Professional Documents
Culture Documents
DAVID J. HARGREAVES
School of Education, University of Durham, Leazes Road, Durham, U.K.,
DHJ ITA.
E-mail: d.j.hargreaves@durham.ac.uk
and
ADRIAN C. NORTH
Music Research Group, Department of Psychology, The University,
Leicester, U.K., LEI 7RH.
E-mail: acn5@le.ac.uk
Abstract
What psychological functions does music serve in everyday life? In this paper
we argue that the answer to this question is changing as a result of current social
and technological changes in music itself, and that these changes force us to
re-evaluate the role of the social context in music psychology. After describing
the changes we go on to outline the psychological functions of music in everyday
life in terms of the cognitive, emotional and social domains. We next attempt
a detailed redefinition of the social psychology of music by reviewing the contents
of our recent book of this title. The research findings lead us to conclude that
the social functions of music are manifested in three principal ways for the
individual, namely in the management of self-identity, interpersonal relationships
and mood. This leads us to propose a new agenda for music psychology which
places the social dimension at its core, and which considers the interdisciplinary
context; the effects of the "democratisation" of music; the role of theory; the
relationship between theory and practice; and the implications for research
methodology.
What is music for? What functions does it serve in modem life? Music itself,
and people's access to it, is changing quickly as we approach the millennium.
Since psychological research is beginning to reveal the enormous power which
music can exert upon people in different ways, the question of its function is
currently very topical. This question has of course been asked before by the
practitioners of various disciplines: biologists, anthropologists, musicologists,
philosophers, sociologists, and others adopt different perspectives which reflect
varying levels of attention to social and cultural influences. The anthropologist
Merriam (1964) proposed that "There is probably no other human cultural activity
which is so all-pervasive and which reaches into, shapes and often controls so
much of human behaviour" (p. 218), and identifies ten different functions of music
to which we will shortly return.
Our own interest is in the psychological functions of music: these can be broadly
summarised in terms of three main domains, namely its cognitive, emotional and
71
sickness" (p. 236). This leads him to the idea that musical experience has been
"individualised": it has become a soundtrack to everyday life, and thus a central
part of personal development and identity for many people.
The third vitally important development for composers, producers, arrangers
and musicians themselves over the last decade or so has been the development
and standardisation of the Musical Instrument Digital Interface (MIDI). This is
a digital language which enables the information that is produced by musical
instruments to be recorded, manipulated and transferred between different
locations by means of direct instrument-computer links. Techniques such as
overdubbing, sound processing and score printing are easily accomplished using
this technology, and this is revolutionising the working practices of the recording
and broadcasting industries, particularly in pop music.
These three developments necessitate a fundamental re-evaluation of the nature
of musical participation and education, and two distinct outcomes can already
be identified. First, since most information on the internet is currently available
to all - it is selected by the user rather than presented by a broadcaster or educator -
it is perceived as being more neutral and value-free. Previous attributions of music
in particular styles as "serious" or "popular" are becoming much more difficult
to make, and this is to be welcomed. Secondly, boundaries between different styles
and genres are becoming increasingly blurred and subject to rapid change: we
could say that musical styles are becoming increasingly democratised, and perhaps
also demystified, as access to them increases.
The second outcome is a likely redefinition of what is meant by musicianship,
performance skill, and musical literacy. It is becoming increasingly important to
understand aspects of computer programming, sound engineering and production,
and maybe even marketing and promotion techniques in order to be regarded as
a comprehensively competent musician in the modem world: the boundaries of
"ownership" of a given piece are blurring. The domains of the composer, improviser,
performer and arranger increasingly overlap, and so the goals of music education
are being redefined. It will increasingly be the case that people will be able to
compose, perform and record music without necessarily having been through the
traditional hard slog of hours of practice with a conventional instrument (see e.g.
