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Planning for Community
Planning for Community

Phil Heywood
Copyright © 2024 by John Wiley & Sons, Inc. All rights reserved.

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Library of Congress Cataloging-­in-­Publication Data:

Names: Heywood, Phil, author.


Title: Planning for community / Phil Heywood.
Description: Hoboken, New Jersey : John Wiley & Sons, [2023] | Includes
bibliographical references and index.
Identifiers: LCCN 2023032339 (print) | LCCN 2023032340 (ebook) | ISBN
9781394175710 (paperback) | ISBN 9781394175727 (adobe pdf) | ISBN
9781394175734 (epub)
Subjects: LCSH: Community life. | Communities—Planning. | Community
organization. | Community development—Planning.
Classification: LCC HM761 .H493 2023 (print) | LCC HM761 (ebook) | DDC
307—dc23/eng/20230802
LC record available at https://lccn.loc.gov/2023032339
LC ebook record available at https://lccn.loc.gov/2023032340

Cover Design: Wiley


Cover Image: © qwertfak/Adobe Stock Photos
Contents

Prefacevii Integrating the many levels


Acknowledgementsix of community planning 65
Conclusions: mixed scanning
1 Promises and Problems for integrated community planning 68
of Community Life 1 Endnotes69
Introduction: the organisation References70
of the chapter 1
Part One, Current Cascades of Change 1 4 Human Values and Community Goals 72
Part Two, Community Life and Change  6 The place of values in planning72
Contemporary challenges to Value formation 72
community life 7 The value of prosperity 73
Part Three, Competing Interpretations The value of liberty 75
of Community Structure and Change 12 The values of social justice 77
The roles of communication and Values for sustainable communities
collaboration17 and environments 81
Applications of communication Relations among community values 87
in community planning 19 The impacts of prosperity 87
Part Four, The Roles of Collaboration 20 The impacts of liberty 89
Collaboration in practice 21 Social justice impacts 90
Conclusions25 The demands for sustainability 90
Endnotes26 Conclusions: how values can combine
References28 to solve problems and shape
creative plans 91
2 The Lives of Local Communities 33 Endnotes92
Scope and scales of community 33 References95
Social, economic and organisational
characteristics of local communities 33 5 Ways and Means 98
The strategies of social justice 40 Introduction: the roles of art, science
Planning places 43 and craft in community planning 98
Community participation and governance 47 Art and creativity in planning 98
Conclusion: the durability of local The creative roles of the written word 100
communities of place and contact 50 Creating wholeness within new and
Endnotes50 existing communities 101
References50 The contributions of Christopher
Alexander (1936–2022) 101
3 Communities of Interest and Interaction 54 Planning as a craft 103
Introduction: scales of community The four phases of planning 104
organisation and issues 54 The logic of scientific discovery 105
Cities as communities 54 Mistakes, problem-­solving and
Regional communities 57 human and social progress 107
National communities 59 Critical rationalist approach to planning 107
Supranational political communities 62 Common ground between scientific
Global communities 63 and planning method 108
vi Contents

Planning as craft and applied science 109 9 Places, Spaces and Community Design 185
Political control and community Introduction: organisation of the chapter 185
participation117 Places and their properties 185
Conclusions: values-­based methods Communal, collective and private
for value fulfilment 120 places and spaces 190
Endnotes120 The language of design and
References121 the vocabulary of space and place 196
Place-­making: designing to make life 200
6 Activities and Actions 124 City shapes 204
Introduction: the organisation of the Conclusion: bringing places to life 211
chapter124 Endnotes211
The relations among values, activities References212
and land uses 124
The contributions of systems thinking 10 Community Governance and
in managing activities 132 Participation Introduction: intentions
Activity systems analysis in practice 132 and organisation of the chapter214
Conclusions: defining needs and Governance, government and
exploring options for activity systems 137 community participation 214
Endnotes137 Roles and responsibilities
References138 in governance and participation 215
Issues of freedom and order 222
7 Homes and Communities 140 The roles of negotiation and
Introduction: the contributions partnership in resolving conflicts 227
of shelter to family and community life 140 The development and evaluation
Challenges of population change of policies, proposals and
in meeting global and local needs community initiatives 227
for shelter140 Service activities of local government 230
Impacts and contributions Scales of community and their roles
of changing technology 143 in governance and control 235
Funding shelter 145 Conclusion: the contributions
Balancing demands with supply of participation and governance
for shelter153 to community life 238
Conclusions: future directions for shelter 156 Endnotes240
Endnotes156 References243
References159
11 Conclusions: Community Planning
8 Facets of Community 162 Today and Tomorrow 246
Introduction and organisation of the Introduction: organisation and
chapter162 intentions of the chapter 246
Levels and justifications Themes, roles and future directions:
for community intervention 162 inclusion, negotiation, adaptation
The planning and organisation of work 164 and invention 246
Education: the place of learning The future of community planning 250
in community life and development 171 Endnotes254
The planning and delivery of health References255
services176
Conclusion: the many facets Index257
of community181
Endnotes181
References183
Preface
In the decade since the publication of the first always been politically and morally desirable, is
edition of this book as Community Planning: also becoming practically essential.
Integrating Social and Physical Environments, reasons A further theme running throughout the book
to plan for the social, economic and physical well- is the need for mixed scanning to understand and
being of communities have multiplied at a remark- integrate the mix of scales of both place and time
able rate. These changes include the rapid growth to promote realistic and responsible community
of urban populations, the increased levels and life. In times when instantaneous global commu-
urgency of global migration, the threats posed to nications and unprecedented rates of untested
established environments by disasters of flood and innovations demand systematic evaluation, mixed
fire triggered by climate change, the problems of scanning, comparing impacts at local and wider
health, work and travel resulting from mutating scales and over immediate and long-­ term time
pandemics and the collapse of consensus and con- horizons, has become esssential for good planning
fidence in democratically elected governments in and decision making.
many societies throughout the world. All of these Successive chapters consider these themes.
demand better and more effective ways to plan Chapter 1, Problems and Promises of Community Life,
and manage community life, and the scales of these reviews the promises, problems, trends and influ-
needs range from the local to the supranational. ences shaping contemporary community life. In
Community planning has never been more chal- Chapter 2, The Life of Local Communities, their evo-
lenging nor more needed. lution, characteristics and current challenges are
This second edition is therefore designed to considered both in the developed nations of North
meet the needs not only of students of urban and America, Europe and Australia, and throughout
regional planning, but also of practitioners and the world. Chapter 3, Communities of Interest and
activists in the wide range of activities making up Interaction, extends these discussions to include
community life, including housing, health, educa- the increasingly significant communities of inter-
tion, transport, design and governance. In the con- est emerging at urban, regional, national, supra-
temporary world of increasing interaction, none national and even global scales. The central issues
of these activities can be satisfactorily planned in of the driving values of community life, tran-
isolation. scending time and place, and including prosper-
Running through the whole book are the twin ity, justice, liberty and sustainability are explored
themes of planning to fulfil human values and to in Chapter 4, Human Values and Community Goals.
advance personal and community inclusion. The role This leads on to the discussions, in Chapter 5, Ways
of human values is essential to provide secure and and Means, of the contributions of values of art,
stable foundations for reaching valid decisions in craft and science to developing creative, inclusive
a world where rapid changes in ideas, technol- and practical planning methods. The application
ogy, politics and policies are dominating the fields of these methods to the key activities of housing,
of health, productivity, well-­being and prosperity health, work, education and movement follows in
and powerfully impacting contemporary com- Chapters 6–8.
munity life. Values-­ based community planning The overarching fields of both design and poli-
can offer reliable methods to shape the neces- tics are critical to the effective delivery of sound and
sary well-­informed choices, while involving both imaginative plans for all of these activities. Chapter 9,
long established and recently arrived members Places, Spaces, and Community Design, reviews and
and fellow citizens in developing these shared explains the challenges and methods of placemak-
futures. Planning approaches explored through- ing at scales from the neighbourhood to the metro-
out this book therefore link widely acknowledged politan region, illustrated by examples drawn from
values, goals and objectives to appropriate activi- classical, historical and contemporary contexts. The
ties to shape desired future outcomes and environ- crucial issues of social inclusion, devolution, account-
ments. In times when rising standards of education ability and governance are examined in Chapter 10,
are increasing the levels and intensity of public Community Governance and Participation. Finally,
debates, widespread social inclusion, which has Chapter 11, Conclusions, Community Planning Today
viii Preface

and Tomorrow, summarises the book’s themes and beneficial lives for individuals and communities at
identifies the major contributions that community many scales.
planning can make at scales ranging from the daily
experience of the neighbourhood to the increas- Phil Heywood
ing impacts of the global community. The overall Brisbane
intention of the book is to encourage and empower April 2023
readers to play ever more effective roles in shaping
Acknowledgements
Of all stages of writing, acknowledgements are on all chapters, particularly concerning the strong
among the most satisfying. There are major psy- bonds that should link community planning and
chological rewards in recollecting and recording her own field of community development. Eileen’s
the contributions of family, friends and associates keen insights have kept me alerted to the crucial
whose assistance has shaped much of the life and questions of what matters now. The advice of my
form of the work, recalling the many moments old colleague, Peter Roberts, Founding Director of
of illumination, intellectual companionship, good the United Kingdom’s Homes and Communities
advice and thoughtful encouragement which have Academy, combining empathy and insight, proved
been shared over the years. invaluable in clarifying intentions and structure.
First thanks are due to the friends and colleagues Anna Hassett, Anne and Brian Hudson and Laurel
whose ideas and insights have made major con- Johnson have provided valuable commentary at
tributions to my thinking. To John Taylor and Jon different times and on many aspects.
Allison, organisers and companions of numerous Several others have made particular contribu-
explorations through towns, cities, countryside tions of knowledge and research. My lifelong friend,
and the worlds of ideas go my deep appreciation John Leatherdale, has kept me up to date with
of their enquiring minds and reflective and crea- recent developments in English Neighbourhood
tive spirits. To the late Ian Crowther, accomplished Planning. David Cant, founding CEO of the
regional planner, I am grateful for a lifetime of Brisbane Housing Company, has not only assisted
friendship and examples of practical goodwill with commentary, information and photographs
and idealism. Chris Buckley, most enlightened for the chapter on Homes and Communities, but
of planning practitioners and a good compan- also provided an inspiring example through his
ion on planning delegations to Timor Loro S’ae energetic leadership of that organization from
and on urban rambles and explorations around 2003 to 2018. Landscape Architect John Mongard’s
South east Queensland, has provided a hearten- trail-­
blazing work on place making throughout
ing example over many decades of how a clear Australia has helped inform much of the content
mind and a good heart can combine to make a and many of the illustrations of Chapters 4, Human
better world. I am equally grateful for the exam- Values and Community Goals, and 9, Place, Space and
ples set by Fiona Caniglia and Vanessa Bennett, Community Design. Thanks also go to my son-­in-­
whose insight, flair and skills of community devel- law Dean Saffron for his photographic skills. The
opment and policy formation continue to advance talented contributions made by Jessica Chatwin,
social inclusion throughout these times of rapid Justine Lacey, Mark Conlan, and Sherry She to
change. Appreciation and thanks are also due to research, analysis and presentation of information
generations of students and community activists for the 1st edition, remain invaluable, transforming
in England, Nigeria and Australia for their energy sketchy ideas and information into clear diagrams
and imagination. They have not only enriched my and figures.
teaching and work in community development but In addition, Wiley and I are grateful to the fol-
also contributed greatly to the ideas to be found lowing for permission to reproduce copyright
in this book. material:
The overall scope, logic and writing of both John Mongard Landscape Architects (JMLA) for
editions have benefitted from the generous time
and commentary of a number of family members, Figure 4.2 Planting Day at Bingara’s Living
friends and colleagues, who have reviewed numer- Classroom.
ous drafts of chapters and sections. Between them, Figure 4.3. The Living Classroom in its rural setting.
my wife Sheila and daughters Lucy and Eileen Figure 9.14, Tolga Village Enhancement: new street
have read every word of both original and revised signage and historic fig tree;
texts and have applied their knowledge of the Figure 9.15, Tinaroo Community Plan, showing
fields of community health and policy, social village centre, lake front access and conservation and
development, problem solving and appreciative revegetation areas;
inquiry to improve its relevance. Lucy has read Figure 9.16 Community planning workshop with
numerous drafts and provided invaluable insights local residents;
x Acknowledgements

Figure 9.17, Creating a culture of appreciation: interior of one-­ bedroom apartment, with view
Atherton community sculptures, plan and vistas; towards city centre.
to the Brisbane Housing Company for Figure 7.8 Masters Street, Newstead inner city
Figure 7.1 Conversion of former Richlands High apartment block under construction with city
School teaching block for 26 affordable rental centre in background
dwellings, with small front garden spaces, nearing Figure 7.9, Fitzgibbon outer suburban green field
completion, 2009. site previously owned by Queensland Housing
Figure 7.2 Rear view with patio garden spaces, being developed for mixed rental and purchase
conversion of former Richlands High School medium-­ priced and affordable dwellings, using
teaching block for 26 affordable rental dwellings, 2008 Commonwealth Fiscal Stimulus funding;
nearing completion, 2009 John Hill and Creative Commons for Figure 9.7,
Figure 7.3 Earnshaw Haven, single-­ storey, The Acropolis, and 9.10, The Jewish Memorial
medium-­density affordable rental dwellings, with Museum in Berlin.
small back garden spaces and to Catherine Oakley for Figures 9.8, Alhambra
Figure 7.4 Tony and Judy, affordable housing Palace and 9.9, Court of the Lions.
residents at one of BHC’s inner-­ Brisbane high-­ Finally, my heartfelt thanks go to Todd Green,
density, mixed-­tenure rental complexes Executive Editor, and his colleagues Amy Odum,
Figure 7.5 Hartopp Street apartment block, Kelly Gomez, Monica Chandra Sekar and
communal landscaped interior garden space high-­ Jeevaghan Devapal in the editorial and produc-
density medium-­rise affordable rental dwellings tion staff at Wiley, whose insight and guidance
Figure 7.6 Hartopp Street interior of two-­ have made the revision and writing of this exten-
bedroom apartment block, high-­density, medium-­ sively updated 2nd edition both constructive and
rise, affordable rental dwellings rewarding.
Figure 7.7 Musk Avenue, Kelvin Grove,
12 storey, affordable rental apartment block, Phil Heywood, Brisbane, April 2023
1 Promises and Problems
of Community Life

Introduction: the organisation in the physical, economic and political environ-


of the chapter ments. Because the best solutions to many of these
challenges are themselves contested, finding solu-
Part One, Current Cascades of Change, examines the tions will demand inclusive discussions to shape
ways that a number of accelerating social and eco- new agreements concerning values, actions and
nomic factors are creating insistent needs for more distribution of costs and benefits. Coordinated
imaginative and effective community planning. responses will have to match and manage impacts
These pressures include: resulting from a wide range of powerful drivers,
including climate change triggering spiralling
• accelerating innovations in information and environmental instability; increased personal and
communications; social mobility; economic uncertainty; impacts of
• economic fluctuations; technological change; globalisation of production
• expanding transport technologies; and information exchange; and most recently, the
• radical administrative reorganisation; spiralling impacts of mutating global pandemics.
• major political change; Coherent and responsive planning is also needed
• destabilised international relations; to ensure that the solution to one problem does not
• changing mindsets: increasing relativism and loss come at the cost of creating unmanageable impacts
of intellectual self-­confidence. on others.i
Part Two, Community Life and Change, relates Because sustainable solutions in free societies
these challenges to contemporary community life must ultimately be built upon communication and
and outlines potential planning responses. collaboration, planning to meet these challenges
Part Three, Competing Interpretations of Com- should involve bringing together not only vari-
munity Structure and Change, delves into differing ous technical experts, service providers and busi-
interpretations of the nature of communities based ness interests but also community members and
on the competing priorities of order, productivity, leaders. This is true across the world – as much,
control and cooperation. for instance, in the flood-­ prone villages of the
Part Four, The Roles of Collaboration, reviews how Sundarbans of the Ganges delta, as in the socially
these themes illuminate the ways that people and and ethnically divided communities of inner c­ ities
organisations can cooperate in planning their com- throughout the ‘rust belt’ areas of the United
munities and leads to Conclusions applying these States and England’s industrial north (Ghosh 2004;
roles to the practices of collaborative planning. Leeds University School of Sociology and Social
Policy 2019; Haldane 2021).

