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CHAPTER 8

Problem-Based and Project-Based


Learning in Engineering Education

Merging Models

Anette Kolmos and Erik de Graaff

Introduction “project-based service learning,” “active


learning,” CDIO (Conceive, Design, Imple-
In the practice of engineering education, ment, and Operate), “project-based learn-
there is a wide variety of implementations ing,” and “problem-based learning” were
of problem-based or project-based learning introduced in the decades after the Second
(PBL). In this chapter we aim to explain World War. All these new learning con-
the relationships between different types cepts come under the umbrella of learner-
of problem-based and project-based learn- centered or student-centered learning
ing to help teachers and educational man- models. Problem-based and project-based
agers make innovative choices and provide learning, both known as PBL, originate from
benchmarks for educational researchers. the reform universities, and the new educa-
We present a combined understanding of tional models, established between 1965 and
problem- and project-based learning, the 1975. In problem-based learning, problems
theoretical and historical background, and form the starting point for students’ learn-
the different models of PBL that can cap- ing emphasizing a self-directed learning
ture the existing practices, ranging from process in teams. The educational model
small- to large-scale practice, from class- problem-based learning was introduced at
room teaching to institutional models, and curriculum scale at the medical faculty of
from single-subject to interdisciplinary and McMaster University, Canada, followed by
complex knowledge construction. Maastricht University in the Netherlands
It is well known that one-way dissemina- and many others. Project-based learning
tion of knowledge by means of lectures is shares the aspect of students working on
not very effective in achieving learning (van problems in teams, but with the added
der Vleuten, 1997). In higher education con- component that they have to submit a
cepts such as “self-directed-learning,” “case- project report completed collaboratively by
based learning,” “inquiry based learning,” the project team. The problem- and project-
“experiential learning,” “service learning,” based/project organized model adopted at

141
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142 cambridge handbook of engineering education research

Aalborg University and Roskilde University, Singapore Polytechnique is running a spe-


Denmark, was inspired by the critical ped- cial PBL version known as ‘one problem per
agogy in Europe after the student revolts day’ (O’Grady & Alvis, 2002). In India, there
of the 1960s. At Aalborg University both is an increasing use of various PBL mod-
models of PBL were eventually combined in els (Shinde & Kolmos, 2011). In Europe, the
problem-based project organized learning, Bologna process, with a focus on student-
which was practiced at all faculties – the centered learning and learning outcomes,
Faculty of Engineering and Science being has created increasing interest in PBL, and
the largest. This combined approach is the there are similar trends all over the world
central point of reference for this chapter, as (Barrett & Moore, 2011), including in many
the pedagogical development in engineering European universities such as Aveiro Uni-
education indicates that both educational versity, Portugal (Graaff & Kolmos, 2007);
practices are successful in their own way Université Catholique de Louvain, Belgium
and the abbreviation PBL is here defined as (Galand & Frenay, 2006; Galand, Raucent, &
including both practices. Frenay, 2010); and universities in the United
A curriculum can be regarded as a social Kingdom, for example, Coventry, Newcas-
construction depending on culture, national tle, Sheffield, and Manchester (Graham,
regulations, institutional policies, and aca- 2009).
demic staff. During the last forty to fifty However, mentioning specific universi-
years, many changes have occurred, espe- ties is unadvisable, as there is no full
cially in engineering education, and univer- overview of all the diverse PBL practices,
sities all over the world have developed ranging from large-scale implementation at
diverse PBL models and practices (Beddoes, an institutional level to small-scale imple-
Kacey, Jesiek, Brent, & Borrego, 2010). Sev- mentation in a class room or a laboratory.
eral notable PBL implementations are to Nevertheless, this indicates that the PBL
be found all over the world. In U.S. engi- practice is becoming more diverse and the
neering education, in general, there is a definition of problem- and project-based
trend that the capstone projects are car- learning more unclear. The concept of PBL
ried out as a team-based and problem-based is used for both small team-based projects,
project (McKenzie, Trevisan, Davis, & Bey- working on cases more or less defined in
erlein, 2004), but at a more comprehen- terms of learning content by one lecture, and
sive level, there is the P5BL model at Stan- for large mega-projects such as construction
ford University (Fruchter & Lewis, 2003) of a satellite or a racing car, requiring multi-
and the work with projects at Olin Col- disciplinary content.
lege – although they do not claim any rela-
tion to any global community (Sommerville
et al., 2005). In Mexico, Monterey Tech’s has Need for New Engineering
developed diverse PBL models at different Competences
campuses (Lopez-Islas, 2001). In Brazil, Uni-
versity of São Paolo’s implemented change As early as the 1960s, there was a formu-
of programs (Ulisses, Valéria, & Homero, lated need for more qualified academics
2009). In Australia the University of Queens- and engineers, leading to an expansion of
land (Crosthwaite, Cameron, Lant, & Lis- higher education capacity and the establish-
ter, 2006), Central Queensland University ment of many new institutions both general
(Joergensen & Howard, 2005), and Victo- universities and specifically engineering col-
ria University (Ozansoy & Stojcevski, 2009) leges (de Graaff & Sjoer, 2006). The relation
have many years of project work prac- between universities and society changed.
ticed. In Asia, University of Technology Gibbons et al. (1994) note that the rela-
and University Tun Hussein Onn, both tion between science and society changed
in Malaysia, have course modules with radically from an approach characterized
PBL (Yusof, Tasir, Harun, & Helmi, 2005); by “science speaking” to society to “society

