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A framework for 3D traffic noise mapping using data from BIM and GIS
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DOI: 10.1080/15732479.2015.1110603

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Structure and Infrastructure Engineering
Maintenance, Management, Life-Cycle Design and Performance

ISSN: 1573-2479 (Print) 1744-8980 (Online) Journal homepage: http://www.tandfonline.com/loi/nsie20

A framework for 3D traffic noise mapping using


data from BIM and GIS integration

Yichuan Deng, Jack C. P. Cheng & Chimay Anumba

To cite this article: Yichuan Deng, Jack C. P. Cheng & Chimay Anumba (2016): A framework for
3D traffic noise mapping using data from BIM and GIS integration, Structure and Infrastructure
Engineering, DOI: 10.1080/15732479.2015.1110603

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Published online: 06 Jan 2016.

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Structure and Infrastructure Engineering, 2016
http://dx.doi.org/10.1080/15732479.2015.1110603

A framework for 3D traffic noise mapping using data from BIM and GIS integration*
Yichuan Denga, Jack C. P. Chenga and Chimay Anumbab
a
Department of Civil and Environmental Engineering, The Hong Kong University of Science and Technology, Hong Kong, China; bDepartment of
Architectural Engineering, The Pennsylvania State University, University Park, PA, USA

ABSTRACT ARTICLE HISTORY


Traffic noise is a major health concern for people living in urban environments. Noise mapping can Received 1 January 2015
help evaluating the noise level for certain areas in a city. Traditionally, noise mapping is performed in Revised 4 October 2015
2D geographic information system (GIS). The use of 3D GIS is also emerging in noise mapping in recent Accepted 16 October 2015
Downloaded by [South China University of Technology] at 17:34 06 January 2016

years. However, the current noise-mapping platforms can only conduct noise evaluation for the outdoor KEYWORDS
environment and the indoor environment separately. In addition, related information about absorption Geographic information
coefficient and transmission loss (TL) in noise calculation is not properly retrieved and is often replaced system; building information
with a single value. In this research, building information modelling (BIM) and 3D GIS are integrated in modelling; noise mapping;
order to combine traffic noise evaluation in both outdoor environments and indoor environments in a urban planning; virtual
single platform. In our developed BIM–GIS integration platform, the built environment is represented in a design and construction
3D GIS model that contains information at a high level of detail from BIM. With the integration with BIM, the
3D GIS model now has access to detailed indoor features such as interior walls and interior rooms. Noise
evaluation could therefore be performed at a room level in the developed platform. Essential parameters
such as absorption coefficient and TL can be extracted directly from BIM for noise calculation. The 3D GIS
model is connected with detailed BIM so that any changes in the indoor and outdoor features can be
reflected to each other. The Italian C.N.R model is modified and applied in the platform to conduct noise
calculation. This paper presents the details for the development of the noise-mapping BIM–GIS platform
based on ArcGIS. Two use cases were analysed to show the role of such platform in the decision-making
process of both urban planning and interior design.

Introduction Directive is a 2D map indicating noise levels at a certain height


(i.e. 4 m above ground). Noise maps, which show predicted or
As more and more people are living in urbanized areas, the
measured noise levels at different locations in cities, allow urban
highly dense civil infrastructure in cities is becoming a major designers to have quick judgements about noise pollution of
noise source and influencing more and more citizens. As pointed major roads, thus facilitating the decision-making process.
out by a number of studies, long-term exposure to noise would However, as sound is propagated in all directions, a 2D map is
induce negative effects to people’s health, both mentally and insufficient to show the difference of noise levels with respect to
physically (Kompała & Lipowczan, 2007; Passchier-Vermeer & changes in height. For example, for a high-rise building, the differ-
Passchier, 2000; Popescu & Moholea, 2010). Sleep disturbance, ence of noise level between the first floor and the top floor could
loss of hearing and cardiovascular effects were observed in pop- be significant. Mapping noises in 3D Geographic Information
ulations with exposure to high levels of noise (Edworthy, 1997). System (GIS) models is an improved form to show the impact
Among all the noise sources in urban environments, traffic noise of traffic noise to the real world. 3D noise mapping also benefits
induced from moving vehicles in civil infrastructure is regarded the design process of individual buildings in a virtual design
as the largest contributor to noise (Yilmaz & Hocanli, 2006). and construction (VDC) process. VDC is the use of integrated
Traffic noise is usually induced by a line source and affecting multidisciplinary performance models of design-construction
large population. projects to support explicit and public business objectives (Kunz
Taking into account the negative effects induced by traffic & Fischer, 2009). Noise control of indoor environments is one of
noise, several standards have been developed in order to provide the major concerns that designers would like to take into consid-
guidelines for noise control. For example, the ‘Environmental eration. Generating 3D noise mapping for indoor environments
Noise Directive EU, 2002/49/EC’ in the European Union from outdoor traffic noise sources can provide a basis for such
requested that all the member countries should produce strate- consideration in a VDC process. Moreover, it would be necessary
gic noise maps to allow public access to information about noise for designers to update the design and regenerate noise maps in
exposure (Directive EU, 2002). The noise map required by the order to see if specific acoustic design goals are met.

CONTACT Jack C. P. Cheng cejcheng@ust.hk


*This article belongs to a group of three papers in the field of virtual design and construction of infrastructure assembled by Professor Peter E.D. Love, Curtin University,
Australia.
© 2016 Taylor & Francis
2 Y. Deng et al.

