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Invited Paper
Abstract—A vertical-cavity surface emitting laser (VCSEL) was A lot of unique features have been proven:
invented 30 years ago. A lot of unique features can be expected,
1) low power consumption;
such as low-power consumption, wafer-level testing, small pack-
aging capability, and so on. The market of VCSELs has been 2) high-speed modulation with low driving current;
growing up rapidly in recent years, and they are now key devices 3) large-scale two-dimensional (2-D) array;
in local area networks using multimode optical fibers. Also, long 4) narrow circular beam for direct fiber coupling;
wavelength VCSELs are currently attracting much interest for 5) low cost and small packaging capability;
use in single-mode fiber metropolitan area and wide area network
6) single longitudinal mode operation with vertical micro-
applications. In addition, a VCSEL-based disruptive technology
enables various consumer applications such as a laser mouse and cavity;
laser printers. In this paper, the recent advance of VCSEL pho- 7) on-wafer wavelength control;
tonics will be reviewed, which include the wavelength extension 8) continuous wavelength tuning with electromechanical
of single-mode VCSELs and their wavelength integration/control. system;
Also, this paper explores the potential and challenges for new
9) wafer level testing for low-cost manufacturing.
functions of VCSELs toward optical signal processing.
Gigabit Ethernet and fiber channel are currently major mar-
Index Terms—Crystal growth, high-speed modulation, laser
kets for VCSELs. Also, VCSEL-based 10-G Ethernet mod-
array, microelectromechanical system (MEMS), optical signal
processing, semiconductor laser, surface emitting laser, tunable ules are now ready for practical systems. Commercial 850-nm
laser, wavelength division multiplexing (WDM). GaAs VCSELs have been well established for these short reach
applications. On the other hand, the room temperature CW
operation of a long wavelength VCSEL was realized in 1993
I. I NTRODUCTION
[13]. Long wavelength VCSELs emitting at 1200–1330-nm
a low threshold current of below 1 mA, high-temperature Fig. 4. Bit error rates of 10 Gb/s, 5-km transmission with and without optical
feedback for 1.1-µm VCSEL [81].
operation of up to 450 K, and high reliability of > 2000 h [15].
This device was grown on a GaAs (311)B substrate, showing a
large orthogonal polarization suppression ratio of 30 dB, while
VCSELs on a (100) substrate show polarization switching.
The maximum single-mode output power is over 3 mW. The
threshold and slope efficiency are almost unchanged up to
75 ◦ C, as shown in Fig. 3 [78]. The extension of the emission
wavelength up to 1.2 µm enables high-speed data transmission
in single-mode fibers. While there is a difficulty in use for
installed single-mode fibers because of their standardization, a
high-performance 1.2-µm VCSEL would be a good candidate
for newly installed short reach systems. We carried out single- Fig. 5. Multiple wavelength VCSEL array.
mode-fiber data transmission experiments using our GaInAs
VCSELs. We found that the negative dispersion of a fiber is
helpful for short pulse transmission with the frequency chirp of
a VCSEL [79]. The result shows a potential of highly strained III. W AVELENGTH I NTEGRATION AND C ONTROL
GaInAs VCSELs for use in high-capacity networks beyond A. Wavelength Control on Patterned Substrate
10 Gb/s. Another important aspect of the GaInAs/GaAs QW
VCSEL is a prospect for reliability. The Al-free GaInAs/GaAs The on-wafer wavelength control can be realized by grading
quantum well would be preferable for an active layer due to its the epitaxial layer thickness of a single-mode VCSEL struc-
indium-suppressed dislocation motion [51]. ture. Fig. 5 shows the schematic of a multiple wavelength
An important question arises: Can we avoid an optical isola- VCSEL array. Two-dimensional multiple-wavelength VCSEL
tor in single-mode VCSEL modules? The feedback sensitivity arrays were first realized using an inherent beam flux gradient
for single-mode VCSELs is particularly important while no in MBE growth [52]. When we use MOCVD on a patterned
noticeable optical feedback noise can be seen for multimode substrate, the local gradient of the chemical species in the
VCSELs. It is needed to realize isolator-free operations for gas phase changes the growth rate [85]. The first MOCVD
avoiding an optical isolator in low-cost modules. There have grown multiwavelength VCSEL array was demonstrated based
been several reports on optical feedback sensitivity for long- on this technique [53]. Several reports on multiple-wavelength
wavelength VCSELs [80]–[84]. We measured the relative in- VCSELs emitting at 850 and 980 nm have been presented
tensity noise of a fabricated single-mode GaInAs/GaAs VCSEL [54]–[56]. Yang et al. reported the maximum wavelength span
under optical feedback. Fig. 4 shows the BER for 10-Gb/s data of 57 nm in a 980-nm band VCSEL array [56].
