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Treatment of Posttraumatic Stress Disorder: A Review

ARIEH Y. SHALEV, MD, OMER BONNE, MD, AND SPENCER ETH, MD

This article analyzes the literature on the treatment of posttraumatic stress disorder (PTSD). It briefly exposes
the theoretical basis for each treatment modality and extensively examines pharmacological, behavioral,
cognitive, and psychodynamic therapies, as well as group and family therapies, hypnosis, inpatient treatment,
and rehabilitation. Articles were identified by scanning Medline and PsychLit for all papers in English
reporting treatment of PTSD. Anecdotal case reports were, then, excluded. Eighty one articles were identified
and categorized as either biological or psychological, with the latter category further divided into behavioral,
cognitive, psychodynamic, and other treatment modalities. Information regarding the type of trauma, the
sample studied, the treatment method, and the results of the treatment has been extracted from each article
and is presented briefly. A synthesis of findings in each area is provided. Most studies explored a single
treatment modality (e.g., pharmacological, behavioral). The cumulated evidence from these studies suggests
that several treatment protocols reduce PTSD symptoms and improve the patient's quality of life. The
magnitude of the results, however, is often limited, and remission is rarely achieved. Given the shortcoming
of unidemnsional treatment of PTSD, it is suggested that combining biological, psychological, and psycho-
social treatment may yield better results. It is further argued that rehabilitative goals should replace curative
techniques in those patients with chronic PTSD. A framework for identifying targets for each treatment
modality is presented.
Key words: biopsychosocial framework, posttraumatic stress disorder.

INTRODUCTION acting or feeling as if the traumatic event were


recurring, distress on exposure to cues that symbol-
During the past 300 years, a variety of terms have ize or resemble an aspect of the event, and physio-
been applied to the mental sequelae of severe logical reactivity on exposure to cues that symbolize
trauma, including: Nostalgia, Soldier's Heart, Rail- or resemble the trauma; c) avoidance of stimuli
way Spine, Shell Shock, Combat Neurosis, and Com- associated with the trauma and numbing of general
bat Fatigue. Each of these names reflected a theoret- responsiveness, expressed by: efforts to avoid
ical view of the cause of mental trauma (e.g., thoughts, feelings, or conversations associated with
homesickness, mechanical impact, exhaustion, men- the trauma, efforts to avoid activities, places, or
tal conflict] and its nature (neurosis, dysregulated people that arouse recollections of the trauma, in-
circulation]. The current appellation, posttraumatic ability to recall an important aspect of the trauma,
stress disorder (PTSD) (l), points to our current markedly diminished interest in previously signifi-
belief in stress as a cause of mental disorders. cant activities, feeling of detachment or estrange-
In its most recent definition (1), PTSD is a perva- ment from others, restricted range of affect, and
sive anxiety disorder that follows exposure to stress- sense of a foreshortened future (three symptoms
ful events. DSM-IV diagnostic criteria for PTSD (l) required]; and d] persistent symptoms of increased
include: a) exposure or confrontation with a trau- arousal, such as difficulty falling or staying asleep,
matic event accompanied by intense fear, helpless- irritability or outbursts of anger, difficulty concen-
ness, or horror; b) persistent reexperiencing of the trating, hypervigilance, or exaggerated startle re-
traumatic event, expressed by at least one of the
following: recurrent and intrusive distressing recol- sponse (two symptoms required). The duration of
lections of the event, recurrent distressing dreams, the disturbance must exceed 1 month, and it should
be associated with significant distress or impair-
ment.
Several features of PTSD attest to its inherent
complexity: a) Instances of recovery from PTSD
From the Center for Traumatic Stress, Hadassah University regularly occur during the first year of its course (2),
Hospital, Jerusalem, Israel. and 15 to 25% of the survivors of severe traumatic
Address reprint requests to: Arieh Y. Shalev, MD, Center for events may suffer from a chronic PTSD (3, 4); b)
Traumatic Stress, Department of Psychiatry, Hadassah University
Hospital, P.O. Box 12000, Jerusalem, 91120, Israel. PTSD is among the few disorders for which DSM-IV
Received for publication January 17, 1995; revision received specifies a cause (i.e., the traumatic event). Yet, this
August 10, 1995. requirement implicitly equates common incidents,

Psychosomatic Medicine 58:165-182 (1996) 165


0033-31 74/96/5802-0165S03.00/0
Copyright © 1996 by the American Psychosomatic Society
A. Y. SHALEV et al.

such as road traffic accidents, with prolonged war have argued that a combined treatment approach,
exposure or colossal atrocities, such as the Holo- addressing several of these layers, is particularly
caust; c) classified among the anxiety disorders, appropriate for PTSD.
PTSD has also been considered for inclusion among This article expands the multi-level paradigm by
the dissociative disorders or as part of a separate critically reviewing the main explanatory models of
category of "stress disorders" (5); and d) the core PTSD and the related literature on treatment of the
clinical features of PTSD, namely reexperiencing disorder. We also examine the idea that the neuro-
and avoidance, closely resemble those observed dur- biological imprint of psychic trauma may become
ing normal grief (6-8) thereby suggesting that PTSD indelible, such that rehabilitation rather than the
symptoms may reflect an attempt to deal with the curative approach is often indicated.
meaning of the trauma and the associated loss. Yet, a
strong component of learned conditioning seems to
underlay PTSD, and behavioral interventions effec- THE BIOLOGICAL APPROACH TO PTSD
tively ameliorate both avoidance and intrusion
symptoms in PTSD (9-11). Finally, neurobiological Biological Formulation and Research
research (12) offers pertinent insights into the patho- Research into the psychobiology of PTSD has
physiology and pathogenesis of this "psychogenic" followed two paths. The first consists of a search for
disorder. commonalties among biological findings in PTSD
Unlike other disorders, such as major depression, and those in other mental disorders, and the second
obsessive compulsive disorder (OCD), schizophre- involves a quest for specific attributes of PTSD.
nia, or phobias, for which one treatment modality
has emerged as being uniquely effective (e.g., anti-
depressants, specific serotonin reuptake inhibitors Similarities Between PTSD and Other Mental
(SSRIs), neuroleptics, and desensitization, respec- Disorders
tively), PTSD has no such prominent treatment.
Given its complexity and given the lack of specific Comorbid panic disorder was found in 13 to 19%
therapy, one may argue that a reasonable approach to of PTSD patients (18, 19). In other PTSD patients,
the treatment of PTSD involves a multi-dimensional sudden arousal on exposure to cues reminding the
model. Discontent with the therapeutic results of patient of the trauma bears phenomenological re-
unidimensional treatment approaches (13, 15) fur- semblance to panic anxiety (20). Further, anxiety,
ther supports this argument. Barlow (15) proposed dissociation, and flashbacks can be elicited in PTSD
one such complex model of PTSD, which includes patients by experimental procedures that provoke
consideration of the role of biological and psycho- panic attacks in patients with panic disorder (e.g.,
logical vulnerabilities, negative life events, fear reac- administration of yohimbine or lactate) (20, 21).
tions, perceptions of control, social support, and Theoretical formulations based on this analogy as-
coping strategies. sign a role to the locus ceruleus-norepinephrine
(LC-NE) "alarm" system in PTSD (12, 21) and predict
In a previous article (16), we proposed, on a basis a positive effect of anti-panic medication on PTSD
of clinical vignettes, a four-level model based on symptoms.
Engel's (17) "biopsychosocial" paradigm. The bio-
logical level of this model refers to alterations in Major depression is frequently co-diagnosed in
neuronal functioning that may be expressed, in af- PTSD patients (22, 23). Depressive symptoms resem-
fected individuals, as a result of their traumatic ble DSM-IV PTSD symptoms of "diminished inter-
exposure. The psychological-behavioral level in- est," "restricted range of affect," and "sense of fore-
volves conditioned fear responses acquired during shortened future." Treatment modalities based on
the trauma and reinforced thereafter. The next level that relationship involve antidepressants and MAO
incorporates altered networks of meanings as re- inhibitors.
flected in profound changes in self-concept and
interpersonal relations that follow trauma. Finally,
the social level includes real and symbolic interac- Specific Biological Attributes of PTSD
tions between the individuals and the society that Among the "specific" models of PTSD are: a)
are involved in the acquisition and maintenance of dysregulation of opioid neuromodulation, b) im-
the trauma, as well as the healing from trauma. printing and consolidation of traumatic memories,
Although each of these four interacting levels is a and c) hypothalamic-pituitary-adrenal (HPA) axis
potential target of a specific treatment approach, we dysregulation.

