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Abstract
As a contribution to the increasing efforts to preserve cultural heritage, historical books as well as illuminated manuscripts endangered by
corrosive writing and printing materials or destructive coloring matters, non-destructive analytical methods are highly desirable enabling an in-situ
examination of the surface status of an object. The development and application of a novel combination of non-destructive analytic methods based
on (a) synchrotron radiation induced micro-X-ray fluorescence (SR-μXRF) and (b) Fourier transform infrared (FTIR) microscope allows to
investigate the state as well as the effectiveness of conservation procedures for historical manuscripts. Examples of measurements include (1) an
iron gall ink manuscript of a historical memo on legal land description of the year 1769, (2) an original hand colored herbal of the years 1536/38
from the Senckenbergische Bibliothek, Frankfurt, and (3) the incunabula Johannes von Saaz: “Der Ackermann aus Boehmen” fated from 1463 and
printed by Albrecht Pfister, Bamberg, owned by the Herzog August Bibliothek, Wolfenbuettel.
© 2007 Elsevier B.V. All rights reserved.
Keywords: SR-μXRF; Synchrotron radiation induced micro-X-ray fluorescence; Application in arts; FTIR microscope; Iron gall ink manuscripts; Hand colored
herbals; Incunabula
4. Results
Iron gall ink is from ancient times one of the most used inks. It
consists of vitriol (iron sulphate Fe(II)SO4) extracts of oak gall, an
Fig. 3. Original iron gall ink manuscript on legal land description of the year
extraction medium (as water, wine, or vinegar), and gum arabic as 1769; FTIR micro-reflectance spectra (Bruker IFS 66/S with attached IR scope
dispersing and binding medium [12]. By exposure to atmospheric II, resolution 4 wavenumbers, measuring time 5 min) measured on iron gall ink
oxygen, a black ferric gallate complex (Fe(III)) is formed. Vitriol is in line 4 and 11 (according to Fig. 4).
672 W. Faubel et al. / Spectrochimica Acta Part B 62 (2007) 669–676
Fig. 4. Photo of the manuscript; right top: representative SR-μXRF spectra (21.5 keV excitation energy, 20 μm capillary, measuring time: 500 s) of the iron gall ink and
paper; right bottom: zinc to copper ratio of iron gall ink in different lines of the manuscript.
From the analytical results it is apparent that the zinc to [4]. The goal of the analytical investigations is to identify the
copper ratio of the iron gall inks investigated show differences composition of the green coloration and further to confirm the
(Fig. 4, right bottom). The ink in line 4 and 5 is not identical assumption of a copper contamination within the brown
with the ink that has been applied in line 10 and 11, which can discolored areas. The results should facilitate the selection of
be deduced from the significant lower zinc and copper content a suitable restoration technique.
of the letter. The conclusion can be drawn that the writer Colorations were analyzed by SR-μXRF in order to identify
changed the ink during the document draft. From a conservation the elemental composition of the pigments with the aim of a
point of view it is evident that as higher the copper content of better understanding of the materials used and the choice of
the ink is, the higher is the possibility that ink corrosion occurs. conservation treatments. A special sample holder for this book
according to its dimensions which restricts the aperture angle to
4.2. Analysis of a historical hand-colored herbal 150° was drafted and constructed. This exclusive sample holder
allows the positioning of one single sheet for SR-μXRF
As an example of an early printed book, an original hand-
colored herbal “Herbarium imagines vivae/Imaginum Her-
barum Pars II” of the year 1536/38 from the Senckenbergische
Bibliothek, Frankfurt, was analyzed. This Herbarium is a
German print of the 16th century. Herbs and plants are printed
by woodcut with letterpress and were later hand-colored. The
herbal consists of two different parts one dating form 1536, the
other from 1538. It is the only copy in German, Austrian, or
Swiss public libraries with the original Renaissance binding.
