WM02 Millimeter Wave Electronics For High Capacity Wireless Networks Workshop Slides

Millimetre(Wave(Electronics(for(
High(Capacity(Wireless(Networks(
(
WM02(
Claudio(Paoloni(((((((Valerio(Frascolla(
Lancaster(University,(UK(((((((((Intel,(Germany(
c.paoloni@lancaster.ac.uk((((((valerio.frascolla@intel.com(
Programme(
09:00$–$09.10$Welcome$and$introduc5on$of$the$workshop(
14:20$@$14:35$$Opening$of$the$Second$Part$of$the$Workshop(
09:10$ –$ 09.40 $ Keynote:$ Millimetre@wave$ as$ the$ Key$ Technology$ to$
14:35$@$15.10$$Keynote:$
Solve$ the$ Backhaul$ and$ Front@haul$ BoGleneck$ for$ the$
$ $ The$ mmMAGIC$ Project:$ New$ Fron5ers$ in$ 5G$ Mobile$
Next$Genera5on$Mobile$Networks(
Communica5ons$ and$ Network$ Architecture$ Above$ 6$
$Renato(Lombardi,(Huawei,(Italy(
GHz(
09:40$–$10.00 $Millimetre@Wave$Transceiver$Design$for$Mul5@Gigabit$
$Valerio(Frascolla,(Intel,(Germany(
Mobile$Backhaul$Applica5ons(
15:10$–$15.35 $Radio$Interface$Design$for$mm@Wave$Mobile$Radio$
$Chris(Buck,(Filtronic,(UK(
Access$Networks(
10:00$ –$ 10.20 $ MMIC$ Chip@Set$ Development$ for$ Broadband$ W@band$
$ Jian( Luo,( Huawei( Technologies( Dusseldorf( GmbH,(
Receivers$and$TransmiGers(
Germany(
$ Viktor( Krozer,( Goethe( University( of( Frankfurt( am( Main,(
15:35$–$16:00$6–100$GHz$Channel$Modeling$for$5G:$Perspec5ve$and$
Germany(
Outcomes$of$mmMAGIC(
10:20$–$10:40$TWEETHER$–$W@Band$High$Capacity$Wireless$Networks(
$ ( Kei( Sakaguchi,( Fraunhofer( HeinrichVHertzVInsRtute,(
$Claudio(Paoloni,(Lancaster(University,(UK(
Germany(
10:40$@$11:20 $Coffee$Break(
$16:00$@$16:40$Coffee$Break(
11:20$–$11.50$Keynote:$mmWave$Radio$Systems$@$The$Next$Fron5er(
16:40$–$17.10 $Keynote:$Millimeter(Wave,for,5G,from,MiWEBA,to,
$Andy(SuPon,(BT,(UK(
5G(MiEdge(
11:50$ –$ 12:10$ 5G$ Architecture$ and$ Integra5on$ Solu5ons$ for$ an$ Edge@
$ Kei( Sakaguchi,( Fraunhofer( HHI/Tokyo( InsRtute( of(
Less$User$Experience(
Technology,(Japan(
$KrysRan(SaSan,(Nokia(Networks,(Finland(
(17:10$–$18:00$World$Café(
12:10$ –$ 13.00$ Round$ Table$ “Are$ the$ mm@Wave$ Technologies$ Mature$
18:00$@$18:20 $Open$Discussion$and$Concluding$Remarks(
for$the$Wireless$Market?”(
$(
$(
13:00$@$14:20 $Lunch$Break( (
(
WM02(Millimetre(Wave(Electronics(for(High(Capacity(Wireless(Networks(
World(Café(
Table$1$(Jian):$Why(would(we(need(mmWave(for(bandwidth(in(the(access,(if(we’ll(have:(LTEVPRO++((3GPP(Release(14)(with(all(the(flavours(of(
Carrier(AggregaRon,(higher(modulaRon(schemes(and(interworking(among(different(access(technologies?(
$
Table$2$(Viktor):$What(is(a(realisRc(Rmeline(for(the(deployment(of(mmWave(bands(for(terminals?(
$
Table$3$(Renato):$With(LTE(PRO++(and(other(wireless(access(strata(delivering(much(bePer(connecRons,(what’s(the(need(/(added(value(of(
mmwave(technologies?(
(
Table$4$(Key):$What(is(the(most(challenging(aspect(of(the(mmWave(technology((RF,(MAC,(Backhaul(capacity,(complexity,(…)?$
$
Table$5$(Andy):$$What‘s(the(most(interesRng(use(case/scenario(that(jusRfy(mmWave(deployments?(
$
Table$6$(Claudio):$Most(of(the(effort(are(on(PtP.(Why(do(not(to(consider(mmVwave(PmP(?((No(electronics(for(this?((
(
(
(
(
(
Reserve:((Valerio):$Why(would(we(need(mmWave(for(bandwidth(for(latency(reducRon(in(the(access,(if(we’ll(have:(Mobile(Edge(CompuRng(
and(caching(mechanisms?(
WM02(Millimetre(Wave(Electronics(for(High(Capacity(Wireless(Networks(
Millimeter(wave,as,the,key,,,,,,,,,,,,,,,,,
to,solve,the,backhaul,and,,,,,,,,,,,,,,,,,,,,
front(haul,bo8leneck,for,next,
genera;on,mobile,networks
Renato,Lombardi,
Italy&Research&Center&
Chairman&of&ETSI&ISG&millimeter7Wave&Transmission&
Huawei&Fellow&
HUAWEI TECHNOLOGIES CO., LTD. www.huawei.com

:32-35pt Content,
53 G0 B0
: Millimeter(wave,as,the,key,to,solve,the,backhaul,and,front(haul,bo8leneck,for,
T Medium
next,genera;on,mobile,networks,
: Arial
,
! 5G,key,requirements,driving,millimeter(wave,technology,,backhaul,and,access&
:30-32pt
53 G0 B0
: ,
! millimeter(wave,backhaul,
! how&backhaul&can&meet&the&demand&of&capacity&increase&and&network&densificaCon
:20-22pt
! current&and&future&spectrum&use&&
5 ) :18pt
! millimeter7wave&industry&maturity&and&technical/technological&trends&
:
: ! millimeter(wave,main,research,programs
T Regular
! V7band&(phased&array&antennas)
: Arial
! E7band
:18-20pt ! D7Band
5 ):18pt
:
:
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SEMICONDUCTOR Page 2
:32-35pt Diversified,challenges,and,gaps,for,5G,
53 G0 B0
Area Traffic Capacity
Latency Throughput Connections Mobility
5G
:
T Medium
: Arial
:30-32pt 1 ms 10Gbps 1,000K 500km/h 10 Mbps/m2

53 G0 B0 E2E / connection Connections High-speed Ultra Dense
: Latency / Km2 railway Tera Cell
:20-22pt
5 ) :18pt
GAP
: 30~50x 100x 100x 1.5x Densification

:
T Regular
: Arial 30~50ms 100Mbps 10K 350Km/h Small Cells
LTE
:18-20pt
5 ):18pt
:
:
HUAWEI TECHNOLOGIES
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:32-35pt Complementary,Bands,for,5G,
53 G0 B0
: Primary bands Complementary bands for additional capacity
T Medium
: Arial WRC19
:30-32pt
Cellular Different channel characteristics from sub 6GHz
53 G0 B0
Bands
:
1 2 3 4 5 6 10 20 30 40 50 60 70 80 90 GHz
:20-22pt
Macro, Small, Ultra,Small, Cell&Size&
5 ) :18pt
:
:
T Regular Group,30, Group,40, Group,50, Group,80,
: Arial
•24.25,(,27.5,GHz& •37.0,(,40.5,GHz& •45.5,(,47,GHz& •66,(,76,GHz&
•31.8,(,33.4,GHz& •40.5,(,42.5,GHz& •47.0,(,47.2,GHz& •81,(,86,GHz&
:18-20pt
•42.5,(,43.5,GHz& •47.2,(,50.2,GHz&
5 ):18pt
•50.4,(,52.6,GHz&
:
:
HUAWEI TECHNOLOGIES
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:32-35pt How,to,meet,the,demand,of,capacity,increase,
53 G0 B0 90%,of,distances,is,less,than,10km,
:
T Medium ! Network,topology,change,
10%
: Arial ! Network,densifica;on, New,network,
! RAN,sharing,and,operators,consolida;on,
20%
topology,drive,
:30-32pt
46% ! Fiber,penetra;on,from,core,to,edge,
53 G0 B0 backhaul,to,the,
: higher,part,of,
24% ! ‘’Shorter,networks’’,and,shorter,hops,
the,spectrum,
! wireless,backhaul,pushed,at,the,periphery,
Star,topologies,from,the,fiber,aggrega;on,point,
Source : Huawei
!
0(3km, 3(5km, 5(10km, >10km,
:20-22pt
5 ) :18pt ! Increase,channel,width, ! In,order,to,use,larger,channels,it,is,necessary,to,improve,
: ! Tradi;onal,microwave,bands, spectrum,efficiency,at,geographical,level,for,higher,channel,
: ! Band,and,Carrier,aggrega;on,,,,,,,,,,,,,,,,,
re(usability,(antenna,direc;vity,,null(forming,,ATPC,,..),
T Regular (i.e.,18,or,23,GHz,+,e(band),
: Arial
! 112/224,MHz,
! Faster,and,cheaper,way,to,increase,capacity,,coping,with,
:18-20pt ! Go,to,millimeter(wave, hop,length,limita;ons,
5 ):18pt ! E(band,(10,Gbit/s,per,carrier,NOW),
! Technology,innova;on,to,increase,distances,
: ! D(Band,(141,to,174.8,GHz),
:
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:32-35pt How,to,meet,the,demand,of,capacity,increase,
53 G0 B0 Compression Up&to&4Gbps
:
Frame&head&Payload&
T Medium
XPIC ! Tradional,frequency,bands,
: Arial ID& Payload&
4096QAM ! 7,to,23,GHz,,hop,length,>5,km,
:30-32pt Up&to&2Gbps ! Crowded&spectrum&
12&bits
53 G0 B0 010101010101 ! Channels&max&55,MHz,,,,,,,,,,,,,,,,,,,,,,
: 8&bits (in&pracCce&less,&i.e.&28&MHz&in&Inda)&
&01010101 Up&to&1.1Gbps
! 26,to,42,GHz,,hop,length,<5,km,
530&Mbps
370&Mbps
:20-22pt
5 ) :18pt Original&BW 4096QAM XPIC& L2,&L3&Compression MIMO&
:
: ! Limited,benefits,by,increasing,modula;ons,
T Regular 8,km, 3.6,km, (capacity&and&distance)&
! Installa;on,complexity,for,LoS,MIMO,
: Arial
:18-20pt (OpCmal&separaCon&of&antennas&for&
5 ):18pt ! 60,cm,antenna,,Region,K,(42,mm/h),,99,995%,availability, maximum&theoreCcal&capacity)&
:
:
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:32-35pt E(band,Offers,Much,Higher,Link,Density,per,Km2,
53 G0 B0
: OFCOM document TM4 37 bis 08 shows a density comparison simulation between 38 GHz and
T Medium 80 GHz. CalculaCon&using&SEAMCAT&from&the&ERO&WEB&site.&
: Arial
:30-32pt
A simple comparison between similar technical data
53 G0 B0
:
(regardless of commercial availability):
38 GHz band: 28 MHz bandwidth with 16-level = 10 TX

83 GHz band: 28 MHz bandwidth with 16-level = 50 TX
:20-22pt
5 ) :18pt
:
:
T Regular
: Arial
The comparison shows a possibility of about a 5-times higher interferer TX density in 83 GHz as in 38 GHz.
:18-20pt E(Band,allows,easier,frequency,reuse
5 ):18pt
:
Details&on&this&case&study&&in&doc&TM4&38723&Density&comparison&
:
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:32-35pt Main,impairments,affec;ng,E(Band,,
53 G0 B0
: Due&to&the&characterisCc&of&E7Band&links&(short&distance&and&high&frequency)&main&
T Medium impairments&to&link&performances&can&be&caused&by:&
: Arial
" Rain&AdenuaCon&&
:30-32pt " Fog&adenuaCon&
53 G0 B0 " Wind&acCon&causing&defocusing&of&the&link&
:
Rain&
:20-22pt
5 ) :18pt
:
:
T Regular
RSL&(red&line)&and&Rx&predicCon&(green&line)&with&ITU7R&
: Arial
530.14&model&over&2.15&km&path&
&
:18-20pt
5 ):18pt
"& ITU7R&model&based&on&ITU7R&530714&well&predicts&rain&adenuaCon&
: " Data&analysis&shows&the&accordance&&between&esCmaCons&made&by&using&ITU7R&530714&and&measurements&
: &
HUAWEI TECHNOLOGIES
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:32-35pt Dual,Band,Aggrega;on,(i.e.,18,GHz,+,E(Band),
53 G0 B0 Dual Band Aggregation
:
T Medium E-band E-band
: Arial
Standard IP Microwave Standard IP Microwave
:30-32pt
53 G0 B0 26 min/year
52 min/year
:
9 hours/year
:20-22pt
5 ) :18pt
:
:
T Regular
: Arial ! Dual,Band,Antenna,design,
:18-20pt
! 18,/,23,GHz,+,E(Band,
5 ):18pt ! 60,cm,dual,feed,,double,reflector,
:
:
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RF,spectrum,efficiency,(reference,calcula;ons),
:32-35pt
53 G0 B0
: ! Assume,a,20MHz,LTE,signal,requiring,CPRI2,rate,(1228.8Mbps):,
T Medium
! Payload&(I/Q&signals):&2*30.72MHz*15bit&=& & & & &921.6Mbps&
: Arial
! Control&=&& & & & & & & &61.44&Mbps&
:30-32pt
! Payload&+&Control:&(16/15)*921.6&=& & & & & &983.04&Mbps&
53 G0 B0
: ! CPRI&final&rate&=&(Payload&+&Control)&*10/8&(coding)&=&983.04*/(10/8)&=& &1228.8Mbps&
Direct,I/Q,transmission, CPRI,compression,(3:1),
:20-22pt
28,MHz, 75,MHz,
5 ) :18pt
: & ,
&
:
Assuming&control&compression&of&3:1&
T Regular
&
: Arial
There&are&some&degree&of&freedom&and&parameters&to&play&with:&anyway&realisCc&improvement&
:18-20pt
factor&of&direct&I/Q&transmission&respect&to&CPRI&compression&is&in&the&order&of&2.5.&
5 ):18pt
&
: &
: &
HUAWEI TECHNOLOGIES
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&
&
Efficient,Wireless,Front,Haul,(EWF),
:32-35pt
53 G0 B0
:
T Medium ! EWF,is,the,proposed,technical,solu;on,aiming,to,give,an,alterna;ve,solu;on,to,standard,fiber,CPRI.,
: Arial
! EWF,includes,Traffic,,Control,and,Synchroniza;on,
:30-32pt
53 G0 B0
: RF&Channel&
CPRI&
RADIO& 250&MHz& Radio& Digital&

RRH&
&interface&
:20-22pt mxUMTS&
1& 2& n& channels&
5 ) :18pt
CPRI&&
: Digital&
: interface&
T Regular
: Arial BBU&
:18-20pt
nxLTE&
5 ):18pt
: EWF&has&spectrum&efficiency&273&Cmes&beder&than&CPRI&compressed&&
:
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:32-35pt Network,Densifica;on,Millimeter(wave,in,Urban,Environment,
53 G0 B0 Source:&ETSI&ISG&mWT&
T Medium
:
Macro,Backhaul,and,Aggrega;on,
: Arial " Roof(top,to,Roof(top,
" TradiConal&planning,&co7located&with&Macro&
:30-32pt " Part&of&Macro&Backhaul&
53 G0 B0
: E(band,(71&to&76&7&81&to&86&GHz)&
:20-22pt
5 ) :18pt
: Small,Cell,Backhaul, V(band,(57&to&66&GHz)&
: " Macro,to,Street(Level,
T Regular
" Form&factor&must&be&suitable&for&Small&Cell&&
: Arial
" Traffic&from&a&few&Small&Cells&may&be&aggregated&
:18-20pt " Street(Level,to,Street(Level,
5 ):18pt " Links&will&oien&be&almost&parallel&to&each&other&
: " LoS&may&be&challenging&in&urban&environment& Source:&ETSI&ISG&mWT&
:
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:32-35pt
mmW,maturity,–,Technology,and,Industry,
53 G0 B0
: E(band,very,rich,technology,and,industry, V(band,benefiqng,from,the,mass,
T Medium ecosystem, volume,market,of,HDMI,Wireless,and,
: Arial
" mm(wave,components, WiGig,(802.11ad,,ay),
:30-32pt " Antenna, " RFCMOS,components/Antenna,
53 G0 B0 " Modem,,ADC/DAC, " Baseband,processing,
:
" System,/,products,
1st,Genera;on, 2nd,Genera;on, 3rd,Genera;on,,,,,,,,,,,,,,,,,

