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4502 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 24, NO.

12, DECEMBER 2006

Recent Advances of VCSEL Photonics


Fumio Koyama, Senior Member, IEEE

Invited Paper

Abstract—A vertical-cavity surface emitting laser (VCSEL) was A lot of unique features have been proven:
invented 30 years ago. A lot of unique features can be expected,
1) low power consumption;
such as low-power consumption, wafer-level testing, small pack-
aging capability, and so on. The market of VCSELs has been 2) high-speed modulation with low driving current;
growing up rapidly in recent years, and they are now key devices 3) large-scale two-dimensional (2-D) array;
in local area networks using multimode optical fibers. Also, long 4) narrow circular beam for direct fiber coupling;
wavelength VCSELs are currently attracting much interest for 5) low cost and small packaging capability;
use in single-mode fiber metropolitan area and wide area network
6) single longitudinal mode operation with vertical micro-
applications. In addition, a VCSEL-based disruptive technology
enables various consumer applications such as a laser mouse and cavity;
laser printers. In this paper, the recent advance of VCSEL pho- 7) on-wafer wavelength control;
tonics will be reviewed, which include the wavelength extension 8) continuous wavelength tuning with electromechanical
of single-mode VCSELs and their wavelength integration/control. system;
Also, this paper explores the potential and challenges for new
9) wafer level testing for low-cost manufacturing.
functions of VCSELs toward optical signal processing.
Gigabit Ethernet and fiber channel are currently major mar-
Index Terms—Crystal growth, high-speed modulation, laser
kets for VCSELs. Also, VCSEL-based 10-G Ethernet mod-
array, microelectromechanical system (MEMS), optical signal
processing, semiconductor laser, surface emitting laser, tunable ules are now ready for practical systems. Commercial 850-nm
laser, wavelength division multiplexing (WDM). GaAs VCSELs have been well established for these short reach
applications. On the other hand, the room temperature CW
operation of a long wavelength VCSEL was realized in 1993
I. I NTRODUCTION
[13]. Long wavelength VCSELs emitting at 1200–1330-nm

A VERTICAL-CAVITY surface emitting laser (VCSEL)


was invented by Prof. Emeritus K. Iga of Tokyo Institute
of Technology in 1977 [1], [2]. The first lasing operation [3] and
wavelength are currently attracting much interest for use
in single-mode fiber metropolitan area and wide area net-
works. Various materials have been proposed and demonstrated
low threshold operation with microcavity [4] were obtained in for long wavelength VCSELs, which include highly strained
1979 and in 1987, respectively. His long-term and innovative GaInAs/GaAs quantum waves (QWs) [14]–[19], GaInAs
research triggered worldwide research on VCSELs and formed quantum dots (QDs) [20], [21], GaAsSb QW [22]–[24],
the research community of VCSEL-based photonics [1]. The GaInNAs [25]–[36], and GaAlInAs/InP QWs [37]–[47]. Low-
research history and principal references on VCSELs in wide cost and high-performance VCSELs emitting at 1.3 µm may
spectral regions can be seen in [1]. After the room temperature drive significant cost reduction in high-speed links of over
continuous wave (CW) operation of GaAs VCSELs [5] and several kilometers with single-mode fibers.
the demonstration of submilliampere microlasers [6], VCSEL High-speed modulation performances have also been demon-
research was accelerated for reducing threshold current and in- strated [48]–[50] and the highest modulation speed reached
creasing efficiencies [7]. In particular, significant performance at 25 Gb/s for GaInAs VCSELs [51]. High data throughput
advances were achieved in oxide-confined VCSELs [8] which and high interconnection densities are becoming important
incorporate buried oxide apertures [9] for electrical and optical for high-end computing systems. Optical interconnection is
confinement. Oxide-confined VCSELs gave us a significant a good candidate for avoiding bottlenecks in next-generation
threshold reduction [8], [10] and high power-conversion effi- supercomputers. The development of high-speed VCSELs has
ciencies of over 50% [11], [12]. been involved in the Japanese government project on the next
generation supercomputer “KEISOKU.”
For higher data rates beyond 10 Gb/s, a wavelength division
multiplexing (WDM) technology would be an alternative, even
Manuscript received July 25, 2006; revised September 29, 2006. This work in short reach systems. There are various ways to control the
was supported in part by the Grant-in-Aid for Creative Scientific Research from lasing wavelength in VCSELs; a multiple-wavelength inte-
the Ministry of Education, Science, Sport, and Culture under Grant 14GS0212.
The author is with the Microsystem Research Center, Precision and grated VCSEL array is a good candidate for short-reach WDM
Intelligence Laboratory, Tokyo Institute of Technology, Yokohama 226-8503, applications. A 2-D multiple-wavelength VCSEL array was
Japan (e-mail: koyama@pi.titech.ac.jp). first realized using an inherent beam flux gradient in molecular
Color versions of Figs. 1–5, 9–13, and 16–20 are available online at
http://ieeexplore.ieee.org. beam epitaxy (MBE) growth [52]. When we use metal–organic
Digital Object Identifier 10.1109/JLT.2006.886064 chemical vapor deposition (MOCVD) on a patterned substrate,