Part One, Current Cascades components of change


of Change The last four decades can be viewed as a period
of widespread accelerated change, or ‘punctuated
The justification for planning today extends
equilibrium’ during which a number of very rapid
beyond the age-­old desire to create a better world.
transformations have coincided and interacted to
New urgency is being injected by threats to our
create revolutionary situations across numerous
continued security as a successful and sociable
systems (Gould 1988). These global trends have
species posed by increasingly volatile conditions
exerted potent impacts on the everyday lives of
local communities. In the physical environment,
Planning for Community, First Edition. Phil Heywood. climate change is producing threatening rises in
© 2024 John Wiley & Sons, Inc. Published 2024 by John sea levels, exerting far-­
reaching and mounting
Wiley & Sons, Inc. effects on coastal systems in low-­lying areas and
2 Planning for Community

affecting ecosystems, crop production, human the ‘shock of the new’. Prominent among the roles
health, freshwater resources and settlement safety required of sensitive and sustainable community
and planning (Intergovernmental Panel on Cli- planning will be assistance to individuals and
mate Change 2014; Flannery 2020; National Aero communities to identify and manage changes that
Space Administration (NASA) 2021). Economically, may seem to arrive without adequate warning or
the cumulative over consumption and production fully understood causes. In each of a number of
that resulted in the 2007–2008 Global Financial Cri- arenas, discussed below, the forces of entropy, pull-
sis are producing continuing instability. In politics, ing things apart, will have to be matched by con-
the massive global shifts in the balance of power scious integration to hold them together.ii In such
triggered by the end of the cold war are creating situations, communities of all scales will need to
continuing instability and mass flights of refugees develop their capacities to interpret rapidly chang-
from places such as Syria, Ukraine and Afghani- ing conditions; to agree collaborative responses to
stan, seeking refuge throughout the world. In radically changing circumstances; and to evalu-
human health, the Covid-­19 pandemic has resulted ate options for unintended consequences – in
worldwide in nearly 15 million deaths (World short, to plan.
Health Organisation 2022), restricted social inter-
action and discouraged previous trends towards
accelerating innovation in information and
high-­density concentrations of living and work
communications
spaces.
These converging crises in our physical, social Remarkable recent advances in information and
and economic environments pose challenging ques- communications technology (ICT) have made the
tions for community life and planning worldwide. contemporary world a place of instant and uni-
Earlier fears concerning border wars between versal communication and greatly expanded the
Western and Communist power blocks in Europe, potential scale of communities of association.
America and Africa have been re-­ ignited by Consequences, both benign and damaging, have
new crises of invasions of bordering countries been widespread and far reaching. On the positive
by continental powers, including Russia’s inva- side, ‘Glocal’ awareness, transcending communi-
sion of Ukraine and constantly repeated claims ties of place, is stimulating widely occurring and
by mainland China over the territory of Taiwan. loosely linked initiatives. These include carbon
Escalating local riots, reprisals and killings in com- reduction schemes adopted by many individuals,
munities throughout Asia, Africa, Europe and the local communities and governments throughout
Americas add to the sense that new, more inclu- developed countries (see, for example, ­Australian
sive approaches are needed to enable communi- Government Department of Energy, Science,
ties to live together in harmony with each other Industry and Resources 2021; lcarb 2022; Transi-
and with their neighbours. Earlier fears of a new tion Towns 2022). Such networks of environmental
‘clash of civilizations’ (Huntington 1996) have been and social activism are also making good use of
renewed by rising tides of international terrorism instantaneous internet and email links to assemble
and global competition between the USA and powerful coalitions of public, political and media
China, and the European Union and Russia. As a opinion formers to champion or oppose actions on
result, in times of unprecedented physical mastery global issues. One such campaign in the early years
and invention, humanity is stalked by escalating of this century successfully contested the proposed
threats of disasters resulting from failures to col- extension by the World Trade Organization of the
laborate in the face of external changes or even to global financial market into critical fields such as
coexist in cooperative communities, locally, region- local land ownership (Monbiot 2004).iii
ally, nationally or globally. Both local and larger-­ scale initiatives can be
Solutions will require not only continued inno- influential. Where contact is daily and direct,
vation but also improved collaboration at all scales communities remain more intensively linked, but
of community, which often involves challenging where they are widespread and open-­ edged to
mutual adjustment. Where widespread frustration, draw in newcomers, they frequently become even
anger and social resentments flare among people more influential and may transcend boundaries
having to face disruptions to their accustomed pat- to help bolster actions in remote local societies.
terns of life, policy making and leadership will For instance, in the United Kingdom, these have
be required to recognise, manage and assuage given rise to the development and advocacy of
these reactions. People will need help and tools to new strategies to help cope with the impacts of
adjust their traditional lifestyles to accommodate global environmental change on food, water and
Promises and Problems of Community Life 3

energy systems and security worldwide and in to promote individual wellbeing and just distri-
advancing the role of science and research net- butions of wealth. That orthodoxy has now itself
works in a wide range of issues (Environmental been challenged by the effects of prolonged world
Change Institute 2022). economic recessions and bouts of massive local-
However, potentially negative impacts of instant ised unemployment, triggered by financial crises
global communications are at least as significant. and global pandemics. In mixed economies where
They include manipulation of social media plat- recurrent government funds and credibility are
forms to interfere in the elections and political required to bolster private sector financial insti-
lives of targeted countries and regimes; the ram- tutions and transactions, opportunities may also
pant spread of worldwide movements promoting arise for well-­organised communities to play larger
hate speech and misinformation and the ultimately roles in shaping their own destinies. In the wake
even more serious threat of the use of mass sur- of pandemics and spasms of the global economic
veillance techniques by repressive governments to system, support from central government fund-
destroy the civil rights and personal freedom of ing can be channelled to tackle local problems like
their own citizens. Russian interference in the 2016 shortage of affordable housing and to stimulate
United States presidential election, which gave local economies to combat future challenges.
rise to a Congressional investigation, made use of Another example of the potential to use eco-
the global reach and proneness to manipulation nomic levers to achieve beneficial results – in this
of social media, using the latest developments in case, at the scale of the global community – comes
global communications (Wikipedia 2022). Equally from the 2021 Rome Summit of the G20 group of
damaging on a more general, less targeted basis the world’s most economically developed nations,
is the use of these same media to promote con- which committed all members to ambitious pro-
spiracy theories and hate speech, associated with grammes to combat climate change, apply taxation
the worldwide ‘Alt Right’ movement (Grinnell incentives, increase development aid and promote
College 2022). Ultimately, most serious of all is the anti-­pandemic vaccination – all requiring concerted
rapidly expanding capacity of mass surveillance action by or with communities at a variety of scales
to subject every moment of individuals’ lives to from the local to the global (Guardian 2021a).
the scrutiny of potentially repressive governments.
The People’s Republic of China, for instance, is cur-
expanding transport technologies of sea and air
rently introducing a system of social rewards and
punishments based on the evidence of compliance Movement of goods and people is also undergo-
with state policies as indicated by the results of this ing dramatic change. The container revolution of
kind of surveillance (Human Rights Watch 2022; the last 40 years both revolutionised the spatial
CBN News 2019). Active community advocacy patterns of port cities throughout the world and
and empowerment at all scales are needed to advanced the international division of labour by
ensure that prudent regulations prevent the lat- promoting routine long-­distance exchange of man-
est developments in communications technology ufactured products. From Baltimore and San Fran-
from being used to fuel such abuses. Now, more cisco to London and Rotterdam, dock locations
than ever, the price of individual freedom will be moved downstream to new deep-­water locations,
eternal vigilance over abuses of centralised power. freeing large swathes of old central area docklands
for new commercial and residential development,
and often triggering gentrification in their neigh-
economic fluctuations
bouring communities.
Economics has become one of the most contested International airports have also recently gone
fields of knowledge and interpretation in the lives through dramatic phases of development, ration-
of local communities. The prevailing view of the alised by concepts such as the Aviopolis and the
mid-­twentieth century that mixed and managed Aerotropolis (Kasarda 2009). These developments
economies could and should balance demand and have seen very large and often privatised airport
supply to produce full employment and avoid expansions in cities as diverse as Tokyo, Bangkok,
inflation (Galbraith 1972) was challenged by the Los Angeles, Amsterdam and London. They have
militant ideas of supply-­ side economics associ- become major elements of the regional settle-
ated with monetarist theorists like Milton Fried- ment pattern and increasingly significant centres
man (1968, 2008). Arguing that ‘a rising tide will of employment. Many have also generated new
float all boats’ the monetarists advocated prior- regional shopping centres and large direct factory
itising aggregate economic growth over working outlets (DFOs), which compete with established
4 Planning for Community

metropolitan shopping centres, resulting in dis- and debate with a freedom-­ seeking Right. The
ruption of regional transport systems and daily cause of representative democracy itself has
spasms of major traffic congestion. At the same ebbed and flowed, advancing in Europe and Latin
time, their noise and traffic impacts have caused America, scarcely holding its own in the face of
often bitter conflicts over proposals for new run- the repeated challenges of populism in much of
ways, flight paths and night-­time curfews. North America and throughout Asia, and collaps-
Prior to restrictions imposed by the spread of ing in many parts of Africa. Meanwhile, in the
Covid-­19, international trade and travel were bind- rapidly growing number of new ‘millionaire’ cit-
ing together global networks ever more securely by ies (with populations of more than one million)
stamping out such giant footprints in key locations that now accommodate a third of the world’s
across metropolitan regions, often on the fringes of population (United Nations Department of Eco-
long-­established urban and rural communities. As nomic and Social Affairs 2018), local and regional
the prospect of recurrent and constantly mutating systems of governance have struggled to meet
global pandemics restricts the attractions and ease the demands and manage the impacts of rapid
of international movement that had reached their urbanisation or to produce effective systems of
peak in the first two decades of this century, the urban management. They have been constantly
continued growth of these related developments haunted by the spectre of militant and self-­entitled
appears increasingly uncertain. Careful commu- populism that poses threats of degeneration into
nity consultation and planning will be required to autocracy, whether in Brazil, Hungary, Russia, the
negotiate sustainable outcomes. These will have to ­Philippines, or the USA.
balance the needs and concerns of existing local and
regional communities with the uncertain future of
impacts of destabilised international relations
spaces originally dedicated to unlimited expansion
of supersonic communications. Community plan- International relations have also exerted powerful
ning can make important contributions to the man- impacts on the lives of local communities. The col-
agement of these impacts and spaces, and these are lapse of the Soviet Union and allied regimes ended
discussed in more detail in Chapter 10, Community the cold war’s icy deadlock between communism
Governance and Participation. and capitalism, which had dominated international
relations for much of the twentieth century. How-
ever, a brief ‘new world order’ of economic and mili-
major political change
tary dominance by the USA was scarcely proclaimed
In many places, the established order has been before it was violently challenged by a potent combi-
splintering and re-­forming. Centralised and polit­ nation of international terrorism, resurgent Russian
ically regulated command economies, such as the nationalism and Chinese global ambitions. In Africa,
Communist regimes of the former USSR and East- the tragic conflicts of the early 1990s between Hutus
ern Europe, have failed, due as much to internal and Tutsis in Ruanda and Burundi unleashed waves
rigidities and inefficiencies as to external com- of ethnic violence that continued more than two dec-
petition. Meanwhile, in the market and mixed ades later to challenge community life across central
economies of the West, Monetarist attempts to Africa, extending into the Congo Basin. Meanwhile,
maximise profits by replacing political decision by in Europe, the EU has worked hard to minimise
market mechanisms have often resulted in severe or contain long-­standing inter-­communal hostilities
disparities of wealth, social injustices and macro-­ in the Balkans and build new continental solidarity
economic spasms, making market capacities for but is now having to face serious challenges from
self-­regulation and social efficiency look increas- resurgent Russian militarism.
ingly questionable (Monbiot 2004; Pinketty 2019). Outbreaks of bitter inter-­communal violence have
Throughout democracies, mixed economy mecha- occurred in all parts of the world – among Serbs
nisms developed in the last century by Keynes are and Bosnians in Europe; Russians and Chechn-
again being widely advocated and adopted in cur- yans in the Caucasus region; Han Chinese and the
rent times of economic uncertainty and are increas- local Uiger and Tibetan peoples in Xian Jiang and
ingly re-­emerging as the most satisfactory way to Tibet; left-­and right-­wing groups in Latin Amer-
combine economic efficiency with social justice. ica; militarists, democrats and ethnic minorities in
However, even within such balanced regimes, Myanmar; Christians and Muslims in Nigeria, the
sectionalism, fragmentation and populism have Caucuses, Sulawesi and Timor Loro Sae; and most
disrupted the established mid-­twentieth-­century recently between Russia and its western neighbours
order of a fraternal Left in constructive dialogue in the Ukraine. Meanwhile, in this fracturing and
Promises and Problems of Community Life 5

conflict-­ridden situation of an unstable and multipo- material solutions like urban freeways and airport
lar world, the United Nations has found itself chal- shopping complexes are often favoured, not delv-
lenged to maintain its global roles of reconciliation, ing deeper to weigh the underlying values or inter-
negotiation and leadership. The inescapable bonds ests that are being served.
between global and local communities, daily dem- Elsewhere, the contrasting contributions of val-
onstrated by the mounting instability that results ues and ideas have been maintained in the neo-­
from political and military repression and the effects idealism of European thinkers like Jacques Derrida
of climate change, are beyond the current capaci- and Michel Foucault who employ paradox and
ties of any single national government to control contradiction to question conventional empiri­
or resolve. As a result, waves of refugees are being cal interpretations and power relations (Foucault
driven across borders, continents and oceans, to 1963, 1972, 1980, 1981) and ‘deconstruct’ received
compound the challenges facing community plan- truths (Derrida 1976, 1993, 1995) in order to pur-
ning in neighbouring and host regions throughout sue such values as social justice, equity and diver-
the world (Dantas et al. 2021). The evidence that, for sity. In this, they find common ground with critical
good or ill, we are all, individually and communally rationalist theorists like Karl Popper (1972) in justi-
‘members one of another’, presents the most vivid fying values-­based problem-­solving and question-
challenges and opportunities for community plan- ing approaches to activities such as community
ning at all scales. Local and regional communities planning, though their style is often very differ-
have essential and creative roles to play in plan- ent, relying on paradox rather than deductive
ning and shaping solutions. logic. Socially engaged Critical Rationalists span
contrasting streams of the logics of scientific dis-
covery and social progress. They provide a pow-
changing mindsets
erful and persuasive explanation of both scientific
The scope and effectiveness of our actions are method and social engineering to justify the tech-
much influenced by the mindsets and philosophical nological optimism of the mid-­twentieth century,
assumptions of our times. For three millennia, in the postulating an upward spiral of individual prob-
western world, there have been well-­differentiated lem recognition, conjecture, refutation and re-­
philosophical arguments among the great tradi- hypothesising, that is very relevant to community
tions of idealism, rationalism and empiricism. planning – see ­Chapter 5, Ways and Means (Pop-
Meanwhile, in the East, Buddhist and Daoist con- per 1972; Magee 1973).
templation have provided alternatives to Confucian On the other hand, the more idealist Frankfurt
pragmatism. Both sets of ideas have recently been School of Critical Method emphasises the impor-
radically challenged by a welter of assertive new tance, not only of individual values, interests and
ideas of the late twentieth century, conveniently hypotheses but also of interaction amongst indi-
labelled ‘Post Structuralism’. ‘Deconstruction’ has viduals to create communicative action (Haber-
become a favourite debating technique and ‘Meta mas 1987) also involving recognition of the rights
narratives’ a potent challenge.iv of others (Honneth 2022). As a result, they advo-
Nevertheless, as the air clears, it becomes appar- cate the crucial roles of discussion, recognition
ent that the long-­standing Western traditions of and exchange among equally privileged partici-
empiricism (of knowledge through experience), pants around a notional ‘policy table’, whereby
idealism (the power of original thought and com- both knowledge and proposals for action can be
munication), and rationalism (the checking out of resolved in open exchange among interested par-
ideas against observations) are all alive and vigor- ties. They term this process Communicative Action
ous. They are of great, often decisive, importance (Habermas 1971, 1987, Habermas et al. 1996). This
for the way that societies choose to shape the lives leads them to advocate both general and specific
and forms of their communities. approaches to community planning, which range
Empiricism thrives in the arguments of the from participatory processes involving recurrent
American Pragmatists who continue to assert the discussions around actual tables to the conser-
experience that ‘handsome is as handsome does’ vation and creation of new physical public open
and that ‘mental knives are what won’t cut real spaces to promote opportunities for continuing
bread’ (James, in Passmore 1980). In development community debate to enable the reality of com-
planning, this often results in policies that focus munity participation. Together, these two wings of
on immediate, tangible and available rewards and Critical Rationalism – the individual and the com-
outcomes rather than pursuing underlying values municative – provide an effective basis for problem-­
or considering long term consequences. Immediate solving and inclusive community planning.
6 Planning for Community

