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Xingze Qiu ,1,2 Hai Wang ,1,2 Wei Xia,1 and Xiaopeng Li1,2,3,*
1
State Key Laboratory of Surface Physics, Institute of Nanoelectronics and Quantum Computing,
and Department of Physics, Fudan University, Shanghai 200438, China
2
Shanghai Qi Zhi Institute, Shanghai 200030, China
3
Shanghai Research Center for Quantum Sciences, Shanghai 201315, China
The study of dynamical phase transitions has been attracting considerable research efforts in the last decade.
One theme of present interest is to search for exotic scenarios beyond the framework of equilibrium phase
transitions. Here, we establish a duality between many-body dynamics and static Hamiltonian ground states
for both classical and quantum systems. We construct frustration-free Hamiltonians whose ground-state phase
transitions have rigorous duality to chaotic transitions in dynamical systems. By this duality, we show that
the corresponding ground-state phase transitions are characterized by a bulk-to-surface response; these phase
transitions are then dubbed “peratic,” meaning that they are defined by their response to the boundary. For
the classical system, we show how the timelike dimension emerges in the static ground states. For the quantum
system, the ground state is a superposition of geometrical lines on a two-dimensional array; these lines encode the
dynamical Floquet evolution history of one-dimensional disordered spin chains. Our prediction of a peratic phase
transition has direct consequences in quantum simulation platforms such as Rydberg atoms and superconducting
qubits, as well as anisotropic spin glass materials. The discovery would shed light on the unification of dynamical
phase transitions with equilibrium systems.
DOI: 10.1103/PhysRevResearch.4.043009
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FIG. 2. The peratic phase transition in the frustrated Ising model FIG. 3. Peratic phase transition with Rydberg atom arrays.
[Eq. (7)]. (a) The classical peratic phase transition. The dashed (a) Schematic illustration of the Rydberg system. The atoms are
lines show the results of the frustration-free model for comparison. dressed with a Rydberg p-wave state and located on a 2D square
(b) The quantum peratic phase transition of the frustrated Ising model lattice, whose lattice constant is a. (b) The BTS response across the
adding the transverse field hT . We choose a field strength hT = 10. peratic phase transition. The strengths of longitudinal fields are fixed
The BTS response is averaged over different surface terms with along the i axis and randomly drawn from the binary values ±V with
p = 0.1, 0.3, 0.5. In this plot, we choose I = 5, J = 5, and M = 2. equal probability along the j axis. The BTS response is averaged over
The results are calculated by averaging over 104 samples, and the all configurations of the different longitudinal fields and different
statistical data error is smaller than the symbol size. surface terms, with p = 0.3, 0.4, 0.5. Here, we set the transverse
field strength hT = 0.5V and the system size as 5 × 5. The results are
calculated by averaging over all possible surface spin polarizations.
of anisotropic spin glasses [33,36,37], for which exact models
are lacking, to our knowledge.
One fascinating property of the volatile phase is its ro- The two-body Hamiltonian also allows a natural way to
bustness: The BTS response is stable irrespective of different generalize the phase transition to quantum systems, by simply
choices of surface manipulations. In our numerical calcula- promoting the Ising variables zi j to Pauli operators ẑi j and
tions, each surface term hsurf,i takes a positive value with a adding a transverse field coupling H = i j hT x̂i j (x̂ being
probability p and a negative value with 1 − p. The BTS re- the Pauli-x operator) to generate quantum fluctuations. As
sponse in the volatile phase as constructed above does not vary shown in Fig. 2(b), the peratic phase transition still persists
with the p value [Fig. 1(b)], i.e., having robustness against in the presence of quantum fluctuations. We find that quantum
different surface manipulations. This nontrivial property can effects further stabilize the rigid phase and shift the transition
be attributed to the presence of a dynamical fixed point of point towards the volatile phase, which is somewhat counter-
the Hamming distance evolution in the dual chaotic dynam- intuitive. This can be attributed to the fact that the transverse
ics [38]. This makes the volatile phase sharply distinctive from field couples the degenerate ground states and develops a
a trivial case with the bulk trivially determined by the surface, tendency for gap opening, rendering the bulk more rigid.