0733-8724/$20.00 © 2006 IEEE


KOYAMA: RECENT ADVANCES OF VCSEL PHOTONICS 4503

the local gradient of the chemical species in the gas phase


changes the growth rate. The epitaxial growth of GaAs and
AlGaAs on a nonplanar GaAs substrate has been developed,
and an MOCVD grown multiwavelength VCSEL array was
demonstrated based on this technique [53]. Several reports on
multiple-wavelength VCSELs emitting at 850 and 980 nm have
been presented [54]–[56]. An ultrahigh capacity chip-to-chip
optical interconnect based on WDM VCSEL technologies has
been developed in the Terabus project [57]. The data rate is up
to 20 Gb/s with 48 channels (four wavelengths × 12 parallel
channels), leading to a bit rate approaching 1 Tb/s.
On the other hand, microelectromechanical-system-based
tunable filters and tunable VCSELs [58]–[62] are attracting
much interest because of their unique features, such as wide
continuous tuning, polarization insensitive operation, and 2-D Fig. 1. Schematic structure of GaInAs/GaAs VCSEL [78].
array integration. Wide continuous wavelength tuning has been
demonstrated when electrostatic force is used for moving a
cantilever structure in micromachined filters and VCSELs.
All-optical signal processing using VCSELs has recently
been investigated for future photonic networks. Optical injec-
tion locking is very useful for reducing chirp and for extending
the modulation bandwidth [63]. We are also able to obtain a
nonlinear transfer function, which can be used for all-optical
signal processing. The injection locking of VCSELs has been
examined theoretically and experimentally [64]–[66]. It was
shown that a variety of interesting nonlinear behaviors was ob-
served, which was dependent on injection power and frequency
detuning. All-optical format conversion was demonstrated Fig. 2. Band diagram of highly strained GaInAs/GaAs QWs and
using a polarization switching in a VCSEL [67]. In this case, GaInAsP/InP QWs.
a complex configuration is required to control the polarization
state of the input signal. Transverse mode switching proper- grown by MOCVD was carried out up to 1.2 µm, and the
ties in an 850-nm VCSEL induced by optical injection were gain-offset enables lasing wavelengths of 1.3 µm [18], [19].
investigated experimentally [68]. An all-optical inverter was An advantage for highly strained GaInAs QW lasers is no
demonstrated by using a two-mode VCSEL with the fundamen- noticeable penalty in crystal quality and their good tempera-
tal and first-high-order modes [69]. Also, a new function for ture characteristics [73]–[77]. We demonstrated low threshold
high-speed polarization controller was proposed [70]. Another current density operations of highly strained GaInAs/GaAs
interesting application of a VCSEL structure for optical signal QW lasers emitting at nearly 1.2-µm wavelength [76], [77].
processing is to control the phase and the group delay of light. We introduced a strained buffer layer and established growth
Very recently, tunable ultraslow light in a 1550-nm VCSEL conditions in MOCVD, enabling us to grow highly strained
amplifier was demonstrated [71]. Also, a novel optical phase layers with a strain of over 3% [74]. The photoluminescence
shifter was proposed [72], and the intensity-dependent phase (PL) wavelength of grown GaInAa QWs could be extended over
shift is induced by photocarriers in a resonant cavity saturable 1.2 µm without any degradation in crystal quality.
absorber, which would enable us to control the transient chirp The schematic structure of long wavelength single-mode
and to compensate fiber nonlinearities in the optical domain. VCSELs on a GaAs substrate is shown in Fig. 1 [78]. The ac-
In this paper, the recent advance of VCSEL photonics tive region consists of 8-nm-thick Ga0.66 In0.34 As/GaAs triple-
will be reviewed. We present the wavelength engineering of quantum wells surrounded by a GaAs spacer layer to form
VCSELs for use in high-speed short reach applications, which an m-cavity. The n-type distributed Bragg reflector (DBR)
include the wavelength extension of single-mode VCSELs, the consists of 35-pair Al0.8 Ga0.2 As/GaAs doped with Se grown
wavelength integration, and the wavelength stabilization based at 695 ◦ C. The p-type DBR consists of 22 pair C-doped
on fully monolithic technologies. The potential and challenges Al0.8 Ga0.2 As/GaAs. The grown samples were dry-etched by
for new functions of VCSELs will be discussed toward optical inductively coupled plasma etching to form the 30 × 30-µm
signal processing. square mesas. We formed 4 × 4-µm oxide apertures by AlAs
wet-oxidation process. We fabricated highly strained GaInAs
QW VCSELs either on (100) or (311)B GaAs substrates
II. W AVELENGTH E XTENSION OF GaInAs/GaAs
[15], [78]. We could expect excellent temperature character-
VCSEL S ON GaAs S UBSTRATE
istics due to the deep potential well of this material system,
Highly strained GaInAs QW VCSELs have been developed, as shown in Fig. 2. A characteristic temperature T0 of
covering a wide wavelength window of 1.0–1.3 µm [14]–[19]. GaInAs/GaAs QW edge-emitting lasers is over 200 K, which
The wavelength extension of highly strained GaInAs QWs is the highest at the 1.2–1.3-µm wavelength band. We achieved
4504 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 24, NO. 12, DECEMBER 2006

