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HUMAN RIGHTS BETWEEN LAW AND POLITICS
This book analyses human rights in postnational contexts, and demonstrates,
through the case law of the European Court of Human Rights, that the Margin of
Appreciation doctrine is an essential part of human rights adjudication.
Current approaches have tended to stress the instrumental value of the Margin
of Appreciation, or to give it a complementary role within the principle of pro-
portionality, while others have been wholly critical of it. In contradiction to these
approaches, this volume shows that the doctrine is a genuinely normative princi-
ple capable of balancing conflicting values. It explores to what extent the tension
between human rights and politics, embodied in the doctrine, might be under-
stood as a mutually reinforcing interplay of variables rather than an entrenched
separation. By linking the interpretation of the Margin of Appreciation doctrine
to a broader conception of human rights, understood as complex political and
moral norms, this volume argues that the doctrine can assist in the formulation of
the common good in light of the requirements of the Convention.
Edited by
Petr Agha
To find out more about our authors and books visit www.hartpublishing.co.uk. Here you will find extracts,
author information, details of forthcoming events and the option to sign up for our newsletters.
Contents
Introduction��������������������������������������������������������������������������������������������������������������1
Petr Agha
1. Universalism and Relativism in the Protection of Human
Rights in Europe: Politics, Law and Culture�������������������������������������������������17
Steven Greer
I. Introduction��������������������������������������������������������������������������������������������17
II. The Relative Universality of Human Rights������������������������������������������18
III. Human Rights, Multiculturalism and Minority Rights������������������������21
IV. The Margin of Appreciation Doctrine under the ECHR����������������������27
V. Culture and the Margin of Appreciation�����������������������������������������������31
VI. Conclusion����������������������������������������������������������������������������������������������34
2. On the Varieties of Universalism in Human Rights Discourse������������������37
Ben Golder
I. Introduction: Europe, Human Rights and the Universal����������������������37
II. Modernist Universalism and its Critics��������������������������������������������������41
III. The Limits of Particularism and the Returns
of the Universal���������������������������������������������������������������������������������������44
IV. Human Rights and Hegemonic Universalism���������������������������������������49
V. Concluding Thoughts�����������������������������������������������������������������������������53
3. When Human Rights Clash in ‘the Age of Subsidiarity’: What Role
for the Margin of Appreciation?��������������������������������������������������������������������55
Stijn Smet
I. Introduction��������������������������������������������������������������������������������������������55
II. Setting the Scene: Preliminary Remarks on the Margin
of Appreciation and Subsidiarity�����������������������������������������������������������57
III. The Court, the Margin of Appreciation
and Human Rights Clashes��������������������������������������������������������������������59
IV. The Court and the ‘Clashing Rights’ Principle��������������������������������������61
A. The ‘Clashing Rights’ Principle is Inconsistent
with its Own Historical Origins�����������������������������������������������������62
B. The ‘Clashing Rights’ Principle Does Not Cohere
with the Court’s Wider Case Law���������������������������������������������������63
V. A Reinterpreted Role for the Margin of Appreciation
in Human Rights Clashes�����������������������������������������������������������������������65
VI. Conclusion����������������������������������������������������������������������������������������������69
vi Contents
Index�����������������������������������������������������������������������������������������������������������������������185
viii
Introduction
PETR AGHA
W
HEN WE READ the literature dealing with the jurisprudence of the
European Court of Human Rights (hereinafter ‘Court’ or ‘ECtHR’) and
its practice and argumentation, one particular part of its jurisprudence
seems to stand out—the judge-made interpretive principle, the so-called margin
of appreciation (hereinafter ‘MoA’ or ‘doctrine’). The reader often learns that the
MoA is immensely dangerous for the preservation of human rights (culture) or
that it is an instrument which serves as an apology for yielding universal human
rights to the wishes of governments to limit human rights.1 The abundance of
references to the margin of appreciation in the case law of the Court has received
severe criticism from scholars, and also occasionally from individual judges of
the Court itself. They all seem to arrive at a very similar conclusion—the role
and function of universal human rights framework and that of the Court, to act
as external guardians, is severely hindered by the prevalence of the MoA in the
jurisprudence of the Court.
More specifically, we can identify three broad groups which somehow summa-
rise the many fronts on which the MoA is criticised. First, the margin of appre-
ciation doctrine is often seen as an inconsistent and opaque part of the Court’s
jurisprudence. It is criticised for how it undermines the normative guidance of
substantive rights and how it allows normative ambiguity to enter the decision-
making process of the Court. Such erosion in turn undermines the ability of the
Strasbourg system to safeguard the Convention rights and leads to inconsistent
standards of human rights in the seemingly similar cases. Second, undermining
normative expectation undermines the role and legitimacy of the Court itself. If
the MoA becomes an integral part of the practice of the Court, the Court itself
runs the risk of effectively abdicating its supervisory role. Third, the MoA tends
to infuse the practice of the Court with subjective and relativist standards, which
undermine the very idea behind the Convention and the concept of human rights
in general, that is, universally valid standards.
Judge De Meyer, writing in his dissenting opinion in the Z v Finland case,
famously summarises the common attitude we come across when it comes to the
1 See, eg, CS Feingold, ‘The Doctrine of Margin of Appreciation and the European Convention
on Human Rights’ (1977) 53 Notre Dame Lawyer 90, 95, 106; E Benvenisti, ‘Margin of Appreciation,
Consensus and Universal Standards’ (1998–99) 31 New York University Journal of International Law
and Politics 843; G Letsas, ‘Two Concepts of the Margin of Appreciation’ (2006) 4 Oxford Journal of
Legal Studies 705.
2 Petr Agha
question of the relationship between human rights and the doctrine of the margin
of appreciation, and the role it plays in contemporary human rights adjudication
in Europe: ‘Where human rights are concerned, there is no room for a margin
of appreciation which would enable the States to decide what is acceptable and
what is not.’2 Even more tellingly, he continues: ‘I believe that it is high time for
the Court to banish that concept [of margin of appreciation] from its reasoning.