In summary, 3D noise maps induced by traffic noise for both show noise levels at different locations or to demonstrate popu-
outdoor environments and indoor environments has a significant lation affected by a noise source. For example, Fortin et al. (2012)
role in both urban planning and VDC for buildings. However, developed an open-source traffic noise-mapping tool for urban
current tools for 3D noise mapping are not capable of producing environments using OrbisGIS. They developed a grid system
noise maps at such a level of detail (LoD). Particularly, current that separates the study region into small areas, and therefore
noise-mapping tools did not have the required highly detailed 3D allows the implementation of parallel computing. It is notice-
GIS models with interior features as input. Moreover, the noise able that in (Fortin et al., 2012), the authors also considered
absorption and transmission loss (TL) were not considered in noise reflection on buildings envelopes, yielding a more accurate
their simulation process, which limited their capacity to simulate result. Czyżewski and Szczodrak (2009) and Szczodrak, Kotus,
the noise propagation from outdoor sources to indoor receivers. Czyżewski, and Kostek (2013) proposed a computational method
In this research, building information modelling (BIM) is inte- for noise mapping which implemented supercomputer clusters.
grated with 3D GIS for 3D noise mapping. A data conversion By using supercomputer clusters, their developed platform could
engine is developed to allow seamless data integration between build a noise map for a large region within an hour, which was a
BIM and GIS. The resulting model from BIM–GIS integration huge improvement as compared to several hours of computing
has a high LoD with interior features such as interior walls and in others approaches. Cho, Kim, Choi, Kim, and Manvell (2004)
rooms, allowing noise mapping at a room level. Essential infor- introduced outdoor sound simulation that is fully compliant with
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mation in noise calculation, such as noise absorption coefficient ISO 9613 (International Organization for Standardization, 1996)
and TL of surfaces, could be directly extracted from semantic with some complementary methods that enhance its applicabil-
databases in BIM. The Italian Consiglio Nazionale delle Ricerche ity, such as calculation of sound attenuation due to undulating
(C.N.R.) model (Cannelli, Glück, & Santoboni, 1983) is used terrain in octave bands, geometric divergence in the near-field
and modified to calculate noise levels from traffic noise source of the source, and short-term wind effects. Diggory and Oakes
because of its effectiveness in noise prediction. In order to (1980) described a computer simulation model capable of pre-
improve accuracy, reflections of sound on boundary surfaces are dicting the noise levels generated by traffic passing through road
also considered in the noise calculation. The simulation results intersections controlled by roundabouts where departures from
are interpolated to a full noise map of the whole model to show free-flow traffic conditions occur.
the noise level at different locations. To allow a flexible virtual The aforementioned research efforts have focused on devel-
design process considering noise, a model updating system was oping and testing noise prediction models in 2D environments.
also developed, which can allow designers to update models However, as 2D noise maps have limited capabilities such as
using editing functions in BIM and to reflect the changes in GIS inability to show differences of noise at different heights, this
for further simulation. research aimed to propose methods for generating 3D noise
maps. Previous studies also unveil that the success of noise
mapping relies on careful selection of noise calculation models,
Related work
consideration of noise reflection and appropriate selection of
Noise mapping based on GIS has a history of nearly two decades grid size in order to reduce computing time.
(Fortin, Bocher, Picaut, Petit, & Dutilleux, 2012). Traditionally, 2D
noise maps could be produced by either measurement or simulation
Outdoor noise-mapping platform in 3D
software. For example, Maisonneuve, Stevens, Niessen, and Steels
(2009) proposed the NoiseTube project which aimed to draw noise 3D noise mapping provides urban planners and interior designers
contour maps using sound measurements from mobile phones with more comprehensive knowledge about noise levels for the
with GPS functions. However, data credibility was an issue in the study region. In recent years, several dedicated noise-mapping
NoiseTube project. Moreover, it was hard to motivate people to par- software have been developed to show noise maps on 3D terrains.
ticipate in this project because a software was required to be installed For example, CadnaA (Datakustik Gmbh, 2014) and SoundPlan
on their mobile phones. Generally, noise maps generated from (SoundPLAN Gmbh, 2014) are two widely used noise-mapping
measurements require a huge amount of resource input, includ- tools for showing traffic noise on 3D terrains. They also support
ing labour, equipment and platform design (Alam, 2011; Banerjee, building noise maps for moving objects. The Ecotect (Autodesk,
Chakraborty, Bhattacharyya, & Gangopadhyay, 2009; de Kluijver & 2014a) software from Autodesk can show noise propagation
Stoter, 2003). The process is tedious and could be error prone, which maps in 3D for small regions of cities. However, these noise
is why people now tend to generate noise maps using simulation mapping tools are commercial and only support limited data
software. In this section, several existing noise-mapping platforms input formats. In addition, they are not flexible to changes. For
from both dedicated software vendors and academic researchers are example, their simulation engine is usually a ‘black box’ to users
reviewed. Their limitations lead to the development of our BIM–GIS and could not be easily modified. Neither could they show the
integration platform for noise mapping. impact of outdoor noise on the interior features of buildings,
which also limits their applications in a VDC process for single
buildings. Several efforts from the academic community have
Outdoor noise-mapping platform in 2D
also been reported.
Traditionally, noise mapping is performed in a 2D GIS environ- For example, Farcaş and Sivertunb (2010) developed a GIS
ment. The simulation platforms usually require inputs such as tool for noise mapping using the Nordic Prediction Method.
location of point sources or line sources and building polygons They tested their method on ArcGIS using datasets of the Skåne
which act as barriers of sound. A 2D noise map is used either to region. However, the output of the platform is a set of 2D noise
Structure and Infrastructure Engineering  3