166 Psychosomatic Medicine 58:165-182 (1996)


TREATMENT OF POSTTRAUMATIC STRESS DISORDER: A REVIEW

During stress, opioid neuromodulation is responsi- of inducing an irreversible cycle of spontaneous repe-
ble for phenomena such as stress-induced analgesia titions. Animal studies have shown that such a process
and amnesia (24). The "opioid" model of PTSD (24) involves a cascade of functional and structural modi-
further expands the role of opioides into the chronic fications (e.g., early and late gene expression, new
condition, suggesting that the presence of distressful protein synthesis, neuronal sprouting) leading to irre-
and repetitive behavior in PTSD, such as self-inflicted versible modifications of synaptic conductivity (33).
pain, reexposure to danger, or emergence of distressful Important to note, this model extends the time
recollection of the trauma, is due to an inappropriate interval for "traumatic imprinting" into the postex-
release of endogenous opioides during adversity. Par- posure period. It implies that intense arousal, paired
tial support for this view was provided by a study with external or internal cues of the trauma, during a
showing that naloxone, an opiate antagonist, reverses critical period after the event induces neuronal
stress-induced analgesia in PTSD (25). changes that may later be expressed as PTSD. An
The memory imprinting model assumes that the association between secondary stressors (i.e., those
"etching" of traumatic experiences into a neuronal that follow the impact phase of traumatic events)
network plays a major role in the etiology of the and long term psychopathology is also predicted by
disorder. Earlier formulations (26, 27) theorized that this model. Interventions aimed at reducing hyper-
stress hormones, secreted during the traumatic arousal among recent trauma survivors (e.g., by com-
event, may mediate the consolidation of traumatic forting the patient or preventing further distress or
memories. A recent observation (28) suggests, in- by pharmacological agents) may, therefore, operate
deed, that inhibition of beta-adrenergic transmission as secondary prevention.
by propranolol, during exposure to distressful and Studies of the HPA axis have shown a decreased
neutral audio-visual narratives, reduces the number epinephrine/cortisol ratio, elevated urinary cat-
of distressful items remembered. The relevance of echolamines, and an increased dexamethsone sup-
these findings to conditions of extreme stress re- pression in PTSD (e.g., 34-36). Findings of en-
quires further study. hanced feedback sensitivity of the HPA axis in PTSD
Emotional memory is of particular interest in are opposed to those observed in depression. Re-
PTSD. In a series of animal studies, LeDoux (29) cently, elevated levels of serum-free triiodothyro-
showed that the acquisition of fear conditioning is nine, thyroxin-binding globulin, and total thyroxin
mediated by a dual neuronal pathway that involves a levels were found in PTSD (37), although findings of
subcortical path, which includes the sensory thala- decreased thyroid function were reported in survi-
mus and the lateral and central nuclei of the amyg- vors of prolonged traumatization (38).
dala, and b a thalamocortical path, involving the Animal research suggests that dopaminergic brain
sensory cortex and similarly leading to the amyg- systems could be involved in PTSD (12). Preadmin-
dala. Lesions to the cortical pathway, however, did istration of the dopamine agents, for example, pre-
not interfere with the acquisition of conditioned vents the acquisition of escape deficit (an equivalent
fear. Moreover, such lesions prevented the extinc- of chronic surrender) after inescapable shock (39).
tion of fear conditioning thereby suggesting that, in Yehuda et al. (40) found an elevated urinary excre-
the absence of cortical inhibition, emotional memo- tion of dopamine in PTSD, which correlated with
ries may be stored "forever" at subcortical levels of PTSD symptom severity. This line of research has
the brain. Clinical features of PTSD (e.g., reactivation not been followed, and the effect of neuroleptics has
of recovered PTSD patients on exposure to new not been studied systematically in PTSD.
traumata or in aged veterans, delayed onset of PTSD Finally, findings of increased 5HT2 receptor affinity
(e.g., 30-32)) are consistent with the concept of and a decreased number of platelet-binding sites in
indelible memory: harnessed, but never deleted. PTSD (41) imply that serotonergic neurotransmission
Successful treatment of PTSD, accordingly, may not may play a role in PTSD. Preliminary evidence (42)
involve an eradication of traumatic memories but suggests that pretreatment paroxetine binding predicts
rather an enhanced control over previously acquired the clinical responses to SSRIs in PTSD patients.
fear responses.
A variation on the memory imprinting theme is the
kindling model of PTSD (33). By analogy with the
acquisition of kindled seizures in animals, this model Biological Treatment of PTSD
postulates that the repeated processing of distressful Reports of pharmacotherapy of PTSD include all
recollections progressively decreases the threshold for of the families of psychotropic agents (43-45). Table
neuronal transmission of similar signals up to the point 1 summarizes the results of these reports.

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A. Y. SHALEV et al.

