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Abstract. In this paper we describe the rise of global operators in the scaled quater-
nionic case, an important extension from the quaternionic case to the family of scaled
hypercomplex numbers Ht , t ∈ R∗ , of which the H−1 = H is the space of quaternions and
H1 is the space of split quaternions. We also describe the scaled Fueter-type variables
associated to these operators, developing a coherent theory in this field. We use these
types of variables to build different types of function spaces on Ht . Counterparts of the
Hardy space and of the Arveson space are also introduced and studied in the present set-
ting. The two different adjoints in the scaled hypercomplex numbers lead to two parallel
cases in each instance. Finally we introduce and study the notion of rational function.
Contents
1. Introduction and the Algebra of scaled Hypercomplex numbers 3
2. Conjugates, their properties, and a theory of functions 6
2.1. The regular matrix adjoint ∗ 7
2.2. The adjoint ⊛ 9
2.3. The adjoint [∗]. 11
2.4. Spaces of functions on H2t 14
3. The Scaled Global Operator for Scaled Hypercomplex Numbers 18
3.1. The Gleason problem associated to the Vt - operator and the Vt -Fueter variables 19
3.2. Left Regular Functions on Ht where t 6= 0 in R 24
4. Hardy space and interpolation for the first conjugate ⊛ 28
4.1. Prelude 28
4.2. The Hardy space in one variable: Case 1 29
4.3. Interpolation in the Complex Case 31
4.4. Blaschke factor and interpolation: Case 1 32
5. Hardy space and interpolation for the second conjugate [∗] 39
5.1. The Hardy space in one variable: Case 2 39
5.2. Star product and Blaschke factor 40
6. Arveson space, Blaschke factors and related topics 45
6.1. Reproducing kernel Krein spaces of Vt -Fueter series 45
6.2. Blaschke factor (µt variables) 46
7. Rational functions 47
7.1. Prologue 48
2020 Mathematics Subject Classification. 30G35, 46E22.
Key words and phrases. hypercomplex, reproducing kernel, global operator, scaled quaternions, ratio-
nal functions.
D. Alpay thanks the Foster G. and Mary McGaw Professorship in Mathematical Sciences, which
supported his research.
1
2 D. ALPAY, I. CHO, AND M. VAJIAC
One can define two natural adjoints (or conjugations) associated to (1.4), and which leave
H2t invariant, namely
⊛ a −tb
(1.6) qt =
−b a
(that is, the adjugate matrix of qt ) and, see (2.21),
[∗] a tb
(1.7) qt = .
b a
See [7, 4, 5] and [8]. We note that these two adjoints are contravariant (see Lemma 2.1
and Lemma 2.17)
[∗] [∗]
(qt pt )⊛ = p⊛ ⊛
t qt and (qt pt )[∗] = pt qt , pt , qt ∈ H2t ,
are involutive, and commute:
⊛
[∗] [∗] a −tb
(qt⊛ ) = qt = .
−b a
It is therefore not possible to obtain another involutive contravariant from iterated com-
positions of these adjoints.
We will use these three definitions interchangeably, whenever each becomes more con-
venient to describe the associated differential theory, spaces of functions, domains of
holomorphy and so forth.
Observe that, if
a = x0 + x1 i and b = x2 + x3 i
√
are complex numbers with i = −1 and x0 , x1 , x2 , x3 ∈ R, and (a, b)t ∈ Ht , with some
abuse of notation, we have that the realization of (a, b)t is identified with:
x0 + x1 i tx2 + tx3 i
a tb
(1.11) qt = a + bjt = (a, b)t = = .
b a
x2 − x3 i x0 − x1 i
We then identify the basis elements using:
1 0 i 0 0 t 0 ti
(1.12) qt = x0 + x1 + x2 + x3 ,
0 1 0 −i 1 0 −i 0
and we obtain:
1 0 i 0
1= = (1, 0)t , it = = (i, 0)t ,
0 1 0 −i
and
0 t 0 ti
jt = = (0, 1)t , kt = = (0, i)t ,
1 0 −i 0
in H2t , which means that every element qt of H2t is expressed by
qt = x0 (1, 0)t + x1 (i, 0)t + x2 (0, 1)t + x3 (0, i)t ,
for some xl ∈ R, 0 ≤ l ≤ 3, (as seen in [7, 4, 5]).
The R-basis Bt = {(1, 0)t , (i, 0)t , (0, 1)t , (0, i)t } satisfies the following properties in the
Cayley table of Ht , i.e.:
The paper consists of seven sections and two appendices, of which this introduction (Sec-
tion 1) is the first. In Section 2 we introduce the algebra of hypercomplex numbers, their
conjugates, and properties, asa well as an introduction to a theory of functions on these
spaces.
In Section 3 we introduce the scaled global operator Vt in this case and introduced a new
set of Fueter-type variables associated to this operator. In the same section (Section 3)
we also build parallel theories of regular functions using these new variables (see Defini-
tion 3.1) and the previously introduced Fueter-variables associated to the scaled Fueter
operator (see Definition 3.6).
In Section 4 we introduce and describes Hardy spaces with respect to the conjugate ⊛,
define the Blaschke product in this case and discuss the interpolation problem in this
context, while in Section 5 we do the same for the [∗] conjugate.
In Section 6 we build the associated Averson space related to the new scaled Fueter
variables associated to the scaled global operator, while in Section 7 we establish the
premises of a theory of rational functions in this case. Both of these sections are further
developed in works that the authors are currently in a preliminary stage of completion.
For clarity, we also write Appendix A and Appendix B, to remind the reader of the
concepts and properties of Krein and Pontryagin spaces, as they apply to our work.
with largest eigenvalue corresponding to the + sign, and hence the result.
Corollary 2.4. We have the following:
[∗]
(2.3) kqt kop = kqt⊛ kop = kqt kop
and
[∗]
(2.4) kqt kHS = kqt⊛ kHS = kqt kHS .
Proof. This is because kqt kop depends only on the absolute values of a and b.
p
Remarkp2.5. For t = −1 we get kq−1 k = |a|2 + |b|2 (as it should be, usually written
as |q| = |a|2 + |b|2 ) while we get
kq1 k = |a| + |b|
for t = 1. Note that the latter is not a Hilbert space norm.
We recall that H2t endowed with the real-valued bilinear form
hpt , qt i = Tr qt∗ pt
is a real four dimensional Hilbert space.
This norm is cumbersome to deal with, so we define a similar norm that induces the same
topology, a scaled Euclidean-type norm.
Definition 2.6. We will now define the scaled Euclidean norm of Ht to be
p q
(2.5) kqt kE = |a| + |t| |b| = x20 + x21 + |t| (x22 + x23 ),
2 2
Lemma 2.9. Let (A, B, C, D) ∈ (H2t )n×n × (H2t )n×m × (H2t )m×n × (H2t )m×m , and assume
that A (resp. D) is invertible. Then:
A B In 0 A 0 In A−1 B
(2.7) = ,
C D CA−1 Im 0 D − CA−1 B 0 Im
and
A B In BD −1 A − BD −1 C 0 In 0
(2.8) =
C D 0 Im 0 D D −1 C Im
respectively.
As a consequence, with
(2.9) A× = A − BD −1 C and D = D − CA−1 B,
we have:
Lemma 2.10. Assume A invertible. Then, M is invertible if and only if D is invertible,
and it holds that:
−1
−1 In −A−1 B A 0 In 0
M =
0 Im 0 (D )−1 −CA−1 Im
A−1 + A−1 B(D )−1 CA−1 −A−1 B(D )−1
(2.10) = .
−(D )−1 CA−1 (D )−1
Similarly, assuming D invertible, the matrix M is invertible if and only if A× is invertible,
and we then have:
× −1
−1 In 0 (A ) 0 In −BD −1
M =
−D −1 C Im 0 D −1 0 Im
(A× )−1 −(A× )−1 BD −1
(2.11) = .
−D −1 C(A× )−1 D −1 + D −1 C(A× )−1 BD −1
g11 g12
As a prelimary example, consider the case N = 2, and G = . Assume that g11
g21 g22
is invertible, and define
−1
g22 = g11 − g12 g22 g21 .
Then it follows from the formula (2.10) that G is invertible if g22 is invertible. Using the
above formulas one can give sufficient conditions in terms of N element of H2t for the
matrix G to be invertible in (H2t )N ×N .
2.2. The adjoint ⊛. As written in the introduction we define the new adjoint ⊛ as
follows:
a tb
Definition 2.11. For qt = , qt ∈ Ht we define
b a
⊛ a −tb
qt = .
