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ORIGINAL ARTICLE
Shiba Masoumi
Received: 6 October 2012 / Accepted: 11 November 2013 / Published online: 26 November 2013
Springer-Verlag Berlin Heidelberg 2013
123
222 Environ Earth Sci (2014) 72:221–231
The post-mining land-use alternatives The post-mining land-use selection effective attributes
There are many adopted land-uses that were reported as There are many attributes that can affect the procedure of
successful alternatives and some more that faced failure. the post-mining land-use selection. Many researchers have
Closer studies showed that sometimes in cases without a investigated the post-mining land-use with various attri-
mined land suitability analysis process (Alexander butes. Some of them focus on special attributes such as
1996), the obtained result was not acceptable. This landscape, hydrology, economical attributes, etc. (Calo and
made certain, the merits of a standardized framework Parise 2009; Langholtz et al. 2007; Zhi-hong et al. 2006).
for post-mining land-use selection. Thus, in order to Some others focused on the ability to grow plants
develop a reliable framework, it is necessary consider (Carrick and Kruger 2007). Gizikoff (2004) and, Zavadskas
all the possible types of alternatives. Various types of and Antucheviciene (2006) investigated many other factors
alternatives could be adopted for post-mining land-use such as topography, climate, environment, society, econ-
while the large areas remain unused after the mining omy, etc. There are also some others who introduced the
operations. Agricultural and forestry are the best choices packages of the attributes for investigating (Bielecka and
for the land-uses in many countries (Miao and Marrs Krol-Korczak 2010; Pavloudakis et al. 2009; Ramani et al.
2000). It is appropriate to maintain the area as industrial 1990). Therefore, considering these studies, 4 main groups
or commercial site (McHaina 2001). of factors were introduced which consist of 52 attributes
In addition, reclaimed sites have a wide range of and sub-attributes. These factors include economical,
potential functions such as, hay land, recreational areas, environmental, technical, and social. The hierarchy struc-
wetlands, and swimming pools (Cao 2007). Even Meech tures of the attributes are shown in Figs. 1, 2, 3, 4. The
et al. (2006) provided a research paper in which a derelict economical factors are the most important factors in every
Britannia mine is converted to a clean, livable, and sus- decision-making process, which consists of the attributes
tainable community. that investigate the alternatives from an economic point of
Hence, in this study the alternatives divided into view.
eight main land-uses by Ramani et al. (1990) were The economical attributes which must be evaluated in
applied to spot the possible post-mining land-uses. The decision matrix are private (PRI), public (PU), industry
alternatives proposed to use in this procedure are (IND), change in real estate value (CRV), capital cost
agricultural (AGR), forestry (FOR), recreational (CAC), operational cost (OPC), monitoring and maintain-
(REC), residential (RES), lake or pool (LOP), institu- ing cost (MMC), and potential of investment observation
tional (INS), commercial (COM), and industrial (IND). (POB).
As it can be seen, all types of overall land-uses were Also, another main group of factors which contains
represented although each of them can have many attributes that are affected by the environment of the mine
subsets. site is the environmental.
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Environ Earth Sci (2014) 72:221–231 223
123
224 Environ Earth Sci (2014) 72:221–231
Also a 7-point scale created by the researcher was applied exact value to express the decision maker’s opinion by
to better handle the myriad existing criteria in decision comparing alternatives (Wang and Chen 2007) and it is
making, and to establish a logical interval between differ- often criticized, due to its use of the unbalanced scale of
ent attributes. judgments and its inability to adequately handle the
Then using Eqs. (1) and (2), the filled questionnaires inherent uncertainty and imprecision in the pair-wise
were applied to separate the most important attributes comparison process (Deng 1999). To overcome its short-
according to mine conditions. comings, the fuzzy analytical hierarchy process was
P developed for solving the hierarchical problems. The
evi
mvi ¼ ; i ¼ 1; 2; 3; . . .; n ð1Þ FAHP structures the decision problems at levels, which
Ni
correspond to understanding of the situations, viz., goals,
where mv is the mean value of each criterion, ev is the criteria, sub-criteria, and alternatives. By breaking the
expert value intended for each criterion, N is the number of problem into levels, the decision maker can focus on
experts, and n is the number of criteria. smaller sets of decisions (Bazzazi et al. 2011). A triangular
cv ¼ ðlmv þ hmvÞ=2 ð2Þ fuzzy number includes l, m, and u which are the lower,
mean and upper bounds of the triangular fuzzy number,
where cv is the cut-off value, lmv is the lowest mean value respectively. Equation (3) represents the pair-wise com-
between all mean values, and hmv is the highest mean parison matrix by expert judgment in FAHP by triangular
value between all mean values.
