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Constitutive models for

geotechnical practice

in ZSoil v2016

Rafal OBRZUD

ZSoil® August 2016

1
Contents

 Introduction
 Initial stress state and definition of effective stresses
 Saturated and partially-saturated two-phase continuum
 Introduction to the Hardening Soil model (HSM)
 Undrained behavior analysis using HSM
 Practical applications of HSM
 Assistance in parameter identification

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 2
Constitutive laws for finite element analysis

Goal of FE analysis:

reproduce as precisely as possible stress-strain response of a


system subject to different or complex stress paths

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 3
Continuum models available in ZSoil v2014
1 0

Basic laws

Advanced laws
(more or less complex)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 4
Why do we need advanced constitutive models?
Better approximation of soil behavior for simulations of practical cases

Plasticity (yielding) before


q = s1-s3 reaching the ultimate state

s3

q
Triaxial stress conditions
(e.g. under footing)

Stress path
s1  2 s 3
p' 
3
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 5
Why do we need advanced constitutive models?
Accounting for stress history and volumetric plastic straining

sv
Odometer test conditions
(e.g. very wide foundation)

error … q

p'
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 6
Why do we need advanced constitutive models?

ENGINEERING CALCULATIONS

ULTIMATE STATE ANALYSIS DEFORMATION ANALYSIS

Bearing capacity Pile, retaining wall deflection

Slope stability Supported deep excavations

Tunnel excavations

Consolidation problems

Basic models e.g. Mohr-Coulomb Advanced soil models

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 7
Basic differences between implemented soil models

Mohr-Coulomb

q
yield
surface
q
K0-line

Linear
elastic
domain
p’ K0 -
unloading
q p’

E Eur

E = Eur

e1

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 8
Practical applications of the Hardening Soil model

Tunneling

Standard Mohr-Coulomb Hardening-Soil


Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 9
Basic differences between implemented soil models
Volumetric cap
Mohr-Coulomb
models
q q isotropic
yield hardening
surface mechanism
q
K0-line

Linear Linear
s1’
elastic elastic constant
domain domain
p’ p’
q q Stiffness p’
degradation

E Eur E Eur

E=Eur E < Eur

e1 e1

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 10
Practical applications of the Hardening Soil model

Berlin sand excavation

Standard Mohr-Coulomb Hardening-Soil

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 11
Basic differences between implemented soil models
Volumetric cap Hardening Soil
Mohr-Coulomb
models models
q q isotropic q
yield hardening
+ shear
surface mechanism
hardening
mechanism
K0-line

Linear Linear
elastic elastic
domain domain
p’ p’ NON-LINEAR elastic domain p’
q q Stiffness q Stiffness
degradation degradation

E Eur E Eur E Eur


E0

E=Eur Eur E<Eur E0

e1 e1 e1
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 12
Contents

 Introduction
 Initial stress state and definition of effective stresses
 Saturated and partially-saturated two-phase continuum
 Introduction to the Hardening Soil model (HSM)
 Undrained behavior analysis using HSM
 Practical applications of HSM
 Assistance in parameter identification

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 13
Defining type of analysis

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 14
Setting parameters: Initial state setup

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 15
Setting unit weight

DEFORMATION DEFORMATION + FLOW


ANALYSIS ANALYSIS

Total Effective
stress stress
analysis analysis Always effective stress analysis

Material 1 Unsaturated

Material 1
Partially saturated
GWT

Material 2 Fully saturated

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 16
Imposing initial stresses using superelements

Below GWT
´   sat -  F

Below GWT


s' YY  h    D   F n 0 - 1
 
s' XX  K0 s' YY

s' ZZ  s' XX

NB. Effective initial stresses setup is mandatory for Modified Cam-clay


Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 17
Contents

 Introduction
 Initial stress state and definition of effective stresses
 Saturated and partially-saturated two-phase continuum
 Introduction to the Hardening Soil model (HSM)
 Undrained behavior analysis using HSM
 Practical applications of HSM
 Assistance in parameter identification

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 18
Od nienasyconego do pełnego stanu nasycenia gruntu
Saturation degree Interstitial pressure

S - saturation degree

+
p>0
pw – pressure in liquid
phase

p<0
-

NB. fluid = liquid + gas from Nuth (2009)


Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 19
Effective stress in ZSoil

Fluid is considered as a mixture of air and water


(single-phase model of fluid)