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problem-based and project-based learning in engineering education 143

speaking to science” (Gibbons et al., of these activities during their education. It


1994; Nowotny, Scott, & Gibbons, 2001). is expected that the ability to handle com-
Recently, several reports on new demands plexity and intercultural collaboration will
for engineering knowledge, skills, and com- be an embedded engineering capacity in the
petences followed the same reasoning, that future, and innovation is based on collabora-
the universities have to pay much greater tive knowledge construction (Sawyer, 2008).
attention to real-life problems and to soci- The signal from society clearly indicates a
etal needs, in order, especially, to address need for engineers with relevant knowledge,
employability agenda including collabora- skills, and competences. The challenge for
tion with companies (National Academy of universities is to meet these demands. Stro-
Engineering, 2004; Royal Academy of Engi- bel and van Barneveld (2009) point out that
neering, 2007). Industry requires graduates the main reason many engineering universi-
who are able to participate in engineer- ties implement PBL is that previous gradu-
ing project organizations and to collabo- ates were ill prepared for the labor market
rate (Chinowsky, 2011; Kolmos & Holgaard, and the need for new competences. In the
2010). At the same time, the accreditation report from the Bernhard M. Gordon MIT
bodies have defined transferable or profes- Engineering Leadership program, there is a
sional skills as an important part of the cur- strong focus on project-oriented programs as
riculum (ABET, EURACE), which indicates a variable for leadership competences (Gra-
that there is a growing awareness of not only ham, Crawley, Mendelsohn, 2009). Studies
the learning of isolated discipline skills and on employers’ needs for engineering compe-
competences, but also an integrated curricu- tences very often come out with results on
lum approach. This emphasizes learning as more project experiences (Kolmos & Hol-
an integrated and exemplary act that goes gaard, 2010) and that there is a need for engi-
beyond technical knowledge and skills. With neering students to know more about engi-
new requirements for complex and inter- neering practice and business models and
cultural competences, there will be a need to act reflectively as practitioners (Schön,
for establishing mega-projects across disci- 1987). Another driver identified by Strobel
plines and cultures and, therefore, a constant and van Barneveld (2009) is the institutional
development of the PBL practices. interest in increased retention rate among
The requirement for complex compe- students.
tences will increase with the need for more
green engineers (Jamison, 2001). This will
further necessitate the creation of new inter- A Historical Perspective on PBL
disciplinary techno-science programs and,
for students to learn to analyze relevant The new universities – also known as reform
problems leading to new innovations, the universities – that were founded during
societal needs and social structures, and con- the 1960s and 1970s were a response to the
textual issues must be brought into engi- societal needs and had new pedagogical
neering education together with collabora- approaches and educational models. These
tive competences (Hyldgaard Christensen, universities were based on three ideas: (1)
Delabousse, & Meganck, 2009; Jamison, a need for new knowledge and skills in the
Hylgaard Christensen & Botin, 2011). Buccia- labor market, (2) the study programs were
relli (1994) has pointed out that, combined too fragmented and without relation to the
with technical knowledge, there is an ongo- outside world, and (3) there was a need
ing negotiation of understanding of the defi- for more democracy and student influence
nitions of concepts in a collaborative design (Carter, Eriksen, Horst, & Troelsen, 2003;
process. Because engineers have a global Nielsen & Webb, 1999). These reform
workplace, education needs to address these universities proved that new teaching and
new types of requirements. Therefore, stu- learning models were applicable and that
dents should already, have experienced some the labor market welcomed the graduates.

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144 cambridge handbook of engineering education research

