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Akeroyd, F. Michael. "Popper's Evolutionary Epistemology Re
Akeroyd, F. Michael. "Popper's Evolutionary Epistemology Re
F. MICHAEL AKEROYD
1. INTRODUCTION
In his recent comprehensive work Raff (1996) makes many statements and
apercus which support the position of Popper vis a vis that of Worrall. He
notes that:
The neural machinery underlying arthropod vision has changed little since the Cambrian
era (p. 88).
Metazoan body plans originated in the Cambrian (p. 174).
Body plans: developmental controls were relatively loose in the early Cambrian, but then
became fixed by internal controls (p. 180).
Regulatory genes could be recruited to stabilize the genetic pattern. It may well be that the
body plans we have before us today are the result of contingencies, selection and internal
constraints (p. 182).
Genes regulate other genes (p. 188).
Body plans are both stable and modified by additions (p. 197).
Mutational alterations occur within a system that can accommodate perturbation and still
carry out a harmonious strategy (p. 254).
Developing organisms are modular in organisation. All crucial features of modules – state,
number, location, action on other modules – are potentially changeable. Changes in these
properties results in a modified system but presents a modified structure to external selec-
tion. Changes in modular features not achieved directly by external selection nor are they
random (p. 360).
{this suggests that new organisms ‘explain’ the success of their immediate
predecessors by retaining features of their immediate predecessors just as
Popper (1981, p. 94) claims that new scientific theories must be able to
explain the success of their predecessors and (usually), when simplified,
reduce to them. Lamarckian ‘Instruction from Without’ pressures from the
environment might suggest a possession of a fifth limb could be advantage-
ous for an organism invading a new niche, but without massive changes
388 F. MICHAEL AKEROYD
Worrall seems to assume that, because the initial trigger for a particular
gene mutation in an organism may well possibly be a random effect, the
resultant effect on the organism’s offspring is then equally random, and
eventually species change is entirely controlled by random factors. There-
fore any analogy between natural selection in the biological world and
competition between rival scientific ideas in the academic world is entirely
misplaced. If the issue was as simple as that, then one can ask why should
there be this trend towards sophisticated social behaviour and increased
brain size of organisms in the biological world, mimicked by the tendency
to develop more sophisticated scientific theories in the academic world?
Let us see what modern biologists think.
Raff summarises his viewpoint on page 324:
“Selection is often seen as providing all the order observed in biological systems. Evol-
utionary development biologists none the less observe that variation appears to be non-
random in developing systems. It is fair to suspect that the internal organisation of the
existing system must significantly affect the evolutionary outcome because it can constrain
the range of possible phenotypes available for sorting by selection. The idea of an internal
order biasing the course of evolution has been effectively expressed by F. Jacob (1977),
who styled the evolution of complex organisms as a process of tinkering that uses existing
structures to produce solutions that are adequate, if not the best in engineering terms. The
evolution of wings in vertebrates has always involved tinkering with the existing forelimb,
not the invention of a novel kind of appendage.”
(see for example Hitching (1982)). In its intermediate form the animal’s
adaptations would apparently be neither use nor ornament. This problem
has now been solved by the work of Gingerich et al. (1983), Bajpais and
Gingerich (1998) and Thewissen et al. (1994) involving the discovery of
new intermediate fossils. Around the time of the early Eocene the shallow
seas, saline lakes and embayments of the area now in Pakistan were high
in primary plankton and secondary fish population especially herring (but
presumably too shallow for predators such as sharks). Developing mon-
soon storms strand many fish on the sandy shores. Here is the opportunity
for a local omnivorous mammal to experience changes in preference (taste)
genes, then skill genes and then finally anatomy genes in a spiral feedback
mechanism as it opportunistically invades a new niche on Popper’s (1975),
(1976) scenario. Scavenging and paddling on the seashore is later followed
by swimming and predation in rivers, lakes, shallow seas and ultimately the
deep ocean. There is no “climatic catastrophe” leading to the survival of
only a few “hopeful monsters”, which then colonise a deserted landscape.
The problem of the intermediate form capable of fully aquatic life is solved
by Thewissen et al. (1994). Ambulocetus Natans swam by moving its spine
up and down but the main propulsion came from the feet, not the tail. All
this recently discovered scientific data fits Popper’s model like a glove.
Worrall (1995) claims that the history behind the development of Fres-
nel’s theory of optical diffraction in 1818 support his theory of scientific
progress and rebut Popper’s. As is well known, Fresnel was working with
the Wave Theory of light as opposed to Newton’s Corpuscular Theory,
and the Wave Theory presupposed the existence of a luminiferous ether
in space to allow transmission of the light waves. It seemed natural to
assume that the ether was a highly attenuated fluid and hence the light
waves are longitudinal. However Arago and Fresnel found, by their famous
“Two Slit” experiment, experimental results that were incompatible with
the longitudinal wave hypothesis. As Worrall remarks, one option was to
abandon the Wave Theory but, given the previous success of this approach,
a more sensible option was to assume that the wave theory was correct
and that the light waves were not longitudinal. Background knowledge
suggested that the only other option was to assume that the waves were in
fact transverse, and mathematical constructs deduced from some rather ad
hoc assumptions relating to wave motion in solids were found to “predict”
the novel experimental results. Again, as Worrall remarks, the apparently
revolutionary concept of treating the ether as an attenuated solid was not
POPPER’S EVOLUTIONARY EPISTEMOLOGY REVAMPED 391
When one makes a detailed study of Fresnel’s career and the development
of his theory one finds it a less than convincing example of careful “de-
duction from the phenomena” or “Lamarckian Instruction from without”.
