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2015v1.0
Macleod’s
Clinical Examination
John Macleod (1915–2006)
John Macleod was appointed consultant physician at the Western General Hospital,
Edinburgh, in 1950. He had major interests in rheumatology and medical education.
Medical students who attended his clinical teaching sessions remember him as
an inspirational teacher with the ability to present complex problems with great
clarity. He was invariably courteous to his patients and students alike. He had an
uncanny knack of involving all students equally in clinical discussions and used
praise rather than criticism. He paid great attention to the value of history taking
and, from this, expected students to identify what particular aspects of the physical
examination should help to narrow the diagnostic options.
His consultant colleagues at the Western welcomed the opportunity of contributing
when he suggested writing a textbook on clinical examination. The book was first
published in 1964 and John Macleod edited seven editions. With characteristic
modesty he was very embarrassed when the eighth edition was renamed Macleod’s
Clinical Examination. This, however, was a small way of recognising his enormous
contribution to medical education.
He possessed the essential quality of a successful editor – the skill of changing
disparate contributions from individual contributors into a uniform style and format
without causing offence; everybody accepted his authority. He avoided being
dogmatic or condescending. He was generous in teaching others his editorial
skills and these attributes were recognised when he was invited to edit Davidson’s
Principles and Practice of Medicine.

Content Strategist: Laurence Hunter


Content Development Specialist: Helen Leng
Project Manager: Anne Collett
Designer: Miles Hitchen
Illustration Manager: Karen Giacomucci
Macleod’s
14th Edition

Examination
Clinical
Edited by

J Alastair Innes
BSc PhD FRCP(Ed)
Consultant Physician, Respiratory Unit, Western General
Hospital, Edinburgh; Honorary Reader in Respiratory Medicine,
University of Edinburgh, UK

Anna R Dover
PhD FRCP(Ed)
Consultant in Diabetes, Endocrinology and General Medicine,
Edinburgh Centre for Endocrinology and Diabetes, Royal
Infirmary of Edinburgh; Honorary Clinical Senior Lecturer,
University of Edinburgh, UK

Karen Fairhurst
PhD FRCGP
General Practitioner, Mackenzie Medical Centre, Edinburgh;
Clinical Senior Lecturer, Centre for Population Health Sciences,
University of Edinburgh, UK

Illustrations by Robert Britton and Ethan Danielson

Edinburgh London New York Oxford Philadelphia St Louis Sydney 2018


© 2018 Elsevier Ltd. All rights reserved.
No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical,
including photocopying, recording, or any information storage and retrieval system, without permission in writing from
the publisher. Details on how to seek permission, further information about the publisher’s permissions policies and
our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency,
can be found at our website: www.elsevier.com/permissions.
This book and the individual contributions contained in it are protected under copyright by the publisher (other than
as may be noted herein).
First edition 1964 Sixth edition 1983 Eleventh edition 2005
Second edition 1967 Seventh edition 1986 Twelfth edition 2009
Third edition 1973 Eighth edition 1990 Thirteenth edition 2013
Fourth edition 1976 Ninth edition 1995 Fourteenth edition 2018
Fifth edition 1979 Tenth edition 2000

ISBN 978-0-7020-6993-2
International ISBN 978-0-7020-6992-5
Notices
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any
information, methods, compounds or experiments described herein. Because of rapid advances in the medical
sciences, in particular, independent verification of diagnoses and drug dosages should be made. To the fullest extent
of the law, no responsibility is assumed by Elsevier, authors, editors or contributors for any injury and/or damage to
persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any
methods, products, instructions, or ideas contained in the material herein.

The
publisher’s
policy is to use
paper manufactured
from sustainable forests

Printed in Europe
Last digit is the print number: 9 8 7 6 5 4 3 2 1
Contents
Preface vii
Acknowledgements ix
How to make the most of this book xi
Clinical skills videos xiii
Contributors xv

SECTION 1 PRINCIPLES OF CLINICAL HISTORY AND EXAMINATION 1

  1 Managing clinical encounters with patients 3


Karen Fairhurst, Anna R Dover, J Alastair Innes
  2 General aspects of history taking 9
J Alastair Innes, Karen Fairhurst, Anna R Dover
  3 General aspects of examination 19
Anna R Dover, J Alastair Innes, Karen Fairhurst

SECTION 2 SYSTEM-BASED EXAMINATION 37

  4 The cardiovascular system 39


Nicholas L Mills, Alan G Japp, Jennifer Robson
  5 The respiratory system 75
J Alastair Innes, James Tiernan
  6 The gastrointestinal system 93
John Plevris, Rowan Parks
  7 The nervous system 119
Richard Davenport, Hadi Manji
  8 The visual system 151
Shyamanga Borooah, Naing Latt Tint
  9 The ear, nose and throat 171
Iain Hathorn
10 The endocrine system 193
Anna R Dover, Nicola Zammitt
11 The reproductive system 211
Oliver Young, Colin Duncan, Kirsty Dundas, Alexander Laird
vi • Contents

12 The renal system 237


Neeraj Dhaun, David Kluth
13 The musculoskeletal system 251
Jane Gibson, Ivan Brenkel
14 The skin, hair and nails 283
Michael J Tidman

SECTION 3 APPLYING HISTORY AND EXAMINATION SKILLS IN SPECIFIC SITUATIONS 295

15 Babies and children 297


Ben Stenson, Steve Cunningham
16 The patient with mental disorder 319
Stephen Potts
17 The frail elderly patient 329
Andrew Elder, Elizabeth MacDonald
18 The deteriorating patient 339
Ross Paterson, Anna R Dover
19 The dying patient 347
Anthony Bateman, Kirsty Boyd

SECTION 4 PUTTING HISTORY AND EXAMINATION SKILLS TO USE 353

20 Preparing for assessment 355


Anna R Dover, Janet Skinner
21 Preparing for practice 361
Karen Fairhurst, Gareth Clegg

Index 375
Preface
Despite the wealth of diagnostic tools available to the modern to the use of pattern recognition to identify spot diagnoses.
physician, the acquisition of information by direct interaction Section 2 deals with symptoms and signs in specific systems
with the patient through history taking and clinical examination and Section 3 illustrates the application of these skills to specific
remains the bedrock of the physician’s art. These time-honoured clinical situations. Section 4 covers preparation for assessments
skills can often allow clinicians to reach a clear diagnosis without of clinical skills and for the use of these skills in everyday practice.
recourse to expensive and potentially harmful tests. An expertly performed history and examination of a patient
This book aims to assist clinicians in developing the consultation allows the doctor to detect disease and predict prognosis, and is
skills required to elicit a clear history, and the practical skills crucial to the principle of making the patient and their concerns
needed to detect clinical signs of disease. Where possible, the central to the care process, and also to the avoidance of harm
physical basis of clinical signs is explained to aid understanding. from unnecessary or unjustified tests.
Formulation of a differential diagnosis from the information gained We hope that if young clinicians are encouraged to adopt
is introduced, and the logical initial investigations are included for and adapt these skills, they not only will serve their patients
each system. Macleod’s Clinical Examination is designed to be as diagnosticians but also will themselves continue to develop
used in conjunction with more detailed texts on pathophysiology, clinical examination techniques and a better understanding of
differential diagnosis and clinical medicine, illustrating specifically their mechanisms and diagnostic use.
how the history and examination can inform the diagnostic The 14th edition of Macleod’s Clinical Examination has an
process. accompanying set of videos available in the online Student
In this edition the contents have been restructured and the Consult electronic library. This book is closely integrated with
text comprehensively updated by a team of existing and new Davidson’s Principles and Practice of Medicine and is best read
authors, with the aim of creating an accessible and user-friendly in conjunction with that text.
text relevant to the practice of medicine in the 21st century.
Section 1 addresses the general principles of good interaction JAI, ARD, KF
with patients, from the basics of taking a history and examining, Edinburgh, 2018
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Acknowledgements
The editors would like acknowledge the immense contribution McDonald, Jon Harvey, Alexandra Hawker, Raja K Haynes, Emma
made by Graham Douglas, Fiona Nicol and Colin Robertson Hendry, Malik Hina, Bianca Honnekeri, Justina Igwe, Chisom
who edited the three previous editions of Macleod’s Clinical Ikeji, Sushrut Ingawale, Mohammad Yousuf ul Islam, Sneha Jain,
Examination. Together they re-shaped the format of this textbook Maria Javed, Ravin Jegathnathan, Helge Leander B Jensen,
and their efforts were rewarded by a substantial growth in both Li Jie, Ali Al Joboory, Asia Joseph, Christopher Teow Kang
its sales and international reputation. Jun, Janpreet Kainth, Ayush Karmacharya, JS Karthik, Aneesh
The editors would like to acknowledge and offer grateful thanks Karwande, Adhishesh Kaul, Alper Kaymak, Ali Kenawi, Abdullah
for the input of all previous editions’ contributors, without whom Al Arefin Khadem, Haania Khan, Muhammad Hassan Khan,
this new edition would not have been possible. In particular, we Sehrish Khan, Shrayash Khare, Laith Khweir, Ankit Kumar, Vinay
are indebted to those former authors who step down with the Kumar, Ibrahim Lafi, Armeen Lakhani, Christopher Lee, David Lee,
arrival of this new edition. They include: Elaine Anderson, John Benjamin Leeves, Soo Ting Joyce Lim, Chun Hin Lo, Lai Hing Loi,
Bevan, Andrew Bradbury, Nicki Colledge, Allan Cumming, Graham Chathura Mihiran Maddumabandara, Joana Sousa Magalhães,
Devereux, Jamie Douglas, Rebecca Ford, David Gawkrodger, Aditya Mahajan, Mahabubul Islam Majumder, Aaditya Mallik,
Neil Grubb, James Huntley, John Iredale, Robert Laing, Andrew Mithilesh Chandra Malviya, Santosh Banadahally Manjegowda,
Longmate, Alastair MacGilchrist, Dilip Nathwani, Jane Norman, Jill Marshall, Balanuj Mazumdar, Alan David McCrorie, Paras
John Olson, Paul O’Neill, Stephen Payne, Laura Robertson, Mehmood, Kartik Mittal, Mahmood Kazi Mohammed, Amber
David Snadden, James C Spratt, Kum-Ying Tham, Steve Turner Moorcroft, Jayne Murphy, Sana Mustafa, Arvi Nahar, Akshay
and Janet Wilson. Prakash Narad, Shehzina Nawal, Namia Nazir, Viswanathan
We are particularly grateful to the following medical students, Neelakantan, Albero Nieto, Angelina Choong Kin Ning, Faizul
who undertook detailed reviews of the book and gave us a wealth Nordin, Mairead O’Donoghue, Joey O’Halloran, Amit Kumar Ojha,
of ideas to implement in this latest edition. We trust we have listed Ifeolu James Oyedele, Anik Pal, Vidit Panchal, Asha Pandu, Bishal
all those who contributed, and apologise if any names have been Panthi, Jacob Parker, Ujjawal Paudel, Tanmoy Kumar Paul, Kate
accidentally omitted: Layla Raad Abd Al-Majeed, Ali Adel Ne’ma Perry, Daniel Pisaru, David Potter, Dipesh Poudel, Arijalu Syaram
Abdullah, Aanchal Agarwal, Hend Almazroa, Alhan Alqinai, Amjed Putra, Janine Qasim, Muhammad Qaunayn Qays, Mohammad
Alyasseen, Chidatma Arampady, Christian Børde Arkteg, Maha Qudah, Jacqueline Quinn, Varun MS Venkat Raghavan, Md.
Arnaout, Rashmi Arora, Daniel Ashrafi, Herry Asnawi, Hemant Atri, Rahmatullah, Ankit Raj, Jerin Joseph Raju, Prasanna A Ramana,
Ahmed Ayyad, Kainath N Azad, Sadaf Azam, Arghya Bandhu, Ashwini Dhanraj Rangari, Anurag Ramesh Rathi, Anam Raza,
Jamie Barclay, Prithiv Siddarth Saravana Bavan, Rajarshi Bera, Rakesh Reddy, Sudip Regmi, Amgad Riad, Patel Riya, Emily
Craig Betton, Apoorva Bhagat, Prachi Bhageria, Geethanjali Robins, Grace Robinson, Muhammad’Azam Paku Rozi, Cosmin
Bhas, Navin Bhatt, Shahzadi Nisar Bhutto, Abhishek Ghosh Rusneac, Ahmed Sabra, Anupama Sahu, Mohammad Saleh,
Biswas, Tamoghna Biswas, Debbie Bolton, Claude Borg, Daniel Manjiri Saoji, Saumyadip Sarkar, Rakesh Kumar Shah, Basil Al
Buxton, Anup Chalise, Amitesh Kumar Chatterjee, Subhankar Shammaa, Sazzad Sharhiar, Anmol Sharma, Homdutt Sharma,
Chatterjee, Farhan Ashraf Chaudhary, Aalia Chaudhry, Jessalynn Shivani Sharma, Shobhit Sharma, Johannes Iikuyu Shilongo,
Chia, Bhaswati Chowdhury, Robin Chowdhury, Marshall Colin, Dhan Bahadur Shrestha, Pratima Shrestha, Anurag Singh,
Michael Collins, Margaret Cooper, Barbara Corke, Andrea Culmer, Kareshma Kaur Ranjit Singh, Nishansh Singh, Aparna Sinha,
Gowtham Varma Dantuluri, Abhishek Das, Sonali Das, Aziz Dauti, Liam Skoda, Ethan-Dean Smith, Prithviraj Solanki, Meenakshi
Mark Davies, Adam Denton, Muinul Islam Dewan, Greg Dickman, Sonnilal, Soundarya Soundararajan, Morshedul Islam Sowrav,
Hengameh Ahmad Dokhtjavaherian, Amy Edwards, Muhammad Kayleigh Spellar, Siddharth Srinivasan, Pradeep Srivastava,
Eimaduddin, Laith Al Ejeilat, Divya G Eluru, Emmanuel Ernest, El Anthony Starr, Michael Suryadisastra, Louisa Sutton, Komal
Bushra El Fadil, Fathima Ashfa Mohamed Faleel, Malcolm Falzon, Ashok Tapadiya, Areeba Tariq, Imran Tariq, Jia Chyi Tay, Javaria
Emma Farrington, Noor Fazal, Sultana Ferdous, Matthew Formosa, Tehzeeb, Daniel Theron, Michele Tosi, Pagavathbharathi Sri Balaji
Brian Forsyth, David Fotheringham, Bhargav Gajula, Dariimaa Vidyapeeth, Amarjit Singh Vij, Cathrine Vincent, Ghassan Wadi,
Ganbat, Lauren Gault, Michaela Goodson, Mounika Gopalam, Amirah Abdul Wahab, James Warrington, Luke Watson, Federico
Ciaran Grafton-Clarke, Anthony Gunawan, Aditya Gupta, Digvijay Ivan Weckesser, Ben Williamson, Kevin Winston, Kyi Phyu Wint,
Gupta, Kshitij Gupta, Sonakshi Gupta, Md. Habibullah, Kareem Harsh Yadav, Saroj Kumar Yadav, Amelia Yong, Awais Zaka
Haloub, Akar Jamal Hamasalih, James Harper, Bruce Harper- and Nuzhat Zehra.
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How to make
the most of this book
The purpose of this book is to document and explain how to: • Integrated examination sequence: a structured list of steps
• interact with a patient as their doctor to be followed when examining the system, intended as a
• take a history from a patient prompt and revision aid.
• examine a patient Return to this book to refresh your technique if you have
• formulate your findings into differential diagnoses been away from a particular field for some time. It is surprising
• rank these in order of probability how quickly your technique deteriorates if you do not use it
• use investigations to support or refute your differential regularly. Practise at every available opportunity so that you
diagnosis. become proficient at examination techniques and gain a full
Initially, when you approach a section, we suggest that you understanding of the range of normality.
glance through it quickly, looking at the headings and how it Ask a senior colleague to review your examination technique
is laid out. This will help you to see in your mind’s eye the regularly; there is no substitute for this and for regular practice.
framework to use. Listen also to what patients say – not only about themselves
Learn to speed-read. It is invaluable in medicine and in life but also about other health professionals – and learn from these
generally. Most probably, the last lesson you had on reading comments. You will pick up good and bad points that you will
was at primary school. Most people can dramatically improve want to emulate or avoid.
their speed of reading and increase their comprehension by Finally, enjoy your skills. After all, you are learning to be able
using and practising simple techniques. to understand, diagnose and help people. For most of us, this
Try making mind maps of the details to help you recall and is the reason we became doctors.
retain the information as you progress through the chapter. Each
of the systems chapters is laid out in the same order:
• Introduction: anatomy and physiology.
• The history: common presenting symptoms, what Examination sequences
questions to ask and how to follow them up.
• The physical examination: what and how to examine. Throughout the book there are outlines of techniques that you
• Investigations: how to select the most relevant and should follow when examining a patient. These are identified
informative initial tests, and how these clarify the diagnosis. with a red ‘Examination sequence’ heading. The bullet-point list
• Objective Structured Clinical Examination (OSCE) provides the exact order in which to undertake the examination.
examples: a couple of short clinical scenarios included to To help your understanding of how to perform these techniques
illustrate the type of problems students may meet in an many of the examination sequences have been filmed and these
OSCE assessment of this system. are marked with an arrowhead.
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Clinical skills videos
Included with your purchase are clinical examination videos,
custom-made for this textbook. Filmed using qualified doctors,
with hands-on guidance from the author team, and narrated
by former Editor Professor Colin Robertson, these videos offer
you the chance to watch trained professionals performing many
of the examination routines described in the book. By helping
you to memorise the essential examination steps required for
each major system and by demonstrating the proper clinical
technique, these videos should act as an important bridge
between textbook learning and bedside teaching. The videos
will be available for you to view again and again as your clinical
skills develop and will prove invaluable as you prepare for your
clinical OSCE examinations.
Each examination routine has a detailed explanatory narrative
but for maximum benefit view the videos in conjunction with the
book. See the inside front cover for your access instructions.
Video production team
Director and editor
Key points in examinations: photo galleries Dr Iain Hennessey

