Name

Address | abc@gmail.com | +1 (000) 414-4959

Risk & Investment Analyst
Strategist | Synergist | Result Oriented | Data Driven

Proficient, Adaptable and Seasoned Professional having in-depth knowledge, extensive industry experience
and proven track record of aggressive and result-oriented risk assessment and extremely anodyne financial
stratagems. Polished and eminent history of reducing finance mitigation & losses by exercising steady & secure
strategies.

Swaying, Rationale and Tactician having expertise in Fraud Investigations, AML Transaction Monitoring,
Forecasting, Risk Assessment, Risk Mitigation and Auditing. Highly Technical and Experienced user of SQL, MS
Outlook, Excel, Word and PowerPoint.

Skills & Competencies

Data Analysis | Data Exploration | Data Collection | Fraud Investigations | Root Cause Analysis | Project
Management | AML Transaction Monitoring | Loss Mitigation | Banking | Analysis & Reporting | Auditing
Business Finance | Training & Development | Problem Solving | Decision Making | Verbal & Written
Communication | Crisis Management | Team Management | Creativity | Innovation

Professional Experience
Genpact, Richardson 07/2019 – Present
Sr. Fraud Associate

Evaluated business procedures, performed early detection and prevention resulting in loss minimization of
up to 17% as compared to the previous years. Reviewed suspected transactions through transaction
monitoring system & case management process. Major roles and responsibilities are:

 Minimized the risk of BS / Fraud exposure by exercising review, analysis and documentation of account
activity and executing actions based on personal judgement
 Revamped bank’s entire Deposit Risk Program by implementing effective process & procedures
 Complied with privacy policy by handling confidential information & strictly following all the protocols
 Developed and submitted timely reports of sensitive & high-profile incidents related to BSA, Currency
Transaction & Suspicious Activity
 Conceptualized & implemented metrics related to fraud losses & BSA reports

SS&C Technologies, Irving 12/2018 – 04/2019

Sr. Associate Investor Services

 Processed and reported investor transactions including subscriptions, redemptions, transfers, capital
calls, distribution notices and the associated money movement
 Designed a dashboard to provide graphical representations and reports to the management on several
investor services topics, client issues and department initiatives
 Reviewed and worked on Anti-Money Laundering tests pursuant to US and Cayman regulations
 Assessed & approved due diligence documents for fund investors providing a record raise in the
investment to about 35% as compared to the previous year
 Ensured timely & accurate completion of all the activities by share register database
 Provided prompt and accurate response to all investor related queries enhancing investor confidence by
25%

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Home Point Financial, Farmers Branch 03/2018 – 09/2018
Servicing Cashier Specialist

 Completed reconciliation of documents for daily mortgage account transactions ensuring provision of
accurate information to accounts for journal entry
 Reduced possible frauds to 0 by proactive monitoring of electronic account and transaction data
 Processed bank accounts administration ensuring validation of opening, closing of accounts and signatory
changes

Capital One Home Loans, Plano 03/2009 – 06/2017

Principal Portfolio Risk Coordinator – Bankruptcy Specialist 03/2016 – 06/2017
Principal Portfolio Risk Coordinator- Default Complaints Associate 08/2014 – 03/2016
Senior Coordinator - Quality Assurance 10/2012 – 08/2014
Coordinator – Loan Counselor 09/2010 – 10/2012
Risk Coordinator 03/2009 – 09/2010

Joined as a Risk Coordinator, received consistent elevations and varied roles due to exceptional performance.
Consistently delivered highest quality services, significant achievements and responsibilities were:

 Effectively mitigated loss & legal risk for clients through effective management of bankruptcy process
 Reviewed new Chapters 7, 11, 13 bankruptcies to legal counsel for proof of claims
 Conducted bankruptcy discharge audits after completion of the bankruptcy process
 Provided resolution by effective and on-time complain management, achieved 100% customer
satisfaction
 Designed and conducted training session for employees in order to uplift functional and behavioral
competencies and capabilities
 Maintained 100% compliance with regulatory and investor requirements ensuring 0 audit discrepancies
 Documented and monitored risk mitigation activities, surveillance of account activities along with
structural changes for internal and external audit needs
 Diagnosed the policy and processes of home equity and mortgage origination, revamped the processes by
fixing anomalies
 Identified financial issues of clients and provided solutions to resolve delinquency (repayment plans, loan,
short sale, deed in lieu) enhancing client retention by 15% and satisfaction by 85%
 Evaluated and selected appropriate workout remedies for conforming loans and refer non-conforming
loans to loss mitigation
 Provided First Call Resolution and information to all callers on consumer debts, installments etc.

Education
University of Texas at Dallas, Richardson, USA
Bachelors 12/2009 – 05/2012

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