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Criminalising contagion

PAPER

Herpes genitalis and the philosopher’s stance


Kilian Dunphy

West Hertfordshire Sexual ABSTRACT sexual liaison. This change of one’s sexual identity
Health Directorate, Watford For many people, living with genital herpes generates into that of a potential agent of harm appears to
and St Albans Sexual Health
Clinics, West Hertfordshire not just episodic physical discomfort but recurrent echo themes from the fall in the garden of Eden (it
Hospitals NHS Trust, Watford, emotional distress, centred on concerns about how to is oddly coincidental that snakes are studied in the
Hertfordshire, UK live and love safely without passing infection to others. science of herpetology, from the Greek herpein ‘to
This article considers the evidence on herpes creep’), to the sexual subtext of vampire fantasies,
Correspondence to
transmission, levels of sexual risk, when the law has to present day paranoias concerning intentional
Dr Kilian Dunphy,
Watford Sexual Health Centre, intervened and to what extent health professionals HIV transmission. The emotional ramifications of
Watford General Hospital, should advise with respect to these issues. It proposes a this are potentially great. A qualitative analysis of
Vicarage Rd, Watford, mechanism by which moral philosophy might provide a around 2000 questions posed in a herpes chat-
Herts WD18 0HB, UK; rational basis on which to counsel concerning sexual room online over 2 years revealed that the com-
kilian.dunphy@nhs.net
behaviour. monest single anxiety expressed was the risk of
Received 21 June 2012 transmission.12 The authors note that, ‘the most
Revised 18 September 2013 difficult topic is the psycho-social impact surround-
Accepted 15 November 2013 Genital herpes is a condition caused by infection ing genital herpes’. As a doctor conveying bad news
Published Online First with the Herpes simplex virus (HSV). The infection there is a temptation to avoid compounding the
15 January 2014
is sexually transmitted and has the potential to hurt of a herpes diagnosis with the additional
cause a recurrent, painful, blistering rash in the concern of transmission. Arguably, worries about
genital area and significant physical and psycho- avoiding harm to others are not primarily medical
logical distress in sufferers for many years. questions but actually moral ones. However, these
Alternatively, it may provoke a single, trivial rash are clearly questions that patients want answered.
which may go entirely unnoticed, or have no exter- Certainly, medical knowledge concerning the fact
nal effect at all, but generally taking up life-long that a person is shedding virus from the first tin-
residence in the sacral ganglia, bundles of nerve gling of prodromal dysaesthesia to the healing of
cells within the pelvis. The infection may be caused the last scab confirms that one is infectious
by HSV type 1 or type 2 but globally the majority throughout this time and informs the decision con-
of cases are caused by type 1.1 Neonatal infection cerning whether one ought to be sexually active.
has a high mortality and, in addition, genital Importantly, however, the decision does not relate
herpes is associated with an increased risk of HIV to the health of that individual but to his or her
acquisition by two to threefold, with HIV transmis- propensity to inflict avoidable harm on others. In
sion on a per-sexual act basis increased by up to some circumstances, the degree of harm possible
fivefold.2 3 The lowest prevalence is in western and either proof of intent to harm or flagrant disre-
Europe affecting around 18% of women and 13% gard for possible harm have resulted in legal sanc-
of men, and the highest in sub-Saharan Africa with tion. In England and Wales, reckless sexual
70% of women and 55% of men.4–8 Around 80% transmission of an infection (in the absence of
of those affected are unaware, but the majority can consent to such a risk) may amount to grievous
be taught to recognise symptoms.9 Although those bodily harm under the Offences Against the Person
with a symptomatic presentation may never have Act 186113 (see 14). After many years of successful
another episode, there is a 60% chance that those prosecutions relating to reckless transmission of
with HSV1 will have a further episode within the HIV, 2011 saw the first successful criminal prosecu-
next 12 months with a median time lag of tion in the UK concerning transmission of Herpes
6 months. Those with a symptomatic presentation genitalis (in contrast, there have been multiple law
of HSV2 do statistically less well with an 80%– suits in the USA dating back to 1987).15 The con-
90% chance of recurrence within the next year, viction drew a great deal of criticism from experts
and a median of four recurrences during this time, in sexual health and patient action groups.16 17
having to wait a median of only 2 months until the Given that the defendant pleaded guilty to grievous
second episode and recurrences occurring four to bodily harm, legal arguments in his defence were
▸ http://dx.doi.org/10.1136/ six times more frequently than with type 1.10 11 not heard. These surely would have included diffi-
medethics-2012-101119 Yet, for many people with genital herpes, the real culties in establishing actual transmission from the
suffering is not the reality (or simply the threat) of defendant and in demonstrating the necessary
recurrent painful blistering in the genital area, but ‘recklessness’ of mind as well as squaring the ubi-
the awareness that they may pass the infection on, quity of the infection (and the probable triviality in
even when they have no symptoms… it is the per- most of those affected) with the severity of a custo-
ception that they have been transformed into a dial sentence. Following the guilty plea, the defend-
sexual leper—that there is a risk that they might ant (Golding) was sentenced to 14 months in
To cite: Dunphy K. J Med
Ethics 2014;40:793–797. impose a similar experience on others in any future prison but released pending appeal. The appeal (as