maps, and the 3D noise maps are simple accumulations of 2D surfaces) could be generated at a high LoD. Using such mod-
noise maps on different heights. Kurakula et al. (2007) proposed els, 3D noise mapping can be performed at a room level, which
methods for noise mapping using standard noise calculation enables urban designers to better evaluate the noise impacts of
methods in the Netherlands. Starting from 3D GIS models, the infrastructure and allows architects to better incorporate noise
authors developed methods to generate sample points in a 2-m in the VDC process.
by 2-m interval and calculate noise levels on each sample points. The integration of BIM and 3D GIS is achieved by develop-
Then the interpolation methods in GIS are used to generate full ing a data integration engine to allow bidirectional conversion
3D noise maps. The drawback of these methods is that they are between major data schemas in BIM and GIS. In this research,
not able to link outdoor environments with indoor features. Industry Foundation Classes (IFC) is chosen as the represent-
Moreover, they do not allow users to change designs in the 3D ative data schema for BIM, whereas City Geography Markup
GIS models, which makes their approaches weak for the VDC Language (CityGML) is chosen as the representative data schema
process. for 3D GIS because they are neutral file formats and widely
supported in the two domains. Developed by buildingSMART
since 1994, IFC schema has been widely used in the architecture,
Indoor noise-mapping platform
engineering and construction (AEC) industry for information
Architectural acoustics analysis is a process of building design exchange. IFC is recognized as the most important data schema
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and evaluation in order to achieve a reasonable sound level within for BIM and well supported by most BIM software. CityGML
a building. It is a well-studied area with a number of studies on is an Open Geospatial Consortium official standard and is
noise mapping for indoor environments. Probst (2012) showed supported by many GIS platforms, such as ArcGIS.
a framework for the prediction of sound pressure levels at work- The bidirectional conversion of IFC and CityGML allows
places. The noise source in (Probst, 2012) is mainly machinery information exchange between BIM and GIS, thus achieving the
at workspaces. Ray-tracing techniques were used to determine integration of the two domains. The developed integration engine
sound propagation paths indoors. Wu and Clayton (2013) linked consists of four major parts: (1) the parser of IFC and CityGML,
BIM with DirectX toolkit to simulate sound propagation in a which extracts information from IFC files and CityGML files
BIM model. They showed both the 2D noise map of indoors and for data conversion; (2) the data conversion module, which is
the sound track file that simulates the effect of sound indoors. the most critical part of the integration engine and could per-
However, these approaches did not provide a linkage of outdoor form geometry conversion from IFC’s swept solid representation
noise sources with indoor environments. Moreover, they only and constructive solid representation to CityGML’s boundary
considered a single point source in their simulations. surface representations; (3) the generator of IFC and CityGML,
In summary, the existing approaches for building noise map- which could receive data from the convertor and generate cor-
ping lack the ability to model outdoor noise and indoor noise responding IFC or CityGML files; and (4) the model updating
on the same platform. They also do not allow users to update function, which could update existing models in BIM and reflect
the design in the simulation platform in order to meet specific the changes in 3D GIS for further analysis. The details of the
noise control goals (e.g. changing layout of roads or changing BIM–GIS integration engine could be found in our previous
the material of exterior walls). studies (Cheng & Deng, 2012; Cheng, Deng, & Du, 2013). The
developed BIM–GIS integration engine also allows designers in
the AEC industry to place a BIM model in a 3D GIS environment
The developed BIM–GIS integration engine
for noise simulation.
Integration engine
Acquisition of appropriate data is also a bottleneck for some of
Model updating
the previous related work. For example, Farcaş and Sivertunb
(2010) generated 3D GIS models from extrusion of 2D footprints The developed BIM–GIS integration engine allows model updat-
and laser scanning data. Such regenerated models did not have ing function in GIS, therefore introduces more flexibility to the
access to interior features. Moreover, some of the parameters in VDC process considering noise effects. The model updating sys-
acoustic simulations (such as TL) are usually estimated by the tem is designed to fully utilize the advantages of both BIM and
authors with a single value, which fails to reflect real world sce- GIS. BIM software such as Autodesk Revit has powerful editing
narios. In this research, BIM is integrated with 3D GIS in order functions for 3D models, along with a strong link to semantic
to tackle these problems. information. GIS software, on the other hand, is designed to
BIM is the process and product of managing all the relevant show objects within a geographic context and allows process-
information about a building or facility throughout its whole ing of massive data. When an updating process is initiated, the
lifecycle (Eastman, Teicholz, Sacks, & Liston, 2008). Information GIS software sends a modification request and calls the corre-
contained in BIM consists of two major parts: (1) geometric sponding BIM model. If no such BIM model exists, the CityGML
information including detailed 3D representations of building model in the 3D GIS environment would be sent to the BIM–GIS
components, such as interior walls, windows and utilities; and integration engine for conversion to IFC files. When the BIM
(2) semantic information, such as maintenance record, material software receives the IFC files, it could open the BIM models
types and owner information. By integrating BIM with 3D GIS, and make modifications. The revised BIM models are exported
a 3D GIS model with both geometric information (i.e. interior to the BIM–GIS integration engine and updates the CityGML
features) and semantic information (i.e. different TL in different files, which are shown in the GIS software with changed contents.
4 Y. Deng et al.

