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https://doi.org/10.1007/s00339-020-3386-y
Received: 4 December 2019 / Accepted: 6 February 2020 / Published online: 20 February 2020
© Springer-Verlag GmbH Germany, part of Springer Nature 2020
Abstract
X-ray photoemission spectroscopy and Raman spectroscopy were used to identify pigments on an Egyptian cartonnage
from the Ptolemaic period (305–30 BC). While XPS allowed us to perform a qualitative chemical analysis and establish
the chemical composition of each pigment, Raman spectroscopy was employed to identify the associated minerals. High-
resolution (HR) XPS spectra revealed the existence of Hg and S in the red region of the sample; Raman spectroscopy con-
firmed the presence of cinnabar (α-HgS), as the red pigment. Sulfur and arsenic were detected by HR XPS in the yellow
part of the fragment, which is confirmed to be orpiment mineral (As2S3) by Raman spectroscopy. Raman spectra from blue/
green dark-colored regions of the samples corresponds to Egyptian blue pigment (CaCuSi4O10). Detection of Cu and Cl by
XPS, from the same region, is a strong indication of a degradation product of the Egyptian blue, namely a polymorph of
trihydroxychloride Cu2(OH)3Cl.
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218 Page 2 of 12 F. S. Gard et al.
the unwanted fluorescence signal of impurities and of the important insight over the materials and minerals used as the
pigment itself may interfere with the Raman spectrum and pigments, which have been used to decorate the cartonnage.
can hamper the identification of some compounds. A comprehensive review of the ancient Egyptian pig-
SEM has been used routinely to examine a wide range ments, such as [14, 15], is beyond the scope of the current
of archaeological materials. In particular, SEM secondary study. Nevertheless, in the following, we present a brief
electron (SE) and back scattering (BS) imaging can pro- description of the most important pigments used as the
vide wealth information about the surface morphology and primary colors by the ancient Egyptians.
topography of the sample. Besides, chemical composition Among the minerals and materials, which ancient Egyp-
can be determined using energy dispersive spectroscopy tian artists were using as the red pigment, one can men-
(EDS), which provides a relatively quick and nondestruc- tion red ochers (goethite or hematite), red lead, realgar
tive means of obtaining qualitative information. However, and cinnabar [16–19]. Cinnabar is a natural occurring red
it must be emphasized that EDS–SEM technique cannot mercury (II) sulfide (HgS) mineral, which as synthetic
distinguish chemical variations of elements based on their pigment is known as vermilion. Cinnabar, due to its low
oxidation state. hardness and high density, may have been considered as a
Clearly XPS technique, due to its unique operational prin- material most suitable for coloring. It was believed to be
ciple, can provide valuable information on the surface char- used by the Egyptian artists in the late Ptolemaic or even
acteristics of the archaeological artifacts and artistic objects, Roman Period [20], and has been detected in several arti-
often essential for the understanding of their manufacturing facts thereafter [21, 22]. However, a few early examples
techniques as well as ageing, and the degradation process. have also been reported [23, 24]. Therefore, determining
It is interesting to note, that despite many advantages of the the exact time when cinnabar was introduced to the Egyp-
XPS technique over the other nondestructive techniques, its tian color palette is difficult, as the number of discovered
application in the field of the archaeometry in general and artifacts decorated by cinnabar is scant.
pigment analysis, in particular, has been rather limited to a On the other hand, among the yellow pigments one can
few studies. Our comprehensive literature survey concludes name yellow ochers [15, 19], and in less degree one can
that, not much longer after the invention of the commercial mention orpiment, jarosite and natrojarocite. It was sug-
XPS systems, Lambert et al. [5, 6] were exploring the appli- gested that yellow ochers were used as a pigment from
cation of XPS for the analysis of archaeological artifacts. the pre-Dynastic Egypt to the Roman period. However,
In addition to those earlier investigations, we can refer to this point of view has been changed by identification of
a handful studies, where XPS as the main technique has orpiment in the 2nd Dynasty artifacts [25]. Jarosite (and
been used to investigate metallic-, ceramic- and glass-made natrojarosite) were first reported as a pigment in a deco-
archaeological objects. For example, Spoto et al. [7] used rated pottery from 11th Dynasty from El Tarif [26].
