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Photoemission as an analytical
tool
Kai Siegbahn, Nobel Prize 1981
XPS, also known as ESCA, is a widely used surface analysis
technique because of its relative simplicity in use and data
interpretation.
XPS X-ray Photoelectron Spectroscopy
ESCA Electron Spectroscopy for Chemical Analysis
UPS Ultraviolet Photoelectron Spectroscopy
PES Photoemission Spectroscopy
KE = hν − BE − ΦSPECT BE = hν − KE − ΦSPECT
hυ: Al Kα(1486.6eV)
P 2s P 2p1/2-3/2
Kinetic Energy
Peak Notations
L-S Coupling ( j = l s)
e- 1
s= 12 s= 2
j= l + 12 j= l 1
2
For p, d and f peaks, two peaks are observed.
Au
The separation between the two peaks are named
spin orbital splitting. The values of spin orbital
splitting of a core level of an element in different
compounds are nearly the same.
Ion beam
source XPS
Wien Filter Target
chamber Wobble Sample stage
stick with heating/
LEED cooling
QMS for TDS Magnet
Heating/cooling
stage for TDS
Detachable
nitrogen
CMA-QMS X-ray
Low energy ion beam system Entry glove box
monochromator
loadlock
XPS system suitable for industrial samples
Quantum 2000
Vacuum Chamber Control Electronics
Ion pump
Turbopump
Analyzer
Monochromator
Electron Gun
Sample Introduction System
75mm x 75mm
Max. Sample Height: 28mm
Sample Transport System
Introduction Chamber
Parking Station
Platen Transfer Arm
Five Axis Stage
+1
+2
500 x 500µm
Ellipsoidal
Scanning Focused Monochromator
Electron Beam
Scanning Focused
X-ray Beam
Aluminum Anode
Sample
PHI Quantum 2000
Instrumentation
• Electron energy analyzer
• X-ray source
• Ar ion gun
• Neutralizer
• Vacuum system
• Electronic controls
• Computer system
Ultrahigh vacuum
< 10-9 Torr (< 10-7 Pa)
• Detection of electrons
• Avoid surface reactions/
contamination
Cylindrical Mirror Analyzer
For Al Kα
λ = 8.3Å
use (1010) planes
of quartz crystal
d = 4.25Å
θ = 78.5
o
Al 2s The following
Al 2p
elements are found:
O, C, Cl, Si, F, N, S,
Al, Na, Fe, K, Cu,
Mn, Ca, Cr, Ni, Sn,
Zn, Ti, Pb, V
B.E. = Energy of Final state - Energy of initial state
+
B A B
(one additional Redistribution of
+ve charge) electron density
B A B
(a) Zr Lα 2040 eV
(b) Mg Kα 1253.6 eV
(c) Ti Kα 4510 eV
oxide
Si
X-ray Induced Auger Peaks
Auger peaks are also sensitive to chemical environment
Ni LMM lines
Auger Parameter = B.E. (Cu 2p3/2) + K.E. (Cu LMM)
Cu Chemical State
in Cu Clusters Copper 2p3/2 Peak Copper Auger LMM Peak
12000
Mostly metallic Cu 8000
10000
6000
8000
34.3 nm Auger Parameter =
1850.9 eV
4000
6000
Intensity
Intensity
4000
2000
2000
0
0
B.E. (eV)
932 930 928 904 906 908 910 912 914 916
K.E. (eV)
918 920 922 924 926
200 nm
98.0 nm Auger Parameter =
12000
8000
10000
8000
1847.2 eV 6000
Intensity
Intensity
6000 4000
4000
2000
2000
Fused silica
0
940 938 936 934 932 930 928 904 906 908 910 912 914 916 918 920 922 924 926
IA Sensitivity factor of
SA element A
Atomic % = × 100%
Ii
∑i S Peak Areas / Sensitivity
i
factors of all other elements
Au 4f
Peak Area measurement
Need background subtraction
Factors Affecting Photoelectron Intensities
For a homogenous sample, the measured photoelectron intensity is given by
I i ,c = f ⋅ N i ⋅ σ i ,c ⋅ λ ⋅ cosθ ⋅ F ⋅ T ⋅ D ⋅ A
Ii,c: Photoelectron intensity for core level c of element i Detector