In the adopted framework, the model updating function is Table 1. Correction to mean flux velocity (Cannelli et al., 1983).
developed with ArcGIS and Autodesk Revit (Autodesk, 2014b). Flux mean speed (km/h) ΔLV (dBA)
The conversion engine is an independent Java Archive that could 30–50 0
be called from external commands. When the IFC or CityGML 60 +1
file is sent to the engine, the engine will convert the file to another 70 +2
80 +3
data format and call the corresponding software to open the 100 +4
converted files.

Noise calculation for outdoors and indoors 1983) that the correlation between the predicted noise level and
the measured noise level for 220 sample points was significant
Traffic noise prediction model (r = .96). Second, as pointed out in (Quartieri et al. 2009), the
The calculation of noise levels at different locations of the 3D GIS Italian C.N.R. model tends to have more conservative results as
models highly relies on an appropriate noise prediction model. compared to other traffic noise prediction models (i.e. higher
The development of noise prediction models has been initiated noise levels over the same parameters). It fits the purpose of noise
for more than 50 years and is still evolving (Steele, 2001). These evaluation in an urban planning and VDC process. Third, the
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models consider the traffic flow amount of both light and heavy Italian C.N.R model also takes into account geometry of roads
vehicles on civil infrastructure, mean velocity of vehicles, and and material of pavements. Given certain traffic conditions, the
sound pressure level in dB is calculated as follows:
LAeq = 𝛼 + 10Log(QL + 𝛽QP ) − 10Log(d∕d0 ) + ΔLV + ΔLF + ΔLB + ΔLS + ΔLG + ΔLVB (1)
where
the distance between the receiver points to the roads. The traf- • QL and QP are the hourly traffic flows for light vehicles and
fic noise prediction models have a long history of applications for heavy vehicles, respectively.
by roadway engineers, acoustics engineers and urban planners. • d0 is a reference distance, which is set to 25 m.
Some of the models have been recognized as legal standards for • α is related to single vehicles, whereas β is a weighting for
noise evaluation. heavy vehicles. It is suggested to set α = 35.1 dB and β = 6
For example, the Richtlinien fuÈ r den LaÈ rmschutz an (Quartieri et al. 2009).
Straûen (RLS-90) (Guidelines for Noise Protection on Streets) • ΔLV is a correction to mean flux velocity of road traffic,
is a standard used in German for road noise evaluation (Steele, with values defined in Table 1.
2001). The Federal Highway Administration (FHWA) highway • ΔLF and ΔLB are corrections for reflective facades
traffic noise prediction model was developed for the Department close to the observer points or in opposite direction.
of Transportation FHWA in the United States (Barry & Reagan, ΔLF = +2.5 dBA and ΔLB = +1.5 dBA are set for each case,
1978). These models evaluate noise levels based on road param- respectively.
eters (e.g. vehicle flow and velocity). For a thorough review of • ΔLS is the correction to road pavement. For cement roads,
noise prediction models, please refer to (Steele, 2001). ΔLS = +1.5 dBA.
Traffic noise prediction models have been applied to some of • ΔLG is the correction for a road’s gradient greater than 5%.
the previous research work. For example, Farcaş and Sivertunb The correction value is +.6 dBA for each % gradient over
(2010) applied the Nordic Prediction Method (Bendtsen, 1999), 5%.
while Czyżewski and Szczodrak (2009) used the Harmonoise • ΔLVB is a coefficient that takes into account the presence of
model (Nota, Barelds, & Van Maercke, 2005) which was rec- traffic lights (+1.0 dBA) or slow traffic (−1.5 dBA).
ommended by the European Union state members. The traffic
noise prediction models often give results in the form of equiv- The Italian C.N.R. model gives noise level values for places
alent continuous sound level, Leq, which is a representative value that have a direct exposure to the noise source. In a 3D GIS
for sound levels over a designed period of time. Some of the environment, the parameter d in Equation (1) could be easily cal-
models would take into account the variance of frequencies as culated. However, a reflection analysis should also be performed
human ears are more sensitive to higher frequencies than lower in order to increase the accuracy of noise prediction.
frequencies. The equivalent sound level could be adjusted using
an A-weighting scale considering distribution of frequencies in Reflection analysis
sound (Pierre, Maguire, & Automotive, 2004). In an A-weighting
scale, doubling of sound frequency is equal to an increase by When the sound hits a surface, parts of its incident energy (E)
10 dBA in sound level. For example, the noise level at 4000 Hz and sound intensity level (LAeq) would be either reflected by the
has a weighting of more 10 dB than the noise level at 2000 Hz. surface or absorbed by the surface. Given the reflecting sur-
The adjusted equivalent continuous sound level Leq is called LAeq. face’s absorption coefficient (λ) and scattering coefficient (θ),
In this research, the Italian C.N.R. model developed by the reflected energy (ER) is calculated by:
the Italian ‘Consiglio Nazionale delle Ricerche’ (Cannelli ER = E(1 − 𝜆)(1 − 𝜃) (2)
et al., 1983) is used due to the following three reasons. First, the
Italian C.N.R. model measures the mean energy level of traffic The values of λ and θ are specific to the material of the reflect-
and has a strong goodness. It was reported in (Cannelli et al., ing surface. For example, for a brick wall, λ = .003 and θ = .01.
Structure and Infrastructure Engineering  5

Table 2. Transmission loss value for several construction materials (Acoustical high frequency noises, the TL value at frequency of 4000 Hz is
Materials Association, 1957).
considered in the developed framework.
Frequency (Hz) Denote S as an outdoor noise source, R′ as an indoor receiver,
Material Thickness 250 4000 and dsr as the distance between S and R′, the sound intensity level
Glass 25 27 48 at R′ is as follows:
Solid hardwood door 43 21 34
Metal door 35 26 40 ( )
Concrete slabs 200 39 64 R
dsr
LAeq = 35.1 + 10 log(QL + 6QP ) − 10 log − TLs (8)
25