It has already delayed too long in abandoning this hackneyed phrase and recanting
the relativism it implies.’
The aim of the Council of Europe, at its inception, was to achieve greater unity
between European states in the aftermath of the Second World War and to protect
and promote their common heritage (and to facilitate the socio-economic pro-
gress).3 The political democracies of the Contracting Parties should accordingly
play a significant role in the development of the standards of the European Con-
vention on Human Rights (hereinafter ‘ECHR’ or ‘the Convention’) and should not
just await the Court’s dynamic interpretation. The Preamble does not merely leave
the rights to ‘common understanding and observance’ of human rights, but also to
the ‘effective political democracy’. The domestic authorities can thus be considered
not only empowered, but also obligated to interpret and apply the ECHR in good
faith and in accordance with international standards without taking advantage of
the subsidiary nature of the international review under the ECHR. In this respect,
the Court’s relationship with the Member States is crucial. The Strasbourg system
is on the one hand a judicial framework providing for human rights protection,
but on the other hand is dependent for its realisation on the Contracting States
who work in tandem with the Court.
The MoA was originally applied in the context of derogations, but has now
spread to the interpretation of the scope of obligations under some aspects of
all the substantive articles and to the accessory protection against discrimination
in Article 14.4 The MoA was for the first time introduced and described in the
Belgian Linguistic case, where it recognised the discretion of states alongside the
subsidiarity of its review, observing that ‘it cannot assume the role of the compe-
tent national authorities, for it would thereby lose sight of the subsidiary nature
of the international machinery of collective enforcement established by the Con-
vention’. Above all, the Preamble calls for an ‘effective recognition and observance
of the rights therein declared’ and establishes that the Convention rights are best
preserved by ‘an effective political democracy’. It must be read together with the
general provision of Article 1 ECHR, which states: ‘The High Contracting Parties
shall secure to everyone within their jurisdiction the rights and freedoms defined
in Section I of this Convention.’ At the same time, Article 53 provides that nothing
2 Z v Finland (App No 22009/93) [1997] 25 EHRR 371, dissenting opinion of Judge De Meyer at [9].
3 Statute of the Council of Europe, opened for signature on 5 May 1949, 87 UNTS 103, art 1 (entered
into force 3 August 1949).
4 See O Mjöll Arnardóttir, ‘The Differences that Make a Difference: Recent Developments on
the Discrimination Grounds and the Margin of Appreciation under Article 14 of the ECHR’ (2014)
14 Human Rights Law Review 647.
Introduction 3
in the ECHR shall limit the rights and freedoms otherwise secured under domestic
law. Yet, at the same time Article 53 prevents the Contracting Parties from dimin-
ishing or deviating from higher national and international standards. Since noth-
ing in the ECHR can be invoked to limit the guaranteed rights and freedoms, the
principle of subsidiarity cannot legitimately be invoked to strike a fair balance to
the detriment of individual rights.
Here we see that the Convention clearly sets certain standards that must be
universally observed in all Member States. However, the list of fundamental rights
formulated in the general language of the Convention is very difficult to interpret
into more specific rules and principles suitable to provide solutions in individual
cases. The jurisprudence of the Court acknowledges that: ‘By reason of their direct
and continuous contact with the vital forces of their countries, State authori-
ties are in principle in [a] better position than the international judge to give an
opinion on the exact content of the [Convention] requirements’.5 However, the
acknowledgement of the aforementioned jurisprudential difficulties leave ‘intact
the supervisory function of the European Court’.6 This leaves the Court (or pre-
viously the European Commission on Human Rights)7 in a rather complex role
which calls for both legal and diplomatic skills.
The result is a very measured advance in the first 15 years of the Court’s exist-
ence, where the objective of providing justice to individuals was carefully balanced
‘with both national and geopolitical interests’.8 However, in the mid- to late 1970s,
some of the most decisive developments took place and the foundations of what
is now known as dynamic human rights doctrine were laid down. In a series of
landmark decisions, the ECtHR laid out the fundamentals for the future under-
standing of the Convention and the jurisprudence of the Court. The mechanism
of individual applications gained importance and consequently set the system of
Strasbourg jurisprudence in motion. The mechanism of individual application
clearly broke away from the so-called ‘measured development’ which governed
the activity of the Strasbourg bodies up to the mid-1970s. In Handyside v UK,
we read the following lines: ‘The Court points out that the machinery of protec-
tion established by the Convention is subsidiary to the national systems safeguard-
ing human rights. The Convention leaves to each Contracting State, in the first
place, the task of securing the rights and freedoms it enshrines. The institutions
created by it make their own contribution to this task but they become involved
only through contentious proceedings and once all domestic remedies have been
exhausted.’9
Rights’ in S-L Hoffmann (ed), Human Rights in the Twentieth Century: A Critical History (Cambridge,
Cambridge University Press, 2011).
9 Handyside (n 5) [48].
4 Petr Agha
The above quote from the seminal Handyside case succinctly expresses the
ackdrop against which the European human rights system operates. The Con-
b
vention is, on the one hand, quite resolute in demanding that each and every
country respects certain common standards of human rights, but, on the other
hand, the implementation of common standards may be secured in different ways.
The Court in The Sunday Times v UK10 underlined the non-absolute feature of the
discretion used by the Contracting States and the existence of wide and narrow
margins of appreciation. It was soon followed by a series of cases in which the
Court laid out the foundations of the MoA and human rights jurisprudence in
Europe more generally. In Tyrer v UK, the Court held that the ECHR as a ‘living
instrument’ ‘must be interpreted in the light of present-day conditions’. The ‘prac-
tical and effective’ doctrine was in itself of considerable importance to the inter-
pretation of the Convention as it spelled out that the protection of the rights we
find in the Convention was not an abstract exercise.11 In Marckx v Belgium, the
ECtHR confirmed that a dynamic interpretation of the text of the Convention
is necessary to ensure that the protection of human rights in Europe is kept up
to date. Crucial jurisprudential development is also linked to the interpretation
of Article 3, namely the case of Ireland v UK, which stated that neither a national
margin of appreciation nor derogation under Article 15 could justify the practice
of inhuman and degrading treatment.12 In Airey v Ireland, the Court noted that
‘the Convention is intended to guarantee not rights that are theoretical or illusory
but rights that are practical and effective’.