Bishop’s effective stress in


single-phase model for fluid

suction stress
if p > 0 (above GWT)

p – pore water pressure


S = S(p) – degree of saturation depending on pore water pressure

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 20
Deformation + flow analysis (soil water retention curve)
 Effect of an apparent cohesion can be easily reproduced by coupling:
o constitutive model described by effective parameters
o Darcy’s flow in consolidation analysis
o Soil water retention curve model (van Genuchten’s model)

from Nuth (2009)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 21
Deformation + flow analysis (uncoupled or coupled)

Effective stress principle


 Bishop stress

 All constitutive models are


formulated in terms of
effective stresses

 Therefore effective stress parameters should be used

o Effective stiffness parameters E′, E′0, E′ur, E′50, n′, n′ur

o Effective strength parameters f′, c′

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 22
Suction pressure effect in ZSoil
Let’s consider stress sign convention Apparent cohesion effect
in unsaturated, unstructured clay
from classical soil mechanics
p 0 S·p

p<0
sij'= sij – p– ·S·dij c’=0 kPa

sij'= sij – p+·dij


p>0

2 sin 𝜙′
Soil resistance: 𝑞𝑓 = 𝜎′ + 𝑐′ ⋅ cot 𝜙′
1 − sin 𝜙′ 1
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 23
Setting flow parameters

Darcy’s law
coefficients

Soil water retention curve


constants

Setup for
Driven Load (Undrained)
analysis type

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 24
Setting flow parameters

Flow parameters from Yang & al. (2004)

Soil type a [1/m] Sr [-]


Gravely 100 0
Sand
Medium 10 0
Sand
Fine Sand 8 0
Clayey 1-1.7 0.09-0.23
Sand

Fines content , constant a 


from Nuth (2009)
a can be taken as an inverse of height
of the capillary rise
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 25
Setting flow parameters

Saturation constant taken as the inverse of the capillary rise

Soil type a [1/m]


Silt 0.2 – 0.5
Clay: low plasticity (lean clay) 0.2 – 0.5

Clay: medium plasticity 0.083 – 0.25

Clay: high plasticity (fat clay) 0.125 – 0.05

Clay: very high plasticity 0.033 – 0.067

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 26
Effect of SWRC constants on soil strength

 Reproducing an apparent cohesion


o Effective stress principle (Bishop)

o Find a limit for S·p (for p  ) using van Genuchten’s model


F
o For Sr = 0.0 and p   S p
a
Suction
(apparent
cohesion)

Positive pore
pressure
above GWT

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 27
Effect of SWRC constants on soil strength

 Reproducing an apparent cohesion

o For Sr > 0.0 and p   S·p (for p  )

Suction NB.
(apparent To avoid too much
cohesion)
apparent cohesion above
the GWT set Sr = 0.0 and an
appropriate a value
(e.g. if a  1.0, the apparent
cohesion will not exceed
10 kPa)

Positive pore pressure above GWT

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 28
Effect of SWRC constants on soil strength
Single phase (Deformation): Two-phase (Deformation+Flow):
Instability at initial state analysis Stability at initial state analysis

a=45°

f =30°
c = 0 kPa

Max suction S·p = 13 kPa

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 29
Effect of SWRC constants on soil strength

Max suction S·p = 8 kPa

Heavy rain by
distributed fluxes

Instability

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 30
Effect of SWRC constants on soil strength

Excavation

Steady-state analysis Consolidation

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 31
Exercise 1 – Determining the initial state
0.00
Open file:
Ex_1_InitialState.inp

-10.00

-20.00

Medium sand Clayey sand Clay

D (SAT)[kN/m3] 16.5 (20.3) 17.6 (21.4) 16.5 (20.9)


e0 [-] 0.6 0.6 0.8
a [1/m] 10 1.0 0.25

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 32
Exercise 1 – Determining the initial state
Defining physical properties and hydraulic constants

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 33
Exercise 1 – Determining the initial state

Problem type: Analysis type:

Deformation+Flow Initial State

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 34
Exercise 1 – Determining the initial state
Profiles of saturation degree

Import sections
Ex_1_Sections.sec

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 35
Exercise 1 – Determining the initial state
S*p profiles

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 36
Contents

 Introduction
 Initial stress state and definition of effective stresses
 Saturated and partially-saturated two-phase continuum
 Introduction to the Hardening Soil model (HSM)
 Undrained behavior analysis using HSM
 Practical applications of HSM
 Assistance in parameter identification

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 37
List of soil models and description of the most versatile one