Fig. 3. Temperature dependences of L/I characteristic of 1.13-µm GaInAs


VCSELs [78].

a low threshold current of below 1 mA, high-temperature Fig. 4. Bit error rates of 10 Gb/s, 5-km transmission with and without optical
feedback for 1.1-µm VCSEL [81].
operation of up to 450 K, and high reliability of > 2000 h [15].
This device was grown on a GaAs (311)B substrate, showing a
large orthogonal polarization suppression ratio of 30 dB, while
VCSELs on a (100) substrate show polarization switching.
The maximum single-mode output power is over 3 mW. The
threshold and slope efficiency are almost unchanged up to
75 ◦ C, as shown in Fig. 3 [78]. The extension of the emission
wavelength up to 1.2 µm enables high-speed data transmission
in single-mode fibers. While there is a difficulty in use for
installed single-mode fibers because of their standardization, a
high-performance 1.2-µm VCSEL would be a good candidate
for newly installed short reach systems. We carried out single- Fig. 5. Multiple wavelength VCSEL array.
mode-fiber data transmission experiments using our GaInAs
VCSELs. We found that the negative dispersion of a fiber is
helpful for short pulse transmission with the frequency chirp of
a VCSEL [79]. The result shows a potential of highly strained III. W AVELENGTH I NTEGRATION AND C ONTROL
GaInAs VCSELs for use in high-capacity networks beyond A. Wavelength Control on Patterned Substrate
10 Gb/s. Another important aspect of the GaInAs/GaAs QW
VCSEL is a prospect for reliability. The Al-free GaInAs/GaAs The on-wafer wavelength control can be realized by grading
quantum well would be preferable for an active layer due to its the epitaxial layer thickness of a single-mode VCSEL struc-
indium-suppressed dislocation motion [51]. ture. Fig. 5 shows the schematic of a multiple wavelength
An important question arises: Can we avoid an optical isola- VCSEL array. Two-dimensional multiple-wavelength VCSEL
tor in single-mode VCSEL modules? The feedback sensitivity arrays were first realized using an inherent beam flux gradient
for single-mode VCSELs is particularly important while no in MBE growth [52]. When we use MOCVD on a patterned
noticeable optical feedback noise can be seen for multimode substrate, the local gradient of the chemical species in the
VCSELs. It is needed to realize isolator-free operations for gas phase changes the growth rate [85]. The first MOCVD
avoiding an optical isolator in low-cost modules. There have grown multiwavelength VCSEL array was demonstrated based
been several reports on optical feedback sensitivity for long- on this technique [53]. Several reports on multiple-wavelength
wavelength VCSELs [80]–[84]. We measured the relative in- VCSELs emitting at 850 and 980 nm have been presented
tensity noise of a fabricated single-mode GaInAs/GaAs VCSEL [54]–[56]. Yang et al. reported the maximum wavelength span
under optical feedback. Fig. 4 shows the BER for 10-Gb/s data of 57 nm in a 980-nm band VCSEL array [56].
transmission over 5 km of a standard SMF with and without op- The schematic structure of a multiple-wavelength VCSEL
tical feedback [81]. We could see no noticeable power penalty array on a patterned substrate is illustrated in Fig. 6 [86]. The
due to the optical feedback effect. We demonstrated 10-Gb/s spatial modulation on growth rates in MOCVD enables the
data transmission with an optical feedback of −24 dB at wavelength control of VCSEL arrays. In the case of nonplanar
75 ◦ C. A power penalty is below 1 dB for a feedback level growth of MOCVD, the local gradient of the chemical species
of −24 dB. While a further increase in optical feedback up to in the gas phase increases (decreases) the growth rate on mesas
−16 dB results in difficulties of error-free data transmission, we (in channels). Thus, the resonant wavelength is longer (shorter)
pointed out that it is very effective for improving the feedback on mesas (in channels). Also, the gain peak wavelength of quan-
sensitivity to increase the relaxation oscillation frequency [82]. tum wells also becomes longer (shorter) simultaneously, due
Recently, a 10-Gb/s error-free single-mode fiber transmission to the well thickness variation. In addition, a ternary GaInAs
was demonstrated using a 1.3-µm InP-based VCSEL under quantum well enables wider wavelength variation than GaAs
strong optical reflection (−13 dB) and without an optical quantum well, because the composition modulation occurs by
isolator by increasing the relaxation oscillation frequency over the difference in a diffusion coefficient between the gallium and
10 GHz [84]. the indium source in the gas phase.
KOYAMA: RECENT ADVANCES OF VCSEL PHOTONICS 4505

There may be some important issues in this result. Because


of the small size of a groove, a growth rate is dependent not
only on the width of the groove but also on that of neighboring
channels. The second issue is the self-heating effect. The lasing
wavelength is dependent on the chip temperature. Uniformity
in thermal resistances and power consumptions should be
considered. The last issue is a scale error in a pattern shape
during fabrication processes. Especially, the error in the depth
and the width of grooves seriously affects the deviation of the
lasing wavelengths. We expect that we are able to avoid these
difficulties, however, by improving fabrication processes.