As sound intensity level LI is in a decibel scale with regard to a where TLs is the TL of reflecting surface. If a ray travels through
reference intensity, which is defined as follows: multiple surfaces, the TL values would be accumulated and
determine the sound intensity level at the receiver point.
( )
SoundIntensity
LI = 10 log10 (3)
ref.SoundIntensity Platform development
The proposed 3D noise-mapping framework is implemented in
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in which, an internationally agreed reference sound intensity is


defined as ref.SoundIntensity = 10−12 W/m2. ArcGIS using ArcObjects and Autodesk Revit using Revit API.
In the examined case SoundIntensity = ER, so the loss of sound The 3D noise mapping takes highly detailed 3D GIS models from
BIM–GIS integration as input and generates noise maps for both
at the hit point Rs in terms of sound intensity in decibel scale is:
outdoor environments and indoor environments for the specific
Considering Rs as a new point source, the sound intensity of Rs noise source (usually a line source). The generated noise maps
is thus: could also be used for decision-making in urban planning and
( ) ( )
E E(1 − 𝜆)(1 − 𝜃) (4)
ΔLAeq = 10 log10 − 10 log10 = −10 log10 [(1 − 𝜆)(1 − 𝜃)]
ref.SoundIntensity ref.SoundIntensity

1 1
( )

LAeq = LAeq − ΔLAeq = LAeq − 10 log10 log10 + log10 VDC process for a single building. The following four modules
1−𝜆 1−𝜃 were developed in order to achieve the functions required:
(5)
(1) A data-processing module that can generate 3D sam-
In a receiver point with a distance r of point source Rs, the sound ple points with specified resolution (e.g. 1 m by 1 m).
intensity level dBA is given by the following: (2) A noise calculation module for outdoor noise calcu-
(r )
ray 1 1 lation using the Italian C.N.R. noise prediction model
Ln = LAeq − 20 log10 − 10 log10 − 10 log10 and first-order reflection analysis.
r 1−𝜆 1−𝜃
(3) A noise calculation module for indoor noise calcula-
(6)
tion considering noise TL on boundary surfaces.
where rray is the total travel distance of the reflecting ray. If the (4) A result reporting and model updating module for
receiver point already has a sound intensity level, the combined generating 3D/2D noise maps and for updating model
sound pressure level could be calculated as follows: using BIM–GIS integration.
LΣ = 10 × log(10L1 ∕10 + 10L2 ∕10 + … + 10Ln ∕10 ) (7) The framework is illustrated in Figure 1, which also shows
the information flow in arrows with different styles. The four
Noise calculation for indoor environment from an outdoor
modules take information from both BIM and GIS models in
source
order to build the detailed noise map for outdoor and indoor
When the sound energy hits a surface, besides reflection, some environments.
of the energy would also transmit to the other side of the sur-
face. The other side of the surface would also have a reduced
Data-processing module
sound intensity level. The loss during the transmission of sound
is called the transmission loss (TL). The existence of TL is the The first step of noise map generation is to generate sample points
basis for making noise insulation materials. The characteristics on surfaces of 3D models in a given resolution. These sample
of materials have an important impact on TL. points are like imaginary small microphones which show noise
A number of studies have been conducted to determine the distribution at different locations of the 3D GIS model. It is
TL of different materials. For example, Moore and Lyon (1991) noticeable that some semantic information should also be asso-
measured the sound TL characteristics of sandwich panels. TL ciated with the generated points, for example, the ID of original
is a value related to octave band centre frequency of transmitted surface which may be used in reflection analysis.
sound. For example, as shown in Table 2, the value of TL var- Kurakula et al. (2007) claimed that the sample point genera-
ies significantly in different frequencies. As the Italian C.N.R. tion is the most important step for noise mapping. In (Kurakula
model is an A-weighted model with more considerations on et al., 2007) the authors generated sample points outside buildings
6 Y. Deng et al.
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Figure 1. Overview of the proposed framework, with arrows showing information flows.