:20-22pt <1Gbit/s,&BPSK && 2Gbit/s,&64&QAM&4Gbit/s,&128&QAM& 10Gbit/s,&256&QAM&
5 ) :18pt
Low&performance& High&performance& improved&performance&
What’s,next?,
:
Parabolic,antennas, FPGA,,ADC/DAC, Flat,antennas, ASIC,,ADC/DAC,
: & (limited&speed)& & (very&fast&speed)&
T Regular
: Arial Only,one,chipset, Several,GaAs,vendors, GaAs,performance,improvement,
(GaAs&early&foundry&process)& (improved&foundry&processes)& SiGe,SoC,introduc;on,
:18-20pt
5 ):18pt
<2010 , ,2012 ,2013 ,2014 ,2015 ,2016,
:
:
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:32-35pt V(Band,Phased(array,Antenna,
53 G0 B0
: ! Main,applica;ons, Diffracted'‘main’'ray'
! small/limited&Field&of&View&(few&to&around&ten&degrees)&
h& Diffracted/reflected'
T Medium interferer'
Direct'ray''is'o,en'
: Arial ! automaCc&link&alignment&tracking&
totally'shadowed' h2&
(non3LoS'propaga8on)'
(Mul8ple')'reflected'
! Non&Line&of&Sigth&(LoS)&connecCvity&scenarios&
Interferes'are'possible'
h1&
:30-32pt
! large&Field&of&View&(tens&of&degrees)&
D1&
D&
53 G0 B0
! MulCPoint7to7MulCPoint&Self&Organized&Networks&
:
! Several&antenna&arrays&are&under&analysis&to&find&the&best&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&
trade7off&among:&
:20-22pt ! Gain,&RPE&mask,&Number&of&controls,&Field&of&View&
5 ) :18pt
: ! Analysis&steps:&
: ! It&start&from&a&full,Phased,Array,(PA),(,one,control,for,each,element,(&sized&on&the&basis&of&the&available&
T Regular chipsets,&which&provides&the,largest,Field,of,View&(FoV)&
: Arial ! The,size,of,the,array,is,then,increased,in&order&to&achieve&higer&direcCvity,&keeping,constant,the,number,
of,controls,by&clustering&the&antennas&
:18-20pt
! The&achievable,FoV,is,es;mated,by&checking&the&SLL&at&different&steering&angles&and&its&compliance&with&
5 ):18pt
wanted&RPE&mask&and&Fixed&Side&Lobe&Levels&
:
:
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:32-35pt V(Band,Phased(array,Antenna,
53 G0 B0
:
40&deg& At&first&antenna&has&been&regularly&
T Medium clustered,
: Arial ! inter(element,spacing,is,fixed,
to,0.55λ,in&order&to&mi;gate,as,
:30-32pt much,as,possible,gra;ng,lobes,,
53 G0 B0 ! RadiaCng&element&cos(q)p&
(with&P&typically&equal&to&0.8)&&
:20-22pt
Antenna&has&been&irregularly&clustered&into&poly7ominos&in&order&to&opCmize&field&of&view,&direcCvity&and&SLL&
) :18pt
:
T Regular
: Arial
:18-20pt
):18pt
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V(Band,Outdoor,Small,Cell,Backhaul,
:32-35pt
53 G0 B0
Coexistence,between,FS,and,SRD,
: 9.0%
System&Parameters:& Necessity,to,find,compromise,
7.53%
T Medium 64-QAM - 32 dBi

8.0%
! PtP&(FS)&only& between,FS,and,SRD,(Short,
Percentage,of,Interference,above,C/I,figure,
: Arial 64-QAM - 38 dBi

7.0% ! 200,link/km2,density& Range,Devices),standards,in,
647QAM&(1&Gbps&in&200&MHz)&
order,to,exploit,WiGig,RF,
6.0% !
:30-32pt
! Antenna&
53 G0 B0 5.0%
components&
3.71%
! GAnt&=&32&&&38&dBi&
: 4.0% ! Class&2&
3.0%
! ATPC&and&DFS&ON&
1.73%
! SimulaCon&tool&SEAMCAT®&
1.01%
0.85%
2.0%
0.58%
0.35%
0.29%
0.21%
0.11%
0.06%
0.04%
1.0%
:20-22pt The,analysis,,in,progress,,shows,that,interference,is,
5 ) :18pt 0.0%
1 2 5 10 35 45
quite,sensi;ve,to,
: Number,of,RF,Channels, " Antenna,specs,(gain,and,RPE,mask),
:
Systems&compliant&with&ETSI,Standards,for,Fixed,Services&can&be&
" Numbers&of&channels&and&Dynamic&Frequency&
T Regular SelecCon&(DFS)&
deployed&in&urban&environment&at&street&level&with&very&high&
: Arial
density&up&to&200&links/&km2,&under&license&exempt&regime&
" EIRP&and&AutomaCc&Transmit&Power&Control&
:18-20pt
(ATPC)&
10&RF&Channels&are&enough&to&keep&the&average&link&below&an&
5 ):18pt
!
acceptable&1%&probability&of&being&interfered&
" Spectral&mask&limits&and&NFD&(Net&Filter&
: DiscriminaCon)
:
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V(Band,Outdoor,Small,Cell,Backhaul,
:32-35pt
53 G0 B0
Coexistence,between,FS,and,SRD,
:
T Medium
: Arial
:30-32pt
53 G0 B0
:
:20-22pt
System&specificaCons&consistent&with&WiGig&commercial&
5 ) :18pt
components&to&implenet&large&Field&of&View&Antenna&but&
:
compaCble&with&a&sustainable&level&of&interference&
:
! Antenna&RPE&E,&close&to&Class&1&and&lower&minimum&gain&
T Regular Small,Cell,Backhaul,Requirements, ! Maximum&channel&width&of&500&MHz&(1&GHz)&
: Arial ! Capacity&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&& &>1Gbit/s&UL+DL ! AutomaCc&Transmit&Power&Control&/&Transmission&Power&
! Hop&length&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&300&to&500m Control&(ATPC/TPC)&
:18-20pt Network&density&&&&&&&&&&&&&&&&&&&&&&&&&200&links/km2
! ! Dynamic&Frequency&SelecCon&mechanism&
5 ):18pt ! Probability&of&interference&&&&&&&&<2% ! ETSI&spectrum&mask&limits&
:
:
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:32-35pt Backhaul,(,MW,and,mmW,Frequency,Bands,use,
53 G0 B0
: 10& 20& 30& 40& 50& 60& 70& 80& 90& 100&
& & & & & & &
T Medium
: Arial &&6& 7/8& 11& 13& 15& 18& 23& 26& 28& 32& 38& 42&GHz& 50&55& 57&–&66&GHz& 71&–&86&GHz& 92&–&95&GHz&
& & & & & & FDD& & &
6&GHz,&6.4%&
V7Band,&0.2%& E7Band,&1.1%&
:30-32pt Existing Forecast 38/42,GHz,,8.7%,
53 G0 B0 deployments deployments
: 6 (5925-7125) MEDIUM MEDIUM 28/32&GHz&,&1.5%&
7/8 (7125-8500) HIGH HIGH
10 (10-10.68) LOW UNCERTAIN
" 7/8&and&15&GHz&decreasing,&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&
11 (10.7-11.7) MEDIUM MEDIUM 18/23&GHz&increasing,&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&
26&GHz,&3.0%&
23,GHz,,13.5%, 7/8,GHz,,16.6%,
13 (12.75-13.25) MEDIUM MEDIUM very&strong&regional&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&
24/25&GHz,&0.3%&
15 (14.4-15.35) HIGH HIGH
:20-22pt 18 (17.7-19.7) HIGH HIGH variaCon&and&cyclic&effect& 10/11&GHz,&6.7%&
23 (21.2-23.6) HIGH HIGH 18,GHz,,13.5%,
5 ) :18pt
26 (24.5-26.5) MEDIUM MEDIUM " 38&GHz&stable,&replaceable&by&&&&&&&&&&&&&&&&&&&&&&&&&
: 28 (27.5-29.5) LOW UNCERTAIN e7band&and/or&other&near7by&band&& 13&GHz,&7.4%&
: 32 (31.8-33.4) LOW UNCERTAIN 15,GHz,,19.4%,
T Regular
38 (37-39.5) HIGH MEDIUM " Low&volumes&in&28,&32&and&42&GHz&
42 (40.5-43.5) VERY LOW UNCERTAIN
: Arial 48 (48.5-50.2) NOTHING NOTHING " V7Band&negligible&volume&so&far&(<15&M$),&&&&&&&&&&&&&& Source,SkyLight,Research,
52 (51.4-52.6) NOTHING NOTHING E7band&volume&fast&increasing&(>130&M$)&&

:18-20pt 55 (55.78-57) NOTHING NOTHING Millimeter(wave,
5 ):18pt
V-band (57-66) VERY LOW HIGH " Total&worldwide&number&of&links&currently& around,4%,of,total,
E-band (71-76, 81-86) LOW HIGH
: in&operaCon&at&more&than&4.5&Million& market,in,2015,
:
HUAWEI TECHNOLOGIES
HISILICON CO., LTD.
:32-35pt Above,90,GHz,
10 20 30 40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 190 200 210 220 230 240 250 260 270 280 290 300
53 G0 B0
:
T Medium
: Arial 6L/6U 7/8 11 13 15 18 23 26 28 32 38 40 - 43 52 55 57 - 64
(TDD)
71GHz - 86GHz
92 GHz – 114.5 GHz 130 GHz – 174.8 GHz 191.8GHz - 275GHz
Traditional Radio Link

:30-32pt
53 G0 B0 ! Very,high,capacity,backhaul,(mul;(10Gbit/s),
: ! Front(haul,
! Fixed,Wireless,Access,
Frequency Bands
, 92-94
H 2O
O2
:20-22pt , 94.1-95
5 ) :18pt
95-100 W-Band
102-109.5 O2
: 111.8-114.25
: 122,25 - 123
130-134 H 2O
T Regular
141-148.5
: Arial D-Band
151.5-164 Rain&adenuaCon&of&D7band&is&
167-174.8
:18-20pt around&2&dB&larger&than&E7band&
191.8-200
5 ):18pt 209-226
and&is&almost&flat&
: 231.5-235
:
HUAWEI TECHNOLOGIES
HISILICON CO., LTD.
:32-35pt D(Band,Applica;ons, 99.99%,
53 G0 B0
" More&than&30&GHz&of&spectrum&
:
" Very&compact&(i.e.&32&dBi&gain&with&3x3&cm&antenna)&
T Medium
: Arial
" Choice&of&opCmum&compromise&between&very&wide&
channels&and&spectrum&efficiency&to&achieve&:&
99.9%,
:30-32pt " Very&compact&and&low&power&consumpCon&for&FWA&
53 G0 B0
" Ultra7high&capacity&for&backhaul&and&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&
:
front7haul&of&4.5G&and&5G&
E3band'ODU'
:20-22pt
D3band'ODU' Link,Gain,130,to,150,dB,
5 ) :18pt
:
:
R = 500 meter
T Regular R = 500 meter
Maximum,hop,lengths,(140dB),
: Arial
! 99.9%& &up&to&1&km&
:18-20pt
! 99.99% &up&to&500&m&
5 ):18pt Depending&on&rain&region &&
: R = 500 meter
:
HUAWEI TECHNOLOGIES
HISILICON CO., LTD.
:32-35pt
Semiconductors,Technology,Trend,
53 G0 B0 MW Traditional Bands V-band E-band W-band D-band THz
:
high very high
T Medium Trunk GaN

Radio 0.5/0.25/0.15 um pHEMT GaN
: Arial 100/60/40 nm pHEMT InP ! GaAs,,,
Performance/output power
50/30 nm
:30-32pt HEMT/ &performance&up&to&160&GHz&
Wireless 2G/3G/4G WiMAX
Point-to-Point
53 G0 B0 traditional microwave GaAs
HBT ! GaN,,,
: 0.5/0.25/0.15/0.1 um &high&power&@high&
pHEMT
frequency&
GaAs
Point-to-Point ! SiGe,BiCMOS,,,
SiGe BiCMOS mm-wave
70/40 nm
integraCon&
medium
130/90/55 nm m HEMT
:20-22pt
5 ) :18pt
* for higher integration
multi-Gbit/s
D7Band&(up&to&175&GHz)&
:
wireless
: RF-CMOS
90/65/45/32/28nm
T Regular * high volumes needed
low
: Arial
:18-20pt 10 20 30 40 50 60 70 80 90 100 Beyond100 GHz

5 ):18pt
: 6 7/8 11 13 15 18 23 26 28 32 38 42 52 55GHz 57–64 GHz 71–86 GHz 92 – 115 GHz 130 – 175 GHz 300-700 GHz
:
HUAWEI TECHNOLOGIES
HISILICON CO., LTD.
:32-35pt
D(Band,,technology,selec;on,
GaAs HEMT InP HEMT GaN HEMT RF CMOS SiGe SiGe HBT InP HBT
53 G0 B0 BiCMOS
:
Gate size 100 nm 70 nm 60 nm 45 nm 55 nm 0.18 um 0.5 um
Selec;on,criteria,
T Medium ! commercially&available,&
: Arial Wafer size 6’’ 3’’ 3’’ (6’’) 12’’ 12’’ 8’’ 4’’ ! mature&and&qualified&process&&
:30-32pt
! with&useful&gain&across&the&&&&&&&&&&&&&&&
Complexity basic basic basic VLSI VLSI VLSI LSI-MSI
53 G0 B0
D7band&frequency&range&
: fT/fmax[GHz] 135/200 GHz 300/350 GHz 170/250 GHz 300/300 GHz 320/370 GHz 200/250 GHz 330/350 GHz
VBr [v] 10 V 4V 25 V 1V 3.2 V 1.7 V 5V
Cost/mm2 Medium Medium High Low Low Low High

:20-22pt
5 ) :18pt NRE cost Low Low Medium High High High High
:
Time to Short Medium Medium Long Long Long Medium
: market
T Regular
: Arial
! GaAs, &beder&performance&for&many&systems&(power,&NF,&IM3)&&
:18-20pt
&cheaper&for&low&to&medium&volumes&(low&prototyping&cost)&&
5 ):18pt
! SiGe, &greater&integraCon&with&addiConal&funcConality&and&higher&operaConal&frequency& 3’’&to&12’’&
:
&cheaper&for&high&volumes&(low&semiconductor&cost)&&
:
HUAWEI TECHNOLOGIES
HISILICON CO., LTD.
:32-35pt D(Band,Research,Program, I" IFTx&

53 G0 B0 Q 26÷34"GHz"
: x3&
x2&
T Medium Prototype,target,specifica;ons,,
: Arial LOIF_T& LORF_T&
! Size , , &22cm&x&22cm&x&6cm&(2.9&L)&
:30-32pt I" IFRx&
53 G0 B0 ! Power,Consump;on ,<35&W&
: 26÷34"GHz"
Q
! Antenna , ,separated&Tx&and&Rx& x3&
x2&
& & &Gain>32dBi&

