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Abstract: Soft-soil reinforcement with stone columns is a popular ground improvement method. Installation of columns modifies the sur-
rounding soft soil properties; this phenomenon is termed “smear.” Although several previous investigations were carried out on smear zone
characterization, appropriate field-based studies are limited. The authors performed field-based investigations to quantify the installation ef-
fects by collecting a series of undisturbed soil samples from a reinforced soft ground site with newly installed stone columns and conducting
laboratory testing followed by nonlinear regression analysis. It is observed that the stone column installation induced significant alteration in
the soft soil properties when the columns are closely spaced. An explicit fast Lagrange finite-difference modeling is carried out employing
unit cell analogy, where the nonlinear variation in soft clay permeability and compressibility is simulated. The disturbed soft-soil parameters
obtained are successfully utilized to conduct numerical modeling. To cross-check, a 2D finite-element modeling by PLAXIS has been carried
out as well. It is observed that the results obtained from finite-difference model were in sufficient agreement with the measured field data,
compared with the finite-element results. Brief descriptions of the investigation and relevant conclusions drawn are presented in the
paper. DOI: 10.1061/(ASCE)GM.1943-5622.0002321. © 2022 American Society of Civil Engineers.
Author keywords: Consolidation; Ground improvement; Numerical modeling; Smear; Stone column.
installation, while most of the theoretical models were based on 2005; Smadi 2015). The depth of installation covered the full thick-
certain simplified assumptions. The work reported here aims to ness of the soft-clay layer and penetrated up to about 0.5 m through
bridge the gap between the theoretical concepts and the actual the stiff-clay layer. As portrayed in Fig. 1(a), the total plan area of
field circumstances through a rigorous field-based study. At a se- the column-reinforced ground was 18 × 8 m, with five rows of col-
lected soft ground site in Australia, a group of stone columns
umns, with 10 columns in each row. The finished column diameters
were installed and the installation effects were studied by collecting
were 800, 1,000, and 1,200 mm, while the center-to-center distance
many undisturbed soil samples from selected depths and radial dis-
between the columns was 2 m. The site boundary was situated
tances around a column. Alteration in the geotechnical properties of
4.5 m away from the outermost row of columns. Fig. 1(b) shows
the soft soil surrounding the columns occurred due to installation,
the vertical cross section of the reinforced soil.
which is initiated by lateral expansion of stone particles during the
vibro displacement (Guetif et al. 2007; Ellouze et al. 2017). The
soil properties were determined through sophisticated laboratory Sample Collection
tests and the relevant soil parameters were quantified through non-
linear regression analysis. The altered soft-soil characterization ob- For easy accessibility of the drilling rig, the area around column
tained from regression analysis was successfully applied to number “28” has been chosen for sample collection. Initially, the
numerical modeling and the computed results observed were in ac- upper portion of the top crust layer was removed by an excavator
ceptable agreement with the measured field data. to expose columns 23, 27, 29, and 33, as shown in Fig. 2(a). The
undisturbed soil samples were collected from selected radial dis-
tances and depths around target Column 28 employing U75 sam-
Field-Based Investigation pler (sample height = 500 mm) through the excavated bore holes.
Fig. 2(b) depicts a sample collection in progress from a typical lo-
The city of Ballina is situated in coastal Australia near the border of cation. The samples were collected from three bore holes excavated
New South Wales and Queensland, at global coordinates 28.84°S and at radial distances of 600, 700, 850, and 1,000 mm from the center
153.56°E. The Australian Research Council’s Centre of Excellence of the column, while the targeted depths of sample collection were
in Geotechnical Science and Engineering established the first-ever 2, 4, 6, and 8 m below the original ground surface (i.e., top surface
“National Field-Testing Facility” (NFTF) at Ballina for providing of the soft-clay layer), as shown in Fig. 3. In addition, samples were
solutions to geotechnical aspects of energy and transport infrastruc- also collected from another bore hole excavated sufficiently away
ture. The current investigation was carried out at this NFTF site, as from the column zone, that is, at a distance of 10 m from column
detailed in the next section. number 50 [Fig. 1(a)]; the purpose of sample collection from this
isolated bore hole was to measure the subsoil parameters at a loca-
tion free from column-installation effects, that is, the unreinforced
Site Characteristics zone.