C. Expansion of Lasing Wavelength Span


For realizing a multiple-wavelength VCSEL in a wide wave-
length span, it is necessary to control the gain peak shift and
resonant wavelength shift at the same time. The gain peak
Fig. 6. Densely integrated multiwavelength GaInAs/GaAs VCSEL array [86]. shift of GaInAs/GaAs quantum wells is originated from the
change of the quantum well thickness and the In composition
modulation. On the other hand, the resonant wavelength shift
is proportional to the thickness variation of GaAs/AlAs DBRs.
It is a challenge to extend the wavelength span of the multiple
wavelength VCSEL array. We found that a main limiting factor
in expanding the wavelength span in arrays is the offset between
the gain peak and the resonant wavelength in an array. We
proposed a growth pressure control in epitaxial growth on
patterned substrates for further extension of lasing wavelength
span in arrays. The growth pressure of MOCVD influences a
diffusion constant of chemical species in gas phase [87]. The
diffusion constant is inversely proportional to the growth pres-
sure [88]. Therefore, a growth rate enhancement and reduction
Fig. 7. Lasing spectra of 20 channel multiwavelength VCSEL array on a
patterned substrate [86]. on a patterned substrate can be controlled by changing the
growth pressure. The enhancement of growth rates is larger
under higher pressures. In order to expand the wavelength span
B. Fabrication and Lasing Characteristics of
of arrays by decreasing the gain-resonance mismatching, it is
Multiwavelength VCSEL Array
helpful to grow quantum wells under a higher pressure and to
A suitable tapered pattern shape was designed to give us grow DBRs under a lower pressure. The growth pressure was
densely integrated multiple wavelength VCSEL arrays [86]. All controlled by changing a pump conductance, and the flow rate
of the stripes were formed along the (011) crystal direction. of H2 carrier gas is also changed to obtain a good uniformity at
A patterned substrate was prepared by standard photolithogra- the same time.
phy followed by wet etching prior to the growth. The VCSEL We grew a VCSEL wafer on a patterned substrate under a
structure is the same as Fig. 1, except it is a patterned substrate. two-step growth pressure control [89]. We fabricated a VCSEL
The resonant wavelength was linearly graded by changing the structure, which was grown under two different growth pres-
widths of grooves and ridges at the same time. The width of sures of 24 and 200 torr. The height of the ridges is 15 µm. The
grooves changes from 107 to 189 µm. The height of ridges is growth pressure is changed at the same time during a growth
5 µm. A 20-channel VCSEL array was formed in a groove. interruption before and after the growth of quantum wells. The
We formed 3-µm oxide apertures by the AlAs wet-oxidation bottom n-DBR was grown at 695 ◦ C at 24 torr, and the growth
process. This linear array consists of 20 channels with a 50-µm was interrupted just before the quantum wells. After stabilizing
pitch. Fig. 6 shows the photograph of a fabricated multiple the pressure and temperature, we grew a GaAs barrier and
wavelength VCSEL array. The threshold current is 0.52 ± quantum wells at 540 ◦ C at 200 torr. We changed the growth
0.1 mA. All VCSELs exhibit an output power of over 1.2 mW pressure and the temperature to 24 torr and 640 ◦ C, respectively,
and show uniform characteristics. Fig. 7 shows the lasing spec- to grow a p-DBR. Good crystal quality was obtained even under
tra of the fabricated multiple-wavelength VCSEL array at a bias variable growth pressures.
current of 1.5 mA. All VCSELs in a linear array exhibit single- Fig. 8 shows the lasing spectra of a fabricated multi-
mode operation with a side-mode suppression ratio (SMSR) of wavelength VCSEL array. We demonstrated a 0.96–1.16-µm
> 30 dB. The wavelength ranges from 1012.1 to 1026.6 nm multiple-wavelength VCSEL array with highly strained
with an average wavelength separation of 0.8 nm. However, GaInAs/GaAs QWs, exhibiting a record wavelength span of
there remain some deviations in the wavelength separation. 192 nm.
4506 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 24, NO. 12, DECEMBER 2006

Fig. 10. Lasing spectra of tunable VCSEL for various tuning current [90].

Fig. 8. Lasing spectra of a multiple wavelength VCSEL array with a record


wavelength span of 192 nm [89].

Fig. 11. Lasing spectra of 110-channel VCSEL array [91].

