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What is health? What is disease? Thoughts on a


complex issue
Torsten Liem and Matthias Flatscher

Although health is the greatest of all goods relating to the body, it is nevertheless the one that we consider
and enjoy least: when we have health we do not think of it.
R. Descartes (Descartes, 2004, p. 54)1

Difficulties with regard to method: • Health is viewed in its psychosomatic entirety.


the hiddenness of health
This is a subject that affects us all – not just health pro- • Health is not limited to the person as an individual,
fessionals. Nevertheless, health is usually something but is also expressed in the person’s relationship with
that is hidden, only coming to the fore when it is not an the world around.
automatic “given.” When we are sick, the loss of health
is evident. But what is health? Is it simply the absence • Health is more than the absence of disease.
of disease? • Health is understood in terms of (subjectively expe-
The question “What is disease?” seems easier to
rienced) wellbeing.
answer than the question of health. Disease mani-
fests itself as disorder and announces its presence The following aspects of this definition however present
in the form of symptoms. Disease phenomena, cases problems:
of disease, the clinical picture, and the course of a
• Health is described as an ideal, static state (how
disease; all these can be described, objectified, and
many people can claim to enjoy “complete” (physi-
classified. Can the same be said of health? We face
cal, mental/spiritual, and social) wellbeing?).
problems if we simply see each as the reverse of the
other – disease as the negative counterpart of health, • Health is equated with the highest good, but in doing
its opposite – and it hardly helps us arrive at a posi- so the definition fails to present it as a means of ena-
tive definition. bling a successful personal life plan (it follows, surely,
The 1948 WHO definition of health that the entire responsibility for a person’s whole life
plan would then become the concern of healthcare,
The World Health Organization defined health as
instead of the person’s own concern?).
follows:
Health is a state of complete physical, mental, and Definition of health as given in the
social well-being and not merely the absence of dis- Lexikon für Ethik3
ease or infirmity. In the Lexikon für Ethik the entry for “health” reveal-
ingly refers the user to that for “disease.” The WHO
Constitution of the World Health Organization
definition is criticized as idealistic and subjective:
of 19482
The following aspects of this definition are very A helpful middle course seems to be, on the one
helpful: hand, to interpret disease as functional disorder,
i.e., the disturbance of a functional balance, and
• Health goes beyond physical considerations. on the other hand to let the criterion by which we
210 What is health? What is disease? Thoughts on a complex issue