TABLE 1. Pharmacological Treatment of PTSD


Design, Time,
Drug (Dose in mg/day) Population N Results/Conclusion
Instruments

Antidepressants
Hogben and Phenelzine (45-57) OT Veterans 5 Decreased frequency of nightmares, flash-
Cornfield, 1981 backs startle reactions, violence
(61)
Burstein, 1984 Imipramine (50-350) OT Road accidents 10 Improved sleep, decreased intrusions
(62)
Falcon et al , Misc. tricyclics (200) OT Veterans 17 "Marked improvement in 82% of Ss."
1985 (63) Chart review and
CGI
Bleich et al., Amitriptyline (140) OT Veterans w/ 25 Improved sleep, memory, concentration.
1986 (64) Doxepine (100) Ma- Chart review recent (8-10 Decreased frequency of nightmares
protiline (150) Clomi- months) PTSD
pramine (150)
Shestazki et al., Phenelzine (45-75) vs. CT, RA, PC, CO Misc. trauma 13 No difference between the active drug
1987 (46) placebo 5-weeks, CGI, and placebo (significant decrease in
HAM-A, HAM-D, PTSD and anxiety in both).
IES
Kauffman et al. Desipramine (150-200) OT Misc. trauma 8 Significant decrease in depressive Sx.
1987(65) 4 weeks BDI,
HAM-D
Davidson et al., Phenelzine (45-60) OT Veterans 10 Improved PTSD Sx
1987 (66) 4 weeks CGI, IES
Frank et al., 1988 Phenelzine (71) CT, RA, PC Veterans 34 Phenelzine and imipramine superior to
(67) Imipramine (240) vs. 8 weeks SADS, placebo. IES intrusion improved but not
Placebo SCID-PTSD, IES, avoidance.
DEPR
Kinzie and Clonidine (0.2-6) and OT Refugees 9 Significant (16-pt) decrease of HAM-D
Leung, 1989 imipramine (50-100) HAM-D 12-19 Scores. Some improvement of intrusion,
(56) months nightmares and startle reactions
Reist et al., 1989 Desipramine (200) DB, PC, CO Veterans 18 Improvement in "some symptoms of de-
(47) 4 weeks BDI, pression," no change in anxiety and
HAM-D, IES PTSD Sx
Davidson et al., Amitriptyline (50-300) DB, PC Misc. PTSD 40 Significant effect on depression on Week
1990 (48) vs. placebo 4 and 8 weeks 4. Additional effect on anxiety, CGI, and
HAM-D, HAM-A, IES on Week 8
CGI, IES
Shay, 1992(53) Fluoxetine (20-80) OT Veterans 26 Reduced explosives, improved mood and
>12 months clini- insomnia in 16 (61%) patients
cal impression
Kosten et al., Phenelzine (60-79) RA, PC Veterans 19 44% improvement with phenelzine and
1991 (68) Imipramine (50-300) 8 weeks 23 25% with imipramine on Week 5. Im-
Placebo IES 18 proved intrusion but not avoidance or
depression
Nagy et al., 1993 Fluoxetine (20-80) OT Veterans 19 Significant reduction in PTSD Sx, mostly
(52) 10 weeks after 6 weeks, 50% reduction in fre-
CAPS quency of panic attacks, 30% drop out
due to side effects (anxiety)
Davidson et al., Amitriptyline (160) DB, PC War veterans 55 Significant effect on depression and CGI,
1993 (49) 4 and 8 weeks trend toward improvement in PTSD Sx.
CGI, HAM-D, IES Combat intensity predicts IES response
Van der Kolk et Fluoxetine (20) vs. pla- DB, PC War veterans and 23 Reduction in arousal numbing and depres-
al., 1994(51) cebo 5 weeks CAPS, civilian PTSD 24 sion. No significant effect on intrusion,
HAM-D dissociation or hostility. Better results in
DES, Host recent civilian PTSD, 27% drop out.
Kline, et al., 1994 Sertraline (98.5) OT Veterans with 19 Significantly reduced dysphoria, irritabil-
(54) 3 months BDI, mild but resis- ity, and anger in 12 (63%) Ss, although
IES, SANX, CGI tant depression nine (47%) still had insomnia
Benzodiazepines
Braun et a l , Alprazolam vs. placebo DB, PC, CO Misc. PTSD 10 Significant improvement in anxiety
1990(13) (2.5-6) 5 weeks, PTSD Sx, no effect on intrusion or avoidance,
Scale IES, HAM-A, 4 1 % dropout (7/17)
HAM-D

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TREATMENT OF POSTTRAUMATIC STRESS DISORDER: A REVIEW

TABLE 1. Continued
Design, Time,
Drug (Dose in mg/day) Population N Results/Conclusion
Instruments
Risse et al., 1990 Alprazolam (2.9) OT: discontinuation Veterans 8 Severe withdrawal symptoms on discon-
(58) tinuation
Loewenstein et Clonazepam (1-6) OT PTSD and MPD 5 Improved sleep, nightmares, flashbacks,
al. 1988 (57) and panic attacks
Mood stabilizers and others
Kitchner and Lithium (low doses) OT, Clinical obser- Veterans 4 Reduced anger, irritability, anxiely, and
Creenstein (300-600) vation insomnia
1985 (70)
Lipper et al., Carbamazepine OT Veterans 10 Improved CGI Scores. Reduced intensity
1986(59) (577-780) 6 weeks HAM-A, and frequency of nightmares, flashbacks,
HAM-D, SCL90, and intrusion Sx. No effect on avoid-
PMS, CGI ance
Wolf et al., 1988 Carbamazepine (not OT Veterans 10 Improved impulse control, violent behav-
(70) specified) ior, and anger
Brophy, 1991 Cyproheptadine (16-24) CR Veterans 4 Stopped nightmares
(71) anc/TCA Few days
Fesler, 1991 (60) Valproate (250-2000) OT 10.6 months Veterans 14 Improved hyperarousal and hyperreactivity
PTSD scale
Wells et al., 1991 Buspirone (35-90) CR Misc. PTSD 3 Improved anxiety, insomnia, flashbacks,
(72) and depression
Design: CO, Cross-over; CR, case report; DB, double blind; OT, open trial; PC, placebo controlled; RA, random assignment, TCA, tryciclic
antidepressants. Instruments- CAPS, clinician-administered PTSD scale; CGI, Clinical Global Impression; DEPR, Raskin Depression Scale; DES,
Dissociation Experience Scale; HAM-A, Hamilton Anxiety Scale; HAM-D, Hamilton Depression Scale; Host, Buss Durkee Hostility Inventory; IES,
Impact of Events Scale; PMS, Profile of Mood States; SADS, Structured Interview for Affective Disorders and Schizophrenia; SCL-90, Derogatis'
Symptoms Checklist 90. Diagnoses: MPD, multiple personality disorder.

Studies of antidepressants (46-73) suggest that describes, however, improved sleep and reduction
these drugs sometimes improve PTSD symptoms of in nightmares, flashbacks, and panic attacks. Severe
intrusion and avoidance as well as depression, in- withdrawal symptoms have been described in PTSD
somnia, and anxiety. The magnitude of the therapeu- patients treated with alprazolam (58) whereas clon-
tic response, however, is far less than that obtained azepam has not been shown to cause severe with-
in major depression or panic disorder in that no drawal.
study has shown full remission of PTSD symptoms, Mood stabilizers such as lithium, sodium val-
as is often the case in the major depression or panic proate, and carbamazepine have been studied in
disorder. Moreover placebo-controlled, double-blind open trials. The results indicate that these drugs
studies (46-48) and an open trial (50) failed to reduce irritability and improve impulse control in
demonstrate a major effect of antidepressants on PTSD (59, 60). By virtue of their "anti-kindling"
PTSD symptoms of intrusion and avoidance. Recent effects, clonidine, carbamazepine, and valproate
studies of fluoxetine, sertraline, and paroxetine (51- have been touted as particularly promising in PTSD.
54) suggest that SSRIs may ameliorate these symp- However, among anti-kindling products, one must
toms to some extent. Van der Kolk's controlled study distinguish those that prevent the acquisition of
(49) has further shown that survivors of recent trau- kindled seizures (e.g., clonidine) from those that
mata (e.g., sexual abuse) benefit from fluoxetine inhibit acquired kindled seizures (e.g., carbamaz-
more than Vietnam veterans, in whom fluoxetine did epine, valproate). The former may be considered for
not reduce dissociation, hostility, or intrusion. Other early preventive treatment of PTSD, and the latter
studies imply that the effect of antidepressants on may be useful in chronic PTSD.
PTSD may be enhanced by lithium (55) and Pharmacological studies of PTSD have numerous
clonidine (56). shortcomings. As shown in Table 1, there are few
Studies of benzodiazepines have produced mixed controlled studies, and the results of these studies
results. One controlled investigation (13) failed to are inconsistent. Most of the research has been
show a specific effect of alprazolam on PTSD symp- conducted on male combat veterans with chronic
toms of intrusion and avoidance, despite a modest PTSD. The length of potential remissions and the
effect on anxiety. An open study of clonazepam (57) rate of relapse have not been studied. Comorbid