f: X-ray flux in photons per unit area per unit time
Ni: Number of atoms of element i per unit volume d
σi,c: Photoelectric cross-section for core level c of element i
λ: Inelastic mean free path of the photoelectron in the sample matrix
θ: Angle between the direction of photoelectron electron and the sample normal
F: Analyzer solid angle of acceptance
T: Analyzer transmission function
D: Detector efficiency
A: Area of sample from which photoelectrons are detected
Empirical Approach
k = constant
SA = sensitivity factor of a
I A = k S AM A core level of element A
MA = No. of A in the empirical
formula
I A S AM A IA MF
= ⇒ SA = ⋅ Usually assume SF=1
I F SF M F IF M A
Peak Area
Sputtering Time
Depth Scale Calibration
Concentration
Peak Area
Sputtered crater
100
80
O 1s O 1s
O 1s
Atomic Concentration (%)
60
Ti 2p
40 Nb 3d
Si 2p Ti 2p N 1s Si 2p
20 N 1s
Al 2p
0
0 Surface 200
Sputter Depth (nm)
Nickel (30.3 nm)
Depth profiling Chromium (31.7 nm)
of a multilayer Chromium Oxide (31.6 nm)
Nickel (29.9 nm)
structure Chromium (30.1 nm)
Silicon (substrate)
100
Atomic Concentration (%)
80
40 O 1s
20
0
0 Sputter Depth (nm) 185
Depth Profiling with Sample Rotation
High energy ions
100
80
Ions: 4 keV
60 Ni 2p
Cr 2p
Si 2p
Sample still
Ni 2p Cr 2p
40 Sample
O 1s
20 Cr/Si interface width (80/20%) = 23.5nm
Atomic concentration (%)
00
185
100 High energy ions
Ions: 4 keV
80 Si 2p
Ni 2p Cr 2p With Zalar rotation
60 Ni 2p Cr 2p
40 O 1s
Sample rotates
20
00
185 Cr/Si interface width (80/20%) = 11.5nm
100
00
Sample rotates
Sputtering depth (nm) 185
Cr/Si interface width (80/20%) = 8.5nm
Depth Profile of MOS Capacitor
with Sample Rotation
Instrumental Factors
Affecting Depth Profiles
X-ray X-ray
Sample Sample
Spot size determined by the analyser Spot size determined by the x-ray beam
Both monochromated and dual anode
x-ray sources can be used
(1) Moving sample stage
small x-ray spot size
Image: x,y position versus
photoelectron intensity
y Resolution: ~50µm
x
Scanning plates
x-ray source Image: Voltages Vx & Vy scanned:
e-source Photointensity collected from
Sample different points in time sequence
Slit plate
y
MPC detector
Slit plate set
Spot size aperture
Scanning plates
Charge
neutralizer x-ray source x
Sample Image: x, y position of e- detector
versus photoelectron intensity
Magnetic lens
Best resolution: ~3 µm
(4) Use of scanned electron beam
Elipsoidal monochromator
Analyzer
Electron gun
Al anode
Sample
Detector
-
e e-
X-ray
- -
e e- e
sample Electrons move to the surface
continuously to compensate
the electron loss at the surface
region.
For resistive samples
+ + + + + + + + "current" net loss of electrons
from the surface
e -
V = R⋅I
Potential developed Resistance between the
at the surface surface and the ground
+ + + + + + + +
Surface Potentials
Differential (non-uniform) surface charging
Broadening of peak
Sample
Effects of Surface Charging
Charge Compensation Techniques
filament
~2eV-20eV
Electrons
optics
e-
Electron source Low energy
with magnetic field electrons and Ar+
analyser
+
electrons Low energy Ar beam
-ve
filament e X-ray Low energy
electron beam
Sample
Sample
Al foil
Polymer
Coating ‘A’
Polymer Coating ‘B’
Adhesion layer
at interface ?