define disease be, not the failure to achieve the and the socio-cultural context of the individual.
ideal state, but rather the deviation from statistical (See pp. 22ff.)
normal values. (Horn, 2002, p. 142)3 Health from a living systems
According to this definition disease is understood as perspective
functional disturbance and health as functional effi-
Health comprises a set of resources necessary to achieve
ciency. The understanding of health is thus derived
goals, adapt to environmental changes, satisfy needs,
from disease – to be more exact it is seen as the absence
and sustain life. Health is generally perceived to possess
of disease. The achievement of health is interpreted
instrumental value, enabling the individual to pursue
as the removal of these functional disturbances. The
his or her life goals, which can be variably defined as
measurement of (dys-) functionality is based on sta-
individual or biological in nature. Philosophically,
tistically determined controlled variables, and health
health is rarely regarded as an end in itself but rather a
consequently understood as a biologically programed
prerequisite to a desirable life.
set point.
Health has been regarded as a mere adaptation to
The functional concept of disease and health is a
environmental challenges. This notion may be limited
descriptive one. Statistical, scientific analysis can iden-
in that it is purely reactive, thus neglecting the active
tify a deviation from mean values, but is quite incapa-
properties of health that enable the individual to grow
ble of identifying states of health or disease. Physical,
and to thrive.
chemical, or biological data are inadequate as pre-
According to Forrest,5 previous definitions of health
requisites for understanding disease. This method of
failed to examine the constituent parts of health itself.
approach describes facts, but cannot say what should be
What are the individual aspects of health and how do
the norm. It is a mistake (a naturalistic one) to proceed
they interact to produce the features generally attrib-
from statements of fact to normative statements of what
uted to health? Adopting a living systems perspective,
ought to be. “Ought” does not follow from is.” Descrip-
Forrest5 includes such “assets” in an examination of
tive medicine finds itself in a “normative vacuum”
health. This conceptualization rests upon fundamen-
(Waldenfels, p. 116).4
tal notions of living systems theory: living systems are
Health is what is “normal,” but not in the sense of the energetically open systems that are in dynamic inter-
statistical meaning. If (almost) all are blind, that is not action with their environments, constantly working to
“normal” (take as an example of this idea José Sara- reduce internal entropy. They comprise individual parts
mago’s Blindness). There is nothing normative in a sta- that, in interaction with each other, assume a complex
tistical statement of fact. It is precipitate to equate the systems character, delineating the organism from the
“mean” with “standard,” and to be avoided. environment and maintaining structure of the unit as
A functional understanding of disease leads to the an autopoietic entity. Hierarchical arrangements are
practice of medicine as repair. Repair medicine assumes characteristic of complex systems.6
a statistical mean value that has to be restored. The Human beings are a prime example of complex sys-
achievement of health is understood simply as a matter tems, with health being a potential attribute of these
of restitution, in the sense of establishing the old order systems; systems theory justifies an investigation into
of set values. the hierarchically subservient parts, or “assets,” of
In contrast to this, in the context of osteopathy, the health. Accordingly, these “assets” would dynamically
author uses a resource concept in which healing is not interact with each other and the environment to pro-
necessarily oriented towards a previous state of health, duce emergent properties of health.5
but is based on a concept of health as an evolutionary Forrest 5 proposes to organize the assets of health
process, and embraces a higher-order dynamic balance along five dimensions: energetics, restoration, mind,
of the person as a whole. reproduction, and capabilities (see Table 14.1). Proper-
Disease and health link back to the psychosomatic ties of each asset depend on a multitude of processes
wellbeing of the particular individual. This must at cell, tissue, and organ level. For example, an indi-
definitively involve reference to the individual biog- vidual’s capacity to recover from tissue injury can
raphy (history of disease and attainment of health) be classified as a restoration asset. Amongst others,
Health from a living systems perspective 211

Dimension Definition Theoretical basis Explanation

Energetics Managing energy to Living beings are dissipative Comprises physiological processes
maintain self-organization, systems that continuously concerned with the overall energy me-
enable self-transcendence, exchange energy with the tabolism and more specifically electrolyte
and support the energetic environment to support balance, water, gas, and nutrient metabo-
requirements of essential system functions, such lism. Can generally be seen to make up
functions of a living system as growth, maintenance, the person’s physical fitness level
reproduction, and action

Restoration Maintaining the integrity of Continuous interaction with For example, radiation, chemical, and
self via a set of processes the environment requires mechanical factors are potentially harm-
that prevent, overcome, and that living systems prevent, ful and so are psychological stressors or
heal damage from system withstand, and repair damage pathogens. The skin is just one example
perturbations inflicted by from environmental challenges of tissues designed to defend the body
the internal and external that threaten the integrity and against those insults
milieus development of self

Mind The capacity to sense, Living systems process in- The process of “knowing.” Provides the
interpret, and act on data formation from their internal ability to sense data in the environment
available from the parts and external environments through sensory systems.
of the whole (i.e., organs, in order to formulate action Also, perception of emotions, under-
tissues, and cells) and the plans, learn, and experience standing the meaning of sensory and
environment, and learn from life emotional data to create information
those experiences that can be interpreted individually.
Experience thus accumulated eventually
informs actions when re-exposed to
similar information: learning

Reproduction Creation of offspring To sustain the species, Defining factor for any species. For human
living systems reproduce beings this health asset also includes their
sexuality and the ability to pursue sexually
oriented needs and goals