Generally speaking, the doctrine is a form of deference to local preference exer-
cised when determining the normative contents and requirements of the Conven-
tion rights.13 What is commonly referred to as the margin of appreciation doctrine
is in fact a four-step process of evaluation: (i) fact-finding and analysis; (ii) evalu-
ating the scope of rights; (iii) balancing between individual rights and the public
demands; and (iv) balancing between competing rights.14 The ECHR is pluralistic
in the sense that the enforcement system is highly decentralised. The ECHR is
interpreted and applied not only by the Court (Article 19), but also by domestic
authorities (Article 13). The application of the Convention ‘is given both to the
domestic legislator … and to the bodies, judicial amongst others that are called
International Law 281, 296–315; TA O’Donnell, ‘The Margin of Appreciation Doctrine: Standards in
the Jurisprudence of the European Court of Human Rights’ (1982) 4 Human Rights Quarterly 474, 475,
479–90; LR Helfer, ‘Consensus, Coherence, and the European Convention on Human Rights’ (1993)
25 Cornell International Law Journal 133, 135.
14 P van Dijk, F van Hoof, A van Rijn and L Zwaak (eds), Theory and Practice of the European
upon to interpret and apply the laws in force’.15 The Convention is a part and parcel
of each national legal order rather than an external framework which is exclusively
applied in a top-down authoritative manner.16 When the Court finds a violation
of a human right, its judgments do not have a traditionally understood direct
top-down effect;17 instead, they are implemented in the domestic milieu by the
domestic authorities and according to local preferences.18 It is the Member States
who are entrusted with the protection of the values laid down by the Convention,
not (primarily) the Court on its own.19 In determining its existence and level of
relevance, the Court mainly looks at the practice of the Contracting Parties.20 The
substantive content of the ECHR is therefore worked out in a process of weighing
and balancing between the different aspects of each and every case.
The concept of universal human rights trumping the world of politics, which
is supervised by powerful courts and individual judges à la Dworkin’s Hercules,
plays an important part in the imagination of many Europeans, who look to the
Court to provide remedies for the violation of their human rights. For many Euro-
peans, this idea represents an attractive response to controversies relating to abor-
tion, gay rights, gender roles or the place of the so-called traditional values in the
contemporary world. The common anticipation is that the Convention lists a cer-
tain number of universally valid human rights and that the Court lays out a more
or less straightforward chain of reasons supporting a clear central claim based
on the Convention rights and the past decisions of the Court in similar cases,
and that it consequently delivers a decision which protects a violated (universal)
human right. Even though it is generally acknowledged that this format is almost
never encountered in its pure form the practice of transnational judicial bodies, it
still remains an ideal against which the performance of the Convention system is
always measured.
The process of the application of human rights standards with universal ambi-
tions in particular circumstances and across no less than 47 national versions
leads to a variety of forms of implementation reflecting the plural nature of the
ECHR universe. This diversity is commonly addressed in terms of the margin of
appreciation doctrine, which sees the Convention rights as conceptualised and
experienced in a variety of different contexts and cultures. The practice of Court
has a long-standing tradition of accepting pluralism and diversity, and it has long
been recognised that the outcomes of a given case may vary according to the cir-
cumstances prevailing in different states. The margin of appreciation was one of
15 ibid 738.
16 ‘The European practice surprises because it interprets the Convention in a way which carries the
provisions of the treaty so deeply into the legal systems of the Member States, favoring a European
standard over diverse national ones.’ C Warbrick, ‘“Federal” Aspects of the European Convention of
Human Rights’ (1989) 10 Michigan Journal of International Law 699.
17 ibid.
18 ECtHR 21 February 1986, Case No 8793/79, James and Others v UK, Series A No 98, para 84.
19 Sunday Times v UK (n 10) [59].
20 Handyside (n 5) [48].
6 Petr Agha
the focal points of the 2012 Brighton Declaration on the Future of the E uropean
Court of Human Rights21 and has since been explicitly incorporated into the
Preamble of the ECHR.22 The concept of the margin of appreciation, which has
been developed in the jurisprudence of the Court, suggests an ambit of discretion
for national authorities in assessing the appropriate standards of the Convention
rights, taking into account particular values and other distinct factors woven into
the fabric of local laws and practice. While the judicial process may result in more
or less specific rules applicable to other cases and other states, the many years of
case law suggest that it is not possible for the Court to arrive at a sufficient preci-
sion which would be binding on 47 states of the ECHR, be generally applicable
and yet provide justice in the concrete circumstances of a given case. The so-called
‘European consensus’ also plays an important role in the MoA jurisprudence and
it is a difficult yardstick to find, and as such is often challenged on the grounds that
human rights should not depend on what has been decided or legislated by the
majority,23 or that it fails the primary mission of the Convention and the Court
to set universal standards and fulfil the role of external guardian, and effectively
prevents it from accomplishing it.24
Some raise the objection that by embracing the principle of MoA in adjudicat-
ing case law, the ECtHR prioritises the interests of politics over human rights.
However, the MoA can be understood as a conceptual alternative to the compar-
atively empty and unhelpful idea of universalism. The MoA allows us to make
sense of a variety of topics we encounter when we explore the pervasive dialectic
between universal human rights norms and legitimate claims to pluralism.
