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Cases on Research-Based
Teaching Methods in
Science Education
Eugene de Silva
Virginia Research Institute, USA & MRAS - Walters State
Community College, USA
Copyright © 2015 by IGI Global. All rights reserved. No part of this publication may be
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Library of Congress Cataloging-in-Publication Data
Cases on research-based teaching methods in science education / Eugene de Silva, editor.
pages cm
Includes bibliographical references and index.
ISBN 978-1-4666-6375-6 (hardcover) -- ISBN 978-1-4666-6376-3 (ebook) --
ISBN 978-1-4666-6378-7 (print & perpetual access) 1. Science--Study and teaching--United
States. 2. Technology--Study and teaching--United States. 3. Science--Study and teaching--Great
Britain. 4. Technology--Study and teaching--Great Britain. 5. Effective teaching. I. De Silva,
Eugene, editor.
Q183.3.A1C387 2015
507.1--dc23
2014021075
This book is published in the IGI Global book series Advances in Educational Technologies and
Instructional Design (AETID) (ISSN: 2326-8905; eISSN: 2326-8913)
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List of Reviewers
Emmanuel Essuman, Walters State Community College, USA & Roane State
Community College, USA & Virginia Research Institute, USA & University of
Tennessee Knoxville, USA
Felix Rizvanov, Champlain College, USA
Table of Contents
Foreword ..........................................................................................................xviii
;
10.4018/978-1-4666-6375-6.chfwd
;
Section 1
10.4018/978-1-4666-6375-6.chs01
;
Chapter 1 ; 10.4018/978-1-4666-6375-6.ch001
Chapter 2 ; 10.4018/978-1-4666-6375-6.ch002
Chapter 3 ; 10.4018/978-1-4666-6375-6.ch003
Chapter 4 ; 10.4018/978-1-4666-6375-6.ch004
Section 2 ;
10.4018/978-1-4666-6375-6.chs02
Content Presentation ;
10.4018/978-1-4666-6375-6.chs02
Chapter 6 ; 10.4018/978-1-4666-6375-6.ch006
Chapter 7 ; 10.4018/978-1-4666-6375-6.ch007
Section 3 10.4018/978-1-4666-6375-6.chs03
;
Research 10.4018/978-1-4666-6375-6.chs03
;
Chapter 8 ; 10.4018/978-1-4666-6375-6.ch008
Chapter 10 ; 10.4018/978-1-4666-6375-6.ch010
Chapter 11 ; 10.4018/978-1-4666-6375-6.ch011
Chapter 12 ; 10.4018/978-1-4666-6375-6.ch012
Section 4 10.4018/978-1-4666-6375-6.chs04
;
Chapter 13 ; 10.4018/978-1-4666-6375-6.ch013
Chapter 14 ; 10.4018/978-1-4666-6375-6.ch014
Foreword ..........................................................................................................xviii
;
10.4018/978-1-4666-6375-6.chfwd
;
Section 1
10.4018/978-1-4666-6375-6.chs01
;
Chapter 1 ; 10.4018/978-1-4666-6375-6.ch001
This review outlines a research-informed teaching case study based on adult learners
of chemistry within the Scottish Further Education (FE) sector. It provides some
strategies for success in supporting non-major chemistry students and provides some
practical ways forward for improving attitudes to learning chemistry and in studying
the subject further. An overview of why science, and in particular chemistry, may
be perceived to be difficult to learn is discussed, as well as links to the evidence
base that outlines the facilitation of meaningful and relevant learning. Through a
chemistry curriculum redesign, discussions on the shift of attitudes, perceptions of
learning, difficulties, and preferred topics in lessons are discussed. In addition, a
general overview of the science education scene in Further Education is presented.