From the laboratory tests, the subsoil existing at the site is charac- Prior to embankment construction, the authors conducted pie-
terized by highly plastic, soft-saturated marine clay deposit up to an zocone penetration test (CPTU) with dissipation measurement,
average thickness of about 10 m, overlying a stiff silty clay deposit following standard methodology (ASTM 2004) with the assis-
of about 20 m thickness, followed by a firm clay layer (Indraratna tance of the Centre of Excellence in Geotechnical Science and En-
2010; Pineda et al. 2016; Basack and Nimbalkar 2017). The top gineering, Australian Research Council. This test was performed
2 m below the ground surface consists of remolded crust with grav- at a location 20 m away from column number 50, shown by point
els and coarse sand. The groundwater was shallow, in close prox- “V” in the Fig. 1(a). Due to the significant weight of the test rig
imity to the ground surface. From visual inspection, the soft clay (about 0.2 MN), conducting CPTU on or near the columns
was observed to be dark brownish-gray and the presence of shells would have affected the soil properties, influencing the laboratory
and similar inclusions was observed in a few samples collected test results. While the details of CPTU test have been reported
below the depth of 5 m from the ground surface. The field moisture elsewhere (Basack 2020), the depth-wise variation of permeabil-
content was measured to vary between 39%–107% for the soft-soil ity and compressibility of soft clay obtained by analyzing the
layer (Xie 2016). The particle-size distribution of the Ballina soft test data is presented in Fig. 2(c). It is observed that the average
clay samples obtained from the sieve analysis and hydrometer variations of CPTU-derived permeability and compressibility of
test results indicated the proportions of clay, silt, and sand as soft clay with those of oedometer tests are about 7% and 9%, re-
98%, 1.5%, and 0.5%, respectively. The Atterberg limits of the spectively, with the laboratory results being on the lower side. Al-
clay samples were reported as: LL = 36%, PL = 19.1%, and SL = though a better knowledge on the subsoil profile could be
9.2%, respectively. From standard Proctor compaction tests, the obtained by conducting CPTU tests at several locations, such
maximum dry density of the soil was found to be 13.9 kN/m3 at tests could be conducted only at the selected location described
an optimum moisture content of 38.5% (Bharadwaj 2016). The un- earlier, due to limited accessibility to other locations around the
drained cohesion of the soil was observed to vary from 3 to 6 kPa, stone column site.
(a)
(b)
Fig. 1. Schematic diagrams (not to scale) of installed stone columns: (a) plan, and (b) cross-sectional elevation on AA′ . (Adapted from Basack 2016.)
Fig. 2. (a) Exposed stone columns; (b) undisturbed sample collection in progress; and (c) CPTU and laboratory test results.
(a) (b)
Fig. 4. Photographic views of (a) settlement plate; and (b) gravel-filled surface.
