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access to Asian Survey
Nizam Ahmed
813
1. The 1972 Bangladesh constitution provided for elected local governments at every level.
Article 11 read: "people will effectively participate through their elected representatives at all
levels of administration to ensure a truly democratic system." The Awami League, however,
did not make any serious attempt to implement the article. To the contrary, a 1975 amend-
ment to the original constitution omitted Article 11 altogether and provided for an authorita-
rian system. For details, see The Constitution (Fourth Amendment) Act, January 1975.
The reluctance to have local representative institutions emanates from the fear
that if free and fair elections are given, many of the Zilla Parishad and Thana
Parishad Chairmanships may go the opposition political parties. This will mean
loss of political control over subnational units of government. Consequently,
2. One of the major drawbacks of the gram sarkar was that it did not have any statutory
authority to impose and collect taxes. Hence it had to depend mostly on central grants, and
sporadically on local contribution for its survival. Moreover, its relationship with other local
councils, especially the union parishad, was not spelled out clearly in the legislation.
this will mean loss of political control over local communities. This will mean
loss of votes for the powers that are at the national level.3
of the Awami League in different places. It can thus be argued that the
issue at stake was not decentralization, but rather one of centralizing au-
thority and making it effective. This also lends support to the general the-
oretical proposition that the extent to which a government can resort to
decentralization largely depends on the degree to which it is capable of
exercising authority effectively.
Like the Awami League, the Zia government also faced serious chal-
lenges to its authority from a number of radical opposition forces. But its
ability to contain those forces was somewhat limited because, unlike the
Awami League, it had to search for legitimacy and also identify measures
for bringing a disenchanted army under control. Various estimates show
that the Zia government survived more than twenty army coups during the
1976-80 period. Thus, in its early years the Zia government had to con-
centrate on seeking alternative ways to establish its authority over the
army. However, when it did succeed to some extent in establishing order
and stability within the army, it sought to legitimize its rule by holding
elections to the Presidency and Parliament and introducing some local
government reforms. But before these reforms could have any impact, the
third military intervention in Bangladesh politics led to their termination.
4. The following officials have been assigned to the upazila parishad: upazila nirbahi of-
ficer, health and family planning officer, education officer, agriculture officer, engineer, live-
stock officer, fishery officer, accounts officer, cooperative officer, and social welfare officer.
elected chairman and unseat him, albeit with central approval. Theoreti-
cally speaking, the introduction of the upazila system marked a move from
bureaucracy to democracy in local government.
Second, the upazila parishad has been accorded the status of an execu-
tive agency and made responsible for performing a number of functions
that previously were the exclusive prerogative of the center. Under a re-
distribution formula, the central government now carries out basically reg-
ulatory functions, while the responsibility for all development functions
has devolved to the upazila parishad, including agriculture and irrigation,
industry, forestry, fisheries and livestock, health and family planning, pri-
mary education, and social welfare. The parishad also has been empow-
ered to collect revenue from a number of sources, some of which have been
transferred from the union parishad, not from the center.5
Third, the Ershad reforms also provide for a redefinition of in-
terbureaucratic relationships in local government, reintroducing what may
otherwise be called the "myth of generalist supremacy." Under the re-
forms, the circle officer has been replaced as the bureaucratic head of
upazila administration by an all-purpose generalist called the upazila
nirbahi officer (UNO). He functions as the chief staff officer to the elected
chairman. Perhaps more importantly, unlike the CO in the past, the UNO
is not considered as "the first among equals." He holds rank and status
superior to those of other (departmental/specialist) officials and exercises
general supervision over them. More importantly, he can largely control
their behavior, mainly through initiating their annual confidential reports.
From above, it appears that the transformation from thana parishad to
upazila parishad is more than a change in nomenclature.6 Not only has
the parishad been substantially freed from bureaucratic control, but it also
has been given more freedom and flexibility in decision making and re-
source use. Moreover, the degree of political and administrative commit-
ment to build up the upazila parishad as a participatory institution is much
greater than it was for the thana parishad. Notwithstanding these innova-
tive features, the upazila parishad does not represent a radical departure
from the past. On the contrary, there is continuity in at least two impor-
tant respects.