Based on research evidence and educational neuroscience, there are suggested
implications for educators in supporting adult students learning non-major science
courses. ; 10.4018/978-1-4666-6375-6.ch001
Chapter 2 ; 10.4018/978-1-4666-6375-6.ch002
Chapter 3 ; 10.4018/978-1-4666-6375-6.ch003
Chapter 4 ; 10.4018/978-1-4666-6375-6.ch004
Section 2 ;
10.4018/978-1-4666-6375-6.chs02
Chapter 6 ; 10.4018/978-1-4666-6375-6.ch006
Chapter 7 ; 10.4018/978-1-4666-6375-6.ch007
Section 3
10.4018/978-1-4666-6375-6.chs03
;
Research 10.4018/978-1-4666-6375-6.chs03
;
Chapter 8 ; 10.4018/978-1-4666-6375-6.ch008
Chapter 9 ; 10.4018/978-1-4666-6375-6.ch009
The use of small collaborative learning teams in STEM classrooms is not new to the
field of education. At the undergraduate level, evidence continues to accumulate that
organizing students into groups in which they engage in knowledge construction by
completing active learning tasks is an effective means to achieve student-learning
objectives. However, this teaching method is rarely used by postsecondary faculty,
especially in large-enrollment classes. An argument for the efficacy of this method
is presented in three parts. This chapter first outlines the theoretical basis for
collaborative group learning. Grounded in the literature, this theory is then translated
into practice by discussing evidence-based advantages and challenges to creating
collaborative learning environments. The chapter concludes with a discussion of a case
study examining how the first author has implemented this method of collaborative
instruction with a unique means of structuring groups within a large-enrollment
non-majors biology classroom. 10.4018/978-1-4666-6375-6.ch009
;
Chapter 10 ; 10.4018/978-1-4666-6375-6.ch010
Chapter 11 ; 10.4018/978-1-4666-6375-6.ch011
The chapter presents a case study based on transdisciplinary research, which was
conducted at the Faculty of Architecture in Podgorica and is an innovation in
architectural and urban practice of higher education in Montenegro. The study is
based on the view that autonomous action of disciplines in the case of architecture
and urbanism as multidisciplinary activities is limited, and an integrated approach
to solving complex problems in the urban system is required. A global approach to
research and solving urban issues is an important actor of sustainable development,
where universities are central in this process. Collaborative educational discourses
with a high degree of cooperation can develop an adequate platform for responses
to the complex issues of the urban system. Producing experts with a developed
awareness of a comprehensive understanding of the problem and transdisciplinary
collaborative knowledge can strongly contribute to sustainable improvement, control,
and management of urban spaces. 10.4018/978-1-4666-6375-6.ch011
;
Chapter 12 ; 10.4018/978-1-4666-6375-6.ch012
Section 4 10.4018/978-1-4666-6375-6.chs04
;
Chapter 13 ; 10.4018/978-1-4666-6375-6.ch013
Land-based institutions that use traditional teaching methods have very well
documented methods for providing students with the necessary skills, experience,
and knowledge for becoming extremely productive scientists in different research
areas that are traditional (chemistry, biology, and microbiology) and interdisciplinary
(biochemistry, bioinformatics, and computational chemistry) in nature, and they
have very few problems when transitioning into any research environment. However,
online institutions do not have a well-documented history of students transitioning
into land-based institution or research intensive environments. Within this case study,
the authors express ways to help meet the needs of the students and educate students
in becoming better scientists who have been educated in online institutions by using
methods from land-based institutions and implementing other forms of technology
into the classroom. The authors explore instruction, knowledge, and experience,
and suggest how online science instruction can be supplemented with experience
and technology that can increase their experience and knowledge to allow them to
become better scientists. 10.4018/978-1-4666-6375-6.ch013
;
Chapter 14 ; 10.4018/978-1-4666-6375-6.ch014
Students that have been educated from online institutions do not readily receive the
hands-on experience needed to make an easy transition into research-based institutions,
research-intensive laboratories, or into the workforce. Online instruction does not
cultivate the knowledge that comes from hands-on experience and experimentation.
This type of experience is better facilitated via in-person interaction. In online
institutions students only receive interaction via email, online discussion boards,
or through phone calls. This does not allow for instructors to sufficiently improve
upon the student’s skills, assist in the development of their knowledge, or evaluate
students’ hands-on abilities within the science field. Within this case study, the
author outlines some of the basic items that students should have been exposed to
within their programs of study and state some of the issues that students in online
institutions face when they are educated in an online setting and then transition to
research-intensive settings. The author also outlines ways to assist students with
these transitions and the types of facilities needed to assist students. ;
10.4018/978-1-4666-6375-6.ch014
Chapter 15 ; 10.4018/978-1-4666-6375-6.ch015
Foreword
ods challenged their established norms. However, if our educational system does
not challenge the minds of students, if students are not compelled to seek new
knowledge beyond classroom settings, and if they are not tested on new grounds,
how could we ever expect the students to be truly effective and independent in their
chosen professions?