Human rights norms are drafted in a general and ambiguous way, and one
of the Court’s most important functions is therefore to specify the content of
the ECHR by weighing and balancing the counterweighing considerations. The
notion of universal human rights, on its own, even though highly (symbolically)
relevant, fails in itself to provide the actual protection of any human right. Steven
Greer in his chapter debates the relationship between the universality and relativity
of human rights in Europe, and identifies three principal dimensions which help
us to better capture their mutual association. He begins by showing that we are not
in possession of any knock-down arguments which will conclusively settle the dis-
pute between the universality and relativity of human rights, and concludes that
21 Council of Europe, High Level Conference on the Future of the European Court of Human Rights—
Freedoms, 24 June 2013, Article 1: ‘Affirming that the High Contracting Parties, in accordance with
the principle of subsidiarity, have the primary responsibility to secure the rights and freedoms defined
in this Convention and the Protocols thereto, and in doing so they enjoy a margin of appreciation,
subject to the supervisory jurisdiction of the European Court of Human Rights established by this
Convention.’
23 G Letsas, ‘The Truth in Autonomous Concepts: How to Interpret the ECHR’ (2004) 15 European
those Convention rights. Human rights claims emerge in the light of his argument
as a means of political contestation, and human rights law as a legal forum in
which those claims get aired.
Stijn Smet follows up with his chapter, which focuses on the moment when the
dispute does not arise between human rights and politics, but precisely on the
clash between different human rights. This moment represents a very important
instance for any analysis of the Court’s jurisprudence. In cases where the Court
adjudicates disputes between a human right and a public or general interest, the
role played by rights is possibly best perceived as means to counterbalance and to
provide a ‘trump’ or a ‘shield’, thus protecting individuals against their govern-
ments. However, when different human rights clash, neither the trump card argu-
ment nor the counter-majoritarian argument can really be raised. When the Court
deals with human rights clashes, regardless of how it rules, one human right will
win and another will lose. Against this background, Smet shows that there is often
a greater cause to defer to national legislators and courts. He argues for a nuanced
practice in terms of how such clashes should be approached by the Court and
suggests an alternative approach which allows the Court to salvage the substantive
role of the margin of appreciation in relation to human rights clashes. Absent a
specification of institutional considerations, MoA appears to be either a relativist
doctrine or else an outright abdication of judicial responsibility. Both of these
possibilities are justifiably unattractive to those in favour of Convention rights.
However, the suggestion of this chapter is that they are hardly necessary corollaries
of the MoA. In fact, once we unpack the MoA in terms of under-enforcement, it
becomes possible to explain and justify the MoA by appealing to specifically insti-
tutional considerations, without presupposing any kind of relativism. Substantive
considerations on the possible value and importance of strong human rights, the
role of politics, particular considerations or, in other words, about the content of
Convention rights only tell us part of the story of the mechanisms set up by the
Convention.
Equally as important are institutional considerations. In his chapter, Dimitrios
Tsarapatsanis focuses on the considerations that apply to the Court qua decision-
maker by virtue of its particular institutional role in a shared scheme of human
rights governance across the contracting states of the Council of Europe. He pro-
poses to analyse the role of MoA vis-à-vis institutional consideration as an under-
enforcement doctrine. His chapter portrays the MoA as a rational judicial strategy
under conditions of resource-bounded rationality in terms of subsidiarity and
shared responsibility between the Court and states parties in terms of the imple-
mentation of Convention rights.
Steven Greer’s work has introduced a widely accepted distinction between a
strong and a weak sense of the margin of appreciation. As noted by Alexander
Somek, the point of the strong version of the margin of appreciation is to make
the system recognise particularity.25 The application of this version of the MoA is
25 A Somek, The Cosmopolitan Constitution (Oxford, Oxford University Press, 2013) 186.
Introduction 9
a way to recognise the political nature of the states and it is usually associated with
an understanding of the Convention qua international treaty generating obliga-
tions of international law. The Court often employs a weak version of the MoA.
This approach uses the doctrine of the MoA as a way of balancing between the
rights of the individual as established by the Convention and the collective goals,
interests and identities expressed by national authorities. Such an understanding
basically collapses the MoA into a proportionality test, that is, a review of potential
interferences to individual rights that can be justified when they are proved to be
proportional.
While the MoA is often criticised for a lack of conceptual specification and the-
oretical incoherence and is portrayed as a mere exercise of discretionary power,
Jiří Přibáň, instead of criticising the doctrine for compromising the uniformity
of the ECHR, argues that the doctrine’s ability to make the meaning of rights
flexible and variable actually contributes to the preservation of the ECHR’s gen-
eral value and normative force. He characterises the modern political condition
as one where the ethics of virtue is replaced by the morality of norms, including
normative claims formulated through the language of rights. This transformation
into charters and catalogues of rights allows states, international organisations
and supranational political and legal entities, such as the EU and the Council of
Europe, to derive their legitimacy from human rights and not the ultimate ideal
of a just society. Therefore, in the modern social condition, the virtue of justice
has been replaced by the morality of rights. Rights have become new common
goods and the margin of appreciation doctrine should guarantee that they are
justly distributed to all segments of European society, though in the differentiated
manner. In this vein, the MoA appears as an argumentative strategy which allows
for the strengthening of the legitimacy of rights regime as the common normative
ground. It keeps the minimum unity in the argumentatively and institutionally
pluralistic environment and thereby guarantees the stable projection of human
rights norms in its relatively volatile normative environment. The language of
rights as used under the MoA doctrine incorporates the conflict between formal
legality and its ‘informal’ social environment of politics, economics, education,
the mass media etc. Přibáň’s chapter concludes on a cautionary note, whereby he
argues that such a concept of human rights recognises and understands only those
practices of distributive justice operating through the language of human rights
and its specific doctrines, such as the MoA.
Marco Goldoni and Pablo Marshall focus on this particular tendency in the juris-
prudence of the Court. According to them, balancing (and in particular propor-
tionality stricto sensu) has become the dominant technique adopted by national
constitutional courts to solve the conflict between fundamental rights and public
interests. They perceive the prevalence of proportionality in a number of differ-
ent issues to be suspicious. The concern here is that proportionality analysis is
inadequate to adjudicate on certain fundamental rights. In the most straightfor-
ward way, such a limitation is recognised by the Convention itself by positing
that the protection of certain rights is absolute. But this is not the only limit of
10 Petr Agha
that references to texts and precedents are merely a cover for judicial politics, it
therefore seems clear that there is a role for legal factors in all of this.