−b a
10 D. ALPAY, I. CHO, AND M. VAJIAC
is a real Hilbert space of dimension four for t < 0 and a real Pontryagin space of dimension
four, with (real) index of negativity equal to two, for t > 0.
c td
Proof. With pt = we have
d c
(2.17) Tr (qt⊛ pt ) = Tr (p⊛
t qt ) = ac + ac − t(bd + bd).
Furthermore,
[pt , qt ]⊛ = Tr (qt⊛ pt )
= ac + ac − t(bd + bd)
1
= (a + a)(c + c) − (a − a)(c − c) − t (b + b)(d + d) − (b − b)(d − d)
2
1n o
= (a + a)(c + c) + (a − a)(c − c) − t (b + b)(d + d) + (b − b)(d − d) ,
2
which shows that in the case of t > 0 the form has two positive squares and two negative
squares and H2t becomes a Pontryagin space with [pt , qt ]⊛ and it is a Hilbert space for
t < 0. which ends the proof (see also [7] and [8]).
SCALED GLOBAL OPERATOR 11
J⊛ is a signature matrix (both self-adjoint and equal to its inverse) and induces a signature
operator (which we still denote by J⊛ on Ht such that
(2.19) [qt , qt ]⊛ = [qt , J⊛ qt ]E
where [·, ·]E is the inner product associated to the norm k · kE , as in (2.6).
Note that, using the representation (1.8) we have
(2.20) J⊛ qt = a − bjt .
[∗]
2.3. The adjoint [∗]. We now turn to the definition of adjoint qt , as in the introduction.
[∗]
Definition 2.16. For a fixed scalar t ∈ R, and qt = (a, b)t ∈ Ht we define qt by
def
(2.21) (a, b)[∗]
t = a, b t in Ht .
[∗]
Equivalently, if we take qt to be an element of H2t rather than Ht then qt becomes:
[∗]
a tb a tb
(2.22) =
b a b a
on H2t .
The second adjoint [∗] satisfies the following identity in matrix form:
[∗] ∗ 0 1
(2.23) qt = Jqt J with J = .
1 0
12 D. ALPAY, I. CHO, AND M. VAJIAC
[∗]
Note that, even if, qt∗ and J are not in Ht for general t, we have that qt ∈ Ht and hence
it becomes a Pontryagin space adjoint on C2×2 (see Section A and Example A.3; see also
[7]).
We also note that, in general, qt is not normal for this adjoint, (i.e. it does not commute
[∗]
with qt ):
[∗] [∗]
(2.24) qt qt 6= qt qt .
The adjoint [∗] is associated to the bilinear real form
(2.25) [qt , pt ][∗] = ac + ac − t(bd + bd)
(as compared with (2.14)), and leads to a new theory, more “non-commutative”. A way
to see this is to compare the definitions of the corresponding Blaschke factors later on in
Section 6 (see formulas (4.18) and (5.2) respectively).
The second adjoint [∗] satisfies
[∗] ∗ 0 1
(2.26) qt = Jqt J with J = .
1 0
Lemma 2.17. It holds that, for every pt , qt ∈ Ht
[∗]
(2.27) (qt )[∗] = qt
[∗] [∗]
(2.28) (pt ·t qt )[∗] = qt ·t pt
Proof. The proof follows from (2.26) and of the corresponding properties for the regular
adjoint. We leave the details to the reader.
We now make more precise the fact (see (2.24) above) that qt is not normal in general
with respect to this adoint.
a tb
Proposition 2.18. Let qt = ∈ H2t . Then,
b a
2
[∗] a + tb2 2Re ab
qt qt = 2
2Re ab a2 + tb
(2.29) 2
2
[∗]
qt qt = a + tb 2tRe ab .
2Re ab a2 + tb2
Proof. The formulas (2.29) are shown by straightforward computations. See [6] for details.
Lemma 2.19. The form
[∗]
[qt , pt ][∗] = Tr pt qt , p, q ∈ H2t
Proof. Set
a tb c td
qt = and pt = ,
b a d c
and assume that q ∈ Ht is such that [qt , pt ][∗] = 0 for all p ∈ Ht . Since
[∗] ac + tbd t(ad + bc)
qt pt =
bc + ad tbd + ac
we have
[qt , pt ][∗] = Re (ac + tbd).
The choice d = 0 and c ∈ R gives Re a = 0 and the choice c ∈ R gives Im a = 0. So a = 0.
To see that b = 0 take then d real and then d purely imaginary.
By the above analysis, one can get the following result (see [6]).
t
Theorem 2.20. If t 6= 0, the pair H2 , [, ][∗] is a Pontryagin space over R.
⊛ [∗]
1 1 1
i −i i
jt −jt jt
kt −kt −kt
⊛ [∗]
1 0 1 0 1 0
0 1 0 1 0 1
i 0 i 0 i 0
−
0 −i 0 −i 0 −i .
0 t 0 t 0 t
−
1 0 1 0 1 0
0 ti 0 ti 0 ti
− −
−i 0 −i 0 −i 0
Throughout the paper we will make use of the three equivalent definitions of scaled hy-
percomplex numbers and their conjugates and use either the matrix, vector, or complex
pair notation as needed. As a reminder, we include them here:
a b a −tb [∗] a tb
qt∗ = qt⊛ = qt = .
tb a −b a b a
These conjugates will lead√ interesting function theories and it is worth mentioning here
the example of f (qt ) = 1 − qt which will have a familiar corresponding power series
decomposition depending on the two adjoints ⊛ and [∗].
In this paper, we do not develop the degenerate case t = 0, as it is not relevant here. This
case is currently being worked on in another project.
2.4. Spaces of functions on H2t . We start with considering the spectrum of a matrix
given by the ⊛ adjoint. This is the only case that can be considered, since, for the [∗]
[∗]
adjoint we have that qt is not normal for this adjoint (see (2.24)) and that qt qt is not
scalar.
∞
X
(2.33) qtn An = (1 − qt⊛ A)(qt qt⊛ A2 − 2(Re (qt ))A + I2 )−1 ,
n=0
= I2 − qt⊛ A.
Corollary 2.24. For any pt , qt ∈ Ht2 we have that:
∞
X
(2.34) qtn pnt = (1 − qt⊛ pt )(qt qt⊛ p2t − 2(Re (qt ))pt + 1)−1 ,
n=0
where:
qtl α ⋆t qtm β = qtl+m α ·t β, l, m ∈ N0 , α, β ∈ H2t ,
is called the star-product.
16 D. ALPAY, I. CHO, AND M. VAJIAC
Throughout the paper we will call both of the above ⋆ products. The ⋆-product does not
respect point-evaluation, but as in the quaternionic setting we have:
Lemma 2.27. In the above notation assume that f (qt ) 6= 0. We then have:
(2.37) (f ⋆ g)(qt ) = f (qt )g f (qt )−1 qt f (qt ) .
Proof. In the above notation we have:
∞
X
(f ⋆ g)(qt ) = qtn f (qt )βn
n=0
∞
X
= f (qt )f (qt )−1 qtn f (qt )βn
n=0
X∞
n
= f (qt ) f (qt )−1 qt f (qt ) βn
n=0
∞
!
X n
= f (qt ) f (qt ) f (qt )−1 qt f (qt ) βn
n=0
= f (qt )g f (qt )−1 qt f (qt ) .
The proof of the following important lemma is easy and will be omitted.
Lemma 2.28. The power series (2.35) is uniquely determined by the values f (x), where
x is real and in an open interval of the form (−ε, ε), for some ε > 0. Furthermore
the restriction to the real line of the ⋆-product reduces to the regular (non-commutative)
product of power series of a real variable with matrix coefficients.
Thus these are series of matrices (with a certain structure), and the results from series
of matrices will hold, using the operator norm, and the claims can be proved by first
considering the case qt ∈ R. In particular:
P P∞ n
Proposition 2.29. Let f (qt ) = ∞ n
n=0 qt αn and g(qt ) = n=0 qt βn be power series of the
form (2.35), converging in a neighborhood kqt kop < ǫ of the zero matrix in H2t . The star
product f ⋆ g converges in a (possibly smaller) neighborhood of the origin.
Proof. Let (γn ) be the corresponding convolution sequence:
n
X
γn = αk βn−k , n = 0, 1, . . .
k=0
Restricting
P∞ qt n= x0 I2 where x ∈ R, and resorting to the classical theory, we see that the
series n=0 x0 γn converges for |x0 | < η for some η > 0. Thus
1 1
= lim sup kγn kop
n
> 0.
R n→∞
P∞
For kqt k < R the series n=0 kqt knop · kγn kop converges and so does f ⋆ g.
