Professional Documents
Culture Documents
December 2018
1
The recovery of school infrastructure in Mexico affected
by the September 2017 earthquakes
“The seismic performance of the schools designed and built with modern regulations, as well as with an
adequate maintenance, was much higher than the schools with poor design and / or lack of maintenance.
A strategy to increase seismic resistance should consider seismic rehabilitation with modern regulatory
criteria – for design and construction-, as well as a culture of supervised maintenance and sustainable
conservation over time “
Epicenter Sep 19
Epicenter Sep 7
2
EXECUTIVE SUMMARY
In the school sector, 19,194 school campuses Risk Management (DRM) and Education Units
were damaged: 12,014 were reported with minor from the Latin American and Caribbean Region
damages (broken window glasses, for example), with support from the Global Program for Safer
6,970 with moderate and moderate/severe Schools (GPSS).
damage, and 210 with very severe damaged that
prompted their reconstruction. No casualties were As part of this effort, the GPSS is developing the
recorded in school facilities. All prototype school Global Library of School Infrastructure (GLoSI), a
buildings withstood the temblors without collapse. live repository of evidence-based knowledge about
Only four collapses were recorded of buildings the structural performance of school building
that were either built informally (following self- typologies and alternatives to reduce its’ seismic
construction procedures) and that were used as vulnerability.
accessory buildings, not for classrooms.
Specific objectives of this advisory services project
Wted total damage is 2.5 US billion; rehabilitation were to inform and document the recovery
and reconstruction in the education infrastructure process, in particular for the:
alone will cost an estimated 20 billion pesos (US$1
billion). The Secretariat of Public Education 1) Design of the recovery strategy for school
(SEP), through the National Institute for School infrastructure;
Infrastructure (INIFED) leads the recovery and 2) Seismic vulnerability reduction strategy
reconstruction efforts in the education sector. for new school infrastructure and existing
INIFED is the planning and regulatory agency of school infrastructure which will be
the Federal Government for school infrastructure; intervened; and
its norms and regulations are compulsory in 3) Information platform to evaluate the
Mexico. building performance in future earthquakes.
Each state, except Mexico City where INIFED Recovery plan for school buildings
is still responsible for the local educational
infrastructure, has its own agency for school In the aftermath of both events, INIFED
infrastructure construction, operation, implemented a Recovery Plan for School Buildings
maintenance and conservation. applicable in the 11 most affected Mexican states
(i.e. Chiapas, Mexico City, Hidalgo, State of
Scope of the WB-INIFED-IIUNAM Mexico, Michoacán, Guerrero, Oaxaca, Puebla,
project Tlaxcala and Veracruz).
Aimed at supporting the recovery of school Firstly, structural safety was assessed and a damage
infrastructure affected by these earthquakes, intensity level was assigned. Three damage levels
the World Bank partnered with INIFED and were used. Minor damage was assigned when
the Institute of Engineering of the National structural capacity was not affected in a significant
Autonomous University of Mexico (IIUNAM). way. Those damages were subsequently repaired
following the INIFED Rehabilitation Catalogue
The main objective of the project was to contribute for Buildings with Minor Damages, which was
and inform the school reconstruction process purposely developed for the Plan. Moderate and
through evidence-based knowledge and promote moderate/severe damage was recorded when
a broader safer school program countrywide. This repairable damages were observed; this category
activity was implemented as part of the cross- included buildings that required strengthening
collaboration activities between the Disaster (and stiffening) of the existing structure.
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THE RECOVERY OF SCHOOL INFRASTRUCTURE IN MEXICO
In the case of very severe damage, INIFED opted • Specific information of school buildings
for building demolition and its substitution with a (such as prototype, construction materials,
new prototype facility. availability and type of power, water,
drainage and special installations; structural
According to INIFED, almost 90% of rehabilitated system, type of roof system, foundation
buildings will be ready by end of November 2018; system, type and intensity of structural and
the remainder is scheduled for July 2019. From non-structural damage);
INIFED records, the total number of school • Information about external facilities (such
campuses and school buildings in the most affected as sport facilities, flagpole, civic plaza, etc.);
states was 69,411 and 264,358, respectively. and
Thus, damaged schools in both events (19,194) • When available, photographs and sketches.
