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201100062
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BIOPHOTONICS
REVIEW ARTICLE
A review of in-vivo optical properties of human tissues
and its impact on PDT
Julia L. Sandell and Timothy C. Zhu*
Department of Radiation Oncology, University of Pennsylvania, 3400 Spruce St/2 Donner, Philadelphia, PA, 19104, USA
Key words: in-vivo optical properties, light propagation, PDT, laser-tissue interaction
BIOPHOTONICS
774 J. L. Sandell and T. C. Zhu: Review of optical properties
methods and theories used to determine the optical cient. The diffusion approximation gives a suffi-
properties. The data summarized here covers a range ciently accurate description of light transport in tis-
of wavelengths and measurement methods. sue in the near infrared (NIR) region. As a result,
we will use it as a gold standard for light transport
modeling in this review. The necessary optical prop-
erties then become ma and m0s .
2. Light transport equations In some instances, diffusion theory fails at short
source-detector distances (on the order of 1 mm)
The general radiative transport equation describing [20]. Consequently, more accurate approximation
light transport through a turbid medium can be [12]: methods can be applied to the radiative transport
equation. These methods range from higher-order
1 @L ^ rLðr, W, tÞ ¼ ðm þ m Þ Lðr, W, tÞ analytic solutions using the spherical harmonics [20–
þW a s
v @t 22] to Monte Carlo (MC) simulations [19, 23–26].
ð
Working from Eq. (1), a PN approximation is applied
þ ms pðW, W0 Þ Lðr, W0 , tÞ dW0 þ Sðr, W, tÞ by first expanding the angular quantities of Eq. (1)
4p
(1) in terms of spherical harmonics and then writing the
phase function as a series of Legendre polynomials
Here L is the irradiance defined as the radiant [20]. MC simulations is a statistical method, which
power per unit solid angle about the vector W ^, W^ uses the probabilities of scattering and absorption
represents the direction the incident light is traveling within the medium and at the medium boundary for
in within the tissue, S(r, W, t) describes the light photon transports in incremental steps [27]. The
source (measured in joules), and p(W, W0 ) is the photon transport is modeled by probability distribu-
phase function, which, when integrated over 4p, is tions as photons complete their random walk in a
equal to one; v is the speed of light in the medium. medium. Simulation geometries can include the sim-
The absorption coefficient, ma , is defined as the ple homogeneous plane or more complex geometries
probability of absorption per unit distance. Similarly, such as multilayered systems and spherical cavities
ms is the probability of scattering per unit distance. [28]. MC is a rigorous method but it can be expen-
Generally, the exact form of the phase function is sive in computation time.
complex [13–16] and is often taken as the Henyey–
Greenstein (HG) phase function and a single pa-
rameter g, which is the average cosine of the phase
function [17]. g can vary from 1 to 1 but the tissue 3. Experimental methods to determine
scattering is often anisotropic (with g 0.7–0.9). in-vivo optical property
Equation (1) can be used to determine the radiance
for known spatial distribution of the absorption and
scattering coefficients. Several approximations can Several different methods (either superficial or inter-
be made to simplify Eq. (1) depending on the type stitial) can be used to determine the optical proper-
of irradiance and the optical boundary conditions ties in vivo, which can be invasive or non-invasive.
[18]. For a more detailed review of phase function, Generally a non-invasive technique is preferred as
the readers are referred to [13–16]. the in-vivo optical properties of tissue are highly sen-
The diffusion approximation is often made to sitive to changes in environment. Most modern
solve Eq. (1) by expanding L(r, W, t) in terms of methods of non-invasive optical property measure-
spherical harmonics Yn, m with only the first two ments use absorption spectroscopy; depending on
terms being considered. The first term in the expan- the time variance of the light source, it can be cate-
sion can be related to the fluence rate of the incident gorized as continuous wave (CW), time-of-flight
light, defined as the radiant power incident on an in- (TOF), or frequency resolved spectroscopy. Most
finitesimal sphere divided by the cross-sectional area theoretical analyses use the diffusion approximation
of that sphere [18, 19]: so only ma and m0s are obtained.