XPS among other techniques to study pottery samples. XPS Orpiment is a yellow sulfide of arsenic (As2S3), which
is used for elemental identification, quantification and espe- is locally abundant in Egypt in all gold and silver ores [27,
cially for chemical state identification of medieval pottery, 28]. It has been used as a natural and as synthetic mate-
by Bruno et al. [8, 9]. Lambert et al. [10], using XPS and rial in ancient Egypt. Colinart [25] reports, using orpi-
AES techniques to study glass objects, demonstrated that ment as early as the 2nd Dynasty and several later studies
the oxidation state of Cu has a crucial role on the color of have also reported the usage of orpiment as pigment [27,
the glass. Whereas, Paparazzo et al. [11–13] used XPS tech- 29]. There are a few studies that suggest the usage of the
nique to study metallurgical characteristics, corrosion and orpiment along with other yellow pigments. El Goresy
formation of patinas on the metallic objects. et al. [30] stated that orpiment has been used mixed with
The aim of ther current study is to explore the applica- yellow ocher in wall paintings from the 18th Dynasty.
tion of XPS and Raman spectroscopy as two complementary McCarthy [31] also reports on detection of orpiment and
techniques to identify the pigments and minerals used to yellow ocher in the same samples from the tomb of Suem-
decorate an Egyptian cartonnage belonging to the Ptolemaic niwet (1430 BC) analyzed by EDX. However, orpiment
period. We have focused our study mainly on the primary was mostly identified as a sole pigment in coffins dated
colors, namely red, yellow and blue. To our best of knowl- from the New Kingdom to the end of the third intermedi-
edge XPS study on the pigments used to decorate an Egyp- ate period.
tian cartonnage has not been reported in literature. Even Among the primary colors, blue is particularly different
though XPS technique can provide chemical composition from the others. The material basis in the form of herbal
of the pigments and their degradation products, Raman spec- and animal constituents and minerals for blue color were
troscopy technique is essential to confirm the identification not sufficiently available in the ancient time. Blue is not an
of the minerals and pigments. We consider that the com- earth color. Colors provided by the surface soil are referred
bined results of XPS and Raman spectroscopy provide an as so-called earth colors. One can only imagine, how lack
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Pigments analysis of an Egyptian cartonnage by means of XPS and Raman spectroscopy Page 3 of 12 218
of easy-accessible of blue pigments would have generated extensively the ancient Egyptian gold parting and metallur-
frustrations and challenges to the ancient artisans [32]. gical technique of gilding process.
The principal naturally-occurring minerals used as blue
pigment in the ancient epoch were lapis lazuli (lazurite) and
azurite, which were needed to be mined. Precious gemstone 3 Experimental methods
lapis lazuli (Na, Ca)8(AlSiO12)(S, SO4, Cl) was only available and instrumentation
from the area of present day Afghanistan. Whereas, azurite,
a blue hydrated copper carbonate mineral 2 CuCO3Cu(OH)2, 3.1 Raman spectroscopy
could be found locally in Sinai desert [32].
There are not any convincing studies to suggest that Raman microscopy analyses were performed on numerous
ancient Egyptian artisans were using lazurite as blue pig- fragments using a LabRAM HR Raman system (Horiba
ment. However, it has been suggested that azurite has been Jobin Yvon), equipped with two monochromator gratings
used. The oldest detection of azurite in ancient Egypt from and a charge coupled device detector (CCD). An 1800 g/
the 4th Dynasty has been reported by Lucas et al. [18]. It mm grating and 100 μm aperture resulted in a 1.5 cm−1 spec-
has also been reported to be used to paint a mummy of the tral resolution. An Ar laser line at 514.5 nm and a He–Ne
5th Dynasty [18]. Reports on detection of azurite on Egyp- laser line at 632.8 nm were used as excitation sources. Laser
tian artifacts from 5th Dynasty on-wards are rare, mainly power was adjusted to avoid overheating on the sample. The
because of the invention of the oldest synthetic pigment, spectrograph is coupled to an imaging microscope with 10X,
namely Egyptian blue ( CaCuSi4O10). The earliest known use 50X and 100X magnifications. Typically, the laser spot
of Egyptian blue is reported on a sarcophagus from the 4th on the sample was about 10 and 3 μm diameter for a 10X
Dynasty, and it is believed that it was used up to the Roman and 50X magnification, respectively. An advantage of the
period [25, 33]. microscopic facility is the possibility of analyzing different
regions and pigments separately.
The Museum of La Plata (Museo de La Plata), capital of XPS measurements were also carried out on several frag-
Buenos Aires province, Argentina keeps a little Egyptian ments in a PHI 5000 VersaProbeII system. It is equipped
collection, including a small defective mummy [34], which with a monochromatic aluminum K α X-ray source
was considered to be the mummy of a toddler, due to its (1486.6 eV), and a spherical capacitor analyzer (SCA). The
size (Fig. 1a). However, in 1980, computerized tomography multichannel detection system consists of a pair of micro-
(CT) scans reveled that it was the head of an adult, whose channel plates and a 16-channel anode. The detector’s sen-
body was reconstructed with linen bandages and plaster. sitivity is optimized using the entire focal plane of the SCA.