 Mohr-Coulomb Main features

 Drucker-Prager • non-linear elasticity including hysteretic behavior

 Cap (+DP) • strong stiffness variation for very small strains


• stress dependent stiffness (power law)
 Modified Cam-Clay
• volumetric hardening (accounting for
 Hardening Soil SmallStrain preconsolidation effects)

• deviatoric hardening (prefailure nonlinearities


before reaching ultimate state)

• failure: Mohr-Coulomb

• Rowe’s dilatancy

• flow rule
non-associated for deviatoric mechanism
associated for isotropic mechanism

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 38
HSM – Dialog windows

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 39
Small strain stiffness in geotechnical practice

Strain range in
which soils can be
considered truly
elastic is very small

Once a certain
shear strain
threshold is reached
a strong stiffness
degradation is
observed

On exceeding the
domain of non-linear
elasticity, plastic
(irreversible) strains
develop

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 40
Hardening Soil model framework

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 41
HS-SmallStrain: Non-linear elasticity for very small strains

Hyperbolic Hardin-Drnevich relation


to describe S-shaped stiffness

  e1 - e3 )

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 42
HS-SmallStrain: Non-linear elasticity– estimation of E0
Determination of G0 from geophysical tests, SCPT, SDMT and others

with r denoting density of soil and Vs shear wave velocity. (n=0.15..0.25 for small strains)

In situ tests with seismic sensors:

• seismic piezocone testing (SCPTU)


(Campanella et al. 1986)

• seismic flat dilatometer test (SDMT)


(Mlynarek et al. 2006, Marchetti et al. 2008)

• cross hole, down hole seismic tests

Geophysical tests: (see review by Long 2008)


• continuous surface waves (CSW)
• spectral analysis of surface waves (SASW)
• multi channel analysis of surface waves (MASW)
• frequency wave number (f-k) spectrum method

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 43
HS-SmallStrain: Non-linear elasticity– estimation of Vs from SPT

𝐺0 = 𝜌 ⋅ 𝑉𝑠2
Vs measured at given depth at s’v0

𝐺0 = 𝐺0 (𝜎 ′ 3 )
where:

𝜎 ′ 3 = 𝑚𝑖𝑛 (𝜎 ′ 𝑣0 ⋅ 𝐾0 , 𝜎 ′ 𝑣0 )
then 𝐺0 can be scaled to 𝜎𝑟𝑒𝑓 :

𝐺 (𝜎 ′ )
𝑟𝑒𝑓 0 3
𝐺0 (𝜎𝑟𝑒𝑓 ) = 𝑚
𝜎 ′3 + 𝑎
𝜎𝑟𝑒𝑓 + 𝑎
(correlations for all types of soil)

For correlations see report on HS model in Zsoil Help with : 𝑎 = 𝑐 ′ ⋅ cot 𝜙′


Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 44
HS-SmallStrain: Non-linear elasticity– estimation of E0

Approximative relation between "static" Es and "dynamic“ modulus Ed


corresponding to E0 proposed by Alpan (1970)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 45
HS-SmallStrain: Non-linear elasticity– estimation of E0

Determination of G0 for sands from CPT NB.

after Robertson and Campanella (1983) Rix & Stokoe (1992)

Typically for soils G0/Gur = 2  10


Average ratios
granular soils (G0/Gur)avg= 3  4
clays (G0/Gur)avg = 6
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 46
HS-SmallStrain: Non-linear elasticity– estimation of E0

Relation between E0 and E50


Natural clays
E0 / E50 = 5  30
higher values for the ratio are
suggested for aged, cemented and
structured clays, whereas the lower
ones for insensitive, unstructured and
remoulded clays

Granular soils
E0 / E50 = 4  18
higher values are suggested for
normally-consolidated soils

See HS Report
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 47
HS-SmallStrain: Non-linear elasticity at small strains

Granular soils 0.7 mainly depends on magnitude of mean eff. stress p’

after Wichtmann & Triantafyllidis (2004)

Typically for clean sands


and pref = 100kPa:

810-5 < 0.7 < 2  10-4

Constitutive models for geotechnical


Forpractice
more correlations see report on HS model in Zsoil Help
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 48
HS-SmallStrain: Non-linear elasticity for small strains

Cohesive soils 0.7 depends on soil plasticity PI, wL, , wP

Influence of soil plasticity

after Vucetic&Dobry (1991) Stokoe et al. 2004

Constitutive models for geotechnical practice


For more correlations see report on HS model in Zsoil Help
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 49
Hardening Soil: Double hardening model

Why do we need two hardening mechanisms?