Ð
Fðr, tÞ ¼ Lðr, W, tÞ dW ð2Þ
4p
tissue surface (Figure 1). The measured reflectance Transmittance spectroscopy is often applied intersti-
can be used to determine ma and m0s by fitting the tially to invasively determine the tissue optical prop-
data with the calculations [29–36]. The reflectance, erties in vivo. Compared to reflectance spectroscopy,
in the diffusion approximation, can be expressed as it is easier to solve the diffusion equation because of
[37]: the absence of the complicated boundary conditions.
ð Transmittance is measured by placing a light source
1
RðrÞ ¼ dW ð1 Rfres ðqÞÞ fiber through a biopsy needle and inserting the nee-
4p dle into the tissue to be studied. A detector fiber is
2p
then placed some distance away within the tissue to
@F ðr; z ¼ 0Þ measure the light that is transmitted through. The
Fðr; z ¼ 0Þ þ 3D cos q cos q
@z fluence rate for a point source can be expressed as
¼ C1 Fðr; z ¼ 0Þ þ C2 Rf ðrÞ ð4Þ [2, 39]:
BIOPHOTONICS
776 J. L. Sandell and T. C. Zhu: Review of optical properties
Another form of measurement is time-of-flight ab- Frequency domain spectroscopy uses a sinusoidal
sorption spectroscopy, which measures photons di- modulated light source (with a typical frequency
rectly following an input impulse of light. Photons range of 100 MHz to 1 GHz) to detect a phase
incident on a scattering medium will arrive at the de- shift and amplification from the incident light [18,
tector at different times. This distribution of the 45–49]. After light from a sinusoidal light source tra-
time-of-flight can be measured with picoseconds vels through a scattering medium, the detected light
pulsed lasers. The speed of these photons in tissue is will still be sinusoidal, but it will be delayed in time
given by v ¼ c=n where c is the speed of light in va- due to scattering along with a reduced amplitude.
cuum and n is the index of refraction of the tissue The resulting observed phase shift, q, can be ex-
sample [27]. Note that for soft tissues, this value of n pressed in terms of the frequency f, the speed of
is in the red and near-infrared part of the spectrum, light v, and the mean path length l of the photons,
which corresponds to TOF distributions ranging q 2pfl=v ¼ wl=v, in the limit of high frequencies
from 100 ps to 1 ns, depending on the optical path [50]. Equation (3) can be solved for j using a sinu-
hli soidal source, Sðr, tÞ ¼ Ms cos ðwtÞ where w is the an-
length hli, hti ¼ [41, 42]. By assuming an infinite
v gular frequency and Ms is the source modulation am-
homogeneous medium with a point source, one plitude. By solving Eq. (3) for this source, light
can express the local fluence rate as: fluence rate can be expressed as a function of the
fðr; tÞ ¼ vð4pDvtÞ3=2 exp ðr2 =4Dvt ma vtÞ [43]. phase q and modulation amplitude M for a point
Under these assumptions, ma and m0s become func- source as fðr, wÞ ¼ M cos ðwt þ qÞ=ð4pDrÞ, where
tions of the time of maximal signal and the decay qðr, wÞ ¼ rmeff ð1 þ ðw=ma vÞ2 Þ1=4 sin ð1=2 tan1
constant at long times of the light distribution curve ðw=ma vÞÞ, M ¼ Ms exp ðrmeff ½ð1 þ ðw=ma vÞ2 Þ1=4 cos
[44]. From this we find that the absorption coeffi- ðð1=2Þ tan1 ðw=ma vÞÞ 1Þ [51]. This method al-
cient can be taken directly from the final slope of lows us to detect weak signal during CW photody-
this curve. TOF measurements offer the advantage namic therapy due to the frequency modulation. It
of requiring only relative measurements to extrapo- requires less source-detector separations to recover
late optical properties from the temporal variation optical properties due to the additional information
of the fluence rate [41]. One single MC simulation from the phase shift. The key advantage offered by
can be used to extrapolate optical properties using frequency resolved spectroscopy is that it is less ex-
TOF spectroscopy [23]. A further advantage of TOF pensive than TOF techniques that can be practically
spectroscopy is the ability to assess structural proper- applied over a range of wavelengths and frequencies
ties of the medium [41]. However, the high cost of [51, 52].
high-time resolution equipment is a disadvantage of
this particular technique.