without uncovering the methodology of doing so. It is observed direct exposure to the noise source. As shown in Figure 2(b), the
that their approaches could only generate sample points outside module gives results of visible points and invisible points with
buildings. In our noise-mapping platform, since the input is a respect to the noise source. Then, the noise level of visible points
3D GIS model with high LoD in geometry, we have to carefully could be calculated directly using the Italian C.N.R. model (see
select the methodology for generating sample points for both Figure 2(c)).
exterior features and interior features. Traffic noise sources are usually lines sources, in which we
The approach to generating sample points in our framework is consider the same parameters (i.e. hourly flow rate of light and
based on intersection of 3D lines and surfaces in ArcGIS. Upon heavy traffic, pavement and mean flux speed, etc.). Different road
initiation of the module, the program generates a space grid that segments may have different parameters. When considering line
consists of evenly distributed vertical and horizontal lines. The sources in noise calculation, sample points should be generated
space grid is evenly distributed in space. Using the function of for these line sources as sample point sources. The centre line
intersecting 3D lines with surfaces, the intersections between of each road segment is chosen as the shape of the line source.
the space grid and the 3D models forms the evenly distributed Evenly distributed sample points are generated from the centre
sample points. It is clear that the resolution of sample points is lines, as shown in Figure 2(a).
determined by the resolution of the grid. The approach could It is noticeable that the line of sight analysis also determines
also generate sample points for interior features. The intersec- the potential reflecting surfaces for first-order simulation. One
tion process also records which surface is the original surface efficient way to simulate noise propagation paths on computers
of sample points. is to use the image source method, which computes propaga-
tion paths by considering virtual sources generated by mirroring
the location of the source with respect to the reflecting surfaces
Outdoor noise calculation module
(Allen & Berkley, 1979; Funkhouser et al., 2004). The image
The outdoor noise calculation considers: (i) the sound propa- source method could quickly determine the propagation path
gation simulation that measures noise levels for points having from the source to the target receiver considering reflection. The
a direct exposure to the noise source, and (ii) the first-order application of the Image Source method in 3D follows the same
simulation that considers the reflection of noise on surfaces. logic. Consider a source point PS at location (XS, YS, ZS) and a
Equations (1)–(8) are used to determine noise level for first- reflection surface M, which is defined by the following equation:
order simulation.
Given a noise source and its parameters for the Italian C.N.R.
(PM − PM0 )N = 0 (9)
model, the outdoor noise calculation module will first perform where PM = (xM , YM , ZM ) represents any point on M,
a line of sight analysis to determine the set of points that have a PM0 = (xM0 , YM0 , ZM0 ) represents a known point on M, and N
Structure and Infrastructure Engineering  7

(a) (b)

(c) (d)
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Figure 2. Generation of 3D sample points in the data processing module. (a) Original 3D GIS model (modified from (Research Center Karlsruhe, 2012)), (b) Line of sight
analysis, (c) Noise level from first order simulation, (d) The Image Source method used for first order simulations.

is the normal of M. The Image Source P′ of P could then be of indoor environments, the reflections of sound on interior
calculated as follows: surfaces are not considered in our framework. The algorithm
is shown in Figure 3. It is noticeable that in our framework,
P � = P + 2(PM0 − P) N (10) by integrating data from BIM, different TL values for walls and
The reflecting surface M’s absorption coefficient (λ) and scat- windows could be taken into consideration in noise calculation.
tering coefficient (θ) are retrieved from BIM models in order to
compute the noise level reduction (ΔLAeq) as shown in Equation
Generating 3D noise maps
(4). Specifically, as demonstrated in Figure 2(d), the dots outside
the building models are image sources with respect to reflecting Using techniques specified above, the noise levels for all the
surfaces. The reflection rays could then be generated, which are sample points could be calculated and stored in a file-based
used for first-order noise simulation using Equations (2)–(7). database. ArcGIS could show 3D noise maps with different col-
ours ­representing different noise levels. 3D noise maps show the
noise distribution in the 3D environment with respect to the
Indoor noise calculation module
noise sources. In a macro scale, urban planners could use this
The indoor noise calculation follows a similar process as the out- 3D noise map to see the influence of noise on an existing infra-
door noise calculation. Since TL is considered for interior points, structure or planned infrastructure.
an additional recording of transmitted surfaces should be kept If some areas with exceeding noise levels were observed by
for each point in the indoor environment. As rays travelling from 3D noise mapping, several countermeasures could be planned
the noise source to interior sample points will transmit through and executed, such as placing noise barriers or controlling
surfaces, the TL of these surfaces will be retrieved from BIM the traffic flow for certain roads. In a micro scale, in a virtual
models and used in the receiver noise level calculation. design process for single buildings near traffic sources, design-
The simulation of noise transmitting through surfaces is ers could see whether the indoor noise level meets the design
performed using line of sight analysis and 3D intersection. For requirements. For example, as recommended by the World
each ray from the source and reflection analysis, the intersection Health Organization, the noise level of a small room should not
between the ray and the 3D GIS model will be determined in exceed 35 dBA to ensure speech intelligibility (World Health
order to determine the transmitted surface. TL values of trans- Organization, 1999). In our platform, a graphical user inter-
mitted surfaces will be retrieved from BIM models and used face (GUI) is also provided to allow users to judge whether the
for noise calculation on receiver points. Due to the complexity indoor noise level is acceptable or not and to provide updating
8 Y. Deng et al.

Construct propagation 3D intersection Compute noise level


path from source to between ray and 3 D considering TL from
interior points model BIM
Indoor Noise Yes
Output Result
Calculation
Compute noise level
Transmitted Add up noise level on
assuming no loss in through surfaces? receiver points
transmission

No

Figure 3. Algorithm for calculating indoor noise levels induced by traffic noise considering transmission.
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(a) 3D GIS model (b) Sample Points and Line Source

(c) 3D noise map generated from the proposed BIM-GIS integrated framework

Figure 4. Noise evaluation in scenario 1.

suggestion. The updating suggestion is based on the calculation Max–Joseph–Platz in Munich, Germany. The 3D model as shown
process for maximum noise level in indoor environments. The in Figure 4(a) consists of five 3D buildings. The traffic conditions
GUI could suggest modifications in boundary surface materials and parameters for the Italian C.N.R. model used in this scenario
or traffic control options. Designers could then update the model are shown in Table 3.
using BIM software by our developed updating system in the Sample points for the input model were generated using the
BIM–GIS integration engine. data processing module. The generated sample receiver points
had an interval of .5 m, which results in a set of 896,882 points, as
shown in Figure 4(b). A set of 25 sample source points was gen-
Use cases and discussions of the proposed 3D noise- erated from the geometry of roads, with the parameters shown
mapping framework in Table 3. Noise calculation for outdoor environment was per-
formed on these sample points. As shown in the 3D noise map
Scenario 1 – noise mapping for noise evaluation of roads
result in Figure 4(c), the street canyon on the left hand side of
The first use case considers a small-scale 3D GIS model modi- the model has a high noise level due to the closeness to roads
fied from (Gmbh, 2014). The 3D GIS shows a street canyon at and reflection on surfaces.
Structure and Infrastructure Engineering  9