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A. Y. SHALEV et al.

personality disorders may create difficulties in com- distress. The reinforcement of such avoidance would
pliance with treatment regimen in PTSD. Finally, the prevent the extinction of the conditioned response
effect of early pharmacological intervention should over time and expand the avoidant behavior to
be further examined. secondary and tertiary cues. Psychophysiological
Commentators (43, 45) have opined that pharma- studies showing increased responses to cues remi-
cological treatment of PTSD may require prolonged niscent of the trauma have provided the necessary
periods before being effective. In an 8-week study, experimental support for the emotional conditioning
Davidson et al. (48) showed, in fact, that symptoms construct (76, 77).
of anxiety, intrusion, and avoidance continue to Foa and colleagues' cognitive-behavioral model
improve between Week 4 and Week 8. Despite such (10, 78, 79) integrates the meaning attributed to the
improvement, however, the authors found no evi- trauma by the subject with conditioning. These au-
dence for drug effects on the structured interview for thors considered the possibility that the perception
PTSD. Furthermore, 64% of the amitriptyline group of controllability and predictability and the subse-
and 72% of controls still met diagnostic criteria for quent attributions of threat are central to the devel-
PTSD on completion of the study. opment of the conditioned responses involved in
As suggested by previous reviewers (e.g., 45), PTSD. Such perceptions of the trauma should be
pharmacotherapy alone is rarely sufficient to cure addressed in therapy along with desensitization or
PTSD. Many PTSD patients, however, find their flooding.
symptoms intolerable, and some seek relief by self- Behavior Therapy. Interventions based on behav-
medicating with alcohol or illicit drugs or by engag- ioral theory are designed to undo CR to CS that have
ing in life-threatening behavior, including suicide been paired with the trauma. Behavior therapy pro-
(73). The relief provided from prescribed medication ceeds either by gradual (desensitization) or by mas-
may reduce the tendency of PTSD patients to self- sive (flooding) re-exposure to the CS. Another dis-
medicate, as well as the risk of violent behavior and tinction is between live exposure (i.e., to real objects
suicide. Furthermore, symptom relief provided by and situations) and imaginal exposure.
medication may facilitate participation in psycho- Four controlled studies indicated that flooding
therapy (16, 45, 60). may reduce PTSD symptoms. Keane et al. (80) found
a significant effect of flooding on reexperiencing,
anxiety, and depression. Boudewyns and Hyer (81)
THE PSYCHOLOGICAL APPROACH TO PTSD showed that flooding positively affected adjustment
in Vietnam veterans. Boudewyns and Hyer (82) also
The Behavioral Model indicated that clinical improvement, regardless of
The core behavioral conceptualization of PTSD treatment modality, is associated with a reduction in
identifies classic conditioning as the mechanism physiological responses to traumatic imagery. Coo-
linking the symptoms of PTSD to the precipitating per and Clum (83) described a positive interaction
trauma. Subjects who originally react to a traumatic between flooding and interpersonal treatment. Foa et
event (unconditioned stimulus (UCS)) with fear and al. (84) compared a treatment condition combining
arousal (unconditioned response (UCR)) will, ac- behavioral and cognitive techniques, the stress inoc-
cording to this model, continue to show the same ulation therapy (SIT), with prolonged exposure (PE),
"conditioned" response (CR) to cues (conditioned counseling, and waiting list control. PE had greater
stimuli (CS)) that have been paired with the stressful efficacy in reducing PTSD symptoms at the 3.5-
exposure. month follow-up. Other open studies are summa-
Contrary to simple conditioning, however, the rized in Table 2 (85, 86).
learned response (CR) in PTSD does not extinguish Contrasting with the above, Pitman et al. (14)
over time. To explain the lack of spontaneous extinc- reported an exacerbation of depression and panic
tion over time, Mowrer's (74) two-factor model was anxiety, increased alcohol consumption, and mobi-
applied to PTSD (75). In this model, the initial lization of negative appraisal during flooding ther-
"simple" conditioning (resulting in avoidance of apy. In 50 Vietnam veterans, Hyer et al. (87) simi-
cues immediately present during the trauma, such as larly reported that 17 of 20 subscales of the Millon
combat sounds) is followed by operant conditioning, Clinical Multiaxial Inventory worsened after 5
in which avoidance of a variety of internal and weeks of exposure to revivified Vietnam experience.
external cues that are loosely associated with the Imaginal desensitization has been the object of
trauma (such as any memory of combat or any sound three controlled trials (11, 88, 89) and several open
with similar properties) is rewarded by reduction in studies (90-92). The treatment condition in Penis-

170 Psychosomatic Medicine 58:165-182 (1996)


TREATMENT OF POSTTRAUMATIC STRESS DISORDER: A REVIEW

TABLE 2. Psychological Treatment of PTSD


Design, Outcome
Treatment Modality Treatment Population N Results and Conclusions
Measures
Behavior therapy
Imaginal exposure
Flooding
Fairbank and Keane, Flooding CR War veterans 2 Extinction along thematic cues but not
1982(85) Clinical observation on anxiety related to other traumatic
events
McCaffrey and Fair- Combined relax- CR Road accident 2 Decrease in PTSD Symptoms
bank, 1985 (86) ation, flooding, Clinical observation
and in vivo expo-
sure
Keane et al., 1989 Flooding vs. waiting CT Veterans 24 "Statistically and clinically meaningful"
(80) list 6-month follow-up BDI, improvement in reexperiencing, anxi-
ZDS, MMPI-PTSD, ety and depression. No effect on
SANX, PTSD-Checklist, numbing and social avoidance
Social Adjustment Scale
Cooper and Clum, Flooding and stan- CT Vietnam vet- 14 Flooding increased the effectiveness of
1989(83) dard treatment vs. 3-month follow-up BDI, erans interpersonal treatment on re-experi-
standard treat- Vietnam Experience encing and sleep disturbances but
ment alone (14 Questionnaire had no effect on depression, anxiety,
sessions) or violence-proneness
Boudewyns et al., Direct therapeutic CT War veterans 58 More Ss treated with DTE identified as
1990(82) exposure (DTE, 3-month follow-up Vet- treatment successes
flooding) vs. erans Adjustment Scale
counseling
Boudewyns and Direct therapeutic CT War veterans 51 No difference between treatment condi-
Hyer, 1990 (81) exposure vs. Physiological responses tions. Reduced physiological re-
counseling to mental imagery, self- sponses predicts good outcome
reported anxiety across treatment conditions
Pitman et al., 1991 Flooding in OT War veterans 15 Exacerbation of depression, alcoholism,
(14) imagery Self-reported changes, panic attacks, negative appraisal, and
IES, SANX anger in six cases
Desensitization
Peniston 1986 (88) Desensitization as- CT War veterans 16 Reduction in nightmares, flashbacks,
sisted by biofeed- Subject's report muscle tension, and readmissions rate
back vs. no treat- in the active treatment group
ment (N= 8)
Brom et al., 1989 Compared desensi- CT Misc. trauma 11 Clinically significant improvement in
(89) tization, hypno- SCL-90, IES, SANX, per- 2 60% of treated and 26% of the un-
therapy, psy- sonality scale treated groups. No difference be-
chodynamic tween treatment modalities. Age, lo-
therapy, and wait- cus of control anger, and
ing-list control discontentment predict outcome
Richards and Rose, In vivo exposure vs. CR Misc. trauma 4 Exposure improved phobias. Imaginal
1991 (90) imaginal exposure Clinical assessment flooding improved dysphona and
phobic symptoms
Shalevetal., 1992 Desensitization CR Misc. nonmili- 4 Reduced physiological responses to
(91) Physiological response tary trauma specific recollections addressed in
to mental imagery therapy
Vaughan and Tarrier, Image habituation OT Misc. trauma 10 Six Ss improved, two moderate, and
1992(92) training Self-rating of anxiety two minimal improvement
and image intensity
Richards et al., 1994 Compared imaginal CT Misc. trauma 14 In both protocols, 75-80% improve-
(11) (N = 7) and live IES, BDI, CHQ, Work ment in measures of PTSD and 65%-
exposure (N = 7) and Social Adjustment 70% in depression, fear, CHQ, and
Scale, PTSD checklist, Social adjustment. More improvement
12-month follow-up in phobic avoidance in live exposure
Live Exposure
Solomon et al., 1992 Military fitness and CT War veterans 80 Worsening in PTSD Sx, general psychi-
(93) training program PTSD Sx, IES, SCL-90, atric symptomatology, and social
vs. no treatment PAIS, PSE functioning in participants of the pro-
gram