LOIF_R& LORF_R&
:20-22pt & & &size:&4x4&cm&
5 ) :18pt
:
! Link,system,gain ,>145&dB&
:
! Modula;on, , ,up&to&256&QAM&(FPGA&based)&
T Regular
: Arial ! Channel,bandwidth ,up&to&2&GHz&
:18-20pt
5 ):18pt
:
:
HUAWEI TECHNOLOGIES
HISILICON CO., LTD.
:32-35pt D(Band,Antenna,test,bench,
53 G0 B0
horn run2.0 run1.5 Linear4(run2.0)
:
T Medium 36,00
: Arial
34,00
:30-32pt 32,00
53 G0 B0
Gain%dBi
: 30,00
28,00
26,00
:20-22pt
24,00
5 ) :18pt
140 142 144 146 148 150 152 154 156 158 160
:
freq%(GHz)
:
T Regular
: Arial Run1.5,:,G=30.5dBi&
Run2.0:&
:18-20pt
•,Gmin,=32dBi,,,@140,GHz,
5 ):18pt
•,G,=34÷35,dBi,,,,,f>,143GHz,
:
:
HUAWEI TECHNOLOGIES
HISILICON CO., LTD.
:32-35pt D(Band,Research,Prototype,
53 G0 B0
:
T Medium
: Arial
:30-32pt
53 G0 B0
:
:20-22pt
5 ) :18pt
:
:
B=500&MHz,&16&QAM&
T Regular
: Arial " First&prototype&link&measurements&
:18-20pt
5 ):18pt
:
:
HUAWEI TECHNOLOGIES
HISILICON CO., LTD.
:32-35pt
D(Band,Channel,,Arrangement,
53 G0 B0 " OpCmal&allocaCon&and&regulaCon&to&be&studied& " Proposed&a&raster&of&conCnuous&channels&250&MHz&wide&&
: " What&services?& " Technology&with&separate&transmit&and&receive&antenna&
T Medium " How&to&parCCon&the&band?&
permits&a&flexible&channel&configuraCon&
: Arial " What&licensing&scheme?&
" TDD,&FDD&or&FD&without&being&bound&to&a&spefic&Go/Return&
:30-32pt " Hop&lengths&similar&to&v7band& separaCon&
53 G0 B0
" Very&high&re7usability&of&the&channels& " Possibility&to&use&the&spectrum&up&to&164&GHz&without&
:
141,to,148.5,and,151.5,to,164,GHz,,as,
waitng&for&enhanced&seminconductors&capable&of&
the,most,valuable,por;ons, covering&up&to&175&GHz&
:20-22pt
130.0$GHz
134.0$GHz
141.0$GHz
148.5$GHz
151.5$GHz
164.0$GHz
167.0$GHz
174.5$GHz
5 ) :18pt
Free$Plan:$49$x$250$MHz
:
!
:
AGuard$band$(125$MHz)
Guard$band$(125$MHz)
AGuard$band$(30$MHz)
T Regular
: Arial
23
24
25
26
27
28
29
43
44
45
46
47
48
49
22
23
24
25
26
27
28
1
2
3
4
5
6
7
1
2
3
4
5
6
7
1
2
3
4
5
6
7
:18-20pt
5 ):18pt
: EESS$(5.340) EESS$(5.340)
:
HUAWEI TECHNOLOGIES
HISILICON CO., LTD.
:32-35pt
53 G0 B0
:
T Medium
: Arial
:30-32pt
53 G0 B0
:
:20-22pt
5 ) :18pt
:
:
T Regular
: Arial
:18-20pt
5 ):18pt
:
:
HUAWEI TECHNOLOGIES
HISILICON CO., LTD.
Millimeter0wave&transceiver&design&for&mul:0Gigabit&
mobile&backhaul&applica:ons&
Christopher&M&Buck&&
&
&
Filtronic&Broadband&Ltd&
chris.buck@filtronic.com&
Slide&1&
WM02&Millimetre&Wave&Electronics&for&High&Capacity&Wireless&Networks&
Of&30&
Agenda&
• E0band&backhaul&environment&
• Current&E0band&IC&chipset&and&diplexer&
• E0band&manufacture&and&test&
• Possible&future&IC&chipset&and&duplexing&
• Conclusion&
Slide&2&
Of&30&
Backhaul&for&mobile&point0to0point&infrastructure&
“…….& the& backhaul& por:on& of& the&

network& comprises& the& intermediate&
links& between& the& core& network,& or&
backbone& network& and& the& small&
subnetworks& at& the& "edge"& of& the& en:re&
hierarchical&network”.&
Slide&3&
Of&30&
Rapid&growth&in&mobile&
Ericsson0mobility0report&
November02015&
Total&monthly&traffic&(PetaBytes)&
5,000&
Spectrum&becoming&filled&
in&the&lower&frequency&bands&
Use&“E0band”&(71086GHz)&
and&“V0band”&(57064GHz)&&
Q3& Q3&
2010& 2015&
Slide&4&
Of&30&
Transceiver&/&ODU&
&
RX&I& ADC&
RX&notI& ADC&
RX&Q&
CLOCK&
ADC&
RX&notQ& ADC&
MODEM&
FPGA&
RF&MODULE&
TX&I& DAC&
MANAGEMENT&
TX&notI& DAC&
TX&Q& DAC&
SWITCH&
TX&notQ& DAC&
NETWORK&
POWER& INTERFACE&
Aux&DC& 10/100/& 10/100/& SFP& USB&

input& 1000& 1000&
BaseT& BaseT&
Slide&5&
Of&30&
Transceiver&/&ODU&
&
• &“Orpheus”&RF&module&with&integrated&diplexer&for&FDD&
• Supports&channel&bandwidths&62.5MHz&to&2000MHz&
• Modems&to&10&Gbps&&
• Mechanical&interfaces&to&all&leading&antenna&suppliers&
Slide&6&
Of&30&
Channel&plan&
Transceiver&“A”&transmits&and&“B”&receives&in&a&channel&within&71076GHz&
&at&the&same&:me&that&
Transceiver&“B”&transmits&and&“A”&receives&in&a&channel&within&81086GHz&
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19
71 76 GHz
A&transmits&over&71.875&–&72.125GHz&
B&transmits&over&81.875&–&82.125GHz&
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19
GHz 81 86
Slide&7&
Of&30&
E0band&environment&
Free space loss=

20log(4πd/λ) = 135dB
where d=distance = 1.5km
0-30 30-60 60-90 90-120 120-150 150-180 180-210
& 90°
Gain&=&"2"
60°
Po= Ga= NF=
17dBm #43dBi
2/λ2 ε" 30°
43dBi 7dB
& 0°
-30°
-60°
-90°
-180° -120° -60° 0° 60° 120° 180°
Rain fade = 15dB

for d = 1.5km
This supports a datarate of >10GB/s in a 2GHz channel using 256QAM
Slide&8&
Of&30&
Typical&transceiver&architecture&
to!antenna
quadrature quadrature
baseband baseband
input output
MPA!&!variable!gain PA waveguide LNA!&!variable!gain

diplexer
TRANSMIT RECEIVE
LO!Amplifier LO!Amplifier
xN Frequency Frequency xN
multiplier VCO multiplier
!
!
Slide&9&
Of&30&
71076GHz&LNA&
! 40%
Solid&=&simulated&&&&&&&feint&=&measured&
35% 13&wafers,&
5824&devices&
NF LNA averages Vd=2.5V, Vg=0V
30%
9.00
25% 8& 8.00

Distribution
LNA701
7.00
20% 71
6& 6.00
NF&(dB)&
15% 73 5.00
NF (dB)
10%
76
4& 4.00
3.00
5%
2& 2.00
0% 1.00
12 13 14 15 16 17 18 19 20 21 22
0&
71& 72& 73& 74& 75& 76&
0.00
s215(dB)
71 72 73 74 75 76
Frequency (GHz)
Frequency&(GHz)&
Slide&10&
Of&30&
71076GHz&PA&
!
34
32
30
OIP3+(dBm)
28 Solid&=&simulated&&&&&&&dashed&=&measured&
71
26
73.5
24 76
22
20
10 12 14 16 18 20
Output+power+(dBm)
Slide&11&
Of&30&
Voltage&Variable&Alenuator&
&
Vc= -1.0V
Vc= 0V
100% 4&wafers&22,800&devices& Increasing&Vc&to&+0.2V&increases&

alenua:on&to&>23dB&
40%
90% 35%
80%
30%
25%
Vc=&01V&
Distribution
70%
20%
73
15%
83
Distribution
60% 10%
5%
73
50% 0%
(3 (2.8 (2.6 (2.4 (2.2 (2 (1.8 (1.6 (1.4 (1.2 (1
s215(dB) 83
40%
30%
Vc=&+0.2V& 73
20% Vc=&01V& 83
10%
0%
,35 ,30 ,25 ,20 ,15 ,10 ,5 0
s216(dB)
Slide&12&
Of&30&
IQ&mixer&
70%
60%
71
50%
73.5
Distribution
40%
76
30% 81
83.5
20%
86
10%
0%
*10 *9 *8 *7 *6 *5 *4 *3 *2 *1 0
s216(dB)
19&wafers,10610&devices&
Slide&13&
Of&30&
Frequency&mul:pliers&
F undamental,BS econdBandBT hirdBBHarmonicBP owers B(dB m)

5
h2&
m2 m3
Harmonic&power&(dBm)&
0
m2 m3
R F freq= 3.550E 10 R F freq= 3.800E 10
-5 S pectrum[2]=1.666 S pectrum[2]=1.612
-10
S pectrum[3]
S pectrum[2]
S pectrum[1]
Lowband Multiplier: PX70

-15 LO/2 input= 2dBm: 0.2nH on i/p,
h1& chip-chip bonds on both ports
-20
-25
-30 h3&
-35
35.00G 36.00G 37.00G 38.00G 39.00G 40.00G 41.00G 42.00G 43.00G 44.00G 45.00G
R F freq
35%
30%
14&wafers,&8582&devices&
25%
Distribution
20%
71
15%
73.5
10% 76
5%
0%
'3 '2 '1 0 1 2 3
h22output2power2(dBm)
Slide&14&
Of&30&
Buffer&amplifier&
MP1901A_160mA
30
20
10
-10
-20
60 70 80 90
Frequency (GHz)
25% 30&wafers,&15264&devices&
20%
Distriobution
15%
71
10% 73
76
5%
0%
24 25 26 27 28 29 30 31 32 33 34
s215(dB)
Slide&15&
Of&30&
Integrated&diplexer&
&
Slide&16&
Of&30&
mm0wave&component&assembly&
• Packaged,mmWave,die&to&allow&SMT&&assembly&are&appearing&in&form&of&SIP/&MCMs,&chip&scale&BGAs.&
However,&any&form&of&packaging&will&impact&the&performance&–&up&to&2dB&loss&in&typical&plas:c&BGA.&&
• Flipchip:&&concerns&over&thermal&impedance&and&reliability&of&flip&chip&PAs&
• Hybrid,construc:on,gives&ability&to&mix&and&match&technologies&e.g.&Quartz&filters&and&printed&micro&
strip&components&–&plus&SMT&components.&
Slide&17&
Of&30&
Interconnects&
86 GHz
L=&50µm&
Ribbon -0.0349 dB
0
L=&100µm&
-0.5
-1 86 GHz
-1.221 dB
-1.5 L=&200µm&
DB(|S(2,1)|)
Ribbon
-2
0 20 40 60 80 100
Frequency (GHz)
Slide&18&
Of&30&
E0band&Manufacturing&
Palomar&ball&bonders&
ESEC&MMIC&placement&
Asymtek&epoxy&
dispensers&
Slide&19&
Of&30&
Filtronic&mmWave&Produc:on&Test&Capability&
The,first,volume,E,Band,transceiver,test,solu:on,of,its,kind,
• Fully&automated&measurements&across&201&frequency&points&include:&
o Full&S&parameter&characterisa:on&
o TX&saturated&output&power&
o TX&detector&response&
o Spur&search&
o P1dB&curve&characterisa:on&
o RX&gain&and&noise&figure&
• Automa:on&sosware&developed&in0house&using&Na:onal&LabVIEW&and&TestStand&
• Rapid&test&:me&<6mins&per&unit&
• Capable&of&measuring&across&temperature&between&060°C&and&+90°C&
• Automated&pneuma:c&test&fixture&designed&and&developed&in0house&
Slide&20&
Of&30&
Module&performance&
TX&power& TX&power&
Lowband&units& Highband&units&
RX&noise&figure& RX&noise&figure&
Lowband&units& Highband&units&
Slide&21&
Of&30&
RF&Analog&Semiconductor&Technologies&Trends&&
&
channel
distance modulation datarate Technology0over0time
separation
small0cell
CMOS
fronthaul
to0>300m QAM64+ 500MHz >1Gb/sec GaAs SiGe BiCMOS
small0cell
CMOS
backhaul
macrocell
BiCMOS
fronthaul 160to 25000= 10= SiGe0+
to0>3000m GaAs GaN0(PA)
macrocell 256QAM 2000MHz 10Gb/sec GaAs
InP/0mHEMT0(LNA)
backhaul
Slide&22&
Of&30&
SiGe&
LNA&
Down0Mixers,&VGAs&
xN,&PLL,&SPI&
Up0Mixers,&VGAs&
PA&
xN,&PLL,&SPI&
NF OIP3 ph noise (dBc)

(dB) (dBm) / offset (MHz)
1 <12 13
2 8.5 22.5 -114 / 10
3 9 17 -105 / 1
Slide&23&
Of&30&
W0&and&D0band&
Poten:al,bands,
• Band&1:&130&–&134GHz&and&151.5&–&155.5GHz& & &(BW&=&4GHz,&DS&=&21.5GHz)&
• Band&2:&141&–&148.5GHz&and&155.25&–&162.75GHz& & &(BW&=&7.5GHz,&DS&=&14.25GHz)&
• Band&3:&142.25&–&148.5GHz&and&156.5&–&162.75GHz& &(BW&=&6.25GHz,&DS&=&14.25GHz)&
• Band&4:&156.5&–&164GHz&and&167&–&174.5GHz& & &(BW&=&7.5GHz,&DS&=&10.5GHz)&
Slide&24&
Of&30&
W&and&D0band&ICs&
• Applica:ons&so&far&have&been&in&the&imaging/sensor&and&very&short&distance&communica:on&fields.&Developments&have&
therefore&been&targe:ng&low&noise&rather&than&power&
• There&are&no&COTS&devices&available.,
• There&are&(at&least)&6&compound&semiconductor&fabs&(III0V)&and&5&silicon&based&fabs&capable&of&producing&ICs&for&W&&&D0
band&
&
• III0V&components&currently&only&produced&by&small&bou:que&fabs&or&cap:ve&aerospace&fabs&
• Mul:0func:on&chips&have&been&demonstrated&but&transceivers&only&use&very&simple&modula:on&
• Several&papers&have&described&antennas&on&chip&
• Most&of&the&compound&semiconductor&devices&are&based&on,Grounded,Coplanar,WaveGuide,to&confine&the&EM&field,&
to&suppress&any&unwanted&substrate&modes&and&to&reduce&the&source&inductance&to&ground&which&would&associated&
with&through&substrate&via&holes.&Mul:ple&stages&are&cascaded&to&provide&sufficient&gain&and&on&chip&power&combining&
is&used&to&increase&RF&power.&
Slide&25&
Of&30&
W&and&D0band&ICs&
&
• The&lowest&noise&figures&reported&in&W&Band&with&Si&technology&(NF<6dB)&have&been&obtained&with&130nm&SiGe&
BiCMOS&&
• The&lowest&noise&figures&reported&in&D&Band&(NF<4dB)&have&been&obtained&with&35nm&InP&pHEMTs&and&50nm&mHEMTs&&
• The&highest&power&reported&in&W&Band&(Psat~22dBm)&has&been&with&90nm&SiGe&BiCMOS&
• The&highest&power&reported&in&D&Band&(Psat~13dBm)&has&been&with&100nm&InP&pHEMTs&
• The&best&(lowest)&oscillator&phase&noise&reported&has&been&K93dBc/Hz,at,1MHz,offset&at&147GHz&
&
WM02&Millimetre&Wave&Electronics&for&High&Capacity&Wireless&Networks& Slide&26&
Of&30&
W&and&D0band&ICs&
130&to&134&& 141&to&148.5&GHz& 151.5&to&164&GHz& 167&to&174.5&GHz&
90nm&SiGe&BiCMOS&140GHz&&6dB&NF&22&dBm&Psat&
CMOS&140GHz&&PA&4dBm&Psat&&&
130nm&SiGe&BiCMOS&&&&148GHz&&PA&4.5dBm&Psat&
&&100nm&InGaAs&mHEMT&&&&&&&155&GHz&&PA&11dBm&
P1dB&
100nm&InP&p&HEMT&& &&&&&&&&&&170GHz&&PA&13dBm&Psat&
35nm&InP&p&HEMT&& &&&&&&&&&&185GHz&LNA&4dB&NF&
50nm&InGaAs&m&HEMT&&&&&&&&&210GHz&LNA&4.8dB&NF&
• All#proposed#channel#arrangements#can#be#supported#with##III6V#technology#
• Si#based#technology#currently#only#applicable#to#W#Band.##
Slide&27&
Of&30&
W0&and&D0band&diplexer&
• E0band&machining&and&pla:ng&tolerance&(+/05um)&not&good&enough&at&these&frequencies:&
– Total&frequency&dris&=&1.12GHz&and&only&20%&parts&would&meet&Return&Loss&requirement&of&
14dB&
• Machining&+&pla:ng&tolerance&needs&to&be&reduced&to&+/02um&to&guarantee&good&yield&
• Expected&frequency&dris&for&+/02um&machining&+&pla:ng&tolerance&around&550MHz&
• Diplexer&material&and&manufacturing&method&would&have&to&be&selected&with&above&tolerances&in&
mind&
• Pla:ng&could&poten:ally&have&to&be&avoided&as&this&would&add&to&manufacturing&tolerances&
• Alumina,&Silica&and&Glass&(metallized&glass&as&diplexer&cover)&considered&as&materials&typically&used&
in& micromachining& techniques& for& very& high& frequency:& DRIE& (Deep& Reac:ve& Ion& Etching),& LIGA&
(Lithographie,& Galvanoformung,& Abformung)& ,& laser& micromachining,& SU08& technology& (pla:ng/
photo&resist)&
• Inser:on&loss&up&to&2dB&should&be&expected.&
• Transmit&to&receive&isola:on&>70dB&achievable&for&lower&proposed&bands&(DS&>14GHz).&Isola:on&
of&>&50&dB&may&be&difficult&to&achieve&with&10.5&GHz&DS&in&highest&bands.&
• Guard&bands&to&protect&EES,&Radio&Astronomy&and&Space&research&bands&may&restrict&number&of&
channels&which&can&be&used&in&prac:ce&&
• Consider&alterna:ves&to&FDD&&
Slide&28&
Of&30&
Conclusion&
• Mobile&backhaul&at&E0band&is&becoming&an&important&and&mature&
ac:vity,&essen:al&for&suppor:ng&the&high&datarates&demanded&in&the&
mobile&community&
• Some&technologies&have&been&described&how&Filtronic&have&sa:sfied&
this&requirement&in&a&cost0effec:ve&way&
• Considera:ons&have&been&made&how&further&increases&in&demand&can&
be&sa:sfied&by&using&even&higher&frequencies&in&the&electromagne:c&
spectrum&&
&&
Slide&29&
Of&30&
Thankyou&for&listening&
Acknowledgements&
This&work&has&been&carried&out&within&the&Engineering&group&at&Filtronic&
Broadband,especially,
Jian,Ding,&Mike,Geen,,Jaroslaw,Kolodziej,,,
&
The&talk&has&been&mainly&about&the&mm0wave&sec:ons&&
but&other&design&ac:vi:es&including&mechanical&engineering&and&
electronics&were&needed&
to&complete&the&overall&transceiver&design&&
Slide&30&
Of&30&
MMIC Chip-Set Development for Broadband
W-Band Receivers and Transmitters
Viktor Krozer
Ferdinand-Braun-Institut
Goethe University Frankfurt
krozer@fbh-berlin.de
Slide 1
WM02 Millimetre Wave Electronics for High Capacity Wireless Networks
of 26
Acknowledgements
– FBH
• Process Technology
I. Schukfeh, S. Hochheim, K. Nosaeva, D. Rentner, S.
Monayakul, D. Stoppel, A. Thies, I. Ostermay, S. Schulz,
M. Matalla, M. Rudolph, O. Krüger
• III-V Elektronics
A. Al-Sawaf, M. Hossein, S. Sinha, F.-J. Schmückle, B.
Janke, R. Doerner, V. Krozer, W. Heinrich
– IHP
• M. Lisker, J. Borngräber, M. Fraschke, A. Krüger, P. Kulse,
C. Meliani, B. Tillack
Slide 2
WM02 Millimetre Wave Electronics for High Capacity Wireless Networks of 26
Outline
• Introduction and motivation