Capabilities Functional capacities that Depending on stage of Highly individualized: depending on indi-
enable an organism to development, living systems vidual history, life experience, values and
execute tasks, engage in have functional capacities beliefs; also on overall cultural, political,
activities, and, for social that enable action related and economic context. Processes sup-
beings, interact with others to satisfaction of needs and porting communication, mobility and social
and the social environment attainment of goals interaction fall within this dimension

TABLE 14.1: Health asset dimensions*

*Living systems theory suggests that “health” as a property of a complex system needs to be examined for both its constituent parts and for the emergent properties resulting from interaction between
them and the environment. Individual dimensions of health interact to produce emergent properties of health. Individually, they depend upon cell, tissue, and organ properties and on each other.
Adapted from Forrest, 2014.5
212 What is health? What is disease? Thoughts on a complex issue

it would depend on current immune function, blood – other than in terms of metaphysical speculation?
clotting properties, and previous tissue state, etc. The (Gevitz, pp. 180–181.)7
restoration asset will then, for example, also depend The WHO took up the problem of a static concept of
on the organism’s oxygen metabolism, part of the health as against the dynamic and process-based, and
energetics dimension. formulated a blueprint for health policy in its Ottawa
Complex systems, and human beings in particu- Charter. This is underlain by certain “resource” prereq-
lar, are special in that they not only possess adaptive uisites for the promotion of health.8 The Ottawa Char-
mechanisms allowing interaction with their environ- ter represents an integration model, in terms of both
ment, they also possess a mind, which enables them to content and method, the aim of which is to apply and
experience and learn from experience. Any examina- develop various strategies to inform, educate, train, and
tion of health and its assets will thus have to include advise on matters of health, encourage self-help, and
such biography-dependent features. Th is notion ties promote preventative medicine.
in with the resource concept previously discussed According to Hörmann9 the main influencing fac-
in an osteopathic context, where health can only be tors on the maintenance and restoration of health are
understood as a dynamic and evolutionary process. lifestyle and the treatment of diseases. The spiritual
The personal experience of health is itself an emergent dimension of health (WHO 1998) should also, accord-
property of the lived experience of individual health ing to Raithel et al.,8 be taken into greater account.
assets, past and present and always in an environmen- Antonovsky’s Salutogenese10 takes a similar direc-
tal context. tion by investigating the means by which individuals
Based upon the above complex systems analysis, For- develop towards health and help to unlock the resourc-
rest (2014, p. 212)5 proposes a new definition of health: es of healthy capacities. Common to both Salutogenese
and the Ottawa Charter is the aim of enabling healthy
Health enables individuals to adapt to their physi-
development, the centrality of prevention and health
cal and social environments, satisfy their needs,
promotion, and the fact of addressing several con-
attain their goals, and live long lives free from dis-
text dimensions (system levels).11 Whereas Salutogen-
tress and suffering.
ese (“health genesis”) asks about options for healthy
Here, health is regarded philosophically as a means to development, gives a central place to self-regulation in
other individual and biological ends. A passive adapta- treatment, and adopts a dynamic understanding that
tion component of health is acknowledged, but is not sees sickness and health as a continuum, pathogen-
exclusive of active aspects, which enable individuals to esis asks about the causes of disease, applies analytical
grow, develop, and reproduce. Adopting a complex sys- approaches and objective findings and combats dis-
tems perspective allows for a more appropriate exami- ease, based on a dichotomy between healthy and sick.11
nation of the constituent parts comprising health, thus Many approaches of complementary and alternative
enabling the osteopathic practitioner to appreciate medicine, as well as approaches within osteopathy, cor-
both the role of parts and the non-linear emergence of respond to “salutogenic” views, for example in seeing
system properties. health and disease as a continuum and in the view that
disease can to some extent also be seen as part of physi-
An attempt at a fresh definition of ology. This also includes the self-healing powers of the
disease and health human body essential to the osteopathic concept of
There is a difference between disease and being ill. ‘health’. In this sense osteopathy focuses on supporting
Being ill is not something that can be reduced to the these self-healing powers in the human organism.* A.T.
clinical picture of the disease or to the somatic dysfunc- Still´s much quoted statement12 “To find health should
tion/lesion (etc.). The functional, scientific perspective be the object of the doctor. Anyone can find disease.”
forgets that diseases link back to the individual experi-
ence of being ill. Diseases cannot be separated from the
person who is ill. How far, we may ask, does osteopathy,
*This embraces the cornerstones of Still´s osteopathy, which
as a system of manipulative treatment, take account of state that all cures are already present in the patient and
these perspectives in its historic course of development treatment therefore centers around activating the former.12a
An attempt at a fresh definition of disease and health 213