This complexity and uncertainty may not satisfy jurisprudential purists or
pure universalists, but it represents a sensible pragmatic legal doctrine for a sys-
tem applying to 47 states and over 820 million people. Thus conceived, the MoA
plays a crucial role in building a complex multi-level community amongst the
47 Council of Europe states. The MoA can thus assist in mediating between the
ideas of universal human rights and leaving space for reasonable disagreement,
legitimate differences and national or local cultural diversity. The MoA is a suf-
ficiently sophisticated and flexible instrument of supervision that is sensitive to
special historical or political considerations, the relative importance of the inter-
est at stake, sensitive moral or ethical issues, the balancing of private and public
interests, and complex scientific and technical issues. Assessing all of these kinds
of factors in religion-related cases seems particularly pertinent, as they allow for
acceptable overall balance, which can be achieved in a number of ways. In Dominic
McGoldrick’s chapter, the MoA is presented as a process of reasoning, contesta-
tion and evaluation that is engaged in by democratic parliaments and courts and,
to some extent, the people. McGoldrick highlights the importance of giving sig-
nificant weight to the existence or non-existence of a consensus, as it allows the
ECtHR’s jurisprudence to keep pace with but not to move so far ahead of societal
changes within Europe that it would create a significant risk of rights not being
protected. In determining the MoA, the existence of a consensus is significant
in terms of weighting, but it is not necessarily decisive or determinative, instead
reflecting a stage of development within a particularly dynamic field of law. An
important aspect of looking for a consensus is that the jurisprudence on particular
controversial issues may take a significant amount of time to be established. This
gives states time to reflect on comparative social, economic and scientific develop-
ments both within and across states.
The practice of the MoA demonstrates the relevance of ‘the political’ and
seemingly brings human rights and politics into some form of collaborative engage-
ment. Although the interplay between politics and human rights adjudication has
generally been acknowledged, there has been a tendency to construe human rights
as somehow apart from the political and, moreover, to situate human rights adju-
dication exclusively within the domain of the Court and the language of the law. In
his chapter, Petr Agha presents the MoA both as an integral tool of human rights
discourse and as a site where the endless proliferation of meanings associated with
the idea of human rights meet, become disrupted and gain new forms and new
meanings. Human rights realisation is on his reading only enabled by a continuous
reconstitution of political explanations and of human rights discourse. Human
rights under the MoA help to integrate human rights within the political fabric
of the polis, integrating them into the very functioning of society. His chapter
reconceives human rights as embedded within community and as ‘self-authored’
and emergent through collaborative activities. Resonant with this is the emphasis
he puts on human agency as realised through individual applications, which are
12 Petr Agha
presented as a form of critique that has the capacity to re-establish the productive
tension between human rights and the political life of society. When the individual
application is lodged, it becomes a representative of a larger (political) issue—the
claim is not just the claim of an aggrieved individual, who looks to the Strasbourg
mechanism for protection, but rather couples the protection of individual human
rights with a much broader dimension, that is, with the idea of participation and
recognition within the wider framework of the political community.
While the existence of strong Convention rights with an undisputed claim to
universality may be viewed as an ontological necessity for achieving the goals of
the Convention, it does not necessarily follow that the perceived ontological pri-
macy of human rights should automatically reject the plurality of the world. By
the same token, if a human right would be allowed to trump all other claims, it
would undoubtedly take no notice of the fact that the existence of human rights
and their catalogues are based on decisions which cannot be taken independently
of the consequences of their implementation upon the community. The specific
circumstances of local politics, histories and sentiments are not necessarily in
opposition to individual human rights; rather, they contribute to their definition
(and fulfilment). Although defined on the grounds of a concern for individual
well-being, human rights establish the common good of the whole society.26 We
might think here of struggles over the right to an abortion, political work toward
marriage benefits for same sex couples. In efforts such as these, the focus on indi-
vidual case and negative rights (freedom from) only would leave out the entire
fabric against which such struggles emerge. The idea of human rights of an indi-
vidual as realised qua others (community) thus extends adjudication under the
Convention into more complex arrangements. Thus, the space that seemingly
separates human rights from politics is comparable not to so much to borders, but
rather to passages of interpretation and justification. It merely recognises that the
specification of general principles in concrete political and social situations will
very often require a complex and uncertain balancing of different valuables and
the exercise of difficult choices. The fact that the MoA enhances pluralism in rela-
tion to the interpretation and application of human rights does not automatically
mean that it undermines or even destroys whatever is ‘fundamental’ about human
rights. Human rights are not ‘universal’ in terms of being equally applicable across
the board in every situation—each situation has its own sense of universality and
particularity.27
The functional recognition of indeterminacy allows for the reflection of hetero-
geneity throughout the layers of European society. Particular circumstances are
26 ‘The right's holder's interests are only part of the justifying reason for many rights. The interests
of others matter too. They matter; however, only when they are served by serving the right of respect
for people that deontologists claim to be independent of consequentialist considerations depends, in
fact, on some considerations about values. Holder's interests, only when helping the right-holder is the
proper way to help others.’ J Raz, ‘Rights and Politics’ (1995) 71(1) Indiana Law Journal 89.
27 ‘Can Change Be Thought? A Dialogue with Alain Badiou (with Bruno Bosteels)’ in G Riera (ed),
Alain Badiou: Philosophy and its Conditions (Albany, State University of New York Press, 2005) 252–53.
Introduction 13
not something that needs to be filtered out as an impediment to the true universal
meaning of human rights; on the contrary, it secures the ability of human rights to
bring about fundamental changes in the landscape of European societies by refus-
ing the easy option of interpretation within some pre-given framework and thus
transforms the text of the Convention into a truly living instrument which allows
Europeans to communicate about the conditions of their living together. For these
reasons, decisions about the content of rights cannot be independent of choices
about how we want our society to be. If there really is a universal representational
framework of shared values, then the existence of the Convention already signifies
that human rights are connected across multiple pockets of meanings and cultures
and are already disposed towards a variety of meanings. In order for the Court to
be able to deploy a universal meaning of human rights in the case law, it would
need to strip down a great amount of detail relating to the right and the situation
in which this right emerged and to exclude many of the variables in each given
case. But it is only if we include these variables in the equation that we obtain a
meaningful reading of the Convention rights and not for practical or opportun-
ist reasons, but because such variables are constitutively part of every meaningful
human rights regime.