Many of the examination sequences are included as photo Producer


galleries, illustrating with captions the key stages of the Dr Alan G Japp
examination routine. These will act as a useful reminder of the
main points of each sequence. See the inside front cover for Sound and narrators
your access instructions. Professor Colin Robertson
Dr Nick Morley
Video contents Clinical examiners
Dr Amy Robb
• Examination of the cardiovascular system.
Dr Ben Waterson
• Examination of the respiratory system.
• Examination of the gastrointestinal system. Patients
• Examination of the neurological system.
Abby Cooke
• Examination of the ear.
Omar Ali
• Examination of the thyroid gland.
• Examination of the musculoskeletal system.
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Contributors
Anthony Bateman MD MRCP FRCA FFICM Kirsty Dundas DCH FRCOG
Consultant in Critical Care and Long Term Ventilation, Critical Consultant Obstetrician, Royal Infirmary of Edinburgh;
Care NHS Lothian, Edinburgh, UK Honorary Senior Lecturer and Associate Senior Tutor,
University of Edinburgh, UK
Shyamanga Borooah MRCP(UK) MRCS(Ed)
FRCOphth PhD Andrew Elder FRCP(Ed) FRCPSG FRCP FACP FICP(Hon)
Fulbright Fight for Sight Scholar, Shiley Eye Institute, Consultant in Acute Medicine for the Elderly, Western General
University of California, San Diego, USA Hospital, Edinburgh; Honorary Professor, University of
Edinburgh, UK
Kirsty Boyd PhD FRCP MMedSci
Consultant in Palliative Medicine, Royal Infirmary of Edinburgh; Karen Fairhurst PhD FRCGP
Honorary Clinical Senior Lecturer, Primary Palliative Care General Practitioner, Mackenzie Medical Centre, Edinburgh;
Research Group, University of Edinburgh, UK Clinical Senior Lecturer, Centre for Population Health
Sciences, University of Edinburgh, UK
Ivan Brenkel FRCS(Ed)
Consultant Orthopaedic Surgeon, Orthopaedics, NHS Fife, Jane Gibson MD FRCP(Ed) FSCP(Hon)
Kirkcaldy, UK Consultant Rheumatologist, Fife Rheumatic Diseases Unit,
NHS Fife, Kirkcaldy, Fife; Honorary Senior Lecturer, University
Gareth Clegg PhD MRCP FRCEM of St Andrews, UK
Senior Clinical Lecturer, University of Edinburgh; Honorary
Consultant in Emergency Medicine, Royal Infirmary of Iain Hathorn DOHNS PGCME FRCS(Ed) (ORL-HNS)
Edinburgh, UK Consultant ENT Surgeon, NHS Lothian, Edinburgh, UK;
Honorary Clinical Senior Lecturer, University of Edinburgh, UK
Steve Cunningham PhD
Consultant and Honorary Professor in Paediatric Respiratory Iain Hennessey FRCS MMIS
Medicine, Royal Hospital for Sick Children, Edinburgh, UK Clinical Director of Innovation, Consultant Paediatric and
Neonatal Surgeon, Alder Hey Children’s Hospital,
Richard Davenport DM FRCP(Ed) Liverpool, UK
Consultant Neurologist, Western General Hospital and Royal
Infirmary of Edinburgh; Honorary Senior Lecturer, University of J Alastair Innes BSc PhD FRCP(Ed)
Edinburgh, UK Consultant Physician, Respiratory Unit, Western General
Hospital, Edinburgh; Honorary Reader in Respiratory
Neeraj Dhaun PhD Medicine, University of Edinburgh, UK
Senior Lecturer and Honorary Consultant Nephrologist,
University of Edinburgh, UK Alan G Japp PhD MRCP
Consultant Cardiologist, Royal Infirmary of Edinburgh;
Anna R Dover PhD FRCP(Ed) Honorary Senior Lecturer, University of Edinburgh, UK
Consultant in Diabetes, Endocrinology and General Medicine,
Edinburgh Centre for Endocrinology and Diabetes, Royal David Kluth PhD FRCP
Infirmary of Edinburgh; Honorary Clinical Senior Lecturer, Reader in Nephrology, University of Edinburgh, UK
University of Edinburgh, UK
Alexander Laird PhD FRCS(Ed) (Urol)
Colin Duncan MD FRCOG Consultant Urological Surgeon, Western General Hospital,
Professor of Reproductive Medicine and Science, University Edinburgh, UK
of Edinburgh; Honorary Consultant Gynaecologist, Royal
Infirmary of Edinburgh, UK
xvi • Contributors

Elizabeth MacDonald FRCP(Ed) DMCC Jennifer Robson PhD FRCS


Consultant Physician in Medicine of the Elderly, Western Clinical Lecturer in Surgery, University of Edinburgh, UK
General Hospital, Edinburgh, UK
Janet Skinner FRCS MMedEd FCEM
Hadi Manji MA MD FRCP Director of Clinical Skills, University of Edinburgh; Emergency
Consultant Neurologist and Honorary Senior Lecturer, Medicine Consultant, Royal Infirmary of Edinburgh, UK
National Hospital for Neurology and Neurosurgery,
London, UK Ben Stenson FRCPCH FRCP(Ed)
Consultant Neonatologist, Royal Infirmary of Edinburgh;
Nicholas L Mills PhD FRCP(Ed) FESC Honorary Professor of Neonatology, University of
Chair of Cardiology and British Heart Foundation Senior Edinburgh, UK
Clinical Research Fellow, University of Edinburgh; Consultant
Cardiologist, Royal Infirmary of Edinburgh, UK Michael J Tidman MD FRCP(Ed) FRCP (Lond)
Consultant Dermatologist, Royal Infirmary of Edinburgh, UK
Nick Morley MRCS(Ed) FRCR FEBNM
Consultant Radiologist, University Hospital of Wales, James Tiernan MSc(Clin Ed) MRCP(UK)
Cardiff, UK Consultant Respiratory Physician, Royal Infirmary of
Edinburgh; Honorary Senior Clinical Lecturer, University of
Rowan Parks MD FRCSI FRCS(Ed) Edinburgh, UK
Professor of Surgical Sciences, Clinical Surgery, University of
Edinburgh; Honorary Consultant Hepatobiliary and Pancreatic Naing Latt Tint FRCOphth PhD
Surgeon, Royal Infirmary of Edinburgh, UK Consultant Ophthalmic Surgeon, Ophthalmology, Princess
Alexandra Eye Pavilion, Edinburgh, UK
Ross Paterson FRCA DICM FFICM
Consultant in Critical Care, Western General Hospital, Oliver Young FRCS(Ed)
Edinburgh, UK Clinical Director, Edinburgh Breast Unit, Western General
Hospital, Edinburgh, UK
John Plevris DM PhD FRCP(Ed) FEBGH
Professor and Consultant in Gastroenterology, Royal Infirmary Nicola Zammitt MD FRCP(Ed)
of Edinburgh, University of Edinburgh, UK Consultant in Diabetes, Endocrinology and General Medicine,
Edinburgh Centre for Endocrinology and Diabetes, Royal
Stephen Potts FRCPsych FRCP(Ed) Infirmary of Edinburgh; Honorary Clinical Senior Lecturer,
Consultant in Transplant Psychiatry, Royal Infirmary of University of Edinburgh, UK
Edinburgh; Honorary Senior Clinical Lecturer, University of
Edinburgh, UK

Colin Robertson FRCP(Ed) FRCS(Ed) FSAScot


Honorary Professor of Accident and Emergency Medicine,
University of Edinburgh, UK
Section 1
Principles of clinical history
and examination
1 Managing clinical encounters with patients 3
2 General aspects of history taking 9
3 General aspects of examination 19
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1

Managing clinical encounters


Karen Fairhurst
Anna R Dover
J Alastair Innes
1
with patients
The clinical encounter 4 Alternatives to face-to-face encounters 6
Reasons for the encounter 4 Professional responsibilities 6
The clinical environment 4 Confidentiality and consent 7
Opening the encounter 5 Social media 7
Gathering information 5
Personal responsibilities 7
Handling sensitive information and third parties 5
Managing patient concerns 5
Showing empathy 5
Showing cultural sensitivity 6
Addressing the problem 6
Concluding the encounter 6
4 • Managing clinical encounters with patients

A range of cultural factors may also influence help-seeking


The clinical encounter behaviour. Examples of person-specific factors that reduce
the propensity to consult include stoicism, self-reliance, guilt,
The clinical encounter between a patient and doctor lies at the unwillingness to acknowledge psychological distress, and
heart of most medical practice. At its simplest, it is the means by embarrassment about lifestyle factors such as addictions. These
which people who are ill, or believe themselves to be ill, seek the factors may vary between patients and also in the same person
advice of a doctor whom they trust. Traditionally, and still most in different circumstances, and may be influenced by gender,
often, the clinical encounter is conducted face to face, although education, social class and ethnicity.
non-face-to-face or remote consultation using the telephone or
digital technology is possible and increasingly common. This The clinical environment
chapter describes the general principles that underpin interactions
with patients in a clinical environment. You should take all reasonable steps to ensure that the
consultation is conducted in a calm, private environment. The
Reasons for the encounter layout of the consulting room is important and furniture should
be arranged to put the patient at ease (Fig. 1.1A) by avoiding
The majority of people who experience symptoms of ill health face-to-face, confrontational positioning across a table and the
do not seek professional advice. For the minority who do seek incursion of computer screens between patient and doctor (Fig.
help, the decision to consult is usually based on a complex 1.1B). Personal mobile devices can also be intrusive if not used
interplay of physical, psychological and social factors (Box 1.1). judiciously.
The perceived seriousness of the symptoms and the severity of For hospital inpatients the environment is a challenge, yet
the illness experience are very important influences on whether privacy and dignity are always important. There may only be
patients seek help. The anticipated severity of symptoms is curtains around the bed space, which afford very little by way
determined by their intensity, the patient’s familiarity with them, of privacy for a conversation. If your patient is mobile, try to
and their duration and frequency. Beyond this, patients try to use a side room or interview room. If there is no alternative to
make sense of their symptoms within the context of their lives. speaking to patients at their bedside, let them know that you
They observe and evaluate their symptoms based on evidence understand your conversation may be overheard and give them
from their own experience and from information they have permission not to answer sensitive questions about which they
gathered from a range of sources, including family and friends, feel uncomfortable.
print and broadcast media, and the internet. Patients who present
with a symptom are significantly more likely to believe or worry
that their symptom indicates a serious or fatal condition than
non-consulters with similar symptoms; for example, a family
history of sudden death from heart disease may affect how a
person interprets an episode of chest pain. Patients also weigh
up the relative costs (financial or other, such as inconvenience)
and benefits of consulting a doctor. The expectation of benefit
from a consultation – for example, in terms of symptom relief
or legitimisation of time off work – is a powerful predictor of
consultation. There may also be times when other priorities in
patients’ lives are more important than their symptoms of ill health
and deter or delay consultation. It is important to consider the
timing of the consultation. Why has the patient presented now?
Sometimes it is not the experience of symptoms themselves that
provokes consultation but something else in the patients’ lives
A
that triggers them to seek help (Box 1.2).