4. Summary of in-vivo optical properties The scattering seen in tissue is due to the pre-
in humans sence of biological cells and is dependent on the cell
morphology [67, 68]. Scattering can be caused by the
cell nuclei, mitochondria, lysosomes, and the Golgi
The absorption coefficient varies greatly over the apparatus [68]. At small incident angles the cells
visible spectrum, while the scattering coefficient of themselves are responsible for scattering, whereas at
tissue decreases monotonically as the wavelength in- larger incident angles the nuclei of cells may be re-
creases [12]. The presence of chromophores affects sponsible for the scattering [67, 68]. The indices of
the absorption coefficient. Chromophores are tissue refraction in cells must be considered for the scatter-
components which absorb light and, in the visible ing [68–70]. To model this scattering, Mie theory
part of the spectrum, are mainly in the form of he- [71–75] is often used, treating the scattering particles
moglobin and melanin. Hemoglobin is responsible as individual spheres distributed either monodisper-
for carrying oxygen from the lungs to the rest of the sely or polydispersely with an incident planar elec-
body. The absorption spectrum for deoxy-hemoglo- tromagnetic wave [29, 30, 70–76], as a function of
bin and oxy-hemoglobin are distinctly different, thus distance between the observers and particle, the
resulting in difference in total absorption as a func- scattering angle, the refractive index of the particle,
tion of oxygen saturation [53–58]. The absorption and the diameter of the particle [67, 77].
spectrum of oxy-hemoglobin peaks between 400 nm Table 1 lists the measurements of optical proper-
and 600 nm and deoxy-hemoglobin peaks between ties of in vivo (ma and m0s ) human tissue at room tem-
400 nm and 850 nm (Figure 3) [53–61]. Comparing perature (22 C) for treatment wavelengths com-
this to the absorption spectrum of water (which monly used for PDT; the method used to obtain the
peaks between 900 nm and 1100 nm, Figure 3), [56– optical properties is also listed, as explained in Sec-
58, 61] the dominant absorbent in tissue for PDT is tion III.
hemoglobin, which is performed in the near infrared Figure 4 presents the spectra of human tissues in
region (NIR). Another common source of light ab- vivo for ma and m0s as a function of wavelength. The
sorption is melanin, a biological pigment, which ab- data was taken from the literature reviewed here
sorbs light in the wavelength range 330 nm to about and for respective tissue and optical properties, and
700 nm (Figure 3) [62–66], with a particularly high were fitted with a series of best-fit lines (R2 > 0:90)
absorption rate in the ultraviolet part of the spec- using the software package Stata. The data was then
trum. The absorption coefficient, subsequently, is un- compared to the resulting fit and a 95% confidence
ique for condition and can be used to extrapolate interval was obtained from this comparison (denoted
the concentrations of each absorbent (oxy-hemoglo- by the gray band seen in Figure 4a–i). A p-value
bin, dexoy-hemoglobin, melanin, water) from the was calculated for all data at a particular wavelength
diffuse absorption spectrum measurements. (for breast tissue: ma (p < 0.001) and m0s (p < 0.001);
for skin: ma (p < 0.05) and m0s (p < 0.001); for pros-
tate tissue: ma (p ¼ 0.001) and m0s (p < 0.001; for
small bowel tissues: ma (p < 0.01) and m0s (p < 0.01);
and for bone tissue: ma (p < 0.01) and m0s
(p < 0.001)). For wavelengths l > 690 nm where the
absorption of hemoglobin is no longer dominant, tis-
sue optical properties will be affected strongly by
the absorption of photosensitizer. As a result, the
spatial distribution and dynamic photobleaching of
the photosensitizer will affect the in vivo optical
properties. For example, the peak observed at
740 nm in prostate tissue is caused by the presence
of a photosensitizing drug, motexafin lutetium. The
result of this analysis is the overall trend in ma and m0s
as a function of wavelength for particular human tis-
sues in vivo observed in the literature.
The data presented here focuses on bulk tissues
within the human body. For superficial measure-
ments for tissues such as skin, a multi-layered geo-
metry of tissue optical properties must be considered
to extrapolate tissue optical properties correctly.