Further studies carried out in 2010 and the reappearance The base pressure during the measurements in the analy-
of fragments of its gilded mask and cartonnage have added sis chamber was in the lower range of 1 0–10 Torr. The experi-
new valuable information to the previous study [35]. The mental condition of the X-ray source was set to 100 μm spot
characteristics of the cartonnage [36] allow us to locate it, size, X-ray power of 25 W, and bias voltage of 15 kV.
historically, in the Ptolemaic period (305–30 BC), probably An Ar-etched, polished fine-grained silver foil was earlier
third century BC, similar method has been used by Cokitte used to measure the resolution of the system. The Full Width
et al. [37]. at Half Maximum (FWHM) of Ag 3d5/2 peak was measured
Figure 1b–e show three fragments of the cartonnage, to be 0.49 eV. All the XPS survey scans were collected under
mounted on a 60 mm XPS sample stage. Theses, among the following conditions. The energy range: 0–1400 eV, the
other smaller pieces, were used to analyze the pigments. Pass Energy (PE): 187.85 eV, the step size: 0.8 eV, and the
The cartonnage was made of woven layers of linen, which time per step was set to 50 ms. For the high resolution (HR)
was later covered by plaster. A multicolored pattern was XPS scans the PE was set to be 23.75 eV and the step size
then painted on the surface. A visual inspection of the frag- changed to 0.1 eV. Spectra were analyzed using CasaXPS
ments reveals red, yellow, orange and rather blue/green dark software version 2.3.18.
regions. The cartonnage was accompanied with a funerary The cartonnage fragments are made of insulating mate-
mask (not shown here), which had been shattered to pieces rial; therefore, the charging effect during the XPS measure-
under some unknown circumstances almost 50 years ago. ments is inevitable. The widespread practice to overcome
The mask was originally decorated with golden leaves. A the complication associated with the charging effect is using
rather comprehensive study over the gilded mask has already an electron flood gun. However, traditional electron flood
been published [38], where we have presented and discussed gun charge neutralization is not effective in neutralizing the
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Pigments analysis of an Egyptian cartonnage by means of XPS and Raman spectroscopy Page 5 of 12 218
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218 Page 6 of 12 F. S. Gard et al.
that the strong fluorescence background and unidentified The first step of the weathering process is the formation of
peaks in the spectra are due to the degradation products and metal oxides, in the current case is mercury oxide. Subse-
impurities in these regions. This is a classical example that quently, the oxides continue to transform to the correspond-
shows XPS technique can provide further information about ing basic carbonate by reaction with the CO2, in the vicinity
the chemical composition of the fragments, which can sub- of water. Finally, when the S O2 concentration in the air is
sequently explain the origin of the darkening the Egyptian high enough, carbonate anions can be displaced by SO2,
blue pigmen. forming sulfates. Nevertheless, it should be noted that we
cannot discard the possibility of traces of gesso contamina-
4.2 X‑ray photoemission spectroscopy (XPS) tion CaSO2 2(H2O), in the plaster base of the cartonnage
[45], which can also explain the second doublet of sulfur at
Figure 3 shows typical XPS survey scans obtained from red higher energy.
(panel a), yellow (panel b), and blue/green dark (panel c) It is noteworthy to mention that some fragments were also
regions, respectively. A characteristic optical microscopy studied by a conventional X-ray diffraction (XRD). To our
(dark field) image of each single pigment is also shown along opinion, the best analytical technique, based on the X-ray
with the corresponding XPS survey spectrum. The spectra diffraction, would be μ-XRD, where the X-ray beam can
were acquired after 5 min of 2 keV Ar+-ions sputtering, to be focused on a certain pigment area. The X-ray beam in a
remove the most top layer of the native contamination in the conventional XRD system is rather broad and can generate
form of oxygen and carbon. Elemental chemical composition signals from all other pigments on the sample, as the frag-
in each color region of the samples, as identified by survey ments containing, only one pigment, were not available. The
scans, are indicated in the spectra, and listed in Table 1. The XRD spectrum from the only available fragment containing
common elements detected by XPS regardless of the color red color is presented in the electronic supplementary mate-
were O, C, Ca, N, Si. In addition to the above-mentioned rials, see figure S3, where the diffraction lines for cinnabar
elements, Hg and S; As and S; Cu and Cl were detected for can be identified. The other main diffraction lines in the
red, yellow and blue/green dark region, respectively. spectrum are attributed to CaCO3 the main compound in the
HR XPS spectrum of Hg 4f transition line obtained plaster base in accordance with Raman spectroscopy results.