Dunphy K. J Med Ethics 2014;40:793–797. doi:10.1136/medethics-2012-100894 793


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Criminalising contagion

at June 2013) has yet to be heard. It has been suggested that the Several levels of risk-taking then might be identified.
threat of criminal liability does not seem an appropriate mech- 1. Sexual abstinence: No risk of HSV transmission
anism for dealing with consensual sexual activity in adults. A 2. Sexual activity with HSV positive partners only (eg, through
major risk is clearly that this would discourage people from herpes dating websites): Perception of no risk but maybe
seeking sexually transmitted infection (STI) screening, and increased risk of acquiring alternative HSV type
instead foster an atmosphere of secrecy and denial, encouraging 3. Full disclosure associated with:
poorly informed sexual activity and generating a profoundly A. Checking HSV antibody status of partner: HSV2 posi-
negative public health impact. Yet, if we are to avoid the involve- tive, then carriers with no risk of acquiring HSV2, but
ment of the courts and rely on moral norms of sexual behaviour susceptible to HSV1; HSV1 positive then vice versa;20
to guide our actions as a society, how are these norms estab- HSV1 positive woman, HSV2 risk reduced by <20%21
lished and how are they conveyed? One means of conveying and more likely asymptomatic
such norms would be for doctors to give advice on when it is B. Using condoms: Risk reduced by approximately 50%22 23
acceptable to be sexually active and with which safeguards. But C. Taking prophylactic antiviral: Risk reduced by 50%–
what should the content of this advice be? 70%24–26
4. No disclosure, use of precautions as above
HOW TO BEHAVE WITH HERPES? 5. No disclosure, no precautions: Risk of HSV2 exposure 20%
The first issue might be regarded as simply providing medical per episode.18 19 27 Median time to HSV2 acquisition
information on when one is infectious and when one is not. It 60 days.28 Risk of transfer in long term relationships 18%
is the application of the answer which involves a moral decision per annum M>F 5% F>M.29 30
about preventing harm to others. Avoiding sexual activity from Only the least morally athletic will fall foul of the bar set at
the onset of symptoms to the healing of the last lesion reduces level five. A model of this is set out in the Crown Prosecution
spread of infection. Yet, we also know that carriers shed virus in Service’s guidelines on the circumstances in which it would
the absence of a rash for around the same number of days each prosecute on the basis of reckless transmission of an STI.31
year as they have a rash and that most transmissions occur when Under this guidance, the person must have foreseen that the
there are no lesions evident.18–20 Crucially, we have no clue as other person might contract the infection via sexual activity but
to which are the infectious days. In other words, the blistering nevertheless has recklessly proceeded to run that risk. Relevant
rash, which is a badge of infectivity, can only be used to avoid to an assessment of recklessness is the level of risk of transmis-
half the infectious days in any set period of time. Thus, the sion and this can vary based on the number of exposures and
straightforward advice to avoid sex when you are infectious the nature and status of the infection. Only where it can be
transforms into a risk ratio. If the number of days on which shown that the defendants knew how infectious they were and
you have a herpetic rash in any 1 year is x then the proportion also knew that any safeguards employed were inadequate to the
of the year during which you are infectious is 2x/365. risk will it be likely that the prosecution would be able to prove
Assuming you avoid sex on the days that you have a rash, the recklessness. This does not amount to intentional transmission