Fresnel was trained as an engineer but then became a self-taught researcher
on Optics. Without being aware of the work of Young and ignorant of the
392 F. MICHAEL AKEROYD
Between 1821 and 1826 Fresnel addressed both these problems, and, aided
by the mathematical formulae developed by Navier and Cauchy, physicists
started to become convinced by 1830. However, as Silliman remarks, in a
final classic paper Fresnel presented the law of double refraction as a de-
duction from the general properties of an elastic fluid. Silliman comments:
POPPER’S EVOLUTIONARY EPISTEMOLOGY REVAMPED 393
But it is important. If Worrall reads this original classic paper and then
uses it to launch an attack on Popper’s model, claiming that Fresnel used
systematic deductive processes without any conjecturing, then the com-
munity of philosophers could be misled. Fresnel’s methodology looks like
a perfect example of Popperean ‘planned groping’ to me. He revived an
old, discarded theory and introduced a new assumption: the light wave
pulses travelled at regular intervals. He then proceeded quickly to per-
forming experimental work, using the successes and failures as feedback
to generate more theory, rather than carefully deducing a complete system
based on an initial series of axioms.
So, analogous to an organism invading a new niche, Fresnel’s theory
evolved with stubborn initial preferences, false starts, and competition with
rivals. As Popper wrote in 1934 (translated into English in 1959):
“every [scientific] discovery contains an ‘irrational element’ or a ‘creative intuition’, in
Bergson’s sense”. (Popper, 1959).
However the evidence given above supports Popper’s position. For another
historical example see Olby’s (1976) biography of the Nobel Prize winning
chemist Hermann Staudinger.
6. C ONCLUSION
But Popper never stated that scientists regularly develop their theories by
using the method of random conjectures. The passage Worrall cites without
paraphrasing refers to the “more or less random fashion” (“at least partly
random” is another label used by Popper in this cited passage) involved in
the origin of tentative trials in genetic adaptation, adaptive behaviour and
scientific discovery. There are certainly arbitrary factors involved in the
way new scientific conjectures eventually rise to scientific respectability
and later success. Why should scientist A perceive a conceptual problem
and experiment with a new hypothesis when the rest of the field are happy
with the current model? Surely this is analogous to the offspring of an
animal experiencing a genetically induced change in taste and consequent
dissatisfaction with the usual diet of the species. Scientist A may then sud-
denly receive a substantial inheritance that allows departure from academia
and the funding of a private laboratory in order to pursue the conjecture.
Also scientist B may devise and pursue a hypothesis H* which he be-
lieves to be inferior to already devised hypothesis H, because of the lack of
available apparatus to currently pursue H. Further work may well indicate
that H* is (surprisingly) more fruitful than H. Some scientists possess a
genetic predilection to pursue any new speculative idea, whist others have a
predilection to support the orthodox theory. Other scientists, ambitious for
Nobel prizes, devise potential rivals to the current theory simply because a
conformist approach is less likely to be successful. Others may prefer the
less risky approach to achieve more modest career goals. Both sets of sci-
entists are making rational decisions which are modified by a factor which
possesses a “random” or a “pseudo-random” or “arbitrary” component.
As Popper remarked earlier, an animal experiencing changes in anatomy
genes without concomitant changes in skills genes and preference genes
could be expected to be rapidly eliminated by natural selection, but not the
other way round. By analogy, a new idea speculatively generated to solve
a particular empirical problem may be discarded by the originator simply
because it is conceptually “ugly” or conflicts with existing metaphysical
assumptions or whatever. If the originator has, in their mind, some built in
psychological pressure to be attracted to and also pursue this new idea (at
least temporarily), then Popper’s analogy holds. As a new species begins to
diverge from the parent stock its population will rise because of inbreeding
and also interbreeding with the parent stock. If the preference genes are
strong enough, there will be a source of new individuals from the original
stock as well as the innovative stock. This is analogous to the well-known
situation when initially sceptical scientists are converted to a new idea after
it has been seen to have had some empirical success, and join the ranks of
the innovatory camp.
POPPER’S EVOLUTIONARY EPISTEMOLOGY REVAMPED 395
Although I concede that Popper has been slightly sloppy in his use of
the term “more or less”, sometimes implying “at least partly” and on other
occasions implying “largely”, he was painting an impressionistic picture
on a broad canvas and it seems uncharitable to seize on a minor infelicity
of speech and consequently misunderstand the overall message. Coupled
with the fact that modern biologists consider that random genetic muta-
tions have first to be integrated into the structure for further development
to take place, this shows that Popper was right in also claiming a backward
analogy in his model:
“On the scientific level, discoveries are revolutionary and creative. Indeed, a certain cre-
ativity must be attributed to all levels, even to the genetic level: new trials, leading to new
environments and thus to new selection pressures, create new and revolutionary results
at all levels, even though there are strong conservative tendencies built into the various
mechanisms of instruction.”
A related argument against Popper’s model has been offered: the phe-
nomenon of simultaneous scientific discovery (more accurately simultan-
eous apparent discovery) suggests a Lamarckian rather than a Darwinian
biological analogy. But this phenomenon merely infers that different people
experiencing similar problems react in a similar way. The well-known fact
that the marsupial wolf and the mammalian wolf ended up appearing very
similar merely means that their ancestors faced similar problems in similar
niches and they must have (by chance) experienced similar changes in
preference genes.
In short, Worrall (1995) overestimates the negative impact of his own
critique and underestimates the viability of Popper’s “Darwinian Model”
of scientific progress. Popper’s so-called “unorthodox” interpretation of
“selection” circa 1970 is rapidly becoming the new orthodoxy, thus giving
his “Darwinian Model” fresh impetus and vitality.
NOTE
1 Ironically the word “groping” is used by Worrall’s hero Duhem (1954) to describe sci-
entific progress from Copernicus to Newton. Maybe Worrall believes “real science” only
began with Newton.
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