1.1 Deciding to consult a doctor

• Perceived susceptibility or vulnerability to illness


• Perceived severity of symptoms
• Perceived costs of consulting
• Perceived benefits of consulting

1.2 Triggers to consultation


B
• Interpersonal crisis
• Interference with social or personal relations Fig. 1.1 Seating arrangements. A In this friendly seating arrangement
• Sanctioning or pressure from family or friends the doctor sits next to the patient, at an angle. B Barriers to
• Interference with work or physical activity communication are set up by an oppositional/confrontational seating
• Reaching the limit of tolerance of symptoms arrangement. The desk acts as a barrier, and the doctor is distracted by
looking at a computer screen that is not easily viewable by the patient.
The clinical encounter • 5

during the consultation can be clues to difficulties that they


Opening the encounter cannot express verbally. If the their body language becomes 1
‘closed’ – for example, if they cross their arms and legs, turn
At the beginning of any encounter it is important to start to
away or avoid eye contact – this may indicate discomfort.
establish a rapport with the patient. Rapport helps to relax and
engage the person in a useful dialogue. This involves greeting
the patient and introducing yourself and describing your role Handling sensitive information
clearly. A good reminder is to start any encounter with ‘Hello, and third parties
my name is … .’ You should wear a name badge that can
be read easily. A friendly smile helps to put your patient at Confidentiality is your top priority. Ask your patient’s permission
ease. The way you dress is important; your dress style and if you need to obtain information from someone else: usually a
demeanour should never make your patients uncomfortable or relative but sometimes a friend or a carer. If the patient cannot
distract them. Smart, sensitive and modest dress is appropriate. communicate, you may have to rely on family and carers to
Wear short sleeves or roll long sleeves up, away from your understand what has happened to the patient. Third parties may
wrists and forearms, particularly before examining patients or approach you without your patient’s knowledge. Find out who
carrying out procedures. Avoid hand jewellery to allow effective they are, their relationship to the patient, and whether your patient
hand washing and reduce the risk of cross-infection (see Fig. knows the third party is talking to you. Tell third parties that you
3.1). Tie back long hair. You should ensure that the patient is can listen to them but cannot divulge any clinical information
physically comfortable and at ease. without the patient’s explicit permission. They may tell you about
How you address and speak to a patient depends on the sensitive matters, such as mental illness, sexual abuse or drug
person’s age, background and cultural environment. Some older or alcohol addiction. This information needs to be sensitively
people prefer not to be called by their first name and it is best to explored with your patient to confirm the truth.
ask patients how they would prefer to be addressed. Go on to
establish the reason for the encounter: in particular, the problems Managing patient concerns
or issues the patient wishes to address or be addressed. Ask
an open question to start with to encourage the patient to talk, Patients are not simply the embodiment of disease but individuals
such as ‘How can I help you today?’ or ‘What has brought you who experience illness in their own unique way. Identifying their
along to see me today?’ disease alone is rarely sufficient to permit full understanding of
an individual patient’s problems. In each encounter you should
Gathering information therefore also seek a clear understanding of the patient’s personal
experience of illness. This involves exploring the patients’ feelings
The next task of the doctor in the clinical encounter is to and ideas about their illness, its impact on their lifestyle and
understand what is causing the patient to be ill: that is, to reach functioning, and their expectations of its treatment and course.
a diagnosis. To do this you need to establish whether or not Patients may even be so fearful of a serious diagnosis that
the patient is suffering from an identifiable disease or condition, they conceal their concerns; the only sign that a patient fears
and this requires further evaluation of the patient by history cancer may be sitting with crossed fingers while the history is
taking, physical examination and investigation where appropriate. taken, hoping inwardly that cancer is not mentioned. Conversely,
Chapters 2 and 3 will help you develop a general approach to do not assume that the medical diagnosis is always a patient’s
history taking and physical examination; detailed guidance on main concern; anxiety about an inability to continue to work
history taking and physical examination in specific systems and or to care for a dependent relative may be equally distressing.
circumstances is offered in Sections 2 and 3. The ideas, concerns and expectations that patients have about
Fear of the unknown, and of potentially serious illness, their illness often derive from their personal belief system, as well
accompanies many patients as they enter the consulting room. as from more widespread social and cultural understandings of
Reactions to this vary widely but it can certainly impede clear recall illness. These beliefs can influence which symptoms patients
and description. Plain language is essential for all encounters. The choose to present to doctors and when. In some cultures, people
use of medical jargon is rarely appropriate because the risk of derive much of their prior knowledge about health, illness and
the doctor and the patient having a different understanding of the disease from the media and the internet. Indeed, patients have
same words is simply too great. This also applies to words the often sought explanations for their symptoms from the internet
patient may use that have multiple possible meanings (such as (or from other trusted sources) prior to consulting a doctor, and
‘indigestion’ or ‘dizziness’); these terms must always be defined may return to these for a second opinion once they have seen
precisely in the course of the discussion. a doctor. It is therefore important to establish what a patient
Active listening is a key strategy in clinical encounters, as it already understands about the problem. This allows you and the
encourages patients to tell their story. Doctors who fill every patient to move towards a mutual understanding of the illness.
pause with another specific question will miss the patient’s
revealing calm reflection, or the hesitant question that reveals Showing empathy
an inner concern. Instead, encourage the patient to talk freely
by making encouraging comments or noises, such as ‘Tell me Being empathic is a powerful way to build your relationship with
a bit more’ or ‘Uhuh’. Clarify that you understand the meaning patients. Empathy is the ability to identify with and understand
of what patients have articulated by reflecting back statements patients’ experiences, thoughts and feelings and to see the world
and summarising what you think they have said. as they do. Being empathic also involves being able to convey
Non-verbal communication is equally important. Look for that understanding to the patient by making statements such
non-verbal cues indicating the patient’s level of distress and as ‘I can understand you must be feeling quite worried about
mood. Changes in your patients’ demeanour and body language what this might mean.’ Empathy is not the same as sympathy,
6 • Managing clinical encounters with patients

which is about the doctor’s own feelings of compassion for or or to offer additional support. When using the telephone, it is
sorrow about the difficulties that the patient is experiencing. even more important to listen actively and to check your mutual
understanding frequently.
Showing cultural sensitivity Similarly, asynchronous communication with patients, using
email or web-based applications, has been adopted by some
Patients from a culture that is not your own may have different doctors. This is not yet widely seen as a viable alternative
social rules regarding eye contact, touch and personal space. to face-to-face consultation, or as a secure way to transmit
In some cultures, it is normal to maintain eye contact for confidential information. Despite the communication challenges
long periods; in most of the world, however, this is seen as that it can bring, telemedicine (using telecommunication and other
confrontational or rude. Shaking hands with the opposite sex information technologies) may be the only means of healthcare
is strictly forbidden in certain cultures. Death may be dealt with provision for patients living in remote and rural areas and its use is
differently in terms of what the family expectations of physicians likely to increase, as it has the advantage of having the facility to
may be, which family members will expect information to be incorporate the digital collection and transmission of medical data.
shared with them and what rites will be followed. Appreciate and
accept differences in your patients’ cultures and beliefs. When
in doubt, ask them. This lets them know that you are aware of, Professional responsibilities
and sensitive to, these issues.
Clinical encounters take place within a very specific context
Addressing the problem configured by the healthcare system within which they occur,
the legal, ethical and professional frameworks by which we are
Communicating your understanding of the patient’s problem bound, and by society as a whole.
to them is crucial. It is good practice to ensure privacy for this, From your first day as a student, you have professional
particularly if imparting bad news. Ask the patient who else they obligations placed on you by the public, the law and your
would like to be present – this may be a relative or partner – and colleagues, which continue throughout your working life. Patients
offer a nurse. Check patients’ current level of understanding and must be able to trust you with their lives and health, and you
try to establish what further information they would like. Information will be expected to demonstrate that your practice meets the
should be provided in small chunks and be tailored to the patient’s expected standards (Box 1.3). Furthermore, patients want more
needs. Try to acknowledge and address the patient’s ideas, from you than merely intellectual and technical proficiency; they
concerns and expectations. Check the patient’s understanding will value highly your ability to demonstrate kindness, empathy
and recall of what you have said and encourage questions. After and compassion.
this, you should agree a management plan together. This might
involve discussing and exploring the patient’s understanding of
the options for their treatment, including the evidence of benefit 1.3 The duties of a registered doctor
and risk for particular treatments and the uncertainties around
Knowledge, skills and performance
it, or offering recommendations for treatment.
• Make the care of your patient your first concern
• Provide a good standard of practice and care:
Concluding the encounter • Keep your professional knowledge and skills up to date
• Recognise and work within the limits of your competence
Closing the consultation usually involves summarising the
Safety and quality
important points that have been discussed during the consultation.
This aids patient recall and facilitates adherence to treatment. • Take prompt action if you think that patient safety, dignity or
Any remaining questions that the patient may have should be comfort is being compromised
• Protect and promote the health of patients and the public
addressed, and finally you should check that you have agreed
a plan of action together with the patient and confirmed Communication, partnership and teamwork
arrangements for follow-up. • Treat patients as individuals and respect their dignity:
• Treat patients politely and considerately
• Respect patients’ right to confidentiality
Alternatives to face-to-face • Work in partnership with patients:
• Listen to, and respond to, their concerns and preferences
encounters • Give patients the information they want or need in a way they
can understand
The use of telephone consultation as an alternative to face-to- • Respect patients’ right to reach decisions with you about their
face consultation has become accepted practice in parts of treatment and care
some healthcare systems, such as general practice in the UK. • Support patients in caring for themselves to improve and
maintain their health
However, research suggests that, compared to face-to-face
• Work with colleagues in the ways that best serve patients’ interests
consultations, telephone consultations are shorter, cover fewer
problems and include less data gathering, counselling/advice Maintenance of trust
and rapport building. They are therefore considered to be most • Be honest and open, and act with integrity
suitable for uncomplicated presentations. Telephone consultation • Never discriminate unfairly against patients or colleagues
with patients increases the chance of miscommunication, as • Never abuse your patients’ trust in you or the public’s trust in the
there are no visual cues regarding body language or demeanour. profession
The telephone should not be used to communicate bad news
Courtesy General Medical Council (UK).
or sensitive results, as there is no opportunity to gauge reaction
Personal responsibilities • 7

Fundamentally, patients want doctors who: between countries. In the UK, follow the guidelines issued by the
• are knowledgeable General Medical Council. There are exceptions to the general 1
• respect people, healthy or ill, regardless of who they are rules governing patient confidentiality, where failure to disclose
• support patients and their loved ones when and where information would put the patient or someone else at risk of
needed death or serious harm, or where disclosure might assist in the
• always ask courteous questions, let people talk and listen prevention, detection or prosecution of a serious crime. If you find
to them carefully yourself in this situation, contact the senior doctor in charge of
• promote health, as well as treat disease the patient’s care immediately and inform them of the situation.
• give unbiased advice and assess each situation carefully Always obtain consent before undertaking any examination or
• use evidence as a tool, not as a determinant of practice investigation, or when providing treatment or involving patients
• let people participate actively in all decisions related to in teaching or research.
their health and healthcare
• humbly accept death as an important part of life, and Social media
help people make the best possible choices when death
is close Through social media, we are able to create and share web-based
• work cooperatively with other members of the information. As such, social media has the potential to be a
healthcare team valuable tool in communicating with patients, particularly by
• are advocates for their patients, as well as mentors for facilitating access to information about health and services, and
other health professionals, and are ready to learn from by providing invaluable peer support for patients. However, they
others, regardless of their age, role or status. also have the potential to expose doctors to risks, especially when
One way to reconcile these expectations with your inexperience there is a blurring of the boundaries between their professional
and incomplete knowledge or skills is to put yourself in the and personal lives. The obligations on doctors do not change
situation of the patient and/or relatives. Consider how you would because they are communicating through social media rather than
wish to be cared for in the patient’s situation, acknowledging that face to face or through other conventional media. Indeed, using
you are different and your preferences may not be the same. social media creates new circumstances in which the established
Most clinicians approach and care for patients differently once principles apply. If patients contact you about their care or other
they have had personal experience as a patient or as a relative professional matters through your private profile, you should
of a patient. Doctors, nurses and everyone involved in caring for indicate that you cannot mix social and professional relationships
patients can have profound influences on how patients experience and, where appropriate, direct them to your professional profile.
illness and their sense of dignity. When you are dealing with
patients, always consider your:
• A: attitude – How would I feel in this patient’s situation? Personal responsibilities
• B: behaviour – Always treat patients with kindness and
respect.
You should always be aware that you are in a privileged
• C: compassion – Recognise the human story that
professional position that you must not abuse. Do not pursue
accompanies each illness.
an improper relationship with a patient, and do not give medical
• D: dialogue – Listen to and acknowledge the patient.
care to anyone with whom you have a close personal relationship.
Finally, remember that, to be fit to take care of patients, you
Confidentiality and consent must first take care of yourself. If you think you have a medical
condition that you could pass on to patients, or if your judgement
As a student and as a healthcare professional, you will be or performance could be affected by a condition or its treatment,
given private and intimate information about patients and their consult your general practitioner. Examples might include serious
families. This information is confidential, even after a patient’s communicable disease, significant psychiatric disease, or drug
death. This is a general rule, although its legal application varies or alcohol addiction.
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2
2
J Alastair Innes
Karen Fairhurst
Anna R Dover

General aspects of
history taking
The importance of a clear history 10 Difficult situations 16
Gathering information 10 Patients with communication difficulties 16
Beginning the history 10 Patients with cognitive difficulties 16
The history of the presenting symptoms 11 Sensitive situations 16
Past medical history 13 Emotional or angry patients 16
Drug history 13
Family history 14
Social history and lifestyle 14
Systematic enquiry 16
Closing the interview 16
10 • General aspects of history taking

The way you ask a question is important:


The importance of a clear history • Open questions are general invitations to talk that avoid
anticipating particular answers: for example, ‘What was
Understanding the patient’s experience of illness by taking a the first thing you noticed when you became ill?’ or ‘Can
history is central to the practice of all branches of medicine. you tell me more about that?’
The process requires patience, care and understanding to yield • Closed questions seek specific information and are used
the key information leading to correct diagnosis and treatment. for clarification: for example, ‘Have you had a cough
In a perfect situation a calm, articulate patient would clearly today?’ or ‘Did you notice any blood in your bowel
describe the sequence and nature of their symptoms in the order motions?’
of their occurrence, understanding and answering supplementary
Both types of question have their place, and normally clinicians
questions where required to add detail and certainty. In reality a
move gradually from open to closed questions as the interview
multitude of factors may complicate this encounter and confound
progresses.
the clear communication of information. This chapter is a guide
The following history illustrates the mix of question styles
to facilitating the taking of a clear history. Information on specific
needed to elucidate a clear story:
symptoms and presentations is covered in the relevant system
chapters. When did you first feel unwell, and what did you
feel? (Open questioning)
Well, I’ve been getting this funny feeling in my chest
Gathering information over the last few months. It’s been getting worse and
worse but it was really awful this morning. My husband
called 999. The ambulance came and the nurse said I
was having a heart attack. It was really scary.
Beginning the history
When you say a ‘funny feeling’, can you tell me
Preparation more about what it felt like? (Open questioning,
steering away from events and opinions back to
Read your patient’s past records, if they are available, along with symptoms)
any referral or transfer correspondence before starting.
Well, it was here, across my chest. It was sort of tight,
Allowing sufficient time like something heavy sitting on my chest.
Consultation length varies. In UK general practice the average And did it go anywhere else? (Open but clarifying)
time available is 12 minutes. This is usually adequate, provided the Well, maybe up here in my neck.
doctor knows the patient and the family and social background.
What were you doing when it came on? (Clarifying
In hospital, around 10 minutes is commonly allowed for returning
precipitating event)
outpatients, although this is challenging for new or temporary
staff unfamiliar with the patient. For new and complex problems Just sitting in the kitchen, finishing my breakfast.
a full consultation may take 30 minutes or more. For students, How long was the tightness there? (Closed)
time spent with patients learning and practising history taking About an hour altogether.
is highly valuable, but patients appreciate advance discussion
So, you felt a tightness in your chest this morning
of the time students need.
that went on for about an hour and you also felt it
Starting your consultation in your neck? (Reflection)
Yes that’s right.
Introduce yourself and anyone who is with you, shaking hands
if appropriate. Confirm the patient’s name and how they prefer Did you feel anything else at the same time?
to be addressed. If you are a student, inform patients; they are (Open, not overlooking secondary symptoms)
usually eager to help. Write down facts that are easily forgotten, I felt a bit sick and sweaty.
such as blood pressure or family tree, but remember that writing
notes must not interfere with the consultation. Showing empathy when taking a history
Being empathic helps your relationship with patients and improves
Using different styles of question their health outcomes (p. 5). Try to see the problem from their
Begin with open questions such as ‘How can I help you point of view and convey that to them in your questions.
today?’ or ‘What has brought you along to see me today?’ Consider a young teacher who has recently had disfiguring
Listen actively and encourage the patient to talk by looking facial surgery to remove a benign tumour from her upper jaw.
interested and making encouraging comments, such as ‘Tell me Her wound has healed but she has a drooping lower eyelid and
a bit more.’ Always give the impression that you have plenty of facial swelling. She returns to work. Imagine how you would feel
time. Allow patients to tell their story in their own words, ideally in this situation. Express empathy through questions that show
without interruption. You may occasionally need to interject to you can relate to your patient’s experience.
guide the patient gently back to describing the symptoms, as So, it’s 3 weeks since your operation. How is your
anxious patients commonly focus on relating the events or the recovery going?
reactions and opinions of others surrounding an episode of illness
OK, but I still have to put drops in my eye.
rather than what they were feeling. While avoiding unnecessary
repetition, it may be helpful occasionally to tell patients what And what about the swelling under your eye?
you think they have said and ask if your interpretation is correct That gets worse during the day, and sometimes by the
(reflection). afternoon I can’t see that well.
Gathering information • 11