First, the nature and composition of the upazila parishad remains the
same as it was in the past. Like the erstwhile thana parishad, the upazila
parishad is also composed of two categories of ex officio members: union
parishad chairmen and upazila level bureaucrats. Although the latter have
been divested of the right to vote, they can still take part in the delibera-
tions of the parishad. This represents a retrograde step, especially from a
democratic viewpoint. On the other hand, although the rationale behind
extending ex officio membership to union parishad chairmen is justified on
the grounds that it helps develop an organic relationship between the two
parishads, the provision for "double mandate" is likely to create some ma-
jor difficulties. For example, it narrows opportunities for the rise of new
leadership and tends to create vested interests and a class of professional
politicians who monopolize the sources of patronage in local government.
It is probably to offset this type of risk that the Administrative and Serv-
ices Reorganization Committee (ASRC)7 recommended direct elections,
not only of the chairman, but of all members of the thana parishad. There
also is a serious danger that, whenever the upazila parishad is called upon
to allocate resources, it may choose the soft option of distributing available
funds equally among the constituent units (union parishads) rather than
trying to discover a formula. The presence of ex officio presiding members
of the constituent units virtually rules out rational choices in making opti-
mum use of resources.8
The second major continuity can be observed with respect to central-
local relationships. As in the past, the parishad still requires the sanction
of the center for financing and implementation of development plans. The
center also retains the authority to quash the proceedings and suspend the
execution of resolutions adopted by the parishad, and it can withdraw at
its own discretion any or all of the functions transferred to the parishad.
One of the major drawbacks of widespread scope for central control is that
it is likely to restrict the autonomy of the parishad in planning and imple-
menting its own policies and programs, particularly when such control is
exercised to bolster partisan and political objectives as happened in the
past. This can create dissent and conflict within local councils.
7. The ASRC was appointed by the Awami League in 1972 and headed by then vice-
chancellor of the University of Dhaka, Professor Muzaffar Ahmed Chowdhury, who recom-
mended fully elective union, thana and zilla parishads. It also recommended that chairmen,
vice-chairmen and members of any local body should not be members of any other local body
or of the Parliament to ensure against "double privilege." The ASRC's report, submitted to
the government in 1973, remains a secret document, but many of its findings and recommen-
dations are known to academics and researchers.
8. These arguments have been borrowed from P. C. Mathur, "Remodelling the Panchayati
Raj Institutions in India," Indian Journal of Public Administration, vol. 24 (1978), p. 603.
10. Shawkat Ali, "The National Political Process and the Upazila Elections," Journal of
Local Government, Special Issue (1986).
11. The Ershad government was not the first to impose a legal ban on public partisan
involvement in local elections. The Ayub and Zia governments followed similar practices
respectively during the 1960s and 1970s. The rationale and politics of nonpartisanship is
discussed in N. Ahmed, "Nonpartisanship and Local Democracy in Rural Bangladesh: A
Case for Revision," Planning and Administration, 14:2 (1987), pp. 33-41.
12. Of all the political parties, the right wing Jamaat-e-Islami made the most concerted
efforts to resist the 1985 upazila polls. On the other hand, the roles of the Awami League and
the BNP were dubious. Despite an official boycott, a large number of workers and local
leaders belonging to these two major opposition parties took part in the elections.
which, unless corrected, can inhibit rural change and development. How-
ever, before we discuss these, a brief account of the upazila system's poten-
tial and performance will help assess the gap that is likely to exist between
objectives and reality.
The system is said to have provided a new framework for rural develop-
ment. Unlike the conventional framework, characterized by hierarchical
organization, top-down planning, and centralized decision making and re-
source allocation, the new framework involves a multisectoral approach to
rural development. It emphasizes a formally decentralized administrative
structure with delegation of powers to government departments and devo-
lution of powers to local government institutions. It has the potential to
achieve a number of goals or values such as promoting public participa-
tion, enhancing rural growth and development, increasing managerial effi-
ciency, and ensuring the accountability of public officials. As a 1984
World Bank document stated:
The Ershad government argued in 1985 that it had already had a major
success in translating the various goals into reality. A Finance Ministry
report claimed that "besides bringing the administrative setup nearer to
the people, the decentralized scheme of government has enormously ex-
tended scope for local participation in the process of planning along with
its attendant merits. The local needs are now being better identified and
projects are being designed to suit the specific needs of the people. Effec-
tive implementation of projects which include infrastructure, viz. roads,
embankments, dams, small-scale irrigation, etc., has made a substantial
contribution towards the increase of production and employment in the
rural areas."14 Others have provided quantitative accounts to show that
there is a major correlation between decentralization and the achievement
of various rural development goals.
