EduTap

Leaders in RBI, NABARD,SEBI and IRDAI

Analysis of SEBI Phase 2 Exam
FM and ESI– Paper 3
Held On
16-12-2018

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Memory Based

Might not be 100% Accurate

We are able to recover only 46

Questions out of 50
Overall Analysis

7.5 on Scale of 10

5 being Very Easy

6 being Easy

7 .5 being Moderate

9 being Tough

10 being Very Tough

Balanced Paper (Equal Weightage to FM and ESI)

Almost 25 Questions each from FM and ESI

Mix of Concept based (FM) and Facts Based (ESI)

Not Much Out of Syllabus

Did EduTap Course Covered Everything?

In FM - 22 out of around 26 questions from the course which means around

44 marks out of 50 were from the Course

In ESI – 19 out of Questions 24 Questions came from the Course

Trick was to cover the topics mentioned in the syllabus and leave the
Numerical part
Topic wise Break Up – FM
Number of
Securities Law Questions
Motivation 1
Leadership 5
HRD 1
General Management 5
Communication 0
Corporate Governance 0
GST 1
Risk Management 4
Primary and Secondary Markets 5
Finalncial Inclusion 1
Changing Landsape in Banking Sector 1
Functions of Reserve Bank of India 2
Inflation 0
Budget 0
PMLA 0
KYC Norms 0
SEBI Functions and Role 0
Basics of Derivatives: Forward, Futures and Swap 0
Alternate Sources of Finance and PPP 0
Corporate Governance in Financial Sector, E-Governance for Handling Corruption 0
26
FM Analysis
Question Number 1: High book Value Means

Topic – Primary and Secondary Markets

High Reserves for the Company

Proof
Question Number 2: Which provides for qualification required for job

Topic – HRD

Job Specification
Proof
Question Number 3: Which of the following is not need as per Maslow Theory

Topic – Motivational Theory

Psychological needs
Proof
Question Number 4: Leader who is caring but his will prevails in the
end?

Topic – Leadership

Paternalistic
Proof
Question Number 5: Leadership in which leaders inspire a shared vision

Topic -Leadership

One presiding officer and 2 members as notified by Central Govt

Proof
Question Number 6: Leaders are not made but Born

Topic – Leadership

Trait Theory
Proof
Question Number 7: 9,9 in Blake and Mouton Managerial Grid is known as

Topic – Leadership

Team Management
Proof
Question Number 8: Who is Father of Scientific Management?

Topic – General management

Taylor
Proof
Question Number 9: Short Term Planning which is for less than 1 year

Topic – General Management

Tactical Plans
Proof
Question Number 10: Which Theory is based on that leaders need to be put
into situations which suits their leadership style

Topic – Leadership

Contingency Theory
Proof
Question Number 11: Unambiguous action for late workers/absenteeism would be called

Topic – General Management

Rules
Proof
Question Number 12: Definition of Productivity

Topic – General Management

Output to input with focus on quality

 Proof

Explicit from Scientific Approach to Management that we studied

Question Number 13 : Term used to define how many persons a
manager can manage

Topic – General Management

Span of Control
Proof
Question Number 14: GST replaced which tax and has how many slabs

Topic – GST

VAT (Sales Tax and Excise also), 4 Slabs

Proof
Question Number 15: EPS meaning

Topic – Primary and Secondary Meaning

Earning per Share

Proof
Question Number 16: Not a credit risk safety instrument

Topic – Risk Management

Interest Rate Swap

Proof
Question Number 17: Basel Committee from india represented by

Topic – Risk Management

RBI Governor
Proof
Question Number 18: Tier 2 Capital as per Basel 3

Topic – Risk Management

2% of RWA
Proof
Question Number 19 and 20 : LAF uses _____to absorb liquidity and _____to
release Liquidity

Topic – Functions of Reserve Bank

Repo Rate, Reverse Repo

Proof
Question Number 21: Inter bank Call money market participants SCB, PD, SFB,
PB

Topic – Primary and Secondary Markets (Debt Market)

SCB’s, PD
Proof
Question Number 22 : First to 8 trillion market cap

Topic – Primary and Secondary Markets

Reliance
Proof
Question Number 23: Basel 2 risk management IM, Foundation, AM ??

Topic – Risk Management

?
Proof
Question Number 24: App launched for financial services touchpoint

Topic – Financial Inclusion

Jan Dhan Darshak

Question Number 25: Under Margin Standing Facility, how much banks
can borrow as % of NDTL

Topic – Primary and Secondary Markets

1%
Question Number 26: Not an e-wallet

Topic – Changing Landscape in Banking Sector

Icici Direct
ESI Analysis
 ESI questions

Paragraph based questions

On the World Bank’s Ease of Doing Business Report (India has improved in its
ranking over the years. World Bank releases this Index, which report?)
1. Identify the Report
2. DTF Frontier score is given out as part of the report. What does F stand for
in DTF – Ans: Frontier
3. The Report uses 10 sets of indicators to compute the index. Which is not
one of them?

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 ESI questions

Paragraph based questions

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 ESI questions

Paragraph based questions

Study in India Scheme (it proposes fee waivers to meritorious foreign

students in India)
4. The name of the scheme was not mentioned. You need to choose the
correct name
5. Which of the following is not one of the main objective of the scheme
6. Govt allocation towards the scheme for two years – 2018-19 and 2019-20 –
Rs.150 crores

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 ESI questions

Paragraph based questions

Study in India - Objectives

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 ESI questions

Paragraph based questions

The World Bank Group’s Country Partnership Framework for India

7. What are the things WB CPF will work on?
8. The allocation? - The WBG expects to deliver $25-30 billion during the
CPF (FY 18 to FY 22)
9. Which approach is going to be followed in which the best practices of
one state will be shared with the other states – Lighthouse India

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 ESI questions
Paragraph based questions
CPF

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 ESI questions

Paragraph based questions

A paragraph given on women empowerment:

10. Name the campaign for the empowerment and education of women in
India – Beti Bachao, Beti Padhao
11. What are sought to be eradicated though the campaign in the passage -
sex ratio, sex biased education, child marriage
12. Which organ of UN works for these? UNDP/UNICEF/UN Women/All

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 ESI questions

One liner questions

13. HRIDAY, 'A' = Augmentation (Heritage City Development and Augmentation

Yojana) – scheme launched in Jan 2015 under Ministry of Housing and Urban Affairs
with a focus on holistic development of heritage cities
14. Government of India and which organization has signed an agreement for $105
million loan to support hydropower transmission in Himachal Pradesh - ADB
15. India's rank in World Economic Forum’s Inclusive Development Index – 62 /
103

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 ESI questions

One liner questions

16. World Day against trafficking in persons - July 30

17. 6000 cr Atal Bhujal Yojana (sustainable ground water management) funded
by - World bank
18. Scheme to generate energy from cattle waste – GOBAR DHAN
19. IMF’s first female chief economist – Gita Gopinath
20. Across Rural India, what is the sanitation coverage – 93 percent

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