1. Volumetric plastic strains are often dominant in normally consolidated


clays and loose sands

2. Deviatoric (shear) plastic strains are dominant in overconsolidated and


dense sands

3. In practice, all depends on stress paths …

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 50
Hardening Soil: Double hardening – shear hardening

Pure deviatoric shear in overconsolidated material with HS Standard model

q = s1-s3

s0 Initial stress state sp -sf Elasto-plastic sf -su Linear elastic


s0 -sp Linear elastic sf On failure surface

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 51
Hardening Soil: Hyperbolic approximation of the stress-strain

E50 – secant stiffness modulus corresponding to 50% of the ultimate


deviatoric stress qf described by Mohr-Coulomb criterion
Eur – unloading/reloading modulus

hardening parameter which


tracks the evolution of the
deviatoric mechanism that
evolves with the deviatoric
plastic strains

For most soils Rf falls between 0.75 and 1

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 52
Hardening Soil: Stiffness moduli

Typically for most soils:


Eur / E50 = 2 ÷ 6

Must be satisfied: Eur / E50 >2

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 53
Hardening Soil: Stiffness moduli
Secant vs unloading-reloading modulus in In the case of cohesive soils
drained test on sand the analogy to Cs/Cc can be
considered

loose sands: dense sands: typical Cs/Cc ratios are 3 ÷ 6


Eur / E50 = 3 ÷ 5 Eur / E50 = 2 ÷ 3

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 54
HSM: Parameter identification based on drained triaxial test

Stiffness characteristics

E50 < Es (e1=0.1%) < Eur

0.1% being resolution of a standard triaxial apparatus

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland
HSM: Identifying E50 from drained triaxial test

Identification of E50 and Rf

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland
HSM: Identifying E50 based on known Es

Classical, geotechnical modulus Es corresponds to e1=0.1%


so-called « static » modulus

E50 < Es < Eur

Shear strain-shear stress


hyperbolic relation in HSM

q 1
Assumption e1=0.1% Es = 
0.001 1 0.001  R f

2 E50 qf

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland
HSM: Identifying E50 based on known Es

1
1.9 Es 
1 0.001  R f
1.8 
2 E50 q f (f , c)
1.7
Es / E50 for s3 = 100kPa

1.6

1.5

1.4

1.3

1.2

1.1

1
10 20 30 40 50
Friction angle [deg]

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland
Hardening Soil: Stress dependent stiffness

Triaxial drained compression test - Texas sand


1200

SIG3 = 34.5kPa
1000
Deviatoric stress [kPa] q= s1-s3

E(3) SIG3 = 138kPa


SIG3 = 345kPa
800

600
E(2) s3(1) < s3(2) < s3(3)
400

200
E(1) E(1) < E(2) < E(3)

0
0.00% 5.00% 10.00% 15.00%
Axial Strain e1

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 59
Hardening Soil: Stress dependent stiffness

E0ref , E50ref, , Eurref correspond to reference minor stress sref

where

i.e. stiffness degrades with decreasing s3


up to the limit minor stress sL

NB.Setting m=0 -> constant stiffness like in the standard M-C model

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 60
HSM: Identyfikacja parametru m
II identification method for E50
q = s1-s3

s3

1. Find three values of E50(i) corresponding s3(i) to


respectively

2. Find a trend line y = ax + b by assigning variables

y=

x=

3. Then the determined slope of the trendline a is the


parameter m
Constitutive models for geotechnical practice - HS Standard
Rafal Obrzud
22.08.2015, Lausanne, Switzerland
Hardening Soil: Stress dependent stiffness – Setting sref

Let’s assume that the geotechnical report suggests assuming the stiffness
modulus E for a given layer which is located at given depth …
1. Define what is given E with respect to E50 and Eur
2. Evaluate reference stress sref

sref -reference minor stress so if K0 < 1 then s’3  s’h

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 62
Hardening Soil: Stiffness exponent m

Coarse-grained soils Cohesive soils

after Viggiani&Atkinson (1995) , and Hicher (1996)

Typically m = 0.4 to 0.6 Typically m > 0.5

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 63
Hardening Soil: Stress dependent stiffness at initial state

E [kPa] E [kPa] E [kPa]