This is why I was excited to read this book written by like-minded professors who
not only believe in change to the educational system, but also have done something
constructive to prove and push the policy decisions towards a novel, effective form
of teaching. Science and mathematics are considered as the most difficult subjects
by the majority of students due to the way they are taught in classroom settings.
Yet, results of scientific discoveries and technological developments are refresh-
ing and provided convenience and comfort enabling learning to take place at time
and place of choice for students. An integrated link between the two is an ideal
path to getting students to be more involved in seeking true knowledge in science
and mathematics. Even science and mathematics alone will not survive in an ever-
changing society. They need to be synergistically combined with arts, commerce,
and businesses to be effective in the world arena. Hence, I am a strong advocate of
multidisciplinary studies combined with latest innovative research. This compila-
tion of cases on research-based teaching is a timely addition to the scholarly work
that must be read by academics and administrators alike. Research-based teaching
methods implemented and results revealed in this book have established a strong
reason for change to the curricula, teaching styles, teacher training, and in the use of
IT. I strongly encourage the administration to embrace and implement the methods
described in this book at least to provide students with the opportunity to experience
a new way of learning science and mathematics.
This book, which is a collective work of individual experts in the fields of science
and mathematics education and edited by Prof. de Silva who himself has pioneered
new teaching methods of those I have been very familiar over the past 20 years
provide practical, easy to follow methods for teachers. This book also demands
policy changes by the administrators. I highly recommend this book to those ready
to spring in to action to change the current educational system. If the methods and
curricula changes suggested in this book are implemented in schools and colleges/
universities, we can eventually expect a generational change in the attitudes and
perceptions amongst students and parents towards science and mathematics.
Waqar Ahmed
University of Central Lancashire, UK
xx
Waqar Ahmed is the Director of the Institute of Nanotechnology and Bioengineering at the University
of Central Lancashire, UK and Head of Medical Sciences Research in the School of Medicine and
Dentistry. He is a Fellow of the Royal Society of Chemistry and Fellow of Institute Materials, Minerals,
and Mining. He was the founding editor-in-chief of the International Journal of Nanomanufacturing,
International Journal of Bio and Nanomaterials, and International Journal of Nanoparticles. He has
also been on editorial boards and has been a peer reviewer of numerous peer journals. He has been
a keynote speaker at numerous international conferences. Since 2010, he has led the UCLan Institute
of Nanotechnology and Bioengineering. He has authored/co-authored over 500 publications and has
authored/edited 18 books with leading publishers such as Elsevier, Springer, Wiley, etc. He has su-
pervised over 50 PhD students. One of his PhD students won the Bunshah Prize for the best research
paper presented at the International Conference on Thin Films and Metallurgical Coatings in 2002,
and many are in highly prestigious positions including deans of faculty and heads of departments and
institutes throughout the world. His work is wide ranging including thins films, medical and dental
materials solar cells, and nanocarriers for medical applications and educational development.
xxi
Preface
Research is the food for an inquiring mind. Research opens up new avenues in the
world of curiosity and has paved the way for novel information and findings. Re-
search provides the investigator with the freedom to delve into untested territory.
Therefore, it is logical to accept the importance of the introduction of research in
schools and colleges/universities in the early years. Current difficulties to introduce
research in schools is mainly due to the challenges in finding sufficient numbers of
qualified faculty, time, and syllabi that accommodate research as a part and parcel
of curricula. Rectification of this situation would need a policy change at a na-
tional/state level that will make it compulsory for research to be taught in schools
as a subject with other core school subjects. The core subjects are considered as the
main language of the country (e.g. English language), social studies, mathematics,
and science. The solving of this problem in colleges and universities is not as chal-
lenging as schools, although community colleges and the first two years of univer-
sities in the USA tend to focus the least on research in their attempt to foster students
to learn the core subjects, which is a main requirement in the USA style of educa-
tion. It is my personal opinion that the situation needs to be changed by holding
high schools more responsible in teaching the core subjects thoroughly and then let
students at community colleges and the first two years of universities spend more
time strengthening the knowledge in their respective chosen fields. This will de-
liver a group of students who are better equipped to take on real-life challenges with
advanced knowledge, since more time could be then spent at colleges/universities
in mastering the skills necessary in their chosen careers. If schools, colleges, and
universities can introduce multidisciplinary research in combination with core
subjects, then the students would benefit more in experiencing the real-life chal-
lenges rather than learning the core subjects mainly from textbook-based classroom
activities and limited laboratory scale settings. In the British educational system,
high school students, after their General Certificate in Education at Ordinary
Level (G.C. E. O/L), select only the subjects relevant to their chosen fields. Yet, the
lack of an in-depth knowledge in core subjects due to time constraints in high schools
makes it difficult for science students to make an easy transition to the work force
xxii
after graduation from universities since they lack the skills and knowledge required
by employers. The introduction of multidisciplinary research should provide the
answer; yet this would be possible only if a strong policy change is made to accom-
modate the inclusion of multidisciplinary research that would expose students to
real challenges in their chosen and allied fields while strengthening their knowledge
on core subjects. In addition to students not possessing the necessary knowledge or
skills when they leave education and enter the workforce, in science education the
lack of interest and understanding of the importance of science among students
further exacerbate the situation.