SCALED GLOBAL OPERATOR 17
P
Proposition 2.30. Assume α0 = 1, and write f (qt ) = 1 − g(qt ) with g(qt ) = ∞ k
k=1 qt αk .
Then, the inverse f −⋆ (qt ) is equal to a convergent power series of the form (2.35) in a
neighborhood of the origin and moreover
∞
X
f −⋆ (qt ) = g ⋆n (qt )
n=0
⋆n
where g = g ⋆ g · · · ⋆ g, n−times, and the convergence is in the topology of C2×2 .
Proof. The result is true for qt = x ∈ R and then follows since the restriction to any
subinterval of the real line uniquely determines a power series of the form (2.35) (see
Lemma 2.28).
The following lemma will play a key role in the study of rational functions.
Lemma 2.31. Let α = (αn )n∈N0 be a sequence of elements in H2t and let α⊛ = (αn⊛ )n∈N0
denote the corresponding sequence of ⊛-adjoints. Then the sequence of self-convolution
α ⊗ α⊛ is real.
Proof. We have X
(α ⊗ α⊛ )n = αk αℓ⊛
ℓ,k∈{0,...,n}
k+ℓ=n
which is equal to its own ⊛-adjoint since
X X
(2.38) αk αℓ⊛ = αℓ αk⊛
ℓ,k∈{0,...,n} ℓ,k∈{0,...,n}
k+ℓ=n k+ℓ=n
P∞ n
Definition 2.32. Let f (qt ) = n=0 qt αn be converging in a neighborhood kqt k < ǫ of the
zero element of H2t . We define
∞
X
(2.39) ⊛
f (qt ) = qtn αn⊛ .
n=0
∂ ∂ ∂ ∂
(3.1) Gt = q~t − x1 + x2 + x3
∂x0 ∂x1 ∂x2 ∂x3
and its associated, simplified version:
∂ 1 ∂ ∂ ∂
(3.2) Vt = − x1 + x2 + x3
∂x0 ix1 + jt x2 + kt x3 ∂x1 ∂x2 ∂x3
3.1. The Gleason problem associated to the Vt - operator and the Vt -Fueter
variables. As in [15] we solve the Gleason problem associated to the new Vt - operator
and define µt,l , the Fueter-type variables which are in its kernel and which generate the
series solutions to Vt f = 0, where f is real-analytic.
Assume f smooth and in the kernel of Vt , which yields:
∂f 1 ∂f ∂f ∂f
= x1 + x2 + x3 .
∂x0 ix1 + jt x2 + kt x3 ∂x1 ∂x2 ∂x3
Varying x by a real parameter u, we obtain:
df (ux) ∂f ∂f ∂f ∂f
= x0 (ux) + x1 (ux) + x2 (ux) + x3 (ux)
du ∂x0 ∂x1 ∂x2 ∂x3
x0 ∂f ∂f ∂f
= x1 (ux) + x2 (ux) + x3 (ux) +
q~t ∂x1 ∂x2 ∂x3
(3.1)
∂f ∂f ∂f
+ x1 (ux) + x2 (ux) + x3 (ux)
∂x1 ∂x2 ∂x3
∂f ∂f ∂f
= µ1,t (x) (ux) + µ2,t (x) (ux) + µ3,t (x) (ux)
∂x1 ∂x2 ∂x3
where:
x0
(3.2) µl,t (x) = xl 1 + , l = 1, 2, 3.
q~t
Definition 3.1. The functions µl,t , l = 1, 2, 3, are called the Vqt -Fueter variables.
For t = −1, corresponding to the field of quaternions H−1 , these variables were introduced
in [15].
Proposition 3.3. The Vt -Fueter variables pairwise commute and for α ∈ N30 it holds that
and
(3.5) µαt x0 =0
= xα
Proof. Since here too the Vt -Fueter variables µl commute, in the above definition we do not
need to use the symmetric product and the proof goes along the lines of the quaternionic
case which was presented in [15].
We can now prove that the Vt -Fueter products µαt are in the kernel of Vt on H∗t :
Theorem 3.4. It holds that µαt are in the kernel of the operator Vt on any open domain
Ω ⊂ H∗t . Moreover, we have:
for every x ∈ Ω.
Proof. Following the argument in [15], we divide the verification into a number of steps.
1 q~t −~
qt
= 2 = 2 .
q~t q~t x1 + (x2 + x23 )t
2
Hence
∂ 1 −i(x21 + (x22 + x23 )t) + 2x1 q~t
=
∂x1 q~t (x21 + (x22 + x23 )t)2
qt 2 2x1 q~t
i~
= +
q~t 4 q~t 3
and the result follows. The other cases are similar and equations (3.7) are proven.
SCALED GLOBAL OPERATOR 21
|α| t s
∂ x0 P x0 x0 i 2x1 x0 x0
1+ = t,s∈N0 1 + q~t q~t 2
+ q~t 3 1 + q~t ,
∂x1 q~t t+s=|α|
|α| t s
∂ x0 P x0 x0 j t 2tx2 x0 x0
(3.8) 1+ = t,s∈N0 1 + q~t q~t 2
+ q~t 3 1 + q~t ,
∂x2 q~t t+s=|α|
|α| t s
∂ x0 P x0 x0 kt 2tx3 x0 x0
1+ = t,s∈N0 1 + q~t q~t 2
+ q~t 3 1 + q~t .
∂x3 q~t t+s=|α|
(3.8) is a direct consequence of (3.7) and of the formula for the derivative of f n when
f is a matrix-valued function (and in particular a global quaternionic valued) of (say) a
real variable w:
df n X
(3.9) = f t f ′f s.
dw t,s∈N 0
t+s=|α|
STEP 3: We have
|α| |α|−1
∂ x0 |α| x0
(3.10) 1+ = 1+ .
∂x0 q~t q~t q~t
This is because 1 + xq~t0 commutes with its derivative with respect to x0 , and formula (3.9)
reduces then to the classical formula.
3
1X ∂ α
xu µ .
q~t u=1 ∂xu
22 D. ALPAY, I. CHO, AND M. VAJIAC
We have:
3 |α|
1X ∂ α x0 1
xu x 1+ = ·
q~t u=1 ∂xu q~t q~t
|α| |α| |α|
∂ α x0 ∂ α x0 ∂ α x0
x1 x 1+ + x2 x 1+ + x3 x 1+
∂x1 q~t ∂x2 q~t ∂x3 q~t
|α| t s
1 α−(1,0,0) x0 α
X x0 x0 i 2x1 x0 x0
= x α
1 1 x 1 + + x1 x 1 + 2 + 3 1 + +
q~t q~t t,s∈N
q
~t q
~t q
~t q
~t
0
t+s=|α|
|α| X t s
1 x2 α2 xα−(0,1,0) 1 + x0
α x0 x0 jt 2tx2 x0 x0
+ + x2 x 1+ 2 + 3 1+ +
q~t q~t t,s∈N
q
~t q~t q
~t q
~t
0
t+s=|α|
|α| t s
1 α−(0,0,1) x0 α
X x0 x0 kt 2tx3 x0 x0
+ x α
3 3 x 1 + + x3 x 1 + 2 + 3 1 + ,
q~t q~t t,s∈N0
q
~t q~t q
~t q
~t
t+s=|α|
" |α| #
1 x0
= |α|xα 1 +
q~t q~t
1 X x0
t
x1 x0 i + x2 x0 jt + x3 x0 kt 2x21 x0 + 2tx22 x0 + 2tx23 x0
s
x0
α
+ x 1+ 2 + 3 1+
q~t t,s∈N
q
~t q~t q
~t q
~t
0
t+s=|α|−1
|α| t s
xα x 0
X x0 x0 q~t 2q~t 2 x0 x0
= |α| 1 + + 1+ − 1 +
q~t q~t t,s∈N0
q~t q~t 2 q~t 3 q~t
t+s=|α|−1
|α| t s
xα |α| 1 + x0
X x0 x0 x0
= − 1+ 1+
q~t q~t t,s∈N0
q~t q~t q~t
t+s=|α|−1
" |α| |α|−1 #
xα x0 x0 x0
= |α| 1 + − |α| 1 + .
q~t q~t q~t q~t
x0
Proof. This follows from the fact that q~
has no real part on Ωt and it is easy to check
that:
x2u x20 x20
|µu,t(x)|2E = x2u + ≤ x2
u + = |ζu,t(x)|2E ,
x21 + |t|(x22 + x23 ) |t|
for u = 2, 3 and that:
x21 x20
|µ1,t (x)|2E = x21 + ≤ x21 + x20 = |ζ1,t (x)|2E ,
x21 + |t|(x22 + x23 )
Proposition 3.9. For any n ∈ N, the function qtn is in ker Vt and that, moreover ,
X
qtn = µαt cα,n
|α|=n
for some cα,n ∈ Ht which can be expressed in term of symmetrized products as in (3.17)
by known formulas.