followed by installation of settlement plates at selected locations of To construct the embankment, silty sand (particle-size distri-
the excavated ground surface [Fig. 4(a)]; a total of six settlement bution: 5% clay, 40% silt, 30% sand, and 25% gravel) excavated
plates were installed around the central column (number 28) for mea- from a nearby site was used. Through standard proctor compac-
suring ground settlement. Thereafter, a gravel-filled layer of an aver- tion testing, the maximum dry density of the embankment soil
age thickness of 1 m was placed on the excavated ground surface was found to be 17.86 kN/m3 with an optimum moisture content
[Fig. 4(b)], to provide adequate stability to the embankment through of 22.23%. The embankment was constructed in several stages,
frictional resistance. Locally procured angular ballast of average par- with sufficient rest periods for consolidation. Each layer was com-
ticle size ranging from 40 to 80 mm (maximum dry density: 22.1 kN/ pacted sufficiently using a heavy-duty road roller. From labora-
m3) was used for the gravel-filled layer. To level the finished surface, tory tests of the representative disturbed samples from the
a sand blanket of average 50 mm thickness was laid to prepare the finished embankment, the natural moisture content of the soil
base for the construction. From laboratory tests of the representative was found to be 21.5%, with a bulk density of 21.1 kN/m3. Con-
sample, the sand was found to be medium-coarse (average particle solidated drained triaxial testing of undisturbed samples yielded
size: 0.6 mm) with the maximum dry density measured as 20 kN/ effective shear strength parameters of the embankment material,
m3. Both the gravel-filled layer and the sand blanket were sufficiently which primarily consists of silt, sand with gravel, were found
compacted using a typical road roller. From direct shear tests in the as: c′ = 5 kPa and ɸ′ = 38°. A photographic view of the finished
laboratory with representative samples, the friction angles of the embankment is shown in Fig. 5. The entire construction history
gravel and sand were found to be 32° and 42°, respectively. has been presented in Table 1.
Rest period 46 53 8
Embankment: final 0.5-m height 54 55 2
(a)
(b)
Fig. 7. Typical oedometer test results: (a) e−log10 p′ curves; and (b) time-settlement curve.
Normalized depth (z/L) 0.532 0.62 0.753 0.886 0.53 0.62 0.753 0.886
−9
Permeability (10 m/s)
0.225 0.028 0.029 0.031 0.033 0.153 0.159 0.186 0.192
0.425 0.036 0.039 0.041 0.043 0.182 0.191 0.221 0.229
0.625 0.041 0.043 0.045 0.048 0.225 0.235 0.271 0.285
0.825 0.052 0.057 0.061 0.063 0.251 0.262 0.301 0.314
Volumetric compressibility (10−5 m2/N)
0.225 16.576 17.061 17.856 18.031 2.408 2.498 2.965 3.074
0.425 19.085 19.643 20.556 20.759 2.629 2.731 3.206 3.358
0.625 21.811 22.449 23.493 23.724 2.884 2.994 3.515 3.682
0.825 24.209 24.918 26.077 26.334 3.086 3.204 3.761 3.939
From these plots, it has been observed that the permeability and reduction being in the order of 20%–89% of the relevant values
compressibility of the soft clay within entire zone of influence has prior to installation. Such observation opposes the existing literature
been significantly reduced by the stone column installation, the where such reduction was assumed to be limited to a zone
Finite-Difference Model
The model assumes a free-strain hypothesis (Basack and Nimbal-
kar 2017). The previous model developed by the authors (Basack
et al. 2018b) was modified to capture the column installation effects
on the load-settlement characteristics of the reinforced soft ground.
The arching, clogging, smear, and lateral column deformation were
Downloaded from ascelibrary.org by Indian Institute Of Technology Madras on 10/10/23. Copyright ASCE. For personal use only; all rights reserved.
(a)
(b)
Fig. 9. Depth-wise variation of regression parameters for: (a) permeability; and (b) compressibility.
indicates that these two parameters are also functions of the nodal [U ] = excess pore-water pressure matrix of the order of nr nt × nr nt:
point (r, z) in the space. The differential operators in Eq. (4) are ⎡ ⎤
given by u11 u12 u13 . . . u1,nr
⎢ u21 u22 u23 . . . u2,nr ⎥
⎢ ⎥
∂2 1 ∂ =⎢ u
⎢ 31 u 32 u33 . . . u3,nr ⎥ ⎥
∇2r ≡ + ⎣... ⎦
∂r2 r ∂r ... ... ... ...