Science has been the foundation of the progress of mankind. The 21st century
technology, which we have proudly embraced, the distances we have travelled in
space, the software development that has made the “world in my pocket” possible,
and the longevity that has been promised in humans and animals have been the
result of the realization of capabilities of science and its allied fields. Most of the
predictions made by great futurists such as Jules Verne, H. G. Wells, Hugo Gerns-
back, and also my mentor for a brief period, the late Sir Arthur C. Clarke, have now
become realities because of the consensus of the great writers and great scientists.
Science teaches a systematic approach to solving problems. It is a compass that
leads us to wisdom. It is a tool that verifies concepts. It is a subject that empowers
the learners and strengthens the practitioners. The scientific method, the singularly
utmost and unique concept, conveyed to learners through scientific experiments,
laboratory work, and research projects, is an unrestricted application in any field of
study. Whilst in the study of science and its allied subjects, one hones the art of the
application of scientific method; young learners do not realize the potential of this
method in any non-scientific fields and also in their own future lives. As educators,
our failure to enlighten our students of the efficacy of the scientific method perhaps
is mostly because of our own failure to recognize its uses in our daily activities.
Socrates, Plato, Aristotle, Galileo, Newton, Maxwell, and Einstein, to name a few of
the giants of scientific discovery upon whose shoulders we attempt to stand, always
combined science with other fields of research.
The method of elenchus introduced to us by Socrates is used as a form of peda-
gogy and in discussions in subjects in science, arts, and commerce. Socrates was
a soldier in the Athenian army. His teaching practice of pedagogy where a teacher
questions a student that ultimately leads to the correct answer is a unique contribu-
tion to the world of philosophy.
Plato was instrumental in establishing the Academy of Athens dedicated to higher
learning, which was the first academy of this nature in the Western world. He was
a philosopher who was also a competent mathematician. To date, his dialogues are
used to teach subjects such as logic, ethics, religion, philosophy, and mathematics.
xxiii
ence and mathematics subjects as separate learning from other academia. Science
and mathematics educators tend to stay away from business studies, marketing,
arts, philosophy, literature, music, theater, films, etc. Over the years, there have
been attempts to get students interested in science and mathematics through differ-
ent methods based on pedagogical connotations and theories. The effectiveness of
these methods has been little to nothing as evident from the scores released from
the 2012 Program for International Student Assessment (PISA). The US results for
mathematics were below the average and for science and reading the results just met
the average standards lagging behind Shanghai-China, Hong Kong, Singapore, Japan,
Korea, Finland, Canada, Poland, Netherlands, and Switzerland. These results were
not much different from the 2009 PISA results. This comparison clearly indicates
that our attempts to improve standards have not been as effective as we had expected.
In spite of sincere efforts by the science and mathematics educators, educational
policymakers, and the administrators, the students still tend to look at science as a
disconnected subject delivering abstract knowledge. This belief adds to the alienation
of science from other popular subjects. As science educators, our beliefs in the ef-
ficacy of science need to be reflected through our approaches to solving problems,
our assessment of worldly occurrences, and in general our philosophy about life and
nature. We need to deliver our material and impart our knowledge with commitment,
conviction, and a clear set of objectives that go beyond classrooms.
According to the National Math and Science Initiative (n.d.) (NMS), the latest
data show that only 36% of the high schools students were ready for science in 2013.
Further analysis showed that 38% of students who took STEM did not graduate with
one. The NMS initiative also stated that in 2007, about a third of middle school sci-
ence teachers either did not major in the subject in college and/or were certified to
teach it. Another two important aspects to note are that in 2009 only 29% of research
papers were published in the most influential journals, when compared to the 40%
published in 1981, and that over half of the US patents were awarded to non-US
companies. These are the results of failing standards in the US science education and
its policies. If we attempt to correct the mistakes and improve the effectiveness, in
about two decades we should be able to reap the benefits, since we need a cultural
change within our society to produce a generation of science-loving, scientifically
analyzing, and problem-solving men and women.