corresponded to 27.6% (19,194/69,411) of the
total; 10.3% of all school campuses had buildings The information platform includes 12,444 building
with moderate to very severe damage. records. A school campus with no reconnaissance
format was deemed to be undamaged. Thus, the
Approved financial resources for the recovery database developed included 13.2% of all school
(rehabilitation and reconstruction) efforts amount campuses damaged and 35.3% of school campuses
to 915 MUSD a per September 2018. Funds have with moderate to very severe damage, according
come from four sources: to INIFED´s damage tagging.
and prototype. Prototypes were those that INIFED material and structural system, age of construction,
and its predecessor, CAPFCE, have designed, damage intensity and location with respect to
constructed and regulated over the past 74 years. earthquakes’ epicenters was carried out. Masonry
When a building did not follow a prototype (either structures were found to prevail in Chiapas and
because materials or dimensions were distinctly Oaxaca, where dispersion of population among
different) or when different materials were small communities is typical. More steel-moment
used (like adobe or prefabricated walls), school frame structures in Oaxaca than in Chiapas were
buildings were classified as “atypical” (46% of all identified. Concrete- and steel-moment frame
buildings were deemed to be “atypical”). structures were more frequent in the State of
Mexico and Mexico City, as they correspond to
Structural and non-structural damage urban areas.
characteristics were included in the platform.
Structural damage included wall, column, beam, Age of construction is a key parameter for assessing
slab, joint and foundation element distress. a structure´s vulnerability. In the case of Mexico,
When available, type and intensity of damage the 1985 Mexico City earthquake represents a
was input. Non-structural damage comprised point of inflection in earthquake-resistant design
damage in façade elements, infill walls, finishes, of structures. In the aftermath of this killer event,
windows, lighting fixtures, water tanks, parapets, the capital city´s design codes and standards were
fallen objects and fences. When available, distress revised and enhanced.
due to lack of or improper maintenance, such as
efflorescence and corrosion, was also registered. These improvements led to stronger and stiffer
structures, built with better materials and
To support INIFED’s efforts in data collection stricter inspection rules. Still with shortcomings
and to minimize data heterogeneity and/or lack and areas or opportunity, stricter design and
of data in critical fields, an electronic system was construction rules and enforcement paid off
developed. This system is based on IIUNAM’s during the September 2017 events; 38 buildings
temblor reconnaissance formats. The system suffered total collapse, out of which only one had
runs as an application in smart electronic devices. been built after 1985.
The system is designed to work either online or
offline. When connected to internet services, data In the case of schools, after 1985, a large
is automatically transferred to the information rehabilitation program was developed by CAPFCE
platform. (INIFED’s predecessor). Different rehabilitation
schemes (see below) were also implemented.
In the development of the information platform, Wall jacketing, new concrete walls and frame
the need for a post-earthquake reconnaissance bracing with steel elements (hot rolled sections
protocol and structural safety evaluation method or posttensioned cables) were mostly used.
became apparent (see Recommendations). Also, prototype designs, structural drawings and
Training and certification of damage evaluators construction specifications for new construction
and building inspectors is also indispensable. were modified accordingly.
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THE RECOVERY OF SCHOOL INFRASTRUCTURE IN MEXICO
Moreover, column transverse reinforcement was Similarly, for concrete buildings, 13 types
widely spaced (at 300 mm typically) and was were identified. Differences were the age of
made of stirrups with 90-deg bends at the ends. construction, number of stories (one, two and
The need for improved construction inspection three) and seismic zoning for which they were
is evident. Beam shear cracking and concrete designed. Three building types were structures
spalling were seldom observed. In few cases, that were rehabilitated by adding new concrete
beam-column joint cracking and spalling were walls in the long direction (parallel to corridors)
recorded. and using infill walls in the short direction as
seismic-resisting elements.
Severe damage in steel structures was local
buckling of columns steel plates in buildings built For steel structures, five types were identified,
in the 1960’s and 1970’s. Columns were made corresponding to moment frames designed in
of cold-formed light-gauge members welded to 1966, 1970, and 1984, with light or concrete floor
achieve a complex box-type cross section. Local systems, that represented 14%, 69% and 6% of
buckling caused segmental welds to fracture, thus the total number of steel structures (11% was
leading to column shortening. “atypical”).