∂ unr nt ,1 unr nt ,2 unr nt ,3 . . . unt ,nr nt
∇t ≡ (5)
∂t
and [B] = augment matrix of the order of nr n t × n r n t:
Expanding Eq. (4) in FD form and applying the appropriate ⎡ ⎤
boundary conditions (given next, more details are available in c11 c12 c13 ... c1,nr
Basack et al. 2018b), the following matrix equation was ⎢ c21 c c ... c2,nr ⎥
⎢ 22 23 ⎥
developed: =⎢
⎢ c31 c32 c33 ... c3,nr ⎥
⎥
⎣... ... ... ... ... ⎦
[F][U ] = [C] (6) cnr nt ,1 cnr nt ,2 cnr nt ,3 . . . cnt ,nr nt
where [F ] = A coefficient matrix of the order of nr nt × nrnt: The elements fik in the coefficient matrix [F ] previously are ap-
⎡ ⎤ propriate functions of the permeability and compressibility of the
f11 f12 f13 ... f1,nr soft soil at the space-time coordinate (r, t). In the previous models
⎢ f21 f22 f23 ... f2,nr ⎥
⎢ ⎥ by the author, the permeability and compressibility of the soft soil
=⎢ f
⎢ 31 f 32 f 33 ... f3,nr ⎥
⎥ was altered only within the smear zone of the unit cell assumed ar-
⎣... ... ... ... ... ⎦ bitrarily, which appears to be inappropriate based on the field-based
fnr nt ,1 fnr nt ,2 fnr nt ,3 . . . fnr nt , nr nt investigation described earlier.
(a)
(b)
Fig. 10. Unit cell sections: (a) longitudinal; and (b) cross-sectional.
The boundary conditions applied to derive the Eq. (6) are: (i) the
column is freely draining; (ii) purely horizontal excess pore-water
flow, radial toward the column; (iii) applicability of Darcy’s law
of permeability; (iv) rigid and impervious unit cell base; (v) zero
horizontal hydraulic gradient at unit cell lateral boundary; and
(vi) free-strain condition in the unit cell.
The average ground settlement at a time instant of t has been ob-
tained from (Basack et al. 2018b)
2 re H t
∂urt
ρav = mv − rdr dz dt (7)
re2 − rc2 rc 0 0 ∂t
Finite-Element Model
Further validation is performed by comparing the predictions from assumed to be free-draining material. The nondisplacement boun-
the FD solution, FE modeling with the field data. The FE analysis is dary is 30 m below the ground surface. A unit cell representation
carried out by employing the FE program PLAXIS 2D (Brinkgreve of embankment is conveniently simulated. The unit cell model in-
et al. 2017), based on Biot’s consolidation theory. volves a single stone column with an equivalent circular zone of in-
The cross section of the embankment resting on stone fluence. This equivalent zone is (16/π 2)1/4 × s = 1.13 s for square
column-stabilized clays at the NFTF site, Ballina, as shown in arrangement of stone columns (Balaam and Booker 1981). There-
Fig. 1(b), is simulated in PLAXIS. A cross section of the embank- fore, the model with an equivalent diameter, de = 1.13 s is adopted
ment resting on stone column-stabilized clays at the Ballina site is in this study.
simulated in PLAXIS, as shown in Fig. 11, where a 10 m-thick A finer mesh size is used in the area close to the soil–column
soft-clay deposit is underlain by a deeper stiff-clay layer. A 2D interface. The FE discretized mesh and boundary conditions of
axisymmetric FE analysis is considered. The granular fill is the embankment are shown in Fig. 11. The FE model consists of
late the responses of soft normally consolidated clays. The SS ments are predominant near the toe of the embankment, especially
model is deemed necessary to overcome the limitations of its in a large project where hundreds of columns are installed. Since
predecessor models in terms of capturing the time-dependent be- the settlement measurements are made exclusively around the
havior of soft soils (Brinkgreve et al. 2017). The stiff silty-clay central columns, such displacements are unlikely to have a signif-
layer underlying the column-improved region is also simulated icant effect on the measured data. Moreover, past studies have
using the SS model, as this layer is found to be approximately shown that such horizontal displacement near the embankment
similar to normally consolidated clay. A hardening-soil (HS) toe occurred several months after completion of construction
model is used to simulate stone columns. Mohr–Coulomb is em- (Indraratna et al. 2016). Since the settlement measurements re-
ployed for the granular fill materials (such as for embankment ported herein are limited to the first 80 days following the com-
fill, sand blanket, and gravel fill) and top compacted crust mate- mencement of embankment construction, such horizontal
rials. The relevant input parameters used in the 2D FE analysis displacements are not expected to significantly affect the mea-
are listed in Table 5. sured field data.