Once we examine different cases that arrive at the Court, it becomes clear that
the substantive normative content entrenched in human rights norms is quite
complex. Although the rights specified in the Convention are to be understood as
having substantive, deontic content, they are also required for realising the broader
goals of the Convention as well as the principles it enshrines in the broader politi-
cal community of 47 Council of Europe states. The tasks involved are numerous:
keeping open the channels of political change, guaranteeing that individuals’ civil,
membership, legal, political and social rights are respected, scrutinising the con-
stitutional quality and propriety of the reasons justifying governmental action,
and ensuring that the channels of influence from independent, civil society public
spheres remain unobstructed and undistorted by administrative, economic and
social powers.
Articulating such complexity through the medium of human rights of course
inherently reduces the complexity of the case, but at the same time provides us
with a (legal) structure, which we can employ to come together, make decisions
and set the terms of our living together. Using this structure often involves using
the threads and the materials that already exist in a given culture in order to
work out the meaning of a human right in a particular situation. However, this
link between the framework of the Convention and local circumstances lends the
human right in question a different meaning from that often proposed by critics
of the MoA. Applying a human rights framework to a specific context and allow-
ing all the many variables to play a role in the process of adjudication situates it
very differently from the one defined as expressing an objective order of values.
In each case, the equilibrium of the different aspects can be achieved in different
ways, and each interpretation of the scope of a right involves some assessment
of the different, specific aspects of the issue at hand. Therefore, the meaningful
14 Petr Agha
28 B Dickson, ‘Positive Obligations and the European Court of Human Rights’ (2010) 61 Northern
as expressed in its use of the MoA doctrine, as a coherent normative project that
is capable of resolving conflicts between fundamental constitutional values. The
Strasbourg system therefore represents a distinct moral and legal system as much
as a certain political experience. The Court is a forum which allows for different
conceptions of individual and collective goods to be discussed in the language of
human rights, particularly in the form of adjudicating conflicts between various
individual and collective rights claims against the existing concepts of the public
good, as well as tensions within the respective rights themselves.
16
1
Universalism and Relativism in the
Protection of Human Rights in Europe:
Politics, Law and Culture
STEVEN GREER1
I. INTRODUCTION
F
OR THE PURPOSES of this chapter, the two key concepts with which
the conference prompting the publication of this volume was principally
concerned2—cultural diversity in Europe and the ‘margin of appreciation’
doctrine—require some initial consideration. Broadly speaking, ‘culture’ refers
to shared habits of living, behaviour, thought, understanding and representation,
including moral, political, social, economic and legal principles, and assumptions,
artistic and architectural styles and traditions, cuisine, and even ways of sitting
and sleeping. ‘Cultural diversity’—a concept found in social science, social and
political philosophy, and everyday politics and social discourse—can be norma-
tive, analytical/descriptive or both. It also connects intimately and directly with
deeper and wider debates about universals and variations in human experience.
The ‘margin of appreciation’, by contrast, is a doctrine found in some branches of
public international law that refers to the room for manoeuvre that treaty bod-
ies, such as the judicial institutions at Strasbourg, are prepared to accord national
authorities in fulfilling their treaty obligations. While in the European context,3
this concerns how much uniformity and diversity there should be between differ-
ent states with respect to human rights, it does not pertain only (or even mainly) to
culture. By further contrast with the concept of cultural relativism, the margin of
appreciation is entirely normative and has no descriptive or analytical dimensions.
1 The author would like to acknowledge his appreciation to Tonia Novitz for helpful comments on
lence in Foundations of European Law and Polity at the University of Helsinki and Centre for Law and
Cosmopolitan Values at the University of Antwerp, Helsinki, 7 May 2012.
3 For the present purposes, this largely refers to the Council of Europe mainly because, with 47 of
Europe’s 48 states, it is much more inclusive than the 28-member European Union, which has also only
taken a formal interest in human rights comparatively recently.
18 Steven Greer
With this in mind, this chapter considers, and attempts to make sense of, uni-
versalism and relativism in the protection of human rights in Europe as follows.
To begin with, debates about the universality/relativity of human rights, and about
multiculturalism and human rights, will be reviewed. The margin of appreciation
doctrine in the case law of the Strasbourg institutions, and its relationship with
culture in particular, will then be examined before some conclusions are reached.
Themes weaving in and out of these issues include, first, when and how normative
arrangements differing between states, or between social groups within a given
state, can legitimately be derived from the same human right. In other words, how
and when can a distinction be drawn between a legitimate variation in the applica-
tion of a putatively universal human right and an illegitimate violation? Second,
to what extent is this a matter of principle or pragmatic compromise—or, if a
mixture of both, in what proportions? Third, who has the responsibility for mak-
ing such decisions: national or transnational, judicial or non-judicial institutions?
And, finally, what roles are, and should be, played by politics, law and culture?