These ideas can be related to concepts, pro- Communicative Action is therefore particularly
grammes and choices of action in everyday life. relevant to contemporary community planning
American Pragmatism (Passmore 1980) emerges as and has a number of important contributions to
the champion of material mastery and physical make, including:
evidence, advancing and celebrating both mass
production and individual consumption. One • a coherent and convincing rationale for com-
munity engagement;
variant of this view has served to generate such
widespread material and individualist outcomes • a powerful and fertile source of objectives –
through participation and discussion – to guide
as high-­capacity freeway systems, low-­ density
the process;
suburbs, walled estates and patrolled shopping
centres, favoured and justified on the basis that • inclusion of community members in informa-
tion collection and review;
they promote material progress and serve individ-
ual preferences. There are other, more theoretical • insights into key aspects – such as the impor-
tance and role of specific public spaces and
contributions that Pragmatism has to offer:
structures;
• recognising the importance of improving mate- • diminishing mounting dangers of excluded
rial living conditions; dissidents and unrecognised groups develop-
• developing and justifying evidence-­ based ing resentments against those seen as parts of
policy; and an oppressive establishment or a ‘deep state’.
• respect for the evidence of people’s recorded
Contemporary philosophical thought, encom-
choices and commitment to confirming popu-
passing contending views of meaning, method
lar support for programmes and proposals in
and purpose can be harnessed to make valid con-
regular democratic elections.
tributions to the similarly wide field of commu-
Critical Rationalism, associated with Karl Popper nity planning. Insights can be obtained into the
(1947, 1972, 1989), places such ideas within a social wide range of values and beliefs prevalent in our
context and emphasises progressive problem-­ diverse communities. Unexpected situations can
solving to keep pace with the inevitable effects of be matched and understood by recognising their
social and physical changes and challenges. Poten- underlying values and concepts to help shape
tial contributions to community planning include: acceptable and appropriate solutions. Innovative
problem-­ solving, employing the active involve-
• practical and purposeful approaches to
ment of energetic individuals, can be encouraged
social change;
and integrated. People’s innate capacities for com-
• encouraging people to question existing situa-
munication can be harnessed in festivals, discus-
tions, voice individual opinions and test ideas
sion groups, speakers’ corners and the potentially
in open challenge;
democratic and inclusive conversations of the
• encouragement of all members of pluralist soci-
internet. Rather than a confusing babble of personal
eties to be part of continuing social debates.
insights, contemporary philosophy can be inter-
This approach, discussed further in Chapter 5, preted as an enriching symphonic performance,
Ways and Means, generates inclusive, cyclical and combining many different themes and instru-
open-­ended methods that allow communities to ments, each with its own distinctive contribution.
contribute to planning to meet the continually
emerging new challenges of current times.
Communicative Action places methods of indi- Part Two, Community Life
vidual problem-­solving within their social context. and Change
A number of distinctive characteristics of life in
the twenty-­first century favour this ‘communi- administrative reorganisation
cative turn in planning theory’ (Healey 2007).
These include: Community administration, too, has experienced
great changes. While new technologies of transport
• the global reach of universal and instantaneous and production have been increasing the scale of
communications; business, tax revolts and commercially dominated
• the worldwide spread of education and mass media have been advocating the advantages
know­ledge; and of smaller government (Osborne and Gaebler 1992).
• the insistent demands of previously excluded The appropriate balance between public interest
groups to have their interests taken into account and market-­driven development is increasingly con-
in allocating opportunities and resources. tested, and community governance is experiencing
Promises and Problems of Community Life 7

great pressures and undergoing significant chal- reform. The 2021 City Deal for Brisbane, for
lenges (Pinketty 2013). These uncertainties are instance, included a sum of $A3 million for a
now being compounded by the mounting impacts new indigenous art centre (Australian Govern-
of climate change and the needs for government ment, Department of Infrastructure and Regional
and voluntary sector leadership in managing the Development 2022). In housing, too, the private
spreading difficulties posed by recurrent mutations sector is generally demonstrating active interest
of ­Covid-­19. Fresh attention is being focussed on in providing affordable housing across Australia
planned and decentralised forms of settlement and in return for Commonwealth government sup-
governance. port (AHURI 2022).
A parallel revival of interest in the distributive
capacities of regional planning and support for
the growth of secondary centres has resulted from Contemporary challenges
the difficulties of congestion and liveability asso- to community life
ciated with the growing scale of urban settlement
in recent times (Roberts 2014). In the European Communities consist of groups of people who
Community, this has taken the form of support experience and acknowledge significant links,
for decentralisation, infusing new life into exist- expec­ tations and responsibilities towards each
ing communities by injecting funds from above other. They do not need to be neighbours, but they
(Balchin et al. 1999). Even the awkward departure do need to share neighbourly feelings that may
of Britain from the European Community can be based on shared spaces, interests or realms of
be seen as a much-­ improved alternative to the interaction. Nevertheless, ‘community’ may mean
resort to violence and war formerly practiced by different things at different scales and to differ-
­European powers for over a millennium whenever ent people. ‘Friendly association’ is the most all-­
they have failed to resolve such misunderstand- embracing of its many meanings, encompassing
ings and differences peacefully. Elsewhere, in the such alternatives as ‘all the people in a particular
USA’s Oregon and Canada’s British Columbia, district’, ‘a group of people living together as a
top-­down principles have been combined with smaller social unit within a larger one’ and ‘owner-
bottom-­up participation to create regional govern- ship and participation in common’. Friendly asso-
ments with strong planning and implementation ciation both promotes and is in turn promoted
powers (Heywood 1997). by community life. Through the self-­ expression
The many challenges and collapses faced by that links people and groups, personal energies
the ‘economy of risk’ of recent decades may well can be combined to create communities and cit-
prompt more collaborative attitudes of the pri- ies and maintain their infrastructure of roads,
vate sector towards public participation in eco- aqueducts and ultimately global communications
nomic management, resulting in resumed and systems. Through collaboration in production, art,
reinforced roles for governments and commu- science and technology, settlements that benefit
nities in public administration. Such alliances from friendly association and shared values can
between communities and government, as those gain the strength and capacity to transform their
being promoted by the UK’s Homes and Com- environments into places of lasting achievement
munities Agency, for instance, could become far and beauty. Though there are different views as to
more significant in the next few years. One exam- whether cities originated through enforced asso-
ple is Manchester Place, a partnership between ciation within containing walls or through coop-
Manchester City Council and the government’s eration based on mutual aid (Kropotkin 1939),
Homes and Communities Agency that aims to it is clear that at different times, both may have
speed up the supply of new homes across the city, been involved and that their recent rapid growth
by combining Manchester City Corporation’s to accommodate more than half of all humanity
planning programme with national government (United Nations Department of Economic and
support and commercial investment and devel- Social Affairs 2018) has depended in part on net-
opment (Place North West 2015). More recently, works of association, exchange and collaboration.
in Australia, City Deals are a partnership between These are most sustainable where they are vol-
the three levels of national, state and local gov- untary, mutually advantageous and pleasurable.
ernment and communities to work towards Depictions by their artists of the life of very early
shared visions for productive and liveable cit- cities of more than 3000 years ago, like Heraklion
ies. The aim is to align planning, investment and and Akhetaton, are full of scenes of people singing
governance to accelerate growth and job creation, and dancing together (Desroche-­Noblecourt 1976),
stimulate urban renewal and promote economic just as paintings of medieval cities like Lorenzetti’s
8 Planning for Community

Figure 1.1 Lorinzetti’s allegory of good government. Source: Ambrogio Lorenzetti / Wikimedia Commons /
Public domain.

‘Vision of Good Government’ and ‘Vision of Bad world’s prosperous regions to the most remote cor-
Government’ in the thirteenth-­century Siena show ners of all continents. Flights from war, persecution,
repeated acts of quiet neighbourliness and mutual famine and the increasing likelihood of enforced
appreciation (see Figure 1.1). mass migrations resulting from sea level rises
Nevertheless, even the most successful cities caused by global warming may involve many hun-
and communities inevitably bring people into dreds of thousands – and even millions – of people
enforced and sometimes unwanted contact with worldwide, presenting both challenges and oppor-
others who do not share their original culture, tunities for the creation of vibrant and inclusive new
interests, religion or even language. City life also communities (Dantas et al. 2021). We are thus facing
creates situations where fear, hostility or exploi- a future where the capacity of communities to inte-
tation can create conflict or the subjugation of grate newcomers will become even more essential.
whole groups as servants, serfs or slaves. Com-
munities where friendly association has been lost
current trends
may become dangerous places where vulnerable
individuals and groups suffer random assault or Tools and capacities to build such inclusive new
systematic exploitation. As a result, the fostering communities have been much assisted by develop-
of community life to support and sustain healthy ments of mass education and technological reach
societies requires careful planning and manage- throughout the twentieth century, climaxing, as
ment that will involve choices and decisions about we have seen, in the digital revolution of the cell
which values and interests will be pursued. These phone with its instantaneous access to the global
may vary from decisions, for instance, to adopt internet. Most societies now aim to provide some
the elaborate caste systems of traditional Hindu sort of formal primary education for their children.
society (Naipaul 1979) or to develop more volun- The universal reach of global communications has
tary networks like those advocated by Mahatma brought informal education to every village, how-
Gandhi and practiced by the craftsmen and arti- ever poor or remote. Individuals in all parts of the
sans of medieval and Renaissance Tuscany (Hey- world now have the confidence and the capacity
wood 1904; Putnam 1993; Hibbert 1979). to communicate their ideas, needs and aims with
The early decades of the current millennium pre- each other and with power holders. As a result,
sent particularly acute challenges to the invaluable we are experiencing the potential for education to
role of communities as places where change can be become a major focus and growth point for com-
assimilated and the shock of the new absorbed into munity life at all scales. An encouraging special
a continually re-­adjusted balance. Challenging con- case of this is the re-­shaping of the two-­millennia-­
flicts of communal beliefs and interests have been old role of public libraries to become welcoming
fostered by the increased individual mobility and hubs for community inclusion in local and global
personal power of the modern era. These influences information systems, dedicated to providing access
have, in turn, been amplified by the global reach for otherwise isolated individuals to a universe of
of mass media, publicising the attractions of the information and knowledge.
Promises and Problems of Community Life 9

failing and thriving communities Model societies in the spirit of such social ‘Guard-
ians’ as Plato (1980), More (1516/1965), Marx and
By contrast, vivid failures to manage or accept
Engels (1846, 1990), and Skinner (1974) have all
cultural diversity peacefully and positively are
failed or never even achieved introduction. In
all too common. Cases like the Los Angeles’ 1992
his seminal book The Open Society and its Enemies
riots, Serbian extermination camps during the
(1947, 1998), Karl Popper has related the repressive
Bosnian War of 1992–1995, Ruandan massacres of
failings of closed communities to their unwilling-
1994–1996, those in Mumbai in 1993 and 2008, Rus-
ness to acknowledge and integrate the knowledge
sia’s First and Second Chechen Wars of 1994–1996 and experience of their members into discussions
and 2004–2006 and the Sydney anti-­migrant riots of consensual future directions. They thus become
in 2007 have become recurrent themes of contem- caught in a vicious cycle of repression, resentment,
porary life (Robertson 1999; Wikipedia 2014). More resistance and rejection. If, on the other hand, peo-
recently, police shootings and deaths in custody ple are motivated and enabled to negotiate with
of African Americans in the USA, black citizens each other, policies will become more widely and
in England and indigenous people in Australia, securely based and better informed.
contributing to the world-­wide Black Lives Matter These psychological bases of community life
movement, are a daily reminder of the need for have been explored by the celebrated twentieth-­
more inclusive community planning (Black Lives century planning theorist, Jane Jacobs (1961, 1969,
Matter 2021). The plight of the Myanmar Rohingya, 1985, 1992, 2004), in a series of books spanning five
Karen and other ethnic communities in that country decades from the 1960s to the 1990s of the new cen-
is a further daily reminder of the toxic and often tury. In her 1992 book Systems of Survival, she argues
fatal consequences of situations where community that humans have evolved as ‘dealers’ far more apt
understanding and tolerance have been allowed to to develop robust systems of mutual advantage
break down or be overthrown by military regimes. than are the ‘guardians’ who see it as their preroga-
Thousands of individuals and families suffer, and tive to lay down rules to regulate the behaviour of
no one benefits (Concern Worldwide US 2021). In their fellow citizens.
such situations, the global stakes for community Jacobs’ ideas powerfully support the methods
building are very high. of ‘Collaborative Planning’ (Healey 2006) that are
Less dramatic but more widespread achieve- currently emerging to replace the now superseded
ments of cooperation and mutual aid help to ‘Systems Thinking’ of the mid-­twentieth century
balance such failures of community life. Exam- (Chadwick 1969; McLoughlin 1971). Such systems
ples such as the Mondragon Workers Coopera- planners often created descriptive models of great
tives, Bangladesh’s Grameen Bank (see Boxes 1.2 scope and explanatory power, but then slid over
and 1.3) and the international community develop- into the error of assuming that ‘is’ implies ‘ought’.
ment schemes of organisations like Oxfam, World As a result, they saw themselves as appointed
Vision and World Bicycle Relief have brought experts with responsibilities to project current
increased personal autonomy and essential physi- trends into the future. This frequently led them to
cal and social resources such as clean water, edu- advocate such consequential and often devastat-
cation and personal mobility to countless small ing innovations as land-­use transportation systems
communities throughout Africa, Asia and Latin designed around massive urban freeways capable
America. Because human societies depend upon of accommodating the traffic flows indicated by
harnessing skill, ingenuity and creative talent in their surveys and projections, relying on current
networks of exchange and development, the long-­ private car use for journeys to and from work.
term imperatives of cooperation and voluntary Such Trend Planning took no note of community
collaboration have always reasserted themselves, interests and concerns about housing demoli-
overcoming and outlasting explosions of violence tion, environmental pollution, economic distribu-
and conflict. Individual prosperity and fulfilment tional effects or alternative more responsive ways
ultimately rely on these networks of trust, which of managing projected journeys to work flows
in their turn rest upon the friendly associations of (Heywood 1974).
community life.
These collaborative realities have great sig-
contributions of collaborative planning
nificance for community planning. Interpersonal
and ‘bottom-­up’ methods of developing policies By contrast, there are many positive examples of the
and plans are equally effective and more durable contributions that collaborative community plan-
and resilient than ‘top-­down’ and imposed ones. ning can make to promote the life of flourishing
10 Planning for Community

cities and regions. These include, for example, Box 1.1 presents one such example in the heart of
schemes of local community development, micro- London, one of the world’s most intensively devel-
credit to assist economic development in previously oped cities. Box 1.2 illustrates how community
struggling communities; and worker participation energy and mutual trust can offer the social collat-
in management. One deceptively modest example eral to provide microcredit to relieve the isolation of
of local community development can be found in the ‘poorest of the poor’ originating in Bangladesh,
the City Farm and Community Gardens movement one of the world’s most impoverished countries.
by which environmental activists in cities across Box 1.3 describes how the collaborative manage-
the world are reintroducing the restorative effects ment of the Mondragon Workers Cooperative has
of contact with nature to often underprivileged assisted a previously marginalised minority com-
inner-­city communities ranging from metropolitan munity to achieve prosperity since its establish-
London to the suburbs of Dili in Timor Loro S’ae. ment in 1956, continuing to the present day.

Box 1.1 Surrey Docks City Farm


The aim of city farms like Surrey Docks, in the heart of inner London, is to involve local people
and environmental activists in land care, food production and animal husbandry. City farms are
areas of repose, centres for conservation of natural life and places for reconnecting with nature
to balance the intensity of modern city life. They depend upon support from their local commu-
nities, often providing out-­of-­curriculum activities for local schools and youth clubs and, in turn,
relying upon the services of local volunteers. In 2008, there were no fewer than 15 of them in
London, all members of the Federation of City Farms and Community Gardens, a national scale
network (Mayor of London 2008).
Surrey Docks City Farm is one of the smallest and most central, occupying two acres of an
old docks site at the northern tip of the Rotherhithe peninsula, immediately across the Thames
from the towering bulk of the 75-­storey Canary Wharf and the spreading mass of London’s new
international office precinct of Docklands. The farm was originally founded in 1975 by Hilary
Peters, who recalls that
The dreadful alienation of people in the abandoned docks wasn’t just the result of unem-
ployment. They were alienated from themselves, each other and their surroundings. When I
started to dig the silt and graze my goats and poultry in Surrey Docks, I was surprised by the
urgency with which everyone wanted to join in . . . People who had never related to anyone
or anything started to relate to animals. The farm grew due to people who recognized that
it met some buried need in them
(McConnachie/Peters 2009)
Now the farm is run by Surrey Docks Farm Provident Association, involving schools, businesses,
youth organisations and volunteers of all ages including a blacksmith/artist, who work on site
every day, providing farm equipment, art objects and continuing interest. It is a focus for local
community life, the site of recurrent fairs and festivals, and its café is a regular stopping-­off
point for walkers and cyclists travelling along the Thameside Path. The small site is densely used
and includes in the words of Hilary Peters: ‘fields for grazing, a vegetable patch along the river,
a herb garden, a compost area, a duck pond, a wild life patch, at least one yurt, a willow walk
housing the bee hives, . . . an orchard full of geese and sculpture. The blacksmith does extremely
inventive work with local children collecting the grot off the river beach and making recycled
portraits of the farm’s animals’ (McConnachie/Peters 2009).
Although frequently small and very local in their organisation and links, these city farms
contribute significantly to making inner cities physically attractive, interesting, socially inclusive
and open hearted. Many readers will immediately associate this story with similar community
organisations and spaces in their own or nearby cities. Such places and groups express well how
community life and organisations can help people take possession of their own living areas and
lives in ways that welcome all others who also want, in whatever ways, to contribute.
Promises and Problems of Community Life 11

Box 1.2 Microcredit from Bangladesh to the world


At the end of its bloody war of independence in 1972, when Bangladesh emerged as independ-
ent but one of the world’s poorest nations, Mohamed Yunus returned from the USA, where he
had been teaching as a professor of economics. Depressed by the inability of academic theories
to explain or redress the cycle of poverty in which chronic debt trapped most of the country’s
population of more than 100 million people, he experimented, by making 42 small loans totalling
US$ 27 in a nearby village (Bornstein 1997). Based on the success of this initiative in enabling the
recipients to work and trade their way out of debt and poverty, he developed a general approach
to micro-­credit, in which the traditional financial collateral demanded by banks, which the poor
do not have, was replaced by social collateral, which their daily lives and mutual knowledge pro-
vide in abundance (Yunus 1998). Over a period of four years, he and his colleagues organised the
Grameen or ‘Seed’ Bank of small local groups linked to form centres of about 30 members, in turn
joined district branches each serving 60 centres (Fuglesang and Chandler 1993). The bank’s success
depends upon hard work, small sums of money, accountability and respect for human dignity.
Because it lends to ‘the poorest of the poor’ who are used to tight budgeting and relies on
weekly meetings to decide on loans and collect repayments, the bank has always enjoyed an
excellent repayment rate, which is currently running at 98%. Its workers must spend two-­thirds
of their time travelling to villages and participating in weekly branch meetings of local members.
Its lending has grown in 50 years to over US$ 7.59 billion to over 7 million members (over 97%
of them formerly impoverished women) organised in 1.2 million groups (Grameen Bank 2022).
By the end of the century, the movement had spread to include partner organisations in 20
different countries on all six continents and is still growing with recent branches being opened
in S­ henzhen, China (Grameen Trust 2022). The achievements of the Grameen Bank are widely
celebrated. Mahomed Yunus has been awarded the Nobel Peace Prize, the Bank has gained
an international architecture award for its contribution to improved rural housing, and the
construction of over six hundred thousand homes has also been financed. Grameen Phone, Gra-
meen Knitwear (a weaver’s cooperative) and Grameen Health Care Services have been formed
to use the excess funds contributed by members after they have finished repaying their loans.
­Grameen Phone has transformed the former rural isolation of the country by having one or more
‘telephone ladies’ with a mobile phone, able to reach any resident in any of the 83,000 villages
where there are groups (Grameen Communications 2022).
By the turn of the century, the Grameen Bank started to look worldwide, aiming to reach a
hundred million of the world’s poorest families, especially women, by providing credit for self-­
employment and other financial and business services, in pursuit of the basic aims of:
• reaching the poorest;
• reaching women;
• building financially self-­sufficient institutions;
• ensuring impact on the lives of clients and their families.
The bank continues to expand in many directions: upwards to influence the policies of the
World Bank to support Micro-­ credit; downwards to make its members more self-­ sufficient,
in enterprises like Grameen Knitwear and Healthcare Service; and sideways to establish over
2600 branches with nine million borrowers throughout Bangladesh, and with no fewer than
150 national branches spreading throughout all six continents (Grameen Bank 2022).
12 Planning for Community