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A. Y. SHALEV et al.

TABLE 2. Continued
Design, Outcome
Treatment Modality Population N Results and Conclusions
Measures
Scurfield et al., 1992 Helicopter ride OT War veterans 45 Increase in in-flight reactions, post-
(94) therapy Attitude survey and flight intrusive and painful mem-
clinical observations ories. Improved peer group
bonding and desensitization
Cognitive therapy
Resick et al., 1988(98) Compared stress CT Rape victims 37 No difference between type of
inoculation, asser- Modified fear survey, treatment at 3 and 6 months fol-
tion training, and SCL-90-R, Self-Expres- low-up. Significant improvement
supportive psy- sion Scale, Self-Concept across measures
chotherapy Scale, IES, Fear Target
scale
Foa etal., 1991 (84) Compared stress CT Rape victims 45 All active treatment conditions
inoculation train- PTSD Sx, rape-related produced improvement. SIT >
ing (SIT), pro- distress, anxiety, and SC and WL immediately after
longed exposure depression treatment; PE > all others on
(PE), supportive 3.5-month follow-up
counseling (SC),
and wait-list (WL)
Resick and Schnicke, Cognitive process- CT Sexual assault 19 Improved PTSD Sx and depression
1992 (97) ing therapy vs. 3- and 6-month fol- in the active treatment group
waiting list con- low-up maintained for 6 months
trol
Psychodynamic therapy
Foreman and Marmar, Time-limited dy- CR War veterans 6 Provided guidelines for manage-
1985 (108) namic psycho- Clinical assessment ment of initially poor therapeutic
therapy alliances
Dynamic psycho- CR War veterans 3 Emphasized understanding of the
Hendin etal., 1986 (112) therapy Clinical assessment origin and the adaptive function
of reliving experiences in PTSD
Intensive psychoan- OT War veterans 21 Showed reduction in general psy-
Lindy et al., 1988 (111) alytic psychother- Clinical rating; SCL-90; chiatric symptoms and intrusion,
apy IES no effect on avoidance
Psychoanalytic psy- CR War veterans 2 Discussed traditional and new ap-
Lansky 1991 (113) Clinical observation
chotherapy proaches to interpreting trau-
matic nightmares
Brief dynamic psy- CR Chronic PTSD 3 Focus on self-concept, working
Marmar, 1991 (114) chotherapy Clinical observation alliance, and counter transfer-
ence
Psychodynamic CR Military and civil- 4 Offered insight into somatization,
Lindy et al., 1992 (115) psychotherapy Clinical observation ian trauma repetition, and working alliance
in the treatment of PTSD
Group therapy
Walker, 1983 (117) Compared rap CR War veterans Discussed trust, personal integra-
groups with tradi- Clinical observation tion, and survival guilt
tional group ther-
apy
McWhirter and Liebman, Anger control group CR War veterans Offered a model for anger reduc-
1988 (118) Clinical observation tion
Brockway, 1987 (119) Croup treatment of CR War veterans Dreams, a "direct road back to the
combat night- Clinical observation trauma," transformed into a ther-
mares apeutic tool when deciphered
empathically in the company of
peers
Fischman and Ross, 1990 Time-limited group CR Survivors of Emphasized the relationship be-
(120) treatment Clinical observation torture tween individual's experience
and sociopolitical factors
Koller et al., 1992 (121) Psychodynamic CR Vietnam veterans Topics: traumatic experiences, pre-
group therapy: Four 16-week sequen- and postwar adaptation. Empha-
tial segments sized timely integration and
working through

172 Psychosomatic Medicine 58:165-182 (1996)


TREATMENT OF POSTTRAUMATIC STRESS DISORDER: A REVIEW

TABLE 2. Continued
Design, Outcome
Treatment Modality Treatment Population N Results and Conclusions
Measures
Hypnosis and suggestive
techniques
Kingsbury, 1988 (131) Hypnosis CR Car accidents 2 Clinical improvement
Clinical observation
Hickling et al., 1986 (132) Relaxation and CR Misc. trauma 6 Improved anxiety, depression, EMC,
biofeedback train- Clinical observation and clinical ratings
ing
Spiegel, 1988 (127), 1990 Hypnosis/split- CR Sexual assault 3 Illustrated the use of hypnosis in PTSD
(130) screen technique Clinical observation
Inpatient treatment
Perconte 1989 (135) Partial hospitaliza- FU War veterans 10 Initial treatment gains (32-52% on
tion SCL-90, 55% response SCL) eroded on 15-month follow-up
rate! but some improvement remains (15-
28%)
Scurfield etal., 1990 Inpatient program OT War veterans 86 Positive changes in self-esteem, inter-
(136) for PTSD MISS, IES, MMPI-PTSD, personal relationships, numbing, and
Sx checklist arousal. Minor (7%) reduction in
Avoidance and Intrusion SX, No
change in MMPI-PTSD scores
Funari et al., 1991 (134) Specialized inpa- OT War veterans 36 Decrease in PTSD-related anxiety and
tient treatment 140 days MCMI scores dysthymia and in schizoid, avoiding,
program and passive aggressive traits
Perconte and Crigger, Predictors of relapse FU War veterans 45 Alcohol consumption, smaller program
1991(136) after inpatient SCL-90 MMPI-PTSD, participation, and higher MMPI and
treatment Clinical evaluation SCL-90 scores predict relapse
Rehabilitation
Crunertet al., 1992 (137) Graded work OT Work-related 51 88-92% return to work, 8 1 % working
exposure Return to work (%) hand injury full time at 6-month follow-up, De-
creased work avoidance in patients
with flashbacks
Combined approach
Shalev etal., 1993 (16) Desensitization and CR Misc. nonmili- 4 Offered a hierarchical model for com-
interpersonal ther- Physiological responses tary trauma bining treatment techniques
apy to mental imagery, IES
McFarlane, 1989 (139) Combined therapy CR Misc. nonmili- 56 Stressed the need to consider sepa-
Clinical observation tary trauma rately disturbed attention and
arousal, traumatic preoccupation so-
cial, and occupational functioning
Design. CR, case report; CT, controlled trial; FU, follow-up; OT, open trial; Instruments: BDI, Beck Depression Inventory; CHQ, General Health
Questionnaire; IES, Impact of Events Scale; MCMI, Millon Clinical Multiaxial Inventory; MISS, Mississippi Rating Scale for Combat-Related PTSD;
MMPI-PTSD, MMPI PTSD subscale; PAIS, Psychological Adjustment to Illness Scale; PSE, Perceived Self-Efficacy Questionnaire; SANX,
Spielberger's State-Trait Anxiety Inventory; SCL-90, Derogatis' Symptoms checklist 90; ZDS, Zung Depression Scale.