Prominent among the educational models ing process. A problem in PBL does not need
that were used was problem-based learning. to be solved; it just serves to initiate the
The first place to apply PBL principles as learning process (Norman, 1988). The stu-
the core for a new curriculum in medicine dents work together in self-directed study
was McMaster University in (Neufeld & Bar- groups, discussing and analyzing specially
rows, 1974; Woods, 1994). Maastricht in the prepared case descriptions. They organize
Netherlands; Linköping University, Swe- the analyses of the cases using a procedure
den; and Newcastle in Australia followed called the Seven Jump (Schmidt & Moust,
the example set by McMaster, establish- 2000). The objective is to define learning
ing PBL curricula in their medical schools. goals, which are studied individually. The
Around the same time, a problem-oriented results of this individual study are reported
and project-organized model was developed and reviewed during the next group ses-
in Europe. This model was introduced at sion. Just as in real-life practice, there is an
Aalborg University and Roskilde University, integration of subject disciplines. The typi-
Denmark, and in the first years at Bremen cal study group (eight to twelve students)
University, Germany. meets one or two times a week. In the
The new pedagogy that grew out of the study group, each student presents his or
reform universities has a history, although her work, which is discussed, and the group
there is no complete agreement on where discusses who should continue with what
these ideas came from. The Danish reform tasks. Research has shown the effectiveness
universities were based primarily on Ger- of the self-directed learning process (Yew &
man theories such as experiential learn- Schmidt, 2008). The role of the teacher who
ing formulated as an emancipatory peda- attends the meetings is primarily to facilitate
gogy for the working class by Negt and the learning process, in other words, to facil-
Kluge (Illeris, 1976). However, in reviewing itate the group’s collaboration and internal
the literature, one can find that American communication.
researchers from the Chicago group such The Aalborg and Roskilde models are
as Dewey and Kilpatrick formulated ideas problem based by definition, as every stu-
about project work and democracy years dent project starts with a problem. Each
earlier (Dewey, 1938; Kilpatrick, 1918; Kil- semester groups of five to eight students
patrick, Bagley, Bonser, Hosic, & Hatch, work on a problem, which they normally
1921). Also, Brazilian influence dating back define by themselves within a thematic
to Paulo Freire may be identified (Illeris, framework and, after analyzing and solving
1976). In the period of the reform universi- the problem, they write a project report.
ties, these authors were very much regarded Normally, the projects run for a semester
as the champions of a new form of educa- (half year) and the project work allows them
tion for democracy and more equal rights to develop competencies in project manage-
in society. The reform universities share ment and collaboration. The more a prob-
many experiences in establishing new teach- lem replicates real life, the more students
ing and learning practices; however, there is experience it as motivating. Working on a
also an individual history related to each of project can be seen as a way of organizing
them. the learning process, but it also gives com-
McMaster followed by Maastricht orga- petences in how to start, carry out, and final-
nized a curriculum with thematic blocks, ize a project, which is needed by companies
in which the year is divided into a series (Kjaersdam & Enemark, 1994; Kolmos, Fink,
of blocks of approximately six weeks. Each & Krogh, 2004; Kolmos & Holgaard, 2010;
period focuses on a particular theme, such Olsen & Pedersen, 2005).
as a group of complaints or organ systems. A The fact that PBL grew out of practices
block book presents a series of cases, which that were institutionalized has contributed
the students are to analyze. The case is the to the success and dissemination of this ped-
problem that is to trigger the student’s learn- agogy. The new educational models were

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problem-based and project-based learning in engineering education 145

Table 8.1. Original Learning Principles at the PBL Universities


McMaster and Maastricht Universities Aalborg and Roskilde Universities
Problem-based learning Problem-based and project organized learning
r Problems form the focus and stimulus for learning. r Problem orientation
r Problems are the vehicle for development of r Interdisciplinary
problem-solving skills. r Exemplary learning
r New information is acquired through self-directed r Participant-directed
learning. r Teams or group work
r Student-centered r (Illeris, 1976)
r Small student groups
r Teachers are facilitators/guides
r (Barrows, 1996)

institutionalized with a new approach, and the overall learning outcomes of the curricu-
the practice did not just cease if one aca- lum. The exemplar learning process is char-
demic staff member moved from the insti- acterized by building on prior knowledge,
tution. It was possible to build up a sustain- discovery learning and being both meaning-
able community by recruiting academic staff ful and challenging to students. This is an
who were positive about these new ideas essential principle with respect to the man-
and to evaluate and experiment with the agement of the learning process, both in
practices. At first there was much skepticism terms of what to learn (identifying problems
toward the new graduates, as the labor mar- that are often real problems) and how to
ket did not know what to expect of them. decide on the relevance to the curriculum.
However, after about ten years, the attitudes PBL problems can be small or big,
toward the new universities became much authentic or scholastic, practical or theoret-
more positive. During the 1970s and the ical, etc. There are many combinations of
1980s, the reform universities proved their small problems and big projects, and there
value by getting very good responses from is a need for a more theoretical definition of
the companies that employed the graduates. PBL that allows for variation in practice.
Many of these definitions suggest that
there is a substantial difference between
Definitions of PBL problem-based and project-based learning.
In particular, there are differences in the way
Returning to the roots of PBL, Barrows the curriculum is organized. For instance,
(1996) defines six characteristics that are Prince and Felder define problem-based and
all related to the learning process, whereas project-based learning as follows: “Problem-
Illeris (1976) defines five characteristics that based learning (PBL) begins when students
are related to both the learning process and are confronted with an open-ended, ill-
the implications for the social and the con- structured, authentic (real-world) problem
tent dimension of learning (see Table 8.1). and work in teams to identify learning needs
An important difference between the and develop a viable solution, with instruc-
two aforementioned PBL approaches can tors acting as facilitators rather than primary
be found in the content dimension. The sources of information” (Prince & Felder,
Danish tradition emphasizes the interdisci- 2006, p. 128). In comparison, “Project-based
plinary and exemplary aspect. The exemplar learning begins with an assignment to carry
approach, as stipulated by Klafki (2001), is an out one or more tasks that lead to the pro-
important principle for the selection of con- duction of a final product – a design, a
tent which should be of current and future model, a device or a computer simulation.
significance, as well as in accordance with The culmination of the project is normally a

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146 cambridge handbook of engineering education research

Figure 8.1. Differences between problem-based and project-based


learning according to Savin-Baden. (Supervision is here understood
as advice – U.S. term.)