for example, with zi j = zi0 , where the BTS response would As a concrete experimental candidate, we consider a sys-
strongly depend on p. tem of Rydberg p-wave dressed atoms, which has been
used to construct quantum spin ice Hamiltonians [41]
and programmable quantum annealing [42]. Two atomic
III. EXPERIMENTAL CANDIDATES
hyperfine states, |↑ = |52 S1/2 , F = 2, mF = 0 and |↓ =
Although the frustration-free Hamiltonian in Eq. (2) |52 S1/2 , F = 1, mF = 0, of 87 Rb atoms are selected to form
has the nice property of being polynomially solvable, its a spin-1/2 lattice with I rows and J columns. Their couplings
experimental realization is challenging. For experimental re- are controllable by performing a microwave-induced transi-
alization, we further consider a frustrated Hamiltonian with tion, which is described by a transverse field HT = r hT x̂r ,
two-body Ising couplings only, with the field strength hT determined by the Rabi frequency
of the microwave. Taking a Rydberg p-wave dressing scheme
M
where the |↑ state is selectively dressed with a Rydberg
Hbulk = − zi j u j + wm zi+m, j−1 , (7)
[i j]
p-wave state |n2 P3/2 , m = 3/2 [the quantization axis along
i j>0 m=−M
the i direction in Fig. 3(a)], we introduce interactions between
which could describe a broad range of spin systems from Ry- neighboring layers as labeled by j [41]. One key feature of this
dberg atomic systems [39] and superconducting qubits [40] to system is that it has interlayer interactions but no intralayer
anisotropic spin glasses [33]. We study its ground-state phase interactions, and thus the description of this system closely
transition by numerically minimizing the energy. The results resembles Eq. (7). Arranging the atoms periodically in a 2D
are shown in Fig. 2(a). We observe that the BTS responses array as shown in Fig. 3, the resultant interaction between the
for the frustrated and frustration-free models are quite similar two qubits at r and r is given by
to each other with a tiny difference that is barely noticeable. V sin4 θrr
The peratic phase transition is still preserved in the frustrated HR = (ẑr + 1)(ẑr + 1)/2, (8)
model. r,r
1 + (|r − r |/rc )6
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FIG. 4. Quantum peratic phase transition. (a) Schematic illustration of the frustration-free qudit model. The model contains a 2D array of
qudits, with its four states marked by “·” and “ .” The two “ ” states are further specified as “ ” and “⊗.” (b) The forbidden configurations.
The corresponding projector Hamiltonian is provided in Appendix C. The consequent low-energy subspace corresponds to the two types of
line configurations as illustrated in (a) (see main text). (c) The BTS response across the quantum peratic phase transition. Here, we sample the
surface terms hsurf with different p values from 0.1 to 0.5. The quantum ground-state phase transition as constructed is dual to the dynamical
phase transition from quantum ergodic to many-body localized. At small σ , the bulk is robust against surface manipulations giving a vanishing
BTS, which is dual to the dynamical quantum ergodic phase. Above a certain threshold at σ > σc , the bulk is stringently tied with the surface,
corresponding to the dynamical MBL phase. The results are calculated by averaging over 100 samples, with the standard deviations illustrated
by the shaded error bands. The inset in (c) shows the system size dependence of the BTS response (with p fixed at 0.5), which indicates that
the phase transition becomes sharper at larger system size.
with the coupling strength V and the Rydberg interaction We consider a 2D qudit lattice model with a four-
range rc determined by the Rabi frequency and the detun- dimensional local Hilbert space. The four levels are labeled
ing of the one-photon transition of the Rydberg dressing as |νz with ν (= 0, 1) and z (= ±1) [Fig. 4(a)]. The lattice
scheme [41]. The on-site longitudinal field is tunable by ma- contains I rows and J rungs, with two types of rungs labeled
nipulating the detuning of the microwave with respect to the by “A” and “B.” Different qudits are labeled according to their
hyperfine splitting of 6.8 GHz. The longitudinal fields are position on the lattice by (i, j), with i ( j) being the row (rung)
described by HL = r hr ẑr . index. The large 4IJ -dimensional Hilbert space of the qudit
As shown in Fig. 3(b), the BTS response shows distinctive system is constrained to a low-energy subspace by introducing
behaviors at small and large Rydberg interaction range rc . local projectors. The forbidden configurations are illustrated
At small rc , the system is in a rigid phase having a vanish- in Fig. 4(b), with the corresponding Hamiltonian realization
ing χBTS with bulk spin polarization robust against different given in Appendix C. With the configurations forbidden by
choices of surface polarizations. When rc is larger than a the horizontal rules, there is at most only one “·” in one row.
certain threshold (roughly 0.8 in units of the lattice con- All sites on the left (right) of the “·” have to be “⊗” (“ ”).