Box 1.3 Worker and community self-­management in Spain


The Mondragon Workers Cooperative (now the Mondragon Corporation) is a notable example
of the power of creative ideas and cooperation to transform unsatisfactory and unjust economic
and physical conditions. In the early 1940s, Father Jose Arizmendi, emerging from one of Franco’s
prisons, founded a democratically managed polytechnic school and began to explore cooperative
ideas as an alternative to avoid each of the repressive excesses of the dictatorship then ruling
Spain, the rigid and unproductive standardisation of Stalin’s Soviet Russia and the social inequi-
ties of contemporary capitalism, which had produced the mass unemployment of the 1930s. In
1956, five unemployed graduates of the Polytechnic pooled their savings and joined with him
to establish the basis for a workers cooperative. ULGOR became the first in the network of
cooperatives, producing white goods and domestic appliances, which happened to be the items
with which they had industrial experience (Whyte and Whyte 1988).
ULGOR was an immediate success and by the early 1960s had grown into a network of enter-
prises comprising over 3000 worker partners. All members have a financial stake in their work
places, which is bought out if they leave, so that only the workers can own the enterprises.
Control of the factories and appointments of senior management are made by means of works
councils with all workers as voting members, appointing and sharing power with plant manag-
ers. By 2022, the original network had grown to include 95 enterprises with over 80,000 member
owners and become Spain’s largest producer of white goods, with the highest worker productiv-
ity of any Spanish enterprise (Mondragon Corporation 2022).
The Contract of Association stipulates that not less than 10% of the profits must go to com-
munity and social services of schools, colleges, health insurance, clinics and research institutes.
These ‘second degree’ co-­operatives are governed by representatives of the factory co-­ops. Wage
differentials, originally fixed at a ratio 1 : 3, have since been expanded to 1 : 6 – a small frac-
tion of that obtaining in most market economies – in order to ensure that the co-­op network
retains its pool of highly talented and energetic young managers and technical experts, to keep
it competitive in times of very rapid technological and economic change, as Spain successfully
adjusts to membership of the mainstream European Community.
Because membership confers the automatic right to a job, the global re-­structuring of employ-
ment due to the automation of the 1980s and 1990s posed particularly sharp challenges to
the co-­ops. Employment growth slowed, and remuneration fell for the first time to about the
average elsewhere in Spanish industry. Employment levels, however, remained at 100%. This
achievement of consensual decision-­taking in the Workers Councils, involved creative innovation
by management and rational choices by members to accept reduced wages to stay competitive.
The Co-­op starts new enterprises with groups of people who are friends, and sees the natural
bonds of friendship as a building block for successful ventures, echoing the definition of commu-
nity as ‘friendly association’ with which we started this section. Its successful application of radical
social and economic ideas is assisting traditional communities to thrive in their home settings
and to maintain deeply valued heritages of language, culture and economic autonomy, which
elsewhere in the Basque region have been expressed in acts of sometimes violent social dissent.

Part Three, Competing clashes over conflicting religious beliefs and eco-
Interpretations of Community nomic interests raise insistent questions about the
effectiveness and directions of prevailing social
Structure and Change policy. More inclusive, better-­informed and more
responsive community planning can provide valid
In both developed and developing countries, cur- solutions. Such practical applications require a
rent challenges of rapid change and conflict are sound and widely accepted theoretical basis to
testing to breaking point long-­established assump- help understand and interpret the character,
tions about the purposes and processes of commu- development and working methods of commu-
nity life (Diamond 2005; Ridley 1997; Pilger 1992). nity organisation. To what extent, then, should the
Increasingly bitter inter-­communal and inter-­caste primary aims of such communities be establishing
Promises and Problems of Community Life 13

and maintaining order; promoting productivity; injustice, political autocracy, economic penury and
ensuring class control; or establishing a framework multiple ethnic conflicts. As a result of these many
for communication and mutual learning? This sec- excesses and failures, Social Darwinism has lost
tion briefly explores these four competing accounts appeal as a basis for community life in free soci-
of the nature of community life, based on contrast- eties (Ridley 1997). Sociologists and ethnologists
ing and competing major aims: have tended to turn more to the mutual aid theo-
ries of thinkers like Kropotkin (1939, p. 60), who
• Order: genetically derived dominance.
argued that admitting that swiftness, strength, cun-
• Productivity and exchange: prosperity through
ning and endurance to hunger and cold, which are men-
market competition.
tioned by Darwin and Wallace, making the individual
• Control through conflict: equality imposed
or the species, the fittest under certain conditions, we
through struggle.
maintain that under any . . . circumstances, sociability
• Collaboration: through negotiation, adjustment
is the greatest advantage in the struggle for life.
and mutual aid.
Nevertheless, lasting subconscious effects of Social
Darwinism have influenced many of the explana-
tory ideas of twentieth-­century urban sociology and
order: genetically derived dominance
economics. In the first three decades of the twentieth
In exploring the purposes and organisation of century, for instance, Park et al. (1925) and their col-
human communities, one prime consideration leagues in the Chicago School of Urban Sociology
may be the essential nature of their members. No developed ideas of urban processes resulting from
ideas have influenced thinking on these matters endless struggles for space and resources. The new
more than the evolutionary ones of Charles Darwin urban communities were seen as being continu-
and Thomas Huxley (Desmond and Moore 1991; ally reshaped by the dynamic of externally driven
Darwin 2008) who argued that evolution and
­ economic investment and technological change,
indeed all life was regulated by a natural order giving rise to waves of renewal rippling outwards
imposed by the survival of the fittest, as driven by through concentric zones of uniform development.
randomly produced new mutations.v This theory As the city grew, the high-­ intensity commercial
was rapidly applied by the influential school of core expanded to redevelop the surrounding envi-
‘Social Darwinists’ to champion the promotion of ronmentally blighted ‘zone in transition’, sending
unregulated competition in the political and eco- further ripples of redevelopment through the suc-
nomic lives of communities, suggesting that com- cessive rings of inner-­ residential suburbs, zones
munities would advance best by promoting ‘the of working men’s housing and outer fringes of
survival of the fittest’ (Ridley 1997; Constitutional low-­cost accommodation. The language adopted
Rights Foundation 2021). Darwin’s friend Thomas to describe this process, ‘invasion and succession’,
Carlyle, for instance propounded a ‘Great Man’ reflected ­Darwinian ideas of competitive evolution:
view in which history was shaped by dominant one group was invading the territory of another
leaders. He condemned the democratic Chartist and succeeding to its ownership. Later, Martin
movement of the 1840s as ‘this bitter discontent Anderson (1964) and Jane Jacobs (1961) described
grown fierce and mad’ and argued instead for how these forces were able to annex the powers of
Machiavellian motivation of natural leaders to max- city and federal governments, using instruments of
imise the worth of their territories and therefore the ‘eminent domain’ to acquire land compulsorily and
wellbeing of the communities which constituted speed the process of economic appropriation. The
them (Desmond and Moore 1991). These ideas were dominant elites of the ‘property machine’ (Ambrose
further advanced by later doctrines of ‘Man and and Colenutt 1975) and the ‘growth machine’
Superman’ proclaimed by Friedrich Nietzsche. (Logan and Molotch 1987) claimed to be acting in
Twentieth-­ century experience has cast dark the best interests of the whole urban community. It
shadows across the capacity of such unconstrained is not surprising that opposing schools of Marxist
dominance to achieve lasting social progress. The urbanists discussed later, developed the counter-­
German cultural tradition stalled under Hitler; interpretation of class conflict.
Spain and Portugal suffered socially and stagnated Twentieth-­ century developments in genet-
economically under Franco and Salazar; and Mus- ics both reinforced and modified these ideas of
solini’s regime proved disastrous for Italy, climax- the sociobiology of communities (Wilson 1992).
ing in his corpse being torn limb from limb by a Richard Dawkins argued that human evolution
­
vengeful crowd in Milan in 1944. Currently, the was driven by the struggle of the ‘selfish gene’ to
military regime in Myanmar has perpetrated social dominate over the competing genes of others of its
14 Planning for Community

own species (Dawkins 1976, 1988, 2009). Although twentieth century, in Los Angeles County and else-
he discounted the ability of human beings to where in the USA ‘cities by contract’ were incor-
rationally control these drives in the interests of porated as local governments where the wealthy
cooperative success and survival, he argued that gathered to isolate themselves, making no contri-
in the drive to promote our own genes we will bution to the upkeep of the social needs of the
support siblings and others within our own com- wider metropolis (Miller 1981), were incorporated
munities having some common genetic material. as local governments where the wealthy gath-
These interpretations may seem to explain some of ered to isolate themselves, making no contribu-
the collapses of community life and ‘ethnic cleans- tion to the upkeep of the social needs of the wider
ing’ of the end of the twentieth century, where metropolis. Such communities suffered from being
groups of individuals of shared ancestry seemed both provocative and vulnerable to attacks from
to have combined to attack and exterminate neigh- the excluded workers on whom they depended,
bours alongside whom they had been living more and Miller accurately forecast Los Angeles’ 1992
or less peacefully for decades in Bosnia, Rwanda urban riots a decade before they occurred. In the
and northern Nigeria. However, closer examina- twenty-­first century, the United States continues to
tion often identifies other economic and environ- be ravaged by such conflicts, which have occurred
mental factors, which more satisfactorily explain in many cities in recent years, including Washing-
the patterns of violence and social disintegration. ton, Portland and Minneapolis. In 2021, violent
Diamond (2005) argues that the economic scarcity support for the superficially anti-­ establishment
had stretched these communities’ capacities for rhetoric and policies of Donald Trump, by a group
cooperation to breaking point so that in Rwanda, of armed militants believing themselves to be dis-
a survivor explained, ‘the people whose children advantaged, took the USA to the brink of an armed
had to walk barefoot to school killed the people coup. Community Planning adopts the altogether
who could buy shoes for theirs’ irrespective of different position that people’s views of what is
whether they were Hutu or Tutsi (Diamond 2005). right and ought to be done can and should shape
However, it is not only in such marginalised what will become the future reality of their lives in
and stressed communities that evolutionary biol- communities created by intention and maintained
ogy has offered explanations or influenced social by participation.
organisation. The cult of the outstanding business Nevertheless, there are some positive and impor-
leader and the unique gladiatorial sportsperson tant contributions that the scientific core of genetic
(both rewarded with annual salaries of many tens science can make to community planning. By
of millions of dollars a year) has reached new establishing the role of the deeply inscribed struc-
heights in the current century with figures such as tures of genomes and individual DNA in deciding
Elon Musk and Mark Zuckerberg exploring path- individuals’ innate characteristics and compe-
ways to unconstrained global dominance. At the tences, genetic science reinforces the arguments
national political scale, it may take the form of of thinkers as diverse as Karl Popper and Noam
the personalised cult of the initially charismatic Chomsky that human beings are not infinitely mal-
or populist political figure, such as Bolsonaro in leable and therefore able to adapt to any condi-
Brazil, Trump in the United States, the Duterte tions which planners or the market might think
family in the Philippines and Putin in Russia. Dire fit to provide (Popper 1972; Chomsky 1972, 1992;
consequences always result for countless local and Lyons 1970, 1991). Their deep-­seated competences
regional communities and individuals. It is a model and values should be respected as valid guides to
not to be welcomed at any scale of community. objectives in planning for communities and settle-
ments, rather than being subjected to attempts at
moulding by behavioural conditioning. It is not the
impacts on community planning and management
science, but the selective interpretation of genetic
Community planning doctrines of urban order theory that makes its determinism so faulty.
through the imposition of such dominant power
relations have influenced development throughout
productivity and exchange: neoliberal freedom and
many metropolitan communities, often making
minimally constrained competition
use of physical planning controls that introduce
segregated and walled residential estates and tour- A different model of individualism more appropri-
ist facilities, recreational and shopping centres and ate to a productive society than the social domi-
theme parks, frequently patrolled by private secu- nance of a caste ‘born to rule’ emerged from the
rity staff and closed to local access or use. In the combination of the humanism of the Enlightenment
Promises and Problems of Community Life 15

and the physical transformations of the Industrial in the form of the triple disasters of climate change,
Revolution. More open meritocracies replaced financial collapse and mounting urban terrorism.
closed aristocracies. Thinkers as different as John Another of the potent impacts of neoliberal
Locke, Adam Smith Jeremy Bentham and Ralph doctrines on community planning has been the
Emerson sought to expand the scope of individual extrapolation of its inherent materialism to justify
freedom, and the rapidly growing manufacturing the belief that human behaviour is largely shaped
communities proved a fertile soil for these ideas, by material conditions and that values can very
where people of talent could work and trade rapidly be moulded by physical stimuli.vi This
their way into success or even pre-­eminence, and view has major community planning implications,
therefore, it was argued, confer advantages on the including providing the rationale for standard-
whole community. Competition was seen as the ised and mechanistic living environments, shop-
road to progress and choice. ping centres arranged to suspend people’s critical
However, in many pioneer industrial nations, faculties and manipulative abuses of public con-
this domination by market economics and the sultation. In their pursuit of perfect competition,
unprecedented social and physical mobility of productivity-­ driven policies have often created
the twentieth century combined to create rapidly places for consumption without community and
assembled communities afflicted by alienation, residential communities afflicted by almost intoler-
insecurity and great disparities of wealth and liv- able sameness. It is a strange paradox that a view
ing conditions (Williams 1973). There were few of society originally grounded in the desire to max-
controls over technological innovations, which imise personal choice should reach a stage where
often introduced potent new developments its proponents are using mass-­conditioning tech-
appropriated by affluent investors but exerting niques to replace genuine human choosing.
powerful, unhealthy and destructive environ- Another result has been pervasive privatisation.
mental impacts of disruption and pollution on The view of Margaret Thatcher, Prime Minister of
vulnerable workers and their families. By the mid-­ the United Kingdom from 1979 to 1991, that ‘There
twentieth century, urban motorways, a potent is no such thing as society; there are only individu-
symbol of a society always on the move, rapidly als and their families’ briefly became a self-­fulfilling
replaced long-­established systems of public trans- prophecy (Works and Days 2021). The results in
port of trams and trains. Well-­established existing Britain were a retreat from community planning
inner-­city communities were often obliterated by and the acceptance of polarisation between pros-
broad swathes of such new roads and associated perous but repetitious, badly serviced and poorly
cloverleaf connectors. Mass-­ produced high-­ rise coordinated suburbs in southern growth areas and
public housing, sometimes fuelled by corrupt devastated and alienated ones of contraction in
contracts, ignored people’s needs for human con- declining parts of the north of the country, includ-
tact, convenience and family life (Jephcott 1971; ing South Lancashire, West Yorkshire, Clydeside
­Heywood 1974; Booker 1980). In the United States, and Durham. The individualist competition of
the ‘Federal Bulldozer’ flattened inner city ghettos neoliberalism did nothing to provide the inclusion,
without opening up the new suburbs to Blacks or direction and lively social dialogue that are needed
Latinos (Davidoff and Gold 1970). The assumption to create healthy community life.
that, given choice, people would create the com-
munities that they wanted through market prefer-
progress through conflict
ence foundered on grossly unequal incomes and
the reality of self-­maintaining class systems and Given the failings of the imposed order and
institutionalised racism. productivity-­driven views of community life, it is
By the second half of the twentieth century, the not surprising that an opposing school of Marxist
cumulative and often unregulated impacts of neo- urban theorists developed the alternative interpre-
liberal permissive planning were afflicting commu- tation of class conflict, leading on to the imposi-
nity life in cities throughout the Western world, tion of a more just order. In this view, community
generating massive pollution, destroying settled life becomes the battleground in which Carlyle’s
neighbourhoods and their green spaces and often ‘great leaders’ and the system planners of the mid-­
failing to achieve well-­distributed social benefits twentieth century are alike reduced to mere pup-
from new-­found material affluence. Then, in the pets of underlying class struggles for control of the
opening years of the new millennium, environmen- land, capital and labour that will actually decide
tal, economic and political effects began to create who commands the means of production, who will
internal contradictions and encounter global limits pay and who will benefit.
16 Planning for Community