0 50000 100000 150000 200000 0 50000 100000 150000 200000 0 50000 100000 150000 200000
0.0 0.0 0.0
m = 0.4 phi = 20 c= 0
2.0 2.0 2.0
m = 0.6 phi = 30 c = 15
4.0 4.0 phi = 40 4.0 c = 30
m = 0.8
6.0 6.0 6.0

8.0 8.0 8.0


z [m]

z [m]
z [m]

Level of 10.0 10.0


10.0
reference stress
12.0 12.0 12.0

14.0 14.0 14.0

16.0 16.0 16.0

18.0 18.0 18.0

20.0 20.0 20.0

During computation, stiffness moduli will evolve


according to actual stress magnitudes
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 64
Hardening Soil: Unloading/reloading Poisson’s ratio nur

A typical value for the elastic unloading/reloading Poisson’s ratio of nur = 0.2 can be
adopted for most soils.

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 65
Dilatancy
Initial
configuration

Configuration
at failure

dv de v
tan  
dh d

Constitutive models for geotechnical practice - HS Standard


Rafal Obrzud
22.08.2015, Lausanne, Switzerland
Dilatancy

Constitutive models for geotechnical practice - HS Standard


Rafal Obrzud
22.08.2015, Lausanne, Switzerland
Dilatancy in HS model

Non-associated flow for


deviatoric mechanism

Mobilized dilatancy m increases


from 0 up to the input dilatancy
angle once M-C line is reached

Associated flow for volumetric


mechanism

Contractancy increases from zero


to maximum value at M-C failure
only when cap is mobilized

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland
Typical dilatancy angles

Coarse soils

Cohesive soils

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland
Hardening Soil: Unloading/reloading Poisson’s ratio nur

Experimental measurements from local strain gauges show that the initial values of
Poisson’s ratio in terms of small mobilized stress levels q/qmax varies between 0.1 and 0.2 for
clays, sands.

Typically elastic domain


0.5

0.4
-e3 / e1 [-]

0.3

0.2

0.1
results after Mayne et al. (2009)
0.0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
Mobilized stress level q / qmax
Toyoura Sand (Dr=56%) Ticino Sand (Dr=77%)
Pisa Clay (Drained Triaxial) Sagamihara soft rock

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Hardening Soil: Parameters M and H

Evolution of the hardening


parameter pc :
𝑝
d𝜀𝑣

H controls the rate of volumetric


plastic strains

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Rafal Obrzud
22.08.2015, Lausanne, Switzerland 71
Hardening Soil: Parameters M and H

M and H must fulfil two conditions:

1. K0NC produced by the model in oedometric


conditions is the same as K0NC specified by
the user

2. Eoed generated by the model is the same


Eoed ref specified by the user

Typical stress path in the oedometric test

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 72
Hardening Soil: selection of oedometric modulus Eoed

In case of lack of oedometric test data for granular


material the oedometric modulus can approximately
be taken as:
Eoedref ≈ E50ref
if so soedref should be matched to the reference
minor stress sref since the latter typically
corresponds to the confining (horizontal) pressure

Eoedref E50ref

soedref = sref / K0NC sref

On the other hand, when defining


soedref sref in the model, the
following relationship should be
taken:
Eoedref ≈ E50ref (K0NC)m

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 73
Hardening Soil: Tangent oedometric modulus Eoed

where Cc is the compression index

Since we look for tangent Eoed, Ds’0, and

s*=2.303soedref

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 74
Initial state variables - OCR

Notion of overconsolidation Typical oedometer test Vertical preconsolidation


pressure s‘vc
ratio:
0

𝝈′𝒗𝒄
𝐎𝐂𝐑 = ′
𝝈𝒗𝟎 0.02

s‘v0 – current in situ stress

Volumetric strain ev [-]


0.04

s‘vc – past vertical


preconsolidation pressure 0.06

0.08
NB. In natural soils, overconsolidation sv
may stem from mechanical unloading
such as erosion, excavation, changes in
ground water level, or due to other 0.1
phenomena such as desiccation, Simulation
melting of ice cover, compression and Experiment
cementation.
0.12
1 10 100 1000
Vertical stress sv' [ kPa]

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 75
Estimation of preconsolidation pressure and OCR

Laboratory: sv
- Oedometer test (Casagrande’s method, Pacheco Silva
method (1970), cf. report on HS model)

Field tests:
- Static piezocone penetration (CPTU)
(for correlations see report on HS model in Zsoil Help)

- Marchetti flat dilatometer (DMT)