We note that (3.17) does not take into account the Cayley table of multiplication for the
quaternions.
∂2 ∂2 ∂2 ∂2
(3.20) ∇⊛
t ∇t = + − sign (t) − sign (t)
∂x20 ∂x21 ∂x22 ∂x23
Proof. See [8] for details.
By (3.20), one obtains the following corollary.
Corollary 3.12. Let ∇t and ∇⊛
t be the differential operators on Ft , and ∆t , the t-
Laplacian. Then
∂2 ∂2 ∂2 ∂2
∆−1 = ∂x20 + ∂x21 + ∂x22 + ∂x23
if t < 0
∆t =
∆1 = ∂ 22 + ∂ 22 − ∂ 22 − ∂ 22
∂x ∂x ∂x ∂x
if t > 0.
0 1 2 3
N denote def 1 X
(3.21) × hn = h1 × ... × hN = hσ(1) hσ(2) ...hσ(N ) ,
n=1 N! σ∈S
N
where
fσ(1) fσ(2) ...fσ(N ) (h) = fσ(1) (h) ...fσ(N ) (h) , ∀h ∈ Ht ,
for all σ ∈ SN . So, one obtains
(n)
fj = fj × fj × ... × fj = fjn , ∀n ∈ N,
| {z }
n-times
0
where we define f to be:
f (0) = 1, the constant 1-function on Ht ,
for all functions f : Ht → Ht , where 1 = 1 + 0i + 0jt + 0kt ∈ Ht .
SCALED GLOBAL OPERATOR 27
denote
Definition 3.18. Let n = (n1 , n2 , n3 ) ∈ N30 be a triple of numbers in N0 = N ∪ {0},
and let {ζl }3l=1 be the t-harmonic t-regular functions of (3.11). Define a new function
ζ n ∈ F1,Ht by
def 1 (n ) (n ) (n )
(3.23) ζn = ζ1 1 × ζ2 2 × ζ3 3 ,
n!
where
n! = (n1 !) (n2 !) (n3 !) ∈ N,
and
(n ) nl
ζl+1l = ζl+1 × ζl+1 × ... × ζl+1 = ζl+1 , ∀l = 1, 2, 3.
| {z }
nl -times
Theorem 3.19. Let n = (n1 , n2 , n3 ) ∈ N30 , and let ζ n ∈ Ft,Ht be the function (3.23).
Then it is a t-harmonic t-regular function, i.e.,
ζ n ∇t = ∇t ζ n = 0, and ∆t ζ n = 0, on Ht .
Proof. Theorem 3.19 follows from Theorem 3.14. See [8] for details.
By Theorem 3.19, all functions {ζ n : n ∈ N30 } of (3.23) are t-harmonic t-regular functions
on Ht . We will now see that they also generate the space of t-regular functions in this
case.
In [8] the authors have proven the following:
f is left t-regular on U,
if and only if
X
(3.24) f = f (0) + ζ n fn ,
n∈N3
with
1 ∂ n1 +n2 +n3 f
fn = (0) , ∀n ∈ N3 .
n! ∂xn1 1 ∂xn2 2 ∂xn3 3
Proof. See [8] for details.
Note that if t < 0, then the R-analyticity of a t-regular function f ∈ Ft,U is automatically
guaranteed by (3.24). Thus, if t < 0 in R then, without the R-analyticity assumption
of f , the above characterization (3.24) holds. However, if t ≥ 0, then the R-analyticity
assumption is needed in (3.24). See e.g., [8].
Remark 3.21. Please note that for the Fueter operator in the case of split quaternions
other notations exist in literature and we write the equivalence of notation in this table:
28 D. ALPAY, I. CHO, AND M. VAJIAC
where
αn = an + bn jt , n = 0, 1, . . .
P∞ n
and with g(qt ) = n=0 qt γn ,
γn = cn + dn jt , n = 0, 1, . . .
SCALED GLOBAL OPERATOR 29
We also note that, under (4.2), the power series converges for kqt k < 1, where k · k is
the operator norm. The case t = −1, corresponding to the quaternionic setting, was first
studied in [10]. In that work and related ones, one views the Hardy space as a quaternionic
Hilbert space. This is not possible for general t since Ht will not be a skew field in general.
We will endow Ht2 with two real symmetric forms, namely
X∞
(4.3) [f, g]⊛ = [gn , fn ]⊛ ,
n=0
and
∞
X
(4.4) [f, g][∗] = [gn , fn ][∗]
n=0
P∞ n
P∞ n
where f (qt ) = n=0 qt fn and g(qt ) = n=0 qt gn are elements of Ht2 .
Theorem 4.2. The space Ht2 endowed with either of the form (4.3) or (4.4) is a Krein
space. In case of (4.3) it is a Hilbert space for t < 0. When using the form (4.3) we
denote this space by Ht2,⊛ , and by Ht2,[∗] when using (4.4).
Proof. The claim follows from the corresponding structure of the coefficient space Ht from
Theorems 2.14 and 2.20 endowed with the forms
[pt , qt ]⊛ = Tr (qt⊛ pt ) = ac + ac − t(bd + bd)
and
[∗]
[pt , qt ][∗] = Tr (qt pt ) = ac + ac − t(bd + bd),
where
a tb c td
qt = , pt = .
b a d c
Definition 4.3. We denote by H2,⊛ the Hardy space Ht2 endowed with the form (4.3) and
by Ht2,[∗] the Hardy space Ht2 endowed with the form (4.4), which, by Theorem 4.2, become
Hilbert and Krein spaces, respectively, depending on sign t.
These Hilbert and Krein spaces are studied in Subsections 4.2 and 5 respectively.
In several complex variables, one considers in Schur analysis the Arveson space rather
than the Hardy space of the ball. In the last part of the present section we present the
analog of the Arveson space for the µt variables. In the cases t = 1 this was first done in
[19].
4.2. The Hardy space in one variable: Case 1. In this subsection, we consider the
Hardy space Ht2,⊛ when the adjoint ⊛ is considered,
⊛ a −tb
(4.5) qt = .
−b a
We recall that H2t endowed with the inner product (2.16)
[pt , qt ]⊛ = Tr (qt⊛ pt )
is a real Pontryagin space of dimension 4 and index of negativity 2, in the case t > 0 and
it is a Hilbert space when t < 0; see Lemma 2.14.
30 D. ALPAY, I. CHO, AND M. VAJIAC
In what follows we will use the spaces H2t and Ht interchangeably, for example the matrix
I2 in the first becomes the number 1 in the second.
Theorem 4.4. Ht2,⊛ is a reproducing kernel Krein right H2t -module (or an Ht −module)
with reproducing kernel
∞
X
(4.6) K(qt , pt ) = qtn p⊛n
t
n=0
when endowed with the form (we use the same notation as for H2t ; see (4.5))
∞
X
(4.7) [f, g]⊛ = δn⊛ γn
n=0
P∞ n
with g(qt ) = n=0 qt δn , and associated inner product (indefinite when t > 0 and definite
when t < 0)
∞
X
(4.8) Tr [f, g]⊛ = Tr δn⊛ γn
n=0
Proof. The space of sequences (γn )n∈N0 of elements of H2t such that (4.2) is in force is a
real Hilbert space, and so is Ht2,⊛ by transfer of structure. The norm (4.2) corresponds to
the inner product
∞
X
hf, gi = Tr δn∗ γn
n=0
P∞ n
where g(qt ) = n=0 qt δn .
To check the reproducing kernel property, we write, with f as
in (4.1) and the kernel defined by (4.6):
∞
!
X
Tr [f (·), K(·, pt)α]⊛ = Tr α⊛ pnt γn = Tr α⊛ f (pt ).
n=0
Theorem 4.5. The operator Mqt of star-multiplication on the left by qt is a continuous
Krein space isometry, with adjoint the backward-shift operator
∞
X ∞
X
(4.9) (Mq∗t f )(qt ) = qtn−1 αn , with f (qt ) = qtn αn .
n=1 n=0
Given N different points a1 , . . . , aN in the open unit disk, describe the set of functions f
in the Hardy space such that
(4.10) f (aj ) = 0, j = 1, . . . , N.