in the tunable VCSEL because of the small thermal capacity of


the VCSEL.
We carried out large-scale integration of a multiwavelength
Fig. 9. Schematic and photograph of electrothermally tunable VCSEL VCSEL array. A 110-channel VCSEL linear array was demon-
array [90].
strated with a mesa size of 15 × 15 µm and a pitch of
20 µm [91]. The device exhibits single-mode operation with
D. Electrothermal Tuning and Large-Scale Array Integration an SMSR of over 38 dB. The lasing wavelength of a VCSEL
There are still issues to be concerned in multiwavelength in the array for various CW operating current from 2.5 to
VCSEL arrays, which are the scalability of multiwavelength 8.2 mA was measured at room temperature, showing continu-
arrays and the precision control of the wavelength interval. We ous wavelength tuning of over 9 nm by increasing the injection
demonstrated a 1.2-µm densely packed VCSEL array with an current. The thermal crosstalk is an important issue, which
electrothermal tuning contact for precise wavelength control. is discussed in [92]. Fig. 11 shows the lasing spectra of the
Fig. 9 shows the top schematic structure and photograph of 110-channel high-density VCSEL array under testing one by
a fabricated VCSEL array with two electrodes formed on the one. The spatial grading of grown layers was partly used to
p-DBR [90]. One electrode (p-electrode) is used for pumping, form a multiwavelength array. The wavelength spacing could
and the other one (tuning electrode) is used for electrothermal be precisely controlled to be 0.1 nm by adjusting the bias
tuning. The tuning current between the tuning electrode and current for each element. One hundred ten VCSELs could
the p-electrode causes heating of the cavity, resulting in con- be densely integrated in a 2.2-mm-long bar. The integration
tinuous wavelength tuning. We expect low-power consumption density in space would be 100 times larger than conventional
for wavelength tuning since the VCSEL shows a high thermal edge-emitting lasers, showing a benefit of a small footprint in
resistance. VCSELs. We expect a 1.1–1.3 µm densely integrated multi-
When the tuning current is 5 mA, the electric power con- wavelength VCSEL array for use in ultrahigh capacity short-
sumption is approximately 46 mW on the p-DBR. The maxi- reach applications.
mum output power is 1.2 mW without tuning current. Fig. 10
shows the tuning characteristic at a fixed bias current of 4 mA
E. Wavelength Control With a Micromachined Structure
for tuning current ranging from 0 to 5 mA [90]. The device
exhibits single-mode operation with a SMSR of over 30 dB. A A micromachined VCSEL and filter with a thermal strain
continuous, electrothermal tuning of approximately 3 nm was control layer were proposed in [93]. Various unique features
obtained. When we operate the VCSEL at a bias current of can be expected in the tunable devices, which include wave-
3 mA, the deviation of output power is below 1 dB for wave- length temperature insensitive operation, multiple-wavelength
length tuning of 3 nm. A tuning response is as fast as 100 ms array integration, thermal wavelength tuning with a low tuning
KOYAMA: RECENT ADVANCES OF VCSEL PHOTONICS 4507

Fig. 13. Measured resonant emission spectra of temperature insensitive emit-


ter for various temperatures [95].

drying process. The structure was grown on a GaAs (100) sub-


strate by low-pressure MOCVD. A 1-µm-thick Ga0.02 Al0.98 As
sacrificial layer was inserted between the upper and bottom
DBRs. The upper and bottom DBRs consist of a 20-pair and
36-pair Ga0.2 Al0.8 As/GaAs, respectively. The active layer
consists of three 8-nm-thick Ga0.8 In0.2 As quantum wells. A
top GaAs strain control layer is loaded on the upper DBR.
Fig. 12. Schematic structure of micromachined VCSEL and principle of A 80-nm-thick Ga0.02 Al0.98 As layer was also inserted for mak-
electrothermal wavelength tuning [94]. ing oxide current confinement. The diameter of the oxide aper-
ture is 6 µm. The Alx Oy spacer layer formed by wet oxidation
voltage, and so on [94]. Fig. 12 shows the schematic structure was selectively removed by buffered HF to form a cantilever
of the micromachined GaAs/GaAlAs VCSEL with a controlled structure. The length of a fabricated micromachined cantilever
temperature dependence [94]. The upper GaAlAs/GaAs DBR was designed to be 120 µm for temperature-insensitive oper-
is freely suspended above the substrate. An air gap is formed ations of emission wavelengths. Fig. 13 shows the resonant
between the upper and bottom GaAlAs/GaAs DBRs. The emission spectra of a fabricated light emitter operating in a
structure is similar to that developed for tunable wavelength temperature range of 20 ◦ C and 110 ◦ C [95]. The wavelength
VCSELs with a micromachined cantilever [58]. A difference shift is as small as 1.7 nm in the temperature range of 90 K. The
in the device is one additional thermal strain control layer averaged temperature dependence is +0.015 nm/K in the entire
on the upper DBR with a smaller or larger thermal expan- measured temperature range, which is five times smaller than
sion coefficient than the average expansion coefficient of the that of conventional single-mode VCSELs and 25 times smaller
GaAlAs/GaAs DBR. The principle for moving the cantilever than that of conventional Fabry–Pérot lasers. The proposed
is shown in Fig. 12. When temperature increases, a microma- concept may enable us to realize an athermal semiconductor
chined cantilever moves up if the top thermal strain control laser for avoiding a costly temperature controller. Very recently,
layer is GaAlAs with a smaller thermal expansion, while it an athermal InP-based VCSEL was realized with a thermally
moves down if the top thermal strain control layer is GaAs actuated cantilever structure [96]. The temperature dependence
with a larger thermal expansion. This gives us either blue is as low as 0.0016 nm/K, which is 50 times smaller than that
shift or red shift of wavelength. This thermally tunable cavity of conventional single-mode lasers.
enables us to realize a temperature insensitive VCSEL/resonant
light emitter. When temperature increases, a micromachined
cantilever moves down because of thermal stress in the GaAs IV. O PTICAL S IGNAL P ROCESSING W ITH
stress control layer with a larger thermal expansion. This results I NJECTION L OCKING
in athermal operations of VCSELs. We can freely control
A. Optical Inverter for Optical Regeneration
the temperature dependence of the resonant wavelength of a
micromachined vertical cavity. An extremely low-temperature In contrast to the optoelectronic regenerators, all-optical
dependence of below 0.0001 nm/K was predicted [38]. This is regenerators have a potential for low-power consumption, as
700 times smaller than the temperature dependence of conven- well as simple and cost-effective configuration. An all-optical
tional VCSELs. inverter based on transverse mode switching in a two-mode
A temperature-insensitive light emitter with a temperature- VCSEL was proposed, which has attractive features of low-
insensitive design of a micromachined cantilever was demon- power consumption, dense packaging, and polarization insen-
strated [95]. An air gap was formed by using selective sitivity [69]. The transverse mode switching is induced when
oxidation of GaAlAs followed by selective wet etching and a a first-high-order mode was injection locked by a signal light.
4508 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 24, NO. 12, DECEMBER 2006