6
EXECUTIVE SUMMARY
To complement building performance assessment, From the 29 building types identified, index
school buildings were inspected in Morelos, buildings were selected for further study via
Oaxaca and Mexico City. Buildings were selected mathematical modeling. Selected buildings were
to be representative of construction materials, those that were more frequently affected and
prototypes, and years of design and construction. that showed distinctly different damage types
and intensity. Four masonry index buildings
A total of 124 school buildings in 32 school were chosen. These structures had one to four
campuses were field inspected. The dynamic classrooms; all had been designed for Zones C
characteristics of 14 structures were measured and D with external buttresses. Zones C and D are
using ambient vibration testing. Measured those with highest seismic hazard according to
buildings included five tested by the Mexican the Design Manual of Civil Works of the Federal
National Institute for Electricity and Clean Commission of Electricity (CFE).
Energies and two by a group of American
researchers who visited Mexico sponsored by the CFE is Mexico´s public utility, whose manuals
U.S. National Science Foundation. are used as reference in regions where building
codes are not available. It is important to note
During the visits, the lack of knowledge of the year that Mexico is a federate republic so that 2,446
of construction of buildings and of the existence municipalities are entitled, by the Mexican
of a maintenance record by school authorities was Constitution, to develop and enforce their
recurrent. building code. In most cases, municipalities (of
different size and complexity) use the Mexico City
In some cases, when comparing data recorded Building Code (MCBC) and its technical standards
in INIFED’s reconnaissance formats with for design and construction as model code. This is
the existing structure and damage features, typically complemented with CFE´s seismic and
differences and inconsistencies were identified. wind design requirements.
Such finding supports again the recommendation
(see below) to implement a post-earthquake Five concrete index buildings were selected for
assessment methodology, including a strategy for numerical modeling and performance assessment.
its sustainability over time. Three corresponded to structures designed in 1970
with one, two and three stories (moment resisting
In some cases, low-quality or inadequate frame structures); two were designed in 2011 with
construction materials were observed. This is the one and two stories (moment frames with concrete
case of river gravel and pebbles used for on-site shear walls). No steel structures were selected to
concrete fabrication. be further analyzed as their frequency was much
smaller than for masonry and RC buildings.
Through ambient vibration testing, most
significant vibration frequencies were identified. Linear elastic and nonlinear static (so-called
Relations between fundamental period vs. number pushover) analyses were carried out. Material
of stories were developed for sites with soft soils properties (strengths and modulus of elasticity),
(soils type III) and firm soils (soils type II). Such geometry and structural systems were taken from
relations were found to be consistent with those INIFED´s structural drawings. Analysis were
obtained in earlier testing programs. made with the help of a commercially available
software. Columns and beams were modeled as
8
EXECUTIVE SUMMARY
bar elements; walls and staircase ramps as shell Building performance was assessed through
elements and slabs as in-plane rigid membranes. the N2 method developed by Fajfar. Building
Models were fixed at the base. For the RC two- performance acceptance criteria were consistent
story index building, a soil-structure interaction with ASCE-41. In the case of school buildings,
analysis was performed to validate structural Mexican regulations implicitly expect an
periods measured during the ambient vibration Immediate Occupancy (IO) performance level.
testing. Loads (dead, live and reduced live for Story shear – roof displacement capacity curves
seismic events) and load combinations were taken were calculated using a commercially available
from the MCBC. Cracked section properties for software. Calculated capacity curve was then
concrete and masonry elements were assumed. simplified to an elastoplastic curve, by following
ASCE-41 requirements. Calculated and simplified
Design spectra were those obtained from CFE´s capacity curves were then compared to design
and from INIFED’s regulation for design of spectra in the form of capacity design spectra. To
schools. The latter is based on the former, with define the IO range, SEAOC’s recommendation
some simplifications that typically lead to slightly was followed; IO range was bounded by the yield
larger demands. CFE design spectra are regional displacement and 30% of inelastic displacement
uniform hazard spectra. Design spectra for capacity. For masonry structures, nonlinear
Zones C and D, and soil types I, II and III (rock, static analyses were performed for masonry
firm and soft soil, respectively) were calculated compression strengths of 3 and 4 MPa.
at specific locations. Factors were applied to
increase seismic demands (importance factor of Nonlinear static analyses indicate that, for
1.5) and to reduce demands (seismic behavior masonry index structures, buildings located in
factor of 2 and an overstrength factor of 2). type I soils (rock) are likely to attain IO. In all other
Redundancy and irregularities factors were also cases, more damage is to be expected. Schools in
included; redundancy factor depended on the Zone C in soft soil (type III) and in Zone D, in firm
number of bays in the direction of analysis. In the and soft soils (types II and III) are likely to exhibit
case of INIFED’s regulation, similar modification quite severe damage that would compromise the
factors to those in CFE were used, except for the structure stability. Such cases should be revised
redundancy factor that is constant for all cases. using more refined models. The prototype could
Elastic spectra calculated from recorded ground be required to be modified accordingly.