13. World Bank, Bangladesh: Economic Trends and Development Administration, South
Asian Programs Development, Report No. 4822 (1984), p. 131.
14. Bangladesh Economic Survey (Dhaka: Ministry of Finance, 1985), p. 375.
Critics of decentralization, on the other hand, argue that not only has
there been a major shortfall in the upazila uplift target, but the new system
has also led to an increase in corruption in rural areas.'5 Some also argue
that it has failed to foster participation, especially of those belonging to the
disadvantaged groups in the society. Azizur Rahman identifies four fac-
tors as accounting for a lack of participation: bureaucrats' disregard of
democracy, ignorance and an uncooperative attitude on the part of admin-
istrators toward peoples' causes, slow decision making by officials, and
lack of public access to government officials.'6
More importantly, there has been a clear divergence between rules and
roles in many cases, resulting in underutilization of resources, and/or allo-
cation of resources to different sectors quite at variance with guidelines
issued by the center. A few specific examples of such divergence include:
installation of an intercom telephone system, purchase of motorcycles for
representative members of the parishad and "speed boats" for the UNO,
and construction of conference rooms in various upazilas. Besides these,
the parishad also has a propensity to undertake unproductive schemes at
the expense of productive ones. A number of studies reveal that the par-
ishad accords more importance to physical infrastructure sectors than to
productive (agriculture, industry) and socioeconomic sectors. Although
the exact impact of such resource allocation is difficult to assess, some ar-
gue that it is likely to widen the income gap already existing between the
rich and the poor. Quasem observes that
funds,18 which very often are honored in their breach. A number of fac-
tors may explain the discrepancies between rules and roles, among them
the inexperience of elected representatives in the exercise of public author-
ity and their lack of familiarity with the intricacies of modem administra-
tion, disenchantment of the bureaucracy with elected officials, a propensity
toward self-preservation on the part of both officials and representatives,
lack of public awareness about the activities of government at both na-
tional and local levels, and finally, lack of a positive policy rewarding those
parishads that perform well and reprimanding those that lag behind.
Suggested means to avoid such divergence generally range from
strengthening central control to enlarging the scope for public involvement
in the process of local governance. However, one can identify two basic
risks in these suggestions. First, greater central control over local govern-
ment not only is likely to restrict local choice in planning and implementa-
tion of projects and programs but also would tend to inhibit among local
representatives the process of learning the art of governance through mak-
ing mistakes. Second, since elected representatives maintain some kind of
patron-client relationship with the majority of the rural electorate, it is
quite unlikely that the client, unless backed by a strong center, will be
ready to participate in the process of local governance and/or monitor the
performance of his patrons. Still, any new system encounters problems
and may even exhibit inefficiency, especially at the initial stage. The
upazila system in Bangladesh is no exception. Nevertheless, although
some of the problems such as corruption, inefficiency in management, and
irregularity in the utilization of funds can be addressed with relative ease,
there are at least two major in-built constraints that can largely limit the
potential of the new system to respond to local needs and demands in the
long run.
The first relates to the lack of funds available locally. As stated earlier,
the upazila parishad has been granted a number of sources from which it
can raise revenue, but these do not appear to match the responsibility as-
signed to it. Ahmad and Sato19 estimate that local mobilization of re-
sources accounts for only 2% of projected revenue receipts and less than
1% of the total projected receipts under both revenue and development
headings. Hence, the parishad has to depend on the center for the great
bulk of funds needed to carry out its assigned functions. Over the years,
the central government has followed a liberal policy of providing grants to
various upazilas on an egalitarian basis. But an increasing dependence
upon central grants has a number of major drawbacks. First, central
grants are not generally available when needed most. That is, there always
remains a certain measure of uncertainty as to their receipt. Sometimes
they are released at the end of the fiscal year, making it almost impossible
for the parishad to plan ahead with any confidence. Second, grants are
likely to reduce initiative and the incentive of councillors to raise and mo-
bilize resources locally. Third, since central government grants are essen-
tially pledges, the parishad may find it extremely difficult to tailor its
services to local needs and demands. Fourth, the provision of grants tends
to emphasize spending rather than the prudent use of scarce resources. On
the whole, central grants are neither efficient nor effective in their opera-
tion and they tend to reduce rather than enhance local government auton-
omy. Yet they are still attractive to both central and local governments.