Dalgamo, 1997). In other words, some fundamental redefinitions of the creation
as well as of the perception of music are clearly emerging. The increasing
diversification, availability and democratisation of music forces us to rethink its
social and psychological functions.
of music on mood at a more mundane, everyday level (e.g. North and Hargreaves,
1997), and at people's ability to identify emotional expressiveness in musical
performance (e.g. Gabrielsson and Juslin, 1996). In each case, emotional
responses to music are dependent on the social context within which they occur:
and Radocy and Boy le ( 1996) point out furthermore that music can convey group
as well as individual emotions, as in political protest songs, thus fulfilling a very
explicit social function.
Merriam's second and third proposed functions are aesthetic enjoyment and
entertainment, which are very likely to be interlinked. There is a good deal of
research on responses to music in the field of experimental aesthetics, though
philosophers and arts educators may use the term "aesthetic" in a very different
ways. In the broadest sense, an individual's response to a given stimulus or piece
depends on an interaction between the characteristics of the person (such as age,
gender, musical training, personality); of the music (e.g. its complexity, familiarity,
style, etc.); and of the situation in which it is encountered. Most research has
concentrated on the first two of these at the expense of the latter, and redressing
this balance is an important task for the social psychology of music.
Aesthetic responses clearly have an affective or emotional component: but they
also involve an element of cognitive appraisal of the piece in question. The social
dimension has been neglected in most research on the experimental aesthetics
of music, and our own studies have made some attempts to address this issue by
testing the validity of psychoaesthetic theories in everyday listening situations
such as cafeterias and aerobics classes (see e.g. North and Hargreaves, 1996).
The study of the entertainment function of music brings the social dimension
more clearly to the fore: sociologists and mass media analysts, for example, describe
"music consumption" in terms of the commercial demands of the entertainment
and leisure industries (see e.g. du Gay et al., 1997).
Merriam's fourth proposed function of music is communication. There can
be no doubt that people from widely different cultural backgrounds, who speak
quite different languages, can readily communicate with each other through music,
although the question of whether music is a "universal language" is much more
tricky (see e.g. Campbell, 1997). Nevertheless, the analysis of musical structures
in terms of their grammar, syntax and phonology appears to be very fruitful,
providing an excellent framework for research on musical improvisation, for
example (see Slaboda, 1985; 1988). This function is clearly cognitive in the sense
that specific information is conveyed by musical structures and messages: but it
is also social par excellence in the sense that these structures only acquire musical
meaning when they are interpreted in terms of the agreed cultural conventions
and aesthetic standards of a given group of listeners - i.e. within the appropriate
social context.
Merriam's fifth proposed function is symbolic representation. A major part
of the contemporary cognitive psychology of music deals with how individuals
internally represent the basic parameters of music itself, such as pitch, timbre
and harmony (see e.g. Krumhansl, 1990): symbolic representation thus involves
the direct communication of information, which overlaps with the fourth function.
However, Merriam uses the term to refer more specifically to the transmission
of non- or extra-musical information, such as narratives (e.g. in programme music),
Functions of Music in Everyday Life 75
values, or ideals, and this representational or symbolic function involves the social
construction of musical meaning within particular cultural contexts.
Merriam's four remaining proposed functions of music are clearly and
explicitly social in nature, namely enforcing conformity to social norms,
validating social institutions and religious rituals, the continuity and stability of
culture and the integration of society. Through its cognitive, emotional and social
functions, music is an essential vehicle through which the cultural heritage is
passed on from one generation to the next. Sociologists and anthropologists like
Merriam himself have explored these last four functions, which work on a more
macroscopic level of analysis than most of music psychology. In this section,
however, we have tried to show that all ten of the functions which he identifies
have a social dimension at their heart. It is therefore all the more surprising that
this aspect of music psychology has been neglected until now.
listening behaviour); at the level of small group membership (e.g. friendship patterns
and group identity in adolescence); or at the broader level of cultural identity.
The rest of this section is organised according to the headings of the parts of the
book.
Individual differences
This part of the book contains two chapters. The first, by Anthony Kemp, deals
with the personality characteristics of musicians. Although research to date has
concentrated on the psychometric dimensions of introversion, independence,
sensitivity, anxiety, etc., several other strands of personality research also
suggest that music may serve a social function for those who perform it. For
example, Kemp points out that male musicians "may be required to adhere more
rigidly to their ... (sex-typed) characteristics in order that their masculinity should
not be questioned" (p. 37): he goes on to suggest that playing a stereotypically
"macho" instrument allows male musicians to retain their masculinity whilst
working within a stereotypically effeminate profession. Similarly, Kemp ends
his chapter by describing research concerning the potential effect of listening to
particular musical styles on personal beliefs.