• Basic radio MMIC components
• Complex radio MMIC components
• Summary
Slide 3
Introduction
• Recent progress in different technologies and

output power trends
 Increasing f /f T MAX
 High output power performance
Slide 4
Overview – from technology to
system approach
• Develop advanced MMIC technologies for system
applications:
Radar, Imaging or Communications
Slide 5
FBH THz MMIC technologies

• InP DHBT based on transferred substrate process
• Baseline technology:
• 0.8µm DHBT with fT, fmax > 350 GHz, high current capabilities
• Several emitter fingers possible, typically 1- and 2-finger
emitter DHBTs used
• Thermal resistance Rth > 2000 K/W
• Resistors, capacitors, thin-film MS lines with 3 layer
metallizations
Slide 6
FBH THz MMIC technologies
• InP DHBT based on transferred substrate process
• Advanced technology:
• SciFab, InP-on-BiCMOS => complex MMIC
• Diamond-on-InP => thermal resistance Rth < 1200 K/W
• Thermal via process
• Towards THz process => DHBT with LE < 0.4 µm and
fT, fmax > 500 GHz
• THz interconnect process
• Via interconnect technology => fmax > 500 GHz
• Flip-chip technology => fmax > 500 GHz
Slide 7
MMIC chipset – 96 GHz

Fundamental Oscillator
• Output power: +8 dBm
• Phase noise: -90 dBc/Hz @ 1 MHz offset ; -110 dBc/Hz @ 10 MHz offset
• DC-to-RF efficiency: 25%
 best efficiency around 100 GHz in different technologies
• Chip area: 0.65 mm²
M. Hossain et al., “A 100 GHz Fundamental Oscillator with 25 % Efficiency Based on Transferred-Substrate InP DHBT
Slide 8
Technology”, European Microwave Conference (EuMC), October 2016.
220 GHz Fundamental Oscillator
• Output power: 0 dBm
 highest output power among fund. osc. in this band
• Phase noise: 82 dBc/Hz @ 1 MHz offset
• DC-to-RF efficiency: 4.6 %
• Chip area: 0.5 mm²
M. Hossain, et al., “Highly Efficient 200-GHz Fixed-Frequency Fundamental Source in Transferred-Substrate InP DHBT Slide 9
Technology,” IEEE MTT-S International Microwave Symposium (IMS), pp. 1-4, June 2014 of 26
WM02 Millimetre Wave Electronics for High Capacity Wireless Networks
MMIC chipset – up-converter
W-band up converter mixer with HBT MMIC
Output RF @
Input 0 dBm 85-95 GHz
LO @ 42 GHz w/o buffer
Slide 10
IF @ 1-11 GHz -8 dBm of 26
MMIC chipset – down converter
W-band down converter with HBT MMIC
IF @ 1-11 GHz
w/o IF bufer
LO 0 dBm
@ 42 GHz
RF @ 85-95 GHz Slide 11

-15 dBm of 26
MMIC chipset – medium PA
• 90 GHz medium power amplifier

– Pout > 16dBm (20dBm with bias tuning)
– PAE > 19%
– Bandwidth around 10 GHz
– Operation limited by thermal effects
Pin Pout
T. Al-Sawaf et al., “G-Band Frequency Doubler based on

InP Transferred-Substrate Technology,” 45th European
Slide 12
Microwave Conference (EuMC), Sep. 2015 of 26
MMIC Chipset – high power PA
• Highest power demonstrated in Europe in this frequency
range
– Improved thermal management
– Diamond heat sink layer spreads heat
• center frequency 87 GHz
• emitter area 4×2 fingers of 0.8×6 μm2
• output power 23 dBm with 15% PAE
• 3 dB Bandwidth > 10 GHz
Slide 13
T. Al-Sawaf et al., Proc. IEEE International Microwave Week (IMS), June 2016 of 26
Full G-band frequency multiplier

Balanced frequency doubler
• Output power:
 +8.2 dBm @ 180 GHz
 +5 dBm @ 160-200 GHz
 Bandwidth: 80 GHz Full G-band (140-220 GHz)
 DC-to-RF efficiency: 16 %
 Broadband Marchand balun
M. Hossain, et al., “A Full G-band High Output Power Frequency Doubler in Transferred-Substrate InP HBT Technology,”
IEEE Microw. Wireless Compon. Lett., vol. 26, no. 1, pp. 49–51, January 2016. Slide 15
Increasing MMIC complexity
• Choice of technology ?
– InP (III-V)
– CMOS
– SiGe-BiCMOS
– InP-on-BiCMOS
Slide 16
SciFab Foundry Project Partners
InP module
 InP TS and SciFab process
 III-V semiconductor 4” pilot line with
MOVPE and HVPE crystal growth
SiGe BiCMOS fabrication

 0.13/0.25 µm BiCMOS 200 mm pilot line
 Wireless and broadband communication, aerospace,
biotechnology
Slide 17
Vertical interconnects InP –
BiCMOS
• BCB vias and multilayer
electroplated gold traces
are formed (b)
• BiCMOS TopMetal2 is
connected with a deep via
• InP G2 forms the pad

layer
(a) (b)
• Microstrip lines:
InP G2  Gd
InP G1  Gd Low-loss vertical RF
BiCMOS TM2  M1 transitions between InP
BiCMOS TM1  M1 and BiCMOS layer stacks
(< 0.5 dB @ 320 GHz)
Optimized with 3D EM
Slide 18
ADS design kit
Full Momentum stack available
Slide 19
SciFab demonstrator MMIC
• Heterointegrated source 250 GHz
– SiGe VCO (82 GHz) & InP HBT tripler
– InP Output power: -1.6 dBm
– Phase noise: -85 dBc/Hz @ 1 MHz offset
– DC-to-RF efficiency: 4.6 %
– Chip area: 3.0 mm²
M. Hossain, et al., “A 250 GHz Hetero-Integrated VCO with 0.7
mW Output Power in InP-on-BiCMOS Technology,” 45th
Slide 20
European Microwave Conference (EuMC), Sep. 2015 of 26
MMIC Development roadmap

• InP DHBT have large potential for device scaling
InP DHBT impedance remains

closer to 50Ω due to larger breakdown voltage
Slide 21
Back-to-back passive 500 GHz
flip-chip assemblies
Simulation (black) and measurements (color)
for back-to-back flip-chip assemblies with
chip lengths of 160 µm, 320 µm, 640 µm
(de-embedded to reference planes P1, P1')

Reflection magnitude (dB)
Insertion loss (dB)
Frequency (GHz) Frequency (GHz) Slide 22

Flip-chip mounted mm-wave circuits

• First demonstration of flip-chipped InP DHBT mm-
wave MMIC with diamond heat spreader
Power amplifier 90 GHz
… works electrically, but still needs

thermal bump connection between
chip and submount
Slide 23
Summary
• MMIC chipset for W-band demonstrated
• Power levels > 20 dBm at W-band demonstrated over
bandwidth > 10 GHz
• Full G-band doubler with Pout > 5 dBm demonstrated
• Work towards a chipset at W_band and G-band ongoing
• Up- and down-converters presented
• Cascode DHBT cell with high gain and power capabilities will be key for
circuits at G-band and beyond
• Improved thermal performance with thermal vias
demonstrated
• Roadmap towards THz frequencies demonstrated
• Submm-wave interconnects and flip-chip processing
important for future front-end components
Slide 24
Thank you
N. Weimann / V. Krozer
Ferdinand-Braun-Institut
Leibniz-Institut für Höchstfrequenztechnik
Slide 25
MMIC Development roadmap (II)
0.3 x 6 µm² transferred substrate InP DHBT
Base
metal
Peak performance fmax = 450 GHz at IC = 4 mA/µm²