It is a simple exercise, and a particular instance of Beurling’s theorem, that the set of
solutions of this problem consists of the functions of the form f (z) = b(z)g(z) where b(z) =
QN z−an
n=1 1−zan and g runs through the Hardy space. To sharpen the difference beetween the
following subsection and the following two ones we present the following well-known result
from J-theory (see [40, Theorem 1, p. 145, p. 146 line 5 and Theorem 2 p. 146], [46], [31]
and [2, Lemma 4.1.7 p. 80] for more information).
(4.11) (Iu − E1 E1∗ )−1/2 (E2 + E1 )(Iv + E1∗ E2 )−1 (Iv − E1∗ E1 )1/2
and
(4.12) (Iu − E1 E1∗ )1/2 (Iv + E2 E1∗ )(E2 + E1 )(Iv − E1∗ E1 )−1/2
and
When u = 1 and replacing E1 = −a ∈ C1×v and E2 = z ∈ C1×v such that zz ∗ < 1 we get
the counterpart of the Blaschke product in the unit ball of Cv ,
√
ba (z) = 1 − aa∗ (z − a)(Iv − a∗ z)−1 (Iv − a∗ a)−1/2
see [42].
We remark that Blaschke factors, and more generally Blaschke products, are examples
of rational functions taking unitary (or co-isometric in the case of Cd ) values on the
boundary.
32 D. ALPAY, I. CHO, AND M. VAJIAC
4.4. Blaschke factor and interpolation: Case 1. Since αα⊛ is a scalar we can use
(4.13) to define the ⊛-Blaschke factor.
Definition 4.7. Assume kαk < 1. We define the ⊛-Blaschke factor with a zero at α by:
(4.16) bα (qt ) = (qt − α) ⋆ (1 − qt α⊛ )−⋆ ,
where S −⋆ represents the ⋆ inverse of S.
Lemma 4.8. Let α ∈ H2t of norm striclty less that 1. Then,
∞
X
(4.17) bα (qt ) = −α + qtn (I2 − αα⊛ )α⊛(n−1)
n=1
2×2
where the convergence in in C .
Proof. For qt = xI2 where x is real and of absolute value less than 1 we have
∞
X
bα (qt ) = (x − α)( xn α⊛n )
n=0
∞
X ∞
X
n+1
= x α ⊛n
−α− xn αα⊛n
n=0 n=1
∞
X
= −α + xn (α⊛(n−1) − αα⊛n )
n=1
X∞
= −α + xn (I2 − αα⊛ )α⊛(n−1)
n=1
∞
X
= −α + (det α) xn α⊛(n−1)
n=1
and hence the result by Proposition 2.29.
As in the slice-hyperholomorphic setting we have the following new phenomenon:
Lemma 4.9. Let α of norm strictly less than 1. It holds that:
qt2 − 2qt Reα + det α
(4.18) (bα ⋆ b )(qt ) = 2
α⊛
qt det α − 2qt Re α + 1
Proof. We can write
In view of the following theorem note that there is a technical difficulty: a densely defined
isometry in a Krein (as opposed to Hilbert) space need not be continuous, and so it is not
enough to check isometry on a dense set.
Theorem 4.10. The operator Mbα of of ⋆-multiplication by bα on the left is a continuous
isometry from the Krein space H2,⊛ into itself.
Proof. We divide the proof into steps.
= I2 ,
where we have used that αα⊛ = α⊛ α to compute
X∞
αn−1α⊛(n−1) = (I2 − αα⊛ )−1
n=1
STEP 2: Mba is continuous.We note that Mba = Mqt −α ◦ M(1−qt α⊛ )−1 . The result then
follows from the fact that Mqt is continuous of norm equal to 1 and so
1
(4.19) kM(1−qt α⊛ )−1 k ≤ <∞
1 − kαk
It follows that Mba has a continuous extension to Ht2 , which is an isometry since the form
(4.3) is continuous with respect to the inner product of Ht2 .
Theorem 4.11. A function f ∈ H2,⊛ vanishes at α if and only if it can be written as
f = bα ⋆ g where g ∈ H2,⊛ and, moreover
[f, f ]⊛ = [g, g]⊛
Proof. We proceed in a number of steps; the arguments are an adaptation of the classical
arguments to the present setting. We denote by M the real linear space spanned by the
functions (1 − qt α)−⋆ b, where b varies in H2t .
STEP 1: For any g ∈ Ht2 and α such that kαk < 1 (operator norm), we have
(4.20) (bα ⋆ g)(α) = 0.
ref P∞
Indeed, with h(qt ) = (I2 − qt α)−⋆ ⋆ g(qt ) = n
n=0 qt t hn we can write
bα (qt ) ⋆ g(qt ) = (qt − α) ⋆ h(qt )
X∞
= ((qt − α) ⋆ qtn )hn
n=0
∞
X
= (qtn+1 − qtn α)hn
n=0
Hence,
∞
X
α⊛ gk = (I2 − αα⊛ )αj−1 gk+j
(4.21) j=1
= (I2 − αα⊛ )gk+1 + (I2 − αα⊛ )αgk+2 + (I2 − αα⊛2 )α2 gk+3 + · · · , k = 0, 1, . . .
We multiply on the left these equalities by α to obtain
αα⊛ gk = α(I2 − αα⊛ )gk+1 + α(I2 − αα⊛ )αgk+2 + α(I2 − αα⊛ )α2 gk+3 + · · · , k = 0, 1, . . .
For k + 1 instead of k this identity becomes
αα⊛ gk+1 = α(I2 − αα⊛ )gk+2 + α(I2 − αα⊛ )αgk+3 + α(I2 − αα⊛ )αgk+4 + · · · , k = 0, 1, . . .
Subtracting from (4.21)
α⊛ gk = (I2 − αα⊛ )gk+1 + (I2 − αα⊛ )αgk+2 + (I2 − αα⊛ )2 α2 gk+3 + c . . . , k = 0, 1, . . .
we obtain
αα⊛ gk+1 − α⊛ gk = −(I2 − αα⊛ )gk+1 , k = 0, 1, . . .
and so
gk+1 = α⊛ gk , k = 0, 1, . . .
Thus gk = α⊛k g0 , and
∞
X
g(qt ) = qt α⊛k g0 = (I2 − qt α⊛ )−⋆ g0 ∈ M.
k=0
We have thus f (qt ) − (1 − qt α⊛ )−⋆ (1 − αα⊛ )f (α) ∈ ba ⋆ Ht2 , and the result follows.
Remark 4.12. Unfortunately the previous result cannot be used iteratively because of
the non-commutativity. If α1 and α2 ∈ Ht are of small neough norm, then we indeed have
f (qt ) = bα1 (q1 ) ⋆ g(qt ) when f (α1 ) = 0. On the other hand the condition f (α2 ) = 0, i.e.
(bα1 (qt ) ⋆ g(qt ))(α2 ) = 0
does not translate in a way conducive to computations, even when using Lemma 2.27.
Indeed, let α1 and α2 be in Ht and small enough. Assume that f ∈ Ht2,⊛ is such that
f (α1 ) = 0. Then
f (qt ) = bα1 (qt ) ⋆ g(qt )
where g ∈ Ht2,⊛ . We now require f (α2 ) = 0. Assuming bα1 (α2 ) invertible, we can write
f (α2 ) = (bα1 (α2 )) g(α3 )
where
α3 = (bα1 (α2 ))−1 α2 (bα1 (α2 )) g(α3) 6= α2
in general. A special case occcurs when α2 = α1⊛ . Then (see Proposition 2.37),
bα1 (qt )bα⊛1 (qt ) = (qt − α) ⋆ (1 − qt α⊛ )−star ⋆ (q − αct ) ⋆ (1 − qt α)−⋆
= (qt − α) ⋆ (q − αct ) ⋆ (1 − qt α⊛ )−star ⋆ (1 − qt α)−⋆
= (qt2 − 2qt (Re α) + αα⊛ )(qt (αα⊛ ) − 2qt (Re α) + 1)−1
36 D. ALPAY, I. CHO, AND M. VAJIAC
and so we have interpolation on the sphere associated to α (see Definition 2.39 for the
latter).
In general one needs to proceed differently, in a global way. The following extension of
Theorem 4.11 can be seen as a finite dimensional version of the Beurling-Lax theorem in
the present setting. First some notations. We define a matrix G⊛ ∈ HtN ×N via
P∞ n ⊛n P∞ n ⊛n P∞ n ⊛n
P n=0 α 1 α 1 n=0 α
P∞ n ⊛n 1 α 2 · · · n=0 α1 αN
P∞
∞ α
n=0 2 1
n ⊛n
α α
n=0 2 2 α · · · n ⊛n
n=0 α2 αN
(4.22) G⊛ = .. .. .. .
.
P∞ n ⊛n P∞ n ⊛n . .
