-Rokous, Chazan-Cohen, Little, & Briggs-Gowan, to understanding how, probabilistically, inequality and single
2001; Hammen, Hazel, Brennan, & Najman, 2012; McGinnis motherhood might contribute to the male preponderance in
et al., 2015; Mileva-Seitz et al., 2015; Shaw & Gilliam, committing violent acts as adolescents and adults. As Harper
2017; Shaw & Vondra, 1995; Terrell, Conradt, Dansereau, and McLanahan (2004) noted, “Controlling for income and
LaGasse, & Lester, this issue; Tronick & Weinberg, 2000; all other factors, youths in father-absent families … had
Weinberg, Olson, Beeghly, & Tronick, 2006). A recent significantly higher odds of incarceration than those from
example is the research supplied by Beeghly et al. (2017). mother-father families” (p. 384), and as noted previously,
Studying infants from 2 to 18 months, and examining the most of the incarcerated are males.
relationship between attachment security and the degree of Single-parent families have been the object of a long-
maternal depression experienced by the caregiver, they found term research project under the Fragile Families and Child
GOLDING AND FITZGERALD 9

Wellbeing Study at Princeton and Columbia Universities, noted earlier, the fact of its rapid growth both signifies and
where a substantial database on the phenomenon has been reflects other changes of culture and civic life that have fol-
accumulated. Using this database, many scholars have stud- lowed along class and racially stratified patterns. Perhaps the
ied the growth of such families, their structure, implications most acknowledged of these are changing cultural attitudes
for public policy, and the consequences for society of their about sex, contraception, childbearing, and marriage (Wilcox,
proliferation in the last three decades (McLanahan, Garfinkel, Wolfinger, & Stokes, 2015). This includes, for example, the
Mincy, & Donahue, 2010). In general, as American society lessening of a stigma against having children out of marriage
has become more stratified socioeconomically, this growing (Putnam, 2015, p. 62). For reasons that seem to have to do with
inequality also has become reflected in an increase in “fragile the susceptibility of the poor and working classes to certain
families” and a decline in the quality of caregiving practices societal trends, the changes in norms have affected them more
among less advantaged parents (McLanahan & Jencks, 2015, than the middle and upper classes (Wilcox & Wang, 2017).
Spring; Willcox & Wang, 2017). To some extent, the two- The roots of this increase in children born to single moth-
parent family and marriage seem to have become a select priv- ers may be many and are often disputed; however, one result is
ilege enhancing the well-being of children fortunate enough to clear from several reports (Lundberg, Pollak, & Stearns, 2016;
grow up in such circumstances (Autor & Wesserman, 2013; McLanahan & Jencks, 2015, Spring; Ribar, 2015; Waldfo-
Parker & Stepler, 2017; Wilcox & Wang, 2017). gel, Craigie, & Brooks-Gunn, 2010; Wilcox & Wang, 2017):
Fragile families are defined as those families where a birth Many children born and raised in these family situations are,
has occurred to an unwed mother. The father and mother may on average, likely to receive less financial and emotional sup-
cohabit, or they may live separately and have a romantic rela- port than they would otherwise be able to take advantage of.
tionship, or they may have no such relationship. “Despite Further, the children do not fare as well as the children of
their high hopes, unmarried parents’ bonds are fragile, with dual-parent families in terms of cognitive abilities and emo-
over 60 percent of nonmarital unions dissolving within five tional health as observed in internalizing and externalizing
years of their child's birth” (McLanahan & Beck, 2010, behaviors, and also are not as physically healthy as children
p. 21; McLanahan & Sawhill, 2015). Among the most often of married couples. The likelihood of child abuse also is
observed features of such families are that most of the par- greater.
ents are young compared to married parents at the time of a Studies have found a number of reasons that might explain
child's birth; they also are poorer than married parents; and the the pathways or the connections between fragile families and
parents of these families are generally less educated, usually lower child well-being (Masarik & Conger, 2017; Osborne
with no more than a high-school diploma. Many of the par- & McLanahan, 2007; Ribar, 2015; Waldfogel et al., 2010).
ents are racial or ethnic minorities, although the proportions Probabilistically, these factors also reduce the likelihood
of White fragile families have been growing (McLanahan & that the development of the psychological self will progress
Jencks, 2015, Spring). along healthy lines. Among the reasons are the lower income
What is the nature of the association between growing eco- typical of fragile families, which means that medical and
nomic inequality and the growth in fragile families? One rela- psychological services, for example, are less affordable.