The granular fill materials (such as embankment fill, sand blan- Much of the input data for the numerical analyses were obtained
ket, and gravel fill) are considered as fully draining. Effective from the available information in the field investigation, together
shear-strength parameters (c′ and ϕ′ ) are used for stone columns with few assumed values. Tables 4 and 5 provide the input param-
and other granular fill materials, including embankment, sand blan- eters for the FD and FE model, respectively.
ket, and gravel fill. Top compacted crust materials are also repre- In case of stone columns, the radial consolidation is predomi-
sented in terms of c′ and ϕ′ . For soft and stiff clays, shear nant compared with vertical consolidation. Thus, in the numerical
strength is simulated in terms of c and ϕ, as the water table is as- model, the pore-water flow is assumed as horizontal and radial to-
sumed to approach the ground surface. ward the column. Due to expulsion of water from the soil, ground
PLAXIS-based FEM analysis does not integrate a probabilistic settlement occurs. Hence, in Eq. (7) of the FD model, the vertical
approach that allows for the incorporation of spatial variation. Al- coefficient of consolidation is required for computation of ground
though the spatial diversity of soil permeability and compressibility settlement.
may have been modeled by designating various soil layers with The SS model in PLAXIS cannot directly accommodate the ef-
varying values of permeability and compressibility, such a model fective value of coefficient of horizontal consolidation, ch, and the
would only oversimplify the reality. Thus, the weighted average input parameters mainly reflect the coefficient of consolidation due
of the permeability and compressibility of clay was used in the to vertical flow. The values of ch can indirectly be obtained by per-
2D FEM. forming the back-analysis by the Asaoka method and by PLAXIS
ref
Tangent modulus, Eoed (MPa) 24.8
Stiffness modulus, Eur ref
(MPa) — — — — — — 74.3
e0 — — — — 2.26 2.04 —
λ/(1 + e0) — — — — 0.131 0.141 —
κ/(1 + e0) — — — — 0.020 0.017 —
kh (×10−4 m/day) — — — 0.17 0.864$ 0.288 —
kv (×10−4 m/day) — — — 0.18 0.175$ 0.3 —
Note: 1Mohr–Coulomb (MC); 2Soft Soil (SS); 3Hardening Soil (HS); 4data from Basack and Nimbalkar (2018); 5data from Chang et al. (2015)]; 6,7,8data from
Indraratna (2010), Indraratna et al. (2010, 2016); 9data from Nimbalkar and Indraratna (2015); #assumed/interpreted values based on past experience [e.g.,
Chang et al. (2015)]; $the value of kh/kv is about 4.94 which is in consistent with the available literature (Jebali et al. 2013, 2017).
et al. 2018). For comparison, the data are also plotted from the re-
sults obtained by previous FD model proposed in Basack et al.
(2018b), where the smear zone was considered around the column
section up to a thickness of 15% of column radius, and the perme-
ability of soil in this zone was assumed to be 10% of that of its
value prior to column installation. The average ground settlements
computed from Basack et al. (2018b) were observed to be less than
(a) the field data, the average deviation being less than about 8%. The
significantly low soft-soil permeability in the smear zone assumed
in the existing FD model of Basack et al. (2018b) has probably at-
tributed to this deviation with field observations.