P∞ n ⊛n
n=0 αN α1 n=0 αN α2 ··· n=0 αN αN
Before presenting the proof we need some preliminary results. We first note that (4.20)
has the following generalization:
Lemma 4.14. Assume that f ⋆ g makes sense and that f (α) = 0. Then, (f ⋆ g)(α) = 0.
P P∞
Proof. Let f (qt ) = ∞ n
n=0 qt fn and g(qt ) =
m
m=0 qt gm where the coefficients fn and gm
beong to Ht . The claim follows from the formula
∞
X
(f ⋆ g)qt = qtm f (qt )gm .
m=0
Proposition 4.15. Assume that the points α1 , . . . , αN are in the open unit operator ball
of Ht , and let
A = diag(α1⊛ , . . . , αN
⊛
)
C = 1 1 ··· 1 .
The matrix G⊛ is the unique solution of the Stein equation
(4.25) G⊛ − A⊛ G⊛ A = C ⊛ C.
SCALED GLOBAL OPERATOR 37
Proof. From the hypothesis on the interpolation points we have kAkop < 1 and the series
on the right hand side of (4.26) converges. On the other hand, iterating (4.25) (M − 1)-
times we get
M
X
G⊛ = A⊛n C ⊛ CAn + A⊛(M +1) G⊛ A(M +1)
n=1
The result follows by letting M → ∞.
Proof of Theorem 4.13. We will proceed in steps and follow arguments from [9].
(4.28) A = diag(α1⊛ , . . . , αN
⊛
)
−1
(4.29) B = (IHNt − A)G⊛ (IHNt − A⊛ )−1 C ⊛ .
(4.30) C = 1 1 ··· 1
(4.31) D = 1 − CG⊛ −1 (IHNt − A⊛ )−1 C ⊛ .
The computations spresented in the next step are used later, see Example 7.8, but we
need at this stage equality (4.34) in Step 4.
(4.32) A⊛ G⊛ A + C ⊛ C = G⊛ ,
(4.33) B ⊛ G⊛ A + D ⊛ C = 0,
(4.34) B ⊛ G⊛ B + D ⊛ D = I.
38 D. ALPAY, I. CHO, AND M. VAJIAC
Indeed, the first equality is the Stein equation (4.25). We now check (4.33) and write
B ⊛ G⊛ A + D ⊛ C = C(IN − A)−1 G⊛ −1 (IN − A⊛ )G⊛ A + (1 − C(I − A)−1 G⊛ −1 C ⊛ )C
= C(IN − A)−1 G⊛ −1 {(IN − A⊛ )G⊛ A + G⊛ (IN − A) − C ⊛ C}
= C(IN − A)−1 G⊛ −1 {−A⊛ G⊛ A + G⊛ − C ⊛ C}
=0
thanks to the Stein equation (4.25). Finally to check (4.34) we write
B ⊛ G⊛ B + D ⊛ D = C(IN − A)−1 G⊛ −1 (IN − A⊛ )G⊛ (I(Ht2 )N − A)G⊛ −1 (I(Ht2 )N − A⊛ )−1 C ⊛ +
+ (1 − C(I − A)−1 G⊛ −1 C ⊛ )(1 − CG⊛ −1 (I(Ht2 )N − A⊛ )−1 C ⊛ )
= 1 + C(IN − A)−1 G⊛ −1 (IN − A⊛ )G⊛ (I(Ht2 )N − A)+
−(IN − A⊛ )G⊛ − G⊛ (IN − A) + C ⊛ C} G⊛ −1 (I(Ht2 )N − A⊛ )−1 C ⊛
= 1 + C(IN − A)−1 G⊛ −1 {−G⊛ + A⊛ G⊛ A + C ⊛ C} ×
× G⊛ −1 (I(Ht2 )N − A⊛ )−1 C ⊛
= 0,
here too thanks to the Stein equation (4.25).
This follows from (4.19) in the second step of Theorem 4.10 applied to each of the αj .
We follow STEP 1 in the proof of Theorem 4.10 and compute [MΘ qtu γ, MΘ qt vδ]⊛ for
γ = δ = 1. We may, and shall, assume that u ≥ v and set k = u − v. We have
[MΘ qtu , MΘ qtv ] = [MΘ 1, MΘ qtv ]⊛
∞
X ∞
X
=[ qtn θn , qtn+k θn ]⊛
n=0 n=0
∞
X
= θ0⊛ θk + θn⊛ θn+k
n=1
= δk,0
by the previous step, and hence the result by linearity and continuity.
STEP 5: Let M be the real linear span of the functions (1 − qt αj )−⋆ b, where j = 1, . . . , N
and b ∈ Ht . Then
(4.38) MΘ Ht2,⊛ ⊂ M⊥⊛ ,
where ⊥⊛ is the Krein orthogonal with respect to [·, ·]⊛
This follows from Step 1.
The above result is a finite dimensional Beurling-Lax type theorem in the present setting.
Proof. We write
X∞ ∞
X
n
[f (·), k(·, pt)b][∗] =[ qt fn , qtn (pnt )[∗] b][∗]
n=0 n=0
∞
X
= [fn , (pnt )[∗] b][∗]
n=0
∞
X
= Tr (b[∗] pnt fn )
n=0
= Tr b[∗] f (pt ))
= [f (pt ), b][∗] .
We see that Ht2,[∗] is an Ht -module. For t = −1 the second adjoint gives a new theory for
quaternions.
5.2. Star product and Blaschke factor. We remind the reader of the precursor to this
theory, described in Subsection 4.3. Since αα[∗] is not (in general) a scalar matrix, one
cannot define Blaschke factors using the formula (qt − α) ⋆ (I2 − qt α[∗] )−⋆ , but one could
think of defining a Blaschke factor here by
which is introduced (for regular adjoint) in [9] in a different context, and takes its inspi-
ration from the formulas for a Blaschke factor in [14, Section 4]. For t 6= −1 Γα is not
self-adjoint, and need not be invertible not have a squareroot. But we have:
Lemma 5.3. Γα is [∗] self-adjoint. When
∞
X kαk2op
kαk2n
op = <1
n=1
1 − kαk2op
1/2
Γα is invertible and there exists an element of Ht , denoted Γα , which is [∗] self-adjoint
and whose square is Γα .
Proof. We write
∞
X
Γα = 1 + αn α[∗]n
|n=1 {z }
ε
For kαkop < 1 we have
kαk2op
(5.3) kεkop <
1 − kαk2op
SCALED GLOBAL OPERATOR 41
1/2
we can define Γα via
∞
X
Γ1/2
α =1+ γn α n ,
n=1
Lα = Γα − Γα α[∗] Γ−1
α αΓα
[∗]
Lemma 5.4. Lα satisfies Lα = Lα and the set of α for which Lα is invertible and
[∗]
for which there exists Kα satisfying Kα = Ka and Kα2 = Lα is open and not empty.
Furthermore we have
Proof. Let as above Γα = 1 + ε with α be such that kεkop < 1. Then, the series
∞
X
(−1)n εn
n=0
1
kΓ−1
α kop ≤
1 − kεkop
1
≤ kαk2op
1− 1−kαk2op
1 − kαk2op
= <1
1 − 2kαk2op
∞
X
(5.6) Bα (qt ) = −αKα + qtn α[∗](n−1) Γ−1
α Kα
n=1
STEP 3: We have
[Bα ⋆ qtu c, Bα ⋆ qtv d][∗] = 0, u 6= v.
Without loss of generality we will assume u > v, In a way similar to the proof of Step 2
we have with h = u − v:
(u−v)
[Bα ⋆ qt c, Bα ⋆ d][∗] =
X ∞ ∞
X
h h+n [∗](n−1) −1
= [−qt αKα c + qt α Γα Kα c, qtn α[∗](n−1) Γ−1
α Kα d][∗]
n=1 n=h
∞
X ∞
X
= [−qth αKα c + qth+n α[∗](n−1) Γ−1
α Kα c, α
[∗](h−1) −1
Γ α Kα d + qth+n α[∗](h+n−1) Γ−1
α Kα d][∗]
n=1 n=0
= [∆h c, d][∗] ,
where
∞
X
∆h = −Kα Γ−1 h
α α Kα + Kα Γ−1
α |αh+n [∗]n −1
{zα } Γα Kα
n=0 αh Γα
∞
X
= −Kα Γ−1 h
α α Kα + Kα Γ−1 h −1
α α Γ α Γ α Kα
n=0
= 0.