In the debate about the universality/relativity of human rights, which has arguably
been rumbling on in various forms for centuries, three principal types of argu-
ment have been deployed on both sides: conceptual (claims about what core terms
and ideas mean), empirical (claims about the way the world is in fact) and norma-
tive (claims about how things ought to be).4 The core of the universalist case is
that human rights are conceptually universal because they derive, by definition,
from our common humanity and are (and should be) independent of whatever
else divides or distinguishes us from each other. A number of observations have
also been made about other alleged empirical universals in the human experience,
including that individual human biology, psychology, basic needs, potential and
the capacity for reason are the same the world over, that reason is the only uni-
versal guide to values capable of transcending specific contexts because the other
alternatives—intuition, sentiment, imagination, empathy, and revelation—are all
highly culture-specific, and that globalisation is producing the world’s first global
value system grounded fundamentally upon individual human rights. From this
4 See, eg, J Donnelly, Universal Human Rights in Theory and Practice (3rd edn, Ithaca, Cornell Uni-
versity Press, 2013) chs 6 and 7; C Walsh, ‘Compliance and Non-compliance with International Human
Rights Standards: Overplaying the Cultural’ (2010) 11 Human Rights Review 45; W Osiatyński, Human
Rights and Their Limits (Cambridge, Cambridge University Press, 2009) ch 4; J Donnelly, ‘Human
Rights: Both Universal and Relative (A Reply to Michael Goodhart)’ (2008) 30 Human Rights Quar-
terly 194; M Goodhart, ‘Neither Relative nor Universal: A Response to Donnelly’ (2008) 30 Human
Rights Quarterly 183; J Donnelly, ‘The Relative Universality of Human Rights’ (2007) 29 Human Rights
Quarterly 281; J Cowan, M-B Dembour and R Wilson (eds), Culture and Rights (Cambridge, Cam-
bridge University Press, 2001); R Wilson (ed), Human Rights, Culture and Context: Anthropological
Perspectives (London, Pluto Press, 1997).
Universalism and Relativism in Human Rights Protection 19
5 See, eg, M MacDonald, ‘Natural Rights’ and HLA Hart, ‘Are There Any Natural Rights?’
of Christianity, and the intense, and often violent, disputes between believers over
which might be said to be the true version of the given faith. Empirically cultures
are not monolithic, impermeable, unchanging and radically distinct, with people
often living in several overlapping and sometimes even conflicting cultures at any
given time. The gay daughter of Pakistani immigrants born in Glasgow could, for
example, be said to inhabit gay, women’s, Sunni Muslim, Urdu-speaking, English-
speaking, Scottish, British, European, Asian and Western cultures simultaneously.
Normatively, tradition and culture are not self-evident justifications for anything
and, as a matter of fact, cultural objections to human rights in the non-Western
world often serve the interests of elites, whose power and wealth have often been
created by modern capitalism and decolonisation, and who co-opt and distort
‘indigenous cultures’ in order to avoid having to share, or be held accountable for,
their privileges. Finally, to respect all cultures equally, as cultural relativism sug-
gests, is self-contradictory because it requires respecting those, such as the Nazis,
whose exponents would cheerfully exterminate many, or even all, of the rest.
With compelling arguments on both sides of the universalist/relativist debate,
most commentators now accept that human rights are universal at the concep-
tual, global and international legal levels, while simultaneously relative in terms
of national, regional and cultural implementation.6 Several other observations
might be added about the relative universality of human rights. First, analogies
can be drawn with other ‘relative universals’ in the human experience. Take death
for example. While we all must die (a universal), this can happen in diverse or rela-
tive ways, including before birth, at a ripe old age, as a result of crime, accident,
ill-health or quirks of physiology, suddenly or slowly, peacefully and painlessly,
or in great anguish and distress. Language is also a relative universal, manifested
not only in all human cultures, but also in some 7,000 highly diverse and mostly
mutually incomprehensible contemporary languages. Admittedly neither death
nor language is the same as a standard or norm, but these examples nevertheless
illustrate that, at least as concepts, ‘universality’ and ‘diversity’ are not inherently
incompatible.
Second, while the global universality/relativity debate is typically conducted in
terms of universality and cultural relativity, human rights are, in fact, relative in
a variety of ways apart from, or in addition to, culture. This is particularly true
in circumstances where they conflict with each other, and with public inter-
ests, in highly homogeneous cultural contexts such as post-Cold War Europe.7
No matter how culturally different European nations may still be from one another,
since the fall of the Berlin Wall, they have increasingly shared, albeit unevenly and
incompletely, a common institutional model based on democracy, human rights,
the rule of law and the regulated market. Many scholars have aptly labelled this
6 Donnelly (2007) (n 4), for example, calls this ‘relatively universality’, while Osiatyński (n 4) 182–86
Asleep!—asleep,
In slumber deep,
Are maid and boy;
And grief and joy,
And pleasures—pains
Are bound—fast bound in slumber’s chains.
Ah, slumbers keep
The maid who sighs,
The boy who cries,
The bee that flies,
In charmèd sleep.
’Tis I!
Who in the darkness cry;
The nightingale who sings, who sings on high.
I call the elves
To show themselves;
They creep from tree, from grass, from flower;
In forest-bower
At midnight hour,
They dance—they dance,
All night so bright—so light;
While I the woods with song entrance.
Singing—Singing,
My voice is ringing
Thro’ the still leaves,
Till all the dark night heaves
With pain—with pain
Again—oh, sing again;
Bring joy—bring tears,
Till o’er the lawn
The red, red dawn
Appears—appears—appears.
Poor Gillydrop was now in a dreadful plight, and, folding his weary
wings, he dropped to the ground, where he sat in the hollow of a
buttercup, which was like a large golden basin, and wept bitterly. He
could never return to Faeryland until he had done some kindly deed,
but, as there was no one to whom he could do a good deed, he did
not see how he could perform any, so cried dreadfully at the thought
of living for evermore in the desolate Giants’ Country. So you see
what his disobedience had brought him to, for, instead of dancing
merrily with his friends in the Forest of Faeryland, he was seated, a
poor, lonely little elf, in a dreary, dreary land, with no one to comfort
him.
While he was thus weeping, he heard a sound like distant thunder;
but, as there were no clouds in the sky, he knew it could not be
thunder.
“It must be a giant roaring,” said Gillydrop, drying his eyes with a
cobweb. “I’ll go and ask him where all his friends have gone.”
So he flew away in the direction from whence came the sound, and
speedily arrived at a great grey castle, with many towers and
battlements, perched on the top of a very high hill. At its foot rolled
the Sea of Darkness, and round the tall towers the white mists were
wreathed like floating clouds. There was a wide road winding up the
steep sides of the rock to the castle door, which was as high as a
church; but Gillydrop, having wings, did not use the road, so flew
right into the castle through an open window.