Table 3. Parameters for noise calculation. cause discomfort to people in the environment. With the noise
Parameters Value map, urban planners and municipal government can have a clear
QL 100 understanding about noise distribution in the region and take
QP 50 measures to control the noise level. For example, in this case,
α 35.1 the heavy vehicle flow is Qp = 50/h, which is a large contribu-
β 6
ΔLV +2 tor to noise according to the Italian C.N.R. model. Therefore, it
ΔLF 0 is feasible to control the access of heavy vehicle to this region
ΔLB 0 and reduce the noise levels across the whole region. If heavy
ΔLS +1.5
ΔLG 0 vehicles are completely abandoned in this region, which makes
ΔLVB 0 Qp = 0, the updated noise level would be much lower, as shown
λ .02 in Figure 5(b).
θ .1

Scenario 2 – noise mapping as VDC tool


The noise distribution for the whole model is shown in The following use case considers a design for an office building
Figure 5(a), which indicates that in the current environment set- in the same 3D GIS model. The original designed model from
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ting, the noise levels are extremely high on some exterior surfaces BIM was placed in the 3D GIS model using the BIM–GIS inte-
of buildings (>100 dBA, threshold of pain). In addition, some gration engine. The designed building was surrounded by roads.
sample points have noise levels exceeding 75 dBA, which may Designers could check the noise distribution inside the building

6000

5000
Receiver Point Count

4000 60 dBA, normal


conversation

3000

2000

1000
[CATEGORY NAME] dBA,
long time exposure hazardous

0
101
103
105
108
110
112
50
52
54
56
58
60
62
65
67
69
71
73
75
77
80
82
84
86
88
90
93
95
97
99

Noise Level (dBA)


(a) Noise level distribution in the GIS model, with heavy vehicles

9000

8000

7000
Receiver Point Count

6000

5000

4000

3000

2000 60 dBA, normal


[CATEGORY NAME]
conversation
dBA, long time exposure
1000 hazardous

0
38 40 42 44 46 48 50 53 55 57 59 61 63 65 67 69 71 73 75 78 80 82 84 86 88 90 92 94 96 98
Noise Level (dBA)
(b) Noise level distribution in the GIS model, without heavy vehicles

Figure 5. Noise level distribution in the GIS model.


10 Y. Deng et al.

Table 4. Transmission loss values, available in the BIM models, of different materials in scenario 2.

Material TL value
Exterior surface 6 in. cast concrete walls 40
9 in. light-weighted concrete block walls 35
7 in. light-weighted concrete block walls 30
6 in. cast concrete roof 45
Interior surface 6 in × 8 in × 16 in. concrete masonry units 40
8 in × 8 in × 16 in. concrete masonry units 50
Composite wall, 4 in., brick, 4 in., concrete masonry units 30
Composite wall, 4 in. brick, 4 in. concrete masonry units 35
Double wall of 4% in. brick leaves separated by 2 in. air cavity 25
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a) TL value for exterior walls b) TL value for interior features

c) Difference between exterior walls and


d) Noise distribution at interior walls
interior walls

Figure 6. Indoor noise mapping.

induced by traffic on the surrounding roads. If specific design levels could be designed to be function rooms which require
requirements were not met, designers can update the design higher speech intelligibility.
using the model updating function in the proposed framework. Designers could also see the noise distribution on different
For generation of sample receiver points, the resolution was set to floors, as illustrated in Figure 7. Figure 7 highlights the difference
.2 m. The total number of sample points generated was 303,024. of noise levels between the lowest floor and the highest floor. It is
The TL values of surfaces were retrieved from BIM according to shown that on the fifth floor, some areas have noise levels lower
their surface material, as shown in Table 4 and Figure 6. Indoor than 30 dBA, while on the lowest floor, the noise level exceeds
calculation module was applied in the noise evaluation for the 55 dBA. The histograms of noise distribution of each floor could
designed building. be generated to provide a quantified way of evaluating noise lev-
As shown in the generated 3D noise maps in Figure 6(c), the els on the designed building with respect to external traffic noise
exterior walls had a much higher noise level (dBA) as compared source. If designers have some specific goals, for example, with
to interior features. Figure 6(c) also shows the different noise noise level not exceeding 45 dBA, the results could be verified
distribution at different heights. One of the advantages of a 3D and updating suggestions could be provided.
noise map is that it could show the noise distribution at different As indicated by Figure 7, the wall on the top did not have
heights. As shown in Figure 6(d), the interior walls on higher sufficient noise insulation capability, thus the areas near the wall
floors tend to have a lower noise level. Those rooms on higher had a higher noise level. Using the BIM–GIS integration engine,
Structure and Infrastructure Engineering  11

Before Modification
After Modification
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(a) Noise level at ground floor (b) Noise level at third floor (c) Noise level at fifth floor

Figure 7. Noise distribution at different floors.