Theorem 5.6. f ∈ Ht2,[∗] vanishes at α if and only if f = Bα ⋆ g where g ∈ Ht2,[∗] satisfies
[f, f ][∗] = [g, g][∗]
44 D. ALPAY, I. CHO, AND M. VAJIAC
Proof. One direction is clear, thanks to (4.20) (see Step 1 in the proof of Theorem 4.11.
To prove the converse we proceed in a number of steps, and first define the operator
(5.8) M a qtn b = qtn ab, a, b ∈ Ht .
STEP 1: M a is bounded in Ht2,[∗] and it holds that (M a )[∗] qtn b = qtn a[∗] b
M a is defined everywhere and closed (as is seen using the reproducing kernel property),
and so is bounded in the Krein space Ht2,[∗] . To compute the adjoint we write
where the fα ∈ Ht . Since the µt are not defined at x = 0 ∈ R4 one first needs to
make precise where such power series will be considered. For estimates we will need a
submultiplicative norm, and take the operator norm (2.2). We define
(6.2) Or,ρ = x ∈ R4 ; r < |x21 + t(x22 + x23 )| and |xu | < ρ, u = 0, 1, 2, 3
Lemma 6.1. In Or,R,ρ we have
|α|
(6.3) kµαt (x)kop ≤ Mr,R,ρ
with
3ρ2
(6.4) Mr,R,ρ =ρ 1+
r
Proof. In a similar way to our work [15], we have
|α|
x0
kµαt (x)kop α1 α2
= |x1 | |x2 | |x3 | α3
1+
q~t
op
|α|
x0
≤ ρα 1 +
q~t op
|α|
α x0 q~t
=ρ 1− 2
x1 + t(x22 + x23 ) op
!|α|
x0 q~t
≤ ρα 1 + 2
x1 + t(x22 + x23 ) op
|α|
|α| 3ρ2
≤ρ 1+
r
Proposition 6.2. Let (cα )α∈N30 be a family of positive fnumbers such that
X Mr|α|,R ,ρ
1 1 1
<∞
3
cα
α∈N0
cα >0
converges in Or,ρ, and is the reproducing kernel of the reproducing kernel Krein space of
power series of the form (6.1) endowed with the symmetric form [·, ·]⊛ , namely
X X
α t 2
(6.7) H(kc) = f = µt fα , fα ∈ H2 | cα kfα kop < ∞
α∈N30 α∈N30
cα 6=0 cα 6=0
Proof. See our work [15] for the t = −1 case, this follows from Theorem 3.4.
Similar considerations hold for power series of the form
X µα (x)(µα (y))[∗]
t t
(6.9)
3
c α
α∈N0
cα 6=0
where
T
µt (a)⊛ = µ⊛ ⊛ ⊛
1,t µ2,t µ3,t ,
via the power series (5.4). Since
µt (a)(µt (a)⊛ µt (a))n = (µt (a)µt (a)⊛ )n µt (a), n = 1, 2, . . .
we furthermore have
(6.12) (1 − µt (a)µt (a)⊛ )1/2 µt (a)(1H3t − µ(a)⊛ µt (a))−1/2 = µt (a).
where
T
µt (a)[∗] = µ[∗]
1,t µ
[∗]
2,t µ
[∗]
3,t ,
Remark 6.6. It is worth noting that this analysis can be written equivalently, for the
corresponding Fueter ζt variables, and we have the same type of results as in the previous
section, but with
ζt (qt ) = ζ1,t ζ2,t ζ3,t
instead of µl,t.
7. Rational functions
In this section we discuss rational functions in the case of the qt , µu,t and ζu,t variables.
We begin with a prologue, where the main features of the classical case are reviewed.
48 D. ALPAY, I. CHO, AND M. VAJIAC
7.1. Prologue. The easiest way to define a matrix-valued rational function in one or
several complex variables is certainly to characterize it by having entries being quotient
of polynomials (in the corresponding number of variables). Another approach was devel-
opped in the theory of linear systems, Schur analysis and operator theory, and is called
the state space method; see e.g. [22]. There the emphasis is on the notion of transfer func-
tion. These various concepts make sense and a corresponding theory of linear system can
be developped, when the complex numbers are replaced by a (possibly non-commutative)
ring; see for instance [24, 47, 48]. This provides one motivation for the present section,
where we consider the counterpart of rational functions in the setting of the Ht algebras,
both for power series and Fueter-like series. We conclude and remark that rational func-
tions with respect to the ⋆ product will be defined independently of the adjoint, but some
of their properties will be fundamentally different depending on the chosen adjoint.
We begin with the following definition, taken from [13, Definition 2.1 p. 60], but of course
of a much earlier origin, restricted to Ht .
Definition 7.1. A rational (Htn×m -valued function of d real variables x1 , . . . , xd , regular
at the origin of Rd is an element of the minimal subring of the (Htn×m -valued function
real analytic in a neighborhood of the origin which contains the constant functions the real
variables and is closed under inversion.
Theorem 7.2. (see [13, Theorem 2.2 p 61]) A Htn×m -valued function real analytic in a
neighbourhood of the origin of RN is rational if and only if it can be written as
(7.1) f (x1 , . . . , xd ) = D +C(IHNt −x1 A1 −x2 A2 −· · ·−xd Ad )−1 (x1 B1 +x2 B2 +· · ·+xd Bd ),
where N ∈ N, D ∈ Htn×m , C ∈ Htn×N , and Aj ∈ HtN ×N , Bj ∈ HtN ×m , j = 1, . . . , d.
When N = 1 one rewrites usually (7.1) as
(7.2) f (x) = D + xC(IHNt − xA)−1 B.
Expressions (7.1) and (7.2) are called realizations of the corresponding function f .When
d > 1, they correspond to transfer functions of a linear system of the Fornasini-Marchesini
type; see [33, 34] for the latter.
In terms of power series expansion (7.1) can be rewritten as, in multi-index notation,
X
(7.3) f (x) = xk fk
k∈Nd0
where
(|k| − 1)!
(7.4) fk = C k1 Ak1 −e1 k2 Ak−e2 · · · kq Ak−ed B,
k!
where ek , k = 1, . . . , d, is the multi-index with all entries equal to 0, besides the k-th one,
equal to 1. For d = 1 we have
(7.5) fk = CAk−1 B, k = 1, 2, . . .
In this section, we take N = 1 and N = 3, and wish to replace in (7.1) x1 = x by qt (for
N = 1) and by the Fueter variables µ and ζ for N = 3, and use the ⋆ product rather
than the pointwise product. We give equivalent definitions in terms of backward-shift
operators and related tools.
SCALED GLOBAL OPERATOR 49
and this proves (5). Assume now (5). By the classical theory it admits a realization of the
form (7.8), which determines f (qt ) in a unique way via the power expansion in power of x.
and so1 M(qt ) = M(0) ⋆ (IHNt − qt A)−⋆ . To conclude we note that for every u ∈ HN
t there
N
exists a v ∈ Ht such that
R0 f u = M(qt )v
and so
R0 f = M(qt )B
for some matrix in ∈ HtN ×m , and hence (1) holds.
with N = N1 + N2 and
A1 B1 C2
A=
0 A2
B1 D2
B=
B2
C = C 1 D1 C 2
D = D1 D2 .
Theorem 7.6. A function is rational if and only if it can be obtained after a finite number
of ⋆ operations involving polynomials
1Since this specific A has real entries we could write M (0)(IHN − qt A)−1
t
SCALED GLOBAL OPERATOR 51
Proof. The result is true when restricted to the real line and follows by replacing x by qt
and the pointwise product by the ⋆ product.
As we noted above, the notion of rational function is the same for the two adjoints ⊛
and [∗], but some of their properties are completely different, in view of the different
properties of the two adjoints. In the present discussion, in the case of ⊛ one can go one
step further:
P
Theorem 7.7. The power series f (qt ) = ∞ k
k=0 qt fk is rational if and only if it is the
quotient of a matrix-polynomial and of a real scalar polynomial
Proof. Assume first that f is Ha×b t -valued and rational. So each entry fij , i = 1, . . . a and
j = 1, . . . b is rational. Using Corollary 2.35 write
fij (qt ) = qij (qt ) ⋆ (pij (qt ))−⋆
(qij ⋆ p⊛
ij (qt ))(qt )
= ,
(pij ⋆ p⊛ij )(qt )
Q
The result follows by taking as denominator P (qt ) = i,j (pij ⋆ p⊛ ij )(qt ) Each entry fij can
be rewritten as Y
qij (qt ) ⋆ (pkℓ ⋆ p⊛ kℓ )(qt )
k=1,...,a
ℓ=1,...b
k6=i
ℓ6=j
| {z }
real polynomial
fij (qt ) =
P (qt )
[∗]
This characterisation is not possible for [∗] since qt qt is not, in general, a scalar matrix.