-O 1s
foil
-O KLL
-Cl 2p
++ +
-Si 2p
-Si 2s
1000 Binding Energy (eV) 0
1072 X 812µm
Polymer ‘A’ / Al foil Interface Polymer coating ‘B’
10µm x-ray beam 10µm x-ray beam
30 minutes -C 1s 30 minutes -C 1s
-O 1s
-O 1s
-O KLL
-O KLL
-Al 2s
-Al 2p
-N 1s
-Cl 2p
-Si 2p
-Si 2s
Interface
C
H ++ +
O=C-O CCl
Adhesion Layer
Base Coat
Clear Coat
695 x 320µm
1072 x 812mm
Elemental ESCA Maps using C 1s,
O 1s, Cl 2p, and Si 2p signals
C O Cl Si
695 x 320mm
C 1s Chemical State Maps
C 1s CH CHCl O=C-O
695 x 320mm
Small Area Spectroscopy
High resolution C 1s spectra from each layer
CN
C-O
Adhesion Layer
O-C=O
C-O
Clear Coat CN
CHCl O-C=O
*excluding H
Printed Circuit Board
Normal sample Sample with reddish color
-O1s
-Au4f7
2.5
-Au4d3
-Au4d5
Point 8
-N1s
-Na KLL
-F1s
2
-O KLL
-Na1s
-C1s
1.5
-Si2s
-Si2p
-Cl2p
Atom %
C 34.1
1 N 2.8
O 37.0
F 2.3
Na 1.8
100 µm
0.5
Si 8.5
-F2s
Cl 1.8
0
Au 11.8
1100 1000 900 800 700 600 500 400 300 200 100 0
100 µm Binding Energy (eV)
Spectra of Au 4f and C 1s
Au 4f
C 1s
100 98 96 94 92 90 88 86 84 82 80 298 296 294 292 290 288 286 284 282 280 278
Binding Energy (eV) Binding Energy (eV)
Spectra of Cu 2p and O 1s
O 1s
Cu 2p
975 970 965 960 955 950 945 940 935 930 925 546 544 542 540 538 536 534 532 530 528 526 524
Binding Energy (eV) Binding Energy (eV)
Bonding Pad X-ray induced secondary electron image
Area with Reddish
Mark
Point 10
Point 9
50 µm
50 µm
AWAY FROM FROM
Reddish Area Reddish Area
Atom %
-O1s
-O1s
C 29.8
O 47.0
F 1.2
Na 1.0
-Cu LMM
Mg 0.9
-Au4d3
-O KLL
Si 7.8
-Na KLL
-N1s
-Au4d5
S 1.7
-Cu2p3
-Au4f7
-C1s
-Na1s
Cl 1.9
Atom % Ca 8.5
-Ca2p3
-O KLL
C 47.8 Au 0.2
-Si2s
-Cl2p
N 3.4
-Na1s
-F1s
-Si2p
-Ca2s
-F KLL
O 31.2
-Na KLL
Na 0.7
-C1s
-Mg KLL
Si 9.7
-Si2p -Mg2s
Cl 1.2
-Cl2p
Cu 0.5
-Si2s
-Cu3p
-Cl2s
-S2p
-S2s
-O2s
-Au4f
Au 5.5
-Mg2p
1100 1000 900 800 700 600 500 400 300 200 100 0 1100 1000 900 800 700 600 500 400 300 200 100 0
Binding Energy (eV) Binding Energy (eV)
Spectra from Reddish Area
Ca 2p Mg 1s
362 360 358 356 354 352 350 348 346 344 342 1320 1318 1316 1314 1312 1310 1308 1306 1304 1302 1300
Binding Energy (eV) Binding Energy (eV)
C 1s spectrum on Reddish Area
C 1s
carbonate CH
298 296 294 292 290 288 286 284 282 280 278
Binding Energy (eV)
XPS imaging
Area 11
50 µm
50 µm
Au4f 1259 Ca2p 492.9
XPS peak
area
intensity 50 µm
50 µm
maps
20 µm 4.6 20 µm 1.6
50 µm
50 µm
20 µm 118.5 20 µm 48.2
Au4f 13.2% Ca2p 13.5%
Quantitative
ESCA maps
based on peak
area
50 µm
50 µm
measurements
from spectra 20 µm AC (%) 0.1% 20 µm AC (%) 1.0%
pixel
50 µm
50 µm
20 µm AC (%) 26.0% 20 µm AC (%) 16.3%
Chemical state information of C 1s map
C1s
1
0.9
0.8
0.7
Normalized Intensity
0.6
0.5
0.4
50 µm
0.3
carbonate
0.2
0.1
20 µm 0
292 290 288 286 284 282 280
Binding Energy (eV)
Distribution of Carbonate
50 µm
50 µm
20 µm 20 µm
Elemental
Composition
10 mm
10 mm
10 mm
(atom %)
Fluorocarbon
Most of the C in the lubricant
molecules are bonded to F
0
298 288 278
Binding Energy (eV)
Lubricant Layer <30Å Photoelectron
Escape Depth
Protective Carbon Coating
21.91 Å
Lubricant
Thickness (Å)
10 mm
10 mm 2.57 Å
Angle Resolved XPS
Plasma Treated Polystyrene
Angle-Resolved
XPS Analysis
Plasma Treated Polystyrene
Angle-Resolved
XPS Analysis
High-resolution
C 1s spectra
Plasma Treated Polystyrene
Oxide on silicon
nitride surface
X-ray damage