While the former sees them as a means by which its own policy options
can be achieved, local councillors may consider them as a means through
which they can avoid taxing their own support base, thus reducing the risk
of becoming unpopular.
The second in-built constraint relates to the problem of identifying a
proper working relationship between bureaucrats and politicians at the
upazila level. The central government assigns a composite team of depart-
mental officials to provide expert advice to, and implement policies and
programs undertaken by the parishad. However, although these officials
have been placed under the administrative control of the upazila parishad,
the center still retains the final authority to regulate their conditions of
service such as appointment, transfer, promotion, and incentives. The par-
ishad lacks authority to reward or reprimand, according to job perform-
ance and cooperation with political control. It can thus be observed that
in the case of conflict between the parishad and administrative officials
(which seems to be inevitable because of recent changes in political and
bureaucratic role allocations), the latter can remain largely autonomous.
They can transfer their allegiance to the center, thereby leaving the par-
ishad "cap-in-hand." What the parishad (and its elected representatives)
can do at most is to cultivate a relationship with ruling coalitions at the
center and get recalcitrant officials transferred elsewhere. But from an op-
erational point of view this hardly solves the problem because, as Mahtab
argues, it is simply exported to another upazila in the system.20
The foregoing discussion shows that although the center has transferred
the steering wheel to the upazila parishad, it still retains control of the
accelerator, the gears, and the brake. One can thus find a clear imbalance
between structural renovations and functional reinvigoration in local gov-
ernment. Consequently, the upazila parishad may encounter serious diffi-
culties in fulfilling its purpose. To overcome these problems, some have
proposed that the parishad be given control over additional sources of cen-
tral revenue. There are also suggestions that the assigned officials be with-
drawn and replaced by locally recruited officials, or alternatively, the zilla
parishad be given authority to absorb them as its permanent staff.21 Up to
now, no major policy response to these proposals appears to be forthcom-
ing.
Conclusion
After reexamining the main reasons attributed to the lack of local reform
during the first decade of independence in Bangladesh, elaborating some of
the major innovative features of the Ershad government's decentralized
reforms, and identifying a number of major drawbacks that are likely to
limit the potential of these reforms to achieve the desired goals, it can be
observed that, despite certain shortcomings, the recent measures still rep-
resent the first major attempt toward redefining the roles and responsibili-
ties of the authoritarian center and the "locked in" periphery. Although
they do not provide a panacea, neither can they be considered a mirage.
Given certain conditions, especially political commitment and administra-
tive support, the new reforms can help overcome some of the major
problems facing rural Bangladesh.
More importantly, the alternative (i.e., centralization) is not only unat-
tractive, but fraught with more risks and dangers. Besides providing for
concentration of power at the top of the administrative hierarchy, centrali-
zation restricts public access to government and encourages corrupt prac-
tices. Already some of the centripetal forces in Bangladesh, especially the
central bureaucracy (which has an ingrained distrust of the abilities and
honesty of an elected functionary)22 and national legislators have ex-
pressed concern over the way the new upazila system is emerging as a
21. See Abu Abdullah, "Local Level Planning and Participation," The Young Economist,
Third Issue (April 1986), pp. 31-44; Larry Schroeder, Upgraded Thana Parishads: Their
Structures and Revenue, Syracuse University: Metropolitan Studies Program, 1983), pp.
15-25; Kamal Siddiqui and Shah Alam Khan, "A Note on Local Government Ordinance,
1982," Journal of Local Government, 11:2 (1982), p. 64.
22. Shawkat Ali, "The Upazila: A Study in Political Administrative Relationship in Ban-
gladesh," Journal of Local Government, 1986, p. 64.