written and/or oral report summarizing the start with a problem and that this problem,
procedure used to produce the product and by definition, will always be unique. Such
presenting the outcome” (Prince & Felder, an interpretation of project-based learning
2006, p. 130). clearly indicates that project-based learn-
According to this interpretation, a project ing cannot exist without a problem-oriented
is a narrowly formulated task, and problem- approach (Kolmos, 1996), and this approach
based learning is an open-ended and ill- constitutes the basis for the understanding
defined approach. Savery (2006) and Savin- of PBL in this chapter.
Baden (2003, 2007) are very much in De Graaff characterizes the relationship
accordance with the definitions in the between problem-based learning (Maas-
preceding text, describing the difference tricht model) and problem-based and
between the two models as shown in Figure project-organized learning (Aalborg model)
8.1. In their view “problem-based” stands in an input–output model designating five
for the process-oriented approach, whereas dimensions (Graaff, 1995).
projects involve a much more instrumental
and product-oriented approach. Input: The first dimension con-
Several other researchers propose their cerns the kind of stimu-
own definitions. Capraro and Slough define lus given to the students.
project-based learning as: “A well-defined It varies from discipline
outcome and ill-defined task. PBL for the knowledge as available in
purposes here is the use of a project that textbooks to problems from
often results in the emergence of various professional practice.
learning outcomes in addition to the ones Situation: The second dimension
anticipated” (Capraro & Slough, 2009, p. presents different possibil-
5). Algreen Ussing and Fruensgaard define ities in the environment,
a project as a complex, unique and situated ranging from the well-
task that cannot be repeated and will always organized classroom to the
involve an open approach (Algreen-Ussing real workshop.
& Fruensgaard, 1990). These definitions of Qualification The third dimension relates
projects and project-based learning are dif- teachers: to the qualifications of the
ferent from the definitions proposed by teachers. Do you need pri-
Prince and Felder, Savery, and Savin-Baden, marily teachers with thor-
as they stipulate that a project will always ough didactic training, or

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problem-based and project-based learning in engineering education 147

situation teacher focus


problem workplace professional student product
Mtricht Aalb Aalb Aalb Mtricht Aalb
Aalb

input throughput output

Mtricht Mtricht Mtricht

discipline classroom didactic teacher competence

Figure 8.2. Dimensions of the educational process. (Mtricht =


Maastricht University and Aalb = Aalborg University.)

do you cherish professional be defined only at the concrete curricu-


experience? lum level, because there are so many dif-
Orientation: The fourth dimension ferent practices. PBL has to be defined at
refers to the orientation a more abstract level, as a philosophy and
of the educational process. set of learning principles (Graaff & Kolmos,
This ranges from teacher- 2003, 2007). Owing to contextual conditions
centered (the teacher is (cultural, national, institutional), specific
the focal point) to student- curriculum models cannot be transferred
centered (independent, self- directly between countries, as any PBL prac-
directed learning). tice is a social construction and what might
Output: The fifth dimension con- work in one cultural or institutional setting
cerns the type of result that might not work in another. The element
is most valued. Is there a of cultural practice is more dominant in a
concrete product that can be student-centered learning model compared
shown to the world? Or is with a more instructional model based on
there just the invisible gain textbook approaches. Thus, a more abstract
of knowledge or skills? notion of PBL is needed to capture diversity
in the concrete curriculum and classroom
The extremes of the dimensions repre-
approach cross culture and subjects.
sent the two most ancient forms of teaching:
PBL is a very comprehensive system of
“on the job training” and “frontal classroom
organizing the content in new ways and stu-
teaching.” As can be seen in Figure 8.2, both
dents’ collaborative learning, enabling them
the Maastricht PBL model and the project-
to achieve diverse sets of knowledge, skills,
based model lean toward the “on the job”
and competences. As already stated, there
training, the latter even more so. However,
is an increasing demand for competences
this model does not aim to pin down educa-
that goes beyond the technical field and
tional models. Rather, it aims to be a tool to
reaches into process competences and inte-
identify a particular position in the develop-
grative personal competences such as collab-
ment of a curriculum to distinguish it from
orative and creative knowledge processes.
the ultimate objective.
This means that education can no longer
address only the cognitive part; it is neces-
sary to think in broader terms.
PBL as a Set of Learning Principles Wilkerson and Gijselaers (1996) con-
nected PBL with educational theory and for-
History and the dissemination of PBL indi- mulated three basic learning theory princi-
cate that the concept of PBL can no longer ples: (1) learning is a constructive and not a