Fig. 14. Principle of an optical inverter using an injection-locked two-mode


VCSEL [69].

Fig. 16. Eye diagrams of NRZ data at 1 Gb/s. (a) Input signal. (b) Regenerated
signal [98].

The obtained steplike transfer function would be useful for


Fig. 15. Optical input/output characteristics of the VCSEL with external optical regeneration. A distorted signal of 1-Gb/s nonreturn-
light injected into the LP02 mode. The polarizations of the input light are
parallel (solid line) and orthogonal (dashed line) to that of the dominant lasing
to-zero (NRZ) pseudorandom bit sequence with a word length
mode [69]. of 27-1 bit is injected into the VCSEL. Fig. 16 shows eye
diagrams of (a) the input signal and (b) the regenerated signal.
The distorted input signal is successfully regenerated. The mea-
Fig. 14 illustrates the principle of an optical inverter using a sured back-to-back BER before and after regeneration shows
VCSEL. External light (signal light), with a wavelength slightly a receiver-sensitivity improvement of 1.2 dB at BER of 10-9
longer than that of a high-order transverse mode, is injected after the optical regeneration. The output waveform has been
into the VCSEL. The dominant lasing mode switches from degraded by the relaxation oscillation of the VCSEL. There-
a fundamental mode to the high-order mode due to injection fore, the switching speed of the VCSEL-based inverter is partly
locking. If we look at the output power of the fundamental mode limited by the modulation bandwidth of the VCSEL. It could
as a function of the input power, an optical inverter function be improved to be beyond 10 Gb/s by using a VCSEL with
with abrupt switching is obtained. over a 10-Gb/s modulation bandwidth, which was already
An external light from a tunable laser diode was injected demonstrated [41]. The VCSEL structure may provide us possi-
through a standard single-mode fiber into a 1.55-µm InP-based bilities of low-power consumption and polarization-insensitive
VCSEL with a 7-µm circular tunnel junction aperture, which operations for all-optical signal processing.
was fabricated by Nishiyama and his co-workers at Corning,
Inc. [97]. The dominant lasing mode at the bias current was
B. All-Optical Polarization Control
the fundamental mode. When a high-order mode is injection-
locked, an optical inverter function was obtained, as shown in The polarization control of randomly polarized signal light
Fig. 15. An abrupt modal switching with a large extinction ratio in single-mode fibers is one of the remaining issues for future
of > 25 dB was obtained. The difference in threshold input photonic networks with polarization-dependent optical devices.
power between the two orthogonal polarization inputs was as All-optical polarization control is a challenging subject for
low as ∼13%. Since the LP02 mode is circularly symmetric, we high-speed polarization control. The elliptical-shaped VCSEL
could get polarization-insensitive injection locking. The pro- cavity enables us to obtain stable polarization for a fundamental
posed inverter operated even for the input signal with random transverse mode, while two orthogonal polarization states of
polarization, showing a possibility of polarization insensitive the high-order transverse mode are degenerate. Fig. 17 shows
operation. The present device needs a few milliwatts of input the operating principle of an all-optical polarization controller
power, and thus, an optical amplifier is needed from of the using an elliptical-apertured VCSEL [70]. When input light is
inverter. injected to the high-order mode of a VCSEL, the dominant
KOYAMA: RECENT ADVANCES OF VCSEL PHOTONICS 4509

Fig. 17. All-optical polarization control using an injection locked VCSEL for
randomly polarized input signal [70].