Community problems and controversies are mayors and senior officers, and in 2008 and 2012,
likewise seen as local expressions of national and the country elected an African American President,
international scale contradictions resulting from who had come into politics by way of community
the exploitation of labour by capital, through the development work in Chicago, one of the USA’s
instruments of rentier landlords. Continuing into most stressed cities (Obama 2004, 2008, 2020). Mean-
the mid-­1990s, the Marxist geographer and for- while, in Russia and a number of East ­European
mer Professor of Geography at Oxford University, countries, overtly Marxist–Leninist regimes that
David Harvey (1996) was arguing that resorting discounted community organisation and life in
to the idea of community was a veil to disguise favour of wider class conflict and solidarity have
the potent and naked economic exploitation of been overthrown by their own people, to wide-
labour by capital, and that ‘urban-­regional plan- spread relief (Bater 1984; Ascherson 1996).vii
ners’ were the bailiffs and apologists of this process Of course, deeply humanitarian theorists like
of adaptation and co-­option. Harvey illustrates his David Harvey would be the first to criticise and
interpretation with an example of a notional situa- oppose such cruel and repressive regimes, but
tion where housing stress in an impoverished com- they could not point to other examples where
munity is being tackled by advocates challenging dialectical materialism or conflict models of social
planning designations and regulations. development have produced better results. If we
follow Popper’s argument (1989), that every theory
We can see this sort of coalition in action when deserves credence until it is falsified in practice,
large corporate interests in suburban locations when it should be abandoned or modified, there
join with civil rights groups in trying to break is a clear conclusion. The criticism that community
suburban zoning restrictions that exclude low planning is, in reality, a veil worn by social apolo-
wage populations from the suburbs gists for continuing class exploitation is based on
(Harvey 1996, p. 181) inadequate evidence and over-­ generalised inter-
pretation which makes them, in Popper’s terms,
Harvey’s Marxian interpretation leads him to re-­ ‘non-­ sense’ neither certainly true nor certainly
interpret a victory for decent housing opportunities false, but merely personal speculations, and these
and social justice as part of a ‘coalition’ between civil seem to be falsified by the accumulating evidence
rights groups and corporate interests that neither becoming available.
would recognise. It is highly possible that Harvey is One distinguished example of this revaluation is
making a direct reference (the circumstances are cer- the early work of Manuel Castells (1977, 1983) and
tainly very similar) to the celebrated and influential Gemma Vila (2014). Examining the actual evolu-
community action work of Paul and Linda Davidoff tion of urban and community life in Madrid in the
and their associate Newton Gold in the previous closing years of Franco’s Fascist regime in Spain
decades in establishing Suburban Action Inc in 1969 up to 1975, Castells observed the important role
to fight, often successfully, against discrimination in of community groups in shaping regime change
housing throughout the more desirable outer sub- from below (rather than by seizing the central
urbs of the USA. As both lawyers and planners, organs of power from above as had been advo-
they arraigned zoning restrictions which effectively cated by Lenin). Castells was himself involved
kept Blacks and Latinos out of these jurisdictions at in the Madrid Citizen’s Movement and it is this
the edges of the spreading new metropolitan areas, direct experience which allowed him to transform
enjoying good job prospects and community facili- the abstract Marxist model into a practical under-
ties, as breaches of the second amendment to the standing of how different groups negotiate with
USA’s Constitution, which guaranteed equality of each other and evolve to match external changes
opportunity (Davidoff and Gold 1970). and improve living conditions. What emerges is
While the Davidoffs’ struggles in the commu- not so much a class conflict model of commu-
nities and courts and Harvey’s in the fields of nity life and social change as a group interaction
theory-­building are equally valid, the evidence version. It is significant that reviewing the situ-
is that activist commitment to pluralist evolution ation 30 years later with the benefit of hindsight,
has proved more effective and relevant in bringing Gemma Vila, Professor of Sociology at the Univer-
about beneficial social change. American society has sity of Barcelona, reaches a similar conclusion that
integrated quite substantially in the last 40 years, in regional centres such as Barcelona, as well as
and neighbourhoods are continuing to desegregate Madrid, it was grassroots community movements
their housing; dozens of cities have Black and Latino which provided the impetus to install the current
Promises and Problems of Community Life 17

democratic regime to replace the crumbling dicta- or the contemporary abuse of minority groups in
torship bequeathed by Franco (Vila 2014). Communist China (Leung 2010), Marxist centrali-
By denying the cooperative capacities of commu- sation and class domination emerge as a failed
nity life, the conflict theorists have justified regimes option for shaping humane, just and responsive
based on the crudest use of naked coercion and community planning.
justified this by selective historical analysis. Dia- In comparing conflict and collaborative models
lectical materialists have found themselves caught we should therefore look to their practical appli-
in an iron cage of regressive causality of action and cations. Conflict models have proved far from
reaction of their own making, from which most libertarian; many have resulted in authoritarian,
of them cannot escape. If, for Margaret Thatcher, top-­down and generally repressive urban and
‘There is no such thing as society, only individuals community regulation, failing to acknowledge the
and their families’ (Works and Days 2021), for the human determinants of community life. Under the
conflict theorists, there is no such thing as com- general justification that it is ‘necessary to break
munity: only classes fighting to control the State. many eggs to make a good omelette’, the pursuit
Well-­argued alternatives are available in the form of order and uniformity has often devastated the
of the roles played within the lives of communities natural creativity of community life. In Stalin’s
by cooperation (Kropotkin 1939, 1974); by insight- Russia, for instance, acquisition of the basic neces-
ful deal-­doing (Jacobs 1985, 1992); and by celebra- sities of life became a daily challenge, and com-
tion, play and trust (Putnam 1993; Landry 2000). munity life was driven underground and into the
In a similar way, the Australian State Govern- deprived outposts of the ‘Gulag Archipelago’ of
ments’ Covid legislation of 2020 assisted people prison camps (Solzhenitsyn 1968, 1974) before the
experiencing housing stress by protecting tenants centralised authoritarian system was overthrown
from being evicted for rental arrears and mak- by internal rejection. Chairman Mao’s Cultural
ing emergency housing available in newly empty Revolution is now widely excoriated. The devastat-
motels and hotels in ways that had not been ing effects of the imposed emptying of Cambodia’s
adopted before. As an example, the Western Aus- towns into the ‘killing fields’ of the Khmer Rouge
tralian Government rapidly adopted a Hotels with have caused lasting social damage (Bater 1984;
Heart pilot in which about 20 people sleeping rough ­Ridley 1997; Solzhenitsyn 1974; Pilger 1992). Cur-
were moved into Perth's Pan Pacific hotel to reduce rently, Muslim Uiger communities in Xian Jiang
the health risks for people experiencing home- are being forcibly herded into retraining centres
lessness. This was quickly expanded and widely bearing unhappy resemblances to concentration
emulated in other states and resulted in actually camps to undergo re-­ education ordained by the
improving security of shelter for vulnerable people dominantly Han Chinese Communist Government.
at a time that could have seen massive problems Socially such communities create deprivation and
of increased homelessness and resultant increased alienation and physically the resulting places are
possibilities of conditions favouring spread of the regimented and marked by the standardised rep-
pandemic (Centre for Social Impact 2020). Progres- etition of concentration camps (Guardian 2021b).
sive problem-­solving rather than top-­down struc- Well-­developed alternatives to such totalistic
tural change was bringing improvement. ‘solutions’ are available in the form of cooperative
Pandemics afford good examples of the princi- arrangements and roles within the lives of com-
ple that in many situations, ‘No one is safe till eve- munities. These may take the form of collaborative
ryone is safe’. Mixed economies are better placed activities (Kropotkin 1939, 1974); insightful deal-­
to combine the dynamism of individual enterprise doing (Jacobs 1985, 1992); or celebration, play and
with the responsiveness of local empowerment trust (Putnam 1993; Landry 2000), all of which are
than are centrally managed command economies. discussed in the following section on Collaboration:
In summary, consigning responsibility for bene- through negotiation, adjustment and mutual aid.
ficial and effective community planning to national
concentrations of power and control by central-
ised planning authorities is destined to produce The roles of communication
solutions which are demonstrably worse than the and collaboration
local problems they were originally intended to
resolve. Whether one looks to the well-­documented Recent developments in alternative dispute resolu-
accounts of the terrible outcomes of this approach tion aim to combine communication with collabo-
in Soviet era Russia (Solzhenitsyn 1968, 1971, 2022) ration. Once people find themselves talking with
18 Planning for Community

someone, there is always the tendency for them In a small hunter gatherer community, social
to be drawn into a dialogue that may modify and rules, elaborated through language, produce a
diminish the sharp edges of pure conflict. New cohesion that would be impossible to produce
creative solutions may emerge. These strong links in any other way
between communication and collaboration are (Leakey 1981)
explored by Margerum (1999, 2002): mutual under-
standing provides both the motive and the capacity In making the link between communication,
for people to work together. Conflict protagonists collaboration and social organisation so explicit,
tend to dismiss communicative approaches as Leakey is leading us very far from abstract conflict
social therapy or diversionary tactics, while com- and selfish gene theories. It appears that commu-
municative activists tend to point to the wasteful nication creates the conditions for the collaborative
character of social conflicts and the tendency for success of communities which may subsequently
them to polarise complex situations into hostile be modified by competition.
camps that accentuate the worst characteristics of Developing communication was thus basic to the
both sides. evolution of the first human communities around
Communication involves not only expressive half a million years ago. The earliest yet found, at
speakers but also active listeners and mutual Terra Amata on the slopes of Mount Boron over-
recognition (Honneth 2022). Most communica- looking the Mediterranean above Nice, and the
tion contains an element of intended persuasion, Choukoutien caves, an hour’s drive south-­ west
where development and discussion can pave the of Beijing, both offer evidence of highly organ-
way towards collaboration. Reciprocally, collabo- ised community life, which must have depended
ration demands prior or simultaneous communi- on the transmission of experience and skills and
cation: people cannot work well together until they their application in cooperative social activities
have discussed and agreed on purposes, activities, (Leakey 1981). On the Terra Amata site, footings
roles and rewards. However, it is clear that the have been unearthed of a series of 11 large wicker
two approaches are not identical: communication work huts, each 12 by 6 m, constructed in succes-
is about meaning and collaboration about action. sive years. Inside, there are the remains of domestic
It is worthwhile examining the role of each before fires, animal prey and pigments for body painting.
combining them to consider collaborative plan- Excavations of the large cave site in Choukoutien
ning as an integrated process. have likewise unearthed many years of ceremo-
nial burials, signifying highly organised and stable
societies. Both these societies must have possessed
communication and community
communication skills to support patterned and
The recent communicative turn in planning productive community life. Fossil remains of skulls
theory (Healey 1996, 2006) was anticipated by from these sites support this conclusion, contain-
such earlier collaborations as those involved ing much-­enlarged brain spaces for Broca’s area,
in actual and ideal communities ranging from which controls and coordinates the muscles of the
Plato’s Academy, and Anglo-­Saxon Folk Moots to tongue, mouth and lips and Wernicke’s area, which
More’s Utopia (Mumford 1961; More 1516/1965). is responsible for the structure and sense of lan-
The major twentieth-­ century theorist of Com- guage, than those of earlier sites (Leakey 1981). This
municative Action, Jurgen Habermas, points out correlation suggests an upward spiral of improved
(1990) that discussion plays an essential role in language skills helping the development of elabo-
reaching valid interpretations and good policies, rated social organisation. Leakey comments:
which emerge not so much from isolated indi-
vidual thinkers but from the vigorous debate and Communicating with others, not just about
winnowing of arguments that occur in free and practical affairs, but about feelings and
critical discussion in open societies, preferably fears . . . and the elaboration of a shared
face to face. This basic role of communication in mythology produces a shared consciousness
the evolution of settled societies is also supported on the scale of the community. Language is
by findings from archaeology, biology, linguistics without doubt an enormously powerful force
and ethnology. The archaeologist and ethologist holding together the intense social network
Richard Leakey argues that hunting and food that characterizes human existence
gathering necessitated the use of vocal language, (Leakey 1981)
as did social organisation and the economy of
food sharing. His conclusion is significant for An equally significant role of communica-
community organisation and planning: tion is to alert society to impending threats. This
Promises and Problems of Community Life 19

provides the theme of Jared Diamond’s closely wide variety of scales and types of community. He
argued book Collapse, How Societies Choose to Fail favours such face-­to-­face debates and criticises the
or Survive (Diamond 2005). Diamond reviews a distanced and abstracted virtual discourses of the
wide range of failed and successful societies in ‘system world’ of centralised administration and
all six contents, spanning a time range reaching supply-­side economics. He argues that everyone,
from several thousand years ago to the present. not only policy-­ makers but also local residents,
Many of his societies, like those of Easter Island have equal rights to be heard at the policy table,
and Norse Greenland, collapsed because they thus justifying public participation in commu-
could not modify destructive practices or adapt to nity planning. He deprecates the traditional self-­
threatening environmental conditions. They were allocated role of the philosopher as commentator,
unscientific and conservative and generally exces- as simultaneously servile and arrogant, preferring
sively pious or narrow-­ minded. They were not the more explicit and open advocacy of one’s own
thinking enough about their changing situations, convictions. Though he accepts that action is the
and if they were, they were not discussing their most important basis for knowledge, he relates this
ideas enough. Others, like Tokugawa Japan of the to the importance of ‘speech acts’, which are nec-
seventeenth century, though socially conservative, essary to shape and coordinate much subsequent
were energetically reviewing their situations and physical action. This argument both supports citi-
promoting policies to correct threatening problems zen participation and suggests how it might be
like deforestation and overpopulation. implemented. These views have led Habermas to
Diamond specifically asks what lessons his conduct repeated campaigns for abundant, lively
many case studies have for modern societies. His and accessible public open spaces to promote the
conclusions focus around three principles: easy contact between people on which good social
communication depends.
• Investigate conditions and face the facts.
• Recognise and review unintended consequences
of current actions.
• Collaborate in social problem-­solving. Applications of communication
Insofar as Diamond discusses competition, he in community planning
regrets the role it played in amplifying unwise
There are a number of more specific planning
behaviour, like the erection of ever-­larger statues
expressions and outcomes of this commitment to
on Easter Island, the aim to rear more cattle in the
communication for community planning:
declining climatic conditions of thirteenth-­century
Greenland and the killing frenzies of Rwanda. • Community festivals, art and cultural events
His conclusions are that awareness, investigation in public spaces to initiate, promote and com-
and open communication are the keys to survival municate different community values, needs
in times of external or internal threats or rapid and strengths – helping communities to share
change. These views on avoiding disasters are par- and shape ideas and aims in events such as
alleled by those of Richard Florida on achieving community forums, peer group discussions
economic success, when he argues (2005) that the and workshops, public art, TV, radio and online
‘Creative Class’, on whose inventions and skills discussion groups and talk-­back opportunities
modern society increasingly depends, can only (Heywood 2018).
develop and thrive in mixed, diverse and experi- • Neighbourhood Committees and Councils that
mental communities like those of inner-­city San take responsibility for neighbourhood communi-
Francisco, Greenwich Village in New York, inner cation, comment on development proposals and
Austin, central Amsterdam, Hong Kong and Mel- undertake specified communal functions, such
bourne. These models, where communicative as public parks, street closure, neighbourhood
action supports collaboration, have great signifi- watch, and young people’s vacation activities
cance for community planning. (Ward 1973; Heywood 1989, 1997, 2018; Local
Government New Zealand 2021; City of Port-
land, Office of Civic and Community Life 2021).
community planning and communicative action
• Focus and mixed interest groups – groups of
Progress towards valid social policy, according volunteers and invitees with particular inter-
to Habermas (1990), should emerge from open est in specific topics who work together to
and purposeful discussion, among people speak- produce aims, problems and solutions, in spe-
ing from the knowledge and experience of their cific topics or for a particular planning area
daily lives. These discussions can work across a (Heywood 2018).
20 Planning for Community