And how does that feel at work? increases the likelihood of lung cancer and chronic obstructive
Well, it’s really difficult. You know, with the kids and pulmonary disease (COPD). Chest pain does not exclude COPD
everything. It’s all a bit awkward. since he could have pulled a muscle on coughing, but the pain
may also be pleuritic from infection or thromboembolism. In
2
I can understand that that must feel pretty
turn, infection could be caused by obstruction of an airway by
uncomfortable and awkward. How do you cope?
lung cancer. Haemoptysis lasting 2 months greatly increases the
Are there are any other areas that are awkward for
chance of lung cancer. If the patient also has weight loss, the
you, maybe in other aspects of your life, like the
positive predictive value of all these answers is very high for lung
social side?
cancer. This will focus your examination and investigation plan.
What was the first thing you noticed wrong when
The history of the presenting symptoms you became ill? (Open question)
I’ve had a cough that I just can’t get rid of. It started
Using these questioning tools and an empathic approach, you
after I’d had flu about 2 months ago. I thought it would
are now ready to move to the substance of the history.
get better but it hasn’t and it’s driving me mad.
Ask the patient to think back to the start of their illness and
describe what they felt and how it progressed. Begin with some Could you please tell me more about the cough?
open questions to get your patient talking about the symptoms, (Open question)
gently steering them back to this topic if they stray into describing Well, it’s bad all the time. I cough and cough, and
events or the reactions or opinions of others. As they talk, pick bring up some phlegm. It keeps waking me at night so
out the two or three main symptoms they are describing (such I feel rough the next day. Sometimes I get pains in my
as pain, cough and shivers); these are the essence of the history chest because I’ve been coughing so much.
of the presenting symptoms. It may help to jot these down as Already you have noted ‘Cough’, ‘Phlegm’ and
single words, leaving space for associated clarifications by closed ‘Chest pain’ as headings for your history. Follow up
questioning as the history progresses. with key questions to clarify each.
Experienced clinicians make a diagnosis by recognising
patterns of symptoms (p. 362). With experience, you will refine Cough: Are you coughing to try to clear something
your questions according to the presenting symptoms, using from your chest or does it come without warning?
a mental list of possible diagnoses (a differential diagnosis) to (Closed question, clarifying)
guide you. Clarify exactly what patients mean by any specific Oh, I can’t stop it, even when I’m asleep it comes.
term they use (such as catarrh, fits or blackouts); common terms Does it feel as if it starts in your throat or your
can mean different things to different patients and professionals chest? Can you point to where you feel it first?
(Box 2.1). Each answer increases or decreases the probability
It’s like a tickle here (points to upper sternum).
of a particular diagnosis and excludes others.
In the following example, the patient is a 65-year-old male Phlegm: What colour is the phlegm? (Closed
smoker. His age and smoking status increase the probability question, focusing on the symptom)
of certain diagnoses related to smoking. A cough for 2 months Clear.

2.1 Examples of terms used by patients that should be clarified


Patient’s term Common underlying problems Useful distinguishing features
Allergy True allergy (immunoglobulin E-mediated reaction) Visible rash or swelling, rapid onset
Intolerance of food or drug, often with nausea or Predominantly gastrointestinal symptoms
other gastrointestinal upset
Indigestion Acid reflux with oesophagitis Retrosternal burning, acid taste
Abdominal pain due to: Site and nature of discomfort:
Peptic ulcer Epigastric, relieved by eating
Gastritis Epigastric, with vomiting
Cholecystitis Right upper quadrant, tender
Pancreatitis Epigastric, severe, tender
Arthritis Joint pain Redness or swelling of joints
Muscle pain Muscle tenderness
Immobility due to prior skeletal injury Deformity at site
Catarrh Purulent sputum from bronchitis Cough, yellow or green sputum
Infected sinonasal discharge Yellow or green nasal discharge
Nasal blockage Anosmia, prior nasal injury/polyps
Fits Transient syncope from cardiac disease Witnessed pallor during syncope
Epilepsy Witnessed tonic/clonic movements
Abnormal involuntary movement No loss of consciousness
Dizziness Labyrinthitis Nystagmus, feeling of room spinning, with no other neurological deficit
Syncope from hypotension History of palpitation or cardiac disease, postural element
Cerebrovascular event Sudden onset, with other neurological deficit
12 • General aspects of history taking

Have you ever coughed up any blood? (Closed Having clarified the presenting symptoms, prompt for any
question) more associated features, using your initial impression of the
Yes, sometimes. likely pathology (lung cancer or chronic respiratory infection) to
direct relevant questions:
When did it first appear and how often does it
Do you ever feel short of breath with your cough?
come? (Closed questions)
A bit.
Oh, most days. I’ve noticed it for over a month.
How has your weight been? (Seeking additional
How much? (Closed question, clarifying the
confirmation of serious pathology)
symptom)
I’ve lost about a stone since this started.
Just streaks.
The questions required at this point will vary according to the
Is it pure blood or mixed with yellow or green
system involved. A summary of useful starting questions for each
phlegm?
system is shown in Box 2.3. Learn to think, as you listen, about
Just streaks of blood in clear phlegm. the broad categories of disease that may present and how these
Chest pain: Can you tell me about the chest pains? relate to the history, particularly in relation to the onset and rate
(Open question) of progression of symptoms (Box 2.4).
Well, they’re here on my side (points) when I cough. To complete the history of presenting symptoms, make an
initial assessment of how the illness is impacting on the life of
Does anything else bring on the pains? (Open,
your patient. For example, breathlessness on heavy exertion
clarifying the symptom)
may prevent a 40-year-old builder from working but would have
Taking a deep breath, and it really hurts when I cough much less impact on a sedentary retired person. ‘Can you tell
or sneeze. me how far you can walk on a good day?’ is a question that
Pain is a very important symptom common to many areas of can help to clarify the normal level of functioning, and ‘How
practice. A general scheme for the detailed characterisation of has this changed since you have been unwell?’ can reveal
pain is outlined in Box 2.2. disease impact. Ask if the person undertakes sports or regular
exercise, and if they have modified these activities because
of illness.
2.2 Characteristics of pain (SOCRATES)
Site
• Somatic pain, often well localised, e.g. sprained ankle
• Visceral pain, more diffuse, e.g. angina pectoris 2.3 Questions to ask about common symptoms
Onset System Question
• Speed of onset and any associated circumstances Cardiovascular Do you ever have chest pain or tightness?
Character Do you ever wake up during the night feeling
short of breath?
• Described by adjectives, e.g. sharp/dull, burning/tingling, boring/
Have you ever noticed your heart racing or
stabbing, crushing/tugging, preferably using the patient’s own
thumping?
description rather than offering suggestions
Respiratory Are you ever short of breath?
Radiation
Have you had a cough? If so, do you cough
• Through local extension anything up?
• Referred by a shared neuronal pathway to a distant unaffected site, e.g. What colour is your phlegm?
diaphragmatic pain at the shoulder tip via the phrenic nerve (C3, C4) Have you ever coughed up blood?
Associated symptoms Gastrointestinal Are you troubled by indigestion or heartburn?
• Visual aura accompanying migraine with aura Have you noticed any change in your bowel habit
• Numbness in the leg with back pain suggesting nerve root irritation recently?
Have you ever seen any blood or slime in your
Timing (duration, course, pattern) stools?
• Since onset Genitourinary Do you ever have pain or difficulty passing urine?
• Episodic or continuous: Do you have to get up at night to pass urine? If
• If episodic, duration and frequency of attacks so, how often?
• If continuous, any changes in severity Have you noticed any dribbling at the end of
Exacerbating and relieving factors passing urine?
• Circumstances in which pain is provoked or exacerbated, e.g. eating Have your periods been quite regular?
• Specific activities or postures, and any avoidance measures that Musculoskeletal Do you have any pain, stiffness or swelling in
have been taken to prevent onset your joints?
• Effects of specific activities or postures, including effects of Do you have any difficulty walking or dressing?
medication and alternative medical approaches Endocrine Do you tend to feel the heat or cold more than
Severity you used to?
• Difficult to assess, as so subjective Have you been feeling thirstier or drinking more
• Sometimes helpful to compare with other common pains, e.g. than usual?
toothache Neurological Have you ever had any fits, faints or blackouts?
• Variation by day or night, during the week or month, e.g. relating to Have you noticed any numbness, weakness or
the menstrual cycle clumsiness in your arms or legs?
Gathering information • 13

2.4 Typical patterns of symptoms related to disease causation


Disease causation Onset of symptoms Progression of symptoms Associated symptoms/pattern of symptoms 2
Infection Usually hours, unheralded Usually fairly rapid over hours Fevers, rigors, localising symptoms, e.g. pleuritic pain and
or days cough
Inflammation May appear acutely Coming and going over weeks Nature may be multifocal, often with local tenderness
to months
Metabolic Very variable Hours to months Steady progression in severity with no remission
Malignant Gradual, insidious Steady progression over weeks Weight loss, fatigue
to months
Toxic Abrupt Rapid Dramatic onset of symptoms; vomiting often a feature
Trauma Abrupt Little change from onset Diagnosis usually clear from history
Vascular Sudden Stepwise progression with Rapid development of associated physical signs
acute episodes
Degenerative Gradual Months to years Gradual worsening with periods of more acute deterioration

2.5 Example of a drug history


Drug Dose Duration Indication Side-effects/patient concerns
Aspirin 75 mg daily 5 years Started after myocardial infarction Indigestion
Atenolol 50 mg daily 5 years Started after myocardial infarction Cold hands (?adherence)
Co-codamol (paracetamol + codeine) 8 mg/500mg, up to 4 weeks Back pain Constipation
8 tablets daily
Salbutamol MDI 2 puffs as necessary 6 months Asthma Palpitation, agitation

MDI, metered-dose inhaler.

along with any significant adverse effects, in a clear format (Box


Past medical history 2.5). When drugs such as methadone are being prescribed
for addiction, ask the community pharmacy to confirm dosage
Past medical history may be relevant to the presenting symptoms:
and also to stop dispensing for the duration of any hospital
for example, previous migraine in a patient with headache, or
admission.
haematemesis and multiple minor injuries in a patient with
suspected alcohol abuse. It may reveal predisposing past or Concordance and adherence
underlying illness, such as diabetes in a patient with peripheral
vascular disease, or childhood whooping cough in someone Half of all patients do not take prescribed medicines as directed.
presenting with bronchiectasis. Patients who take their medication as prescribed are said to be
The referral letter and case records often contain useful adherent. Concordance implies that the patient and doctor have
headlines but the patient is usually the best source. These negotiated and reached an agreement on management, and
questions will elicit the key information in most patients: adherence to therapy is likely (though not guaranteed) to improve.
• What illnesses have you seen a doctor about in the past? Ask patients to describe how and when they take their
• Have you been in hospital before or attended a clinic? medication. Give them permission to admit that they do not
• Have you had any operations? take all their medicines by saying, for example, ‘That must be
• Do you take any medicines regularly? difficult to remember.’

Drug allergies/reactions
Drug history Ask if your patient has ever had an allergic reaction to a medication
or vaccine. Clarify exactly what patients mean by allergy, as
This follows naturally from asking about past illness. Begin by
intolerance (such as nausea) is much more common than true
checking any written sources of information, such as the drug list
allergy. Drug allergies are over-reported by patients: for example,
on the referral letter or patient record. It is useful to compare this
only 1 in 7 who report a rash with penicillin will have a positive
with the patient’s own recollection of what they take. This can
penicillin skin test. Note other allergies, such as foodstuffs or
be complicated by patients’ use of brand names, descriptions
pollen. Record true allergies prominently in the patient’s case
of tablet number and colour and so on, which should always
records, drug chart and computer records. If patients have had
be translated to generic pharmaceutical names and quantitative
a severe or life-threatening allergic reaction, advise them to wear
doses for the patient record. Ask about prescribed drugs and
an alert necklace or bracelet.
other medications, including over-the-counter remedies, herbal
and homeopathic remedies, and vitamin or mineral supplements.
Non-prescribed drug use
Do not forget to ask about inhalers and topical medications, as
patients may assume that you are asking only about tablets. Ask all patients who may be using drugs about non-prescribed
Note all drug names, dosage regimens and duration of treatment, drugs. In Britain about 30% of the adult population have used
14 • General aspects of history taking

illegal or non-prescribed drugs (mainly cannabis) at some time. disorder. A further complication is that some illnesses, such as
Useful questions are summarised in Box 2.6. asthma and diseases caused by atheroma, are so common in
the UK population that their presence in family members may
Family history not greatly influence the risk to the patient.
Document illness in first-degree relatives: that is, parents,
Start with open questions, such as ‘Are there any illnesses that siblings and children. If you suspect an inherited disorder such
run in your family?’ Follow up the presenting symptoms with as haemophilia, construct a pedigree chart (Fig. 2.1), noting
a question like ‘Have any of your family had heart trouble?’ whether any individuals were adopted. Ask about the health of
Single-gene inherited diseases are relatively uncommon in clinical other household members, since this may suggest environmental
practice. Even when present, autosomal recessive diseases such risks to the patient.
as cystic fibrosis usually arise in patients with healthy parents
who are unaffected carriers. Many other illnesses are associated Social history and lifestyle
with a positive family history but are not due to a single-gene
No medical assessment is complete without determining the
social circumstances of your patient. These may be relevant to
the causes of their illness and may also influence the management
and outcome. Establish who is there to support the patient by
2.6 Non-prescribed drug history asking ‘Who is at home with you, or do you live alone?’ For
those who live alone, establish who is their next of kin and who
• What drugs are you taking? visits regularly to support them. Check if your patient is a carer
• How often and how much? for someone vulnerable who may be at risk due to your patient’s
• How long have you been taking drugs? illness. Enquire sensitively if the patient is bereaved, as this can
• Have you managed to stop at any time? If so, when and why did have profound effects on a patient’s health and wellbeing.
you start using drugs again? Next establish the type and condition of the patient’s housing
• What symptoms do you have if you cannot get drugs?
and how well it suits them, given their symptoms. Patients with
• Do you ever inject? If so, where do you get the needles and
severe arthritis may, for example, struggle with stairs. Successful
syringes?
• Do you ever share needles, syringes or other drug-taking management of the patient in the community requires these
equipment? issues to be addressed.
• Do you see your drug use as a problem?
• Do you want to make changes in your life or change the way you Smoking
use drugs?
Among other things, tobacco use increases the risk of obstructive
• Have you been checked for infections spread by drug use?
lung disease, cardiac and vascular disease, peptic ulceration,

   

 
  
  
 