transmission over 5 km of a standard SMF with and without op- The schematic structure of a multiple-wavelength VCSEL
tical feedback [81]. We could see no noticeable power penalty array on a patterned substrate is illustrated in Fig. 6 [86]. The
due to the optical feedback effect. We demonstrated 10-Gb/s spatial modulation on growth rates in MOCVD enables the
data transmission with an optical feedback of −24 dB at wavelength control of VCSEL arrays. In the case of nonplanar
75 ◦ C. A power penalty is below 1 dB for a feedback level growth of MOCVD, the local gradient of the chemical species
of −24 dB. While a further increase in optical feedback up to in the gas phase increases (decreases) the growth rate on mesas
−16 dB results in difficulties of error-free data transmission, we (in channels). Thus, the resonant wavelength is longer (shorter)
pointed out that it is very effective for improving the feedback on mesas (in channels). Also, the gain peak wavelength of quan-
sensitivity to increase the relaxation oscillation frequency [82]. tum wells also becomes longer (shorter) simultaneously, due
Recently, a 10-Gb/s error-free single-mode fiber transmission to the well thickness variation. In addition, a ternary GaInAs
was demonstrated using a 1.3-µm InP-based VCSEL under quantum well enables wider wavelength variation than GaAs
strong optical reflection (−13 dB) and without an optical quantum well, because the composition modulation occurs by
isolator by increasing the relaxation oscillation frequency over the difference in a diffusion coefficient between the gallium and
10 GHz [84]. the indium source in the gas phase.
KOYAMA: RECENT ADVANCES OF VCSEL PHOTONICS 4505
Fig. 10. Lasing spectra of tunable VCSEL for various tuning current [90].
Fig. 16. Eye diagrams of NRZ data at 1 Gb/s. (a) Input signal. (b) Regenerated
signal [98].
Fig. 17. All-optical polarization control using an injection locked VCSEL for
randomly polarized input signal [70].
Fig. 19. Schematic structure and operating principle of nonlinear-effect optical compensator using InGaAlAs vertical cavity saturable absorber [72].
V. C ONCLUSION
Some recent advances on VCSEL photonics were re-
viewed, including wavelength engineering and new functions of
VCSELs. The wavelength extension and wavelength integra-
tion of highly strained GaInAs QW VCSELs were described,
showing a possibility of a VCSEL-based multiwavelength light
source. The small footprint of VCSELs allowed us to form a
densely packed VCSEL array both in space and in wavelength.
The wavelength engineering of VCSELs may open up ultrahigh
Fig. 20. Measured wavelength dependence of nonlinear phase shift for differ-
ent input power. The measured device is 1.55 µm InGaAlAs VCSEL without
capacity networking. In addition, new functions of VCSELs
reverse bias [99]. for optical signal processing were addressed, which include
optical regenerators and optical polarization controllers based
phase difference is induced by the refractive index change in on an injection-locked VCSEL. Also, a novel nonlinear optical
the saturable absorber. The fabricated device consists of 3-pair phase-shifter enables us to compensate fiber nonlinearities in
SiO2 /Ta2 O5 (top-DBR), InGaAlAs/InP (bottom-DBR with a the optical domain.
reflectivity of > 99.9%), and InGaAlAs QWs functioning as a It has already been 30 years since a VCSEL was invented.