The book suffered water damage in the past which caused
tide lines and especially discoloration within the green colored
areas. It is well known that the green colors which have been in
use at that time are mostly copper based pigments. Often
verdigris, i.e., several modifications of copper acetate have been
used. These pigments show sensitivity towards water or
humidity especially the artificial “pigment” verdigris which to
Fig. 5. “Herbarium imagines vivae/Imaginum Herbarum Pars II” (1538/1536)
some extent is water soluble. The migration of copper ions into Senckenbergische Bibliothek, Frankfurt (Inv.Nr.4Q.203.2066). Left: special book
the paper carrier causes oxidative decomposition of cellulose sample holder for SR-μXRF analysis; right: exemplary one single sheet (fol.4r)
and leads to paper embrittlement and deep brown discoloration positioned for SR-μXRF analysis.
W. Faubel et al. / Spectrochimica Acta Part B 62 (2007) 669–676 673
Fig. 6. “Herbarium imagines vivae” (1538) Senckenbergische Bibliothek, Frankfurt (Inv.Nr.4Q.203.2066). Left: detail photo of plant Gackauchlauch (fol.4r); right:
representative SR-μXRF spectrum (excitation energy: 21.5 keV) of the green illumination.
analysis, without impairment of serviceability of the original (II)–ions. The analytical results allow the conservator to design a
Renaissance binding (Fig. 5). The SR-μXRF spectra of green suitable conservation, which on the one hand inhibits the progress
colorations show high concentrations of copper (green pigment) of the decomposition reaction and stabilizes the already affected
and further potassium, calcium, manganese, iron, rubidium, and paper support, which both must be based on a non-aqueous
strontium which may be interpreted as contaminants of the intervention [15].
paper support (Fig. 6). Comparison of copper distribution in the
herbal and an original cover sheet of the same but uncolored book 4.3. Analysis of papers of an incunabula (dated before 1500)
confirms the assumption of the migration of copper ions into the
paper support, as a result of water damage. The water damage is Several historical papers of incunabula “Johannes von Saaz:
presumably responsible for contaminations of the green illumina- Der Ackermann aus Böhmen” dated from 1463 and printed by
tion with sulphur and mercury. They origin in red illuminations Albrecht Pfister, Bamberg, were analyzed. The object is owned
with vermilion (HgS) (Fig. 7) as comparison with reference by the Herzog August Bibliothek Wolfenbüttel. Incunabula
materials and pigments showed. The green pigment of the (Latin: incunabula = cradle) are early printed books dated before
illumination was identified as verdigris, for the reason that 1500, when the printing technique was still in its infancy. The
among the green copper containing pigments used for illumination support papers of the object suffered from a special type of
of printed books at the period the object was created, the only one damage as there are small holes in the areas of letters, which is
that shows a considerable solubility in water is verdigris, which is an unknown destruction phenomenon. It was suggested that
copper acetate in different crystalline modifications. It is well these losses may also be the result of metal catalyzed
known that free copper (II) ions are effective oxidations catalysts degradation reactions of cellulose. Fig. 10 shows a detail of
that cause decomposition of cellulose. This type of deterioration of the printed text and these holes in the paper.
paper artefacts is called copper pigment corrosion. Corresponding Measured red colorants of letter and red line seem to be
SR-μXRF spectra of a hand-colored and uncolored cover sheet of vermilion as reference measurements have shown. One observes
the second part of the herbal (Fig. 8) are shown in Fig. 9. significantly more lead in the red letter as in the red line. This can
Comparison of copper distribution provides further evidence for be explained by abrasion during the printing process.
pigment migration due to water damage. The results suggest that The areas around the holes in the paper were analyzed. In
the embrittlement of the paper and the brown discolorations are some cases higher concentrations of zinc have been detected.
resulting from the oxidative decomposition of paper by copper Further investigations of two fragments with leavings of
Fig. 7. “Herbarium imagines vivae” (1538) Senckenbergische Bibliothek, Frankfurt (Inv. Nr. 4Q.203.2066). Left: detail photo of plant “Johans Treublin” (fol. 21 v);
right: representative SR-μXRF spectrum (excitation energy: 21.5 keV) of the red illumination.