chance of you shedding virus on any particular other day will of the infection, but to a substantial disregard concerning
be x/(365−x). This information is just that—information. It whether or not the infection would be transmitted. Successful
seems relatively uncontentious that doctors should provide at prosecution requires not only that infection may have been
least this level of insight for three reasons. The first is that passed in this way, but that it actually was passed in this way,
patients regularly ask for it in an attempt to understand the beyond any reasonable doubt (ie, the criminal, not the civil,
implications of their infection. The second is that courts of law standard of proof ).
may expect that medical attendants will provide sufficient infor- Can we construct a case for an agreed intermediate level of
mation to their patients on risks of transmission as part of their moral responsibility (around level three) which does not
duty of care and, as a separate issue, courts can only assess ‘reck- demand the self-sacrifice necessary to cross the high bar (level
lessness’ on the basis of proof that the defendant received and one), but aims higher than the minimal level of moral concern
understood information on the size of the risk of passing on required to hop over the low bar (level five)?
their infection to a sexual partner. The third is that doctors have
a public health responsibility not simply to their patient but to MORAL MODELS
prevent or mitigate harm to the wider population. Systems of moral philosophy can be formulated in many ways.
But information on frequency of viral shedding does not Models of morality are commonly broken down into (1) rule-
cover the extent of viral shedding. Lesions appear when shed- based systems and (2) outcome-based systems. The most familiar
ding crosses a threshold level, but below this level asympto- systems based on rules would be the ten commandments of the
matics may shed as many viral copies as symptomatics.18 Judaeo-Christian tradition or the moral injunctions found within
Neither does the combination of the two provide direction on the text of the Koran for Moslems. Immanuel Kant constructed a
thresholds of acceptability. The value that x takes in the equa- secular system built upon the basic premise, ‘Act only according
tion above may change our perception of whether the risks of to that maxim whereby you can, at the same time, will that it
having sex are small (some individuals may shed virus for only a should become a universal law.’32 The similar proposition that
day or two/year) or so large as to suggest that any unprotected we should treat others as we would wish to be treated ourselves
sexual activity exhibits a reckless disregard of the risks involved has been promoted under the guise of the ‘golden rule’ and
(on average, within the first year of infection, viral shedding claimed in one form or another by most religious traditions since
occurs a third of the time).19 Clearly some take greater risks in the age of antiquity. If, for example, we would not wish to lose
life than others, but generally these are risks to one’s own our own life, then we must have a rule which prohibits killing.
health or welfare, not to that of others. Some may feel that it is Yet, many have suggested that rules are arbitrary and situations
always wrong to play roulette with someone else’s health. They often too complex to allow of anything other than the most
might say that the only certain way of avoiding passing on infec- general and watered-down of injunctions. Thus, even the strict
tion is sexual abstinence. Yet, this seems a high a price to pay. injunction ‘Thou shalt not kill…’ requires multiple caveats in
794 Dunphy K. J Med Ethics 2014;40:793–797. doi:10.1136/medethics-2012-100894
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Criminalising contagion