motions during the September 2017 earthquakes
in Chiapas, Oaxaca and Veracruz were also used to For the case of concrete index buildings, pre-1985
compare against calculated response. structures could very likely exhibit very severe
damage that would compromise its stability under
For the nonlinear static analysis, concentrated vertical loads. This is consistent with the level of
plasticity models were assumed for beams, damage recorded after September 2017 events.
columns and walls under flexure, and for wall Therefore, it is recommended (see below) that a
under shear, following ASCE-41 requirement. continuous seismic risk reduction program for
For masonry walls, a performance-based model school buildings in Zone C (soils types II and III)
developed by Riahi, Elwood and Alcocer was and in Zone D (all soil types) is implemented. In
used. This model includes three limit states contrast, most index buildings designed in 2011
corresponding to first wall inclined cracking, exhibited a very favorable performance, achieving
lateral strength and ultimate; ultimate is defined IO under design spectra demands. School
as the load to 80 percent of lateral strength. buildings in Zone D, soil III, are recommended to
Typically, lateral strength is about 1.3 times the be studied under advanced models to verify their
cracking load. performance.
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THE RECOVERY OF SCHOOL INFRASTRUCTURE IN MEXICO
Vulnerability and fragility functions load bearing walls in rural schools, as well as
in infill walls of concrete and steel moment
Isoseismal curves for the September 7 and 19 frames. Typically, meshes with 10- and
temblors were calculated. Correlation between 6-gauge wires, spaced at 150 mm, are used;
seismic intensities and damage level of registered • Addition of new concrete walls to resist
school buildings was investigated. Masonry earthquake-induced lateral forces; this
buildings, with one to four classrooms, and RC technique includes construction of flange
frame structures, of one and two stories were walls attached to concrete columns. New
studied. concrete walls have been added to concrete
and steel moment frames with one to four
For masonry structures, as expected, the number stories high. Typical wall thicknesses are
of structures damaged and damage intensity 150 mm for buildings with one and two
diminished as epicentral distance augmented. stories, and between 200 and 250 for taller
Based on this correlation, empirical fragility structures;
functions were developed. Four discrete damage • Addition of steel braces made of hot rolled
levels (i.e. light, moderate, severe and failure) were sections. This scheme has been mostly used
used. Functions were calculated for peak ground for steel structures. Typically, 3 in. square
acceleration (PGA) and wall shear stress. Trends tube sections have been used;
were consistent with expected behavior: the • Addition of posttensioned cable bracing.
larger the intensity, the higher the probability of After the 1985 earthquake, 102 RC frame
more severe damage. From the empirical fragility buildings were rehabilitated with cables.
function, an empirical vulnerability function, in Cables were typically posttensioned to 100
terms of PGA, was calculated. MPa;
• Addition of infill walls to increase lateral
A similar set of analyses was performed for stiffness and strength of concrete and steel
RC buildings. No correlation between damage frame buildings. New infills are built against
frequency and damage intensity with epicentral the existing frame elements to enhance
distance was found. The deficient quality and monolithic behavior.
limited quantity of information are considered
as the causes for this lack of correlation. It is Most building prototypes rehabilitated due to
recommended that, as a next task after this the September 2017 events corresponded to
project is concluded, building information with masonry structures. The rehabilitation scheme
green grading be revised, and that more detailed used has been wall jacketing. In the case of RC
cost information on repair and reconstruction be frame buildings, infill wall jacketing and addition
gathered. of concrete walls are the dominant rehabilitation
techniques. Steel bracing was only added to one
Numerical assessment of four-story concrete building in Mexico City.
rehabilitated school buildings
Four index buildings were studied numerically.