• Advisory and reference groups, selected, elec­ from people’s frustrated wants, the emphasis of
ted or self-­ nominated to provide ongoing Appreciative Inquiry is on searching for recogni-
advice on matters referred to them, which may tion of good experiences and positive values in
be based either on specific topics such as the people’s previous experiences (Hammond and
needs of young people or historic buildings Royal 1998). Not only does this enhance recog-
or on physical areas; these bodies can become nition and help to build participants’ self-­esteem
‘learning groups’, provided with resources to and enlist their energies in the process of shap-
gain further information on the topics of con- ing beneficial change; it also identifies successful
cern to them, so that good policy can emerge models and mechanisms that can be developed to
from a combination of values and facts (see help implement plans. Good cases can be made for
Norman Creek Case Study in Brisbane in Chap- both approaches. While problem-­solving is more
ter 3, Communities of Interest). radical and potentially comprehensive, bringing to
• Consultation kits: summaries of accessible and light frustrated wants, appreciative inquiry can be
interestingly presented information, which can more engaging, less threatening and is well suited
be provided to a large number of local organisa- to form part of ongoing community development
tions to promote discussions and responses that and capacity building.
can make useful contributions to policy devel-
opment (Queensland Human Rights Commis-
sion 2021). Part Four, The Roles
• Community Visioning, to promote reflection
of Collaboration
and speculation among a group about values,
goals, fears and hopes to drive future strategic
The history of human collaboration is closely linked
plans (Granicus 2021).
to the evolution of communication discussed in the
• Design workshops and charettes: occasions at
earlier section on Communication and Community.
which local residents and other participants
Each has assisted the other. At the dawn of the
work together with planners, designers and
species, more than three million years ago, one of
others to produce draft schemes to fulfil their
the earliest archaeological findings shows the steps
shared or negotiated aims (Heywood 2018).
of a young hominim child preserved in the vol-
• Public meetings: publicised occasions open to
canic ash at Laetoli, south of the Olduvai Gorge, in
all attendants but featuring specified speakers
what is now Tanzania, skipping her way around
addressing identified topics, with opportunities
the heavier and more purposive paths of her par-
provided for open questioning
ents, implying both cooperative family life and
• Attitude Surveys, Community Preference Lists,
some level of communication to establish guidance
Focus Groups and semi-­structured interviews –
and confidence (Leakey 1981, p. 57). Much later,
statistically valid sample surveys to identify
when the first cities were being established around
attitudes to specific issues to provide reliable
4000 years ago, the Epic of Gilgamesh and the Tab-
guides to people’s felt problems and prefer-
lets of Hammurabi both depict worlds where the
ences (Mackay 2018; Voxco 2021).
strands of communication, cooperation and order
• Collaborative planning, involving local peo-
were closely woven together to create societies
ple and stakeholders with councils and other
capable of sustaining themselves across many cen-
implementation agents (responsible, for exam-
turies (Sandars 2006; Helle 2022). The Epic of Gil-
ple, for land use, social, transport and economic
gamesh, in particular, affords a fascinating insight
planning) in cycles of proposal, review and
into the roles of collaboration between urban dwell-
negotiation to produce schemes that command
ers and mountain nomads and pastoralists in the
the required mixed ingredients (Forester 1999;
building of the first Mesopotamian empires.
Healey 2006).
Another interesting aspect of the communicative
lessons from the mediterranean
turn in planning is the shift in consultation tech-
niques from exclusive reliance on problem-­solving Peter Kropotkin extends his belief in the basic role
towards more positive approaches that involve of cooperation throughout all evolution to apply
individuals and groups thinking about past suc- specifically to human societies. Greatest progress,
cessful experiences and their intended visions he argues, is made in phases when cooperation
for the future. Whereas problem-­solving Critical predominates, as in the development of the self-­
Rationalists tend to rely on extracting objectives governing communes of the Central Italian city
Promises and Problems of Community Life 21

states, which by 1300 ce had grown to number mutual understanding, reliance and exchange,
more than 80 (Toynbee, quoted in Mumford 1938, which is expressed in art play and performance.
p. 69). Kropotkin’s view that the collaborative guild It is then reinforced in the resulting cooperative
and civic arrangements of twelfth-­ century Italy production and employment.viii
promoted the later evolution of modern city life Later, in his 1997 book Bowling Alone Putnam
provides powerful support for Robert Putnam’s goes on to lament the loss of these socially bonding
influential book Making Democracy Work (1993), on activities in the USA of that decade. The problem
the roles of social capital in contemporary society. has only grown more acute in the last 25 years,
Putnam shows how the thriving continuation of resulting in mass alienation and damaging inter-
these traditions of medieval and renaissance col- group hostilities. Clearly, community collabora-
laboration drew their strength from such celebra- tion is itself a social product that in turn shapes
tions and festivities as the Palio of Siena and the economic and physical environments. This kind
Ponte of Pisa, which continue to the present day. of guild and civic life also developed in northern
He argues that these, in turn, created the bases for Europe, particularly in the Baltic, Germany, Brit-
the associational economies of the Central Italian ain and the low countries, playing a significant
towns and cities of Tuscany and Emilio Romagna role in the development of the ‘polder model’ of
with their networks and clusters of small, mutually sixteenth-­and seventeenth-­century Holland. Com-
supportive enterprises. munal work established and maintained the canals
These successful economies of the ‘Third Italy’ and dykes and established the basis of trust that
as well as the Mondragon Workers’ Management supported the development of the highly dynamic
network of the Basque Region of Northern Spain form of capitalism that continues to make Amster-
provide significant examples of community coop-
dam and Rotterdam major centres of today’s
eration (Cooke and Morgan 1998; Center for Popu-
global economy.
lar Economics 2021). Through all of the vicissitudes
In England, collaborative management of village
of Italian and Spanish politics of the last century,
commons and of the three-­field fallowing system
their associational and collaborative economies
that persisted until the Enclosure Acts of the eight-
have continued to foster significant innovation and
eenth and nineteenth centuries helped build the
productivity to achieve remarkably durable eco-
democratic awareness that re-­emerged in a number
nomic resilience and to sustain community life that
of trailblazing British political reform movements
is among the most celebrated models of contempo-
rary social organisation (Cooke and Morgan 1998). in the course of the nineteenth century. Chartism,
These examples of the resilience of communities demanding annual parliaments and universal
leveraging social cooperation to create widespread suffrage, was a major political issue from 1837 to
personal prosperity are particularly significant for 1848. The Cooperative Movement continued to
ideas of collaborative planning (Healey 2006). Such grow in membership and scope from its founda-
associational economies have proven the Central tion in 1844 until the present. Universal suffrage
Italian towns and cities of Tuscany and Emilio was achieved by stages with landmark legislation in
Romagna robust enough to survive in recurring 1867, 1918 and 1928 (Hamilton 1946; Hammond and
periods of fractured control, spasmodic contrac- ­Hammond 1978; Thompson 1980). Elsewhere, in the
tions and prevailing threats of foreign domination monsoon lands of southeast Asia, communal water
through such threats as the direct foreign invest- and land management in Bali and New Guinea
ment (DFI) of the postmodern world. built strong cooperative institutions that have sur-
The paradox of splintering centres and coherent vived to the present (Ridley 1997; Suarja and Thys-
localities poses questions about why such regional sen 2003; Diamond 2005). Many collaborative ideas
economies succeeded within national regimes underlying similar worker, housing and urban farm
afflicted by ineffective and rigid central adminis- cooperatives can be traced back to roots in medieval
trations. What are the social forces (the ‘social capi- and pre-­colonial notions of mutual aid.ix
tal’) that hold such regional communities together?
Robert Putnam (1993) argues that the social and
economic successes of Tuscany, Umbria and Emilia Collaboration in practice
Romagna are due to their capacity to cooperate,
fostered by the singing, dancing and civic perfor- In order to explore whether collaboration can still
mances that characterise their many festivals and achieve practical outcomes in contemporary times,
social activities, which in turn build more social this section examines cases drawn from shelter,
capital. This collaboration draws its energy from natural environment, place, access and production.
22 Planning for Community

shelter a downward spiral of repayment failure, foreclo-


sure, dispossession and competitive divestment.
Housing, which is one of the most basic pre-­
Much that could have been learnt from the ‘social
requisites of life in settled communities, combines
collateral’ model of the microcredit movement had
the three critical elements of:
been ignored. Many leading commercial bankers
• grounding in the basic values of shelter, nur- had refused to support and even mocked micro-
ture, procreation, play and learning; credit when it was proposed to them as a means
• strong connections to many other social of providing grassroots security to the commercial
activities; banking system (Yunus 1998). By contrast, a num-
• expense and complexity often beyond the scope ber of highly successful and collaborative housing
of the unaided average individual. supply systems, discussed in Chapter 7, Homes and
Communities, have been steadily developing and
As both an individual human need and a col- expanding for over a century in different coun-
lective product, shelter is a promising candidate tries throughout the world, including Community,
for collaborative planning and provision. There is Social, Public and Emergency Housing and Co-­
anecdotal evidence that a number of early agri- housing and Housing Cooperatives.
cultural societies did indeed practice cooperative
house building and planning with sites being
approved by village elders for young newlyweds, natural environment

and construction being assisted by working parties Nowhere is the injunction to ‘Think Global, Act
of friends and relations, rewarded by the staging Local!’ more imperative than in the sphere of the
of a subsequent feast.x Although the industriali- natural environment. There is a widespread recog-
sation of the eighteenth and nineteenth centuries nition that the excesses of both competitive capital-
replaced this by a dominant market in cheap ism and command economy communism produce
mass housing, cooperative responses rapidly re-­ unsustainable degradation of the natural environ-
emerged. In the 1770s, in Britain’s industrialising ment, which can best be redressed by programmes
West Midlands and West Yorkshire regions, groups of action combining the principles of symbiosis
of working men collaborated to form Terminating and mutual aid with community organisation,
Building Societies whereby each agreed to con- cooperation and academic research (Suzuki and
tribute a fixed sum every month so that houses McConnell 2008; Kropotkin 1939). Collaborative
could be built, one by one, until every member interest groups have become very important envi-
had been accommodated in a home of their own ronmental actors. In Britain, Foresters and Com-
(Garrett Holden 1970). When all land and houses moners Associations have historically enjoyed
had been paid for, the society terminated, but out rights to the benefits, control and upkeep of the
of this successful social invention grew the ‘Perma- common land and forests that once constituted
nent Building Society’ which has done so much to much of the total land area. In Britain, this spirit of
extend the ‘trust’ principle to bring home owner- local and personal stewardship has spread through
ship within the reach of large proportions of the organisations like the Ramblers Association (with
total population of many such advanced nations over 100,000 members), the Council for the Preser-
as the USA, Britain, Australia and Canada, who vation of Rural England, and the Yorkshire Wild-
either own or are buying their own homes. This life Preservation Trust to influence not only ideas
process has done much to transform classical capi- and access but also land tenure and management.
talism into the ‘Welfare Capitalism’ that has man- Such organisations influenced the designation, as
aged to evolve and survive for over two centuries. early as 1949, of the country’s admirable system of
A particular interest of this example is the illus- national parks, areas of outstanding natural beauty,
tration it provides of the ways in which coopera- public rights of way, long-­distance footpaths and
tion in planning and roducing desired goods can nature conservation areas, covering no less than
coexist with market mechanisms in deciding their 17% of the small and densely populated nation
allocation and consumption. However, during (Cullingworth 1976, p. 178). In the United States,
the financial crash of 2007–2008, the cooperative a similar history has produced a remarkable sys-
machinery linking genuine borrowers to will- tem of even more spectacular National and State
ing lenders temporarily broke down due to the Parks, dating back to the trailblazing advocacy of
competitive excesses of hedge funds and remote the Audubon Society and Theodore Roosevelt in
subprime portfolio operators. This resulted in ill-­ the nineteenth and early twentieth centuries and
judged and unreflective lending policies leading to ranging from the Shenandoah National Park in
Promises and Problems of Community Life 23

Alleghanies through the Yellowstone in the Rock- target of achieving net zero carbon emissions
ies to the Yosemite and Crater Lake Parks in Cali- by three decades to 2050 gave fresh currency to
fornia and Oregon. J.M. Keynes dictum that ‘In the long run, we are all
Elsewhere, similar bodies work individually and dead’. This position has now been modified by the
in cooperation to promote environmental aware- incoming 2022 Labor administration, which has
ness and conservation, contesting habitat loss and set a target of cutting greenhouse gas emissions
promoting reforestation and wetland protection, in by 43% by 2030, following an election in which
areas as remote as Russia’s Lake Baikal (Moscow the successes of Greens and community-­ based
Times 2020). In Australia, they also include local Independent candidates (categorised as ‘Teals’
and regional ecological preservation societies and because of their combination of Green commit-
National Parks Associations and Landcare, Bush- ments with traditional ‘blue’ establishment back-
care, Watercare, Dunecare and associated groups. grounds) resulted in a working majority for a new,
Worldwide countless environmental action groups more environmentally friendly Labor government
are involved, often combining community and (Rimmer 2022).
academic bases. Increasing numbers of local
associations, loosely organised into regional and
place management
international coalitions, are also taking action on
matters such as carbon reduction to help safeguard Collaboration is essential to the healthy life and
global environmental health (for an English exam- effective creation and management of whole and
ple, see, for instance, lcarb 2022). Making excel- satisfying places. This recognition inspired Eben-
lent use of modern ICT, these organisations aim to ezer Howard’s ‘invention’ of the Garden City
combine local action with wider-­scale advocacy to (Howard 1899, 1965; Moss Eckhardt 1973). Entitling
produce consciousness change that , in turn, will his book Tomorrow: The Peaceful Path to Real Reform,
maintain the momentum of conservation. he insisted that cooperative principles should be
This international scale has now been greatly infused into every aspect of life and government in
enhanced by the influential work and publications his proposed new ‘Garden Cities’. These were pro-
of the Intergovernmental Panel on Climate Change posed to be the largest cooperatives ever developed
(IPCC), which have done much to drive the cur- up to that time, with memberships including all
rent worldwide campaigns to restrict global warm- 32,000 people in their intended populations. Both
ing to 1.5 °C or less, by reducing carbon emissions Letchworth and Welwyn were launched and origi-
resulting from continued reliance on fossil fuels. nally run by Garden City Companies, and it was
However, this target now looks less likely to be Howard’s stated intention that all residents (who
achieved following the limited success of the Glas- would be automatically members of the coopera-
gow Cop 26 meeting of governments in December tive companies) would own all the land in perpetu-
2021 to secure general agreement from developed ity, pay modest rents for their dwellings, and spend
nations either to restrict their own emissions by the profits from the accumulating rental payments
adopting more ambitious targets; or to agree to on job creation and environmental conservation.
contribute to the costs that would be incurred Peter Hall (2002, p. 95) quotes from previously
by developing nations in adopting such specific unpublished writing of Howard’s The Vanishing
targets by mid-­century; or to persuade very large Point of Landlord’s Rent, explaining that land values
‘Second World’ emitters like India and China to would flow back to the community, in order to:
set themselves significant reduction targets by this
date (United Nations Framework Convention on found pensions with liberty for our aged poor,
Climate Change 2021). It is clear that the momen- now imprisoned in work houses, to banish
tum of the global movement for environmental despair and awaken hope in the breasts of
sustainability will have to continue to come from those that have fallen; to silence the harsh
community-­ based groups at each of the local, voice of anger; and waken the soft notes of
national and global scales. Nowhere is the pref- brotherhood and goodwill
erence of governments to put immediate and (quoted in Hall 2002, p. 95)
short-­term economic advantages ahead of long-­
term sustainability more dramatically illustrated Later, Howard came to propose that dwellings
than in the decade-­long refusal of the 2013–2022 could be built by a variety of means, including
Australian government to set specific 2030 carbon people constructing their own homes with funds
emission reduction targets. The now superseded provided through Building, Friendly or Coopera-
decision that government made to postpone the tive Societies or Trade Unions. The collaborative
24 Planning for Community

Garden City idea in its various expressions of new Such migrations extend to include internal migra-
towns, garden suburbs, and cluster settlements tions in contemporary industrialised societies,
within metropolitan regions has spread through- such as China and India (Hessler 2010).xi
out the world and remains a powerful force to At the regional and metropolitan scales, pub-
help humanity manage urban change in an era of lic funding is required to maintain more recur-
unprecedented population growth and technologi- rent forms of movement. Public transport systems
cal change. are being extended to sustain social life in cities
Parallel collaborative approaches to place-­ throughout the world, with notable examples in
making as well as planning have followed apace. Bogota, Curitiba, Kolkata, London, Portland (Ore-
In the United States, Kevin Lynch’s wide-­ranging gon), Toronto and Vancouver. These examples
A Theory of Good City Form (1984), Christopher form part of a heartening and increasingly wide-
Alexander’s A Timeless Way of Building (1979), the spread pattern that may well be enhanced as the
New Urbanism of Peter Calthorpe and Associates introduction of driverless cars makes more likely
(1993, 2001) and Randolph Hester’s Designs for the formation of convoys of small movement cap-
Ecological Democracy (2010) have laid out a wealth sules to replace the current recurring gridlock on
of paths to good place making based on com- dual 3 and 4-­lane motorways.
munity consultation and participation. In Britain, No less important are the daily movements
the highly influential Responsive Environments of enlivening local communities. Small networks of
Bentley (1985) based their design methods entirely parents throughout the world combine to organise
on how users of existing and future spaces might ‘walking buses’ to take children to and from school
respond to present and proposed features. Flying safely, healthily and sociably. Local groups often
in the face of recent commercial pressures for pri- organise community transport and car-­ pooling
vatised and socially segregated housing layouts, arrangements, and urban coalitions are campaign-
such ideas support a place-­making movement that ing for better public transport based on collabora-
aims to create interacting, sociable and coopera- tive principles (Cervero 1998, 2009; 1000 Friends
tive communities. Their methods are also based of Oregon 2022).
on inclusion and cooperative social inquiry, like
Enquiry by Design and Community Charettes. Later,
collaboration in production, exchange and economy
in Chapter 9, Places, Spaces and Community Design,
another such method is explored in which the There are contending views on the conditions nec-
Australian Landscape Architect, John Mongard, essary for the creation of prosperity through sur-
makes use of the outcomes of series of community plus production. Marx saw wealth production as
engagement Set up Shops to create highly success- dependent on class control. Adam Smith discerned
ful place-­making strategies for country towns in and advocated the ‘hidden hand’ of the laws of
a wide range of locations, ranging from Queens- supply and demand, making possible the division
land’s Atherton Tableland through New South of labour and specialisation of function. Kropotkin,
Wales New England Plateau to coastal communi- Marshall, Keynes and Galbraith (1972) interpreted
ties in the island state of Tasmania (John Mongard economics rather differently as the study of ways
Landscape Architects 2022). to achieve and maintain effective and rewarding
community life and communal activity. In all these
models, practical collaboration is crucial to main-
individual and collaborative forms of movement
tain production and prosperity, though there is no
and transport
agreement on the best ways to achieve that coop-
Freedom of movement can be seen as both a deeply eration, whether through the discipline of competi-
enshrined human value – going back to our origins tion, the imperative of control or the inducements
as hunter–gatherers in the Eocene epoch of 20,000 of collaboration. Earlier in this chapter, we dis-
years ago – and a continuing guarantee of personal cussed the successful cooperative approach devel-
liberty. Over the centuries, this has allowed serfs oped by the Mondragon Cooperative Corporation
and their families to walk off their feudal master’s (Mondragon Corporation 2022). It is this that most
demesnes and seek work in the growing towns, clearly distinguishes them from the more competi-
factory workers to move between different towns tive, conflict and imposed order models of social
in search of better jobs or skills and contemporary organisation underlying both neoliberal capital-
political, economic and disaster-­driven refugees to ism and command economy communism (Whyte
seek new lives in safer and more promising homes. and Whyte 1988). While highly significant, this
Promises and Problems of Community Life 25