This book, written by experts in the field of science and mathematics education,
brings together a plethora of information, methods, ideas, and activities that have
produced results in improving the standards of science and mathematics education.
The cases on research-based teaching in science education deliver a collection of
successful results that can be used by any school, college, or university to improve
the standards of science and mathematics education. This book also echoes the call
for a policy change at a national/state level.
xxv
This book has been divided into four sections for better understanding of the ef-
forts of the experts, the effectiveness of the work, and the extension of the research
in the future of science education.
The science curricula written for students should focus on actual, measurable
learning. A mere delivery of material to satisfy the institutional objectives will not
be an effective path to delivering the knowledge.
The first chapter, “Making Sense of Science: A Review in Scottish Further Edu-
cation,” presents the readers with strategies for teaching chemistry to non-majors.
This chapter delves into the ways in which attitudes to learning chemistry can be
improved. The chapter further attempts to answer why chemistry is perceived as a
difficult subject. This chapter provides a good overview of the problems faced in
schools and colleges not only in chemistry but also in science in general. Changing
the perception of science among students is paramount to tackling the difficulties
faced in science education. The author provides a variety of recommended principles
in the designing and delivery of curriculum, assessment formats, peer and material
interaction, and that support project-based learning.
The second chapter, “Developing Scientific Literacy: Introducing Primary-Aged
Children to Atomic-Molecular Theory,” proposes the introduction of a spiral cur-
riculum to teach macroscopic and microscopic properties of matter. Supported by
successful research data and strong evidence, the authors of this chapter challenge
the schools to introduce atomic-molecular structure in the years 3 and 4. The lack
of progressive and persuasive teaching of science to students in elementary schools
and middle schools later creates difficulties in learning science and appreciating it
as a useful subject far beyond the classroom. The confidence in students to continue
to study science is also tested during the years in elementary and primary schools.
This chapter provides the solution to teaching atomic-molecular theory but could
easily be adapted to teaching other concepts within science.
In developing an effective curriculum in any field, it is important to consider
the possibility to deliver the material effectively to students. It is also imperative
that teachers thoroughly understand the objectives stated in the syllabus and be
competent and qualified in their chosen fields. The third chapter, “Implementing
the Understanding by Design Framework in Higher Education,” provides an insight
to an organizational initiative undertaken to develop and implement curriculum-
planning framework. The developed curriculum has focused on knowledge, skills,
and dispositions related to science teaching. The chapter places emphasis on the
importance of effective design of curricula by science teachers to proficiently
deliver the subject to students. The failure of professionally competent science
teachers in schools/colleges to design and deliver an effective curriculum causes
science students to become confused, which then leads to disaffection. Therefore,
the points given in this chapter can be easily extended to produce a learner-centered
and objectives-focused curriculum.
xxvi
The educators who deliver science subjects need to be trained in the most effective
teaching methods using the latest available technology. It is also imperative that they
deliver the material with greater confidence and understanding using appropriate
methodology. The twelfth chapter, “Pre-Service Teachers’ Self-Efficacy and At-
titudes toward Learning and Teaching Science in a Content Course,” elaborates on
the introduction of active and interactive teaching techniques in the preparation of
teachers of pre K-8 level. This chapter brings in the perspective from the point of
view of science teachers. When teachers continue to follow the now outdated methods
introduced to them during their training in teaching children and when teachers are
not exposed to novel teaching techniques or are not provided with an opportunity
to learn new ways to improve their teaching, the educational system fails. Based on
this concept, this research work introduces interactive teaching methods to improve
the attitudes and self-efficacy of pre-service teachers.
The advent of online teaching has provided learners with ample opportunities to
embark on programs with the least interruptions to their daily commitments. Yet,
it has also brought new challenges in the delivery of material, which is limited as a
result of the online environment. The thirteenth chapter, “Traditional Teaching and
its Effect on Research-Based Teaching: Science via Online Instruction,” delivers
the types of on-ground educational methods that can be used to teach online sci-
ence subjects. The chapter further discusses various technologies that can be used
to produce classroom setting that are conducive to effective learning.