Example 7.8. The function ΘN defined by (4.24) is rational with a realization (4.27)
given by (4.28)-(4.31). Furthermore, this realization is ⊛-unitary with respect to G⊛ in
the sense that
⊛
A B G⊛ 0 A B G⊛ 0
(7.10) =
C D 0 IHNt C D 0 IHNt
This follows Step 2 in the proof of Theorem 4.13, since one has to verify equalities (4.33)-
(4.34).
The following result hints to the fact that the theory of structured rational functions can
be extended to the present setting; as was shown by a counterexample in [11, (62.38)
p. 1767] one cannot directly force conditions on the boundary, but one has to consider
conditions in terms of multiplication operators, or symmetric on the real line replacing
the metric boundary conditions by operator-type conditions.
Proposition 7.9. In the notation of (7.11) define Θ by (4.27),
Θ(qt ) = D + qt C ⋆ (IHNt − qt A)−⋆ B.
Then the operator of ⋆ multiplication by Θ on the right is an isometry from the Hardy
space H2,⊛ into itself.
Proof. The proof is the same as the proof of Step 5 in the proof of Theorem 4.13, where
only equality (7.11) is used, and not the specific form of A, B, C, D.
Similar considerations hold for the second adjoint. Similar claims hold for the Blaschke
factor associated to [∗], as we now check, and for the Blaschke factors associated to the
Fueter variables; see next subsection for the latter.
Proposition 7.10. The formula
(7.13) A = a[∗]
(7.14) B = Γ−1
α Kα
(7.15) C = 1
(7.16) D = −αKα
provide a realization of Bα , which satisfies moreover
[∗]
A B Γα 0 A B Γα 0
(7.17) =
C D 0 1 C D 0 1
−1 [∗] −1
A B Γα 0 A B Γα 0
(7.18) =
C D 0 1 C D 0 1
Proof. From (5.6) we have
∞
X
Bα (qt ) = −αKα + qtn α[∗](n−1) Γ−1
α Kα
n=1
and hence we get the realization (7.13)-(7.16). To check (7.17) amounts to check the
following three equalities
(7.19) αΓα α[∗] + 1 = Γα ,
(7.20) αKα − αKα = 0,
(7.21) Kα Γ−1 [∗]
α Kα + Kα a aKα = 1.
The first one is the Stein equation (5.7) and the second one is a tautology. The third one
can be rewritten as
Γ−1 [∗] −2
α + a a = Kα = Lα
−1
SCALED GLOBAL OPERATOR 53
7.3. Rational functions for Fueter variables. We will consider this topic in greater
details in a future publication but mention the following: For the µt variables, the ⋆-
product is defined by
(7.22) µαt u ⋆ µβt v = µα+β
t uv, α, β ∈ N30 , u, v ∈ Ht .
The corresponding rational functions regular at the origin are the expressions of the form
3
X 3
X
−⋆
(7.23) f (x) = D + C ⋆ (I HN
t
− µk,tAk ) ⋆( µk,tBk ).
k=1 k=1
With
µt = µ1,t µ2,t µ3,t
and
A1 B1
A = A2 ,
B = B2 ,
A3 B3
we rewrite (7.1) as
(7.24) f (x) = D + C ⋆ (IHNt − (µt ⊗ IN )A)−1 )−⋆ (µt ⊗ IN )B
which we write as
(7.25) f (x) = D + C ⋆ (IHNt − µt A)−1 )−⋆ µt B
Note that this function is not defined at the origin of R4 .
3
!−⋆ 3
!
X X
(7.27) f (x) = D + C ⋆ IHNt − ζk,t Ak ⋆ ζk,t Bk .
k=1 k=1
The formulas are the same as for the previous subsection, and were developped in [19] for
the case t = −1.
54 D. ALPAY, I. CHO, AND M. VAJIAC
In both cases the corresponding Blaschke factors (6.4) and (6.5) are rational. More pre-
cisely, and using (6.14), we can rewrite ba (qt ) as (see also [16, (4.4) p. 12])
(7.28)
ba (x) = −µt (a)+
+ (1 − µt (a)µt (a)⊛ )1/2 ⋆ (1 − µt (x)µt (a)⊛ )−⋆ ⋆ µt (a)(IH3t − µ(a)⊛
t µt (a))
1/2
.
The realization is equal to
A = µt (a)⊛
B = (IH3t − µt (a)⊛ µt (a))1/2
(7.29)
C = (1 − µt (a)µt (a)⊛ )1/2
D = −µt (a),
√
where, as earlier, the squareroots are defined by the power expansion √ of 1 − tP for a ∈ R4
such that kµt (a)µt (a)⊛ kop < 1. We repeat the argument: with 1 − t = 1 + ∞ n
n=1 cn t ,
where c1 , c2 , . . . ∈ R (see also (5.4)), the series
X∞ ∞
X
1+ cn (µt (a)µt (a)⊛ )n and IH3t + cn µt (a)⊛ (µt (a)µt (a)⊛ )n−1 µt (a)
n=1 n=1
converge since the operator norm is sub-multiplicative.
The realization is ⊛-unitary in the sense that
⊛ ⊛
A B A B A B A B
= = IH4×4 .
C D C D C D C D t
Remark 7.11. Besides the case just encountered, there are three other cases for the
Fueter variables, namely the classical Fueter variables, for the two adjoints, and the new
Fueter variables, for the [∗] adjoint.
where
(1) The spaces (V+ , [·, ·]V ) and (V− , −[·, ·]V ) are Hilbert spaces.
(2) The sum (A.2) is direct, meaning that V+ ∩ V− = {0}.
(3) The sum (A.2) is orthogonal, meaning that
(A.3) [v+ , v− ]V = 0, ∀v+ ∈ V+ and v− ∈ V− .
(A.2) is called a fundamental decomposition and is not unique, but in the case where one
of the component reduces to the zero vector space. Every fundamental decomposition
generates a Hilbert space structure on V via
(A.4) hv, wi = [v+ , w+ ]V − [v− , w− ]V ,
where v = v+ + v− and w = w+ + w− are the corresponding fundamental decompositions
of v, w ∈ V.
Proposition A.2. (see [23, p. 102 and Corollary IV.6.3 p. 92]) The space (V, h·, ·i) is
a Hilbert space, and norms arising from orthogonal decompositions are equivalent, and
define therefore the same topology on V.
In particular, Riesz theorem for the representation of bounded functions still holds in
Krein spaces and the notion of bounded point evaluation in a Krein space of functions
leads to the notion of reproducing kernel Krein space.
When V− is finite dimensional the space V is called a Pontryagin space, and dim V− is its
index of negativity.
Example A.3. Let J ∈ Cn×n satisfy J = J ∗ = J −1 (a signature matrix), and define on
Cn
(A.5) [z, w] = w ∗Jz, z, w ∈ Cn .
Then, (Cn , [·, ·]J ) is a finite dimensional Pontryagin space with negativity index equal to
the number of negative eigenvalues of J. The adjoint A[∗] of the matrix A ∈ Cn×n with
respect to this adjoint is
(A.6) A[∗] = JA∗ J.
One should be aware that there may be more than one given Krein (as opposed to Hilbert
or Pontryagin) space of functions with a given reproducing kernel; this was proved in
Laurent Schwartz paper [45, §13] and another counterexample can be found in [1, §4].
In our work Pontryagin, and Hilbert spaces appear in a natural way as described in
Section 2 and Krein spaces appear in Section 4 and beyond, see, for example, Theorem 4.4.
Definition B.2. In the notation of the previous definition, assume that K is a space of
H2t -valued functions defined on a set Ω. Then, K is a reproducing kernel Krein space if
there exists a function K(z, w) defined for z, w ∈ Ω and with the following property
(B.9) Tr [f (·), K(·, w)p]K = Tr p⊛ f (w), w ∈ Ω, p ∈ H2t ,
| {z }
∈Ht2
or
(B.10) Tr [f (·), K(·, w)p]K = Tr p[∗] f (w), w ∈ Ω, p ∈ H2t ,
| {z }
∈Ht2
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SCALED GLOBAL OPERATOR 59
(DA) Schmid College of Science and Technology, Chapman University, One University
Drive Orange, California 92866, USA
Email address: alpay@chapman.edu
(IC) Department of Mathematics and Statistics, Saint Ambrose University, 508 W. Locust
St. Davenport, IA 52803, USA
Email address: choilwoo@sau.edu
(MV) Schmid College of Science and Technology, Chapman University, One University
Drive Orange, California 92866, USA
Email address: mbvajiac@chapman.edu