Susan O'Neill's chapter emphasises Kemp's argument that gender may be one
of the key individual differences in musical behaviour that serves a social function.
She points out that, historically, women have been discriminated against when
performing: for example, brass instruments were thought to "spoil their good looks"
(p. 46). O'Neill argues that prejudice of this nature has occurred because of gender
stereotyping, and that research on its causes may help to perpetuate the trend
towards encouraging women's involvement in music, and thus their empowerment
and opportunities for self-expression. She particularly emphasises the need to
break down the gender-based constraints on young musicians' instrument choices
which are imposed by parents, others, and indeed themselves.
Social groups and situations
The many roles of music in small groups are discussed by Ray Crozier. He
stresses the social function of music by noting in his first paragraph that "Music
contributes to many of the ceremonies that mark the significant events in
people's lives - weddings, funerals, bar-mitzvahs, parties, dances, church
services, thanksgiving, etc.", and the theme of this chapter is how music serves
to promote and regulate interpersonal relationships. For example, Crozier talks
of formal dances which allow courting couples to talk in private and to make
physical contact in a socially acceptable manner. He also notes how these musically-
based interpersonal relationships are essentially identical to other social
relationships in that they involve rules and norms evolved over time, conformity
to which is essential if the activity is to continue. Crozier's review of the literature
on conformity to the aesthetic judgements of a peer group testifies to this, and
the arguments concerning the role of music in establishing and maintaining
personal/group identity further demonstrate the potential role of music in group
formation.
The next chapter, by ourselves, considers another aspect of the immediate social
environment in which musical behaviour occurs, namely the physical context itself.
We draw on research in experimental aesthetics to explain how people use music
Functions of Music in Everyday Life 77
adolescence. They claim that the "staggering" (p. 161) record sales of the pop
music industry suggest that music must have some utility for adolescents. They
go on to describe research within the "uses and gratifications" approach, which
indicates that adolescents believe that music serves a variety of functions in their
lives (such as a distraction from troubles; a means of mood management; or a
means of reducing loneliness). In particular, Zillmann and Gan conclude that music
serves as a "badge" of identity by which adolescents define themselves and others.
One example of this is provided by research on the correlation between preference
for "rebellious" forms of pop music (e.g. heavy metal) and delinquent behaviours.
Such findings provide empirical evidence consistent with popular lay beliefs
concerning the negative effect of pop music on adolescents' behaviour, although
we concur with Zillmann and Gan's view that the paucity of this evidence makes
it extremely difficult to draw conclusions about the causal direction of this
relationship.
The following chapter by Jane Davidson, Michael Howe and John Sloboda
describes the environmental antecedents of expert performance in classical music.
The chapter examines the effects of particular social relationships (e.g. between
the learner and teachers, parents, siblings, etc.) on the development of expertise.
It is interesting to note that to date there has been little research on the reciprocal
relationship, namely the potential effects of developing performance skills in
classical or indeed pop music on social relationships. This might constitute an
interesting area of future research in the social psychology of music, since
developing performance skills could well give rise to changes in existing
relationships, in forming new relationships, and thus broader changes in the lifestyle
of the musician.
Musicianship
Jane Davidson's chapter considers research on the social psychology of
performance. She describes the social norms for audience and performer
behaviour, the potentially damaging or positive effects of the presence of others
on musical performance, and also the crucial role of non-verbal communication
within groups performing music, and on listeners' responses to that music. One
particularly interesting issue that has not been investigated would shift the emphasis
from musical to social psychological issues. Given the availability of high-quality
recordings, it is perhaps surprising that people should go to the trouble of attending
concerts at all: the fact that they do, and in such numbers, indicates that there
are likely to be many social psychological reasons for attendance.