There are obvious challenges faced by those who deliver research through online
teaching. The solutions to these challenges are provided through advanced technology.
The fourteenth chapter, “Research Institutions: Research-Based Teaching through
Technology,” addresses the challenges faced in delivering online instructions and
some barriers to teaching some skills to students via online institutions. The chapter
further provides solutions to managing these challenges and suggestions to improve
the systems, including the preparation necessary for students when they embark on
research-based studies.
Finally, the fifteenth chapter, “Application of Information and Communica-
tion Technology to Create E-Learning Environments for Mathematics Knowledge
Learning to Prepare for Engineering Education,” discusses the effective ways to
include ICT applications and create e-learning environments to prepare students
in engineering education. This chapter further explains how the use of mathemati-
cal models supports education in interdisciplinary fields and the ways to include
mathematical models in classrooms through the use of technology.
Most of the work presented here is a collection of continuous research work
moving and improving from previous established methods. If the trend to improve
science and mathematics among high schools, colleges, and universities continues
with this momentum, then it is possible that in about two generations the world
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like cucumbers than men, and are introduced merely that the knight
may have the pleasure of slicing them.
Or,
A knight is said to be
After quoting various specimens of these poems, Mr. Lowell gave the
following sketch of the manners and customs of Romance-land,
“condensed from the best authorities.”
If you are born in this remarkable country and destined for a hero,
the chances are that by the time you are seven years old your father
will have gone off to fight the infidels, and a neighboring earl will
have taken possession of his estates and his too-hastily-supposed
widow. You resent this in various ways, especially by calling your
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He, for some unexplained reason, is unable to get rid of you, though
he tries a variety of plots level with the meanest capacity. You, being
of uncommon sagacity, are saved by the aid of three or four
superfluous miracles. Meanwhile you contrive to pick up a good
knightly education, and by the time you are seventeen are bigger
and stronger and handsomer than anybody else, except, of course,
the giants. So, one day you buckle on your armor, mount your horse,
who is as remarkable in his way as yourself, and go adventuring.
Presently you come to a castle where you are most courteously
received. Maidens as white as whale’s bone and fair as flowers (they
are all so in Romance-land) help you off with your armor, and dress
you in richest silks. You then go to dine with the Lord of the Castle,
who is a knight of very affable manners and agreeable conversation,
but with an aversion to religious topics. His daughter, the fairest lady
on the ground, assists at the meal. You are conducted to your
chamber, and after a refreshing sleep meet your host and hostess at
breakfast. At a suitable time you return thanks for your kind
treatment and ask for your horse. The knight, however, in the
blandest manner tells you that a little custom of his will interfere with
your departure. He is in the habit of fighting with all his guests, and
has hitherto been successful in killing them all to the number of
several hundred. This is precisely the account which you are fond of
settling, and after a few allusions to Mahomed and Termagant and
Alcoban, you accept the challenge and, of course, come off victor.
This seems to settle the matter for the young lady whom your lance
has just promoted to her inheritance, and she immediately offers
herself and her estates to you, telling you, at the same time, that she
had long been secretly a Christian. Though madly in love with her,
and interested in her religious views, which she details to you at
some length, you mount your steed and ride away, but without being
expected to give any reasons. You have a particular mission
nowhere, and on your way to that interesting country you kill a
megalosaurus (for whose skeleton Professor Owen would have
given his ears), and two or three incidental giants. Riding on, you
come to a Paynim-land, ruled over by a liberally-minded Soldan, who
receives you into favor after you have slain some thousands of his
subjects to get an appetite for dinner. The Soldan, of course, has a
daughter, who is converted by you, and, of course, offers you her
hand. This makes you think of the other lady, and you diplomatize.
But there is another Paynim-land, and another Soldan, who sends
word that he intends to marry your beautiful convert.
IV
One of the laws of the historical Macbeth declares that “Fools,
minstrels, bards, and all other such idle people, unless they be
specially licensed by the King, shall be compelled to seek some craft
to win their living,” and the old chronicler adds approvingly, “These
and such-like laws were used by King Macbeth, through which he
governed the realm ten years in good justice.”
When Virgil said, “Arma virumque cano,” “Arms and the man I sing,”
he defined in the strictest manner the original office of the poet, and
the object of the judicious Macbeth’s ordinance was to prevent any
one from singing the wrong arms and the rival man. Formerly the
poet held a recognized place in the body politic, and if he has been
deposed from it, it may be some consolation to think that the Fools,
whom the Scottish usurper included in his penal statute, have not
lost their share in the government of the world yet, nor, if we may
trust appearances, are likely to for some time to come. But the Fools
here referred to were not those who had least, but those who had
most wit, and who assumed that disguise in order to take away any
dangerous appearance of intention from their jibes and satires.