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    €€€
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Fig. 2.1 Symbols used in constructing a pedigree chart, with an example. The terms ‘propositus’ and ‘proposita’ indicate the man or woman
identified as the index case, around whom the pedigree chart is constructed.
Gathering information • 15

intrauterine growth restriction, erectile dysfunction and a range in units; 1 unit (10 mL of ethanol) is contained in one small glass
of cancers. of wine, half a pint of beer or lager, or one standard measure
Most patients recognise that smoking harms health, so
obtaining an accurate history of tobacco use requires sensitivity.
(25 mL) of spirits.
2
Ask if your patient has ever smoked; if so, enquire what age Alcohol problems
they started at and whether they still smoke now. Patients often The UK Department of Health now defines hazardous drinking as
play down recent use, so it is usually more helpful to ask about anything exceeding 14 units per week for both men and women.
their average number of cigarettes per day over the years, and Binge drinking, involving a large amount of alcohol causing acute
what form of tobacco they have used (cigarettes, cigars, pipe, intoxication, is more likely to cause problems than if the same
chewed). Convert to ‘pack-years’ (Box 2.7) to estimate the risk amount is consumed over four or five days. Most authorities
of tobacco-related health problems. Ask if they have smoked recommend at least two alcohol-free days per week.
only tobacco or also cannabis. Never miss the opportunity during Alcohol dependence occurs when alcohol use takes priority
history taking to encourage smoking cessation, in a positive and over other behaviour that previously had greater value. Warning
non-judgemental way, as a route to improved health. Do not signs in the history are summarised in Box 2.8.
forget to ask non-smokers about their exposure to environmental
tobacco smoke (passive smoking). Occupational history and home environment
Work profoundly influences health. Unemployment is associated
Alcohol with increased morbidity and mortality while some occupations
Alcohol causes extensive pathology, including not only hepatic are associated with particular illnesses (Box 2.9).
cirrhosis, encephalopathy and peripheral neuropathy but also Ask all patients about their occupation. Clarify what the person
pancreatitis, cardiomyopathy, erectile dysfunction and injury does at work, especially about any chemical or dust exposure. If
through accidents. Always ask patients if they drink alcohol but try the patient has worked with harmful materials (such asbestos or
to avoid appearing critical, as this will lead them to underestimate stone dust), a detailed employment record is needed, including
their intake. If they do drink, ask them to describe how much
and what type (beer, wine, spirits) they drink in an average week.
The quantity of alcohol consumed each week is best estimated
2.8 Features of alcohol dependence in the history

• A strong, often overpowering, desire to take alcohol


• Inability to control starting or stopping drinking and the amount that
2.7 Calculating pack-years of smoking
is drunk
• Drinking alcohol in the morning
A ‘pack-year’ is smoking 20 cigarettes a day (1 pack) for 1 year
• Tolerance, where increased doses are needed to achieve the effects
Number of cigarettes smoked per day × Number of years smoking originally produced by lower doses
20 • A withdrawal state when drinking is stopped or reduced, including
tremor, sweating, rapid heart rate, anxiety, insomnia and
For example, a smoker of 15 cigarettes a day who has smoked for occasionally seizures, disorientation or hallucinations (delirium
40 years would have smoked: tremens); this is relieved by more alcohol
• Neglect of other pleasures and interests
15 × 40 • Continuing to drink in spite of being aware of the harmful
= 30 pack-years
20 consequences

2.9 Examples of occupational disorders


Occupation Factor Disorder Presents
Shipyard workers, marine Asbestos dust Pleural plaques > 15 years later
engineers, plumbers and Asbestosis
heating workers, demolition Mesothelioma
workers, joiners Lung cancer
Stonemasons Silica dust Silicosis After years
Farmers Fungus spores on mouldy hay Farmer’s lung (hypersensitivity pneumonitis) After 4–18 hours
Divers Surfacing from depth too Decompression sickness Immediately, up to 1 week
quickly Central nervous system, skin, bone and joint
symptoms
Industrial workers Chemicals, e.g. chromium Dermatitis on hands Variable
Excessive noise Sensorineural hearing loss Over months
Vibrating tools Vibration white finger Over months
Bakery workers Flour dust Occupational asthma Variable
Healthcare workers Cuts, needlestick injuries Human immunodeficiency virus, hepatitis B and C Incubation period > 3 months
16 • General aspects of history taking

employer name, timing and extent of exposure, and any workplace


protection offered. Difficult situations
Symptoms that improve over the weekend or during holidays
suggest an occupational disorder. In the home environment,
hobbies may also be relevant: for example, psittacosis pneumonia Patients with communication difficulties
or hypersensitivity pneumonitis in those who keep birds, or asthma
If your patient does not speak your language, arrange to have
in cat or rodent owners.
an interpreter, remembering to address the patient and not the
Travel history interpreter.
If your patient has hearing or speech difficulties such as
Returning travellers commonly present with illness. They risk dysphasia or dysarthria, consider the following:
unusual or tropical infections, and air travel itself can precipitate • Write things down for your patient if they can read.
certain conditions, such as middle-ear problems or deep vein • Involve someone who is used to communicating with your
thrombosis. The incubation period may indicate the likelihood patient.
of many illnesses but some diseases, such as vivax malaria and • Seek a sign language interpreter for a deaf patient skilled
human immunodeficiency virus, may present a year or more in sign language.
after travel. List the locations visited and dates. Note any travel
vaccination and anti-malaria prophylaxis taken if affected areas
were visited.
Patients with cognitive difficulties
Be alert for early signs of dementia. Inconsistent or hesitant
Sexual history
responses from the patient should always prompt you to suspect
Take a full sexual history only if the context or pattern of symptoms and check for memory difficulties. If you do suspect this, assess
suggests this is relevant. Ask questions sensitively and objectively the patient using a cognitive rating scale (p. 331). You may have
(see later). Signal your intentions: ‘As part of your medical history, to rely on a history from relatives or carers.
I need to ask you some questions about your relationships. Is
this all right?’ Sensitive situations
Systematic enquiry Doctors sometimes need to ask personal or sensitive questions
and examine intimate parts. If you are talking to a patient who
Systematic enquiry uncovers symptoms that may have been may be suffering from sexual dysfunction, sexual abuse or sexually
forgotten. Start with ‘Is there anything else you would like to transmitted disease, broach the subject sensitively. Indicate that
tell me about?’ you are going to ask questions in this area and make sure the
Box 2.10 lists common symptoms by system. Asking about conversation is entirely private. For example:
all of these is inappropriate and takes too long, so judgement Because of what you’re telling me, I need to ask
and context are used to select areas to explore in detail. For you some rather personal questions. Is that OK?
example: Can I ask if you have a regular sexual partner?
• With a history of repeated infections, ask about nocturia, Follow this up with:
thirst and weight loss, which may indicate underlying
Is your partner male or female?
uncontrolled diabetes.
• In a patient with palpitation are there any symptoms to If there is no regular partner, ask sensitively:
suggest thyrotoxicosis or is there a family history of thyroid How many sexual partners have you had in the
disease? Is the patient anxious or drinking too much past year?
coffee?
Have you had any problems with your relationships
• If a patient smells of alcohol, ask about related
or in your sex life that you would like to mention?
symptoms, such as numbness in the feet due to
If you need to examine intimate areas, ask permission sensitively
alcoholic neuropathy.
and always secure the help of a chaperone. This is always
required for examination of the breasts, genitals or rectum, but
Closing the interview may apply in some circumstances or cultures whenever you
need to touch the patient (p. 20).
Using simple language, briefly explain your interpretation of the
patient’s history and outline the likely possibilities. Be sensitive Emotional or angry patients
to their concerns and body language. Ask the patient if they
already have ideas and concerns about the diagnosis (p. 5), so Ill people feel vulnerable and may become angry and frustrated
these may be addressed directly. Always give the patient a final about how they feel or about their treatment. Staying calm and
opportunity to raise additional concerns (‘Is there anything else exploring the reasons for their emotion often defuses the situation.
you would like to ask?’). Although their behaviour may be challenging, never respond with
Make sure patients are involved in any decisions by suggesting anger or irritation and resist passing comment on a patient’s
possible actions and encouraging them to contribute their account of prior management. Recognise that your patient is
thoughts. This way, you should be able to negotiate an agreed upset, show empathy and understanding, and ask them to explain
plan for further investigation and follow-up. Tell them that you why: for example, ‘You seem angry about something’ or ‘Is there
will communicate this plan to other professionals involved in something that is upsetting you?’ If, despite this, their anger
their care. escalates, set boundaries on the discussion, calmly withdraw,
Difficult situations • 17

2.10 Systematic enquiry: cardinal symptoms


General health 2
• Wellbeing • Energy
• Appetite • Sleep
• Weight change • Mood
Cardiovascular system
• Chest pain on exertion (angina) • Palpitation
• Breathlessness: • Pain in legs on walking (claudication)
• Lying flat (orthopnoea) • Ankle swelling
• At night (paroxysmal nocturnal dyspnoea)
• On minimal exertion – record how much
Respiratory system
• Shortness of breath (exercise tolerance) • Blood in sputum (haemoptysis)
• Cough • Chest pain (due to inspiration or coughing)
• Wheeze
• Sputum production (colour, amount)
Gastrointestinal system
• Mouth (oral ulcers, dental problems) • Indigestion
• Difficulty swallowing (dysphagia – distinguish from pain on • Heartburn
swallowing, i.e. odynophagia) • Abdominal pain
• Nausea and vomiting • Change in bowel habit
• Vomiting blood (haematemesis) • Change in colour of stools (pale, dark, tarry black, fresh blood)
Genitourinary system
• Pain passing urine (dysuria) • Libido
• Frequency passing urine (at night: nocturia) • Incontinence (stress and urge)
• Blood in urine (haematuria) • Sexual partners – unprotected intercourse
Men
If appropriate: • Urethral discharge
• Prostatic symptoms, including difficulty starting (hesitancy): • Erectile difficulties
• Poor stream or flow
• Terminal dribbling
Women
• Last menstrual period (consider pregnancy) • Vaginal discharge
• Timing and regularity of periods • Contraception
• Length of periods If appropriate:
• Abnormal bleeding • Pain during intercourse (dyspareunia)
Nervous system
• Headaches • Weakness
• Dizziness (vertigo or lightheadedness) • Visual disturbance
• Faints • Hearing problems (deafness, tinnitus)
• Fits • Memory and concentration changes
• Altered sensation
Musculoskeletal system
• Joint pain, stiffness or swelling • Falls
• Mobility
Endocrine system
• Heat or cold intolerance • Excessive thirst (polydipsia)
• Change in sweating
Other
• Bleeding or bruising • Skin rash

and seek the assistance and presence of another healthcare you’ve raised today, I can only deal with two, so tell me which
worker as a witness for your own protection. are the most important to you and we’ll deal with the rest later.’
Talkative patients or those who want to deal with many things Set professional boundaries if your patient becomes overly
at once may respond to ‘I only have a short time left with you, so familiar: ‘Well, it would be inappropriate for me to discuss my
what’s the most important thing we need to deal with now?’ If personal issues with you. I’m here to help you so let’s focus
patients have a long list of symptoms, suggest ‘Of the six things on your problem.’
This page intentionally left blank
Anna R Dover
J Alastair Innes
Karen Fairhurst
3
General aspects
of examination
General principles of physical examination 20 Odours 29
Preparing for physical examination 20 Body habitus and nutrition 29
Sequence for performing a physical examination 21 Weight 29
Stature 29
Initial observations 22
Hydration 30
Gait and posture 22
Facial expression and speech 23 Lumps and lymph nodes 31

Hands 23 Spot diagnoses 34


Major chromosomal abnormalities 34
Skin 26
Tongue 29
20 • General aspects of examination

General principles of physical 3.1 Information gleaned from a handshake


examination Features Diagnosis
Cold, sweaty hands Anxiety
The process of taking a history and conducting a physical
examination is artificially separated in classical medical teaching, Cold, dry hands Raynaud’s phenomenon
to encourage learners to develop a structured approach to Hot, sweaty hands Hyperthyroidism
information gathering. However, your physical assessment of Large, fleshy, sweaty hands Acromegaly
patients undoubtedly begins as soon as you see them, and
Dry, coarse skin Regular water exposure
the astute clinician may notice signs of disease, such as subtle Manual occupation
abnormalities of demeanour, gait or appearance, even before Hypothyroidism
the formal consultation begins. The clinician can be likened to
Delayed relaxation of grip Myotonic dystrophy
a detective, gathering clues, and the physical assessment of a
patient can then be seen as the investigation itself! Deformed hands/fingers Trauma
Historically, great importance has been placed on the value Rheumatoid arthritis
Dupuytren’s contracture
of empirical observation of patients in the formulation of a
differential diagnosis. Modern technological advances have
increased the reliance on radiological and laboratory testing for
diagnosis, sometimes even at the bedside (such as portable
ultrasound or near-patient capillary blood ketone testing), and 3.2 Equipment required for a full examination
this has called into question the utility of systematic physical • Stethoscope • Thermometer
examination in modern practice. Nevertheless, the importance • Pen torch • Magnifying glass
of performing a methodical and accurate physical examination • Measuring tape • Accurate weighing scales and
cannot be overstated. The inconstancy of physical signs and • Ophthalmoscope a height-measuring device
the need to monitor patient progress by repeated bedside • Otoscope (preferably a calibrated,
assessment, often conducted by different clinicians, mean that • Sphygmomanometer wall-mounted stadiometer)
a standardised approach to physical examination resulting in • Tendon hammer • Personal protective equipment
reproducible findings is crucial. Additionally, the interpretation of • Tuning fork (disposable gloves and apron)
• Cotton wool • Facilities for obtaining blood
many diagnostic investigations (such as detection of interstitial
• Disposable Neurotips samples and urinalysis
oedema on a chest X-ray in heart failure) is subject to variation
• Wooden spatula
between clinicians, as is the detection of physical signs (such
as audible crackles on auscultating the lungs). Furthermore,
the utility of many diagnostic investigations relies heavily on the
pre-test probability (the likelihood of the disease being present gender as the doctor or not, chaperones are always appropriate
prior to the test being performed; p. 362), which depends on for intimate (breast, genital or rectal) examination. Chaperones
information gathered during the history and examination. Finally, are also advised if the patient is especially anxious or vulnerable,
there are a number of conditions, or syndromes, that can be if there have been misunderstandings in the past, or if religious
diagnosed only by the detection of a characteristic pattern of or cultural factors require a different approach to physical
physical signs. Thus by mastering structured skills in physical examination. Record the chaperone’s name and presence. If
examination, clinicians can improve the reliability and precision patients decline the offer, respect their wishes and record this
of their clinical assessment, which, together with the appropriate in the notes. Tactfully invite relatives to leave the room before
diagnostic investigations, lead to accurate diagnosis. physical examination unless the patient is very apprehensive and
requests that they stay. A parent or guardian should always be
present when you examine children (p. 307).
The room should be warm and well lit; subtle abnormalities
Preparing for physical examination of complexion, such as mild jaundice, are easier to detect in
natural light. The height of the examination couch or bed should
It is important to prepare both yourself and your patient for the be adjustable, with a step to enable patients to get up easily.
physical examination. As a clinician, you must take reasonable An adjustable backrest is essential, particularly for breathless
steps to ensure you can give the patient your undivided attention, patients who cannot lie flat. It is usual practice to examine a
in an environment free from interruption, noise or distraction. recumbent patient from the right-hand side of the bed. Ensure
Always introduce yourself to the patient, shake hands (which the patient is comfortably positioned before commencing the
may provide diagnostic clues; Box 3.1 and see later) and seek physical examination.
permission to conduct the consultation. Make sure you have Seek permission and sensitively, but adequately, expose
the relevant equipment available (Box 3.2) and that you have the areas to be examined; cover the rest of the patient with
observed local hand hygiene policies (Fig. 3.1). As discussed a blanket or sheet to ensure that they do not become cold.
on page 4, privacy is essential when assessing a patient. At the Avoid unnecessary exposure and embarrassment; a patient may
very least, ensure screens or curtains are fully closed around a appreciate the opportunity to replace their top after examination
ward bed; where possible, use a separate private room to avoid of the chest before exposing the abdomen. Remain gentle
being overheard. Seek permission from the patient to proceed to towards the patient at all times, and be vigilant for aspects
examination, and offer a chaperone where appropriate to prevent of the examination that may cause distress or discomfort.
misunderstandings and to provide support and encouragement Acknowledge any anxiety or concerns raised by the patient
for the patient. Regardless of whether the patient is the same during the consultation.
Sequence for performing a physical examination • 21

How to hand-rub How to hand-wash


with alcohol-based hand-rub with soap and water
1 1

Apply a palmful of the product Wet hands and apply enough


and cover all hand surfaces soap to cover all hand surfaces

2 3 4

8
Rub hands palm to palm Right palm over the back of the Palm to palm with
other hand with interlaced fingers interlaced
fingers and vice versa
5 6 7

Rinse hands with water

9
Backs of fingers to opposing Rotational rubbing of left Rotational rubbing, backwards
palms with fingers interlocked thumb clasped in right and forwards with clasped
palm and vice versa fingers of right hand in left
palm and vice versa

Dry thoroughly with towel


8 Steps 2–7 should take 11 Steps 2–7 should take
at least 15 seconds at least 15 seconds 10

Use elbow to turn off tap

Fig. 3.1 Techniques for hand hygiene. From WHO Guidelines on Hand Hygiene in Health Care First Global Patient Safety Challenge Clean Care is Safer
Care; http://www.who.int/gpsc/clean_hands_protection/en/ © World Health Organization 2009. All rights reserved.