Glenn Wilson's chapter deals predominantly with arousal-based theories of
performance anxiety (or "stage fright"), and with the means which performers
use to manage the symptoms, such as legal and illegal drugs. These issues are
intrinsically social psychological in nature, and one obvious avenue for future
research is to investigate the role of performance anxiety in discouraging
potential musicians from becoming involved in musical performance, or indeed
in dropout from musical careers.
Three areas of application
The final three chapters deal with the application of research in different applied
areas. The first of these, by Leslie Bunt, deals with the functions of music in
Functions of Music in Everyday Life 79
therapeutic and medical contexts. Bunt deals with music therapy as a treatment,
and considers how the client-therapist relationship is crucial in determining
therapeutic outcomes. He then examines the use of music as a part of therapy,
specifically with its use in alleviating pain, and in a number of medical and dental
disorders.
The next chapter, by ourselves, investigates the effects of music on consumer
behaviour: the use of music as a means of increasing profit provides perhaps the
most explicit demonstration of the social power of music. The research reviewed
concerns music in television advertisements and commercial environments (e.g.
shops, restaurants), and also the music industry itself: by promoting the efficiency
of business and the market place, such research may promote wealth creation.
The final chapter, by Bengt Olsson, is perhaps the first to deal with the social
psychology of music education. He considers school influences on musical
preferences, and how these relate to students' aspirations for the future (their "social
destinations") or their degree of commitment to/disengagement from school values.
He goes on to consider students' attributions for success or failure in music
education, which highlights the role of self-perception. This is also highlighted
in Olsson' s account of the process of learning to become a music teacher.
or style according to the discourses and aesthetic standards which are appropriate
to its particular cultural contexts (see Frith, 1996; Walker, 1996).
Research should be theory-driven
This point has been elaborated by many previous writers, including ourselves
(e.g. Swanwick, 1977; Hargreaves, 1986a): here we need to revisit it from the
social perspective, and will do so by making three brief points. The first is that
research can reveal that some theories are situation-specific: changing the social
context can lead directly to different kinds of theoretical explanation, as in our
own research on musical aesthetics. The second is simply that music psychology
can benefit greatly from the incorporation of theoretical models from the
mainstream of social psychology, which have hitherto played little part: the research
literature on group identity and musical taste is a good case in point.
The third is a more general point concerning the nature of theorising itself.
Different cultural and research traditions give rise to different kinds of theorising,
and there are distinctive international variations. A good deal of music psychology
in Eastern Europe, for example, is characterised by an interest in the ideological
and cultural functions of music: "top-down" theoretical discussion takes place
at a fairly high, macroscopic level of generality (see e.g. Manturszewska,
Miklaszewski and Biatkowski, 1995). This contrasts with research carried out in
the empirical Anglo-American tradition, which typically tests "bottom-up", smaller-
scale hypotheses formulated at a more microscopic level within specific situations.
Observing this contrast shows that that the social and cultural context shapes not
only musical behaviour itself, but also our explanations of it.
Recognising the interdependence of theory and practice
No amount of theory building is of any use unless it is capable of practical
application: theory and practice are interdependent. Practitioners in fields such
as music education, marketing, broadcasting and therapy need theories in order
to make sense of the problems they face in working life: but to be of practical
use, those theories themselves need to be grounded in the everyday reality of the
classroom, the marketplace, the studio or the hospital. We have discussed this
issue at length with respect to music education (Hargreaves, 1986b): psychologists
should be able to give valuable help to teachers in dealing with issues in assessment
and curriculum design, for example. The broader view of the social context of
music which we now propose, which encompasses applied fields such as
consumer behaviour and advertising, clinical and health applications, broadcasting
and the media reinforces the point: we clearly need an applied psychology of
music.
Increasing diversity of research methodology
There has been a good deal of discussion over the last decade within social
science research methodology about the use and status of qualitative techniques,
and the theoretical assumptions on which some of them are based. Mainstream
psychology has traditionally been dominated by experimental research employing
quantitative methods, and there obvious limitations in the extent to which these
can capture the richness and diversity of human behaviour in all its different cultural
and social settings. Although qualitative techniques are designed to overcome
82 David J. Hargreaves and Adrian C. North
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