Figure 3 (online color at: www.biophotonics-journal.org) Mo- Layered tissues that have different regions of optical
lar absorption coefficients of common absorbents in tissue: properties experience photon propagation differ-
oxy-hemoglobin, deoxy-hemoglobin, melanin, and water. ently than bulk tissues. A two-layer model is often
BIOPHOTONICS
778 J. L. Sandell and T. C. Zhu: Review of optical properties
Table 1 In vivo optical properties at commonly used treatment wavelengths for PDT.
considered [19, 78, 79], where, if the thickness of the 5. The effect of tissue optical properties
first layer is known, the absorption coefficients of on light propagation
both layers in the system can be determined. The
two-layer model, however, falls short in that is still
assumes homogeneous, bulk tissues rather than an Photodynamic therapy is inherently a dynamic pro-
inhomogeneous layered structure. Multi-layer struc- cess. There are three principal components: photo-
tures are considered [80, 81] for greater accuracy in sensitizer, light, and oxygen, all of which interact
modeling light propagation in skin. and vary on timescales relevant to a single treatment
[82]. The distribution of light is determined by the
light source characteristics and the tissue optical
(a) (b)
(c) (d)
(e) (f)
Figure 4a–f
BIOPHOTONICS
780 J. L. Sandell and T. C. Zhu: Review of optical properties
(g)
(h)
(i) (j)
Figure 4 Absorption and Scattering coefficients of human tissue in vivo versus wavelength for breast (a, b); skin (c, d);
prostate (e, f); small bowel (g, h); and bone (i, j). The grey shaded region is the range of ma and m0s with a 95% confidence
interval based on review of the literature.
properties. The tissue optical properties, in turn, are From a physics point of view, the explicit PDT
influenced by the concentration of photosensitizer dose is defined as the light energy deposited to
and the concentration and oxygenation of the blood. photosensitizer, i.e. it is proportional to the product
The distribution of oxygen is altered by the photody- of the absorption coefficient of the photosensitizer
namic process, which consumes oxygen and may al- ðt
jðtÞ
ter blood flow [83]. Finally, the distribution of photo- and light fluence: D ¼ ecðtÞ dt. Where e is the
sensitizer may change as a result of photobleaching, hn
0
the photodynamic destruction of the photosensitizer extinction coefficient and c is the photosensitizer
itself. concentration [84]. PDT dose calculated in this way
is a good predictor of outcome if one is operating in tion is clearly the most practical. In such situations,
a drug- or light-limited regime when there is ample the treatment area is considered a semi-infinite slab
oxygen supply [85]. Thus the direct link of tissue op- of tissue in the presence of the air-tissue boundary.
tical properties and PDT dose is the light fluence Several factors which affect light fluence are light
rate and the impact of in-vivo optical properties on source beam size, incident angle, and the optical
j will be discussed here. properties [3, 86–91]. Light fluence rate in a circular
field ranging in sizes from 0.25 cm to 8 cm (in radius)
and normally incident on the tissue surface has been
studied using MC simulation [86]. Because of the
5.1 Superficial application backscattering from the boundary the fluence rate
beyond the boundary in air can be greater than that
For tumors located in accessible regions such as on without the turbid medium [86]:
the surface of the skin [86], superficial light applica-
f=fair ¼ ð1 þ 2Rd Þ ð9Þ
where [86, 92]
a0 pffiffiffiffiffiffiffiffiffiffiffi0 ffi pffiffiffiffiffiffiffiffiffiffiffi0 ffi
Rd ¼ ð1 þ eð4=3Þ A 3ð1a Þ Þ e 3ð1a Þ , ð10Þ
2
where a0 ¼ m0s =ðma þ m0s Þ, A ¼ ð1 þ rj Þ=ð1 rf Þ
(where rj and rf are functions of the indices of re-
fractions, A ¼ 2.9 for air-tissue interface) [18]. The
fluence rate in tissue can be expressed as [86, 93]:
fðrÞ ¼ fair k emeff r ð11Þ
Where k is the backscatter coefficient which can be
determined by comparison with MC simulation
(numerically k ¼ 3 þ 5:1Rd 2 e9:7Rd for air-tissue
boundary) [94]. Good agreements are observed
among the measurements, an empirical solution and
the MC simulation [2, 87, 94, 95]. f=fair (see Figure 5a)
will increase sharply at the water-tissue boundary
and then exponentially decrease with increasing
BIOPHOTONICS
782 J. L. Sandell and T. C. Zhu: Review of optical properties
(b)
(a)
(c) (d)
Figure 7 Fluence rate, normalized to in-air fluence rate fair, versus meff for linear (solid line), point sources (dashed line)
inside an infinite medium, planar light sources (dotted line) on a semi-infinite medium below an air-tissue interface, and
point source with multiple scattering (MS) (dash-dotted line) inside a spherical cavity of 10 cm radius at 0.5 cm from the
light source (for point or linear sources) or 0.5 cm depth in tissue (planar or MS point sources) for m0s : (a) 2.0 cm1, (b)
10.0 cm1, (c) 20 cm1. See text for the definition of fair. (d) f=fair within a spherical cavity at air-tissue boundary for
m0s ¼ 2:0 cm1 (dotted), 10.0 cm1 (dashed), and 20.0 cm1 (solid) using Eqs. (10) and (12).