model still remains a challenging exception in a saturated with significance, controversy and con-
world dominated by competitive venture capital- flicting expectations. Ideas of community have
ism, particularly ascendent in each of the world’s graduated from being regarded as too nebulous
five most populous countries of China, India, the for serious use, to being recognised as a valuable
USA, Russia and Indonesia. The intention of the summary for many of the most important attrib-
Mondragon Workers Cooperative and the ideas of utes of social life. Concepts of community have
its originator, Father Arizmendi, that such work- been extended to include both the links that people
ers’ cooperatives should grow up inside capitalism acknowledge with each other and the reciprocity
and supersede it, are singularly compatible with that sustains healthy social life. Competing ration-
the inclusive philosophy and upward spiralling ales are less convincing than ever before. Impo-
approaches of community planning and develop- sition of Law and Order is not enough because
ment, distinguishing them from more competitive, that can no longer be sustained without consent,
conflict-­based and imposed order based models as is demonstrated by the global impacts of both
of social change of Neoliberalism and contempo- the ‘Black Lives Matter’ and the ‘Me Too!’ move-
rary Chinese capitalism (Whyte and Whyte 1988; ments for racial and gender equality and respect.
­Friedman 2008; Hessler 2010). Uncontrolled market competition has been shown
In such collaborative models, ownership, invest- to result in a race to the bottom levels of maldis-
ment and credit arrangements can be introduced tribution and exploitation far more often than an
through transitional arrangements. A number of ascent to new pinnacles of productivity. Unwel-
solutions are made possible by cooperative invest- come outcomes of repeated subordination of long-­
ment, incorporating the micro-­ credit principles term sustainability to short-­ term profit-­
taking
of social collateral and personal responsibility of include poisoned environments and self-­ voted
the Grameen Bank, discussed earlier. These are bonus payments to CEOs and senior managers of
well suited to stimulate grassroots development firms relying on government handouts after col-
and control. Now that many governments have lapses caused by rash business decisions.
acquired an increased degree of control over banks, The remaining major rationale for organising
following the 2008 Global Financial Crisis, moves social relations – imposed order – arouses often
towards cooperative credit unions and societies heroic opposition from inside regimented and
can be further assisted and become increasingly often militaristic regimes and widespread condem-
important levers to increase the range of activities nation from societies practicing free speech. They
and tools available to empower grassroots com- continue to provide vivid examples of ‘how not to
munity planning and development. do it’ in the fields of politics and administration,
These can build on existing organisations as none more so than in the military dictatorships of
diverse as the cooperatives established in the USA Myanmar and North Korea (Wikipedia 2021a,b).
by the Office of Economic Opportunity within The collaborative basis of community life is thus
Lyndon Johnson’s Great Society programme of supported not only by its own arguments of shared
the 1960s; Spain’s Mondragon Corporation; Brit- objectives and activities but also by the painful
ain’s large and successful Cooperative Wholesale failures of alternative rationales of imposed order.
Society (160 years old in 2018); the worker-­owned ‘Planning’ is also a term that is emerging from
British retail chain, the John Lewis Partnership; the shadows of bureaucratic regimentation to enter
and the rapid growth of farmers’ markets and the sunnier fields of human choice and inten-
local bulk buying co-­ops which are springing up tion. Spectacular new extensions of our capaci-
in communities throughout the world. There is ties to control and shape physical environments
every reason to promote such alliances between and identify and develop renewable resources
government, banks and communities to achieve have reinforced recognition of inescapable needs
productive local employment and control. to accept responsibility for the outcomes of our
own actions. Rapid increases in human impacts
on climate, water circulation, species habitats and
Conclusions fossil fuel extraction and use have further focussed
attention on our growing abilities to anticipate
attributes and definitions
and manage changing situations and the associ-
In these early decades of the twenty-­ first cen- ated need to ‘think globally and act locally’ while
tury, both ‘community’ and ‘planning’ are words weighing unintended consequences.
26 Planning for Community

For all these reasons, planning is becoming a more and adapting to changed external conditions. In
widely accepted and welcomed means to involve doing so, the activities of communication, con-
whole communities in thinking about their futures sultation, participation and negotiation can play
and developing and adjusting feasible means to invaluable roles in identifying and achieving bene-
achieve desirable ends. Planning Charettes have ficial and sustainable outcomes. Humanity’s needs
evolved into Community Forums and Enquiries by for contact and communication have been vividly
Design. Planning courses in universities are now demonstrated amidst the Covid-­ 19 global pan-
oversubscribed with talented young people seek- demic, both by the rapid adoption and develop-
ing the tools to shape future societies to reflect their ment of distance-­conquering innovations like Zoom
own worthwhile values and those of their fellow and Teams conferences and discussions and also by
community members. Government departments people’s very evident yearning to resume more
compete to recruit planners to help develop purpo- direct face-­to-­face connections for work and play,
sive policies, implement community consultation with families, friends and colleagues. Contrasting
and collaborate with others in community build- the imaginative outcomes that can be achieved
ing and governance. The voluntary sector is also from inclusive methods of community planning
increasingly able and willing to play leading roles with those that emerge from more conformist and
in developing collaborative community plans for exclusionary ones clearly indicates the advantages
whole sectors and communities. Most important of of collaborative planning. Because human beings
all, community groups and activists insist on mak- are both independently motivated and sociable,
ing their voices heard, both to oppose schemes that good communication is needed to enhance agree-
threaten their values and interests and also to pro- ment on values, activities and priorities that can
pose often comprehensive alternative approaches then underpin the creation and renewal of healthy,
for their communities. In societies’ social dramas, vibrant and resilient communities. Such methods,
planning has emerged from backstage roles of the developed and explained in Chapter 5, Ways and
prompter and makeup artist to a place on cen- Means, offer clear pathways to more harmonious
tre stage where events are enacted among players and resilient futures.
who must listen to each other and collaborate or
face altogether losing control of roles and events.
Endnotes

cascades of change and choice i Examples of this are such familiar cases as a new
sewage outlet being located upstream of an impor-
These capacities to undertake effective shared action tant marine habitat or a neighbourhood engage-
are essential if we are to successfully navigate the ment programme requiring its participants to sign
tides of environmental, economic and social change an undertaking of confidentiality.
that are flowing increasingly strongly through our ii Although these changes may be the most acute
daily lives in this period of rapid change. To avoid experienced by humanity since the ending of the
self-­
destructive conflicts, it is clear that we must ice ages of about 10,000 years ago, they are by no
make choices about intended futures, which will means unprecedented in the longer geological
be most secure if they take careful account of each history. Geologists have long recognised that their
record of the rocks points not to steady deposition of
other’s needs and hopes. Illustrations of the disas-
sediments in generally constant or slowly evolving
trous effects of perceived exclusion range from voter
conditions but to the separation of a series of rela-
abstention and refusals to support funding for medi- tively stable epochs by horizons of very rapid and
cal reforms that would involve people contributing sometimes cataclysmic change. These may result
to the health maintenance of others to bomb attacks from a number of external causes, including vol-
by politically motivated terrorists and attempts in canic activity, meteor impacts, changes in the Earth’s
the USA to storm Congress. By contrast, collabo- axis and orbit and solar activity (Gould 1988). Gould
rative planning is well suited to promote effective speculates that this ‘punctuated equilibrium’ may
management of change within and among such also explain the successive epochs of human history
essential activities as housing, work, play, move- better than the prevalent assumption of steady evo-
lution to increased knowledge, wisdom and power,
ment, communication, culture and governance, in
which still retains a strong hold as the conventional
ways that engage individuals and sustain and enrich
wisdom of contemporary intellectual life. Such an
both their lives and those of their communities. interpretation invites the speculation that human
At the same time, inclusive planning can also society may have passed through a number of similar
help communities meet the necessary but often transformations. These may have been triggered by
unfamiliar challenges of integrating new members external events, such as the ice ages (which may
Promises and Problems of Community Life 27

have stimulated the growth of agriculture by con- Open Society and its Enemies (1998), he laid the basis
centrating population in the relatively limited areas for the pluralism which justified the community
of well-­ watered valleys). Alternatively, they may activism of Paul and Linda Davidoff, who argued
have resulted from social and technological revolu- that every interest should have its own watchdog
tions such as the positive inventions of writing and (Davidoff 1965). This gave a community application
the wheel or the negative ones of organised warfare to the upward spiral of social problem-­solving that
and slavery. Popper (1972) termed ‘social engineering’ and saw
iii In the early years of this century, the World Trade as a more continuous, connected and less destruc-
Organization produced proposals for a Multilateral tive path to social evolution than either the dialec-
Agreement on Investment (MAI), which would tical materialism of Marx and the Neo-­Marxists or
have made legislation by national governments to the rigid social order of Plato’s Republic (1980) or
protect local land ownership illegal (Monbiot 2004). Machiavelli’s princely dictatorship (1961).
This proposal, which would have opened the way viii The successful artistic, scientific, social and economic
to dispossession of the only economic resource of history of Tuscany, Umbria and Emilia Romagna
billions of rural dwellers in economically disadvan- has been shaped to a quite remarkable extent over
taged nations, had to be abandoned owing to the the past eight centuries by the accumulated social
campaigning and lobbying of coalitions making use capital of these city communities. Since the late
of global information networks. twelfth century, when St Francis first sent his mes-
iv I am indebted to my daughter, Lucy Heywood, for sages of universal cooperation throughout Western
pointing out that the logical next step – that the Europe from the small Umbrian hilltop town of
Deconstructionists seldom take – is re-­construction, Assisi, this spirit of mutual aid has contrasted with
which would involve embracing Karl Popper’s and overcome the bleak warring political and mili-
logic (1972) of an upward spiral of problem-­solving. tary history of these city regions (Heywood 1904).
This is an important point for community planning ix The fourteenth-­and fifteenth-­ century British
because it provides a pathway to channel initially Lollards and Bohemian Hussites, for instance,
negative community contributions into positive dia- advocated replacing lordly and priestly control
logue. Lucy goes on to suggest that this could also by independent and self-­ regulating congregations
make positive community development contribu- (Cole and Postgate 1976). Later, Thomas Paine and
tions of ‘me-­construction’ for all participants. William Godwin advocated a society built on this
v Darwin never precisely defined the mechanisms of cooperative basis, as did Fourier with his propos-
natural selection, though the full title of the first als for phalansteries, or cooperative workshops, in
edition of the former is instructive: On the Origin nineteenth-­ century France. Robert Owen, though
of Species by Natural Selection or the Preservation of ambiguous about adopting cooperative principles
Favoured Races in the Struggle for Life (Desmond and in his own New Lanark model industrial settle-
Moore, 1991). His colleague and disciple, Thomas ment (1800–1821), did provide a clear and effective
Huxley, equated this struggle as being like ‘nothing explanation of them in his ‘Report to the County of
as much as a giant gladiatorial contest’ and spoke Lanark’ of 1817 (Hamilton 1946; Mumford 1961).
of ‘Nature red in tooth and claw’ (Kropotkin 1939). x This was the pattern which still applied in Igbo land
A parallel powerful school of ‘Social Darwinists’ in Nigeria in the early 1960s and was still recalled
including theorists like Darwin’s friend Thomas by old-­timers in the Forest of Dean in 1980, when
Carlyle (satirised by Charles Dickens in the character I conducted a community preference survey there
of ‘Gradgrind’ in Hard Times [1861]) developed these with students of the Gloucestershire College of Art
views to depict human communities as depending and Design.
on dominant leaders such as Julius Caesar, Genghis xi However, at the global scale, the rights of interna-
Khan and the new Captains of Industry. This inter- tional refugees to seek new lives for themselves
pretation has them emerging by force of character and their families in safer or more promising
and determination and creating, out of spasms of places is often physically denied by governments
conflict, the stable conditions in which great civili- of such prosperous nations as Australia, Italy and
sations could flourish and local communities could the United Kingdom, and from time to time, the
shelter under their paternal mantles. USA. Governments of these countries have routinely
vi The American behavioural psychologist B.F. Skinner refused to accept international refugees while ener-
accurately conveys the intentions of behaviourism getically promoting immigration by more affluent
in the title of his book Beyond Freedom and Dignity individuals, amounting – as in Australia – to many
(1974), in which he advocates a totally conditioned hundreds of thousands of relatively prosperous
community life, rather like that uneasily anticipated migrants every year. Protection of the personal rights
by Aldous Huxley in Brave New World (1955). to freedom of movement of refugees and asylum
vii Forty years earlier, Karl Popper had vigorously seekers in today’s global community can only
demonstrated how these absolutist theories were rely – somewhat insecurely – on supportive arrange-
directly linked to the terrible results of intergroup ments and provisions at wider international and
conflict and extermination in the mid-­ twentieth global scales (United Nations High Commissioner
century in Nazi Germany and Soviet Russia. In his for Refugees 2021; Dantas et al. 2021).
28 Planning for Community

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Solzhenitsyn, A. (1968). Cancer Ward (translated by en.wikipedia.org/wiki/Novye_Aldi_massacre
Nicholas Bethell & David Burg). London: Bodley Head. (accessed 16 December 2021).
Solzhenitsyn, A. (1971). The Gulag Archipelago, 1918–1956: Wikipedia (2022). Russian interference in the 2016 United
an experiment in literary investigation, I & II Translated States elections. https://en.wikipedia.org/wiki/
from the Russian by Thomas P. Whitney. New York: Russian_interference_in_the_2016_United_States_
Harper & Row. elections#References (accessed 7 May 2022).
32 Planning for Community

Williams, R. (1973). The Country and the City. London: World Health Organisation (2022). Total death toll from
Chatto and Windus. COVID-­ 19 nearly 15 million. https://www.yahoo
Wilson, E.O. (1992, 1992). The Diversity of Life. Cambridge, .com/lifestyle/total-­d eath-­t oll-­covid-­1 9-­1 30519035.
MA: Belknap Press of Harvard University Press. html (accessed 7 May 2022).
Works and Days (2021). Margaret Thatcher, There’s no Yunus, M. (1998). Socially Conscious Capitalism: Towards a
such thing as Society. https://newlearningonline Poverty Free World, Public Lecture Transcript. Brisbane:
.com/new-­learning/chapter-­4/neoliberalism-­more-­ Queensland University of Technology.
recent-­times/margaret-­thatcher-­theres-­no-­such-­thing-­
as-­society (accessed 1 January 2023).
2 The Lives of Local Communities

Scope and scales of community negative ones of mounting problems of access to


large centres are being posed by problems of con-
Communities consist of groups of people who gestion and pollution, and both are being com-
experience and acknowledge significant links, pounded by the impacts of mutating pandemics
expectations and responsibilities towards each increasing people’s experience of the benefits of
other. They do not need to be neighbours, but they working from home. Existing concentration of
do need to share neighbourly feelings that may be jobs, services and high-­density accommodation in
based on shared spaces, realms of interaction or and around central areas was already being chal-
fields of interest. Local communities are those that lenged by the worldwide growth of importance of
are defined by the physical possibilities of regular secondary centres, raising the prospect of a more
and direct personal contact. Their success depends even balance between city centres and local neigh-
largely upon how far this coexistence develops bourhoods (Roberts 2014). Roberts provides exam-
into sustainable community life and organisation. ples drawn from all five continents of the ways
This chapter considers how different measures that these re-­asserted attractions of neighbourli-
can help achieve this and suggests principles for ness and local collaboration are influencing the
effective integrated local community planning. It shape and organisation of both long-­established
is organised into the following sections: and newly developing urban communities.
The survival value of such capacities for local,
• Social, economic and organisational character-
face-­to-­face cooperation has roots extending over
istics of local communities
10,000 years to early Neolithic farming villages
• The physical forms of communities
(Mumford 1961; Childe 1976). Its later continu-
• Spatial justice
ation in the collaborative life of medieval mar-
• Planning places
ket towns, out of which the modern European city
• Community governance and participation
evolved, has been well explored by Peter Kropotkin
• Conclusion: the durability of local communities
(1939).i In India too, Mahatma Gandhi and his fol-
of place and contact
lowers recognised thousands of years of village
cooperation as the constructive core of Hindu
­culture and proposed its revitalisation in a con-
Social, economic and organisational temporary model of inclusive village democracy
characteristics of local communities or satyagraha, under the leadership of village
councils or Panchayats.ii
contact and cooperation
Recent developments in economic theory reflect
The opportunities for contact and cooperation this recognition of the significance of the spirit of
offered by local communities of place have never local cooperation for successful modern life. Associ-
lost their attraction and are now rapidly regain- ational Economics, developed by Cooke and M ­ organ
ing their roles and importance. Current trends are (1998) and discussed in Chapter 1, draws on the
redressing the balance between city centres and example of the successful network economies of
local neighbourhoods, triggered by a wide range Emilia Romagna and Tuscany in northern Italy,
of decentralising pressures. As well as positive Baden-­Württemberg in Western Germany and the
ones offered by new communication technologies, Basque region of northern Spain to show how
shared community support for numerous small
enterprises can support local funding and train-
Planning for Community, First Edition. Phil Heywood. ing facilities. By fostering flexibility, this produc-
© 2024 John Wiley & Sons, Inc. Published 2024 by John tive dynamism promoted survival and prosperity
Wiley & Sons, Inc. in times when a volatile global market threatened
Another random document with
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Erklärung der Abbildungen
auf
Tafel X und XI

Tafel X

Die Figuren 13, 27, 28 und 29 sind direct nach den Präparaten, die
übrigen nach Microphotogrammen von dem Museumszeichner Hrn.
Geisler auf den Stein gravirt. Die einzelnen Haare sind so geordnet, dass
ähnliche Formen möglichst zusammenstehen, ohne Rücksicht auf die
systematische Verwandtschaft der Arten, denen sie entnommen sind.