Sequence for performing a system in this case) will be examined. In other circumstances,
however, a full integrated physical examination will be required
physical examination and this is described in detail on page 362.
There is no single correct way to perform a physical examination
The purpose of the physical examination is to look for the but standardised systematic approaches help to ensure that
presence, or absence, of physical signs that confirm or refute nothing is omitted. With experience, you will develop your own
the differential diagnoses you have obtained from the history. The style and sequence of physical examination. Broadly speaking,
extent of the examination will depend on the symptoms that you any systematic examination involves looking at the patient (for
are investigating and the circumstances of the encounter. Often, skin changes, scars, abnormal patterns of breathing or pulsation,
in a brief, focused consultation (such as a patient presenting to a for example), laying hands on the patient to palpate (feel) and
general practitioner with headache), a single system (the nervous percuss (tapping on the body), and finally using a stethoscope,
22 • General aspects of examination

where appropriate, to listen to the relevant system (auscultate).


This structured approach to the examination of the system can
be summarised as:
• inspection
• palpation
• percussion
• auscultation.

Initial observations
The physical examination begins as soon as you see the patient.
Start with a rapid assessment of how unwell the patient is,
since the clinical assessment may have to be adjusted for a
Fig. 3.2 Tattoos can be revealing.
deteriorating or dying patient, and any abnormal physiology may
need to be addressed urgently before the actual diagnosis is found
(pp. 341 and 348). Early warning scoring systems (which include
assessment of vital signs: pulse, blood pressure, respiratory rate
and oxygen saturations, temperature, conscious level and pain
score) are used routinely to assess unwell patients and these
clinical measurements aid decisions about illness severity and
urgency of assessment (p. 340). If your patient is distressed
or in pain, giving effective analgesia may take priority before
undertaking a more structured evaluation, although a concurrent
evaluation for the cause of the pain is clearly important.
For the stable or generally well patient, a more measured
assessment can begin. Observe the patient before the consultation
begins. Do they look generally well or unwell? What is their
demeanour? Are they sitting up comfortably reading or on the
telephone to a relative, or do they seem withdrawn, distressed
or confused?
Notice the patient’s attire. Are they dressed appropriately?
Clothing gives clues about personality, state of mind and social
circumstances, as well as a patient’s physical state. Patients
with recent weight loss may be wearing clothes that look very
Fig. 3.3 The linear marks of intravenous injection at the right
baggy and loose. Are there signs of self-neglect (which may
antecubital fossa.
be underpinned by other factors such as cognitive impairment,
immobility or drug or alcohol dependence) or inappropriate
attire? For example, a patient with thyrotoxicosis may come
to see you dressed for summer in the depths of winter due to
heat intolerance.
Often there will be clues to the patient’s underlying medical
condition either about the person (for example, they may be
wearing a subcutaneous insulin pump to treat their type 1
diabetes, or carrying a portable oxygen cylinder if they have
significant pulmonary fibrosis) or by the bedside (look on the
bedside table for a hearing aid, peak flow meter or inhaler
device, and note any walking aid, commode and wheelchair,
which provide clues to the patient’s functional status). Patients
may be wearing a medical identity bracelet or other jewellery
alerting you to an underlying medical condition or life-sustaining
treatment. Note any tattoos or piercings; as well as there being
possible associated infection risks, these can provide important
background information (Fig. 3.2). Be sure to look for any
venepuncture marks of intravenous drug use or linear (usually
transverse) scars from recent or previous deliberate self-harm Fig. 3.4 Scars from deliberate self-harm (cutting).
(Figs 3.3 and 3.4).
normal or is there evidence of pain, immobility or weakness?
Gait and posture Abnormalities of gait can be pathognomonic signs of neurological
or musculoskeletal disease: for example, the hemiplegic gait
If patients are ambulant, watch how they rise from a chair and after stroke, the ataxic gait of cerebellar disease or the marche
walk towards you. Are they using a walking aid? Is the gait à petits pas (‘walk of little steps’) gait in a patient with diffuse
Hands • 23

3.3 Facial expression as a guide to diagnosis


Features Diagnosis
Poverty of expression Parkinsonism
Startled expression Hyperthyroidism
3
Apathy, with poverty of expression and Depression
poor eye contact
Apathy, with pale and puffy skin Hypothyroidism
Agitated expression Anxiety, hyperthyroidism,
hypomania

cerebrovascular disease or Parkinsonism (see Fig. 7.17D). Notice


any abnormal movements such as tremor (in alcohol withdrawal,
for example), dystonia (perhaps as a side effect of neuroleptic Fig. 3.5 Dupuytren’s contracture.
therapy) or chorea (jerky, involuntary movements, characteristic
of Huntington’s disease). Abnormalities of posture and movement
can also be a clue to the patient’s overall wellbeing, and
may represent pain, weakness or psychological or emotional
disturbance.

Facial expression and speech


As with gait and posture, a patient’s facial expression and how
they interact with you can provide clues to their physical and
psychological wellbeing (Box 3.3). Reluctance to engage in the
consultation may indicate underlying depression, anxiety, fear,
anger or grief, and it is important to recognise these emotions
to ensure that both the physical and the emotional needs of the Fig. 3.6 Normal palms. African (left) and European (right).
patient are addressed effectively. Some people conceal anxieties
and depression with inappropriate cheerfulness. Illness itself may
alter demeanour: frontal lobe disease or bipolar disorders may metacarpophalangeal and proximal interphalangeal joints (see
lead to animated disinhibition, whereas poverty of expression Fig. 13.22), and osteoarthritis and psoriatic arthropathy affect the
may occur in depression or Parkinson’s disease. Physical signs in distal interphalangeal joints (see Fig. 13.8). Small-muscle wasting
the face that are associated with specific diagnoses are covered of the hands is common in rheumatoid arthritis, producing ‘dorsal
later (see Box 3.9). guttering’ of the hands, and also occurs in cervical spondylosis
Be vigilant for abnormalities in the character of speech, such with nerve root entrapment. In carpal tunnel syndrome, median
as slurring (due to alcohol, for example, or dysarthria caused by nerve compression leads to wasting of the thenar muscles, also
motor neurone disease; p. 125), hoarseness (which can represent seen in damage affecting the T1 nerve root (see Fig. 13.23).
recurrent laryngeal nerve damage; p. 186) or abnormality of Dupuytren’s contracture is a thickening of the palmar fascia
speech cadence (which could be caused by pressure of speech causing fixed flexion deformity, and usually affects the little and
in hyperthyroidism or slowing of speech in myxoedema; p. 197). ring fingers (Fig. 3.5). Arachnodactyly (long, thin fingers) is typical
of Marfan’s syndrome (see Fig. 3.21B). Trauma is the most
common cause of hand deformity.
Hands
Colour
Starting your physical contact with a patient with a handshake Colour changes in the hands may also be revealing. Look for
not only is polite but also may reveal relevant signs (see Box 3.1). peripheral cyanosis in the nail bed and tobacco staining of the
The rare disease myotonic dystrophy (which is over-represented fingers (see Fig. 5.8). Examine the skin creases for pigmentation,
in candidate assessments) causes a patient to fail to release although pigmentation is normal in many non-Caucasian races
the handgrip (due to delayed muscle relaxation). A patient with (Fig. 3.6).
neurological disease may be unable to shake your hand, or may
have signs of muscle wasting or tremor. Detailed examination of Temperature
the hands is described on page 265 but even a brief inspection
The temperature of the patient’s hand is a good guide to peripheral
and palpation may be very revealing.
perfusion. In chronic obstructive pulmonary disease the hands
may be cyanosed due to reduced arterial oxygen saturation but
Deformity
warm due to vasodilatation from elevated arterial carbon dioxide
Deformity may indicate nerve palsies or arthritic changes (such as levels. In heart failure the hands are often cold and cyanosed
ulnar deviation at the metacarpophalangeal joints in longstanding because of vasoconstriction in response to a low cardiac output.
rheumatoid arthritis; see Fig. 13.22). Arthritis frequently involves If they are warm, heart failure may be due to a high-output state,
the small joints of the hands. Rheumatoid arthritis typically affects such as hyperthyroidism.
24 • General aspects of examination

3.4 The nails in systemic disease


Nail changes Description of nail Differential diagnosis
Beau’s lines Transverse grooves (see Fig. 3.7B) Sequella of any severe systemic illness that affects
growth of the nail matrix
Clubbing Loss of angle between nail fold and nail plate (see Fig. 3.8) Serious cardiac, respiratory or gastrointestinal disease
(see Box 3.5)
Leuconychia White spots, ridges or complete discoloration of nail Trauma, infection, poisoning, chemotherapy, vitamin
(see Fig. 3.7C) deficiency
Lindsay’s nails White/brown ‘half-and-half’ nails (see Fig. 12.7) Chronic kidney disease
Koilonychia Spoon-shaped depression of nail plate (see Fig. 3.7D) Iron deficiency anaemia, lichen planus, repeated
exposure to detergents
Muehrcke’s lines Narrow, white transverse lines (see Fig. 12.6) Decreased protein synthesis or protein loss
Nail-fold telangiectasia Dilated capillaries and erythema at nail fold (see Fig. 14.13B) Connective tissue disorders, including systemic
sclerosis, systemic lupus erythematosus,
dermatomyositis
Onycholysis Nail separates from nail bed (see Fig. 3.7A) Psoriasis, fungal infection, trauma, thyrotoxicosis,
tetracyclines (photo-onycholysis)
Onychomycosis Thickening of nail plate with white, yellow or brown discoloration Fungal infection
Pitting Fine or coarse pits in nail (see Fig. 3.7A) Psoriasis (onycholysis, thickening and ridging may also
be present), eczema, alopecia areata, lichen planus
Splinter haemorrhages Small red streaks that lie longitudinally in nail plate (see Fig. 4.5B) Trauma, infective endocarditis
Yellow nails Yellow discoloration and thickening (see Fig. 14.13C) Yellow nail syndrome

Skin 3.5 Causes of clubbing


Skin changes in the hands can indicate systemic disease, as in
the coarse skin and broad hands of a patient with acromegaly Congenital or familial (5–10%)
(see Fig. 10.8), or the tight, contracted skin (scleroderma) and Acquired
calcium deposits associated with systemic sclerosis (see Figs • Thoracic (~70%):
3.30C and 13.6). Clues about lifestyle can also be seen in the • Lung cancer
hands: manual workers may have specific callosities due to • Chronic suppurative conditions: pulmonary tuberculosis,
bronchiectasis, lung abscess, empyema, cystic fibrosis
pressure at characteristic sites, while disuse results in soft,
• Mesothelioma
smooth skin. • Fibroma
• Pulmonary fibrosis
Nails • Cardiovascular:
Nail changes occur in a wide variety of systemic diseases. Box 3.4 • Cyanotic congenital heart disease
• Infective endocarditis
and Fig. 3.7 summarise nail changes seen on general examination
• Arteriovenous shunts and aneurysms
that may indicate underlying systemic disease. • Gastrointestinal:
Finger clubbing describes painless soft tissue swelling of the • Cirrhosis
terminal phalanges and increased convexity of the nail (Fig. 3.8). • Inflammatory bowel disease
Clubbing usually affects the fingers symmetrically. It may also • Coeliac disease
involve the toes and can be unilateral if caused by a proximal • Others:
vascular condition, such as arteriovenous shunts for dialysis. It • Thyrotoxicosis (thyroid acropachy)
is sometimes congenital but in over 90% of patients it heralds • Primary hypertrophic osteoarthropathy
a serious underlying disorder (Box 3.5). Clubbing may recede if
the underlying condition resolves.
• Place your thumbs under the pulp of the distal phalanx
Examination sequence and use your index fingers alternately to see if there
is fluctuant movement of the nail on the nail bed
• Look across the nail bed from the side of each finger.
(Fig. 3.9C).
Observe the distal phalanges, nail and nail bed:
Finger clubbing is likely if:
• Estimate the interphalangeal depth at the level of the
distal interphalangeal joint (this is the anteroposterior • the interphalangeal depth ratio is > 1 (that is, the digit is
thickness of the digit rather than the width). Repeat at thicker at the level of the nail bed than the level of the
the level of the nail bed. distal interphalangeal joint; Fig. 3.9A)
• Assess the nail-bed (hyponychial) angle (Fig. 3.9A). • the nail fold angle is > 190 degrees (Fig. 3.9A)
• Ask the patient to place the nails of corresponding (ring) • Schamroth’s window sign is absent (Fig. 3.9B).
fingers back to back and look for the normal Increased nail-bed fluctuation may be present and may support
‘diamond-shaped’ gap between the nail beds the finding of clubbing, but its presence is subjective and less
(Schamroth’s window sign; Fig. 3.9B). discriminatory than the above features.
Hands • 25

A B C

Fig. 3.7 Nail abnormalities in systemic disease. A Onycholysis with pitting in psoriasis. B Beau’s lines
seen after acute severe illness. C Leuconychia. D Koilonychia. (A) From Innes JA. Davidson’s Essentials of
D Medicine. 2nd edn. Edinburgh: Churchill Livingstone; 2016.

A B
Fig. 3.8 Clubbing. A Anterior view. B Lateral view.