In Fig. 12(b), the results relevant to “no installation effect” (i.e.,
no reduction of soft soil permeability) using the previous FD model
has been provided as well. It is observed that the FD model without
installation effect overpredicts the average ground settlement by an
average deviation of more than 15% when compared with the mea-
sured data. Without taking into account the installation effect, the
soft-soil permeability and compressibility around the column–soil
interface are sufficiently high to cause the FD model to overpredict
(a) the ground settlement.
The FE model-computed average ground settlements were
Fig. 12. Field validation: (a) variation of imposed load intensity with found to be more that the field data, the average deviation being
time; and (b) comparison of numerical data with field measurements. about 15%. The pattern of variation of normalized average ground
settlement with time is found to be similar to both the FD model
and field data. Interestingly, the FE model data closely match
(Arulrajah et al. 2005). The horizontal permeability of the sur- with the field observation for initial loading period of t ≤ 10 days,
rounding soil is usually taken as twice that of the vertical perme- due to the possible occurrence of elastic settlements that have
ability. However, this study adopts these values from the test been correctly captured in the model.
data, as presented in Table 4. Although the results obtained from current FD model are close
The variation of the measured average ground settlement with enough to the field measurements, the FE model results are signifi-
time has been compared with the relevant values acquired by the cantly higher. Such deviation can occur due to a number of issues,
current numerical models, as presented in Fig. 12. As observed, for example, (i) the inability to correctly model the alteration in soil
the numerical results from the present FD model are in proximity properties occurred during stone columns casting and installation.
with the field data, with an average variation less than 4%, the nu- Since stone columns are treated as embedded in soil prior to load-
merical values being on the lower side. The deviation between the ing, the altered soil properties (in lieu of initial soil moduli and
measured and predicted ground settlements for 10 days < t < 50 strength parameters, as in case of field trials) is not properly ac-
days is significantly low, with an average deviation less than 4%. counted in analysis. Due to installation, residual stress is induced
In the case of t > 50 days, the deviation is relatively higher but in the soft soil and, hence ,the permeability and compressibility
still less than 10%. Apart from the column group effects resulting is reduced. Due to this, ground settlement takes place at a much
in angular distortions of the outer columns, other factors, including slower rate. The FE model does not cater for this effect; (ii) clog-
the possible soil variability, have probably attributed to the ob- ging effect in stone columns was ignored; (iii) smear effects due
served variation with the numerical data (Deb 2010; Zarlenga to the installation of stone columns are not considered, and (iv)
Parametric Studies
All data, models, or code that support the findings of this study are
βmre = value of βm at r = re;
available from the corresponding author upon reasonable request.
β0mre = value of βmre at ground surface;
δr = length of an element on radial axis;
Acknowledgments δz = length of an element on depth axis;
ν = Poisson’s ratio;
The fieldwork was assisted by Australian Research Council, Coffey λ, κ = soft soil parameters;
Geotechnics and Keller Ground Engineering. The infrastructure γw = unit weight of water;
supports were received from ARC Centre of excellence for Geo- ϕ, ϕ′ = undrained and drained friction angles;
technical Science and Engineering and University of Wollongong. ρav = average settlement of reinforced ground;
The field construction and instrumentation were executed by Soil- ρuav = average settlement of unreinforced ground;
wicks and Geomotions Australia, respectively. The authors thank- ψ = dilation angle;
fully acknowledge the advice and help received from Prof. ξt = settlement factor;
Buddhima Indraratna, A/Prof. Cholachat Rujikiatkamjorn, Prof. ωbk = rate of increase of bk with depth;
Roger Lewis, Academic Staffs, Mr. Alan Grant, Mr. Cameron Neil- ωbm = rate of increase of bm with depth;
son, Mr. Richard Berndt, Mr. Bruce Perrin, Technical Officers, and ωβk = rate of increase of βkre with depth; and
Mr. Firman Siahaan, former PhD candidate of University of ωβ m = rate of increase of βmre with depth.
Wollongong.
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