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148 cambridge handbook of engineering education research

receptive process; (2) metacognition affects tices, combined with theoretical reflections,
learning; and (3) social and contextual three main clusters of learning principles
factors influence learning. These three prin- emerge: learning, social, and contents. The
ciples indicate that in order to understand three learning principles are interconnected
and to develop a PBL curriculum, cognitive in several ways, but each of them also has its
learning principles are not sufficient. own domain.
Barnett and Coate (2004) define the cur- The learning approach concerns the
riculum as knowing, acting, and being. learning process of working with problems,
First, this views the curriculum as a space which involves identification, analysis, and
for learning processes. Second, the curricu- solution. It can be real-life/authentic, prac-
lum should encompass knowing, acting, and tical or purely theoretical problems. Many
being. Knowing and acting cover the nor- authors claim PBL as a means of work-
mal notion of a curriculum, whereas being ing with authentic problems; however, this
addresses citizenship, social responsibility, depends on the entire combination of the
values, and personal and social identity. The different learning principles and the overall
knowing, acting, and being are intercon- objective for the learning process. The prob-
nected, and the identity students develop lem forms a starting point for the learning
in a PBL curriculum is both as an indi- process, but it is also a reference point for
vidual and a collaborative learner, whereby the learning process, as the problem indi-
individuals are in a constant dialogue with cates the purpose of the learning process.
each other about the content of the project This means that students can orient their
(knowing and acting). reading toward this particular problem to
This broader approach to the understand- gain a deeper understanding.
ing of curriculum and competences implies Ownership of the problem is also an
a broader understanding of learning. Knud important principle. If students define the
Illeris defines learning as “any process that in problems by themselves, it might be as moti-
living organisms leads to permanent capacity vating to work with a theoretical problem as
change and which is not solely due to bio- with an authentic or real-life problem. How-
logical maturation or ageing” (Illeris, 2007, ever, if the problem is given by the teacher,
p. 3). This is a very broad definition; how- it could be made more important if related
ever, the intention is to overcome more lim- to real-life problems.
ited definitions such as learning as outcome The learning principles also encompass
of learning processes or learning as inter- the organization of the learning process,
action. Illeris (2003, 2007) has developed a which can be case-based or project-based.
more holistic learning approach based on Case-based means that the students are
both cognitive and affective learning as one working with predefined cases containing
dimension and individual and social learning either well-defined problems or ill-defined
as another dimension. problems. Project-based contains a unique
Klafki (2001) argues that the exemplary task that involves more complex and situ-
learning process should connect to the ated problem analyses and problem-solving
learner’s cognitive and affective stage, but strategies. Many researchers, from the Dan-
also that there need to be challenges creat- ish project work tradition in particular, have
ing tension to trigger the learner to develop indicated that working with problems can be
knowledge, skills, or competences. Further- understood as a research process. The phases
more, the classroom allows the learner to go in a research process are identical to many
beyond teaching to discover learning. of the formulated problem learning phases
The PBL learning principles are based on for analyzing cases and working on projects.
this holistic view of curriculum and learning The social approach covers team-based
encompassing both the individual and the learning and requires interaction between
social, cognitive, and affective. By analyz- the individual and the group. The team
ing the specific PBL models and PBL prac- learning aspect underpins the learning

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problem-based and project-based learning in engineering education 149

process as a social act, in which learning more discipline based (task based) or prob-
takes place through dialogue and commu- lem based. Beddoes et al. (2010) have
nication. Furthermore, the students are not reviewed international engineering educa-
only learning from each other, but they also tion research on PBL. They emphasize that
learn to share knowledge and organize the most of the literature review on effec-
process of collaborative learning and collab- tiveness is within subject fields other than
orative knowledge construction. engineering education. However, there are
The social approach also covers the con- plenty of articles from all over the world
cept of participant-directed learning, which reporting and assessing PBL engineering
indicates a collective ownership of the learn- practices within existing courses.
ing process and, especially, the identification For both PBL models, the problem is the
of the problem. This is typically called self- start of the learning process. However, the
directed learning. However, as it takes place seven jumps procedure used at Maastricht
in a collaborative setting, it is the partici- University focuses on the analysis of the
pants who together negotiate the direction problem, whereas the project phases also
for learning. encompass the problem-solving part and the
The contents approach covers selec- overview of the methodology used in the
tion of knowledge and skills. PBL involves problem analysis and the problem-solving
interdisciplinary learning across traditional phases (see Figure 8.3).
subject-related boundaries. As soon as stu- In the engineering field, it is both the
dents are working with real-life problems, it problem analysis and the problem solving
is necessary to use knowledge from different phases that are important learning phases
disciplines or at least acquire the knowledge (Powel & Weenk, 2003). Engineers need to
of the limitations of the problem analysis know what the problems are, to formulate
and problem-solving proposals. the requirements, and to solve the prob-
If students have freedom to choose lem by development of relevant technolog-
projects within a given theme, exemplary ical solutions. Furthermore, it is important
practice becomes an important tool to ensure that these learning processes are team based
that learning outcome is exemplary to the in order to acquire the knowledge shar-
overall objectives. Thus, the interaction ing within a smaller team as well as glob-
between students and supervisors is impor- ally, and that the collaboration is oriented
tant. Furthermore, in the process of ana- toward both process and product so that
lyzing and solving problems, students apply engineers learn the competence of collab-
theories, which enhances the understanding orative knowledge construction.
of the relation between theory and practice.
This type of learning process is identical to a
research process and training core research Model for the Implementation of PBL
methodologies such as formulating a prob-
lem/research question, analyzing a problem There is a need for a more concrete model
by literature review, specifying and defin- for the analysis, construction, and imple-
ing the final problem/research question, the- mentation processes in the curriculum. To
oretical and methodological considerations, meet the implementation needs, a PBL cur-
problem solving and data analysis, and con- riculum model has been developed that is
clusion. based on the PBL learning principles and
on the curriculum theories of alignment and
social construction (Kolmos, Graaff, & Du,
PBL Models in Engineering Education 2009; Savin-Baden, 2003, 2007; Savin-Baden
& Wilkie, 2004). The PBL curriculum model
A review of the literature on PBL in engi- is linked to the PBL learning principles,
neering education clearly shows that most but the seven elements have been identi-
often projects are used – either these are fied as objectives and outcomes, types of