ton's controlled study (88) was associated with re- pression, fear, and general health, as well as work
duction in nightmares, flashbacks, muscle tension, and social adjustment. The resulting improvement
and readmission rates. Brom et al. (89) compared was of significant magnitude, reaching up to 60 to
desensitization with brief dynamic therapy, hypno- 85% of initial target behavior. Live exposure yielded
sis, and waiting list controls. All active treatments more improvement on phobic avoidance. A fol-
produced measurable improvement. In a recent low-up evaluation, conducted 12 months later [N =
study, Richards et al. (11) randomly assigned 14 11), showed further improvement in most areas
civilian PTSD patients to either four sessions of In many patients, PTSD is the result of exposure to
imaginal exposure followed by four sessions of live complex events, such as wars, torture, or captivity.
exposure or the opposite sequence. Treatment ses- Desensitization, however, is often limited to the
sions were followed by self-exposure homework results of a single event (e.g., a particular combat, a
assignment. Both protocols and both treatment mo- rape). The capacity of PTSD patients to extend their
dalities effectively reduced symptoms of PTSD, de- response to behavioral treatment to other traumata

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A. Y. SHALEV et al.

has been questioned. Two studies (85, 91) evaluated Cognitive psychology (e.g., 79) suggests that
physiological responses to mental imagery of the knowledge acquired throughout life is represented
trauma before and after behavior therapy and in memory in the form of knowledge structures (alias
showed that desensitization of one traumatic inci- schemata) and that such structures inspire the en-
dent does not extend to other traumatic incidents coding and the interpretation of new information.
engendered by the same event. The usefulness of Cognitive schemata allow smooth adaptation to
behavior therapy in survivors of prolonged trauma- changing reality while preserving one's personal
tization requires, therefore, further studies. perspective and values. In healthy individuals, cog-
A comprehensive study of live exposure (93) has nitive schemata can be modified by progressive
assessed the effects of a complex rehabilitation and assimilation of new experiences.
training program conducted by the Israel Defense Traumatic events, in contrast, may be followed by
Force 4 years after the 1982 Lebanon war in an effort a breach in previously held assumptions such that
to change the pervasive course of PTSD in veterans the novelty of the event sharply contrasts with pre-
of that war. The program included a month-long vious schemata and can neither be adapted to nor be
exposure to military cues (e.g., rifle range, artillery assimilated. For example, belief in one's personal
fire) within a military milieu along with cognitive, strength may be replaced by a sense of extreme
behavioral, and supportive interventions. The study vulnerability. Belief in one's capacity to reasonably
compared 40 participants of the program with 40 predict reality may turn into fearful expectation of
PTSD controls who did not participate using mea- indiscriminate harm. Finally, preexisting negative
sures of PTSD, general psychiatric symptomatology, self-schemata can be reinforced by trauma. Janoff
self-efficacy, and social and psychological adjust- and Bulman (95) proposed that victimization specif-
ment. Within-individual changes, induced by the ically violates the assumptions that the world is
program, were also evaluated. The results showed benevolent and meaningful and that the self is wor-
that, immediately and 9 months after the program, thy.
participants in the program fared worse than con-
trols and worse than their own initial scores. In Appraisal of the world as eminently dangerous
another direct reexposure study, Scurfield et al. (94) and of oneself as everlastingly incompetent and
used a "helicopter ride therapy" with Vietnam vet- vulnerable interferes with recovery from trauma.
erans with PTSD. That exposure was similarly asso- Cognitive therapists explore and challenge such in-
ciated with intrusive painful memories and "in- adequate schemata, discourage their generalization
flight reactions," but it improved group cohesion to the patients' whole life, and foster the re-building
and provided a degree of desensitization. Contrast- of a viable sense of personal worth, competence, and
ing with the rather negative results reported above safety.
are positive results of two studies (e.g., 11) that Cognitive Therapy. Three controlled studies
addressed subjects with more recent PTSD. looked at the effect of cognitive techniques in sub-
Overall, studies of behavioral treatment in PTSD jects who had suffered from either rape or sexual
report a significant but partial improvement. Clearly, assault and showed that these techniques are fol-
an undoing of a "conditioned response" is insuffi- lowed by a significant improvements. In the above
cient, thereby suggesting that the pathophysiology of mentioned study by Foa et al. (84), the stress inocu-
PTSD encompasses more than learned conditioning. lation technique produced a significant reduction of
Moreover, direct exposure and flooding may result PTSD symptoms immediately after treatment. Resick
in reactivation and worsening of symptoms and and Shenicke (97) compared group cognitive pro-
behavior. cessing therapy, which comprised of education, ex-
posure, and cognitive components, with waiting list
control. Subjects in the treatment group improved in
measures of depression and maintained the im-
Cognitive Formulations of PTSD provement for 6 months. Finally, Resick et al. (98)
The cognitive view of PTSD (79, 95, 96) postulates compared three treatment conditions (stress inocu-
that basic assumptions that normally underlie one's lation, assertion training, and supportive psycho-
expectations, appraisal, and behavior may be re- therapy) in 37 rape victims. All three treatment
vealed as inaccurate, insufficient, or inadequate by conditions reduced symptoms of distress, avoid-
traumatic experiences. Such critical events may then ance, and intrusion and improved self-expression
lead to dysfunctional thinking and therefore to de- and self-concept. The results were maintained 3 and
pression, anxiety, and PTSD. 6 months after treatment.