lasing mode is abruptly switched from the fundamental mode


to the high-order mode due to injection locking. Thus, the
output of the fundamental mode shows an inverter behavior
as a function of the input light into the high-order mode. The
numerical simulation shows that two orthogonal polarization
states of LP11 high-order modes are degenerate while the
polarization state of the LP01 fundamental transverse mode
can be fixed for a properly designed elliptical-shaped VCSEL.
When we inject signal light into the high-order mode, the
switching characteristics of the LP11 high-order modes can
be polarization-insensitive. On the other hand, the polarization Fig. 18. Intensity fluctuations of scrambled polarization input (the bottom
state of the fundamental mode can be fixed with the help of an figure) and intensity stability of output fundamental mode through a polarizer
elliptical shape. Thus, the input signal of randomly polarized (the upper figure) [70].
light can be converted to the output of the fundamental mode
C. Nonlinear Optical Phase Shifter
with a fixed linear polarization state. The modulation waveform
can be transferred to the output of the fundamental mode with Fiber nonlinearities are dominant limiting factors for high-
signal inversion. speed transmission systems of 40 Gb/s or beyond. Waveform
A 1.52-µm VCSEL with a 5 × 10-µm elliptical-shaped tun- distortion is induced by various fiber nonlinear effects such as
nel junction aperture was fabricated [70]. The VCSEL struc- self-phase modulation, cross-phase modulation, and four-wave
ture is the same as that in [41] and [97], except for the mixing. The fiber nonlinear effects cannot be compensated by
shape of the tunnel junction aperture. The threshold current is linear optical circuits in the optical domain. If we realize a
1.4 mA. A CW light from a tunable laser is injected into the nonlinear optical compensator, which gives us a negative phase
high-order mode of the VCSEL through a lensed single-mode shift in an opposite sign of optical Kerr effect in fibers, we are
fiber. The wavelength is adjusted to the high-order mode, and able to compensate fiber nonlinealities by inserting the device.
spatial off-center injection is done for improving a coupling An optical nonlinear phase-shifter based on a VCSEL structure
efficiency. The output of the fundamental mode is coupled to with a saturable absorber was demonstrated [72].
the same fiber and is detected through an optical circulator Fig. 19 shows the schematic structure and the operating
and a polarizer. The polarization state of the fundamental mode principle of the optical phase shifter based on 1.55-µm VCSEL
could be controlled along the major axis of the elliptical tunnel structure [41], [97]. This device consists of the dielectric multi-
junction. The input light with an input power of 10 mW in layer structure (top-DBR) and 40-pair InGaAlAs/InP (bottom-
the fiber were injected along two orthogonal polarizations, DBR) and InGaAlAs QWs functioning as a saturable absorber.
showing polarization-insensitive transverse mode switching. An intensity-dependent negative refractive index change ap-
The polarization stability of the output for randomly polarized pears with an opposite sign of the optical Kerr effect in the
input is shown in Fig. 18. When the polarization of the input saturable absorber, which is enhanced by a resonant vertical
light was scrambled by using a polarization scrambler, as shown cavity. The modeling result shows that either positive or nega-
in the bottom figure of Fig. 18, large intensity fluctuations tive phase-shifts of reflected light can be obtained with 1.55-µm
through a polarizer were seen. On the other hand, polarization VCSEL, depending on the cavity Q-value [50]. Both positive
fluctuations of output could be perfectly suppressed with signal and negative phase shifts are useful for the compensation
inversion, as shown in the upper figure of Fig. 18. The low of laser chirp and fiber nonlinearities in the optical domain,
output power in Fig. 18 is due to low coupling efficiency for respectively.
the high-order mode and partly due to the insertion loss of the There is the tradeoff between the phase shift and opti-
polarizer. The operating speed is the same as the optical inverter cal bandwidth. Therefore, we have to choose suitable de-
described in the previous section. The proposed structure based sign of mirrors for optimizing bandwidth and phase shift. An
on an injection-locked VCSEL may enable high-speed optical InGaAlAs saturable absorber is sandwiched by the two mirrors.
polarization control for use in future photonic networks. If the input light power coupled to this device increases, the
4510 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 24, NO. 12, DECEMBER 2006

Fig. 19. Schematic structure and operating principle of nonlinear-effect optical compensator using InGaAlAs vertical cavity saturable absorber [72].

pulses [72]. The novel nonlinear-effect compensator shows a


large nonlinear negative phase shift that depends on input power
levels. The proposed concept may open up a novel technology
for compensating fiber nonlinearities in the optical domain.