most societies…. other than in a just war, in self-defence, as an A NEW VIEW


ultimate sanction within a judicial system, in utero prior to life Deontology (rule-based morality) and consequentialism have
independent of the mother, as ‘mercy’ killing and so on. What been hugely influential in the development and analysis of
would be the equivalent injunction with respect to herpes? Thou moral philosophy. Both have their supporters and detractors.
shalt not engage in sexual activity while thou hath a blistering The limited critique above is intended only to show that their
rash? This invites a series of retorts. What if the partner is application to the issue of ‘how to behave with herpes’ presents
already immune? How about using a condom? Where does clear problems. It may be helpful to explore a different
asymptomatic shedding fit in? How can one even be sure it is approach which does not rely on rules (as a starting point) or
herpes? Any attempt to provide more specific response to these outcomes (in retrospect). One such alternative mechanism for
questions may then generate further protest in terms of the prov- systematising questions of morality is the social contract model.
enance of this authority—‘Says who?’ In 1971, John Rawls published his Theory of Justice35 which
proposed a system of distributive justice within society based on
MORAL MATHS a set of rules as they might be established by a community as it
Critics claim that rule-based systems are too inflexible and insuf- were in utero, unaware of their future sex, race, social status,
ficiently sensitive to actual outcomes in the real world. Thus, wealth, intellectual ability and so on. In this Original Position
the other major conception of morality is based on outcomes they would be covered by a ‘veil of ignorance’ but design, never-
rather than rules—so-called ‘consequentialism’. The most prom- theless, a system of wealth distribution to which they would all
inent of exponents has been John Stuart Mill in the specific be content to subscribe. Rational self-interest would ensure that
application that has become known as ‘utilitarianism’.33 By this no one would want to risk becoming a member of an underclass
conception, the moral appropriateness of any action is defined with fewer rights than others. Through this mechanism, Rawls
by its outcome, either in terms of its utility or the net happiness proposes a fundamental principle establishing equality of assign-
of those affected by the action. His teacher and mentor, Jeremy ment of rights and duties for all. A secondary principle emerges
Bentham, went as far as trying to express this mathematically in which rewards endeavour and allows differences in wealth to
what he termed the ‘felicific calculus’. He proposed that the emerge which are tolerated by the society as a whole as long as
pleasures or pains that derived from particular actions could be this works to the advantage of all in society, even the least able.
quantified by identifying seven criteria—(1) Intensity, (2) Rawls intended the Original Position to be a thought exercise,
Duration, (3) Certainty, (4) Propinquity (nearness), (5) an intellectual abstraction given that we cannot be effectively
Fecundity, (6) Purity and (7) extent.34 Many have baulked at the blinded to our race, gender and social status.36 Interestingly,
idea that moral judgments can be adequately encapsulated in an however, if we apply the same construct to the more limited
equation. Yet, we have already encountered an equation relevant area of sexual activity, being blind to our HSV status is possible
to the transmission of genital herpes that might lay claim to —indeed probable.9 It could be feasible to construct a system of
moral relevance. ‘rules’ of sexual engagement for those genuinely uncertain of
A bad outcome with respect to the sexual activity of a man or whether they carry the HSV virus or not, but to which they
woman with genital herpes would occur should they have mul- would be prepared to subscribe either way. As a thought exer-
tiple sexual partners who all develop herpes themselves cise, the questions and answers might be imagined thus. From
(Bentham’s ‘fecundity’ measure) and suffer severe frequent your original position, beneath your veil of ignorance, would
painful recurrences (intensity and duration). This would charac- you wish to minimise opportunities for viral transmission? Yes,
terise sexual promiscuity in these circumstances as morally culp- certainly. Would you wish to effectively extinguish all opportun-
able. An even worse outcome would ensue if these sexual ity for viral transmission by preventing viral carriers from
partners themselves had multiple partners and spread the infec- having sexual intercourse, or ensuring that they only do so with
tion far and wide (the ‘extent’ measure). The necessary geomet- sero-concordant partners? No, certainly not. Why not? Because
ric progression of summative harm in a growing population I might turn out to be a viral carrier and this would either mean
caused by an STI, which does not impact on fertility, would ‘no sex, ever’, or at best reduce my potential pool of sexual/life-
seem to make the act of passing the initial infection with the time partners by between 50% and almost 90% (depending on
newly mutated virus more and more morally culpable. As a local HSV prevalence). Additionally, the virus would not be
judgment, this may seem a little harsh and may not pass the extinguished as it would continue to be passed orally through
commonsense test. social kissing.
Taking a slight step backwards, and looking at risk within a We are, at least in part, sexual beings and might regard sexual