fuzzy numbers, M = (l, m, u), then M 1 ¼ 1u ; m1 ; 1l for (i,
j = 1, 2,…, n and i = j). Now the first step is to calculate
Applying fuzzy MADM approach the synthetic extend value by Eq. (4).
2 3
Due to the large number of attributes, the FAHP-FTOPSIS ð1; 1; 1Þ M12 . . . M1n
6 M12 1
ð1; 1; 1Þ . . . M2n 7
method as a logical method proposed for assessing them 6 7
A¼6 .. .. .. .. 7 ð3Þ
against alternatives and introduces the optimal post-mining 4 . . . . 5
land-use by ranking them. 1 1
M1n M2n . . . ð1; 1; 1Þ
" #1
Calculating global weights by using FAHP Xn n X
X n
Si ¼ Mij Mkj ð4Þ
j¼1 k¼1 j¼1
First proposed by Saaty (1980), the analytic hierarchy
process (AHP), has been a tool for decision makers and As M1 M2 = (l1 9 l2, m1 9 m2, u1 9 u2) and
researchers and is one of the most widely used multiple M1 ? M2 = (l1 ? l2, m1 ? m2, u1 ? u2) and note that
criteria decision-making tools (Vaidya and Kumar 2006). the Si is the triangular fuzzy number too. i and k represent
The traditional AHP method is problematic that it uses an rows and j is columns.
123
Environ Earth Sci (2014) 72:221–231 225
The next step is to calculate the degree of possibility by calculating and reduce the calculation complexity errors
Eq. (5) in following. Note that to compare S1 and S2 it and time consumption.
needs both values of V(S1 C S2) and V(S2 C S1). The first step is to create the decision matrix by the
8 triangular fuzzy numbers. Table 1 represents the scale for
< 1 IF m2 m1
V ðS2 S1 Þ ¼ 0 IF l1 u2 ð5Þ evaluating the decision matrix by experts by considering
: l1 u2
OTHER WISE the mine information.
ðm2 u2 Þðm1 l1 Þ
After creating the decision matrix, the normalized val-
The next step is to calculate the degree of possibility for ues of fuzzy numbers are calculated by Eq. (9) for the
a convex fuzzy number to be greater than k, and the convex benefit attributes and by Eq. (10) for cost attributes.
fuzzy numbers can be defined by:
lij mij uij
0 r~ij ¼ ; ; ; uj ¼ maxj uij ð9Þ
d ðAi Þ ¼ minV ðSi Sk Þ ð6Þ uj uj uj
for k = 1, 2,…, n and k = i, then the weight vector of lj lj lj
r~ij ¼ ; ; ; lj ¼ minj lij ð10Þ
criteria given by Eq. (7). uij mij lij
0 0 0 0
W ¼ ðd ðA1 Þ; d ðA2 Þ; . . .; d ðAn ÞÞT ð7Þ where the r~ij is the normalized fuzzy value, l, m and u are
the lower, mean and the upper bounds of the fuzzy number,
where Ai (i = 1,2,….,n) are n elements.
respectively, j is the attributes or columns and i is the
Via normalization, the normalized weight vectors are:
alternatives or rows. The next step is to calculate the
W ¼ ðd ðA1 Þ; dðA2 Þ; . . .; dðAn ÞÞT ð8Þ weighted normalized matrix which is computed by Eq. (11).