674 W. Faubel et al. / Spectrochimica Acta Part B 62 (2007) 669–676
Fig. 10. Johannes von Saaz: “Der Ackermann aus Böhmen” printed by Albrecht
Pfister, Bamberg (1463) (fol.13r), Herzog August Bibliothek Wolfenbüttel. Left:
detail in transmitted light.
Fig. 8. Cover sheet of the second part of the herbal “Imaginum Herbarum Pars
II” (1536). Left: uncolored cover sheet woodcut with letterpress (private owner); For further reference we analyzed also the well-preserved
right: the same but hand-colored cover sheet, Senckenbergische Bibliothek,
“Biblia latina” from the printer Berthold Ruppel, Basel, by SR-
Frankfurt (Inv.Nr.4Q.203.2066).
μXRF analyses at ANKA and found also in this specimen elevated
copper to lead ratios. Until now high metal concentrations have
printing ink, which were detached from Pfister prints during been detected only for the very early years of printing. These
restoration at the Herzog August Bibliothek Wolfenbüttel, show results and the fact that the Biblia Latina is without any damage
reproducible higher copper concentrations. For comparison and lead us to the conclusion, that small holes may not be the result
statistical purposes additional sheets of “Johannes von Saaz: from metal catalyzed degradation reactions of cellulose.
Der Ackermann aus Böhmen” and other papers of incunabula Additionally, to the SR-μXRF Cu/Pb analysis of different
printed by Albrecht Pfister as well as other papers of incunabula papers of incunabula of the 15th century, FTIR microscope
of the 15th century from another printer were analyzed. reference analysis has been performed to identify a blue spot in the
Comparison of the nickel/lead to copper/lead ratio of these “Ulrich Bonner: Der Edelstein” (1461) from Albrecht Pfister,
analyses is shown in Fig. 11. Bamberg. Using the FTIR microscope in the reflectance mode, we
Copper to lead ratios of 0.5 to 2 were found from SR-μXRF could show that the blue pigments consist of azurite (Fig. 12).
analyses of the papers of incunabula “Johannes von Saaz: Der According to the literature azurite is composed of basic carbonate of
Ackermann aus Böhmen” (1463) and “Ulrich Boner: Der copper, 2CuCO3Cu(OH)2. Generally, the following fundamental
Edelstein” (1461) from Albrecht Pfister, Bamberg. These results vibrations of the carbonate groups have been reported for the pure
correlate with former analyses of the Gutenberg Bible which azurite powder: 1490, 1415, 1090, 837, and 817 cm− 1, while OH
reported an unusually high copper and lead content of Gutenberg's out-of-plane bending modes produce strong bands at 3425 and
ink [16–18]. Employing X-ray fluorescence analyses induced by 952 cm− 1[20]. For the structure of azurite it is reported that it
5
white synchrotron radiation on a page of the Gutenberg Bible, crystallized in the space group C2h , with Z =2. The structure
Mommsen et al.[19] found Cu/Pb = 1.0± 0.5 recto, ±0.4 verso and contains two types of Cu atoms, both in distorted square planar co-
Ni/Pb = 0.007 ± 0.0035 recto, ±0.002 verso. Therefore, the sort of ordination to two hydroxyl groups and two carbonate oxygens. The
ink Gutenberg used for the recto and verso side of the 42-line Bible infrared spectra in the region 5000–600 cm− 1 of azurite is readily
sheet can be assumed to be the same. interpreted in terms of carbonate ions in sites of low symmetry, and
the of the OH groups present, while those in 500–60 cm− 1 are
Fig. 9. Representative SR-μXRF spectra from the uncolored (blue) and hand-
colored (red) cover sheet of the second part of the herbal “Imaginum Herbarum Fig. 11. Analysis of different papers of incunabula of the 15th century from
Pars II” (1536). Excitation energy: 16.5 keV (blue)/21.5 keV (red), measurement Albrecht Pfister, Bamberg, and other printers as B. Ruppel, Basel, from the same
time: 200 s. period.
W. Faubel et al. / Spectrochimica Acta Part B 62 (2007) 669–676 675
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