designers could change the design of this wall and increase its structures to the building blocks. LoD3 buildings have detailed
TL value (for example, adding 20 dBA on TL value by increas- wall and roof structures, along with openings (i.e. windows and
ing thickness). The updated model could be imported again and doors) on them. LoD4 models complete the LoD3 models with
evaluated. Figure 7 shows the difference between the old design interior building features such as interior walls and rooms. In
and the updated design. It is noticeable that after increasing the 3D noise mapping, models in higher LoDs requires much more
TL value, the maximum indoor noise level had been reduced processing times, while sometimes the users may not need the
to less than 50 dBA even at the ground floor. Moreover, more information in such a high LoD.
sample points with noise level less than 30 dBA were observed. For example, to evaluate the outdoor noise distribution in a
Using filtering at ArcGIS, the designers could also see the areas large region of a city, LoD2 models are more appropriate as an
with lower noise levels, which could be set to be quiet zones in input. If a LoD4 model is imported, the processing time will
the building. increase dramatically, while bringing little benefits for the appli-
cation purpose. As shown in Table 5, for the same building repre-
sented in different LoDs, the number of sample points generated
Discussions of the developed framework
was significantly different. The sample points generation time
LoD and computation time and noise calculation time for a single source were also dramat-
The generation of 3D noise maps is demanding for computa- ically different. Users should carefully select the model input in
tional powers. For example, even a simple case such as scenario 2 accordance with specific application needs.
involved more than 300,000 sample points and more than a mil- The resolution of sample points also has an important impact
lion rays for transmission analysis. The total computation time on computation time. In fact, in an extreme case, the computa-
for this model is around 8 min. To make a compromise between tion time is to the square of the sample resolution. To generate
noise-mapping resolution and computation time, a proper LoD noise maps as accurately as possible, a higher resolution is rec-
of input model should be selected. The LoD selection involved ommended. However, the users must make a trade-off between
three aspects: (1) the LoD of input 3D model, (2) resolution of resolution selection and computation time. For example, in Table
sample points and (3) order of reflection in noise simulation. 6, the model was processed using resolution of .2 and 1 m sepa-
The LoD of input 3D model refers to the details contained rately. It is clear that the processing time is to the inverse square
in the 3D model, especially, the geometry details of input of sample resolution. However, a model in a lower resolution
model. One commonly used LoD definition is from the schema may not reflect all the noise level evaluation at all the locations
of CityGML (Gröger, Kolbe, Czerwinski, & Nagel, 2008). In of building.
CityGML, four LoDs for 3D buildings are defined. LoD1 mod- In this research, the first-order reflection of noise on surfaces
els are blocks model with a flat roof. LoD2 models add roof is also considered, which was not reported in some of the related
12 Y. Deng et al.

Table 5. Processing time for models in different LoDs.

LoD LoD4 LoD3 LoD2 LoD1


Model

Sample points
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No. of points 270,222 90,981 53,749 51,330


Processing time 851 s 267 s 186 s 196 s
Noise calculation 363 s 105 s 63 s 59 s

Table 6. Processing time for models in different resolutions.

Resolution .2 m 1m
Sample points generated

No. of points 270, 222 12943


Processing time 851 s 22 s
Noise calculation 363 s 12 s

work (Farcaş & Sivertunb, 2010; Fortin et al., 2012). Only one order reflection of rays generates noise level of 70 dBA in the
time reflection is considered in this research due to the consid- receiver points while the first-order ray generates noise level of
eration for computation time. For example, the reflection anal- 90 dBA. The combination of second order and first-order noise
ysis in Figure 2(d) identified 39 reflection surfaces for one time level is 90.04 dBA, which is only a slight increase as compared to
reflection. Using the Image Source method, it is estimated that first-order noise simulation. Thus, in this research, the reflection
39 new noise sources were generated, and thus, the number of time is limited to one only.
reflection rays to be considered is 39 times of the first-order rays.
If one more reflection is considered, another 39- by 39-point Accuracy of noise mapping
sources will be generated and the computation time will increase In this research, the aim is to provide a general framework for
exponentially. building detailed 3D noise maps using BIM–GIS integration.
For higher order reflections, the travel distances of noise rays The four modules described in this paper are generic for noise
have become so large that the received noise level is relatively mapping in 3D GIS environment. As discussed by Farcaş and
small. According to Equations (6) and (7), the small values of Sivertunb (2010), a perfect noise prediction tool is not possi-
added noise could be neglected. For example, assume that second ble. A ‘true’ noise mapping could only be obtained by measured
Structure and Infrastructure Engineering  13

data guided by certain statistical ways. Again, due to the flexible Acknowledgements
nature of sound in the environment, such measurements could The authors would like to acknowledge the support by the Hong Kong
only provide a picture of overall noise levels in locations of cities, Research Grants Council, grant number 622812. Any opinions and find-
which is also what this proposed framework aims to offer. ings are those of the authors, and do not necessarily reflect the views of the
The noise calculation in the proposed framework highly relies Hong Kong Research Grants Council.
on the goodness of the selected Italian C.N.R. model. Although
the authors of the Italian C.N.R. model claimed that the model Disclosure statement
has a high accuracy as compared to measured data, it was based
on road conditions in Italy. One of the ways to improve the accu- No potential conflict of interest was reported by the authors.
racy of the Italian C.N.R. model is to ‘tune’ it with some measured
data from local environments. It is shown in Equation (1) that Funding
the parameters α and β are sensitive to local environments, so it
This work was supported by the Hong Kong Research Grants Council
is possible to find the best value for them using measured data [grant number 622812].
for the simulation environment. Furthermore, a reliable traffic
model would also be helpful to estimate the flow of light and
heavy vehicles (Fortin et al., 2012). References
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