It is the doctor´s responsibility to support his patient to experience the tissue by palpation, taught in osteo-
in finding health. According to Petzold12b a salutogenic pathic training. Osteopaths are therefore usually little
approach considers ‘attractive’ aims, that motivate the prepared to consider subjective realms of experience in
patient to find solutions and resources. their patients (or indeed in themselves).14 In this respect,
This is rooted in early osteopathy. Nevertheless, parts phenomenology teaches that it is especially the act of
of osteopathic diagnostics are oriented towards patho- dealing with the space–time character of existence, and
genetics, and therefore more of a diagnosis of disease. dealing with the physicality of existence, co-existence
In Petzold’s view holistic diagnostics should be further in a common world, attunement of mood, memory, and
complemented by health goals and include resources, as existence in history, mortality, openness of existence
well as establishing a connection to the patient’s moti- and, beyond this, the unfolding of these supportive
vation for health, for instance by asking, “Why do you possibilities, that lead to freedom of existence (Boss, pp.
want to regain your health?“ The latter would be con- 237–314).15
sistent with a health diagnosis. The medical finding should be understood from the
Therefore, on the one hand, osteopathy does exhibit experience of being ill, and not the other way around.
signs typical of a ‘salutogenic’ approach. However, on To be ill means to have a disturbed relationship with
the other, the interpretation of human and interper- oneself, one’s fellow beings and environment. Applied
sonal phenomena in exclusive terms of anatomical and to osteopathy, this means that against the objective real-
physiological processes – which often characterizes ity of the tissue structures and associated energies there
actual, current osteopathic methods – risks the reduc- stands the subjective reality of inner consciousness or
tion of the person, especially when inner experiences subjective experience (both that of the patient and that
are reduced to the energetic or physical level. We can of the practitioner). This is embedded in interobjective
of course regard structural and physiological dynam- realities (sociobiological environment) and intersubjec-
ics as a precondition, but not as an adequate cause of tive ones (culture/family) as previously discussed (see
human phenomena. If we wish to treat the wholeness of pp. 22ff.)).
the patient, it does not suffice to treat only the correlate It is sick people rather than diseases that are healed,
represented in the tissue. persons in their psychosomatic–social wholeness.
It is also not uncommon to find in practice that The dimension of experience of the sick person who
patients take the approach of simply handing over their complains of symptoms cannot be straightforwardly
bodies for treatment to the osteopath, as they might equated with the objective level. What is meant by the
hand over a car to a garage for repair. An osteopath who achievement of health (in terms of the healing process)
unquestioningly accepts this role misses the opportu- is not determined from the outside (e.g., by the use
nity of enabling the patient to take a conscious decision of statistical mean values), but from the direction of
to participate actively in the healing process. This also patients themselves.
increases the likelihood that the patient will suppress Standard values cannot establish what it is to be
psychological associations.13 A further problem is that healthy, nor can this be measured technologically.
the language in which a great proportion of osteopathic Rather than this, health appears to be a state of “inner
approaches are expressed is bio-reductionist. adequacy and agreement with oneself” (Gadamer, p.
These last two points make it difficult for patients to 138).16
recognize the connections between the circumstances Sick patients each bring with them an individual
of life, their own experience, and behavior on the one history, bound up with the person’s particular biog-
hand, and the associated dysfunctions and disturbanc- raphy and relationship with the world and people
es of their state of health on the other, enabling them to around. The aim of therapy cannot be to bring about
take personal responsibility for their physical and psy- a statistical mean value, but to find a fresh balance,
chological state of health. matched to the individual. Being ill is not something
Further, in osteopathy there is an almost complete that can be reduced to a biological, social, or psy-
lack of methods that could provide a basis to promote chological dimension; it must take into account all
the development of subjective experience in the prac- related concerns in their entirety from the point of
titioner (or indeed the patient), apart from techniques view of the patients.
214 What is health? What is disease? Thoughts on a complex issue