(correlations by Marchetti (1980), Lacasse and Lunne,
1988), see report on HS model in Zsoil Help)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 76
Initial state variables – OCR and K0

K0NC consolidation – most cases of natural soils; the


value is automatically copied from

Isotropic consolidation – for running triaxial


compression test after isotropic consolidation

Anisotropic consolidation – for running triaxial


compression test after anisotropic consolidation

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 77
Initial state variables – K0 and K0NC

A B
Excavation
s’v s’v
s’h s’h
Vertical
effective
stress

s’c A – past stress s’SR q


K0SR  K0NC

nur
qPOP
1-nur
A
s’v0
B – current in situ stress s’0
K0
K0NC
B
s’h0 Horizontal p’
effective stress

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 78
Initial state variables – K0 and K0NC

s’ SR Preconsolidation stress configuration


corresponding to K0NC

s’0 Current in situ stress configuration


corresponding to K0
(at the beginning of numerical simulation)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 79
Initial state variables – K0 vs. OCR

Estimation of earth pressure at rest


Normally-consolidated soils Overconsolidated soils
2.5
0.9 1-sin(phi')
Brooker&Ireland(1965)
0.8 Simpson(1992) 2.0
0.7
1.5
0.6
K0NC

K0
0.5
1.0
0.4
phi=20deg
0.5 phi=30deg
0.3
phi=40deg
0.2
0 20 40 60 0.0
f' [deg] 0 5 10 15 20
OCR [-]

so-called (Jaky’s formula)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 80
Setting initial effective stresses

1. Through K0 (Materials)

sy =   “depth”

sx = sxK0(x)

2. Through Initial Stress (PrePro->FE->Initial conditions)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 81
Setting initial state variables - troubleshooting

What to do if a model does not converge at


Initial State even though for a specified K0

1. try to start Initial State analysis from a small


Initial loading Fact. and Increment

2. otherwise, define initial conditions through


Initial Stresses option

Numerics, like engineers,


they like regularity and elegancy.
embanking – troubleshooting
Privilege regular meshes
by means of Initial stresses
to avoid spourious oscillations
and lack of convergence.
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 82
Initial state variables – preconsolidation effect

1. through OCR (gives constant OCR profile)

At the beginning of FE analysis, Zsoil sets the


stress reversal point (SR) with:

2. through qPOP (gives variable OCR profile)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 83
Stress history through OCR

Deposits with constant OCR over the depth (typically deeply bedded soil layers)
OCR [-] Effective stress [kPa] Ko [-]
1 3 5 7 9 11 13 0 500 1000 1500 0.00 0.50 1.00 1.50
0 0 0

2 2 2

4 4 4

6 6 6
Depth [m]

Depth [m]

Depth [m]
8 8 8

10 10 10

12 12 12

14 14 14

16 16 16

18 18 18
SigEff vertical
SigEff preconsolidation

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 84
Deposits with varying OCR over the depth (typically superficial soil layers)

Profiles for Bothkennar clay

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 85
Stress history through qPOP

Deposits with varying OCR over the depth (typically superficial soil layers)

Effective stress [kPa] OCR [-] Ko [-]


0 200 400 600 1 3 5 7 9 11 13 0 0.5 1 1.5
0 0 0

2 2 2

4 4 4

6 qPOP 6 6
Depth [m]

Depth [m]

Depth [m]
8 8 8

10 10 10

12 12 12

14 14 14
Variable K0 can
16 16 16 be introduced
18 18 18
merely through
SigEff vertical
Initial Stress
SigEff preconsolidation option

K0OC = K0NC OCR


K0OC = K0NC OCRsin(f) (Mayne&Kulhawy 1982)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 86
Versatility of Hardening Soil model

Good approximation of stress-strain relation for different and complex stress


paths that can be encountered in geotechnical engineering

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 87
Hardening Soil Model - Report

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 88
The HS model – a practical guidebook

Report contents

 Short introduction to the HS models (theory)

 Parameter determination
 Experimental testing requirements for direct parameter
identification
 Alternative parameter estimation for granular materials
 Alternative parameter estimation for cohesive materials
 Benchmarks
 Case studies including parameter determination
 retaining wall excavation
 tunnel excavation
 shallow footing

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 89
Contents

 Introduction
 Initial stress state and definition of effective stresses
 Saturated and partially-saturated two-phase continuum
 Introduction to the Hardening Soil model (HSM)
 Undrained behavior analysis using HSM
 Practical applications of HSM