depth and will significantly decrease with decreasing in f=fair occur between normal and oblique inci-
beam radius. The light fluence rate, as a function of dent beams, when the beam radius is less than 2 cm
beam radius and depth in tissue will drop substan- [87].
tially for small light fields as compared to broad Figure 6 shows the relationship between the light
beam fields (see Figure 5b). Significant differences fluence rate at tissue surface and the optical proper-
ties. For a known reduced scattering coefficient m0s , rithms for interstitial application, while accounting
f=fair depends on the effective attenuation coeffi- for tissue optical heterogeneity [40]. A main factor,
cient meff directly. This optical properties dependence which affects the accuracy of the determined fluence
is even more pronounced inside tissue where the ef- rates in tissue, is the heterogeneous optical proper-
fective attenuation coefficient meff determines light ties distribution. Studies [97, 100] conclude that opti-
penetration (Eq. (11)), as shown in Figures 7(a)–(c) mization of treatment planning is ineffective without
as dashed line for light fluence rate per incident light knowledge of the heterogeneity of ma and m0s .
fluence rate in air at 0.5 cm depth. (Notice the in-air
light fluence rate fair is calculated as incident power
per unit area.) The light fluence rate decreases with
increasing effective attenuation coefficient meff for a 5.3 Intracavitory application
known reduced scattering coefficient, m0s . In clinic
settings, the tissue optical properties are often het- In intracavitory application, light is applied inside a
erogeneous, thus one needs to further account for cavity of a surrounding tissue boundary, e.g., in
the effect of tissue heterogeneity by solving the dif- pleural and bladder cavities. Within the cavity, light
fusion equation (Eq. (3)) directly. is multiple-scattered by the cavity walls and causes
the total fluence rate to be increased by as much as
a factor of seven larger than the fluence rate of the
non-scattered light from the isotropic source itself
5.2 Interstitial application [102–104]. Thus, we must account for this increase
in fluence rate, referred to as the integrating sphere
Interstitial application, is better suited for bulk tis- effect (ISE). The light fluence rate from scattered
sues because superficial applications have limited light inside the cavity can be expressed as:
light penetration [96, 97]. Optical fibers are placed 4S Rd S
directly in the tissue, and consequently an interstitial fs ¼ ¼ b ð12Þ
measurement does not have the tissue-air boundary 4pr02 1 Rd ð1 f Þ 4pr02
problems to contend with as superficial application Where Rd is the diffuse reflectance (Eq. (10)), r0 is
does. The light distribution for any light source geo- the radius of the cavity. f is the fraction of the area
metry can be calculated from that of a point source. of the opening of the integrating sphere and the to-
Equation (8) relates the light fluence distribution tal surface area1, and b ¼ 4Rd =ð1 Rd ð1 f ÞÞ is the
and optical properties for a point source. As ex- reflection factor, which describes how much the scat-
pected the fluence rate is greatest at points closest to tered light is increased and is dependent on tissue
the light source [96, 98] and thus is position depen- optical properties [104]. Determining this value of b
dent. Figure 7(a)–(c) compares the light fluence rate is a key for fluence rate calculations for intracavitory
(at 0.5 cm from source or 0.5 cm depth and normal- geometries. The diffuse reflectance depends on both
ize to the incident light fluence rate, fair ) depen- the indices of refraction mismatch and the optical
dence on meff (inverse of the optical penetration properties of the tissue surface (see Eq. (10)). An
depth) for different light source geometries (point analytical solution for the fluence rate inside tissue
source, infinitely long linear source, planar sources in a spherical cavity is provided as [104]:
incident on semi-infinite tissue medium, and MS
point source inside a 10 cm sphere) and for m0s be- 3S mtr emeff ðrr0 Þ 2 emtr ðrr0 Þ
fðrÞ ¼ : ð13Þ
