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https://doi.org/10.1007/s13369-022-07264-9
Abstract
For constant monitoring of rotor slot in induction motor, average rotor slot variation (ARSV) prediction is proposed. The rotor
slots expand due to thermal stress and high intensity magnetic flux. The magnetic flux with high intensity is created in rotor
lamination sheet, because of stretching and curving magnetic flux. The surface of rotor slot exhibits thermal stress due to over
current which in turn generates heat and transfers the heat into the rotor lamination surface. The magnetic stress-based rotor
slot size variation is never monitored or measured before. In the proposed ARSV method, multimodal sensor signals such as
Giant magnetoresistance, temperature, current, vibration and voltage acquire magnetic stress and temperature stress of rotor.
The acquired signals are analyzed through polynomial chirplet transform to obtain energy band values of signal. The energy
band values and microscopic camera image-based rotor slot variation values are used for ARSV prediction. The prediction
of ARSV is computed using polynomial regression (PR) method. From experimental results, it is observed that ARSV is
greater than 5% from the normal size which leads to extreme damage to the motor through vibration, sparking and harmonics.
The prediction accuracy of ARSV is about 94.6% when compared to manual measurement of slots in rotor. Moreover, the
prediction of ARSV avoids the major faults, namely eccentricity, overload, under voltage, unbalance voltage, induced rotor
slot, rotor crack and rotor burn.
Keywords Induction motor faults · Average rotor slot variation · Sensor · Polynomial regression · Polynomial chirplet
transform
1 Introduction flux and induces a voltage in the rotor. The induced voltage
causes electrical current through the rotor bars and rotor rota-
Electrical drive systems and converter topologies are used tion creates magnetic field around the rotor bars. Magnetic
in various applications such as the medical industry, water field of stator creates a force on the rotor bars and causes
pumping station, cement factory, textile industry and chem- the rotor to rotate. Figure 1 depicts the direction of various
ical factory. The fault monitoring of induction motor during parameters such as force, magnetic field, current and SC in
runtime is the major problem. Effective monitoring and pre- IM.
dictive maintenance of motor increases productivity, life Magnetic and thermal stresses are created on the lami-
span, performance, safety and dependability. At the same nated surface of rotor because of shaft bend, broken rotor,
time, it decreases cost and time. In IM, rotor is the vital part. induced slot on rotor, high voltage, over current and high
Rotor is placed inside the stator, which cuts the magnetic speed. Thermal and magnetic stresses are due to SC flux
variation in rotor slots. The high load applied to IM pro-
B J. Anish Kumar duces over current in the rotor which causes excessive heat
janishengg@gmail.com
in the rotor bars and expands the size of rotor slots. Table
1 Department of Electrical and Electronics Engineering, 1 shows the various sensors used for induction motor fault
Saveetha Engineering College, Chennai 602105, India diagnosis. Until now, the research on rotor slot size vari-
2 Department of Electrical and Electronics Engineering, ation is not attempted. Spin test with sensors is evaluated
R.M.K. Engineering College, Kavaraipettai 601206, India for the rotor deformation due to mechanical stress. Simula-
3 Department of Computer Science and Engineering, Aalim tion model analyzes the thermal stress, magnetic stress and
Muhammed Salegh College of Engineering, Chennai 600055, deformation [1]. The rapid rise in the heat of motor causes
India
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Polynomial
1/2
q q
ψ(t) n∈Z g0 (n)ψ t −n (2)
p p
1 1 π p 1
1− π < ⇒ + >1 (3)
s p q q s
Fig. 6 ORaDWT-sampling of GMR sensor signal at over current con-
dition
The multimodal sensor signals processed with ORaDWT
provides the energy band values which are used for the ARSV
prediction. Figure 5 shows the distribution of GMR sensor
Q-factor of the multimodal sensor signal is obtained
signal energy across subbands during overcurrent condition.
through center frequency and bandwidth as in Eq. (4)
Figure 6 shows ORaDWT-sampling of GMR sensor signal
during over current condition.