where W is a non-fuzzy number. V~ij ¼ r~ij Wj ð11Þ
Selecting the optimal post-mining land-use by using where the V~ij is the weighted normalized values which are
FTOPSIS the fuzzy triangular numbers and it should be noted that Wj
is the weight which has been calculated by FAHP while it
The TOPSIS method was first proposed by Hwang and is not a fuzzy number. Assuming that M is a triangular
Yoon (1981). The basic concept of this method is that the fuzzy number and K is a static crisp value, then
chosen alternatives should have the shortest distance from M*K = (l 9 K, m 9 K, u 9 K). The FPIS and FNIS are
the positive ideal solution and the farthest distance from the calculated by Eqs. (12) and (13).
negative ideal solution. In the classical TOPSIS method, Aj ¼ maxi v~ij3 ð12Þ
the weights of the criteria and the ratings of alternatives are
known precisely and crisp values are used in the evaluation Aj ¼ mini v ~ij1 ð13Þ
process. However, under many conditions crisp data are
where the v~ij3 must be chosen between all the upper bounds
inadequate to model real-life decision problems. Therefore,
in each column and the v~ij1 must be chosen between all the
the fuzzy TOPSIS method is proposed where the ratings of
lower bounds in each column of fuzzy numbers. It means
alternatives are evaluated by linguistic variables repre-
the FPIS is the biggest value between the 3rd values and
sented by fuzzy numbers to deal with the deficiencies in the
the FNIS is the lowest value between the 1st values in the
traditional TOPSIS (Ertugrul and Karakasoglu 2007). In
fuzzy numbers while they must be considered for all the
this paper, the extension of FTOPSIS method is considered
alternatives in each column or criterion separately. The
which Chen (2000) proposed. One of the disadvantages of
distance of each alternative from A* and A- can be
the FTOPSIS method is that it requires the important
currently calculated as:
weights produced by decision makers or by another
rffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
method, which means that it cannot produce the weights þ 1X ~ 2
itself. Therefore, the FAHP method was introduced above di ¼ Vij Aj ð14Þ
3
to calculate the important weights. On the other hand, the rffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
weights of attributes in this paper are crisp value and they 1X ~ 2
di ¼ Vij A j ð15Þ
do not change into fuzzy value to simplify the process of 3
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226 Environ Earth Sci (2014) 72:221–231
7 Important weight
6 cut-off value
weights
5
4
3
2
1
EOP
CO
SLU
SOI
LAQ
ART
SSS
HYG
ALT
TIV
POB
LRE
ENC
CLI
CRV
PCH
LOC
CLQ
TOP
EXS
ECL
LOW
GES
ECT
CLR
ACC
criteria
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Environ Earth Sci (2014) 72:221–231 227
EOP
OPC
CAC
POB
ENC
SSS
CRV
MMC
ART
ALT
TIV
SWH
SPP
SCP
GWH
PMC
LAQ
PRE
CLT
WSP
AIM
TMP
ZBL
GPO
ZOO
LUP
HIS
CUR
Attributes
have the shortest distance from the Positive Ideal Solution to separate the most important criteria, respectively. Fig-
and the farthest from the Negative Ideal Solution (Chen ure 6 represents the procedure of separation. Using this
et al. 2006). The procedure of selecting the optimal alter- approach, an evaluation team of three members, who are
native is shown in Fig. 5. frequently involved in mine planning and equipment
This proposed method intended to apply fuzzy MADM selection in the particular open-pit coal mine operation,
techniques to analyze the provided attributes and alterna- was engaged. While one of them is the project manager of
tives. So, after collecting the possible attributes and alter- this mine, the other evaluator is a product manager from
natives, limiting method was used to separate the most among the mine-planning engineers. And the last one is
important attributes. Then, a combination of fuzzy AHP and from the faculty of the university who is an expert in both
fuzzy TOPSIS methods were applied. Thus, once the global mining and decision-making process fields. Each has more
weights of the attributes were calculated using FAHP, they than 8 years of experience in open-pit mine planning. It is
incorporated into the decision matrix and then would pass to adjudged that the evaluators have sufficient experience in
the FTOPSIS, which is a distance-based MADM technique. the system. Therefore, using three experts’ judgments, the
Finally, method calculated rankings of the post-mining 28 attributes were separated and the attributes’ hierarchy
land-uses and indicated the optimal land-use. structure is shown in Fig. 7. These are the most important
attributes related to this mine from the experts’ point of
view, but it varies in different mines.