The poet was once what the political newspaper is now, and
circulated from ear to ear with satire or panegyric. He it was who first
made public opinion a power in the State by condensing it into a
song. The invention of printing, by weakening the faculty of memory,
and by transferring the address of language from the ear to the eye,
has lessened the immediate power of the poet. A newspaper may be
suppressed, an editor may be silenced, every copy of an obnoxious
book may be destroyed, but in those old days when the minstrels
were a power, a verse could wander safely from heart to heart and
from hamlet to hamlet as unassailable as the memories on which it
was imprinted. Its force was in its impersonality, for public opinion is
disenchanted the moment it is individualized, and is terrible only so
long as it is the opinion of no one in particular. Find its author, and
the huge shadow which but now darkened half the heaven shrinks
like the genius of the Arabian story into the compass of a leaden
casket which one can hold in his hand. Nowadays one knows the
editor, perhaps, and so is on friendly terms with public opinion. You
may have dined with it yesterday, rubbed shoulders with it in the
omnibus to-day, nay, carried it in your pocket embodied in the letter
of the special correspondent.
Spenser, in his prose tract upon Ireland, has left perhaps the best
description possible of the primitive poet as he was everywhere
when the copies of a poem were so many living men, and all
publication was to the accompaniment of music. He says: “There is
amongst the Irish a certain kind of people called bards, which are to
them instead of poets, whose profession is to set forth the praises or
dispraises of men in their poems or rhythms; the which are held in
such high regard or esteem amongst them that none dare to
displease them for fear of running into reproach through this offense,
and to be made infamous in the mouths of all men.”
Nor was the sphere of the bards confined to the present alone. They
were also the embodied memory of the people. It was on the wings
of verse that the names of ancestral heroes could float down
securely over broad tracts of desert time and across the gulfs of
oblivion. And poets were sometimes made use of by sagacious
rulers to make legends serve a political purpose. The Persian poet
Firdusi is a remarkable instance of this. Virgil also attempted to braid
together the raveled ends of Roman and Greek tradition, and it is not
impossible that the minstrels of the Norman metrical romances were
guided by a similar instinct.
The ballads are the first truly national poetry in our language, and
national poetry is not either that of the drawing-room or of the
kitchen. It is the common mother-earth of the universal sentiment
that the foot of the poet must touch, through which shall steal up to
heart and brain that fine virtue which puts him in sympathy, not with
his class, but with his kind.
The ballads are models of narrative poetry. They are not concerned
with the utterance of thought, but only of sentiment or passion, and it
is as illustrating poetic diction that I shall chiefly cite them. If they
moralize it is always by picture, and not by preachment. What
discourse of inconstancy has the force and biting pathos of this grim
old song, the “Twa Corbies”?
The ballad singers had all the advantage of that spur of the moment
which the excitement of speaking gives, and they also received the
magnetism which came from the sympathy of their hearers. They
knew what told, for they had their hand upon the living pulse of
feeling. There was no time to palaver; they must come to the point.
They plunge into deep water at once. And there is never any filling
up. The transitions are abrupt. You can no more foretell the swift
wheel of the feeling than that of a falcon, and the phrases flash forth
sharp-edged and deadly like a sword drawn in wrath. The passions
speak out savagely and without any delicacies of circumlocution.
The ballads neither harangue nor describe; but only state things in
the least complex way. Those old singers caught language fresh and
with a flavor of the soil in it still, and their hearers were people of
healthy sensibilities who must be hit directly and hard. Accordingly,
there is a very vigorous handling. They speak bluntly and to the
purpose. If a maiden loses her lover, she merely
The ballads are the only true folk-songs that we have in English.
There is no other poetry in the language that addresses us so simply
as mere men and women. Learning has tempered with modern
poetry, and the Muse, like Portia, wears a doctor’s cap and gown.
The force and earnestness of style that mark the old ballad become
very striking when contrasted with later attempts in the same way. It
is not flatness and insipidity that they are remarkable for, but for a
bare rocky grandeur in whose crevices tenderness nestles its
chance tufts of ferns and harebells. One of these sincere old verses
imbedded in the insipidities of a modern imitation looks out stern and
colossal as that charcoal head which Michael Angelo drew on the
wall of the Farnesina glowers through the paling frescoes.