single sexual network, a mathematical model involving a thresh- activity as a ‘good’ within the goods of life. At the same time we
old concept could be constructed by suggesting that once a share a mutual interest in not being harmed by others. Thus, the
carrier drops below a transmission risk no greater than that principle which might emerge from such an exercise, analogous
posed by a random sexual encounter with an unscreened casual to Rawls’ fundamental principle of social justice, could be
partner, one might no longer need to declare one’s HSV status. framed as ‘an equality of sexual opportunity allied with a
In the UK, HSV2 may be carried by 10%–15% of the popula- responsibility to avail of appropriate safeguards’. Might it give
tion who initially shed virus 30% of the time,17 that is, risk of us specific answers to specific questions? Arguably, yes. From
exposure with casual unscreened partner 3%–5% on each occa- either side of the fence, it would seem inappropriate to engage
sion. Thus, an identified carrier, once shedding virus less than in sexual activity during a symptomatic episode, and use of
3%–5% of the time, would statistically pose a lower risk of viral condoms at all other times (in non-committed relationships)
transfer than a random casual partner. Unfortunately, best evi- might receive general support. Exacerbation of vulnerability
dence suggests that HSV2 carriers are still likely to be shedding during pregnancy may make the same safeguards even more
virus 10% of the time even after 10 years.18 19 A sporadic important at that time.
shedder in a high prevalence area would dip below the probabil- At what point does disclosure become mandatory? Respect
ity curve but the maths is contentious, and relying on others to for autonomy and informed consent have a lofty role in modern
pose a greater risk than oneself seems less than morally robust. medical ethics, but this Rawlsian perspective may change that.
Dunphy K. J Med Ethics 2014;40:793–797. doi:10.1136/medethics-2012-100894 795
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The bold assertion from one side of the Original Position that ‘I everyone in the community.’ One of the most interesting pro-
would want to know...’ might become, from the other side, a ducts of this analysis is the way in which it implicitly removes the
more meekly expressed ‘How soon would I have to tell...’ moral responsibility for HIV transmission from being entirely
Remember that this is not a transaction between a powerful that of the individual with HIV to that of the society as a whole
physician and a vulnerable patient requiring some rebalancing of through the sexual norms it establishes. With respect to the ques-
power, but a tentative conversation between two equal but dif- tion as to whether sexual behaviours should be governed by diag-
ferently vulnerable individuals. It seems likely that our protag- nostic labels it may be noted that one of the ‘rules’ established by
onist from his/her original position, provided appropriate a Rawls group might be a requirement that people would dis-
safeguards were taken, would not insist on disclosure from the cover their HSV status, a moral expectation that they should do
outset. What they might insist upon would be disclosure at the so or a respected freedom to opt out of such awareness.
point that such protection failed or was wilfully omitted. However, if most people decide they would rather not know and
a state of ignorance were generally favoured above awareness
RAWLS FOR REAL then the system may be seen to be operating too punitively
In this form, the exercise is conjecture. However, given that the against those aware of viral carriage, promoting viral transfer and
peculiarities of the virus allow for the probability of a large effectively working against the interests of the community. The
number of people who are genuinely in the original position of community, incidentally, could be of any size and there is no
having no clue as to their HSV status, the thought experiment reason why communities around the globe, or a global commu-
could transform into an actual exercise in social contract. Rawls nity, should not support essentially the same set of moral norms
himself described a mechanism by which real societies could con- with respect to sexual activity with herpes. While there is a
struct real rules based on the deliberations of specific groups tension between moral commonality and relativism,38 arguably
charged with this responsibility. Groups could be formed within the moral choices that we tend to make are largely consistent
communities around which sexual networks might coalesce (such across societies (not necessarily in terms of sexual behaviours but
as schools, colleges, larger workplaces). The veil of ignorance in terms of more fundamental issues such as our attitude to
should shield from knowing gender, race, sexual orientation, causing harm to others) and those collective choices will tend to
physical attributes, abilities/disabilities, whether sexually active or gravitate to areas of common ground.
otherwise, as well as one’s HSV status. Those who know their The charge may be made that this is no more than a paternalistic
status, as a result of recent testing, could be included on the basis moral prescription under the guise of health advice, jogging the
that everyone’s views count and that societies reach durable con- legitimate area of concern of medical ethics from the conduct of
sensus through the sum of the self-interest of its stake-holders. health professionals to that of their patients, and further adding to
But this was not Rawls’ idea. Rational actors, in a state of knowl- the burdens of those with the virus. It is none of these things.