Results and discussion The method has the ability to separate the most impor-
tant criteria according to mine conditions. Moreover, it can
Application of limiting method separate the attributes that are used in big mines and need
spatial division and decision-making for every part.
For the proposed method, decision makers make their
judgments based on the information obtained from the The fuzzy AHP-TOPSIS approach
surface coal mine. The mine has a lignite reserve of about
200 Mt. The current dimension of the mine is approxi- Because of the importance of weighting in the decision-
mately 8,500 m length by 4,200 m width. The benches’ making process and the uncertainty of the criteria, which
height is 12 m and the face inclination on individual
benches is 60 while overall pit slopes are 45. The average
rainfall is 550 mm/year. The area is approximately 2 km Table 3 Example of fragmented decision matrix
distance from the nearest city. These are some information i j
about the mine. The complete information about the mine
was collected and the experts used them for decision- CAC SSS ENC ART ZBL
making. It should be noted that the values of the criteria Agricultural (1, 2, 3) (5, 6, 7) (1, 1, 2) (5, 6, 7) (5, 6, 7)
might change from one location to another location. Some Forestry (2, 3, 4) (6, 7, 7) (1, 1, 2) (4, 5, 6) (5, 6, 7)
attributes have more importance by considering the mine Recreational (1, 1, 2) (4, 5, 6) (1, 1, 2) (5, 6, 7) (6, 7, 7)
condition. Many criteria influence the post-mining land-use Residential (6, 7, 7) (2, 3, 4) (3, 4, 5) (3, 4, 5) (3, 4, 5)
decision-makings as represented above. However, some Lake or pool (3, 4, 5) (1, 2, 3) (2, 3, 4) (4, 5, 6) (1, 2, 3)
criteria are so important that tend to dominate the decision. Institutional (5, 6, 7) (3, 4, 5) (4, 5, 6) (3, 4, 5) (2, 3, 4)
Therefore, the limiting method was employed. Equations Commercial (4, 5, 6) (3, 4, 5) (3, 4, 5) (3, 4, 5) (2, 3, 4)
(1) and (2) were used to calculate the mean value of Industrial (6, 7, 7) (4, 5, 6) (6, 7, 7) (2, 3, 4) (3, 4, 5)
experts’ judgement about every criterion and cut-off value
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228 Environ Earth Sci (2014) 72:221–231
AGR (0.333, 0.5, 1) (0.714, 0.857, 1) (0.5, 1, 1) (0.714, 0.857, 1) (0.714, 0.857, 1)
FOR (0.25, 0,33, 0.5) (0.857, 1, 1) (0.5, 1, 1) (0.571, 0.714, 0.857) (0.714, 0.857, 1)
REC (0.5, 1, 1) (0.571, 0.714, 0.857) (0.5, 1, 1) (0.714, 0.857, 1) (0.857, 1, 1)
RES (0.143, 0.143, 0.167) (0.286, 0.429, 0.571) (0.2, 0.25, 0.33) (0.429, 0.571, 0.714) (0.429, 0.571, 0.714)
LOP (0.2, 0.25, 0.33) (0.143, 0.286, 0.429) (0.25, 0,33, 0.5) (0.571, 0.714, 0.857) (0.143, 0.286, 0.429)
INS (0.143, 0.167, 0.2) (0.429, 0.571, 0.714) (0.167, 0.2, 0.25) (0.429, 0.571, 0.714) (0.286, 0.429, 0.571)
COM (0.167, 0.2, 0.25) (0.429, 0.571, 0.714) (0.2, 0.25, 0.33) (0.429, 0.571, 0.714) (0.286, 0.429, 0.571)
IND (0.143, 0.143, 0.167) (0.571, 0.714, 0.857) (0.143, 0.143, 0.167) (0.286, 0.429, 0.571) (0.429, 0.571, 0.714)
have a qualitative nature, also due to the complex nature of where the method has been used for a hypothetical mine
the pair-wise comparison process, it is usually very hard to with 50 involved attributes. They found that three TOPSIS
obtain precise crisp evaluation scores from the decision advantages can be identified: (1) a sound logic that simu-
makers regarding the decision alternatives. Thus, static lates the rationale of human choice; (2) a scalar value that
crisp values of the fundamental scale may lack the ability accounts for both the best and worst alternatives simulta-