REE = 12 Ω  ρE = 20 Ωµm²  ohmic contacts need to be improved
Slide 26
of 26
TWEETHER&0&W0band&high&
capacity&wireless&networks&
&
Claudio&Paoloni&
Lancaster&University&
c.paoloni@lancaster.ac.uk&
Slide&1&
of&14&
Wireless&for&access&and&backhaul&
Globally,&mobile&data&traffic&will&grow&9.60fold&between&2014&and&2019,&&
&
Compound&Annual&Growth&Rate&(CAGR)&of&58%,&reaching&30&Exabytes&per&
month&by&2020&&
Increasing&penetraYon&of&smartphones/tablets&(over&60%&by&2019)&&and&&
videos&(over&66%&by&2019)&&
&
4G&and&then&5G&need&small&cells&&&&&&&&&
& & &Small&cells&need&high&data&rate&Backhaul&&
&
&
&
&
&
&
Cisco:'h)p://www.cisco.com/c/en/us/solu3ons/collateral/service8
provider/visual8networking8index8vni/mobile8white8paper8
c118520862.html'
Slide&2&
of&14&
Wireless&for&access&and&backhaul&
Fixed&access&in&residenYal&and&rural&area&is&yet&very&
limited&
&
Broadband&not&available&in&millions&of&houses&in&Europe&
& &&
&
&
Fiber&the&ideal&soluYon&for&capacity,&but&too&expensive&
to&deploy&on&a&large&scale&(€10k&0&100k&per&km)&
&
Wireless&backhaul&and&access&is&the&preferred&opYon,&
but&millimeter&waves&are&needed.&
&
Important&for&access,&crucial&for&5G.&
&
&
& Slide&3&
& WM02&Millimetre&Wave&Electronics&for&High&Capacity&Wireless&Networks& of&14&
W0band&
90&GHz&
80&GHz&
11&GHz&
18&GHz&
23&GHz&
26&GHz&
28&GHz&
38&GHz&
42&GHz&
60&GHz&
70&GHz&
6&GHz&
! P P
O²! t t
P! P!
NLOS& TradiYonal&Microwave&Frequencies& Millimetre&Wave&Frequencies&
W'8'band'and'Q'8'band,'lightly'regulated,'3'GHz'available'
V8band'and'E8band'regulated'for'Point'to'Point'
'
Millimeter'waves'suffer'high'a)enua3on'
'
A)enua3on'increases'at'the'increase'of'the'rain'
intensity!'
The'power'needed'at'94'GHz'is'more'than'1000'3mes'
the'power'needed'at'3'GHz'for'the'same'transmission'
distance'in'rain'condi3on!'
' FCC,&July&1977&
Slide&4&
' WM02&Millimetre&Wave&Electronics&for&High&Capacity&Wireless&Networks&
of&14&
'
&
200&m&
Bin
Backhaul&Small&cells&
g&
Point'to'Point'
&
•Pros&
• 'High'gain'antenna'
• Enabled'by'low'power'
signal'
&
• Cons&
• Requires&one&transmission&
hub&for&one&cell.& 2&km&
•Room'problems'on'the'
Hub'mast'
•Not'suitable'for'high'
density'small'cells'
backhauling''
&
&&
5&
Slide&5&
of&14&
Point&to&point&
'
'
'
' ' 'Actual''''''''''''''''''''''''''''''''''Future'
''''3G'backhaul''+'some'4G'macro8cell'''''''''''''''4G'small'cells'scenario'
&
Then'what'about'5G'???''
Slide&6&
of&14&
Backhaul&of&small&cells&PmP&
Point'to'mul3point'
• Pros&
• &Cheaper&(low&TCO)&
• &1&to&N&with&variable&bandwidth&
• Hub&consumpYon&
• Easier&to&install&
• Low&footprint&
&
• Cons& 2&km&
• Low&gain&antenna&
• High&transmission&power&
• Technology&not&yet&available&
hcp://www.slideshare.net/cbnl/pmp0and0ptp0tco0comparison&
& Slide&7&
of&14&
H2020&TWEETHER&for&PmP&
“Traveling'wave'tube'based'W8band'wireless'networks'with'high'data'
rate'distribu3on,''spectrum'and'energy'efficiency”'
&
Challenges:'
New'concept'in'point'to'mul3point'wireless'network'architecture''
Developing&the&enabling&technology&at&millimeter&waves&(W0band)&
&
Technology'advancements:'
''''''''''W&0&band&Traveling&Wave&Tube&&
&W&–&band&MMIC&chip&set&(Power&amplifier,&LNA,&Up&and&Down&converter)&
&Advanced&micro0mechanics&
&RF&interface&to&the&TWT&
&RF&board&integraYng&the&chip&set&and&the&radio&
&High&performance&Synthesizer&(Sync&E)&
&Packaging&
'
Field'test'in'a'real'environment'
& &&&&&&&&&&&Prove&the&TWEETHER&system&in&similar&condiYons&to&urban&environment&
Slide&8&
W WM02&Millimetre&Wave&Electronics&for&High&Capacity&Wireless&Networks&
of&14&
Enabling&device&0&TWT&
Transmission&power&requirements&as&a&funcYon&of:& Small'cell'scenario'
• Range& &
• Antenna&gain&and&aperture&angle& 30&to&50&small&cells&for&5G&&
• ITU&rain&zone& (radius&50&0&200m)&
• %&availability&(typical&99.99%)& &
• Throughput& 5&–&10&Mbps&for&mobile&users&&
& (>1000&users) & &&
Transmission'power'is'needed:'
W0band&point&to&mulYpoint&needs& '
• 1&km&radius& 40'W'(46dBm)'
• 16&019&dBi& '
• Zone&K&& No'solid'state'devices'(2W'max)'
• 99.99%& Only'solu3on'the'TWT'
• 10&Gbps/km2& &
Design&and&fabricaYon&is&a&challenge&&
&
& Slide&9&
& of&14&
&
&
Why&the&TWT&
Pros&
• Scalable&in&frequency&
• Proved&up&to&1&THz&(1000&GHz)&
• Power&in&the&mulY&Wac&range&
&at&mm0waves&
Cons&
• Three&dimensional&mechanics&
@Thales&Electron&Devices& • Difficult&Assembly&
• High&accuracy&microfabricaYon&
• High&voltage&
Slide&10&
of&14&
W0band&TWT&
∾
&&&&Wavelength&&&&&&&&&3&mm&
&
Frequency:&92&0&95&GHz&&
Gain:&40&dB&expected&
Saturated&output&power:&about&40&W&&
OperaYng&environment:&outdoor&010&+55°&&
Dimensions:&less&than&2&dm3&(10&dm3&including&the&
power&supply)&&
Weight:&<&3kg&&
InteracYon&structure&Folded&Waveguide&
SimulaYon&by&3D&ParYcle&in&cell&simulators&
&
&
&
& Slide&11&
of&14&
W0band&Transmission&Hub&
A&new&set&of&W0band&electronic&components&
are&designed&and&realised.&
MMIC&in&GaAs&with&different&&gate&length&(70&to&130&nm)&
&
• GaAs&Power&Amplifier&as&TWT&driver&
&Output&power&23dBm&
&Gain&
• Low&Noise&amplifier.&Becer&than&3&dB&NF&
&
GaAs&PA&&&&&&TWT&&&&&&&&&Horn&
& • Low&gain&horn&antenna&(16&–&19&dBi)&90°&0&22°&
IDU'Indoor'
Unit'
Slide&12&
of&14&
Field&test&
1&km&range&
!
Slide&13&
of&14&
Thank'you!'
'
' W
'
'
'
'
'&
' '&
'
Follow'us'on:'''www.tweether.eu'
' ' '@h2020tweether'
' ' '@ClPaoloni&
'
'
The&project&has&received&funding&from&the&European&Union’s&Horizon&2020&research&and&
innovaYon&program&under&grant&agreement&no&644678.&
Slide&14&
of&14&
Millimetre&Wave&Radio&Systems&
–&The&Next&Fron<er&
Andy&Su?on&
BT&
andy.su?on@ee.co.uk&&
Slide&1&
of&14&
Contents&
• Introduc<on&
• Microwave&backhaul&
• Cell&site&capacity&
• Backhaul&topology&
• Experiences&with&millimetre&wave&
• Small&cells&and&heterogeneous&networks&
• Deployments&in&dense&urban&
• Millimetre&wave&radio&opportuni<es&
• 5G&
• Summary&
• Further&informa<on&
Slide&2&
of&14&
Introduc<on&
• Mobile&backhaul&is&the&term&used&to&
describe&the&connec<vity&between&a&radio&
cell&site&and&the&mobile&core&network&
• Historically&the&choice&of&physical&media&for&
mobile&backhaul&included;&twisted&pair&
copper&lines,&microwave&radio&or&op<cal&
fibre&based&transmission&systems&
• As&mobile&capacity&has&grown&systems&have&
evolved&to&higher&capacity&microwave&and&
fibre&based&transmission&&
• Cell&sites&can&be&standalone&nodes&or&hubs&
for&other&sites,&subVtended&by&microwave&
radio&systems&
Slide&3&
of&14&
Microwave&backhaul&
• Microwave&radio&has&proven&to&be&a&
reliable,&scalable&and&costVeffec<ve&mobile&
backhaul&solu<on&to&date&
• Network&topology&has&changed&to&manage&
the&growing&traffic&demand&
• Wider&RF&channels,&higher&order&
modula<on&and&&coVchannel&dualV
polarisa<on&have&resulted&in&significantly&
higher&capacity&microwave&radio&systems&
over&the&last&decade&
• Microwave&radio&is&oYen&&(incorrectly)&
referred&to&as&being&4GHz&to&42GHz&
Slide&4&
of&14&
Cell&site&capacity&
• Cell&site&capacity&has&increased&significantly&due&
to&the&adop<on&of&mobile&broadband&services&
and&evolu<on&of&smartphones&and&tablets&
• Cell&site&are&mul<Vband,&mul<VRAT&and&
increasingly&mul<Voperator&(network&sharing)&
• BT&has&spectrum&in&the&following&bands:&
• 800MHz&
• 1800MHz&
• 2100MHz&
• 2600MHz&
• GSM/EDGE&coVexists&with&UMTS/HSPA&and&LTE/
LTEVAdvanced&V&LTEVA&Pro&is&next&then&5G…&
Slide&5&
of&14&
Backhaul&topology&(1)&
1. Wider&RF&channels&&
Core& 1" 2. Higher&order&modula<on&
3. CoVchannel&dualVpolarisa<on&&
Core& 1" 2"
Core& 1" 2" 3"
Slide&6&
of&14&
Backhaul&topology&(2)&
Core& 1"
Core& 1" 2"
Core& 1" 2" 3"
Op<cal&fibre&system&
Slide&7&
of&14&
Experiences&with&mmVwave&
Ini<al&trials&in&V&&&E&band&in&2012&
Detailed&analysis&and&modelling&
Currently&planning&for&deployment&of&EVband&
Slide&8&
of&14&
Small&cells&and&HetVNets&
4
Post&#&2&
&
Post&#3&
2
&
Post&#4&
&
Post&#1&
1
Connec<vity&requirements&may&
Photograph&taken&in&front&of&lamppost&but& not&be&
with&&short&step&right&to&enable&view&of& &1&<V>&2,&2&<V>&3,&3&<V>&4&&&
other&lampposts& Could&be&1&<V>&3&or&1<V>&4…&
Slide&9&
of&14&
Deployments&in&dense&urban&
What&is&the&link&capacity&being&
shared&between&n&x&small&cells?&
s s s
Adding&
resilience&–&
ultraVreliable&
networks?& Backhaul&
s F s resilience&
with&no&line&
of&sight?&
How&many& s s s
radios&per&pole?&
What&level&of&sta<s<cal&
s
mul<plexing&gain&can&be&
realised&at&each&junc<on?&
Slide&10&
of&14&
mmVwave&opportunity&
• EVband&is&ideally&suited&to&dense&urban&
macro&cell&deployment&scenarios&
• Smaller&EVband&equipment&(radios&and&
antennas)&will&enable&small&cell&backhaul&
• VVband&is&ideal&for&small&cell&backhaul&
however&requires&easier&antenna&
alignment&and&higher&capacity&
• Meshing&is&an&enabler&for&ultraVreliable&
networks&
• LTEVA&Pro&and&5G&will&drive&further&
backhaul&demand&V&1&to&10&to&>10Gbps&
Slide&11&
of&14&
5G&
• 5G&is&likely&to&be&deployed&
around&2020&
• Promises&higher&peak&and&
average&data&rates,&greater&
system&capacity,&low&latency&
and&ultraVreliability&
• This&requires&a&rethink&in&
backhaul&network&engineering&V&
best&network&for&lowest&cost&
• An&op<mal&combina<on&of&fibre&and&wireless&backhaul&will&meet&all&
deployment&scenarios&V&dense&urban,&urban,&subVurban,&rural,&sparse&rural&
• New&frequency&bands&with&wider&RF&channels&will&be&required&&&
• W&and&DVbands&V&even&higher?&&Not&just&radios,&antenna&design&too!&
Slide&12&
of&14&
Summary&
• Mobile&network&traffic&is&con<nuing&to&grow&at&significant&rate&
• TCP&based&video&traffic&is&the&dominant&traffic&type&by&volume&
• Increasing&requirements&for&ultraVreliable&networks&V&new&ver<cals&
• Tradi<onal&microwave&radio&has&an&onVgoing&role&however&must&scale&
• Millimetre&wave&radio&systems&offer&a&high&capacity&alterna<ve&to&tradi<onal&
point&to&point&systems&in&the&32/38/40GHz&bands&&
• some&link&length/availability&limita<ons&
• Millimetre&wave&systems&must&evolve&to&offer&mul<Vpoint/mesh&
connec<vity&in&support&of&ultraVdense&small&cell&deployments&(within&HetV
Nets)&&
• 5G&will&likely&introduce&spectrum&>20GHz&for&radio&access&V&what&does&this&
mean&for&backhaul&in&these&bands&V&coVexistence&studies&are&required…&
• Radio&access&in&the&higher&frequency&bands&could&offer&opportuni<es&for&
combined&air&interface&and&backhaul&use,&poten<ally&as&dynamic&backVup&in&
the&event&of&a&failure&to&the&primary&backhaul&connec<on&&
• DVband&is&an&area&of&great&interest&V&poten<al&for&very&high&data&rates…&
Slide&13&
of&14&
Further&reading&
• NEW&BOOK:&30&Years&of&Mobile&Phones&in&the&UK:&
h?ps://www.amberleyVbooks.com/30VyearsVofVmobileVphonesVinVtheVuk.html&V&available&from&
Amazon&and&all&good&book&retailers&
• IET&TV:&End&to&end&and&top&to&bo?om&network&design:&h?ps://tv.theiet.org/?videoid=7664&&
• 5G&V&The&Future&of&Mobile&Communica<ons&V&ITP&Journal&paper:&
h?ps://www.academia.edu/11743695/5G_V_The_Future_of_Mobile_Communica<ons&&&
• Microwave&and&millimetre&wave&radio&systems&V&ITP&Journal&paper:&
h?ps://www.academia.edu/13885538/Microwave_and_Millimetre_Wave_Radio_Systems&&&
• Mobile&network&architecture&V&ITP&Journal&paper:&
h?ps://www.academia.edu/13885065/Mobile_Network_Architecture_Evolu<on_V_1G_to_4G&&&
• The&Evolu<on&of&Mobile&Communica<ons&Networks&V&LTEVAdvanced&and&5G:&h?ps://
www.academia.edu/10935998/
The_Evolu<on_of_Mobile_Communica<ons_Networks_4G_LTEVAdvanced_and_5G&V&
presenta<on&&
• Wembley&stadium:&
h?p://www.thinksmallcell.com/Enterprise/wembleyVstadiumVtourVdeepVinsideVeeVsVlargestV
dasVdeployment.html&&&
• EE&V&The&road&to&5G:&
Slide&14&
h?p://www.lightreading.com/mobile/4gVlte/eeVtheVroadVtoV5g/v/dVid/712618&&&
of&14&
5G#architecture#and#integra/on#solu/ons#for#
an#edge4less#user#experience&
Krys/an&Sa2an&(Nokia&Bell&Labs)&
Hardy&Halbauer&=&Alcatel'Lucent,,Patrik&Rugeland,&=&Ericsson,,Yilin&Li&–&Huawei,,Joerg&
Widmer&–,IMDEA,,Marcin&Rybakowski,&&Arnesh&Vijay&=,Nokia,Networks,,Isabelle&
Siaud,&Anne=Marie&Ulmer=Moll&–&Orange,,David&Gu/errez&Estevez,&Mehrdad&Shariat&–&
Samsung,,Maciej&Soszka&=&Technische,Universität,Dresden&
Slide&1&
Of&9&
Outline&
5G#architecture#and#integra/on#solu/ons#for#an#edge4less#user#experience&
Solu/on4pack:#
i) network# slicing# to& address& needs& of& 5G& use& cases& with& highly& divergent&
requirements;&
ii) mul/4connec/vity&with&mul/ple&mm=wave&base&sta/ons&and&as&a&way&to&integrate&
mul/ple&RATs;&&
iii) mobility& related& aspects& such& as& mm=wave& cell& clustering& to& make& small& scale&
mobility&of&the&UE&transparent&to&the&CN,&and&the&introduc/on&of&a&novel&inac/ve&
RRC&state;&
iv) mul/4RAT# mul/4layer# management# scheme& which& introduces& abstrac/on& at&
different& layers& of& the& protocol& stack& for& flexible& and& scalable& mul/=RAT&
management;&
v) control&and&user&plane&aspects&for&low4band#integra/on;&
vi) architectural&aspects&of&self4backhauling.#
Slide&2&
Of&9&
Intoduc/on&to&Integra/on&
• the&radio&spectrum&above&6&GHz&offers&diverse&opportuni/es&for&con/guous&
high&bandwidth&resources,&promising&high&capacity&radio&links&for&access&
and&backhaul&communica/on.&&
• the&expansion&into&higher&frequency&bands&gives&rise&to&new&challenges&in&
terms&of&user&mobility&and&interference,&requiring&novel&intra=&and&inter=
RAT&coopera/on&schemes&for&network&integra/on.&&
• it&is&an/cipated&that&mm=wave&technology&can&support&other&advanced&
technologies&in&the&future&5G&systems.&
Slide&3&
Of&9&
Network&Slicing&
Network&slicing&to&address&
needs&of&5G&use&cases&with&
highly&divergent&requirements&
by&defining&mul/ple&logical&
network&within&the&same&
physical&infrastructure.&
Slide&4&
Of&9&
Mul/=connec/vity&
Mul/=connec/vity&with&
mul/ple&mm=wave&base&
sta/ons&and&as&a&way&to&
integrate&mul/ple&RATs.& S1* S1*
Mul/=connec/vity&between&
mm=wave&and&<6&GHz&RATs& PDCP PDCP
X2*
PDCP PDCP
addressing&challenges&
RLC RLC RLC RLC RLC RLC
related&to&performance& MCG SF
requirements&in&terms&of& MAC MAC SCG SF

M5G-NB split SF
capacity,&coverage&and& MeNB SeNB S5G-NB split SF
reliability.&One&out&of&the&
possible&prac/cal&
realiza/ons&might&be&an&
evolu/on&of&LTE=A&Dual&
Connec/vity.&&
Slide&5&
Of&9&
Mobility&
Mobility&related&aspects&such&as&mm=wave& And&the&introduc/on&of&a&novel&RRC&connected&
cell&clustering&to&make&small&scale&mobility& inac/ve&state&to&minimize&heavy&signalling&
of&the&UE&transparent&to&the&CN.&& procedures,&when&the&user’s&mobile&
broadband&data&traffic&consists&several&
infrequent&small&data&bursts&interspersed&by&
rela/vely&long&wai/ng&periods,&e.g.&during&web&
browsing&or&short&video&or&music&streaming.&
Slide&6&
Of&9&
Mul/=RAT&Mul/=Layer&Management&
Mul/=RAT&mul/=layer&management&
scheme&which&introduces&abstrac/on&at&
different&layers&of&the&protocol&stack&for&
flexible&and&scalable&mul/=RAT&
management&that&can&be&jointly&deployed&
with&mul/=connec/vity.&&
Slide&7&
Of&9&
Low=Band&Integra/on&
High'band channel'estimation'signals,'both'for'
initial'access'and'data'transmission'
UE
Low'band'support'for'high'band'(mmJwave) 5G%NB
• system'configuration
• cell/beam'search'assisting
• UE'specific'RRC'signalling
• UL'reporting'of'selected'beam'and'related'
CQI
With'tight'synchronization'also'MAC/PHY'
control'signals:
• scheduling'grants
Low'band
• HARQ'ACK/NACK
• CQI
User&and&control&plane&aspects&for&mm=wave&and&low=band&integra/on,&like:&efficient&control&
signalling&which&minimizes&control&overhead&or&RRC&diversity&to&improve&reliability.&
Selec/on&of&ini/al&access&control&informa/on&which&in&mul/=connec/vity&case&should&be&sent&
over&low=band&(<6&GHz)&system.&
Slide&8&
Of&9&
Self=backhauling&
Architectural&aspects&of&single=&
and&mul/=hop&self=backhauling&
e.g.&resource&alloca/on&for&
access&and&backhaul,&and&
mul/=hop&rou/ng.&
Slide&9&
Of&9&
The$mmMAGIC$Project:$
New$Fron6ers$in$5G$Mobile$Communica6ons$
and$Architecture$above$6$GHz$$
Valerio(Frascolla(,(Intel(
1$
mmMAGIC'
mmMAGIC$Project$Overview$$
Part'of'5G'PPP'under'the'Horizon'2020'9'Research'and'Innova>on'Framework'Program'
Partners:'Samsung$(Coordinator,$WP5),$Ericsson$(Technical$Manager),$AlcatelMLucent,$Huawei$(WP4),$Intel$(WP1),$Nokia$(WP3),$Orange,$
Telefonica,$CEAMLETI,$$
Fraunhofer$HHI$(WP2),$IMDEA$Networks,$Aalto$University,$University$of$Bristol,$Chalmers$University$of$Technology,$TU$Dresden,$Qamcom,'
Keysight$Technologies,$Rohde$&$Schwarz$
Advisory'Board:$$ANFR,$BNetZa,$FICORA,$Ofcom,$PTS,$ETSI,$$Sony$Mobile,$BMW,$U.$Illemenau$$
$Project'Dura>on:'July$2015MJune$2017$(+6$proMbono$months) $$
One'of'the'largest''5G'PPP'Phase'I'Projects,'focusing'on'key'technology'components'and'
architecture'of''5G''mobile'communica>ons'systems'opera>ng'between'69100'GHz'
Contacts:'Maziar'Nekovee'(Coordinator)''m.nekovee@samsung.com,'Miurel'Tercero''(Technical'Manager)'miurel.tercero@ericsson.com''
'
$
$$
2$
mmMAGIC'
Why$mmMAGIC?$
! Not$enough$spectrum$to$sa6sfy$$growing$$bandwidth$demand$for$5G$$(UHD/3D$
TV,$$Virtual$Reality/Virtual$presence$etc)$$
! WRCM15$iden6fied$several$mmMwave$bands$for$further$global$study$
! ECC$$is$iden6fying$$5G$pioneer$bands$in$Europe$from$the$WRCM15$range$
24.25 27.5 31.8 33.4 37 40.5 43.5 45.5 52.6 66 81 86