stant), the bulk becomes volatile, fluctuating with different By the vertex rules, the “·” sites on each rung have to form
surface polarizations, as characterized by a finite χBTS . The a continuous line, which can either go straight on the same
Rydberg system thus supports a peratic phase transition char- rung or bend over to its nearby rungs. By the vertical rules
acterized by the BTS response. Since the two spin states in on the A (B) rungs, the continuous line has to reach to the
our proposed setup have a hyperfine splitting on the order bottom (top) on the A (B) rungs. With all these constraints,
of gigahertz, the peratic phase transition can be detected by the allowed states in the low-energy subspace correspond to
microwave spectroscopy, which is a standard technique in the two types of continuous lines—type A and type B, as il-
cold-atom experiments. Local addressability can be reached lustrated in Fig. 4(a). The type-A (type-B) line starts from the
by creating spatially resolved Stark shifts using focused laser bottom (top) at A (B) sites, goes straight upward (downward),
fields [43]. bends at most once to the right, and then continues upward
(downward) following the B (A) rungs to the top (bottom).
There are a total number of N = I (J − 1) + 1 such lines,
IV. QUANTUM PERATIC PHASE TRANSITION
with each line uniquely labeled by (i, j), according to the
site where the line bends over, or the last site if the line does
We now provide a rigorous quantum model supporting not bend. The quantum state on the line is |z10 z11 ·· ·· ·· zI−1
1
,
the quantum peratic phase transition. This is achieved by with the subscripts labeled by the order from top to bottom
constructing a quantum frustration-free Hamiltonian, whose on the lattice. The qudits to its left (right) all reside on the
ground-state phase transition has an exact duality with the 0
state |−1 (|01). All the low-energy states can then be labeled
dynamical MBL transition of the Floquet quantum dynamics
of a one-dimensional disordered spin chain [12,13]. as |i, j; z [z ≡ (z0 , z1 , . . . , zI−1 )].
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We construct a 2D local qudit Hamiltonian (see Ap- rendering a vanishing BTS response for the 2D ground state.
pendix C), whose projection on the low-energy subspace takes The numerical results are provided in Fig. 4(c) and agree well
the form of a Feynman-Kitaev clock Hamiltonian [44,45], with the theoretical analysis. The BTS response thus defines
a peratic quantum phase transition in the frustration-free
1
Heff = − (|γ0 (z )γ0 (z )| − |γN−1 (z )γN−1 (z )|) quantum ground states. Since the existence of the MBL phase
2 has been proven for one-dimensional systems by Imbrie [47],
z
our constructed exact duality establishes a rigorous scenario
N−2
1 for the quantum peratic phase transition.
+ (|γl (z )γl (z )|− |γl (z )γl+1 (z )|+ H.c.) .
2 With the exact construction presented above and the nu-
l=0
merical results for the transverse field Ising model, we expect
(9) the quantum peratic phase transition to be generic, not relying
Here, the γ states are |γl (z ) = z ψl (z)|l; z, and the se- on the duality with the MBL-to-ergodic phase transition. The
quential index l is introduced for a compact representation of unconventional phase transition defined by the bulk-to-surface
(i, j)—li j = jI + i for j ∈ A and of li j = ( j + 1)I − i − 1 for response could arise in a broad range of quantum simulation
j ∈ B (see one explicit example in Appendix C, Fig. 7). platforms as well as anisotropic spin glass materials.
The wave functions ψl (z) are defined through a sequential
unitary transformation starting from ψ0 (z) = δzz . The update V. CONCLUSION AND OUTLOOK
of ψl is designed to follow the Floquet quantum dynamics of
a one-dimensional spin-1/2 system [46]. From l = 0 to l = We propose a peratic phase transition defined by a bulk-to-
I − 1, the update of ψl corresponds to a unitary gate e−ιx̂i x̂i+1 /10 surface response in both classical and quantum ground states.
(i from 0 to I − 1), where ι is the imaginary unit, and these By constructing frustration-free models, we establish rigorous
unitary gates are then applied in backward order from l = I duality from the peratic phase transition to the order-to-chaos
to 2I − 1. Then in the same order, we apply the unitary gates transition in the classical system, and to the MBL-to-ergodic
e−ιŷi ŷi+1 /10 from l = 2I to l = 4I − 1, and e−ι(ẑi ẑi+1 /10+δi ẑi ) from transition in the quantum setting. With numerical results, we
l = 4I to 6I − 1. This unitary update process is then repeated show that the peratic phase transition is also preserved in
forward for J/6 periods. The amplitude δi is a random num- anisotropic spin glass models with two-body Ising couplings
ber drawn from a Gaussian distribution with zero mean and only. We predict that the system of Rydberg p-wave dressed
variance σ 2 . atoms supports the peratic phase transition. Our theory im-
The constructed 2D local qudit Hamiltonian is semipos- plies that dynamical phase transitions would inspire exotic
itive definite and frustration-free [44], and its ground state scenarios in equilibrium systems rather than reaching beyond.
is |G(z ) = √1N l |γl (z ), having a 2I -fold degeneracy as Our approach also provides an alternative way to characterize
labeled by z . The ground state is an equal-amplitude quan- dynamical phase transitions from the perspective of equi-
tum superposition of those geometrical line configurations in librium phase transitions, which could unify the description
Fig. 4(a). of nonequilibrium phases within the equilibrium framework,
We introduce a bulk observable to diagnose the peratic as the constructed duality from dynamical phases to static
phase transition, Hamiltonian ground states is quite generic (see Appendix D).