saturable absorber. The reflectivity is estimated to be 70%. The The emission wavelength is from ultraviolet to infrared spectral
fabricated structure is not optimized in terms of the top mirror regions. We have seen various potential applications including
reflectivity. Also, no reverse bias gives slow recovery time in the datacom, sensors, optical interconnects, spectroscopy, optical
1-ns range. The reflectivity and the group delay dependence on storages, printers, laser displays, laser radar, atomic clock,
input power was measured by using an optical component ana- optical signal processing, and so on. Therefore, most VCSEL
lyzer (Advantest Q7761) with a tunable laser source. The phase applications have been in “light” optics with low-power con-
shift was estimated by performing spectral domain integration sumption. On the other hand, VCSELs with external cavities—
of the measured group delay. Fig. 20 shows the nonlinear so-called VECSELs [100]—allow a large emitting area of the
phase-shift from the data of 0.10-mW input power. The solid device with a single-transverse mode, and thus, high power of
lines show the calculation. Here, we assume that the saturation over 1 W can be obtained. The external cavity configuration
coefficient is 2 kW/cm2 , which corresponds to the case of also allows intracavity frequency doubling, which is currently
m = 1 ns recovery time for a saturable absorber without reverse attracting much interest for green light emitters of laser display
bias. A positive group delay and negative phase shifts were applications [101]. These high-power applications are also very
observed as predicted in theory. We obtained a large negative challenging for future optoelectronics.
phase shift of a −0.4 rad for input power of 0.42 mW, which is Another aspect, which is not described in this paper, is the
large enough for compensating 100-km-long fiber nonlineari- spontaneous emission in microcavities. The spontaneous emis-
ties [99]. The reduction of absorption recovery time below 10 ps sion control in VCSELs has emerged as one of the unexplored
with reverse bias enables us to use the compensator for high problems of fundamental physics [102]. Microcavity VCSELs
bit-rate signals. The addition of 1.2-V reverse bias showed the with quantum dots would be among the good candidates
transient response of nonlinear phase shifts, even for 7-ps input for single-photon emitters. The combination of VCSELs and
KOYAMA: RECENT ADVANCES OF VCSEL PHOTONICS 4511
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pp. L529–L531, May 2003. Fumio Koyama (M’86–SM’05) was born in Tokyo,
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T. Miyamoto, and F. Koyama, “Electro-thermal wavelength tuning of related semiconductor microfabrication technologies. From 1992 to 1993, he
1.2 µm GaInAs/GaAs vertical cavity surface emitting laser array,” in was with AT&T Bell Laboratories, Crawford Hill, NJ, as a visiting member
Proc. 18th Annu. Meeting IEEE (LEOS), Sydney, Australia, Oct. 23–27, of the technical staff. He has authored and coauthored more than 360 journal
2005, pp. 326–327. papers and 400 conference papers.
[91] ——, “1.2 µm band GaInAs/GaAs high-density multiple-wavelength Dr. Koyama received the IEEE Student Paper Award in 1985, the IEE
vertical cavity surface emitting laser array,” Jpn. J. Appl. Phys., vol. 44, Electronics Letters Premium in 1985 and 1988, the Paper Award from the
no. 6, pp. L214–L215, Feb. 2005. Institute of Electrical, Information, and Communication Engineers (IEICE) of
[92] ——, “Thermal cross-talk evaluation of densely integrated vertical cav- Japan in 1990, 1994, and 2002, the Marubun Scientific Award from Marubun
ity surface emitting laser array,” IEICE Electron. Express, vol. 1, no. 17, Research Promotion Foundation in 1998, the Ichimura Award from the New
pp. 545–550, 2004. Technology Development Foundation in 2004, and the Electronics Society
[93] F. Koyama and K. Iga, “Wavelength stabilization and trimming tech- Award from the IEICE of Japan in 2006. He is a member of IEICE of Japan
nologies for vertical-cavity surface emitting lasers,” in Proc. Quantum and the Japan Society of Applied Physics.