174 Psychosomatic Medicine 58:165-182 (1996)


TREATMENT OF POSTTRAUMATIC STRESS DISORDER: A REVIEW

Psychodynamic Formulations of PTSD to subtle affective cues). This impairment resembles


Psychodynamic formulations of PTSD and of its alexithymia, a mental condition in which the person
predecessor, the "Traumatic Neurosis," are complex is unable to recognize and use internal states of
and multifaceted. Two generic metaphors have been affect. Research has confirmed the presence of alexi-
advanced, including damage to a component of the thymic traits in war veterans with PTSD (e.g., 104,
mental apparatus and incomplete processing of trau- 105).
matic experiences. McCann and Pearlman's (96) constructivist self-
development model offers a bridge between self- and
cognitive psychology. According to this model, three
aspects of the self are affected by trauma: a) self-
The Metaphor of Damage to the Mental capacities, or the ability to tolerate intense affect and
Apparatus regulate self-esteem; b) cognitive schemata, or beliefs
Commenting on the repetitive and distressful and expectations about self and others; and c) intru-
nightmares of patients with traumatic neurosis, sive trauma memories and related distressing affect.
Freud (99) suggested that war trauma creates a
breach in a hypothetical "stimulus barrier" that
normally protects the mental apparatus from exces- The Metaphor of Unresolved Mental Processing
sive amounts of "excitation." As a result of this of the Event
structural impairment, the mental apparatus
abruptly modifies its operational rules by relaxing This psychodynamic model stems from the para-
the domination of homeostasis-based dynamics ex- digm of loss, mourning, and grief. Relating to the
emplified by the "pleasure principle." Instead, the similarities between symptoms of intrusion and
psyche becomes subjugated to a hypothetical "repe- avoidance observed in posttraumatic individuals
tition compulsion": a "primitive" and more "biolog- and those defined by Freud (6) and described by
ical" set of functional rules. Individuals with trau- Lindemann (7) in the early phase of normal grief,
matic neuroses, accordingly, are captive of the Horowitz (8) hypothesized that the "stress response
dynamics of a ceaseless repetition compulsion. syndrome," an early equivalent of PTSD, results
from incomplete mental processing of the traumatic
The essence of this forgotten, yet most powerful, event.
insight of Freud's formulation is that the repetitive From a practical point of view, this concept sug-
phenomena, in traumatic neuroses, do not necessar- gests that PTSD might resolve if the patient is en-
ily contribute to self-healing and may often express a couraged to work through these conflicts. Such is the
posttraumatic surrender of the psychic apparatus to
a new and dysfunctional set of rules. main thrust of traditional psychodynamic psycho-
therapy of trauma-related disorders. However, the
Recent structural formulations metaphorically re- experience of extreme arousal and panic associated
iterate Freud's original stance. At the heart of these with the reactivation of traumatic memories, the
formulations is the appraisal that extreme trauma advent of dissociative reactions during psychody-
alters the rules of mental functioning rather than namic exploration of the trauma, and the extent of
injects new content to old conflicts. In today's par- psychic avoidance observed in some PTSD patients
lance, this alteration is referred to as "traumatized complicates explorative techniques in many cases.
self" (100,101) or "collapse of structures" (102). The
practical implication of such formulations is the
recognition that the self-healing capacity of PTSD
patients is impaired. Consequently, the therapy of Psychodynamic Psychotherapy
PTSD should include ego-supportive maneuvers, Borrowing Lindy's definition (106), psychody-
address vulnerability in character structure, and namic psychotherapy specifically addresses the
involve the therapist in the role of participant rather meaning of trauma-related symptoms and behavior
than neutral observer. and the meaning of the traumatic event. The analytic
{Crystal's (103) description, in survivors of massive psychotherapist hopes that insight regarding the
trauma, of "loss of affective modulation" is another meaning of symptoms, both conscious and uncon-
variation on the theme of "psychic damage." Krystal scious, can help the patient master inner experiences
argued that the fact of psychological surrender, typ- and repair and restore the integrity of life. In their
ical to situations of prolonged subjugation to ex- review of the field, Marmar et al. (107) emphasize
treme adversity, leads to a permanent impairment of the importance of establishing a therapeutic alliance
the survivor's affective life (e.g., inability to respond and the intrinsic difficulty of that task. Handling

Psychosomatic Medicine 58:165-182 (1996) 175


A. Y. SHALEV et al.

transference and counter transference reactions, chodynamic groups (119, 121). Anger control (118)
both related to the enduring effect of traumatization, and empathic understanding of combat nightmares
is emphasized by several authors (108-110). (119) are other specific goals.
Most of the literature on psychodynamic therapy
for PTSD consists of case reports and addresses
theoretical and technical aspects of the treatment.
The abovementioned controlled study by Brom et al.
(89) compared brief dynamic psychotherapy with Family Therapy
hypnotherapy, desensitization, and a waiting list The impact of PTSD extends beyond individual
control. All active treatment groups improved signif- patients to affect their spouses, children, and the
icantly. In a well documented treatment project larger network of relatives, friends, and co-workers.
(111), 21 Vietnam veterans with PTSD participated Intimate family and social relationships may all
in individual psychoanalytic psychotherapy for 1 suffer as a result of inappropriate interactions with
year. Decreases in intrusive phenomena and depres- persons exhibiting PTSD (123, 124). In particular,
sion were recorded in those patients who completed isolation, hypervigilance, irritability, and a propen-
their treatment. Other reports (112-115) are summa- sity for loss of impulse control can contribute to a
rized in Table 2. deterioration of interpersonal functioning. Expres-
sion of violence, fear, suspiciousness, or tension
within families of PTSD patients may extend to
OTHER TREATMENT MODALITIES AND future generations. Family members' reactions may
TECHNIQUES reciprocally exacerbate the patient's condition.
Family therapy offers the opportunity to confer
Group Therapy benefits on both the identified patient and the family
Historically, the "rap" groups that followed the (125). Most of the published literature on family and
Vietnam war preceded many other therapies of trau- couple therapy in PTSD, however, consists of anec-
matized combat veterans (116). The rap group ses- dotal reports and theoretical formulation. Because of
sions consisted of disclosure of common experi- the excessive divorce rate in Vietnam veterans and
ences, validation of feelings, and sharing of other PTSD patients, couple therapy may be essen-
existential distress among fellow veterans. In fact, tial to salvage precarious marital ties (125). A recent
PTSD patients often perceive their life experiences program involved the application of behavioral fam-
as fundamentally different from and incomprehen- ily therapy, developed initially for use in schizo-
sible by nonvictims. Alienation, isolation, helpless- phrenics, to PTSD patients and their spouses (126).
ness, and mistrust are major psychological compo- Empirical studies are required to assess and docu-
nents of PTSD, along with restricted affect, ment the immediate and long term effect of family
emotional dyscontrol, irritability, and depression. therapy in PTSD.
These features reduce PTSD patients' interpersonal
and social competence. Group therapies have, there-
fore, a major role in the comprehensive psychiatric
treatment of PTSD.
Despite the above information, data concerning Hypnosis
the efficacy of group therapy are mostly descriptive. Hypnotic induction and other suggestive tech-
A few of the numerous studies of group therapies in niques have been widely used in the treatment of
PTSD are summarized in Table 2 (117-121). Com- combat stress reactions (e.g., 128). Studies indicate
mon denominators of all group approaches to PTSD that Vietnam veterans with PTSD are more hypno-
are attempts to reverse isolation and to reduce help- tizable than normal controls (129-132). In a study by
lessness and alienation. Most authors also under- Brom et al. (90), hypnotherapy was more effective
score the need to: establish an effective working than waiting list control in improving avoidance and
alliance, facilitate disclosure, and enhance commu- distress in PTSD patients. Our own clinical experi-
nication and mutual support among group members. ence indicates that some PTSD patients resist hyp-
More specific goals have been set according to the notic suggestion, often as a way to remain in control,
theoretical orientation and to the type of trauma. and others respond to hypnotic induction by devel-
Self-awareness and integration are emphasized by oping severe dissociative states (16). Hypnosis,
cognitive group therapists (e.g., 122), and working therefore, must be used with care and only as a
through traumatic experiences is typical of psy- component of an overall treatment plan.