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 90
Undrained behavior analysis (1st approach)

 Hardening Soil model is formulated in effective stresses (s’1, s’2, s’3 and p’)
and therefore it requires:
o Effective stiffness parameters E′0, E′ur, E′50, n′ur
o Effective strength parameters f’, c’
 Undrained or Partially drained conditions can be obtained by in
Deformation+Flow, Consolidation type analysis depending on action
time and adequate permeability coefficients

Advantages:
1. Partial saturation effects included
2. Possibility of running any analysis type after consolidation analysis

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 91
Undrained behavior analysis

Schematic representation of shear strength for normally-


consolidated material in drained and undrained conditions

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 92
Undrained behavior analysis (2nd approach)

 Undrained behavior can be simulated in effective stress analysis


Deformation+Flow, Driven Load (Undrained)

It follows any other like Driven load+Steady state, Driven load+Transient


or Consolidation then the condition for the suction pressure is verified for pressure
p = S(p0) p0 + Dp
(Dp is produced exclusively by the undrained driver.). In order to trace the evolution of the
pore pressure values stored at the element integration point must be used so:

Disadvantages
1. Undrained driver cannot be followed by any other driver

Advantages:
1. Fully undrained behavior (no volume change) with effective stress parameters
2. Useful for dynamics

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 93
Setting undrained behaviour for Driven Load(Undrained)

Mixed drainage conditions

Sand

Clay

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 94
Undrained behavior analysis (3rd approach - simplified)

 Undrained behavior in total stress analysis can also be performed for the
HS model using total stress strength parameters, i.e.

 f  0°, c = Su,   0°)


 E′0, E′ur, E50ud, n=0.499 (undrained conditions)
 Set high OCR, e.g. 1000 to disable cap mechanism (no plastic volumetric
deformations)
however

o sequence of parameter setup should be followed (given below)


o appropriate analysis type should be selected (Deformation)

o Limitations …

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 95
Undrained behavior analysis – single phase analysis using HS
Parameter setup for undrained simulation with single phase analysis:

1. Insert effective parameters E′0, E′ur in Elastic menu.


2. Disable Automatic evaluation of H and M parameters
(to avoid autoeval. while closing the dialog and errors
due to null friction angle)
3. Set high OCR, e.g.1000, to disable cap mechanism (no plastic volumetric deformations
should be produced due to assumed undrained conditions)
4. Change f′ and c′ into ”undrained” parameters f = 0° and c = Su. In order to ensure stability of
numerical computing, specify  = 0°

5. Considering that the undrained conditions imply s1 = s3, change n′ur into nur = 0.4999 (the
”undrained” stiffness behavior will be obtained in the analysis by recomputing the stiffness
tensor with nur = 0.4999

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 96
Undrained behavior analysis – single phase analysis using HS
Parameter setup for undrained simulation
with single phase analysis:
6. Set input E50 as undrained E50ud (but not Eur and E0 which should remain as effective ones)

shear modulus is not affected by the drainage condition so one can write:

where nu is the Poisson's coffecient in undrained conditions equalk to 0.499.

So the above equation can be rewritten for E50 as:


3E '50
E  u

2(1   )
50

where n should be considered as that corresponding to E’50 , i.e. n  0.3 (plastic deformations)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 97
Post-processing
“Undrained” pressure only for
Driven Load (Undrained)
Pore pressure (p) only for
Deformation+Flow

Suction pressure (S*p)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 98
Contents

 Introduction
 Initial stress state and definition of effective stresses
 Saturated and partially-saturated two-phase continuum
 Introduction to the Hardening Soil model (HSM)
 Undrained behavior analysis using HSM
 Practical applications of HSM
 Assistance in parameter identification

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 99
Practical applications – Shallow footing on an overconsolidated sand
Input files:
HS-small-Footing-Texas-Sand-2phase.inp

(Help/Reports/Hardening Soil small ->


Benchmarks/Spread footing on
overconsolidated sand)

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 100
Practical applications – Shallow footing on an overconsolidated sand
5. Interpreting and Setting K0

Variable K0 can be introduced


merely through Initial Stress
option

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Rafal Obrzud
22.08.2015, Lausanne, Switzerland 101
Practical applications – Shallow footing on an overconsolidated sand
4. Selecting qPOP 5. OCR based on qPOP