tionship that several researchers have noted is that changes in In addition, parents who are stressed by conflict, lack of
the economy generally, especially following globalization and economic resources, or the experience of racial or economic
the need for more educated workers in competitive U.S. indus- discrimination might not be able to provide the needed sensi-
tries, have led to the decline of blue-collar jobs usually held tivity and responsiveness to their children (Savell, Womack,
by male workers. In turn, fewer males are able to attain the Wilson, Shaw, & Dishion, this issue). For example, fragile
minimum standard of stable income to be desirable marriage families are more likely to have just one adult with less time
partners (Autor, Dorn, & Hanson, 2017; Autor & Wesserman, to devote to the well-being of a child. In addition, the data
2013; McLanahan & Percheski, 2008). This picture is further indicate that the fragile family parents, whether single moth-
aggravated by problems occurring among poorly educated ers or cohabiting couple, are more likely to suffer adverse
men who often have histories of incarceration, poor mental mental health, including depression and other psychological
and physical health, and who are unable to provide emotional problems. These mental health problems may follow from the
stability to their children and families (Lerman, 2010). parental stress often associated with single parenthood. For
The statistic that perhaps best captures this broad societal children, family instability—living with unstable, complex
change is the proportion of children born or raised in single- family arrangements of unrelated adults and related and partly
parent homes. In the 1950s, 4% of births were to unmarried related or unrelated children—also is a source of stress. These
parents (Putnam, 2015, p. 61). More recently, this figure has factors also have been observed to negatively affect the qual-
climbed to 35% (Annie E. Casey, 2017). While a substan- ity of mothering. In the many cases where the relationship
tial proportion of the increase in fragile families is related between the mother and father is not amicable, this might be
to macroeconomic trends having to do with globalization, as reflected in conflict that also could diminish parenting skills.
10 GOLDING AND FITZGERALD

Are boys and girls affected differently in fragile families, 2 CO NC LU SI O N


and is there any evidence that this affects the development of
the psychological self, especially in boys? Some circumstan- We have treated three possible intertwining aspects of
tial evidence for this proposition of differential effects comes the development of boys—the psychological self, their
from recent economic analyses, which call public policy neurobiology, and the contemporary phenomenon of the
attention to the disadvantages to boys. Notable among these fragile family. The objective was to indicate the different
studies is Bertrand and Pan (2013), who examined “parental vulnerabilities, viewed from a developmental perspective,
inputs” such as the amount and quality of attention provided to that might contribute to explaining the male predominance
boys before they start kindergarten and related these to prob- in the perpetration of violence in adolescence and adulthood.
lems of school expulsion in Grade 8; Chetty, Hendren, Lin, The article also has emphasized how these different aspects
Majerovitz, and Scuderi (2015), who found that males grow- of development might affect each other, and it has done so
ing up in poor, single-parent families were less likely to be while drawing attention to the probabilistic nature of any one
legally employed in their 20s than were females raised under outcome.
similar circumstances; Chetty, Hendren, Jones, and Porter As noted earlier, it is becoming increasingly established
(2018), who found that among African American children, that many, if not most, psychopathologies have their roots
males persistently show lower levels of economic mobility, early in life and are based in the quality of what Bowlby (1973)
as compared to Whites and to African American females, and called the “Environment of Evolutionary Adaptation” (EEA).
that these differences in economic mobility are more likely to Schore (2012) defined this as the “psychological space that
diminish in communities with “low poverty rates, low levels a particular culture creates to scaffold the emotional bond-
of racial bias … and high rates of father presence” (p. 42); ing between principle caregivers and infants” (p. 51). If the
and Autor, Figlio, Karbownik, Roth, and Wasserman (2016), quality of this space declines, as Schore (2012) maintained
who found that “boys born to low education and unmarried is occurring, the United States should see indicators of physi-
mothers have a higher incidence of truancy and behav- cal and mental pathologies increase. These indicators are cap-
ioral problems throughout elementary and middle school” tured in such phenomena as the rapid and large increase in
(p. 1). fragile families and also in measures of psychopathologies
In a separate analysis, economists Autor and Wasserman affecting the young. Thus, not surprisingly, the Centers for
in Wayward Sons: The Emerging Gender Gap in Labor Disease Control and Prevention (2013) found in its Mental
Markets and Education (2013) concluded that the reasons for Health Surveillance Among Children, United States, 2005–
the failure on the part of so many males to respond to market 2011:
signals and pursue education to take advantage of better
employment opportunities has to do with what they refer to Boys were more likely than girls to have most of
as “pre-market factors” (p. 27). They found that almost all of the disorders, including ADHD, behavioral or
these are related to the problems faced by boys who are being conduct problems, ASD, anxiety, Tourette syn-
raised by single mothers. For example, boys who grow up in drome, and cigarette dependence, and boys were
single-mother households are much more likely than are girls more likely than girls to die by suicide. Girls
to engage in behaviors related to low self-control. In addition, were more likely to have an alcohol use disor-
they are more likely to engage in delinquent behavior if der, and adolescent girls were more likely to have
raised in single-parent homes where there is no father in their depression. (p. 15)
lives.