Nail-fold angles Normal

Normal 3

1 2
Schamroth’s
window present

Clubbed
Clubbed 3

1 2
Schamroth’s
window absent
A B C
Fig. 3.9 Examining for finger clubbing. A Assessing interphalangeal depth at (1) interphalangeal joint and (2) nail bed, and nail-bed angle (3).
B Schamroth’s window sign. C Assessing nail-bed fluctuation.
26 • General aspects of examination

Skin Haemosiderin
This product of haemoglobin breakdown is deposited in the skin
A detailed approach to examination of the skin is described on of the lower legs following subcutaneous extravasation of blood
page 286. In everyday practice the skin can provide insights due to venous insufficiency. Local deposition of haemosiderin
into present and past medical disorders, as well as information (erythema ab igne or ‘granny’s tartan’) occurs with heat damage
about the patient’s social or mental status. to the skin from sitting too close to a fire or from applying local
The skin should be exposed where appropriate and inspected heat, such as a hot water bottle, to the site of pain (Fig. 3.12).
carefully for any abnormalities of pigmentation. Skin colour is
determined by pigments in the skin – melanin, an endogenous Easy bruising
brown pigment, and carotene, an exogenous yellow pigment Easy bruising can be a reflection of skin and connective tissue
(mainly derived from ingestion of carrots and other vegetables) fragility due to advancing age or glucocorticoid usage, or a more
– as well as by the amount of oxyhaemoglobin (red) and serious coagulopathy.
deoxyhaemoglobin (blue) circulating in the dermis.
Depigmentation occurs in the autoimmune condition vitiligo, in Hypercarotenaemia
which there is often bilateral symmetrical depigmentation, commonly
of the face, neck and extensor aspects of the limbs, resulting Hypercarotenaemia occurs due to excessive ingestion of
in irregular pale patches of skin (Fig. 3.10). It is associated with carotene-containing vegetables or in situations of impaired
other autoimmune diseases like diabetes mellitus, thyroid and metabolism such as hypothyroidism or anorexia nervosa. A
adrenal disorders, and pernicious anaemia. Hypopituitarism also yellowish discoloration is seen on the face, palms and soles
results in pale skin due to reduced production of melanotrophic but not the sclera or conjunctiva, and this distinguishes it from
peptides (see Fig. 10.10). Albinism is an inherited disorder in which jaundice (Fig. 3.13).
patients have little or no melanin in their skin or hair. The amount
of pigment in the iris varies; some individuals have reddish eyes Discoloration
but most have blue. Skin discoloration can also occur due to abnormal pigments such
Hyperpigmentation can be due to excess of the pituitary as the sallow yellow-brownish tinge in chronic kidney disease.
hormone adrenocorticotrophic hormone (ACTH), as in adrenal A bluish tinge is produced by abnormal haemoglobins, such as
insufficiency (or the very rare condition Nelson’s syndrome, sulphaemoglobin or methaemoglobin (see the section on cyanosis
in which there is ACTH overproduction following bilateral later), or by drugs such as dapsone. Some drug metabolites cause
adrenalectomy for pituitary Cushing’s disease). It produces brown
pigmentation, particularly in skin creases, recent scars, sites
overlying bony prominences, areas exposed to pressure such
as belts and bra straps, and the mucous membranes of the lips
and mouth, where it results in muddy brown patches (see Fig.
10.12B). Pregnancy and oral contraceptives may also cause
blotchy hyperpigmentation on the face, known as chloasma,
and pregnancy may increase pigmentation of the areolae, axillae,
genital skin and linea alba (producing a dark line in the midline
of the lower abdomen, called a ‘linea nigra’).

Haemochromatosis
This inherited condition of excessive iron absorption results in skin
hyperpigmentation due to iron deposition and increased melanin
production (Fig. 3.11). When iron deposition in the pancreas
Fig. 3.11 Haemochromatosis with increased skin pigmentation.
also causes diabetes mellitus, this is called ‘bronze diabetes’.

Fig. 3.10 Vitiligo. Fig. 3.12 Erythema ab igne.


Skin • 27

Fig. 3.13 Hypercarotenaemia. A control normal hand is shown on the


right for comparison.
Fig. 3.15 Conjunctival pallor.

Fig. 3.16 Smooth red tongue (glossitis) and angular stomatitis of iron
deficiency.

3.6 Conditions associated with facial flushing


Fig. 3.14 Phenothiazine-induced pigmentation. Physiological
• Fever
• Exercise
• Heat exposure
strikingly abnormal coloration of the skin, particularly in areas • Emotional
exposed to light: for example, mepacrine (yellow), amiodarone Drugs (e.g. glyceryl trinitrate, calcium channel blockers,
(bluish-grey) and phenothiazines (slate-grey; Fig. 3.14). nicotinic acid)
Jaundice Anaphylaxis
Endocrine
Jaundice is an abnormal yellow discoloration of the skin, sclera
• Menopause
and mucous membranes. It is usually detectable when serum
• Androgen deficiency (in men)
bilirubin concentration rises above 50 µmol/L (3 mg/dL) as a result • Carcinoid syndrome
of parenchymal liver disease, biliary obstruction or haemolysis • Medullary thyroid cancer
(see Fig. 6.8). Others
• Serotonin syndrome
Pallor
• Food/alcohol ingestion
Pallor can result from anaemia, in which there is a reduction in • Neurological (e.g. Frey’s syndrome)
circulating oxyhaemoglobin in the dermal and subconjunctival • Rosacea
capillaries, or from vasoconstriction due to cold exposure or • Mastocytoses
sympathetic activation. The best sites to assess for the pallor
of anaemia are the conjunctiva (specifically the anterior rim; Fig.
3.15), the palmar skin creases and the face in general, although Conversely, vasodilatation, or flushing, may produce a pink
absence of pallor does not exclude anaemia. Nail-bed pallor complexion, even in anaemia, and may be due to fever, heat,
lacks diagnostic value for predicting anaemia but is still often exercise, food, drugs and other neurological or hormonal
assessed by clinicians. In significant iron deficiency anaemia disturbances (Fig. 3.17 and Box 3.6). Facial plethora is caused
there may be additional findings of angular stomatitis, glossitis by raised haemoglobin concentration with elevated haematocrit
(Fig. 3.16), koilonychia (spoon-shaped nails) and blue sclerae. (polycythaemia); it may be primary or may indicate an underlying
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men had come to Tatuin, the most southerly station, to purchase
corn.
Whether they might not have again left he did not know, but at any
rate there was a chance for me. Relays of horses and an escort
should be at my disposal whenever I desired them; but he hoped I
would stay over the morrow, that I might meet the officers.
The garrison at this military post consists of a company of infantry,
a squadron of cavalry, and a small detachment of artillery. The
soldiers are lodged in large airy barracks, and the officers have
comfortable quarters in new buildings.
There are no women within the camp, therefore all domestic
service is performed by soldiers, who act as cooks and
chambermaids. The officers form themselves into committees for the
control of supplies, and at their table one dines remarkably well, as I
had occasion to verify that same evening.
Lieutenant Henry introduced me to his mess. There I met most of
the messmates of Gabés, and we renewed acquaintance to the clink
of glasses.
After dinner we adjourned to the military club, where we met all
the officers of the garrison, both young and old.
Next morning Lieutenant Henry accompanied me to the Ksar. We
first ascended the minaret, from which we had a beautiful view over
the town and plain. Then we visited the various groups of houses,
with their vaulted gables and remarkable steps to the upper storeys.
These steps were merely stones projecting here and there from the
wall for the convenience of those who wished to climb up. Several of
the groups of houses clustered so closely together, and leant so
much the one upon the other in endless confusion, that it was
extremely difficult to find one’s way through the labyrinth.
MEDININ.

By a narrow opening, so low that we had to pass through with


bowed heads, we arrived in a courtyard, emerging thence by a larger
opening like a gateway, built as a defence. Through loop-holes in the
sides, a severe fire might be kept up on an attacking enemy.
In a few of the outer walls overlooking the plain I noticed the same
loop-holes; but defence is supposed to be maintained from the roofs,
or rather from the central building.
It surprised me not to see more men about; but my cicerone
explained that nearly all the inhabitants had sallied out on the 20th of
this month, and had gone towards Moktar and the Tripolitan frontier
nearest the sea, to follow their agricultural pursuits.
There they live in tents—first to sow, later to watch their fields,
and finally to gather the harvest; not returning until the month of June
the following year. Then they bring home the harvest, and store the
products in the Ksar, which thus becomes what it is intended for—a
great fortified granary.
At the time of my visit, there remained in the Ksar only about a
couple of hundred men, who were merely left to guard the houses.
The place looks quite different in the month of July, when some
one thousand five hundred or two thousand men arrive and pitch
their tents above the Ksar; they depart again in October, after they
have stored the barley, wheat, maize, “sorghum,” beans, and millet.
The inhabitants belong to the Berber tribe of “Tuasin,” and number
some fifty thousand souls, dwellers in the Ksar and on the plain.
They possess at least the same number of camels, a couple of
thousand asses and twenty thousand sheep, from which it may be
gathered that the greater portion are nomads, rather than dwellers in
the oasis. In fact, they care little for their plantations.
In the groves near the Ksar grow palm, olive, and fig trees, also a
few pomegranates, peaches, and apricots; but they are ill tended,
and produce but poor crops.
The mode of life of the inhabitants and their perpetual feuds with
the tribes on their frontier have caused them to develop into a brave
and warlike people. Every man owns a firearm, which he does not
hesitate to use on the slightest pretext. If hardly pushed, he flies to
his fortress with all his possessions and cattle—there he is in safety.
It is natural that the Turks in Tripoli should regard with mistrust the
French occupation of Tunisia, which they have never consented to
recognise; and on that account have never been disposed to have
the frontier defined. To this day it remains undetermined, perpetual
frontier conflicts being the result; for the tribes on either side still look
on the country, as they have always done, as their own to dispose of
according to their will and pleasure; and, as hitherto, prefer to settle
disputes in their own way. But the French occupation of Metamer,
Medinin, and Tatuin has been of no small service in bringing about
peace and quiet in these regions.
The northern side of the frontier is especially desert and barren,
consisting only of interminable sandhills destitute of vegetation.
South of this are far-stretching steppes, seldom trodden by human
foot, and over which a deathlike silence reigns. No paths are traced
through these deserts to guide the lonely traveller who may venture
to penetrate them. Even the natives fear to enter a territory where
any man they may meet must be regarded as an enemy.
To the south the steppes form a junction with the Matmata
mountains, and are frequented only by the Tripolitan tribe of Nuail
and the Tunisian Urghamma. These alone, therefore, would be
capable of defining the boundary of this desert region, as their
wanderings have made them well acquainted with its limits.
The Urghamma tribe—from which this continent apparently takes
its name—the “Aurigha” of the ancients having become Africa—
numbers some thirty thousand souls. At one time they mustered
some four or five thousand soldiers, and were exempted by the Bey
from payment of taxes, as they had bound themselves to defend the
frontier.
The fact was, that they would not pay taxes. They took advantage
of their peculiar position to make armed forays to rob and plunder far
and wide; and gloried in deeds of bloodshed, engraving a mark on
their guns for each man they slew. Guns covered from stock to
muzzle with such marks are still to be met with.
With the advent of the French, circumstances altered, and now,
thanks to the supervision of the military authorities, the Urghamma
behave more like peaceful nomads.
Everywhere in the plains of Southern Tunisia I found remains of
ancient towers—now lying in ruins, since the need for them no
longer exists, but where formerly the nomads sought refuge when
they were pursued. The decay of these towers proves that the
French have known how to establish quiet and order in the country.
According to inquiries which I made in the south, the Urghamma
are divided into the following groups:—
The Khezur and the Mehaben in and around Medinin.
The Accara on the coast.
The Tuasin on the plains.
The Uderma on the mountain slopes and on the plains.
The Jelidat people the eastern mountains.
The Duiri are found in the mountains and on the high tablelands.
We visited the Jews in their own quarter, and conversed with a
couple of women, who, with their children, lived in a little hut stuck
away in a corner of a yard. One of the women was a soothsayer, and
showed us a book with closely written leaves, evidently the source of
her cunning.
In a large open square on the outskirts of the Ksar stood a hut,
occupied by a family of whom only the women and children were at
home. We entered. It was dirty and comfortless, containing no
furniture, not even the indispensable “senduk.”[3] The hut was built of
slender branches wattled together, and in many places was covered
with old rags to keep out rain. The form was circular with a high-
pointed roof, evidently carrying out the idea of a tent. The fireplace
was outside.
In the evening, after a jovial dinner with Commandant Billet, at
which most of the officers were present, Lieutenants Adam, Coturier,
and Druot started southwards with a company of Zephyrs, to return
in two night marches to Tatuin, a distance of thirty-two miles. They
invited me to breakfast with them next day at Bir el Ahmer. The
bugles rang, and the sections tramped off as we said au revoir.
The water in Medinin is very unwholesome, and requires to be
distilled before it is fit to drink; a huge distilling apparatus has
therefore been erected; this has a number of taps, whence the
distilled water flows drop by drop. A sentinel watches it, that the
precious liquor may not be wasted.
Not far from this is the post office, which is also the telegraph
office for private telegrams, the heliograph being used for military
purposes.
Night and day, watch is kept on the tops of the mountains and far
out on the plains to the north-west, that the flash connection between
Gabés, Medinin, and Tatuin may be constantly maintained. It is
expedient that a strict watch be kept, for frequently in the middle of
the night a summons is flashed, and there must be no delay in
replying; Commandant Billet not being a man to be trifled with on
matters connected with the service.
He rides long distances on horseback to inspect the various
southern posts and to see that all is well; and many a night has the
startled guard seen him arrive, having ridden over the mountains in
pitch darkness to make a visit of inspection. He is ubiquitous, and of
an astounding energy, only allowing himself four hours for rest, then
mounts his horse once more, or goes to work at his writing-table.
As an example of the Commandant’s iron will, one of the doctors
told me that some months ago he was attacked by fever, just at the
time that the General arrived to make an inspection. Notwithstanding
the fact that his temperature was at 104° Fahrenheit, Commandant
Billet left his bed and accompanied his superior officer on horseback
round all the outposts. When he returned his temperature was still
104°.
On his spirited horse he has covered prodigious tracts of country
in the south, often under very trying conditions. Lately he rode over
eighty miles on a mountain track in five-and-twenty hours; not being
met by the persons he expected, he took a couple of hours rest
beside his horse, lying lightly clad in the cold night air, and then
resumed his journey.
He told me himself of a rather amusing adventure. On a pitch-dark
night he was riding home to Medinin from Bir el Ahmer. When he had
ridden so long that he believed he must be near home, his horse
became restive and left the path. After some time had elapsed, to his
great delight he rode against a telegraph post, for he knew that by
keeping along the telegraph line he should find his way home. But,
alas! when morning broke he was back again at Bir el Ahmer,
whence he had started; to the great astonishment of the soldiers,
who evidently thought he had returned to take them by surprise: he
then rode home.
As in Algeria, the army in Tunisia has literally paved the way to
civilisation by making roads across the mountains and over the
plains.
But their work is far from confined to this alone; they plant trees
and dig wells, and are soon followed by telegraphic and postal
officials, but above all by the schoolmaster. Where the soldier has
cut a way, the schoolmaster can begin his work. If we call to mind my
little Ali we can best understand and value his labours.
I called on the postmaster and the schoolmaster of Medinin at the
officers’ club. They were energetic young men whose work goes
hand in hand with that of the soldiers. There also I met the
interpreter, a perfect gentleman who spoke faultless French. A
tattooed mark on his forehead alone betrayed his origin; he was a
Mohammedan and a married man. Besides himself, only one other
of the officers in Medinin, a captain of cavalry, was married: he lived
with his wife within the Ksar.
CHAPTER XIII