Variable OCR
profile

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Rafal Obrzud
22.08.2015, Lausanne, Switzerland 102
Practical applications – Shallow footing on an overconsolidated sand
Comparison of models: HS-SmallStrain, HS-Std vs Mohr-Coulomb

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 103
Practical applications – Excavation in Berlin sand
Engineering draft and the sequence of excavation

Input files:
HS-small-Exc-Berlin-Sand-2phase.inp
HS-std-Exc-Berlin-Sand-2phase.inp
MC-Exc-Berlin-Sand-2phase.inp

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 104
Practical applications – Excavation in Berlin sand

Berlin sand excavation

Standard Mohr-Coulomb Hardening-Soil

Absolute displacements
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 105
Practical applications – Excavation in Berlin sand
Accumulation of
lifting spurious strains Vertical displacements
at soil surface

Standard Mohr-Coulomb

extended zone of influence

HS without E0

True zone of influence


NB. HS SmallStrain makes
« Stiff »
zone it possible to reduce the
settlements of Gmax extension of the FE mesh

HS SmallStrain

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 106
Practical applications – Excavation in Berlin sand
Meaning of stress level in HS model

Displayed stress levels are computed as:


SL = q / qf
q – current deviatoric stress at given p’
qf – failure stress corresponding to p’

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 107
Contents

 Introduction
 Initial stress state and definition of effective stresses
 Saturated and partially-saturated two-phase continuum
 Introduction to the Hardening Soil model (HSM)
 Undrained behavior analysis using HSM
 Practical applications of HS
 Assistance in parameter identification

Constitutive models for geotechnical practice


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Virtual Lab

 a highly-interactive tool for assistance in parameter


selection for constitutive models for soils

 first-guess for model parameters for any incomplete or


complete material data

 automatic or interactive knowledge extraction

 parameter identification from laboratory curves

 provides parameter ranges (parametric studies)

 testing constitutive models

Constitutive models for geotechnical practice


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Virtual Lab

Access Help → Reports

Toolbox available for:


• Hardening-Soil
• Mohr-Coulomb
• Cap
• Cam-Clay

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 110
Exercise 2 – Parameter identification from laboratory curves

1. Select the determination


method: Identification

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 111
Exercise 2 – Import experimental test data

1
2

3
3

In order to define a new laboratory test:

1. Preselect the type of test and press


Add

2. Give a label to the test and define


initial state variables

3. Import test results from an ASCII file


by pressing Import experimental data,
selecting the file, and assigning 3
variables to corresponding columns

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 112
Exercise 2 – Import experimental test data

1B
Import prepared data files:
SandMedium-txcd-sig25kPa.pit
SandMedium-txcd-sig50kPa.pit
SandMedium-txcd-sig75kPa.pit
1A. In order to import prepared in advance
and saved experimental data for three
triaxial tests, click right button and select
Load test(s)

1B. Select files and open them

2. Browse imported resuts by seleacting each


test separately in Assembly of tests

1A Load test(s)
Constitutive models for geotechnical practice
Rafal Obrzud
22.08.2015, Lausanne, Switzerland 113
Exercise 2 – Data interpretation

1. Move to Data Interpretation in order to


interpret three selected laboratory tests (only
3 checked tests are interpreted)

2. Run parameter identification algorithm by


pressing Interpret Selected

3. Configure identification algorithm; in this


case, define the identification of stiffness
power law exponent m based on the values of
2 modulus Eur derived from unloading-reloading
cycle

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Rafal Obrzud
22.08.2015, Lausanne, Switzerland 114
Exercise 2 – Post-processing of results

1. Browse values of parameters identified


for the chosen constitutive law, i.e. HS model,
and other identified variables

2. Leave the identification tool by clicking OK

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Rafal Obrzud
22.08.2015, Lausanne, Switzerland 115
Exercise 2 – Post-processing of results

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 116
Exercise 2 – Reproducing laboratory tests using identified parameters

1. Select : Lab Test Simulation

Constitutive models for geotechnical practice


Rafal Obrzud
22.08.2015, Lausanne, Switzerland 117
Exercise 2 - Reproducing laboratory tests with identified parameters

2
3
5

1. Select drained test in the test


preselection (TX-CD) and enable Use real
test data to simulate the tests used for
parameter identification (notice that the
initial state variables and loading
program have been already defined).
4
2. Select one of tests
3. Import parameters identified with TX-CD
4. Press Simulate selected test
5. Compare model responses with
Constitutive models for geotechnical practice laboratory curves
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