E. Energy band values extraction from TQWT through f0
multimodal sensor signal for ARSV prediction Q (4)
BW
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Fig. 9 PCT-energy percentage for thermal signal of frequent starting Fig. 10 PCT-energy percentage thermal signal for high load condition
condition for short time duty cycle
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Fig. 12 PCT-distribution of GMR sensor signal energy across subbands Fig. 15 PCT-distribution of GMR sensor signal energy across subbands
for phase reversal for Broken Rotor Bar
Fig. 14 PCT-distribution of GMR sensor signal energy across subbands Fig. 17 PCT-distribution of GMR sensor signal energy across subbands
for shaft bend for induced hole (8 mm)
band levels derived from GMR sensor signals using PCT. Initially, 2-mm rotor slot is invoked and examined under dif-
Figure 13 shows the rotor slot size measurement. The slot ferent faults such as phase reversal, frequent starting, shaft
size variation of rotor obtained by pixel measurement from bend, broken rotor bar. The PCT energy bands are obtained
microscopic image is utilized for the prediction of ARSV for different sensor signals. The magnitudes of temperature
(Fig. 14). Figure 15 shows the distribution of GMR sensor and GMR sensor signals vary more than vibration signals for
signal energy band across subbands for broken rotor bar. induced 2-mm slot. During steady rise in load, rotor with 8-
A. Magnetic and Thermal stress analysis through induced mm induced hole is analyzed for sub- band energy levels of
slot in rotor SC flux signals. The percentage of PCT subband energy for
IM is induced with two slots, namely 8 and 2 mm, and their GMR sensor signals influenced with 8-mm slot exhibits max-
energy band values are shown in Figs. 16 and 17. After insert- imum voltage. The maximum expansion in slot size causes
ing a 2-mm hole in the rotor, the induction motor is driven for fluctuation in the energy band which results in higher SC flux.
5 h. After that, the SC magnetic flux is measured by GMR The magnitude of SC flux signals rises as the total count of
sensor and the rotor slot size variation is calculated using bands increases for 2- and 8-mm generated slots. The magni-
a microscope image after removing rotor slot from motor. tude of GMR and temperature signals amplitude increases as
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Table 2 Energy band and ARSV values for various types of fault induced in induction motor
Faults induced in motor Sensors Energy bands ARSV in (mm) Sensor Amplitude in (mV)
the rotor slot size changes. Large changes in slot size of rotor Initially, LR method is applied to predict the ARSV of
are because of thermal stress sand SC flux. PCT energy sub- IM. The subband energy values, which are obtained through
band magnitude value of GMR sensor increases as the size ORaDWT, are used for prediction of ARSV. The prediction
of the rotor is 8 mm. When harmonics are produced, there accuracy of LR is 92%. Equation (15) shows ARSV predic-
is a large variance in the amplitude of GMR sensor signal, tion through LR.
whereas other sensors show no change in amplitude. During
induced transient failures, current and vibration show varia- ARSV 6.21 + 1 × G (SEV) + 1.56 × T (SEV) + 0.04
tion in energy values of PCT subband. At the time of induced × I (SEV) − 1.06 × Vi (SEV) − 0.98 × Vo (SEV)
bearing faults, vibration sensor shows significant variation in (15)
PCT energy subband magnitude values. Vibration and cur-
rent sensor signals are utilized to identify stator defects. Table Next, MLR-based method is used to predict the induction
2 shows the energy band and ARSV values for various types motor ARSV. The subband energy values that are obtained by
of fault induced in induction motor. TQWT are used for ARSV. Prediction and accuracy of MLR
B. Regression Algorithms for ARSV prediction are about 93.4% which is greater than LR. Equation (16)
The multimodal sensor data like voltage, current, temper- shows ARSV prediction equation using MLR technique.
ature, vibration, GMR and microscopic camera image values
are tabulated for various induced faults such as overload, low ARSV −0.43 + 0.95 × G (SEV) + 1.25 × T (SEV) − 0.01
voltage, over voltage, high speed, frequent starting, phase × I (SEV) − 0.16 × Vi (SEV) − 0.37 × Vo (SEV)
reversal. Then, these data are used for prediction through
(16)
various machine learning algorithms. The various algorithms
used for prediction are logistic regression, multiple linear
The LR and MLR method provide less accuracy in ARSV
regression and polynomial regression.
prediction. Therefore, polynomial regression method is
IM ARSV predicted values are categorized in Table 3.