Mr. Lowell here read a number of passages from the old ballad
entitled “Margaret’s Ghost,” and compared them with a few stanzas
from an “improved” version of the same by Mallet. He also read from
the ballad of “Helen of Kirkconnell,” and from others.
In further illustration Mr. Lowell read from the “Clerk’s Two Sons of
Oxenford.” He concluded his lecture thus:
I think that the makers of the old ballads did stand face to face with
life in a way that is getting more and more impossible for us. Day by
day the art of printing isolates us more and more from our fellows
and from the healthy and inspiring touch of our fellows. We
continually learn more and more of mankind and less of man. We
know more of Europe than of our own village. We feel humanity from
afar.
But I must not forget that the ballads have passed through a sieve
which no modern author has the advantage of. Only those have
come down to us which imprinted themselves on the general heart.
The new editions were struck off by mothers crooning their children
to sleep, or by wandering minstrels who went about sowing the
seeds of courtesy and valor in the cottage and on the hillside. Print,
which, like the amber, preserves all an author’s grubs, gives men the
chance to try him by the average, rather than the best, of his yield.
Moreover, the Review of the ballad-singer was in the faces of his ring
of hearers, in whose glow or chill he could read at a glance a
criticism from which there was no appeal. It was not Smith or Brown,
but the human heart that judged him.
V
It is always a piece of good fortune to be the earliest acknowledged
poet of any country. We prize the first poems as we do snowdrops,
not only for their own intrinsic beauty, but even more for that force of
heart and instinct of sunshine in them which brings them up, where
grass is brown and trees are bare, the outposts and forlorn hopes of
spring. There never comes anything again like a first sensation, and
those who love Chaucer, though they may have learned late to do it,
cannot help imaginatively antedating their delight, and giving him
that place in the calendar of their personal experience which belongs
to him in the order of our poetic history.
And the feeling is a true one, for although intensity be the great
characteristic of all genius, and the power of the poet is measured by
his ability to renew the charm of freshness in what is outworn and
habitual, yet there is something in Chaucer which gives him a
personal property in the epithet “vernal,” and makes him seem
always to go hand in hand with May.
Even Shakspeare, who comes after everybody has done his best
and seems to say, “Here, let me take hold a minute and show you
how to do it,” could not mend that. With Chaucer, the sun seems
never to have run that other half of his course in the Ram, but to
have stood still there and made one long spring-day of his life.
Chaucer was probably born in 1328, seven years after the death of
Dante, and he certainly died in 1400, having lived consequently
seventy-two years. Of his family we know nothing. He was educated
either at Oxford or Cambridge, or at neither of these famous
universities. He was, perhaps, a student at the Inner Temple, on the
books of which a certain phantasmagoric Mr. Buckley had read a
record that “Geoffrey Chaucer was fined two shillings for beating a
Franciscan friar in Fleet street.”
In the thirty-ninth year of his age he received from Edward III a
pension of twenty marks (equal to $1000 now), and afterwards a
grant of a pitcher of wine daily, and the custody of a ward which gave
£104 a year, and two places in the customs. In the last year of
Edward III he was one of three envoys sent to France to negotiate a
marriage between the Prince of Wales and a daughter of the French
King. Richard II confirmed his pension of twenty marks, and granted
him another of like amount instead of the daily wine.
The most poetical event in Chaucer’s life the critics have, of course,
endeavored to take away from us. This is his meeting with Petrarch,
to which he alludes in the prologue to the Clerk’s “Tale of Griseldis.”
There is no reason for doubting this that I am able to discover,
except that it is so pleasing to think of, and that Chaucer affirms it.
Chaucer’s embassy to Italy was in 1373, the last year of Petrarch’s
life, and it was in this very year that Petrarch first read the
“Decameron.” In his letter to Boccaccio he says: “The touching story
of Griseldis has been ever since laid up in my memory that I may
relate it in my conversations with my friends.” We are forced to
believe so many things that ought never to have happened that the
heart ought to be allowed to recompense itself by receiving as fact,
without too close a scrutiny of the evidence, whatever deserved to
take place so truly as this did. Reckoning back, then, by the finer
astronomy of our poetic instinct, we find that a conjunction of these
two stars of song did undoubtedly occur in that far-off heaven of the
Past.