from the red area of the sample is shown in Fig. 4a. Shirley In addition to the above-mentioned doublet, a rather weak
background was applied, to remove the contribution of the feature at ~ 167 eV can be seen as a shoulder to the doublet
inelastic electron scattering. The main components of Hg 4f at higher binding energy. We propose that it is originated
transition line were fitted by a doublet, with an energy dif- from Si 2s satellite. We did not fit an extra component in this
ference of 4.0 eV and intensity ratio of 4:3, due to spin–orbit spectrum, as its location would be accompanied with a large
coupling. They are assigned to be Hg 4 f7/2 and Hg 4 f5/2 tran- uncertainty, because the spectrum is rather noisy. However,
sition lines, centered at (100.9 ± 0.1) eV and (104.9 ± 0.1) we have identified a similar feature, but much stronger, in the
eV, respectively, corresponding to the mercury atoms in cin- HR XPS spectrum of S 2p region collected from the yellow
nabar mineral. This result agrees very well with the Raman pigment areas. In this case, since the spectrum is consider-
spectroscopy results. To achieve the best possible fitting to ably much less noisy, we were able to fit an extra peak. The
the raw data, an extra doublet was also required, which can exact location of the extra component was then identified
be attributed to Si 2p transition line. The doublet consists with much higher certainty, see Fig. 5a.
of two GL (30) line shape peaks of Si 2 p3/2 and Si 2 p1/2, HR XPS spectrum of O 1s region is shown in Fig. 4c.
with an energy difference of 0.6 eV, centered at (103.2 ± 0.1) Two types of oxygen contributions can be observed. The
eV and (103.8 ± 0.1) eV, respectively [43]. We suggest that main one, at (531.9 ± 0.1) eV, can be attributed to oxygen in
they are related to S iO2 in the form of sand or quartz con- the sulfates and/or hydroxides. The second, at (533.0 ± 0.1)
tamination. There have also been reports on mixing quartz eV, may be assigned to the adsorbed water and/or SiO2.
with the material used to make the plaster base, in ancient Figure 5a shows a HR XPS spectrum of S 2p transition
Egypt, to strengthen its structure. Figure 4b shows HR XPS line obtained from the yellow region of the sample. The
spectrum of S 2p region. Two pairs of doublets are used to background removed using a Shirley function. The spec-
fit the spectrum. The first doublet was identified as the S trum is qualitatively similar to that of S 2p transition line
2p3/2 and S 2p1/2 components of sulfur atoms from cinnabar, from the red region of the sample. Two pairs of doublet
centered at (162.2 ± 0.1) eV and (163.4 ± 0.1) eV, respec- were used to fit the raw spectrum. The first one, centered
tively [44]. The other doublet at higher binding energy, cen- at (162.5 ± 0.1) eV and (163.7 ± 0.1) eV, is assigned to S
tered at (169.0 ± 0.1) eV and (170.2 ± 0.1) eV, respectively, 2p3/2 and S 2 p1/2 related to orpiment ( As2S3) [46], in agree-
can be related to sulfate (SO4)−2. This is consistent with ment with Raman spectroscopy results. Whereas the other
the well-known mechanism of the atmospheric corrosion doublet, centered at (169.3 ± 0.1) eV and (170.5 ± 0.1) eV,
of the archeological artifacts, so called weathering process. is assigned to S 2p3/2 and S 2p1/2 related to sulfates and/
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Pigments analysis of an Egyptian cartonnage by means of XPS and Raman spectroscopy Page 7 of 12 218
Fig. 3 Survey scans of each region along with the corresponding optical microscopy images from a Red, b yellow and c blue/green dark regions
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Pigments analysis of an Egyptian cartonnage by means of XPS and Raman spectroscopy Page 9 of 12 218
5 Discussion
5.1 Cinnabar (α‑HgS)
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Pigments analysis of an Egyptian cartonnage by means of XPS and Raman spectroscopy Page 11 of 12 218
degradation product of a blue pigment instead of an actual He is not affiliated to CNEA, and do not receive any form of stipendium
pigment [64]. Another important alteration product of Egyp- or financial help from CNEA.
tian blue, CuCaSi4O10 is copper chlorides as isomers of tri-
hydroxychloride Cu2(OH)3Cl [65]. The visual effect of this
transformation is reported to be changing of the original blue References
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