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150 cambridge handbook of engineering education research

Figure 8.3. Differences between the seven jumps and project phases.

problems and projects, students’ learning, approach on the one side, and an innovative
progression and size, academic staff and and learner-centered approach on the
facilitation, space and organization, and, other. Even if PBL is a student-centered
finally, assessment and evaluation, see Figure learning methodology, a teacher-controlled
8.4. These elements were identified on the approach does exist, in which the teacher
basis of a theory on relationship models and to a certain degree knows the problem, the
principles of alignment (Biggs, 2003; Hiim & methodology, and the results. In compar-
Hippe, 1993). All components are elemen- ison, the innovative and learner-centered
tary in a basic PBL curriculum and must approach implies that the teacher might not
be aligned to a certain degree. Depending know the problem beforehand. He or she
on subject areas and cultural and national knows the variety of methodologies but not
requirements, there might be more elements the solution.
to consider and numerous dimensions for In each of the curriculum elements,
each element. there are several dimensions as illustrated
The principle of alignment is an under- in Figure 8.5. Between the two approaches,
lying assumption for this PBL curriculum there are mixed modes, and most of the
model. If there is a change in one element, it PBL practice is defined as some kind of a
will affect all of the other elements as well. mixed mode. For example, concerning the
However, each of the elements can be inter- assessment system, there are many ways of
preted in different ways, and bearing in mind practicing assessment to support the learn-
that in practice there is a huge difference ing objectives such as peer assessment, for-
in the definitions of problem-based learning mative assessment, and so forth. Therefore,
and project-based learning, there are differ- the point of formulating these poles is to
ent approaches to PBL. create awareness of the choices that have
There are basically two poles in the to be made in the implementation process
interpretation and implementation of the of PBL regardless of whether this is at a
curriculum elements: a teacher-controlled single course level or a system level. Between

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problem-based and project-based learning in engineering education 151

Objecves,
outcomes

Type of
Assessment and problems,
evaluaon projects, and
lectures

Space and Progression, size,


organizaon and duraon

Academic staff Students’


and facilitaon learning

Figure 8.4. PBL curriculum model (Kolmos et al., 2009).

Figure 8.5. Dimensions of PBL curriculum elements (Kolmos et al., 2009).

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152 cambridge handbook of engineering education research

the poles or extremes, there are plenty of Progression, Size, and Duration
variation possibilities.
How does PBL progress during the curricu-
lum? Does it move from more narrowly dis-
Outcomes ciplined projects toward more open innova-
tion projects? The same questions apply as
In PBL there is a need for definition of
to where in the system smaller projects or
learning objectives and learning outcomes
cases would be of greater benefit and where
as reference points for students’ projects.
it would be more efficient to have more
The learning outcomes might be formu-
comprehensive projects. Savin-Baden (2003)
lated within disciplines and across disci-
has developed a variation of models for pro-
plines. However, for a PBL curriculum, it
gression in blended PBL curricula ranging
is important that the formulations are not
from full integration to smaller pockets of
too tight and narrow and have more charac-
PBL.
teristics of methodological objectives. This
will allow variation in the students’ projects.
Most PBL curricula and courses also for- Students’ Learning
mulate process skills such as collaboration, Students do not know how to collaborate
project management, communication, and or to run projects. There are various col-
so forth. These skills are embedded in the laboration modes and project management
learning process. Nevertheless, the learning systems, and it will be an advantage for
of process skills will be enhanced by reflect- the learning of these process skills to adopt
ing, experimenting and conceptualizing the a more experimental and reflective learn-
experienced learning process (Kolmos et al., ing approach. Reflection is an important
2004). part of developing competences in handling
the process. Studies indicate that reflection
Types of Problems, Projects, and methods, such as portfolios with individual
Coherence with the Courses and team-based reflections, have an impact
on students’ approaches to the learning pro-
The type of problem that students should cess (Kolmos et al., 2004; Turns, Cuddihy, &
work with is related to the learning objec- Guan, 2010).
tives and outcomes. If there are very narrow
learning outcomes, the problem will also be
narrow. If the learning outcomes are for- Academic Staff and Facilitation
mulated in broader terms, it will allow for Many PBL universities have mandatory
more variation. Sockalingam and Schmidt training or offer training that introduces PBL
(2011) distinguish between features and func- in the system, as well as already established
tions of problems, where the features refer systems for new staff. Most often the con-
to the design of the problem, and the func- tent of the training concerns the facilitator/
tion refers to the desired learning outcomes. adviser role, which is a very difficult teacher
The projects of a curriculum should vary; role that requires knowing when to give
for some semesters, it will be necessary to direct answers to students’ questions or
have discipline projects with well-defined to encourage them to be independent in
problems, and for other semesters, there searching and learning processes.
might be more open learning outcomes and
open innovation projects.
Space and Organization
There are also lectures in the PBL curricu-
lum, and the relation between lectures and Space is an issue in the facilitation of stu-
projects – as well as the role of projects – dents’ team learning. ICT can be a type
has to be considered, as either applying of solution, but there will still be a need
the knowledge taught and/or creating new for physical space. Distribution and recal-
knowledge. culation of resources between traditional