50.2 76
Frequency Range Covered by mmMAGIC
! mmMwave$RAT$is$an$essen6al$component$of$$5G$standards$in$3GPP$
3$
mmMAGIC'
What$are$the$Challenges?$
! Befer$understanding$the$mmMwave$channel.$
! 3GPP$just$finished$their$channel$modelling$work,$but$research$needs$to$con6nue$to$fully$
capture$the$channel$behaviour.$
! The$network$architecture$to$support$mmMwave$(as$nonMstand$alone,$stand$
alone)$systems.$
! Op6mized$air$interfaces$(waveforms,$channel$coding,$frame$structure$etc).$
! Mul6Mantenna$BF$architectures,$beam$tracking/$aligning$solu6ons.$
! Modelling$and$tackling$hardware$impairments$in$the$transceiver$RF$chains$
and$in$antenna$designs.$
4$
mmMAGIC'
'''
mmMAGIC$Outputs$$
$
'
! Deliverables:$8$technical$deliverables,$downloadable$from$mmMAGIC$
website$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$$
! 3GPP':$15$contribu6ons$to$3GPP$SI$on$5G$$$
! ITUR/ECC:$3$contribu6ons$to$ITUMR$SG3$and$ECC$Plenary$
! SoZware':$open$source$channel$model$6M100$GHz$downloadable$from$
mmMAGIC$website$$
! White'papers:''2$WPs$on$mmMwave$channel$and$architecture$$$
! 5G'PPP:'$WG$Architecture,$Spectrum,$Evalua6on,$Vision$contributor$
! Scien>fic'outputs':50+$research$publica6ons$(accepted$/submifed)$$
! mmMAGIC'Organizes'5G$$PPP$Architecture$Workshop$in$March$
2016$,$hosted$@$Samsung$R&D$UK,$outside$London$
$
$
05/10/2016$ 5$
$
$
$
mmMAGIC'
5G$Use$Case$Characteriza6on,$KPIs$and$Frequency$
ranges$
! Use$cases$describe$how,(when(and(where(end$users$can$u6lize$a$par6cular$service.(
(
! Take$into$account$end$user$perspec6ve$of$a$service,$iden6fied$KPIs$and$challanges$are$
characterized$by$specific$requirements.$
$
! The$use$cases,$the$corresponding$KPIs$and$the$requirements$selected$in$mmMAGIC$directs$us$
towards$designing$a$5G$mul6$RAT$technology.$
use case family
visualization platform
6$
mmMAGIC'
Data$Rate$and$BW$Analysis$of$a$5G$Use$Case$
! 5G$immersive$experience$use$case$
! Applica6ons$of$UHD,$VR,$mobile$gaming$to$be$supported.$
! 100Mbps$base$line$data$rate$with$up$to$20Gbps$peak$rate.$
! Dense$deployments$in$a$0.1km2$area,$with$around$40$small$
cells$suppor6ng$1000$ac6ve$users.$
! The$use$case$has$been$mapped$to$a$real$life$scenario,$
Oxford$St.,$London,$the$premier$shopping$area.$
05/10/2016$ 7$
mmMAGIC'
Results$
! What$would$be$the$typical$data$distribu6on$$
in$the$5G$small$cell?$
! 4$user$applica6on$types$considered.$Web$browsing,$
content$sharing,$VR$experience$and$UHD$video.$$
! The$sta6s6cal$analysis$of$data$rate$is$converted$to$BW$
requirement.$
! Considering$spectral$efficiency=7.3,$densifica6on=4.$
! 1.15GHz$BW$needed$to$sa6sfy$99%$of$ac6ve$users,$860MHz$needed$to$
sa6sfy$95%$of$ac6ve$users.$
! The$results$are$$lowerMbounds$to$requirements$as$low$ini6al$takeMup$of$VR$
and$UHD$services$are$assumed$in$the$study$
Presented at IEEE ICC 2016 Workshop on 5G RAN Design, May 2016, KL, Maleysia
05/10/2016$ 8$
mmMAGIC'
Measurements,$Simula6ons$and$Ini6al$Channel$Model$
Measurement'campaigns'and'simula>ons' mmMAGIC'ini>al'channel'model'
! Measurement$plan:$more$than$20$measurement$campaigns$in$more$than$8$
frequency$bands$from$6$to$100$GHz$6ll$the$end$of$the$project$ ! In$line$with$the$3GPPM3D$channel$model$methodology$
! 10$campaigns$accomplished:$street$canyon,$open$square,$outdoor$to$indoor$ ! Parameter$tables$extended$based$on$literature$values:$support$of$
(O2I),$office,$shopping$mall$and$airport;$$ mmMwave$(10–80$GHz),$addi6onal$values$for$frequency$dependence$
dedicated$measurements$on$human$blockage,$wall$scafering,$traffic$impact$
and$channel$sounder$valida6on$ ! Scenarios:$UMi$street$canyon$and$indoor,$LOS$and$NLOS$
! Ray$tracing$results$are$available$for$the$street$canyon$scenario$(Daejeon,$ ! QuaDRiGa$(QuasiMDeterminis6c$Radio$Channel$Generator)$used$as$
Bristol,$Berlin)$and$for$the$open$square$(Helsinki)$
reference$implementa6on:$available$as$open$source$MATLAB$
! 13$contribu6ons$to$3GPP$&$Further$contribu6ons$to$ITUMR$ implementa6on$
! All$essen6al$components$of$the$3GPPM3D$channel$model,$but$
mul6ple$extensions$
LBS
th Receiver
% Pa
OS
NL
LO S%Path %
%o f
io n t
e ct e n
D ir o v e m
er
M
itt
sm
an
Tr
Measurement bands and scenarios Large antenna arrays Long-term time evolution
05/10/2016$ 9$
mmMAGIC'
Measurements @University of Bristol, UK,

see https://5g-mmMAGIC.eu for videos
05/10/2016$ 10$
mmMAGIC'
Signal$Strength$Viewed$from$$TX$
RX direction
RX1 RX2
RX3 RX4
[dB]
mmMAGIC'
Blocking$modeling$at$15$GHz$
z [m]
UE height [m]
Power rel. to LOS [dB]
UE
x [m]
Truck position along street [m]

mmMAGIC'
Diffuse$scafering:$specular$component$
3 3
2 2
1 2 3 3 2
Direction of travel
• Area 1: Rough wall
• Area 2: Smooth wall
• Area 3: Window (smooth surface)
05/10/2016$ University$of$Bristol$ 13$
mmMAGIC'
Ground$reflec6on$at$28$GHz$
! Breakpoint$=$934'm'
! Propaga6on$is$dominated$by$
free$space$path$loss$
! Power$difference$of$up$to$20$dB$
due$to$fading$caused$by$the$
ground$reflec6on$
! Deep$fading$is$not$visible$in$
exis6ng$model$
$
! Ground'reflec>on'is'relevant' BP
for'new'(>'10'GHz)'models$
$
Deep fades
05/10/2016$ 14$
mmMAGIC'
Mul6MUser$Example$–$CEA$antenna$
! 6$Users$
! Simplified$MRT$to$each$user$
! Strong$interference$between$
user$1$and$5$
15$
mmMAGIC'
5G$RAN$Func6ons$and$Architecture$Integra6on$
Concepts and solutions for 5G
architecture. * D3.1 Initial concepts on 5G
architecture and integration.
16$
mmMAGIC'
Waveform$Design$ Frame$Structure$ Ini6al$Access$
A generic frame work for waveforms

An advanced beam codebook design
! Important$design$KPI’s$ 5 TDD frame configurations
" PeakMtoMAverageMPowerMRa6o$(PAPR)$ ! Design$KPI’s$ ! Design$KPI’s$

" Throughput$ " Access$delay$
" Robustness$against$RF$impairments$and$
Doppler$ " Robustness$to$HW$ " Access$ra6o$
impairments$and$Doppler$
" Compa6bility$with$mul6Mantenna$ " Overhead$
technologies$ " Latency$
" Mobility$support$ ! Design$principles:$
! Two$waveform$families$ Coupling$with$BF$(op6mised$
! Candidates$ "
code$book$design)$
" Mul6Mcarrier$vs$single$carrier$
" Separa6on$of$control$and$ " Exploita6on$of$context$
" Preliminary$evalua6on$available$(2$ Data$channels$
publica6ons)$ informa6on$
" SelfMcontained$structure$
" U6lising$subM6$GHz$network$for$
" Flexible$TDD$ signaling$
mmMAGIC'
Ini6al$Access$Schemes$
! Analyzed$overall$ini6al$access$
procedure$
! An$analysis$of$beamMscanning$based$ Components of mm-wave initial access
broadcast$
f1 t1 t2
! Modelling$of$the$broadcast$signaling$$ f2 P/2 t3 t4
! Simula6ons$to$obtain$op6mal$number$of$ P/2
beam$sectors$at$different$system$setups$
Space-Time division Space-Time-Frequency Space-Time-Power
(Sequential beams, TD) division (FD) division (PD)
! Sweeping$subframes$
Different possible broadcast signaling
! A$beamMbased$approach$for$common$
control$is$studied$
! Sweeping$subframes$for$downlink$have$
been$introduced,$carrying$all$required$ mm-wave
signals$and$channels$for$the$UE$to$perform$ AP
cell$search$and$read$essen6al$system$
informa6on.$
mm-wave
beam finding 18$
mmMAGIC'
Mul6Mantenna$and$Mul6Mnode$design$
! Mul6Mantenna$designs$and$schemes$
" A$wideband,$low$complexity$scheme$developed$for$hybrid$$
beamforming$in$mmMwave$access$$
" Mul6Mconnec6vity$backhaul$provision$for$moving$hotMspots$$
through$macro$cells$and$mmMwave$small$cells.$
" TradeMoff$between$beam$width$and$probability$of$beam$$
misMalignment$analysed$for$typical$urban$speed$variances$
" Op6mising$complexity$/$performance$tradeMoff$for$massive$$
antennaM2M$communica6ons$
! Mul6Mnode$designs$and$schemes$
" Mul6Mconnec6vity$based$joint$mmMwave/free$space$op6cal$links.$
" Mul6Mnode$coverage$analysis$with$ray$tracing$data$and$node$posi6ons$
05/10/2016$ 19$
mmMAGIC'
Hardware$Impairment$and$Antenna$Parameterisa6on$
! Extensive$analysis$and$modelling$on$Phase$
Noise$(PN)$
" The$PN$model$code$has$been$made$available$as$
open$source.$
" Included$in$3GPP$RAN1$contribu6on$R1M165685$
! Behavioural$models$for$power$amplifier$nonM
lineari6es,$incl.$phased$array$distor6on$analysis.$
! Modelling$antenna$arrays$
" Single$element$based$modelling$–$any$MxN$array.$
" Radia6on$paferns$incl.$coupling,$s$parameters.$
" Combining$with$Quadriga$allows$direc6onal$channel$
responses.$
05/10/2016$ 20$
$
mmMAGIC'
Conclusions$$
! mmMAGIC$collabora>on$is$progressing$to$develop$and$design$new$concepts$for$5G$
mobile$communica6ons$technology$opera6ng$in$the$6M100$GHz$range$
! The$developed$5G$$components$in$mmMAGIC$are$already$being$$fed$into$5G$$global$
standardiza6on$(3GPP)$and$WRC’19$preparatory$work$(ITUMR)$$
! mmMAGIC'project$is$contribu6ng$to$EC’s$$posi6oning$on$5G$standards,$spectrum$
and$architecture,$through$$ac6ve$contribu6ons$to$$EC’s$$5G$PPP$ini6a6ve$and$5G$
white$papers$$$$
$
Find'out'more'at:$hfps://5gMmmmagic.eu$
EC funding under Horizon 2020 5G PPP Program is
acknowledged!
21$
Millimeter(Wave,Based(Integrated(Mobile(Communications(for(5G(Networks((mmW5G)(
workshop(–(2nd(Edition(
(
General(Chairs:(Mythri(Hunukumbure((Samsung),(Maziar(Nekovee((Samsung),(Miurel(Tercero((Ericsson)(
(
Main(Topics:(
– Mm#wave(channel(sounding(and(modelling(
– Antenna(design(and(characterization(
– Advanced(multiple(antenna(systems((including(massive(MIMO)(
– Mm#wave(beamforming(techniques((Hybrid,(Analog(and(Digital)(
– Efficient(transceiver(architectures(and(design(
– Advanced(transceiver(schemes(for(access,(backhaul(and(self#backhaul(
– Novel(channel(estimation(techniques(
Paper(submission:(
Papers(should(be(submitted(to(the(conference(track((Workshop(6)(at(EDAS:(https://edas.info/newPaper.php?c=22926&track=82119(
(
Key(dates:(
Paper(Submission(Deadline:(15(October,(2016(
Notification(of(Acceptance:(15(December,(2016(
Camera#Ready(Submission:(12(January,(2017(
22$
THANK'YOU!'
23$
Radio&Interface&Design&for&mm2Wave&Mobile&
Radio&Access&Network&
!!Jian%Luo%
Ali!Zaidi,!Jaakko!Vihriala,!!
Domenico!Gius7niano,!Jafar!Mohammadi!!
EuMW‘2016,!London!Oct.!3F7,!2016!
!
!
Slide&1&
of&19&
Radio&Interface&Design&Overview&&
in&mmMAGIC&Project&
Topics:&
constraints& • Waveform&
mm2wave&Challenges&
Design&& mm2wave&Scenarios&
Channel&charact.&
Design&and&opDmize&
LOS/NLOS& • Channel&
Support&
Indoor/Outdoor&
code&&&
DirecFonal&links& WaveS
form&
Channel&
code&
Frame&
Structure& Retransmissi
Efficient&access& Access/Backhaul& on&
Blockage&&
schemes&
Require& Mobility&(up&to&
• Frame&
RF&impairments& MulFSantenna& vehicular)& structure&
tech.&
and&
Power&efficiency& Test&and&verify&
Diverse&UE&types&
numerology&
Low&latency& • MulFple&
Transceiver&arch.& SimulaFon& requirements&
access&and&
HardwareSinStheSLoop&Trial& …&
…& duplexing&
• IniFal&access&
Slide&2&
15/07/2016&
of&19&
Waveform&Candidates&
! MulFSCarrier&(MC)&family:&&
! Cyclic&Prefix&(CP)SOFDM&
! Windowed&(W)SOFDM&&
! PulseSshaped&(P)SOFDM&
! UniqueSWord&(UW)SOFDM&
! UniversalSFiltered&(UF)SOFDM,&&
! FBMCSQAM/OQAM&
Generic&frame&work&for&synthesizing&different&waveforms&
! Single&Carrier&(SC)&family&&
Discrete&Fourier&TransformSspread&
Focus&in&last&6&months:& !
(DFTSs)SOFDM&
! Transceiver&processing&algorithms& ! ZeroSTail&(ZT)SDFTSsSOFDM&
! ConFnuousSPhaseSModulaFon&(CPM)S
! IniFal&evaluaFon&of&waveforms& SCS&Frequency&Division&MulFple&
Access&(FDMA)&
! Constrained&Envelope&CPM&(ceCPMS
SC)&
Slide&3&
of&19&
Waveform&Comparison&&
–&Preliminary&Conclusions&
! KPI’s&for&EvaluaDons&
• EvaluaFon&based&on&analysis&and&simulaFon&
! Spectral&efficiency&
! Robustness&to&hardware& – Common&simulator&developed&in&Matlab/
impairments&and&Fme/frequency& SystemVue&
selecFve&channels&
• MC&waveforms&provide&high&spectral&efficiency&and&SC&
! Power&efficiency,&outSofSband&
emissions& waveforms&provide&low&PAPR&
! Time&localizaFon& • MC&waveforms&have&good&compaFbility&with&MIMO&
! ImplementaFon&complexity& technologies&(except&FBMCSOQAM)&and&robustness&to&
channel&freq.&selecFvity&
• SC&more&robust&to&phase&noise.&But&sophisFcated&
schemes&available&to&combat&phase&noise&in&MC&
• MC&waveforms,&DFTSsSOFDM,&and&ZTSDFTSsSOFDM,&
provide&high&flexibility&in&the&design&of&frame&structure&
• Low&complexity&windowing/pulse&shaping&of&OFDM&is&
an&efficient&tool&for&reducing&outSofSband&emissions&
• Certain&SC&&(CPM&based)&waveforms&can&provide&very&
low&PAPR&and&interesFng&for&control&channel&
OutSofSband&reducFon&by&window/pulse&shape&
Slide&4&
of&19&
–&MulFSCarrier&Summary&
Slide&5&
of&19&
–&Single&Carrier&Summary&
Slide&6&
of&19&
Channel&Coding&
! Three&code&classes&invesFgated&
! Turbo&codes,&SCSLDPC&codes,&Polar&codes&
! The&three&code&classes&have&similar&error&
correcFon&performance&for&large&block&
lengths&
! Polar&codes&have&lower&complexity&than&
Turbo&and&LDPC&codes&
! Turbo&codes&have&higher&suitability&to&
retransmission&(incremental&redundancy)&
than&Polar&and&LDPC&codes&
! Turbo&and&LDPC&require&lower&memory&
than&Polar&codes&
! LDPC&codes&have&lower&latency&than&Polar&
and&Turbo&codes&
! Although&a&single&code&family&is&preferable,&a&channel&code&soluFon&may&
comprise&of&more&than&one&code&to&meet&diverse&use&requirements&
Slide&7&
15/07/2016&
of&19&
Retransmission&Schemes&
! Novel&HARQ&methods&for&single&hop&and&mulFS
hop&scenarios.&&The&proposed&HARQ&protocols&are&
fast,&lowSoverhead,&reliable&and&do&not&require&
fixed&Fming.&&
! For&mulFShop&scenarios,&relay&RLC&protocol&is&a&
promising&candidate&due&to&low&latency.&&
! Early&detecFon&of&packet&errors&without&full&FEC&
decoding&can&be&used&to&speed&up&retransmission,&
in&case&of&iteraFve&decoders.&
! EvaluaFons&show&good&performance&for&turboS
encoded&packets&with&two&decoding&iteraFons.& 3500
! HARQ&latency&can&also&be&reduced&if&the&receiver& M=2,N =10, µ=1, ω =1, a=0.5,
Expected delay (channel use)

t
esFmates&the&number&of&further&retransmissions& 3000 K=500, L=1000, Pmax=18 dB,