tween 2 and 20 cm1. The incident light fluence rate 4p rð1 þ meff r0 Þ 3 r2
(or in-air light fluence rate) is defined as power per
spherical area S/4pr2 for point and MS point sources, The light fluence rate depends in a complex way on
power per cylindrical area or s=2pr for linear source the optical properties ma and m0s and also varies on
(s is the power per length), and power per incident the radius of the cavity [102]. Figure 7(a)–(c)
(dashed-dotted lines) shows the light fluence rate,
area S/A for planar source. It is clear that the light
normalized to S/4pr2, vs. meff for a range of m0s be-
fluence rate decreases with increasing meff . The light
tween 2 and 20 cm1 for a MS point source inside a
fluence rate in tissue can be significantly higher (up
10 cm radius sphere at 0.5 cm depth. Comparing the
to 45 folds) than that calculated based on the energy
released per area fair depending on in-vivo tissue multiple scattering (MS) point source (dashed-dotted
optical properties. lines) to the planar source (dashed line) at the same
Several interstitial studies [96, 97, 99–101] con- depth in tissue (0.5 cm), the former is 3–7 times
sider how knowledge of optical properties (ma and higher than the later, depending on the optical prop-
m0s ) affects the fluence rate. Zhu et al. [99] points out erties. This increased value is due entirely to the ef-
that the heterogeneity of ma and m0s contribute to var-
iations in fluence rates at similar depths from the 1
User’s manual of SphereOptics, “Integrating sphere Design and
point source. Li et al. [40] compares different algo- Applications Technical Information.”
BIOPHOTONICS
784 J. L. Sandell and T. C. Zhu: Review of optical properties
fect of multiple scattering, with minor influence due Julia L. Sandell received her
to the curvature of the 10 cm sphere compared to MS in 2009 in Physics from
that of the flat semi-infinite geometry. The light flu- the University of Pennsylva-
ence rate for multiple scattering conditions is also nia, and is currently working
higher than that without multiple scattering at tissue on her Ph.D. dissertation un-
surface (Figure 7(d) for MS point source vs. Figure 6 der the advisement of Drs.
for collimated planar source). Staveren et al. [102, Timothy C. Zhu and Jarod
105, 106] found that at the cavity boundaries, diffu- C. Finlay in the Department
sion theory fails while MC simulations still work. of Radiation Oncology at
The light fluence rate inside the cavity is affected by the University of Pennsylva-
the index of refraction of the non-scattering medium nia. Her dissertation work
inside the cavity and that of tissue at the boundaries focuses on in vivo spectroscopy and dosimetry of hu-
[102, 103]. The presence of scattering medium inside man and animal tissues PDT.
the cavity causes a significant increase in the reflec-
tion factor b, which at wavelengths lower than
630 nm causes a reduced integrating sphere effect, Timothy C. Zhu received his
where the backscattered light does not increase the Ph.D. in Physics from Brown
overall fluence as greatly as at higher wavelengths University. He is currently a
[105]. Staveren et al. [106] also found that for a rela- professor at the Department
tively large b the position of the light does not of Radiation Oncology of
greatly affect the fluence rate within the cavity, the University of Pennsylva-
which is mostly due to scattered light from the nia. His current research in-
source. Marijnissen et al. [107] found b to vary terests include explicit PDT
greatly (2:5 < b < 7:1) which reveals how different dosimetry, integrated sys-
amounts of increased scattered light will be from pa- tems for interstitial and in-
tient to patient. tracavitory PDT, diffuse op-
The effect of tissue optical property heterogene- tical tomography, in-vivo
ity on the light fluence rate inside a cavity remains dosimetry, and external beam radiation transport.
to be examined. In addition, future work must ac-
count for the effect of the arbitrary shape of cavities
in clinical settings with the indices of refraction at
the cavity-tissue boundary mismatched.
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