1 1 1 1
Oi j = − , (10) ACKNOWLEDGMENTS
1 1 −1 −1
We would like to thank Wei Wang for suggesting the
that acts on the site (i, j). The ground-state degeneracy would
ancient Greek “péras” for naming the phase transition and
be lifted up by adding a perturbation on the edge H =
Dong-Ling Deng and Meng Cheng for helpful discussions.
i hsurf [1 − Oi,0 ]: Different choices of hsurf select ground
[i]
This work is supported by National Program on Key Basic
states |G(z ) with different z . The corresponding BTS re-
Research Project of China (Grants No. 2021YFA1400900 and
sponse is
No. 2017YFA0304204), National Natural Science Foundation
1 2 of China (Grants No. 11774067 and No. 11934002), Shanghai
χBTS = lim Oi j − Oi j |hsurf ,
2
Municipal Science and Technology Major Project (Grant No.
hsurf →0 I
ij 2019SHZDZX01), and Shanghai Science Foundation (Grants
No. 21QA1400500 and No. 19ZR1471500). X.Q. acknowl-
given by χBTS = 1
JI 2 i,l {( z zi |ψl (z)|
2 )2 −
2
edges support from National Natural Science Foundation of
( z zi |ψl }, where · · · denotes averaging over different
(z)|2 ) China (Grant No. 12104098).
z . Treating the unitary update from l to l + 1 as quantum time
evolution, the dynamics of ψl (z) has two distinctive phases:
APPENDIX A: RELATION BETWEEN BULK-TO-SURFACE
quantum ergodic and MBL. For the MBL dynamics, the
RESPONSE AND BULK FLUCTUATIONS
wave function holds the memory of the initial configuration
of z , and the resultant BTS response χBTS of the dual 2D In this Appendix, we show that the bulk-to-surface (BTS)
quantum ground state is finite and strongly depends on z , response reflects the entropy of bulk fluctuations in the sys-
[i]
namely, the p value in sampling hsurf . In contrast, for the tem. To probe the bulk phase transition directly in our model,
quantum ergodic dynamics, the local observables would we define a half-system entropy S = − σ P(σ ) log2 P(σ ),
thermalize as l proceeds and are then independent of z , with σ indexing the configuration of one-half of the system
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QIU, WANG, XIA, AND LI PHYSICAL REVIEW RESEARCH 4, 043009 (2022)
rms
FIG. 6. Finite-size scaling analysis for the classical peratic phase
transition. (a) Power-law decay of the local bulk-to-surface (BTS)
response in χ j and the η exponent. This exponent is obtained by
fitting our numerical results for χ j to a power law at the critical point.
The inset shows the rms error for fitting χ j near the critical point to
a power-law function, and the location of the minimum indicates the
critical point. In this plot, we choose I = 500, J = 5I, p = 0.5, and
M = 2. The η exponent is obtained to be 0.172(2). (b) Data collapse
FIG. 5. Phase transition in the frustration-free Ising model [see in the scaling analysis for the BTS response. Here, we choose M = 2,
Eq. (2) in the main text]. Both the half-system entropy and the BTS p = 0.5, L = I, J = 5I. In (b), we take ν = 2.732, which gives the
response can determine two distinctive phases. The inset shows the best-quality data collapse.