In closing this discussion of the macro-environment, note Schore (2012) saw the “decrement of the EEA” primarily in
that although there are more single-parent mother families terms of the environment affecting the mother's ability to pro-
(˜8.5 million), the rate of growth (4%) in such families has vide a secure relationship for her infant so that the attachment
been slower over the past 60 years than the ninefold increase in process, and the development of the self described earlier, may
single-parent father families. Today, there are nearly 3 million proceed in a biologically and psychologically healthy way
households where children are reared without a residential (p. 53). As this introductory article has intended to demon-
mother—about 24% of the total of single-parent households in strate, to understand this phenomenon on the dyadic level also
2011 (Livingston, 2013). About half of children reared with- requires appreciating the context within which this relation-
out a single mother live with a single father, mostly older chil- ship takes place as well as the unique biological susceptibili-
dren beyond the infant/toddler phase of development (U.S. ties of prenatal and infant boys, and this requires also taking a
Census Bureau, 2016). Little is known about child outcomes step back to see the larger picture of the social economy and its
in single-parent father fragile families, particularly whether corollaries as described earlier and as captured in the growth
daughters rather than sons experience increases in risk for life- of economic inequality and of single-parent families, among
course affective or behavioral difficulties. other society-wide phenomena.
GOLDING AND FITZGERALD 11

To address these multiple causes, several contributors to Beeghly, M., Partridge, T., Tronick, E., Muzik, M., Mashhadi, M. R.,
this special issue have suggested interventions. Early, high- Boeve, J. L., & Irwin, J. I. (2017). Associations between early mater-
quality daycare is one proposal (García, Heckman, & Ziff, nal depressive symptom trajectories and toddlers’ felt security at 18
months: Are boys and girls at differential risk? Infant Mental Health
this issue). Another is the suggestion that rather than focus-
Journal, 38(1), 53–67. https://doi.org/10.1002/imhj/21617
ing on adolescent interventions for boys, preventative efforts
Belsky, J. (2012). The development of human reproductive strategies:
need to target at-risk future mothers and infant girls who will
Progress and prospects. Current Directions in Psychological Science,
be the mothers of tomorrow (Tremblay & Côtá, this issue).
21(5), 310–316. https://doi.org/10.1177/096372142453588
A third suggestion is that to better prevent domestic violence,
Belsky, J., Bakermans-Kranenburg, M. J., & van IJzendoorn, M. H.
the early-in-life origins of the behavior need to be the aim of
(2007). For better and for worse: Differential susceptibility to
interventions, both preventatively, before and after birth, and environmental influences. Current Directions in Psychological Sci-
also as adults in a clinical context. In other words, efforts of ence, 16(6), 300–304.
an evidence-based psychosocial nature are proposed (Corvo, Belsky, J., & Pluess, M. (2013). Beyond risk, resilience, and dysregu-
this issue). Two themes that call out for more attention in many lation: Phenotypic plasticity and human development. Development
of the articles of this issue are the need to take sex differences and Psychopathology, 25, 1243–1261.
more seriously in research on violence and concomitantly, the Bertrand, M., & Pan, J. (2013). The trouble with boys: Social influ-
importance of an early-life focus for this costly social issue. ences and the gender gap in disruptive behavior. American Eco-
nomic Journal: Applied Economics, 5(1), 32–64. https://doi.org/
10.1257/app.5.1.32
CONFLICT OF INTEEST
Bocknek, E. L., Brophy-Herb, H. E., Fitzgerald, H. E., Schiffman,
The authors have no conflicts of interest. R. F., & Vogel, C. (2014). Stability of biological father presence
as a proxy for family stability: Cross-racial associations with the
FU N DING INFORMAT ION longitudinal development of emotion regulation in toddlerhood.
Infant Mental Health Journal, 35, 209–321. https://doi.org/10.1002/
None imhj.21454
Bocknek, E. L., Dayton, C., Raveau, H. A., Richardson, P., Brophy-
Herb, H., & Fitzgerald, H. E. (2017). Routine active play
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