to catch the decision maker’s subjective preferences (Cakir neously; and (3) a simple computation process that can be
2008). easily programmed into a spreadsheet. TOPSIS also has the
Decision makers usually believe that interval judgments fewest rank reversals among the common MADM meth-
are more accurate than fixed value judgments. The FAHP ods. A study by Bazzazi et al. (2008) in which FTOPSIS
used in this paper is based on Chang’s model (1996). was used for selection of the loading-haulage equipment in
The pair-wise comparison matrices were constructed open pit mines showed that the proposed method is viable
using an expert judgment. Table 2 represents the pair-wise approach in solving the proposed mining equipment
comparison matrix of social factors between EOP and LRE selection problem. TOPSIS is a viable method for the
as a sample. proposed problem and is suitable for the use of precise
Then, the Si is obtained by Eq. (4) while performance ratings. When the performance ratings are
S1(EOP) = (0.4, 0.6, 0.857) and S2(LRE) = (0.3, 0.4, vague and inaccurate, then the fuzzy TOPSIS is the pre-
0.571). These fuzzy values are compared by using Eq. (5). ferred technique.
V ðS1 S2 Þ ¼ 1; V ðS2 S1 Þ ¼ 0:46 Golestanifar and Bazzazi (2010) used TOPSIS to select
the tailing impoundment site. Li et al. (2011) assessed the
There is only one comparison between these values safety condition in four coal mines using the TOPSIS
because the pair-wise matrix has only two attributes in method. They found that the method is rational, feasible
this example. Hence, these obtained values from Eq. (5) are and scientific, so it could be applied to safety evaluation of
equal to Eqs. (6) and (7). Therefore, the local weights of coal mines. Also the method is simple, clear and reason-
the EOP and LRE are obtained by normalization brought in able. Gligoric et al. (2010) applied fuzzy TOPSIS to select
following. the shaft location. To the best of the researches knowledge
WEOPðlocalÞ ¼ 0:684; WLREðlocalÞ ¼ 0:316 FTOPSIS has never been used as a selection criterion for
post-mining land-use. Ertugrul and Karakasoglu (2007)
By multiplying the local weight of EOP for example, in represented a comparison of FAHP and FTOPSIS methods
local weight of Social factors (against the goal level) for facility location selection and they demonstrated
calculated in advanced, the global weight of EOP was FTOPSIS has been proved to be one of the best methods
obtained.
WEOPðGlobalÞ ¼ 0:68421 0:13842 ¼ 0:09471
0.09223
0.07823
Important weights
0.1
Thus, the results of global weights of attributes are shown 0.06429
0.05356
in Fig. 8 which can be applied in FTOPSIS for evaluating
0.05
the post-mining land-use. 0.01098
The TOPSIS method has been widely used in the deci-
0
sion-making areas of research. Particularly for mining CAC SSS ENC ART ZBL
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Environ Earth Sci (2014) 72:221–231 229
Table 5 Fragmented matrix of weighted normalized values and fuzzy positive and negative ideal solution
CAC SSS ENC ART ZBL
AGR (0.031, 0.046, 0.092) (0.046, 0.055, 0.064) (0.039, 0.078, 0.078) (0.038, 0.046, 0.054) (0.008, 0.009, 0.011)
FOR (0.023, 0.031, 0.046) (0.055, 0.064, 0.064) (0.039, 0.078, 0.078) (0.031, 0.038, 0.046) (0.008, 0.009, 0.011)
REC (0.046, 0.092, 0.092) (0.037, 0.046, 0.055) (0.039, 0.078, 0.078) (0.038, 0.046, 0.054) (0.009, 0.011, 0.011)
RES (0.013, 0.013, 0.015) (0.018, 0.028, 0.037) (0.016, 0.02, 0.026) (0.023, 0.031, 0.038) (0.005, 0.006, 0.008)