Two corresponded to one-story masonry
INIFED has gained considerable experience in
buildings, with one and four classrooms, that
school building rehabilitation in past earthquakes.
were rehabilitated with wall jacketing. The other
Typical rehabilitation schemes used over the years
two were one- and two-story RC frame buildings
are:
rehabilitated with new concrete walls in the
• Jacketing of masonry walls with welded
long direction and addition of masonry infills in
wire meshes (WWM) covered with cement
the short direction. Building performance was
mortar. This technique has been used in
10
EXECUTIVE SUMMARY
assessed through nonlinear static analyses. For under design induced forces, buildings are likely
the case of wall jacketing, the jacket contribution to exhibit larger damage than anticipated for IO.
to strength was calculated following MCBC Although calculated response does not suggest
requirements and was added to the masonry a significant probability of collapse or severe
contribution obtained from the Riahi et al. model. damage, it is therefore recommended that such
cases be revised using more refined models and
Nonlinear static analyses indicated that, for both that, if necessary, structural drawings be modified
masonry and concrete index structures, and accordingly.
a. Incremental seismic risk reduction b. Methodology, guide and manual for post-
strategy. A multiannual, systematic and earthquake seismic safety evaluation. A
integral strategy for reducing earthquake standard methodology for building safety
risk of school buildings is recommended. assessment after earthquakes is needed in
Strategy must recognize that risk reduction Mexico. This should include, among others,
ought to be incremental. Aspects related to the number and scope of evaluation levels,
budget and financing, risk transfer options, damage intensity classification, training and
project management, enforcement of certification of evaluators, on-line damage
codes and norms, sustainability over time, collection system, and communication and
INIFED strengthening as a planning and outreach tools.
regulating agency, future developments of
school infrastructure should to be included. c. Methodology, guide and manual for
A loss estimation tool, vulnerability/fragility seismic rehabilitation of school buildings.
functions and recovery/rehabilitation costs Detailed considerations and requirements
would serve as support. The strategy should for the analysis (linear and nonlinear),
focus in pre-1985 masonry and RC school design, detailing, construction and
buildings. The strategy should include inspection of rehabilitation techniques
annual targets, results and efficiency should be included. Traditional and
indicators, and monitoring mechanisms. innovative schemes should be incorporated.
The strategy will be also supported on the Criteria for determining building demolition
information system, methodologies, guides is needed.
and manuals proposed below.
d. Updated INIFED´s technical norms.
b. Document the recovery and reconstruction Based on lessons learned from the
processes for the September 2017 events. AS September 2017 events and the 2017
indicated above, revise using more refined version of the technical norms of the MCBC,
models, the expected performance of new INIFED´s technical norms should be
designs and rehabilitation schemes used. revised and updated. Structural drawings
for new construction should be revised and
c. “Atypical” school buildings: problem modified accordingly. Advanced numerical
identification and risk reduction. The size, modeling could be used to support these
causes and situation of this phenomenon modifications. The impact of the needs of
needs to be better understood. A innovative educational environments and
representative group of structures could be methods (new teaching techniques and
12
EXECUTIVE SUMMARY
Implementation recommendation
13
ANNEX.
SUMMARY SEISMIC RETROFITTING TECHNIQUES FOR MEXICAN SCHOOL BUILDINGS –
NUMERICAL ANALYSIS OF SEISMIC PERFORMANCE
Increases both
stiffness and
resistance to seismic
Concrete school building -
forces. The
1 story
performance level
Taxonomy: RC2/ LR/ LD/
"immediate
RR/ NO/ LP/ SW/ SF/ NP/
occupancy (IO)" is
RS/ GC/ VC
reached for all seismic
zones and soil types in
Mexico*.
This technique includes
construction of flange
walls attached to Increases both
concrete columns. New stiffness and
concrete walls have resistance to seismic
Addition of new been added to concrete forces. The
concrete walls to and steel moment performance level
resist earthquake- frames with one to four "immediate
induced lateral stories high. Typical occupancy (IO)" is
forces wall thicknesses are reached only for
150 mm for buildings seismic zone C and
with one and two soil type I in
stories, and between Concrete school building - Mexico*. For other
200 and 250 for taller 4 stories zones and soils, the
structures Taxonomy: RC2/ MR/ LD/ technique requires
RF+RR/ NO/ LP/ SW/ SF/ improvements to
NP/ RS/ GC/ VC reach IO.
Type of school building
Seismic retrofitting used for performance Improvements in
technique General description Technique scheme/figure analysis seismic performance
Addition of infill
New infills are built
walls to increase
against the existing
lateral stiffness and Numerical analysis not Numerical analysis
frame elements to
strength of concrete available not available
enhance monolithic
and steel frame added reinforcement to column
behavior.
buildings (plant view)
*Immediate occupancy: the building structure is minimally affected. The non-structural damage doesn´t affect building functionality.
*Seismic zones: A (low), B (moderate), C (high), D (very high)
*Soil types: I (rock), II (firm), III (soft)