edge, might design a system that benefited the majority, as the Rather, it is a consensual person-centred exercise in social contract
majority would vote for propositions in their own self-interest. legitimised by patients seeking advice on norms of reciprocal
Rational actors, in a state of ignorance, however would have a sexual behaviours and by our appropriate professional concerns
more equitable concern for minority interests given their aware- for public health. With these aims in mind, we might make a
ness that they might find themselves within such a minority. modest proposal for a collaborative exercise in clarifying the rights
Hence, inequalities would not be tolerated on the basis that they and responsibilities of those with and without HSV, either within
served the interests of the majority but only when they benefit the sexual marketplace or within enduring relationships. These
everyone in the community. For this reason, those with a firm rights and responsibilities must be equally acceptable to those both
conviction that they do, or do not, have the virus (even though with and without the virus from beneath their veil of ignorance.
they may be wrong) should be excluded from such a Rawls Such an exercise in constructing a social contract concerned with
group, so that all within the group are as blind to their HSV ‘How to behave with Herpes’ and based on Rawlsian principles
status as possible. (In most communities, chances of carrying the could be conducted by establishing Rawls groups in different com-
HSV1 virus are indeed finely balanced at around the 50% mark.) munities anywhere in the world. The success of any such venture
The group would then be invited to come up with a set of ‘rules might be judged first by the extent to which those who carry the
of engagement’ concerning sexual activity in a range of scenarios virus find any guidance produced helpful in transactions with
in which herpes may be an issue, covering areas such as disclos- actual or potential sexual partners, and second by the extent to
ure, condom use, testing and prophylaxis. Rational self-interest which others feel its advice adequately protective and appropriate.
would then guide them to agree guidelines which would appear Even without this additional exercise, the Rawlsian perspective
just, and to which they would be content to adhere, irrespective arguably provides a better basis to advice on sexual activity with
of whether they subsequently discovered themselves to carry the respect to STI risk than either more traditional deontological or
virus or not. Note also, that although these considerations have consequentialist approaches. It may be noted that the arguments
materialised into quite specific rules, the provenance of these herein may be applied to other STIs including HIV but that the
rules is nevertheless explicit and defensible. discussion has been restricted to the HSV in order not to further
In a sense, this might naturally transcend the issue of ‘how to complicate the issues.
behave with herpes’ and become more a ‘user’s guide’ to how to One of the merits of Rawls’ thesis is that it derives moral
have sex in general. In 2012, Burris and Weait37 proposed a statements from the practical bedrock of rational self-interest. In
similar Rawlsian exercise with respect to HIV in attempting to a world in which people expect to be respected as independent
address the wisdom of criminalising sexual transmission of that moral agents, but are suspicious of the content of paternalistic
infection. They proposed a thought experiment in which people moral codes, a communitarian approach may provide an accept-
are ignorant of ‘gender, sexual preference, power, wealth, HIV able framework to guide the actions of many. It seems plausible
status, psychological and emotional capacities’ with a goal ‘to that a moral code that does not moralise but appeals directly to
construct a set of rules of conduct that create a world in which our ability to place ourselves in others’ shoes will find some
the burdens and benefits of sex in the context of HIV are fairly general sympathy, especially should we discover those shoes to
distributed, allowing inequalities only when they benefit be, in fact, our own.
796 Dunphy K. J Med Ethics 2014;40:793–797. doi:10.1136/medethics-2012-100894
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Correction notice A sentence from the first page of this article has been modified 18 Tronstein E, Johnston C, Huang ML, et al. Genital shedding of herpes simplex virus
for further clarification. among symptomatic and asymptomatic persons with HSV-2 infection. JAMA
2011;305(14):1441–9.
Acknowledgements I would like to thank Pat Munday for comments on an early
19 Phipps W, Saracino M, Magaret A, et al. Persistent genital herpes simplex virus-2
draft and to the editors for helpful suggestions and advice.
shedding years following the first clinical episode. J Infect Dis 2011;203(2):180–7.
Competing interests None. 20 Munday PE, Vuddamalay J, Slomka MJ, et al. Role of type specific herpes simplex
Provenance and peer review Not commissioned; externally peer reviewed. virus serology in the diagnosis and management of genital herpes. Sex Transm
Infect 1998;74:175–8.
21 Mertz GJ, Benedetti J, Ashley R, et al. Risk factors for the sexual transmission of
genital herpes. Ann Intern Med 1992;116:197–202.
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Dunphy K. J Med Ethics 2014;40:793–797. doi:10.1136/medethics-2012-100894 797


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Herpes genitalis and the philosopher's stance

Kilian Dunphy

J Med Ethics 2014 40: 793-797 originally published online January 15,
2014
doi: 10.1136/medethics-2012-100894

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