applied for better accuracy of ARSV. PR uses the nth-degree
It shows the prediction value of ARSV for six types of IM
polynomial to model the connection between independent
with different conditions. During running condition, the slot
variable (x) and dependent variable (y). PR provides the best
size in rotor of the IM is evaluated in both load and no-
evaluation for independent and dependent variables. The lin-
load conditions. The slot variation in rotor is estimated using
ear regression and multiple linear regressions are limited
the regression equations. High value of magnetic stress and
in its ability to find any relationship between reliable and
thermal stress is created in IM when the rotor slot variation
undependable variables. As a result, linear regression rep-
exceeds more than 5% of standard size. If the rotor slot size
resentation has been changed into a polynomial regression
is not reduced by periodic maintenance, then the IM faults
model for ARSV prediction. The primary aim of regression
are increased which cause the IM to shut down.
analysis is to model the predicted value of a dependent param-
eter in the equation of an independent parameter.
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Induction Induction motor ARSV value measured Difference in ARSV prediction in (%)
motor (IMx) details through microscope camera rotor slot size
(mm) variation
IM1 1.5 KW, 415 V, 2.25 2.57 0.32 2.7/95.1% 2.67/96.2% 2.65/96.9%
1420 RPM and
3.2 A
IM2 3.5 KW, 415 V, 2.93 3.45 0.52 3.62/95.3% 3.60/95.8% 3.54/97.4%
1430 RPM and
15 A
IM3 3.7 KW, 415 V, 3.53 4.22 0.69 4.52/93.3% 4.48/94.1% 4.4/95.9%
1410 RPM, and
12 A
IM4 2.8 KW, 415 V, 1.77 2.12 0.35 2.3/ 92.1% 2.26/93.8% 2.24/94.6%
1400 RPM and
6A
IM5 3.5 KW, 415 V, 2.67 3.33 0.66 3.56/93.5% 3.53/94.3% 3.5/95.1%
1390 RPM and
5A
IM6 2.5 KW, 415 V, 1.85 2.26 0.41 2.38/94.9% 2.35/96.1% 2.34/96.5%
1440 RPM and
9A
Predictor value Coefficient Estimate value Std error value t-statistic value p-value
value
Constant value β0 6.21 0.43 1.03 3.74 4.88 1.06 0 − 0.1 0.97 1 0.94 0.41
G(SEV) β1 1 0.95 0.9 0.42 0.2 0.09 2.36 4.64 9.59 0.1 0.02 0.03
T(SEV) β2 1.56 1.25 − 0.7 1.24 1.11 0.27 0 1.12 − 2.8 1 0.34 0.07
ISEV) β3 0 − 0.01 0.44 0.26 0.14 0.1 0 − 0.1 4.31 1 0.93 0.02
Vi (SEV) β4 − − 0.1 0.15 6.24 0.44 0.1 0 − 0.3 1.6 1 0.74 0.2
1.06
Vo SEV) β5 − − 0.3 − 0.1 6.24 0.48 0.11 0 − 0.7 − 1.6 1 05 0.2
0.98
The polynomial regression is given as in Eq. (17) shows the estimated value, standard error value, t-statistic
and p-value for various regression methods. In PR, the stan-
y a0 + a1 x1 + a2 x12 + .... + an x1n (17) dard error value is very less compared to other methods. The
R2 value for the PR is 0.993 which is higher than LR and
The PR regression equation for ARSV prediction is as in MLR. Figure 18 shows residual plot for LR, MLR and PR.
Eq. (18).
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Residual Quantiles
prediction accuracy is 92%. In TQWT & MLR method, 6. Huang, Z.; Fang, J.: MultiphysiSC design and optimization of
ARSV prediction is about 93.4%. The ARSV prediction high-speed permanent-magnet electrical machines for air blower
applications. IEEE Trans. Ind. Electron. 63(5), 2766–2774 (2016).
through multimodal sensor data show excessive stress due https://doi.org/10.1109/TIE.2016.2518121
to thermal and electromagnetic force on rotor that leads to 7. Liu, X.; Miao, W.; Xu, Q.; Cao, L.; Liu, C.; Pong, P.W.T.: Inter-
rotor slot variation. The stresses produced due to various turn short-circuit fault detection approach for permanent magnet
induction motor faults are inspected by multiple sensors. The synchronous machines through stray magnetic field sensing. IEEE
Sens. J. 19(18), 7884–7895 (2019). https://doi.org/10.1109/JSEN.
microscopic camera image is used for ground verification of
2019.2918018
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