Southwards over the Plain to Tatuin

It was early morning on the 28th October; the sun was just rising,
the horses were ready, and I swung myself into the saddle to start on
a day’s march of a little over thirty-two miles. Commandant Billet and
Lieutenant Henry accompanied me part of the way, then bade me
farewell and galloped off in a different direction; the gallant chief
intending to join that morning one of his companies then on the road
to the north.
The sun rose above the plain, and lit up the mountains which
encircle it to the eastward like an outlying wall, and, beginning in the
north, stretch along to the south as far as the eye can reach. In front
of us rode a Spahi from the Bureau in his light blue burnous, and
behind, wrapped in his crimson cloak, paced the trooper furnished by
the Spahi regiment.
Theirs are beautiful uniforms, but should be seen in brilliant
sunshine and with Africa’s golden sands as a background. I have
seen these uniforms in the streets of Paris in dull weather, and they
were disappointing.
We had ridden long at foot’s pace, and it was time to push on.
“Forward, forward” I shouted to our leader, after taking off my
burnous and laying it before me on my saddle. My handsome brown
horse broke into a gallop. The trooper in front of me rose in his
saddle and stood in his stirrups, as his horse “threw his head and his
tail to the winds and let his legs dance like drumsticks,” as my friend
the “Jægermester” at home used to say. The red Spahi followed. My
horse was eager to join the others in front of him, but I held him in.
After a good long gallop we slackened again to a foot’s pace, and
I ejaculated, “He pulls like the deuce!”
“Oh, sir, he thought a mare was leading.”
“Nonsense; can’t he tell the difference?”
“No, sir; the Arabs always ride mares, therefore stallions, when
they see the broad back of an Arab saddle, conclude that it is on a
mare.”
I observed here some of the small round mounds I had seen
elsewhere, and which may be either graves or the remains of
vanished dwellings.
A couple of hours later we descried, beyond the mountains, a
white spot on the horizon. This is a Marabout tomb on the plain—not
far from the well of “Bir el Ahmer.”
The sun was very hot, but, rain having recently fallen, the earth
smelt fresh and pleasant.
At long intervals we saw here and there people at work, for the
tribes had scattered in every direction to sow and plough. There,
where at other seasons flocks of antelopes are wont to gladden the
sportsman who roves over the barren plains, are now gathered little
bands of men and women to till the ground rendered moist and fertile
by Allah; and the smoke from their encampments may be seen rising
from all points of the compass.
From the Marabout’s tomb the ground falls away a little towards
the south, and on the level, not far ahead, we saw the square-walled
enclosure of the well with in one corner an old, low, squat tower,
against which was propped a house.
Soon we distinguished the little tentes d’abri pitched in straight
lines, and, moving amongst them, the soldiers.
We reached the well, having covered the twelve miles in two
hours and a half, and I found a fresh horse and new escort awaiting
me.
The company had arrived during the night. The men had slept and
cooked their food. Lieutenant Adam and the regimental doctor, M.
Cultin, had ridden out to shoot on the neighbouring mountains, so I
went in quest of Lieutenants Coturier and Druot, who greeted me
with “Bon jour, camarade.”
Whilst the horses were unsaddled, fed, and watered, and the cook
busied himself preparing breakfast at a fire in an angle of the wall, I
was refreshed with a glass of wine.
The officers’ camp beds and canteens were conveyed into a cool
room in the house, and the tables and chairs were arranged in the
shade outside.
The walls of the fort, or rather the caravansarai, are so low that
one can see over them when seated within the courtyard. It is not
garrisoned, and is inhabited only by an old Arab, who strolled about
in an enormous straw hat. He had barley to sell to those who
required it, and presided with much pride over a large register, in
which the “Chefs de Detachments” have to note the numbers
encamped at the well. Moreover, it is his duty to take care that the
well is not damaged or misused by the Arabs who wander over the
plain, and who, under certain conditions, are allowed access to the
enclosure. His straw hat interested me greatly, and with some little
difficulty I succeeded in purchasing it from him.
Lieutenant Coturier and I took a walk on the plain. Just outside the
fort were some miserable huts built of branches and straw, where we
saw an ancient crone, probably the wife of the old Arab, fussing
about her hearth. Near the huts were three two-wheeled carts all
ready laden and with the horses in the shafts. In the shade beneath
them some Europeans and Arabs lay and dozed, whilst the horses
and mules closed their eyes and slept in their harness, the flies
buzzing about them in the intense heat.
Farther on, we found on the plain two women and a man busy
ploughing. To two of the ploughs were yoked camels, and to the third
a mule.
Both the women were very lightly clad on account of the heat. The
younger was exquisite in her grace as she paced, goad in hand,
behind the plough, and by the movements of her arms revealed her
perfectly formed figure. From afar we could see her bracelets and
anklets glittering in the sun.
We stood and watched them awhile until, saying “En route, mon
ami,” my friend took my arm and we sauntered on over the heated
plain, where through refraction, distant objects, even though small,
appeared to be in constant leaping movement.
We turned towards the blue mountains, in hopes of catching sight
of the sportsmen, for breakfast time drew near, but no one was in
sight; so we strolled back to the fort, and lying on the camp beds
dozed the time away.
It was nearly eleven o’clock before we heard the riders arrive.
Lieutenant Adam had shot some partridges, and the doctor a hare,
which hung from their saddles.
In the meantime breakfast had been prepared, and the table was
laden with good things.
Before we sat down, the doctor examined a number of sick men,
of whom some hobbled up unassisted; others were carried on their
comrades’ backs. Not a few were really unfit to march, but many
were shamming.
The African Light Brigade—the Zephyrs—is composed of men
who, through misconduct and frequent punishment, are removed
from their regiments in France to serve the remainder of their time in
Africa.
The heterogeneous troops that form the Foreign Legion can, to a
certain extent, be moulded into a united body, imbued with a strong
esprit de corps—thanks partly to stern discipline, and also to the fact
of the Legion being aware that it has burnt its ships; but the case of
the Light Brigade is quite different.
The men enter it on account of offences committed in other
localities, but they retain their evil propensities, and indeed it would
not be easy for them to improve while forced to associate with so
many bad characters of every variety: fear alone keeps them
straight.
It is true that a “Zephyr,” if he conduct himself well for a certain
length of time, may be sent home to his division, but this rarely
occurs. In fact, he may even be promoted in the Zephyr Brigade
itself, but this is yet more rare.
A French officer told me that the difference between a soldier of
the Legion and a Zephyr was, that a Legionary, even though he were
a thief, would be forced to cease from being one, but a Zephyr, if he
were not a thief, would certainly learn to be one.
In old days the Zephyrs fought well in many a close action, and
their behaviour in time of war has often been brilliant, but in time of
peace they are of little worth.
It follows that the commanding officers must be of the best—for it
is sharp work for the chiefs. For that matter all the officers in Algeria
and Tunisia are especially selected. Many lieutenants have year
after year sought in vain to be sent on service with the troops in
Africa, whilst others speedily obtain this privilege. Every year’s
service there counts as double, both as regards pension and
decorations.
I have seen lieutenants wearing the Legion of Honour solely
because they had had sufficient length of service in Africa, whilst a
young chef de bataillon, newly arrived from France where he had
served during all the earlier portion of his career, had earned no
decoration.
Indeed, it is really surprising that an officer who serves in Algiers
or Oran should thereby gain so many advantages over another who
is stationed in a little provincial town in France. As regards Tunisia it
is intelligible, many parts of the country being unhealthy, and the
heat ruining the nerves and being the cause of mental strain: but in
Algiers—a bit of Paris!
My new escort, sent from Tatuin, was ready, and the hot midday
hours being past I said farewell until the morrow.
There still remained between four and five miles to cover, and we
might not loiter on the way; so we pressed on, alternately walking
and cantering, keeping close to the mountains on our right.
Half-way between Tatuin and Bir el Ahmer we passed some
soldiers who were busy digging a well. They had pitched a little tent,
and provisions and water were sent them occasionally. Raising
themselves from their work they saluted us as we passed.
Presently mountains appeared in the south and south-east, and
on the summit of one on our front we distinguished the signal station
of Tatuin. At the foot of this mountain we passed some palm trees,
and then turned into the valley. This is full of palms, and on the
southern side lay a little Ksar, similar to those with which we had
already made acquaintance at Metamer and Medinin.
At a little distance, but nearer the oasis and on the slope, stand
the military buildings.
As we rode towards the Bureau we met a couple of natives. “Are
the Tuareg still here?” I asked.
“No, they have probably left; they came to buy corn, but there was
none to be had, so they went away.”
Just as the sun set I dismounted, and saluted a group of officers
who awaited me.
The whitewashed walls of the two rooms into which I was shown
were hung round with weapons, implements of the chase, and
ethnographical objects collected from the Tuareg. It was a typical
lieutenant’s quarter; the owner was in France on leave, and in his
absence his comrades had placed his rooms at my disposal.
Captain Beranger, who was to be relieved the day but one
following, invited me to dine at the little mess where the infantry
officers, the postmaster of the town—young Cavaignac, a
descendant of the celebrated general—and an officer of engineers
were to dine.
After dinner we spent our evening with other officers at the casino.
There I met Ben Jad, an old native lieutenant of Spahis, with a
handsome Arab face, and wearing the Cross of the Legion of Honour
on his breast. He promised me a good horse for the morrow when I
took my way to Duirat, the southernmost village of Tunisia. I met also
the interpreter and the lieutenant of the Bureau and Dr. Renaud, their
medical man, who talked with me about the country, and promised to
do what he could to get hold of some of the Tuareg, whom I so
longed to see; but of this he told me there was little hope.
CHAPTER XIV

DUIRAT

The route to the south from Tatuin leads through a valley. At first we
traversed the oasis, riding under the shade of the palm trees, then
followed the course of the dried-up river bed in the bottom of the
valley.
On the top of a hill to our left were a couple of villages. To the right
were other dwellings, some of which were caves; others were white
houses with vaulted roofs.
An hour later we saw on a height to the eastward the fortress of
Beni Barka. This is a village of narrow streets enclosed within a wall.
The houses are similar to those of other African villages.
Yet a little farther on we passed another village, which was built in
a square, and composed of the same oblong vaulted buildings we
had seen at Medinin and Metamer; it also appeared to be fortified.
We then emerged on an open golden-yellow plain that rose
gradually to the left, a solitary steep mountain lying to the south. To
the west also was a large group of magnificent, precipitous
mountains; behind these we were to find Duirat, but to reach it we
had to go round the mountain we saw to the south.
When, later, we approached this mountain, we found the ground
completely covered with every kind and shape of rocks and stones;
never have I seen elsewhere such a rocky waste.
We wheeled round outside this beautiful rocky region, picking our
way very carefully lest our horses’ legs should be injured. On the
steep slope, broken rocks of every size were tightly packed together,
and, at the very top, great beetling crags seemed prepared to plunge
down the precipice.
On the southern side of this stony waste, and standing away from
the rocky range, were a few tall cones of truncated form. To make a
short cut I rode between them and the mountain itself, but had to
proceed very cautiously, as the ground was terribly rough.
The sun was frightfully hot; not a breath of wind stirred as we
plodded along, my Spahis chanting now and then a monotonous
song. Beyond us, the plain appeared to quiver in the glare of the
sun, reflected from a bright, white, gleaming surface, which last
appeared to be a lake, but was only a “shott,” where the water that
had flowed from the heights during the rainy season rose in vapour.
I could not conceive whence came the sound that during some
few minutes had reached my ear. I looked for a cause, but my eyes
detected nothing.
At last I saw, far away in the shade under the overhanging cliffs of
an isolated peak, some dull, dark spots and dots, and amongst them
made out the indistinct outline of a female figure—evidently a
shepherdess with her goats. As we approached, her song rose and
fell clear and ringing in the pure air.
DUIRAT.

We now entered the valley, and turned in a north-westerly


direction. Before us lay Duirat, a grey mountain, shaped like a sugar-
loaf.
At first it was impossible to distinguish any dwellings, but after we
had crossed the valley and the bed of a stream, and had reached
rising ground, we made out clearly an old castle on the summit.
Below it, at different heights along the path that wound upwards, we
saw houses, and in one place, amongst or behind these, we caught
a glimpse of dark cavities, which proved to be entrances to caves in
the mountain side. These caves consist of several vaulted
chambers, access to which is through a small doorway. The actual
chambers resemble in every respect those of the Matmata. As a
rule, they do not suffice for the requirements of a family; an ordinary
house with a flat roof is therefore built in front of them on the
terraced cliff. Through the house a passage leads straight into the
cave, so that anyone outside can see right through the house, over
the little courtyard, and into the doorway of the cave.
There are doors to most of the dwellings, but, as these cannot be
constructed of palmwood, the materials have to be brought from a
great distance; a costly undertaking, and the cause of many poor
wretches living doorless and exposed to the elements.
I went in to see the Khalifa, an exceptionally clever and amiable
man, to whom I brought greetings from Drummond Hay, who had
visited him during his tour.
As I had no interpreter with me, our conversation was limited. I
managed to make out his replies to my questions, but it took time.
The breakfast I had brought with me I ate in company with the
Khalifa, the Sheikh, and another man. The preserved meats and the
delicate bread especially delighted them. In return they offered me
kus-kus, eggs, and black bread.
The Khalifa and the Sheikh wrote their names in Arabic in my
sketch-book, that I might carry away a memento of them; in return I
presented them with my visiting-card, which was put away with great
care to be exhibited to future travellers.
I inquired about Hamed-ben-Amar’s relatives, but at the time none
were at home.
On the whole I saw very few people at Duirat. The inhabitants
were probably away, occupied in agriculture, as was the case in
other villages.
The Khalifa spoke much of Drummond Hay, who had evidently
made an ineffaceable impression on him. From him I learnt that the
latter had scaled the mountain, visited a spring in the valley, and had
afterwards galloped to Shenini, a village on the summit of a
neighbouring mountain.
I am convinced that the secret of the success of the English
Representative amongst the southern tribes—for it was not the first
time I had heard his name mentioned in these parts—originates as
much from his having inherited his father’s remarkable insight into
the manner of thought of the Moslem, as from the fact that he
speaks Arabic like a native. Again, he has inherited his father’s
strong, fearless nature, and lastly—he is an Englishman.
It was near noon, but I had not time to wait till later, so in the
intense heat, and guided by a young Arab, I clambered up to the old
and now forsaken town on the top of the mountain.

SHENINI.

The walls, built of large slabs mingled with smaller stones,


completely enclose the town on every side, and stand from seven to
nine feet high, rendering it absolutely inaccessible to an enemy.
The interior can only be penetrated by climbing a covered way
which, ascending higher and higher, leads to a passage so low and
narrow that one must creep in on all fours. Then on till, with many
turnings through bewildering chambers and passages, the
uppermost houses are reached, and thence the streets, which are no
wider than a man’s breadth.
Now all lies in ruins, and one can climb over the crumbling walls
and up on to the few flat roofs which still hold together, but are
dangerous footing.
From the roofs I could see over mountain and vale to the plain,
and the blue peaks on the southern horizon.
Looking far down the precipice at my feet, I saw, through the
spreading smoke that floated upwards from the fires on their hearths,
the women moving in the courts of their dwellings. Now and then the
muffled sound of their voices reached me. A man’s voice shouting,
however, sounded almost as if close to my ear. It must have been an
echo which was the cause of my hearing it so distinctly.
How wearisome life must have been in this little town, so near the
sky. To the women especially, who had to fetch water daily from the
valley, it must have been very hard. One can but admire the folk who
endured existence in such a spot. The very difficulties of their mode
of life made their bodies supple, their minds keen and vigorous.
Sliding down through the dark passages we emerged once more
on the cliff.
By throwing back the upper part of my body, and seeking foothold
with my legs, whilst I supported myself by my arms, I succeeded in
reaching without mishap the uppermost tier of buildings. Here stands
the mosque, a picturesque little building, in the courtyard of which is
a minaret.
I began to make a sketch of this. My guide was down on me in a
moment. A two-franc piece did its work, and we went within.
The surrounding wall formed a low arcade. I scanned the view
over this down to the slope below; investigated everything, and
found a cistern in the middle of the courtyard. Pulling at a cord
attached to the cistern, I discovered that to the end of it was fastened
a drinking-cup, made of the horn of a mouflon. Whilst examining this
I heard a loud yell behind me, and saw an old man come up out of a
cave, shouting and shaking his fist at me. My guide went to meet

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