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problem-based and project-based learning in engineering education 153

lecturing and facilitation of students’ learn- One of the significant results from re-
ing have to be considered. search on PBL in all types and variations
is that students’ motivation for learning
Assessment and Evaluation increases (Galand et al., 2010; Schmidt &
Moust, 2000; Thomas, 2000; Walker & Leary,
According to Gibbs (1999), assessment is 2009); students are increasingly curious, ask-
one of the core drivers for students’ learn- ing more questions, and using more time
ing. Therefore, the type of assessment sys- to study. This is a significant result from
tem used is important for the success of research on PBL across subjects and cul-
PBL. There is a tremendous body of research tures; for instance, according to Yadav,
on formative assessment, self-assessment, Subedi, Lundeberg, & Buntung (2011), the
peer assessment, and summative assessment PBL approach has led to greater motivation
methods. Assessment in a PBL learning envi- for learning. However, studies also indicate
ronment can be aligned with the learning that the PBL curriculum might be increas-
outcomes and the learning methods. Forma- ing students’ stress, as they are using more
tive assessment is very much in alignment time for study and, as a result, can become
with the principles of PBL, because it sup- de-motivated (Bédard et al., 2010). Stud-
ports awareness of the learning process, and ies on gender and engineering indicate that
the summative assessment practice should women are motivated by knowing the con-
judge both the individual performance as text; they analyze problems and the con-
well as the group performance. If assess- textual aspect is embedded in the problem
ment has to focus on both learning and per- approach. Indeed, many PBL students are
formance, this involves an oral assessment not learning isolated disciplines, but work-
combined with types of written work such ing on more comprehensive problems and
as portfolios, projects, and so forth (Brown relations from real life (Ihsen & Gebauer,
& Glasner, 1999). The assessment practice 2009).
is very often a group based assessment with Students’ development of skills and com-
individual judgment and grading of an indi- petences seems to be significant (Van Barn-
vidual’s performance (Holgaard & Kolmos, eveld & Ströbel, 2009; Dochy, Segers, Van
2009). den Bossche, & Gijbels, 2003; Schmidt &
Alignment among all the curriculum ele- Moust, 2000; Strobel & van Barneveld, 2009).
ments is important, and this PBL curriculum Dochy et al. (2003) have made a review of
model is aimed to create awareness of differ- the literature from the 1990s on the evalua-
ent options. The model can be used for both tions of long-term effects of using PBL. They
a course level and the entire curriculum. concluded that PBL results in an improve-
ment of the development of transferable
skills such as process skills. The impact
Successes and Failures of PBL on knowledge acquisition is missing or not
significant. However, PBL students do not
Reviewing the successes and failures of PBL acquire less knowledge compared with stu-
is quite an undertaking. If a valid study is dents educated the traditional way. Studies
to be made, it should provide a contextual document that there is a significant improve-
background for all the studies, as the spe- ment of process skills. Galand and Frenay
cific PBL practice varies from situation to (2006) have conducted an empirical study
situation. There is also the fact that failures of a transformation process at a particu-
are not reported, and neither are the insti- lar institution. Their main conclusion was
tutions that have implemented PBL at full the same: students obtain process compe-
scale and that have had a halfway drawback tence. Crosthwaite, Cameron, Lant, & Lis-
to traditional learning. However, across all ter (2006) documents that the students’ own
the different practices and subject areas, the perception of the achievement of skills had
review indicates the following. been significantly improved by PBL learning.

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154 cambridge handbook of engineering education research