Achieving health does not therefore mean a return to coherence, for example in increasing understanding
a pristine biological state. Rather, what is past is treated for the meaningfulness of the entire world in which
as something that has indeed existed and whose conse- the person lives; individuals grow in understanding
quences in the present and future must always be taken for their life history as a whole, including their state
into consideration. Therapeutic methods must there- of health, suffering, and associations of meaning, and
fore be innovative and not just restitutive. There is no there is an increase in trust.19
preset “what” or universal “how” in being healthy:
Summary and conclusion
Not everything is equally healthy for every individu-
Health – unlike disease – is hard to put into objective
al. There are no definitions of being healthy or being
terms. Attempts at a definition rest on certain reduc-
ill that apply infallibly to every single case. (Pöltner,
tionist ideas (health cannot be defined as an ideal state).
2002, p. 82).17
Most current attempts to conceptualize health adopt a
Being ill and being healthy link back to the par- living systems perspective, seemingly beginning to do
ticular person’s individual experience. Medicine justice to the complex nature of the human organism
has therefore been viewed since ancient times from and its properties.
more than just the scientific point of view, and has Health/disease cannot be understood simply from a
been seen rather as the art of healing. This art lies functional perspective or objectifiable values. A norm
in the ability to appreciate the suffering and specific cannot be derived from a description (false reasoning
characteristics of the individual person. In sickness, on naturalist premises).
the requirement inherent in this specific individual The achievement of health does not rest upon
experience is this: change is required when indi- restorative methodology (repair medicine). Health/
vidual suffering needs to be alleviated. Taking this disease should be seen from the perspective of the
normative and practical basis of the particular indi- individual’s experience. Therefore, in addition to the
vidual and that person’s life experience as a starting localization of dysfunctions, osteopathic diagnos-
point, we can then look at socio-cultural, descriptive tics could contain health goals as well as resources
scientific aspects. and should establish a connection to the patient’s
Osteopathy therefore has to give recognition to indi- motivation.
viduals as they are, and it is in this sense that it offers The determining factor in the achievement of health
the potential to be able to act – to give treatment. Exam- is not by way of objective mean values but patients’
ples of possible approaches can be found in Morphody- inner agreement, with consideration being given to the
namik in der Osteopathie.18 individual, along with the personal history and the con-
Being healthy is the essential capacity to be open texts surrounding that individual.
towards oneself and others and enter into communica- Normative requirements can only be arrived at when
tion. Healthy individuals are neither at the mercy of what working from the perspective that relates to experience,
they encounter, nor are they slave to it (as in addiction or and these norms are always individual. Medicine and
compulsion), nor do they shut themselves off from their osteopathy as healing art must conform to this indi-
own selves or others. Being healthy is the fundamental viduality.
experience of the person’s own ability to be: To be ill is to have a disturbed relationship with
self and one’s fellows and with the world around.
Hidden as it is, health becomes apparent in a kind
To be healthy is the essential capacity to be open
of wellbeing; more than this, in that this very sense
to self and others and to enter into communicative
of wellbeing makes us eager to be active, open to dis-
exchange.
cover, and forgetful of self, so that we hardly even
notice stresses and strains… .
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16
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