V. C ONCLUSION
Some recent advances on VCSEL photonics were re-
viewed, including wavelength engineering and new functions of
VCSELs. The wavelength extension and wavelength integra-
tion of highly strained GaInAs QW VCSELs were described,
showing a possibility of a VCSEL-based multiwavelength light
source. The small footprint of VCSELs allowed us to form a
densely packed VCSEL array both in space and in wavelength.
The wavelength engineering of VCSELs may open up ultrahigh
Fig. 20. Measured wavelength dependence of nonlinear phase shift for differ-
ent input power. The measured device is 1.55 µm InGaAlAs VCSEL without
capacity networking. In addition, new functions of VCSELs
reverse bias [99]. for optical signal processing were addressed, which include
optical regenerators and optical polarization controllers based
phase difference is induced by the refractive index change in on an injection-locked VCSEL. Also, a novel nonlinear optical
the saturable absorber. The fabricated device consists of 3-pair phase-shifter enables us to compensate fiber nonlinearities in
SiO2 /Ta2 O5 (top-DBR), InGaAlAs/InP (bottom-DBR with a the optical domain.
reflectivity of > 99.9%), and InGaAlAs QWs functioning as a It has already been 30 years since a VCSEL was invented.
saturable absorber. The reflectivity is estimated to be 70%. The The emission wavelength is from ultraviolet to infrared spectral
fabricated structure is not optimized in terms of the top mirror regions. We have seen various potential applications including
reflectivity. Also, no reverse bias gives slow recovery time in the datacom, sensors, optical interconnects, spectroscopy, optical
1-ns range. The reflectivity and the group delay dependence on storages, printers, laser displays, laser radar, atomic clock,
input power was measured by using an optical component ana- optical signal processing, and so on. Therefore, most VCSEL
lyzer (Advantest Q7761) with a tunable laser source. The phase applications have been in “light” optics with low-power con-
shift was estimated by performing spectral domain integration sumption. On the other hand, VCSELs with external cavities—
of the measured group delay. Fig. 20 shows the nonlinear so-called VECSELs [100]—allow a large emitting area of the
phase-shift from the data of 0.10-mW input power. The solid device with a single-transverse mode, and thus, high power of
lines show the calculation. Here, we assume that the saturation over 1 W can be obtained. The external cavity configuration
coefficient is 2 kW/cm2 , which corresponds to the case of also allows intracavity frequency doubling, which is currently
m = 1 ns recovery time for a saturable absorber without reverse attracting much interest for green light emitters of laser display
bias. A positive group delay and negative phase shifts were applications [101]. These high-power applications are also very
observed as predicted in theory. We obtained a large negative challenging for future optoelectronics.
phase shift of a −0.4 rad for input power of 0.42 mW, which is Another aspect, which is not described in this paper, is the
large enough for compensating 100-km-long fiber nonlineari- spontaneous emission in microcavities. The spontaneous emis-
ties [99]. The reduction of absorption recovery time below 10 ps sion control in VCSELs has emerged as one of the unexplored
with reverse bias enables us to use the compensator for high problems of fundamental physics [102]. Microcavity VCSELs
bit-rate signals. The addition of 1.2-V reverse bias showed the with quantum dots would be among the good candidates
transient response of nonlinear phase shifts, even for 7-ps input for single-photon emitters. The combination of VCSELs and
KOYAMA: RECENT ADVANCES OF VCSEL PHOTONICS 4511

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ing IEEE Lasers and Electro-Optics Society (LEOS), Tucson, AZ, optical regeneration using transverse mode switching in long-wavelength
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surface-emitting laser array,” Jpn. J. Appl. Phys., vol. 42, no. 5B,
pp. L529–L531, May 2003. Fumio Koyama (M’86–SM’05) was born in Tokyo,
[87] T. Fujii and M. Ekawa, “Origin of compositional modulation of Japan, on May 16, 1957. He received the B.S., M.S.,
InGaAs in selective area metalorganic vapor phase epitaxy,” J. Appl. and Ph.D. degrees in physical electronics from Tokyo
Phys., vol. 78, no. 9, pp. 5373–5386, Nov. 1995. Institute of Technology, in 1980, 1982, and 1985,
[88] G. B. Stringfellow, Organometallic Vapor-Phase Epitaxy. New York: respectively.
Academic, 1989. He is a Professor of Microsystem Research Center,
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F. Koyama, “Multiple-wavelength GaInAs/GaAs vertical cavity surface tute of Technology. Currently, he is doing research on
emitting laser array with extended wavelength span,” IEEE J. Sel. Topics vertical-cavity surface emitting lasers, photonic in-
Quantum Electron., vol. 9, no. 5, pp. 1367–1373, Sep./Oct. 2003. tegrated wavelength-division-multiplexing devices,
[90] Y. Uchiyama, T. Kondo, K. Takeda, A. Matsutani, T. Uchida, optical microelectromechanical-system devices, and
T. Miyamoto, and F. Koyama, “Electro-thermal wavelength tuning of related semiconductor microfabrication technologies. From 1992 to 1993, he
1.2 µm GaInAs/GaAs vertical cavity surface emitting laser array,” in was with AT&T Bell Laboratories, Crawford Hill, NJ, as a visiting member
Proc. 18th Annu. Meeting IEEE (LEOS), Sydney, Australia, Oct. 23–27, of the technical staff. He has authored and coauthored more than 360 journal
2005, pp. 326–327. papers and 400 conference papers.
[91] ——, “1.2 µm band GaInAs/GaAs high-density multiple-wavelength Dr. Koyama received the IEEE Student Paper Award in 1985, the IEE
vertical cavity surface emitting laser array,” Jpn. J. Appl. Phys., vol. 44, Electronics Letters Premium in 1985 and 1988, the Paper Award from the
no. 6, pp. L214–L215, Feb. 2005. Institute of Electrical, Information, and Communication Engineers (IEICE) of
[92] ——, “Thermal cross-talk evaluation of densely integrated vertical cav- Japan in 1990, 1994, and 2002, the Marubun Scientific Award from Marubun
ity surface emitting laser array,” IEICE Electron. Express, vol. 1, no. 17, Research Promotion Foundation in 1998, the Ichimura Award from the New
pp. 545–550, 2004. Technology Development Foundation in 2004, and the Electronics Society
[93] F. Koyama and K. Iga, “Wavelength stabilization and trimming tech- Award from the IEICE of Japan in 2006. He is a member of IEICE of Japan
nologies for vertical-cavity surface emitting lasers,” in Proc. Quantum and the Japan Society of Applied Physics.

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