LOP (0.018, 0.023, 0.031) (0.009, 0.018, 0.028) (0.02, 0.026, 0.039) (0.031, 0.038, 0.046) (0.002, 0.003, 0.005)
INS (0.013, 0.015, 0.018) (0.028, 0.037, 0.046) (0.013, 0.016, 0.02) (0.023, 0.031, 0.038) (0.003, 0.005, 0.006)
COM (0.015, 0.018, 0.023) (0.028, 0.037, 0.046) (0.016, 0.02, 0.026) (0.023, 0.031, 0.038) (0.003, 0.005, 0.006)
IND (0.013, 0.013, 0.015) (0.037, 0.046, 0.055) (0.011, 0.011, 0.013) (0.015, 0.023, 0.031) (0.005, 0.006, 0.008)
A*j (0.092, 0.092, 0.092) (0.064, 0.064, 0.064) (0.078, 0.078, 0.078) (0.054, 0.054, 0.054) (0.011, 0.011, 0.011)
A-
j (0.013, 0.013, 0.013) (0.009, 0.009, 0.009) (0.011, 0.011, 0.011) (0.015, 0.015, 0.015) (0.002, 0.002, 0.002)
Table 6 Distance
di(A*) di(A-) CC Ranking
measurements, closeness
coefficient indexes, and ranks of Agricultural 0.468114203 0.456828212 0.493899085 1
the alternatives
Forestry 0.503112164 0.392833834 0.438457045 5
Recreational 0.545951227 0.368359122 0.402881934 6
Residential 0.580374587 0.29814376 0.339371125 7
Lake or pool 0.588397922 0.30124991 0.338617034 8
Institutional 0.495924057 0.39318219 0.442221829 4
Commercial 0.479227343 0.4103883 0.461309671 2
Industrial 0.493502765 0.393001491 0.443315966 3
Lake or pool It should be noted that there are either the benefit or cost
Residential
Recreational
attributes in TOPSIS decision matrix. Two cost attributes
Forestry are demonstrated by white-dark columns in Table 3 (CAC
Institutional
Industrial and ENC).
Commercial Table 4 represents the fragmented matrix of normalized
Agricultural
0 0.1 0.2 0.3 0.4 0.5 0.6
values and after this step the attributes do not depend on
Closeness coefficient them, if they are the benefit or cost.
For instance, the weight values are brought in Fig. 9
Fig. 10 Preference ranking of post-mining land-use which are required for the fragmented matrix represented
in this paper. The weighted normalized values, fuzzy
addressing rank reversal issue that is the change in the ranking positive-ideal solution (FPIS, A*) and negative-ideal solu-
of the alternatives when a non-optimal alternative is intro- tion (FNIS, A-) are shown in Table 5 where the results are
duced. By using FTOPSIS, uncertainty and vagueness from fuzzy numbers.
subjective perception and the experiences of decision-maker The results of Eqs. (14), (15), and (16) are represented in
can be effectively represented and reached to a more effective Table 6 where the agricultural alternative takes the first
decision (Ertugrul and Karakasoglu 2007). place.
A major contribution of fuzzy numbers is its capability Figure 10 represents the preference ranking of post-
of representing vague data. That also allows mathematical mining land-uses in which agriculture has the bigger
operators and programs to apply to the fuzzy domain closeness coefficient and introduces as the best alternative.
(Kahraman et al. 2004). Fuzzy numbers allow decision
makers to express approximate or flexible preferences
using fuzzy numbers where adding fuzziness to the input, Conclusion
imply adding fuzziness to the judgment (Vahidnia et al.
2009). Therefore, the decision fuzzy matrix was created by A combination of two fuzzy MADM methods was applied
expert and a fragmented matrix as shown in Table 3. to rank and select the post-mining land-use. The FAHP was
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230 Environ Earth Sci (2014) 72:221–231
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Environ Earth Sci (2014) 72:221–231 231
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