1–6 Seitenansichten.

N . l i1m b a t u s (Ptrs.). Langes Spatelhaar mit Anhang an der


Endplatte, aus der Region median oberhalb der Nase. 46mal
vergrössert. Seite 38.
N2,. 2pau m i l u s (Crtschm.). 2 a sehr kurzes Spatelhaar mit
Anhang an der Endplatte, vom seitlichen Theile der Oberlippe.
46mal vergrössert. 2 Endplatte nebst Anhang von demselben
Haar. 190mal vergrössert. Seite 38.
N . 3,s 4a r a s i n o r u m A. B. M. Seite 37. 3 langes, wenig
typisches Spatelhaar von der Gegend seitlich oberhalb der
Nase. 4 typisches Haar von dem Felde zwischen Nase und
Mundrand 1. Vergrösserung von 3 und 4 je 46mal.
N . p5l i c a t u s (Buch. Ham.). Typisches Spatelhaar von den
Wülsten der Oberlippe 1. 46mal vergrössert. Seite 37, 38.
C h e i6r o m e l e s t o r q u a t u s Horsf. Langes, ziemlich
typisches Spatelhaar von der grossen Zehe. 46mal
vergrössert. Seite 39.

7–11 Flächenansichten.
N . b i v i t t a t u s Hgl. Typisches Haar von dem Feld an der
7Schnauzenspitze. Die Endplatte ist in der Gravur viel zu
dunkel ausgefallen. 46mal vergrössert. Seite 37, 38.
N . l i8m b a t u s (Ptrs.). Ziemlich typisches Haar von den
Wülsten der Oberlippe. Bezüglich der Endplatte gilt das
Gleiche wie für Fig. 7. 46mal vergrössert. Seite 37, 38.
N 9–11
. p l i c a t u s (Buch. Ham.). Haare von den seitlichen
Theilen der Oberlippe. Mit Ausnahme von 9 a sämmtlich 46mal
vergrössert. 9 Haar von mittlerer Ausbildung 1, 9 a die Endplatte
desselben (190mal vergrössert). Seite 38. 10, 11 wenig
ausgeprägte Formen. Seite 37, 38.
12,
N .12bai v i t t a t u s Hgl. Borste oberhalb der Nase, zu den
modificirten Haaren der „ersten Gruppe“ gehörig, mit Anhang
an der Spitze. 12 ganzes Haar, 46mal vergrössert, 12 a oberes
Ende desselben, 100mal vergrössert. Seite 36, 38.
N. b 13r a c h y p t e r u s (Ptrs.). Endplatte eines mittleren
Spatelhaars von der Region oberhalb seitwärts der Nase, mit
Anhang, dessen Endglied abgerissen ist. Flächenansicht.
190mal vergrössert. Seite 38.
N14,
. b15i v i t t a t u s Hgl. Lange, wenig typische Spatelhaare der
Region median oberhalb der Nase. 14 von der Fläche, 15 von
der Seite. In letzterer Figur ist die Zackung der Oberfläche
versehentlich zu stark wiedergegeben. 46mal vergrössert.
Seite 37. [54]
N16,
. p17l i c a t u s (Buch. Ham.). Spatelhaare von den seitlichen
Theilen der Oberlippe, von der Seite gesehen. 46mal
vergrössert. 16 Haar mittlerer Form, etwa entsprechend Fig.
9 2. Seite 37. 17 sehr wenig ausgeprägtes Haar, etwa wie das
der Fig. 11. Seite 37, 38.
N. b 18i v i t t a t u s Hgl. Borste vom Gesichte, zur „ersten
Gruppe“ gehörig. 46mal vergrössert. Seite 36.
N. a 19s t r o l a b i e n s i s A. B. M. Borste von der Oberlippe, zur
„ersten Gruppe“ gehörig. 46mal vergrössert. Seite 36.
C20–25
h e i r o m e l e s t o r q u a t u s Horsf.
Borste20 vom Gesichte, zur „ersten Gruppe“ gehörig.
46mal vergrössert. Seite 48.
Körperhaare von der Brust. Seite 35. a–d längere und
21 a–ekürzere ganze Haare, 46mal vergrössert; e
ein Stück aus der Mitte von a, 120mal vergrössert.
modificirte
22, 23 Spatelhaare des Feldes vorn an der
Schnauze, Flächenansicht. 46mal vergrössert.
Seite 39.
24, 25 von den seitlichen Theilen des Gesichts 2,
Borsten
in die „zweite Gruppe“ gehörig. 46mal vergrössert.
Seite 39.
N
26,
. b27r a s i l i e n s i s Is. Geoffr. Borsten der „zweiten Gruppe“.
46mal vergrössert. Seite 39. 26 von den Wülsten der
Oberlippe, 27 oberhalb der Nase.
N . s28a r a s i n o r u m A. B. M. Habitusbild der Spatelhaare des
Feldes unterhalb der Nasenlöcher. Der Pfeil am Rande deutet
die Medianebene und die Richtung nach der Nase an. Die
Endknöpfchen erscheinen in der Abbildung zu flach. Geringe
Vergrösserung (Zeiss, Binocular). Seite 36.
M o l29
o s s u s r u f u s o b s c u r u s (Geoffr.). Dasselbe wie von
vorigem. Der Pfeil am Rand hat die gleiche Bedeutung wie
dort. Vergrösserung dieselbe. Seite 36.
N y c30
t i n o m u s a s t r o l a b i e n s i s A. B. M. Eine Parthie
Körperhaar von der Brust, die verschiedenen Abschnitte
einzelner Haare zeigend. 110mal vergrössert. Seite 34.

Tafel XI

Umrisszeichnungen von Köpfen und Füssen verschiedener Molossiden,


um die Anordnung der Spatelhaare zu zeigen. In den Abbildungen der
Füsse sind die Spatelhaare und ausserdem die langen gekrümmten Haare
naturgetreu wiedergegeben; in denen der Köpfe sind nur Spatelhaare und
entsprechende Borsten und zwar schematisch durch Punkte oder durch
Striche mit verdickten Enden angedeutet.
N1–1
y c tai n o m u s p l i c a t u s (Buch. Ham.) von Sumatra
(Dresd. Mus. 3631). 1 Kopf von vorn und unten in doppelter, 1
a rechter Fuss von rechts und etwas von unten in vierfacher
nat. Grösse. Seite 43–44.
N2–2
y c tai n o m u s s a r a s i n o r u m A. B. M. von Central
Celébes (Dresd. Mus. 3763). 2 Kopf von vorn und unten in
doppelter, 2 a rechter Fuss von rechts und etwas von unten in
vierfacher nat. Grösse. Seite 44.
N y c t3i n o m u s b i v i t t a t u s Hgl. von Keren, Bogos, NO
Afrika (Stuttg. Nat. Cabin. 981). Kopf von der Seite in doppelter
nat. Grösse. Seite 44.
N y c t4i n o m u s l i m b a t u s (Ptrs.) von Quelimane, O Afrika
(Stuttg. Nat. Cabin. 2036). Kopf von vorn und unten in
doppelter nat. Grösse. Seite 45.
N y c t5i n o m u s a n g o l e n s i s Ptrs. von Madagascar (Dresd.
Mus. 3761). Kopf von vorn und unten in doppelter nat. Grösse.
Seite 45.
N y c t6i n o m u s a s t r o l a b i e n s i s A. B. M. von Deutsch
Neu Guinea (Dresd. Mus. 3306). Kopf von vorn und unten in
doppelter nat. Grösse. Seite 46.
N y c t7i n o m u s b r a s i l i e n s i s Is. Geoffr. von Brasilien
(Dresd. Mus. 1981). Kopf von vorn und unten in doppelter nat.
Grösse. Seite 46. [55]
M o l o8s s u s r u f u s o b s c u r u s (Geoffr.) von Cuba (Dresd.
Mus. 1170). Kopf von vorn und unten in doppelter nat. Grösse.
Seite 47.
M o l o9s s u s a b r a s u s (Temm.) von Surinam (Dresd. Mus.
1148). Kopf von vorn und unten in doppelter nat. Grösse. Seite
47.
M o l10
o s s u s p e r o t i s (Wied) von Surinam (Stuttg. Nat. Cab.
293). Kopf von vorn und unten in doppelter nat. Grösse. Seite
48.
11–11
C h e idr o m e l e s t o r q u a t u s Horsf. von Java (Dresd. Mus.
3628). 11 und 11 a nat. Grösse, 11 b-d doppelte nat. Grösse.
Seite 48–49.
Kopf11von der Seite
Kopf
11 von
a vorn und unten
rechter
11 b Fuss, Plantarseite
erste
11 cZehe des rechten Fusses von rechts
dieselbe
11 d von oben.

1 Der axiale dunkle Strang tritt im Präparate viel schärfer hervor. ↑ a b c


2 Der axiale dunkle Strang tritt im Präparate schärfer hervor. ↑ a b

[Inhalt]

Abh. Ber. K. Zool. Anthr. Ethn. Mus. Dresden 1898/9 Nr. 7


Meyer: Säugethiere Celébes II. Taf. I
M a c a c u s m a u r u s F. Cuv.

c. ⅓ nat. Grösse

Abh. Ber. K. Zool. Anthr. Ethn. Mus. Dresden 1898/9 Nr. 7


Meyer: Säugethiere Celébes II. Taf. II
M a c a c u s m a u r u s F. Cuv.

¾ nat. Grösse
Abh. Ber. K. Zool. Anthr. Ethn. Mus. Dresden 1898/9 Nr. 7
Meyer: Säugethiere Celébes II. Taf. III

1–2 T a r s i u s f u s c u s Fisch.-Waldh. 3 T a r s i u s s a n g i r e n s i s A. B.
Meyer

1 nat. Grösse, 2 circa ⅔, 3 circa ½ nat. Grösse

Abh. Ber. K. Zool. Anthr. Ethn. Mus. Dresden 1898/9 Nr. 7


Meyer: Säugethiere Celébes II. Taf. IV

1 P t e r o p u s w a l l a c e i Gr. 2 V e s p e r u g o p e t e r s i n. sp. 3 V e s p e r u g o
m i n a h a s s a e n. sp. 4–6 N y c t i n o m u s s a r a s i n o r u m n. sp.

1 und 4 nat. Grösse, 2–5 doppelte, 6 vierfache nat. Grösse

Abh. Ber. K. Zool. Anthr. Ethn. Mus. Dresden 1898/9 Nr. 7


Meyer: Säugethiere Celébes II. Taf. V
S c i u r u s s a r a s i n o r u m A. B. Meyer

nat. Grösse u. ½ nat. Grösse

Abh. Ber. K. Zool. Anthr. Ethn. Mus. Dresden 1898/9 Nr. 7


Meyer: Säugethiere Celébes II. Taf. VI
1 Mus musschenbroeki Jent. 2–10 Mus xanthurus Gr.

1–8 nat. Grösse, 9 und 10 circa 5 fache nat. Grösse

Abh. Ber. K. Zool. Anthr. Ethn. Mus. Dresden 1898/9 Nr. 7


Meyer: Säugethiere Celébes II. Taf. VII
1 M u s c a l l i t r i c h u s Jent. 2–10 M u s h e l l w a l d i Jent.

1–8 nat. Grösse, 9 und 10 circa 7 fache nat. Grösse

Abh. Ber. K. Zool. Anthr. Ethn. Mus. Dresden 1898/9 Nr. 7


Meyer: Säugethiere Celébes II. Taf. VIII
L e n o m y s m e y e r i (Jent.)

nat. Grösse

Abh. Ber. K. Zool. Anthr. Ethn. Mus. Dresden 1898/9 Nr. 7


Meyer: Säugethiere Celébes II. Taf. IX
C r a u r o t h r i x l e u c u r a (Gr.)

nat. Grösse

Abh. Ber. K. Zool. etc. Mus. Dresden 1898/9 Nr. 7


Meyer: Säugeth. Celébes II. (Anhg.: Jablonowski: Haare d. Molossi) Taf. X
Nyctinomus plicatus (Buch. Ham.) Fig. 5, 9–11, 16, 17 N. sarasinorum
A. B. M. Fig. 3, 4, 28 N. bivittatus Hgl. Fig. 7, 12, 12a, 14, 15, 18 N.
brachypterus (Ptrs.) Fig. 13 N. pumilus (Crtschm.) Fig. 2, 2a N. limbatus
(Ptrs.) Fig. 1, 8 N. astrolabiensis A. B. M. Fig. 19, 30 N. brasiliensis Is.
Geoffr. Fig. 26, 27 Molossus rufus obscurus (Geoffr.) Fig. 29 Cheiromeles
torquatus Horsf. Fig. 6, 20–25
Abh. Ber. K. Zool. etc. Mus. Dresden 1898/9 Nr. 7
Meyer: Säugeth. Celébes II. (Anhg.: Jablonowski: Haare d. Molossi) Taf.
XI
1, 1a Nyctinomus plicatus (Buch. Ham.) 2, 2a N. sarasinorum A. B. M. 3
N. bivittatus Hgl. 4 N. limbatus (Ptrs.) 5 N. angolensis Ptrs. 6 N.
astrolabiensis A. B. M. 7 N. brasiliensis Is. Geoffr. 8 Molossus rufus
obscurus (Geoffr.) 9 M. abrasus (Temm.) 10 M. perotis (Wied) 11–11d
Cheiromeles torquatus Horsf.
Inhaltsverzeichnis

Inhaltsverzeichniss V
Tafelerklärung VII
1. Macacus maurus F. Cuv. 1
2-3. Macacus cynomolgus L. und philippinensis Js. Geoffr. 4
4-5. Cynopithecus niger (Desm.) und nigrescens (Temm.) 5
6. Tarsius fuscus Fisch.-Waldh. 8
7. Tarsius sangirensis n. sp. 9
8. Tarsius philippensis A. B. Meyer 9
9. Tarsius spectrum (Pall.) 9
10. Paradoxurus musschenbroeki Schl. 10
11. Bubalus mindorensis Heude 12
12. Babirusa alfurus Less. 15
Vorkommen und damit in Verbindung stehende Fragen. 15
Zahnformel. 22
Bewehrung der Sau. 23
13. Sciurus tonkeanus n. sp. 25
14. Sciurus leucomus Müll. Schl. 25
15. Sciurus rosenbergi Jent. 26
16. Sciurus tingahi n. sp. 27
17. Sciurus steeri Gthr. 27
18. Sciurus mindanensis Steere 28
19. Sciurus samarensis Steere 29
20. Phlœomys cumingi Wtrh. 29
21. Crateromys schadenbergi (A. B. Meyer) 31
22. Phalanger celebensis (Gr.) 33
23. Phalanger sangirensis n. sp. 34
24. Phalanger ursinus (Temm.) 34
Index. 35
Tafeln
Inhaltsverzeichniss III
Tafelerklärung V
Alphabetischer Index VII
Addenda VIII
Einleitung 1
Primates Cercopithecidae 2
1. Macacus maurus F. Cuv. 2
Macacus tonkeanus n. sp. 3
2. Cynopithecus niger (Desm.) 4
3. Cynopithecus niger nigrescens (Temm.) 4
Tarsiidae 4
4. Tarsius fuscus Fisch.-Waldh. 4
Chiroptera Megachiroptera Pteropidae 5
5. Pteropus wallacei Gr. 5
6. Pteropus alecto Temm. 5
7. Pteropus hypomelanus Temm. 6
8. Pteropus mackloti Temm. (Pteropus celebensis Schl.) 6
9. Xantharpyia minor (Dobs.) 6
10. Cynopterus latidens Dobs. 7
Anmerkung 7
11. Uronycteris cephalotes (Pall.) 8
12. Cephalotes peroni Geoffr. 9
13. Carponycteris australis (Ptrs.) 10
Microchiroptera Rhinolophidae 11
14. Rhinolophus minor Horsf. 11
15. Hipposiderus diadema (Geoffr.) 11
Nycteridae 12
16. Megaderma spasma (L.) 12
Vespertilionidae 12
17. Vesperus pachypus (Temm.) 12
18. Vesperugo petersi n. sp. 13
Anmerkung 14
Vesperugo papuanus orientalis. 14
19. Vesperugo minahassae n. sp. 14
20. Vespertilio muricola Hdgs. 16
Emballonuridae Molossi 16
21. Nyctinomus sarasinorum n. sp. 16
Anmerkung 19
Nyctinomus astrolabiensis n. sp. 19
Insectivora Soricidae 20
22. Crocidura fuliginosa (Blyth) 20
Carnivora Viverridae 20
23. Viverra tangalunga Gray 20
24. Paradoxurus hermaphroditus (Schreb.) 20
25. Paradoxurus musschenbroeki Schl. 20
Rodentia Sciuridae 21
26. Sciurus leucomus Müll. Schl. 21
27. Sciurus leucomus occidentalis A. B. M. 21
28. Sciurus sarasinorum A. B. M. 21
29. Sciurus murinus Müll. Schl. 21
30. Sciurus rubriventer Müll. Schl. 22
Muridae 22
31. Mus rattus L. 22
32. Mus neglectus Jent. (?) 22
33. Mus ephippium Jent. 23
34. Mus musschenbroeki Jent. 23
35. Mus callitrichus Jent. 24

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