Studies on PBL can present results of At any rate, there have been several
improved retention rate or decreased drop- critical voices; during the 80’s Danish
out rate (Burch, Sikakana, Yeld, Seggie, & criticism pointed out that PBL was rely-
Schmidt, 2007), and PBL students seem to ing too much on experience and reflection
get higher grades (Graham, 2012). of experience, resulting in novices teach-
Schmidt and Moust (2000) have reviewed ing novices in the teams. Recently, in sim-
existing literature and concluded that PBL ilar criticism, Kirschner, Sweller, and Clark
seems to have an effect on long-term reten- (2006) emphasized strong instructional guid-
tion of knowledge such as remembering ance rather than knowledge construction in
and understanding various concepts. Other teams with minimal guidance. There has
studies are based on employers’ responses been heavy debate surrounding these issues
to education, and Danish research shows in the journal Educational Psychologist. Our
that employers are very satisfied with can- response would be that it is very seldom to
didates from the PBL institutions and have a PBL curriculum without some level
that these candidates are easy to integrate of instruction. For most PBL curricular and
(Krogh & Rasmussen, 2004). In 2004 and courses, there will be a mixed mode and the
2008, a survey was conducted by Dan- PBL curricula are normally a mix between
ish Society for Engineers (Ingeniøren, 2004, lectures and students’ collaborative activi-
2008) in which the companies rated Aal- ties.
borg University as the most innovative uni- Barnett (1994) formulates further crit-
versity. The response from the compa- icism of PBL as being too instrumental,
nies in general was very positive toward focusing so much on authentic problems,
the PBL universities (Kolmos & Holgaard, and asserts that learning therefore becomes
2010). too concerned with problems without gain-
Much of the early PBL literature con- ing academic overview. Another very com-
cerns conceptualization of the new emerg- monly formulated criticism is that PBL does
ing practices such as conceptual understand- not cover as much material as conven-
ings of the facilitator’s role, for example, tional lecture-based courses. However, this
the development of the tutor role, defining is a problem not only in PBL practices.
types of projects and problems, collabora- Generally, there is more and more scien-
tion in teams, and so forth (Biggs, 2003; Kol- tific knowledge and the curriculum cannot
mos, 1996; Savin-Baden, 2003; Savin-Baden cover everything, but must be selective. The
& Wilkie, 2004). This is a natural develop- importance is to be aware of the criteria
ment of researching a new practice, as there for the selection of content and that the
is first a need for building up a language learned outcomes are exemplary of the over-
before comparing the effectiveness. all objectives.
As noted previously, not many failures
have been reported, nor is there literature
on failures in the change process. There Future Directions
are institutions that started out with high
ambitions of changing the entire curricu- Most of the PBL implementation in engi-
lum and ended up with almost no change at neering education is at the single course
all. Other institutions have implemented an level, as this is the easiest way to change
advanced PBL curriculum, but with change practice for academic staff. From a strate-
of management they changed the curricu- gic point of view, it is very important that
lum again with more traditional teach- academic staff experiment with their teach-
ing and learning methodologies. However, ing and try out new models. The tradi-
this knowledge is based on the authors’ tional system is characterized by parallel
experiences and was never scientifically and rather independent courses most often
reported. without coordination across the disciplines,

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problem-based and project-based learning in engineering education 155

so for enthusiastic teachers it might be dif- ing visions. Without visions, there is a risk
ficult to initiate a more comprehensive PBL of short-sighted change strategies. Knoster
approach across the disciplines. indicates that the condition for a success-
For the students, however, a more com- ful change is that all of the following ele-
prehensive and interdisciplinary approach ments are in place: vision, consensus in the
would be an advantage. With no coordi- organization, skills for new teaching and
nation, none in the system knows where learning methods, incentives for academic
the students have learned problem analysis, staff, resources (as the change process will
project management, and collaboration and be resource intensive), and an action plan
whether the learning is at a stage upon which for what to do and how to do it (in Thou-
it is possible to build. Sometimes students sand & Villa, 1995). If all of these elements
experience PBL in several parallel courses. are in place, there might be a conceptual
This might create overload, as research indi- change among academic staff and change in
cates that they are using more time for study. the curriculum. However, if any of the ele-
A coordinated PBL approach is prefer- ments are ignored, it might be even more
able across single courses (Shepard et al., difficult to establish systemic change.
2008). As Litzinger, Lattuca, Hadgraft, and
CDIO (Crawley, 2001; Crawley, Malm- Newstetter (2011) conclude in their article,
quist, Ostlund, & Brodeur, 2007) is one way there is a missing alignment between the
to build up a more complex and coherent goal of educating engineers with a series of
structure at the system level, where there is new requirements and the existing engineer-
an overview of where students learn certain ing curricula. It might be easier for insti-
process skills as an integrated part of existing tutions to use an adding strategy instead
courses. of changing teaching and learning method-
The most efficient way to utilize the PBL ologies at the systemic level. However, the
approach is implementation at the insti- adding strategy, in which new courses and
tutional level – either the entire institu- activities are added to the established sys-
tion, faculty, or department level (Fullan tem, might partly contribute to an overload
2001; Kolmos, 2002; Scott, 2003; Thomas, in the curriculum and to a theoretical and/or
2000). This type of learning approach is disintegrated learning of the required skills
supported by the whole system, for exam- and competences. Educational change is a
ple, physical facilities, training of academic challenge, but it is a constant condition for
staff, distributing resources, development educating engineers of today and tomorrow
of new culture, and so forth. Systemic and it is important to find a balance between
change requires both top-down and bottom- top-down strategies and bottom-up strate-
up decisions in the system – and it is not a gies in facilitating sustainable change toward
change that can be implemented overnight. more student-centered learning.
It is a long, serious process of change from
the traditional paradigm of learning to a
new paradigm of collective, cognitive learn- PBL Communities
ing with the aim of achieving interdisci-
plinary knowledge for analyzing and solving Finally, there is much inspiration to be found
problems. in participating in the established inter-
Kotter (1995) stresses the importance of national communities. The Pan-American
urgency and the creation of visions. Exter- Network for Problem-based Learning runs
nal reasons are most often the motivation international biennial conferences (http://
for institutional change. However, exter- www.udel.edu/pan-pbl/). In the Asian com-
nal factors such as cuts in resources or munity, the International PBL Symposium,
demands for new skills might create urgency organized by Republic Polytechnic, Sin-
for institutional change, but not for creat- gapore, runs International Symposia every

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156 cambridge handbook of engineering education research

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