ε=0.75, ϑ=0.5
that&are&required&to&guarantee&successful&
decoding&and&informs&the&transmiier.&Ajerwards,& 2500
Standard HARQ
the&receiver&can&remain&silent&unFl&the&required& Proposed fast HARQ
number&of&retransmissions&are&performed.&& 2000
1500
2 4 6 8 10 12 14
Consumed power Pcons (dB)
Slide&8&
of&19&
Numerology&Design&
• Numerology&design&parameters&
– Sampling&clock&frequency,&subcarrier&spacing,&cyclic&prefix&
length,&transmission&Fme&interval,&supported&bandwidth,&FFT&
size.&
• Numerology&for&OFDM&
– Scaled&LTE&numerology&is&proposed,&with&subcarrier&spacing&=&2L&
×&15&kHz&
– Symbol&duraFon,&CP&duraFon&and&sampling&frequency&scale&
accordingly,&but&FFT&size&remains&(almost)&constant.&
– Scalable&for&all&bandwidths&and&carrier&frequencies.&
• Numerology&for&FBMC&
– Consists&of&numerology&design&for&filter&bank&mulFcarrier&
waveforms.&
– Two&different&subcarrier&spacings.&
– Low&and&high&overhead&opFons.&
Slide&9&
of&19&
Frame&structure&Design&
! DMRS&design&
• Frame&structure&design&parameters:&
! “Front&loaded”&DMRS,&where&most&of&the&DMRS&
– DMRS&structure,&control/data&mulFplexing& energy&is&in&the&beginning&of&the&subframe.&
principle,&synchronizaFon&signal&design.&
! Shows&considerable&gain&for&high&Doppler&with&
• Baseline&frame&structure& phase&noise&
– 4&basic&subframe&types:&DL&only,&UL&only,&two&! SynchronizaFon&signal&design&
special&subframe.&
– Supports&fully&flexible&TDD&(also&FDD),&low& ! 5G&with&higher&frequencies&and&beamforming&
require&new&design&of&PSS,&SSS,&ESS.&
latency,&controllable&overhead.&
• Backhaul&support& ! Beam&measurement&reference&signal&
– The&baseline&doesn’t&consider&backhauling.& ! Fast&and&flexible&periodic&channel&measurements&
We&propose&a&frame&structure&where&there& should&be&supported&by&frame&structure&design,&
tailored&for&one&of&the&most&crucial&enabling&
are&dedicated&resources&for&BH&transmission.& techniques&for&mmSwave&S&hybrid&beamforming.&
TDD&
frame&
configura
Dons&
IntegraDng&backhaul&and&access&in&a&subframe&
Slide&10&
of&19&
MulFple&Access&&
and&Duplexing&Schemes&
• SpaFal&Division&MulFple&Access&to&support&SelfSBackhauling&
– Method&proposed&for&inSband&selfSbackhauling&in&a&dynamic&FmeS
division&duplex&(TDD)&manner&
! ListenSajerStalk&(LAT)&mechanism:&For&spectrum&sharing&scenarios&
and&solve&the&main&problems&of&listenSbeforeStalk&(LBT)&&
! Distributed&Beam&Scheduling&for&
MulFSRAT&Coexistence&
! Novel&distributed&learning&algorithm&&
! different&APs&cooperaFvely&and&
iteraFvely&update&the&beam&
sequences&
Slide&11&
of&19&
IniFal&Access&Schemes&(I)&
• Analyzed&overall&iniFal&access&
procedure&
• An&analysis&of&beamSscanning& Components&of&mmSwave&iniFal&access&
based&broadcast&
– Modelling&of&the&broadcast&
f1
signaling&& f2
t1 t2
P/2 t3 t4
– SimulaFons&to&obtain&opFmal& P/2
number&of&beam&sectors&at&
different&system&setups& Space-Time division
(Sequential beams, TD)
Space-Time-Frequency
division (FD)
Space-Time-Power
division (PD)
• Sweeping&subframes& Different&possible&broadcast&signaling&
– A&beamSbased&approach&for&
common&control&is&studied&
– Sweeping&subframes&for&
downlink&have&been&introduced,&
carrying&all&required&signals&and&
channels&for&the&UE&to&perform&
cell&search&and&read&essenFal&
system&informaFon.&
Slide&12&
of&19&
IniFal&Access&Schemes&(II)&
• Schemes&and&Codebook&Design&for&Hybrid&
Beamforming&
– Novel&schemes&and&codebook&design&for&
hybrid&beamforming&have&been&invesFgated&
– Formulated&an&opFmizaFon&problem&to&
approximate&a&fullySdigital,&mulFSbeam&
codebook& IllustraFon&of&new&codebook&design&
– Parallel&scanning&has&been&introduced&&
• It&exploits&simultaneous,&mulFSdirecFon&
recepFon&capability&of&hybrid&analogSdigital&
transceivers&
• It&outperforms&the&sequenFal&recepFon&
approach&significantly&in&the&simulaFon&results&
! Coordinated&Beam&Searching&
! clustered&mmSwave&Small&
Cells&(SC)&scenario,&where&the&
mmSCs&within&a&cluster&are&
connected&with&each&other&via&
the&backhaul&link&
Gain&by&new&codebook&design&
! SoluFon&to&reduce&the&iniFal&
access&Fme&through&
coordinaFon& Slide&13&
Coordinated&Beam&Searching&
of&19&
IniFal&Access&Schemes&(III)&
! QoSScentric&resource&allocaFon&
framework&S&mulFpleSUE&access&
&
!
! Available&RF&frontSends&are&allocated&
in&such&a&way&that&the&achievable&
average&rate&of&one&UE&is&maximized&
! subject&to&a&given&latency&constraint&
on&the&communicaFon&between&the&
AP&and&the&other&UE.&
! Formulated&three&potenFal&strategies&
(with&respect&to&Fming)&of&decoupling&
the&available&RF&chain&at&the&AP&
! Power&Efficient&Beam&Sweeping&
! Power&efficient&beam&sweeping&has&
been&introduced&&
! OpFmizaFon&problem&has&been&
formulated&relying&on&the&historical&
data&and&radiated&energy&only&over&
the&relevant&area&
Slide&14&
of&19&
HardwareSinStheSLoop&(HIL)&Trials&&
S&ObjecFves&
• Demonstrate&feasibility&and&robustness&of&the&developed&
concepts&through&simulaFons&and&by&hardware2in2the2loop&
(HIL)&experiments&
• HIL&shows&impact&of&hardware&impairments&and&real&
channel&
! I/Q&imbalance& ! Shadowing&&
! PA&nonlineariFes& ! Blocking&
! Phase&noise& ! PenetraFon&
! Frequency&offset& ! Doppler&shij&
! ADC/DAC&resoluFon& ! MulFpath&
Slide&15&
of&19&
HardwareSinStheSLoop&(HIL)&Trials&&
S&Principle&
Slide&16&
of&19&
HardwareSinStheSLoop&(HIL)&Trials&S&
Current&status&
• First&trials&have&been&started&with&waveforms&
from&simulator&
• First&transmissions&of&waveforms&from&
partners&have&been&performed,&not&yet&
analyzed&
• PIMRC‘16:&different&HIL&setups&(Keysight&/&
R&S)&will&be&shown&
Slide&17&
of&19&
Conclusions&
• A&number&of&waveform&candidates&are&evaluated&and&
compared&on&high&level&
– OFDMSbased&waveform&is&good&candidate&
• A&channel&code&soluFon&may&comprise&of&more&than&one&
code&to&meet&diverse&use&requirements&
• Novel&HARQ&methods&for&single&hop&and&mulFShop&
proposed&
• Flexible&TDD&frame&structure&with&6&configuraFon&opFons&
• Joint&backhaul&and&access&integraFon&supported&
• Techniques&proposed&for&different&components&of&iniFal&
access&procedure&
• HIL&trial&ongoing&to&verify&(a&subset&of)&proposed&techniques&
Slide&18&
of&19&
THANK&YOU!&
Find&out&more&at&hips://5gSmmmagic.eu&
Slide&19&
19&
of&19&
6–100%GHz%Channel%Modeling%for%5G:%
Perspec<ve%and%Outcomes%of%mmMAGIC%
Wilhelm&Keusgen&
Fraunhofer&Heinrich9Hertz9Ins=tut&
wilhelm.keusgen@hhi.fraunhofer.de&
Slide&1&
of&24&
Outline&
! Introduc=on&
! mmMagic&Project&
! Channel&Models&
! Measurements&
! Ini=al&Channel&Model&
Slide&2&
of&24&
mmMagic&Overview&
! Millimetre-Wave Based Mobile Radio Access Network for 5G

Integrated Communications
! H2020 ICT-14 (5G PPP) call proposal
! Targeting primarily the strand “Radio network architecture and
technologies”
! Duration: two years
! Budget EURO 8.165M, 885 MMs
! 19 partners
Slide&3&
of&24&
mmMAGIC&Structure&and&Status&
Deliverables%and%white%papers%
! D1.1&‘Use&cases&characteriza=on,&KPIs&
and&preferred&suitable&frequency&
ranges&for&future&5G&systems&between& WP4: Radio interface
WP1: Technology Enablers and Visualization
WP5: Multi-node and

6&GHz&and&100&GHz’&(31&Nov.&2015),& multi-antenna design
definitions and
Solutions, functions
available&online& concepts
! White&Paper&“69100&GHz&Channel&
Modelling&for&5G:&Measurement&and& Scenarios,
spectrum, WP3: RAN functions,
Modelling&Plans&in&mmMAGIC”,& KPIs architecture, and
available&online&& integration
! D2.1%“Ini<al%channel%model%for%the%
frequency%range%6L100%GHz”%(31%
Channel
models
March%2016)%
! D3.1&‘Ini=al&concepts&on&5G&
architecture&and&integra=on&’&(31& WP2: Channel measurements and modelling
March&2016)&
WP6: Project management and dissemination
! D5.1&‘Requirements&analysis&for&mul=9
node&and&mul=9antenna&transmi_er&
and&receiver&architectures&and&
schemes’&(31&March&2016)&
Slide&4&
of&24&
WP2:&Ambi=on&and&Implementa=on&
! Key&ambi=on:&develop&
new&modelling&
approaches&and&unified&
geometry9based&
stochas=c&3D&channel&
model&for&link9&and&
system9level&evalua=on&
for&the&frequency&range&
6–100&GHz&
! Hybrid%approach:%
comprehensive&channel&
measurements&and&
complemen=ng&map9
based&simula=ons&
Slide&5&
of&24&
New&spectrum&for&5G&
! New&spectrum&below&6&GHz&(e.g.&3.5&GHz&CBRS)&
! Much&larger&channel&bandwidth&in&“mmLwave”&range&(6&–&100&
GHz)&for&Enhanced%Mobile%Broadband%
! FCC&no=ce&of&proposed&rulemaking&(NRPM):&28,&37,&39,&64&–&
71&GHz&
! Proposed&frequency&bands&for&WRC915&from&regional&groups:&
Slide&6&
of&24&
Geometry9based&stochas=c&channel&
models:&History&
Further%
! New&York&
Wireless&(2015)&
! 5GCM&White&
Paper&“5G&
Channel&Model&
for&bands&up&to&
100&GHz”&(2015
/2016)&
Slide&7&
of&24&
Quasi&Determinis=c&Modelling&
! Large9Scale&Parameters&(Shadow&Fading,&Delay9Spread&etc.)&
! Posi=on&of&sca_erers&based&on&azimuth&angle&of&arrival&(AoA)&and&eleva=on&
angle&of&arrival&(EoA)&and&length&of&propaga=on&path&(propaga=on&delay)&
! Strength&of&the&mul=path&signals&(path&power)&
! Impact&of&mul=path&propaga=on&to&polarisa=on&(XPRenv)%
! Antenna&effects&&
(pa_ern,&polariza=on,&distance&between&antenna&elements)&
! Time&Evolu=on&&
Phase&changes&caused&by&movement&(„drining“)&
! Path&loss,&LOS9&or&N9LOS9&situa=on&
Slide&8&
of&24&
Underlying&Measurements&
Slide&9&
of&24&
WP2:&Measurement&Bands&
Slide&10&
of&24&
Measurement&Scenarios&&
Overview&(1/2)&
Overall&
scenario&
Arild%Vågen,%hWps://
crea<vecommons.org/licenses/byL
sa/3.0/deed.en%
Slide&11&
of&24&
Measurement&Scenarios&
Overview&(2/2)&
Uzyel%hWps://
crea<vecommons.org/licenses/byL
sa/3.0/deed.en%
Slide&12&
of&24&
mmMagic&Measurement&Campaigns&(1):&&
Aalto,&EAB&
Aalto’s% EAB’s%O2I%
street% measureL
canyon% ments%%
microcell% @%four%
measureL frequencies%
ments%%
@%28GHz%
Slide&13&
of&24&
mmMAGIC&Measurement&Campaigns&(2):&&
Uni&Bristol&&
Measurements&@Uni&Bristol,&UK,&see&
h_ps://5g9mmMAGIC.eu&for&videos&of& 60%GHz%
measurements&in&ac=on&
2016/06/2 14&
7&
Slide&14&
of&24&
mmMagic&Measurement&Campaigns&(3):&&
HHI&
HHI%&%R&S%mul<band%
UMi%street%canyon%
measurements%%
@%10,%28%,%41,%82%GHz%
Slide&15&
of&24&
mmMagic&Measurement&Campaigns&(4):&
Aalto’s&channel&sounding&in&Helsinki&airport&
39D&point&cloud&model&
Frequency%bands% 15, 28,%63,%and%86%GHz%
of&the&environment&
BS&height&& 5.68&m&
MS&height&& 1.58&m&
Link&distance& 17&–&100&m&
Findings%
• Single9bounce&specular& Rx1%
reflec=ons,&diffuse& Tx3%
sca_ering&deliver&energy&
to&deep9NLOS&regions&
• Greater&delay&dispersion&
than&street&canyon,&
similar&to&open&square.&
Slide&16&
of&24&
mmMagic&Measurement&Campaigns&(5):&Extreme&Angle&
Resolu=on&Measurements&(EAB),&5.8,&14.8,&58.7&GHz&
Signal&Strength&Viewed&from&&TX&
Slide&17&
of&24&
mmMagic&Channel&Model&
Slide&18&
of&24&
5G&Channel&Model&Requirements&
! Frequency&and&bandwidth&support&
! Applicability&and&consistency&over&the&frequency&range&0.5–100&GHz&
! Support&of&very&large&bandwidth&(>2&GHz)&
! Frequency9dependent&antenna&characteris=cs&
! Mobility&and&temporal&variability&
! Blockage&and&=me&variance&by&dynamic&sca_ers&
! Con=nuous&varia=ons&over&=me&
! Spa=al&consistency:&channel&varia=ons&con=nuous&and&unambiguously&
defined&over&space&
! Path&and&sub9path&modelling&
! High&spa=al&accuracy&of&paths&
! Modelling&of&ground&reflec=on&
Slide&19&
of&24&
mmMAGIC&Ini=al&Channel&Model&
! Stay&aligned&with&the&3GPP93D&channel&model&methodology&
! Parameter&tables&extended&based&on&literature&values:&
support&of&mm9wave&(10–80&GHz),&addi=onal&values&for&
frequency&dependency&
! Scenarios:&UMi&street&canyon&and&indoor,&LOS&and&NLOS&
! Ini=al&mmMAGIC&model&implemented&in&QuaDRiGa&version&
1.4:&parameter&tables&for&10–80&GHz&(in&addi=on&to&0.45–6&
GHz),&up&to&100&MHz&bandwidth&
Slide&20&
of&24&
Effec=ve&Channels&for&&
Link9Level&Simula=ons&
! Single9User&Example&@&25&
GHz&
! Radiated&power&projected&on&
x9y&plane&
! 6.6&dBi&gain&of&single&element&
(80°&FWHM)&
! 24.7&dBi&array&gain&
! 11°&beam&width&
! 13.4&dB&distance&to&nearest&
side&lobe&
! Coupling&included&
Slide&21&
of&24&
Two9Ray&Propaga=on&@&Quadriga&
! Simple&two9ray&
propaga=on&
model:&LOS&path&
and&ground9
reflected&path&
! Fresnel&reflec=on&
coefficient&based&
on&literature&value&
for&asphalt&
! Calcula=on&of&
band9limited&
normalized&
received&power&
Slide&22&
of&24&
Simula=on&Result&@&28&GHz&
! Propaga=on&is&dominated&
by&free&space&path&loss&
! Power&difference&of&up&to&
20&dB&due&to&fading&
caused&by&the&ground&
reflec=on&
! Deep&fading&is&not&visible&
in&exis=ng&model&
! Ground%reflec<on%is%
relevant%for%new%models%%%%%
(6%GHz)& Deep&fades&
Slide&23&
of&24&
Conclusion&and&Future&Work&
! Work&towards&unified&channel&model&for&frequency&range&6–100&GHz&
! Ini=al&model&
! In&line&with&3GPP93D&model,&but&extended&features&
! Open&source&implementa=on&in&form&of&QuaDRiGa&
! In=al&parameter&tables&for&10–80&GHz&
! Massive&amount&of&data&collected&by&measurements&in&the&first&phase&of&the&project,&
further&extensive&campaigns&in&more&than&eight&frequency&bands&from&6&to&100&GHz&
! Ini=al&system&level&evalua=on&for&5G&with&small9cells&opera=ng&at&28,&60,&and&73GHz&
bands&
! Next&steps:&inves=ga=ons&on&frequency&dependency&of&LSPs&and&bandwidth&support&
based&on&mmMAGIC&data&!&update&of&parameter&tables&in&2016&
! Support&of&standardisa=on&ac=vi=es&in&3GPP&and&ITU9R&with&available&results&
&!&propose&extension&or&amendemnt&of&ini=al&5G&channel&model&in&3GPP&
! Deliverable&D2.2&(March&2017):&results&of&all&measurement&campaigns&and&
final&mmMAGIC&channel&model&
Slide&24&
of&24&
Millimeter-Wave for 5G
from MiWEBA to 5G-MiEdge
Kei Sakaguchi
Tokyo Institute of Technology
& Fraunhofer HHI