linear scaling of the entropy with the system size I, where we set σ =
104 . The results are averaged over 5 × 104 random samples. Here, we group fixed point [30]. Taking a renormalization group trans-
choose I = 16, J = 5I, p = 0.5, and M = 2. formation, t → tζ 1/ν , L → L/ζ (the system size I, J ∝ L),
with ζ being a scaling factor and ν being a critical exponent,
and P(σ ) being the corresponding probability. Its behavior we have
is shown in Fig. 5. We find that the half-system entropy is
χ j/ζ (tζ 1/ν , L/ζ ) = ζ η χ j (t, L) (B2)
vanishing and subextensive on the two sides of the peratic
phase transition. Here, “subextensive” means that the entropy in the neighborhood of the fixed point. Here, η is the anoma-
increases linearly with the system size I instead of I × J. Both lous dimension. The ν and η exponents are to be fixed with
the BTS response and the half-system entropy characterize our numerical results. The scaling form implies that
the fluctuations of the bulk system and serve properly as an
order parameter for the peratic phase transition. However, χ j (t, L) = j −η A( jt ν , Lt ν ), (B3)
for our frustration-free model, it is so much more convenient
to compute the BTS response than the entropy. Computing with A(· · · ) being a universal function. It then follows directly
the BTS response takes polynomial time, whereas the time it that a thermodynamic limit system right at the peratic phase
takes to compute the entropy scales exponentially. The BTS transition point has a power-law local BTS response,
response is thus more convenient to diagnose peratic phase
χ j ∝ j −η . (B4)
transition.
The scaling of the total BTS response obeys
APPENDIX B: PHENOMENOLOGICAL THEORY
AND SCALING ANALYSIS χBTS (tζ 1/ν , L/ζ ) = ζ η χBTS (t, L), (B5)
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PERATIC PHASE TRANSITION BY BULK-TO-SURFACE … PHYSICAL REVIEW RESEARCH 4, 043009 (2022)
FIG. 7. Line configurations for the quantum frustration-free qudit model. These line configurations represent the allowed states in the
low-energy subspace after enforcing the local projectors. Here, we choose I = 3 and J = 4 for illustration.
0
1 1 0 1 1 1 0 1 1 1 1 0
HiAj = − Uz[i1 zj]2 ;z z + H.c. ,
−1 z1 z2 −1 z1 z2 2 1 2 −1 z2 z1 z1 z2 1
z1 z2 z1,2 ,z1,2
1
0 1 1 0 1 1 1 0 1 1 1 0
HiBj = − Uz[i1 zj]2 ;z z + H.c. .
z1 −1 z2 z1 −1 z2 2 1 2 z1 −1 z2 z1 z2 1
z1 z2 z1,2 ,z1,2
The interaction elements Uz[i1 zj]2 ;z form a unitary matrix, with The Hamiltonian is frustration-free within the low-energy
1 z2
[i j] [i j]∗ subspace. Taking l as a time step, the unitary update of
= δz1 z1 δz2 z2 . Projecting the microscopic
z1 z2 Uz1 z2 ;z1 z2 Uz1 z2 ;z1 z2 ψl (z) corresponds to unitary time evolution under a series of
Hamiltonian to the low-energy subspace, we reach the effec- two-qubit gates defined by their matrix representation, U [i j] .
tive Hamiltonian provided in the main text, with the γ states One explicit example can be found in Fig. 7; the low-energy
defined according to its wave function ψl (z) by subspace is spanned by the states illustrated by the line con-
[i j] figurations. Our Hamiltonian construction has been inspired
ψli j (z) = Uzi zi+1 ;z z ψli j −1 (z0 · · · zi−1 zi zi+1 · · · zI−1 ).
i i+1 by the geometrical Feynman-Kitaev clock states, which have
zi zi+1
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QIU, WANG, XIA, AND LI PHYSICAL REVIEW RESEARCH 4, 043009 (2022)
been used to prove the computational quantum Merlin-Arthur APPENDIX E: THE EXACT GROUND-STATE DUAL
(QMA) completeness of 2D quantum lattice models [44,45]. OF THE TIME CRYSTAL
In this Appendix, we show that the nonequilibrium time
APPENDIX D: MAPPING BINARY VARIABLE DYNAMICS crystal phase transition [7,8,17–20] also has an exact dual to
TO HAMILTONIAN GROUND STATES a phase transition in the ground states of a static Hamiltonian.
We consider a generic dynamical evolution of a binary This Hamiltonian has the same form as that in Eq. (6) in
sequence zt ≡ [z0,t , z1,t , . . . , zI−1,t ]T (a column vector), with t the main text, but with the γ states |γl (z ) = z ψl (z)|l; z,
being the evolution time. A generic binary variable dynamics updated in a different way. Here, for the time crystal, we
is described by a dynamical equation, update the wave functions ψl (z) through a Floquet time crystal
dynamics of a one-dimensional (1D) spin-1/2 system [20].
zt = sgn[Ft (zt−1 )], (D1) From l = 0 to l = I − 1, the update of ψl corresponds to the
unitary gates eιx̂i hx (i from 0 to I − 1), and then the unitary
with Ft being an arbitrary function. A Turing complete binary
gates e−ι(J ẑi ẑi+1 +hz ẑi +hx x̂i ) (i from I − 1 to 0) are applied from
[i] [i] [i]
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