176 Psychosomatic Medicine 58:165-182 (1996)


TREATMENT OF POSTTRAUMATIC STRESS DISORDER: A REVIEW

Inpatient Treatment DISCUSSION


Some PTSD patients, generally those with high As attested by this review, efforts to treat PTSD
levels of symptomatology, may require hospitaliza- have been extensive, reflecting the wide recognition
tion, often in response to depression, substance by clinician and researchers of the disorder's valid-
dependence, violence, or suicidal behavior. Four ity and the associated distress and dysfunction.
studies of inpatient programs have been reported Having started with series of anecdotal reports, treat-
(133-136), and two studies evaluated behavioral ment studies are becoming more sophisticated, in-
treatment during the hospitalization of Vietnam vet- volving controlled designs and larger samples of
erans with chronic PTSD. The programs included a patients. On the other hand, and in the absence of
variety of interventions, such as group and milieu accepted pathophysiological theory, almost any
therapy, individual therapy, counseling, behavior treatment modality, including ones that have not
therapy, and pharmacotherapy. The length of stay been covered in this review, could be implemented
varied among the studies, reaching up to 140 days and assessed in PTSD. This heterogeneity, as well as
(135). Positive changes in self-esteem, interpersonal the feeling that "everything goes," is not serving the
relations, and symptoms of numbing and arousal field well.
have been reported by Scurfield et al. (134). How- Several assessment tools were widely used across
ever, in a 12- to 26-month follow-up study of PTSD studies (e.g., the IES, MMPI), enabling comparisons
inpatients released from hospital treatment, Per- among them and with our experience. However,
conte (136) showed that symptomatic relapse was despite the large number of studies, the inclusion of
the rule. Some improvement (e.g., in employment survivors of a variety of events, the difficulties in
status) may, nevertheless, persist. Inpatient treat- identifying control groups, and the heterogeneity in
ment, therefore, does not markedly affect the course initial symptom severity and in the duration of PTSD
of PTSD but may effectively address crises and before treatment clearly indicate that the lessons
comorbidity. learned from these studies are still preliminary.
Most studies reported substantial alleviation of
suffering, but many still had the mark of pioneering
enthusiasm and lacked self-critique. In controlled
studies, the effect size was often limited, and symp-
toms of depression, detachment, and anxiety im-
Vocational Rehabilitation proved more than those of intrusion and avoidance.
Data concerning the chronic course of PTSD along No study claimed to have achieved durable remis-
with the limited effectiveness of current treatments sion in chronic PTSD, thereby reflecting many clini-
strongly suggest that rehabilitation should be a major cians' belief that the disorder is rather unresponsive
approach to this disorder. Grunert et al.'s study of to any form of treatment. Altogether, the cumulated
graded work exposure (137) showed that efforts to evidence suggests that patients with PTSD can ex-
implement specific rehabilitation programs can be pect to receive substantial help from therapists but
very productive; 90% of 51 patients with PTSD after probably not a definite cure.
work-related hand injuries returned to work, often Given these limitations, several indications
with a new employer, and about 84% were still emerge from reading the available data. First, evi-
working 6 months later. Moreover, among subjects dence tends to support the superior effectiveness of
who suffered from flashbacks, 73% successfully re- early treatment, whether pharmacotherapy or cogni-
turned to work. The presence of such flashbacks had tive-behavioral therapy. Second, some success had
previously been associated with a 90% failure to been documented in almost every treatment modal-
ity, and such partial improvement can often be of
return to work. great significance for the patient. Third, no agree-
At this point in time, however, the literature on ment has emerged as to a hierarchy of applying
rehabilitation of PTSD patients is scarce. Data con- treatment modalities in PTSD. Finally, evidence of
cerning specific impairments related to PTSD, such synergetic effects of pharmacotherapy and psycho-
as short term memory deficit (e.g., 138), stimulus therapy has been reported (61) in up to 70% of the
sensitivity, reduced attention span, are unavailable. patients (64). The following paragraphs attempt to
Systematic delineation of such impairments is an translate these indications into practical guidelines
important step toward implementing rational reha- Rather than orienting the clinician toward a spe-
bilitation programs for PTSD patients. cific treatment modality, the diagnosis of PTSD

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A. Y. SHALEV et al.

suggests that several treatment approaches could be Those who are, however, and those who have devel-
successfully combined. Within PTSD, therefore, the oped a pattern of dissociative responses to any
clinician must identify the current sources of dis- reminder of the trauma are poor candidates for
tress and dysfunction and evaluate their accessibil- therapy that requires exploration, exposure, or any
ity to treatment. additional demand. Treatment aimed at reducing the
Particular PTSD symptoms may point the thera- underlying arousal or at better controlling dissocia-
pist toward appropriate levels of impairment (16, tive responses should precede, in such patients, the
139). The presence of conditioned emotional re- more explorative approaches. Treatment of severe
sponses is reflected by: efforts to avoid thoughts, depression, insomnia, or alcohol or substance abuse
feelings, or conversations associated with the trau- may take precedence at some stages of the disorder
ma; efforts to avoid activities, places, or people that over social and interpersonal rehabilitation. Patients
arouse recollections of the trauma; intense psycho- who are extremely avoidant of memories of the
logical distress at exposure to cues evoking the trauma may better respond to interpersonal therapy
traumatic event; and physiological reactivity upon once their sensitivity to recalling the trauma is
exposure to such cues. Altered networks of meaning addressed. The treatment of these patients could
are often reflected in profound changes in the pa- start by imagery desensitization. Marital disputes
tients' life trajectory, self-concept, sense of security, and work pressures often aggravate, to a critical
and appraisal of others. Symptomatic behavior re- point, the patient's irritability and emotional dys-
lated to these changes is reflected in the DSM-IV control. Couple therapy and intervention in the work
criteria of feelings of detachment or estrangement place may be preferred, as a first step, in such
from others, markedly diminished interest in signif- subjects. Finally, each PTSD patient has a unique
icant activities, restricted range of affects, and a rhythm of developing trust, of sharing, and of forging
sense of a foreshortened future. The degree to which a therapeutic alliance.
such symptoms reflect comorbid depression should As a final note, one should remember that, to some
be weighed. Other DSM-IV criteria (i.e., inability to extent, the imprint is indelible and hence immutable
recall an important aspect of the trauma, acting or by current methods. The evidence provided by this
feeling as if the traumatic event were recurring) may review shows that attempts to cure chronic PTSD by
reflect the preferential use of the defense mecha- reversing its "etiological" mechanisms should be
nisms of denial, dissociation, or repression. Symp- reconsidered and replaced by more realistic goals
toms reflecting dysregulation of arousal are those (e.g., vocational rehabilitation, family counseling,
included in the "D" criteria of DSM-IV: hypervigi- and control of adverse health practices). Defining the
lance, exaggerated startle response, irritability, diffi- parameters of the disability associated with PTSD
culty concentrating, and sleep disturbances. and assessing the effect of combined treatment pro-
In evaluating the accessibility of these symptoms grams are important challenges for the future.
to treatment, one must consider first that PTSD
symptoms may reflect different mental processes at The authors thank Ms. Sarah Freedman for her
successive phases of the disorder. While perhaps valuable work in reviewing and editing this manu-
indicating a normal healing process in the early script.
stages of the disorder, recurrent and intrusive recol-
lections of the trauma may "age" with time and come
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