Mobile Communications Research Group
Acknowledgement
1. Research & Development of 2. Research & Development of Multiple
Spectrum Usage for Wireless Access Access & Interference Control
Networks at Millimeter-Wave Band Schemes for Millimeter-Wave
(2012 2016) Wireless Access (2013 - 2016)
mmWave CMOS IC, mmWave antenna, mmWave AP, multiple access,
mmWave backhaul, mmWave gate multi-AP coordination, co-existence
3. Millimeter-Wave Evolution for 4. Millimeter-Wave Edge Cloud as an

Backhaul & Access (2013 – 2016) Enabler for 5G-Ecosystem
mmWave for 5G, C/U splitting, LTE-WLAN (2016 –2019)
aggregation, SLS, beamforming antenna, mmWave access, MEC, liquid RAN C-plane,
mmWave channel model user/application centric orchestration
Oct 3, 2016 2
Explosion of Mobile Traffic
• Explosion of mobile traffic due to popularization of smart phones and tables
• Required capacity of cellular networks: x2 / year → x1000 / 10 years
@ CISCO Visual Networking Index:

Global Network Traffic Forecast Update, 2015-2020, Feb. 2016.
Oct 3, 2016 3
Evolution of Cellular Networks

?
10Gbps
5G
• Video chat
• Cloud storage ?
• GPS navigation
100Mbps
• International 4G • 3GPP Rel.8 (LTE)
• Mobile internet • MIMO-OFDM
• Wi-Fi hotspot
384kbps • Voice call 3G • 3GPP Rel.99
• SMS • WCDMA
13kbps 2G • GSM/PDC
• GMSK/π/4-QPSK
1990 2000 2010 2020

Oct 3, 2016 4
Requirement in G (IMT2020)
• Three applications of 5G selected in ITU-R
Enhanced MBB Massive MTC (IoT) Ultra-Reliable LLC
• Key capabilities to realize eMBB
>10Gbps peak user rate, >1000x system rate, energy efficiency
• Indispensible technology to realize eMBB mmWave HetNet
3 Key Use Cases of 5G 8 Key Capabilities (KPIs) of 5G
Enhanced Mobile Broadband
Gigabytes in a second
3D video, UHD screens
Work and play in the cloud

Smart Home/Building
Augmented reality
Industry automation
Voice Mission critical application,

e.g. e-health
Smart City Self Driving Car
Future IMT
Massive Machine Type Ultra-reliable and Low Latency

Communications Communications
Oct 3, 2016 @ Recommendation of ITU-R M.2083-0, Sep. 2015 5
12 Disruptive Technologies by 2025

eMBB
IoT
IoT Era of ICT
eMBB until 2025
urLLC
urLLC
@ Disruptive technologies:
Advances that will transform life, business,
and the global economy,
McKinsey&Company, May 2013.
Oct 3, 2016 6
Why mmWave
" Bandwidth Channel allocation in Japan
300MHz 3GHz
Proportional to carrier frequency
B = α f0 [Hz] 3GHz 30GHz
" Coverage 30GHz 300GHz

Inversely proportional to carrier freq.
d0 = β [m]
f0 Data Rate & Coverage
" Data rate per user
Coverage
Data rate
B log 2 (1+ γ 0 )
C0 =
ηπ d0 2
≈ Ο ( f 0
3
) [bps]
Motivation of using mmWave small cell

Oct 3, 2016 Frequency f0 7
5G mmWave Technologies
• mmWave access technologies are 90% ready and under standardization
• New control plane and network virtualization architecture should be identified
• mmWave spectrum and coexistence issues should be solved by WRC-19
• New service for automatic drive using mmWave will emerge in 5G ecosystem
Above&&and&below&6&GHZ&&&& New&Waveforms& Beamforming/Mul<=antenna
Filter=Bank&Mul<=Carrier&
700 MHz 3 GHz 18 27 30 GHz Half&
=wavelength
FSK QAM
Legacy bands New bands
5G
Channel FQAM
models
Network&&&RAN&Architecture Spectrum&coexistence& 5G&for&Automo<ve/Ver<cals&
Server
Source 5G PPP white paper on verticals

Oct 3, 2016 8
World 5G Activities
5GPPP, EU, Dec. 2013. ITU-R WP5D. METIS, EU, Nov. 2012.
5G-Infrastructure Public Private M.[Future Technology Trends], Oct. 2014. Mobile and wireless communications
Partnership Association. M.[IMT.Vision], June 2015. Enablers for Twenty-twenty (2020)
M.[IMT.Above 6GHz], June 2015. Information Society
3rd Generation Partnership Project. 5G Forum, Korea, May 2013.

Rel. 14, 2016.
Rel. 15, 2018.
20B AH, Japan, Sep. 2013.

The Brooklyn 5G Summit, 2020 and Beyond AdHoc.
USA, April 2014.
MiWEBA, EU & Japan, June. 2013. 5GMF, Japan, Sep. 2014.

IMT-2020, China, Mar. 2013. The Fifth Generation
IMT-2020 (5G) Promotion Group Millimeter-Wave Evolution
for Backhaul and Access. Mobile Communications
Promotion Forum.
Oct 3, 2016 9
In EU mmWave Related Projects?

Who are pushing mmWave in EU? Supporters
2012 - 2015
5G concept and requirements, mmWave spectrum
2013 - 2016
mmWave HetNet, 60GHz channel model, beamforming
2014 - 2017
60 - 86GHz, mmWave small-cell, RF frontend
2015 – 2018
92 - 95GHz, mmWave backhaul, TWTA
2015 - 2017
6 - 100GHz, channel modeling, spectrum selection
Oct 3, 2016 10
Japanese Activities for mmWave
MmWave pioneers MmWave divers
1996 – 2009 –
mmWave BB wireless access 38GHz, MMIC, mmWave access
2007 – 2009 –
IEEE802.15.3c, 60GHz regulation NFC, TransferJet, WirelessHD
2007 – 2013 –
mmWave backhaul, 28Gbps/user NFC, TransferJet, IEEE802.15.3d
2009 – 2015 –
IEEE802.11ad/WiGig, MU-MIMO 5G, 44GHz, Massive-MIMO
2009 – 2015 –
Channel measurement, 11GHz, … 5G, MU-MIMO, 12Gbps/4 users
Oct 3, 2016 11
MiWEBA Project
• Project name
Millimeter-wave Evolution for Backhaul & Access (MiWEBA)
• Period
June 2013 – May 2016
• Funds
EU-Japan ICT 2013 funded by EC (FP7) in EU and MIC in Japan
• Consortium partners
Fraunhofer Heinrich-Hertz-Institut Osaka University (Osaka Uni)
(FhG-HHI)
Intel Mobile Communications (IMC) KDDI R&D Laboratories (KDDI)
Commissariat à l’Energie Atomique
(CEA) Panasonic AVC Networks (PAVC)
Orange Labs (Orange)
Politechnico di Milano (POLIMI) (Tokyo Tech)
Oct 3, 2016 12
Success History of MiWEBA
2012
• Proposed the concept of mmWave overlay HetNet for 5G
K.Sakaguchi, et.al., “mmWave evolution for 5G cellular networks,” IEICE
Trans. Commun., vol. E98-B, no.3, Mar. 2015
2013
• Project started
2014
• Contribution to 3GPP RAN2 about C/U splitting
• Contribution to ESTI ORI about CPRI compression
• Contribution to 3GPP RAN2 about LTE/WLAN aggregation
2015 • Contribution to ITU-R
ITU-R M.2376, “Technical feasibility of IMT in bands
above 6GHz,” July 2015.
2016
• Developed PoC of mmWave overlay HetNet
• Project ended
Oct 3, 2016 13
MiWEBA 5G Architecture
• Millimeter-wave small-cell BSs o realize 1000x gain on system rate
• C/U splitting and C-RAN architecture to realize efficient RRM for small-cells
Mobility & traffic of all users 1000 times data rate via
are managed via macro BS mmWave small-cell BSs
by Control/User plane splitting (e.g. 60GHz 11ay, 8GHz NR)
Inter connection between Centralized radio resource

small-cell BSs and macro BS management via C-RAN for
via next generation CPRI efficient operation of HetNet
Oct 3, 2016 14

Oct 3, 2016 15
PoC of mmWave Access

• Deployment of mmWave (WiGig) access points in Narita airport
• 7.5 Gbps / AP with 3-user mutiplexing and beamforming technology
Oct 3, 2016 16

Oct 3, 2016 17
PoC of mmWave HetNet

• Integration of mmWave access & backhaul over LTE networks (PDCP split)
• World 1st PoC of LTE/WiGig(Wi-Fi) aggregation with mmWave backhaul
Oct 3, 2016 18

Oct 3, 2016 19
PoC of mmWave RRM

• Integration of C-RAN with three 60GHz mmWave access & 40GHz backhaul
• Novel RRM with pre-fetching and caching by using context information
Oct 3, 2016 20
mmWave Resource Management
• System rate increases against # of small-cell BSs in high traffic scenarios
• 1000 times system rate is achieved by 30x 60G small-cell BSs in 10 years
• Performance of 60G small-cell BSs is better than that with 3G small-cell BSs
1000 times system 10 years

rate is achieved
by 60G in 10 years
5 years
60G is better than

3G in 5 years Present
Oct 3, 2016 21
IMT-2020 Work Plan in ITU-R

• ITU-R M.2083, Framework and overall objective of the future development of
IMT for 2020 and beyond, Sep. 2015.
• ITU-R M.2376, Technical feasibility of IMT in bands above 6GHz, July 2015.
Oct 3, 2016 22
5G-MiEdge (MiWEBA II) Project
• Project name
Millimeter-wave Edge Cloud as an Enabler for 5G Ecosystem (5G-MiEdge)
• Period
July 2016 – June 2019
• Funds
EUJ-01-2016: 5G-Next Generation Communication Networks,
by Horizon2020 in EU and MIC in Japan
• Consortium partners
Fraunhofer Heinrich-Hertz-Institut Tokyo Institute of Technology
(FhG-HHI) (TTech)
Commissariat à l’Energie Atomique
(CEA) KDDI R&D Laboratories (KLAB)
Intel Deutschland GmbH (Intel)
Panasonic Corporation (PANA)
Telecom Italia (TI)
Sapienza University of Rome (URom)

Oct 3, 2016 23
New Challenges in 5G-MiEdge

• Ultra High Speed & Low Latency Applications emerge in 5G Phase 2
• Location specific & aggregated data to be transferred instantaneously
New applications in Olympic games
5G Phase 2 Game movie
uHS
eMBB
Data rate
LLC Game movie Entrance Gate
Entertainment in transportation
mMTC uRLLC
Relaying
Prefetching
5G Phase 1
Caching
Latency Watch movie
Oct 3, 2016 24
Technology for 5G-MiEdge
Data rate Connectivity E2E latency CAPEX/OPEX
mmWave HetNet Novel ARQ Shared license
Massive MIMO C/U splitting MEC RAN virtualization
mmWave Edge Cloud Liquid RAN C-plane User/application

centric orchestration
Prefetch/cach user data/ Collect context (location,
application and transfer action, etc.) information Network orchestration of
them instantaneously and provide traffic MiEdge AP (SDN) by user
between MiEdge AP & forecast to users and or application provider
UE application providers
Oct 3, 2016 25
Overall Vision of 5G-MiEdge

• Develop 5G (eco) system to realize uHSLLC with low CAPEX/OPEX
• Deploy 5G-MiEdge in 5G Berlin testbed & 2020 Tokyo Olympic game area
Oct 3, 2016 26
Frequency Spectrum for 5G
• Select spectrum per application in WRC-19 (e.g. outdoor, HSLLC, indoor)
Allocation status
Frequency Bandwidth
[GHz] [GHz]
JP US EU
27.94-29.45 1.5 Fixed-satellite Fixed-satellite Aeronautical radio-navigation
Radio-navigation, Earth
Radio-navigation, Space
31.8-33.4 1.6 Unused exploration-satellite (active),
research, Inter-satellite
Space research (active)
40.5-43.5 3 Fixed Fixed-satellite Fixed, Radio-navigation
45.5-47.0 1.5 Unused Mobile Fixed
47.2-50.2 3 Unused Fixed Fixed
Earth exploration-satellite
55.78-57.0 1.22 Fixed, Mobile Maritime radio-navigation
(passive)
57.0-66.0 Unlicensed Unlicensed (-64) Unlicensed
66.0-71.0 19 Unused Fixed Fixed
71.0-76.0 Fixed, Mobile Fixed Fixed
Earth exploration-satellite, Fixed,

81.0-86.0 5 Fixed, Mobile Fixed
Radio-navigation
Oct 3, 2016 27
5G-Berlin Testbed
Integrate your 5G technologies in our 5G testbeds
5G –Access, -Core & Xhaul

Technology to be tested in one Place
Ultra-dense Networks Massive MIMO
5G Berlin contributes in the global
research arena being a place to have 5G
related researchers join their effort,
interact across disciplinary borders and
test latest technologies, system
Car2Car & Car2X Machine-Type Commun. components and applications in a real
world setup.
Join 5G Research
www.5GBerlin.de
info@5Gberlin.de
Multihop & Relay Industrial Wireless
Oct 3, 2016 28
Berlin 5G Week
Oct 3, 2016 http://www.berlin5gweek.org/ 29
Harmonization with Japanese 5G
All Japan 5G Testbed

“Final Report from the Radio Policy Vision Council,” MIC Japan, Dec. 2014.
Oct 3, 2016 30
Summary
Summary of outcomes from MiWEBA project
Original 5G KPIs can be achieved by
• 10 Gbps user rate by mmWave access & massive MIMO
• 1000x system rate by HetNet with C/U splitting
• Centralized RRM by taking context information of users
Challenges in 5G-MiEdge project

New application of uHSLLC might be achieved by
• Combination of mmWave access & mobile edge cloud
• Liquid RAN C-plane & user/application centric orchestration
• Application (scenario) specific mmWave spectrum regulation
Oct 3, 2016 31

WM02 Millimeter Wave Electronics For High Capacity Wireless Networks Workshop Slides

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Millimetre(Wave(Electronics(for(

HUAWEI TECHNOLOGIES CO., LTD. www.huawei.com

:30-32pt 1 ms 10Gbps 1,000K 500km/h 10 Mbps/m2

: 30~50x 100x 100x 1.5x Densification

38 GHz band: 28 MHz bandwidth with 16-level = 10 TX

RADIO& 250&MHz& Radio& Digital&

1st,Genera;on, 2nd,Genera;on, 3rd,Genera;on,,,,,,,,,,,,,,,,,

T Medium 64-QAM - 32 dBi

: Arial 64-QAM - 38 dBi

52 (51.4-52.6) NOTHING NOTHING E7band&volume&fast&increasing&(>130&M$)&&

Traditional Radio Link

T Medium Trunk GaN

:18-20pt 10 20 30 40 50 60 70 80 90 100 Beyond100 GHz

VBr [v] 10 V 4V 25 V 1V 3.2 V 1.7 V 5V

Cost/mm2 Medium Medium High Low Low Low High

:32-35pt D(Band,Research,Program, I" IFTx&

& & &Gain>32dBi&

“…….& the& backhaul& por:on& of& the&

Aux&DC& 10/100/& 10/100/& SFP& USB&

Free space loss=

0-30 30-60 60-90 90-120 120-150 150-180 180-210

Rain fade = 15dB

This supports a datarate of >10GB/s in a 2GHz channel using 256QAM

MPA!&!variable!gain PA waveguide LNA!&!variable!gain

25% 8& 8.00

100% 4&wafers&22,800&devices& Increasing&Vc&to&+0.2V&increases&

F undamental,BS econdBandBT hirdBBHarmonicBP owers B(dB m)

Lowband Multiplier: PX70

NF OIP3 ph noise (dBc)

130&to&134&& 141&to&148.5&GHz& 151.5&to&164&GHz& 167&to&174.5&GHz&

• Introduction and motivation

• Recent progress in different technologies and

 High output power performance

FBH THz MMIC technologies

MMIC chipset – 96 GHz

MMIC chipset – up-converter

W-band up converter mixer with HBT MMIC

W-band down converter with HBT MMIC

RF @ 85-95 GHz Slide 11

MMIC chipset – medium PA

• 90 GHz medium power amplifier

T. Al-Sawaf et al., “G-Band Frequency Doubler based on

Full G-band frequency multiplier

SciFab Foundry Project Partners

SiGe BiCMOS fabrication

• InP G2 forms the pad

ADS design kit

Full Momentum stack available

MMIC Development roadmap

InP DHBT impedance remains

(de-embedded to reference planes P1, P1')

Insertion loss (dB)

Frequency (GHz) Frequency (GHz) Slide 22

Flip-chip mounted mm-wave circuits

Power amplifier 90 GHz

… works electrically, but still needs

Peak performance fmax = 450 GHz at IC = 4 mA/µm²

NLOS& TradiYonal&Microwave&Frequencies& Millimetre&Wave&Frequencies&

Core& 1" 2"

Core& 1" 2" 3"

Core& 1" 2"

Core& 1" 2" 3"

requirements&in&terms&of& MAC MAC SCG SF