The giant, whose name was Dunderhead, sat at one end of a large
hall, cutting slices of bread from an enormous loaf which lay on the
table in front of him. He looked thin,—very, very thin,—as though he
had not had a good dinner for a long time; and he thumped the table
with the handle of his knife as he sang this song, taking a large bit of
bread between every verse:
As the sun grew stronger, the beam shot farther and farther across
the Sea of Darkness, until it quite bridged it over, and you may be
sure Gillydrop ran as hard as ever he could, so as to reach earth
quickly. It was lucky he did make haste, for, just as he alighted on a
green lawn near a village, the sun hid himself behind a cloud, and of
course the beam vanished.
Having thus arrived, Gillydrop began to look about for two naughty
children to take to the Giants’ Country for Dunderhead’s supper. He
was very tired, both with his journey across the Sea of Darkness,
and with being up all day, which was just the same to him as staying
up all night would be to us. As he was anxious to get back to
Faeryland, there was no time to be lost, so, instead of going to sleep,
he searched all through the village for two naughty children.
Now, in one of the pretty cottages there lived a poor widow, who had
two children called Teddy and Tilly, of whom she was very fond, as
they were all she had in the world to love. I am sorry to say, however,
that Teddy and Tilly were not worthy of their mother’s love, for they
were very naughty indeed, and never so happy as when engaged in
some mischief. Dame Alice, for that was the name of the poor
widow, tried very hard to improve them, but it was really a waste of
time, for the harder she tried the worse they became. They tore their
nice clean clothes, worried the cat, destroyed the flowers, ate up
everything they could lay their hands on, and altogether were a great
trouble to their poor mother, who often wondered why her children
were so much worse than any one else’s. Dame Alice, however, had
still some hope that they would improve, for, having a few friends
among the faeries, she had learned that some day both Teddy and
Tilly would receive a severe lesson, which would make them the best
and most obedient children in the world.
There was a wood, not far from the village, which was said to be
enchanted, and Teddy and Tilly were told never to enter it, but this
command only made them the more anxious to disobey, and they
constantly wandered about the wood, never thinking of the faeries,
nor of anything else, except their own pleasure. On the day Gillydrop
arrived, they had been in the wood all day, gathering nuts and
chasing the squirrels. Now, as it was sundown, they were coming
home to their supper, quarrelling dreadfully all the way, which was
very naughty of them after spending a pleasant day.
Gillydrop heard them calling each other names, so he peeped out
from behind the leaf of a tree, where he was hidden, and, seeing
their cross faces, he immediately guessed that they were two
children who would do capitally for Dunderhead’s supper, so at once
made up his mind how to act.
It was now night, and, as the faeries say, night is caused by the
overflowing of the Sea of Darkness, which rises and rises when the
sun goes down, until it rolls all over the earth, and any one abroad
during the night is in danger of being lost in its black waves. At dawn,
however, the sea subsides, and vanishes altogether when the sun
appears; but when he sets in the west, it rises once more and
spreads over the earth.
Gillydrop had brought with him a withered leaf from the Giants’
Country, which, being enchanted, would expand into a boat, and sail
across the Sea of Darkness to the Giants’ Country, for, having come
from there, it was bound to return to the tree upon which it had
grown.
The Red Elf took this leaf out of his pocket, and immediately it
spread out into a great brown carpet, which he placed under a tree in
the darkest part, and then went away to entice the children on to it.
Teddy and Tilly came through the wood, quarrelling in a noisy
manner, and calling each other ugly names; not a bit afraid of the
dark, although they certainly ought to have been.
“You’re eating all the nuts,” bellowed Teddy.
“Well, I gathered them,” shrieked Tilly.
“No, you didn’t; I got most,” whimpered her brother crossly.
“Oh, you story! You didn’t,” retorted Tilly.
And then they called each other more ugly names, and fought and
scratched until the whole wood resounded with their noise, and the
birds trembled in their nests with fear.
Suddenly, in front of them, they saw a small red ball, glowing like a
scarlet coal, and it kept dancing up and down like a restless will-o’-
the-wisp.
“Oh, Teddy,” cried Tilly, “look at that pretty ball!”
“It’s mine!” roared greedy Teddy, rushing forward. “I’ll have it.”
“You shan’t!” cried Tilly, running after him. “I’ll get it.”
But the red ball—which was none other than Gillydrop—rolled and
rolled in front of the children through the dark wood, and led them
deeper and deeper into the forest, until it bounded right on to a
brown carpet lying under a great tree, where it lay glowing like a red-
hot coal. Teddy and Tilly jumped on to the brown carpet with a
scream of delight, thinking they would now seize the ball, when
suddenly the sides of the brown leaf curled up, and it lengthened out
into a long boat. The darkness under it grew thicker and thicker, the
foliage of the tree above vanished, and the two naughty children
found themselves in a boat, rolling and tossing on the black waves,
with a gloomy, starless sky above them. Away at the end of the boat
sat Gillydrop, who had now unrolled himself, and was guiding the
magic skiff across the Sea of Darkness towards the Country of the
Giants.
“Oh, I want to go home!” cried Tilly, now very frightened.
“And so do I!” roared Teddy, sitting close to her.
As they said this, they both heard a mocking ripple of laughter, and
saw the Red Elf dancing with glee at the end of the boat.
“You’ll never go home again,” he cried mockingly, “because you have
been naughty, and must be punished.”
“I’ll never be naughty again,” sobbed Tilly.
“No more will I,” echoed Teddy; and they both wept bitterly.
“It’s too late now,” said Gillydrop, shaking his head. “Naughty
children always get punished.”
He might have said the same thing about himself; but then he was a
faery, and felt ashamed to tell two human beings that he had been
as naughty as themselves.
Teddy and Tilly cried dreadfully as they thought of their poor mother
waiting for them at home, and of the nice supper of bread and milk
which she had prepared for them; but their tears were all of no avail,
for the magic boat sailed on and on, though how it moved without
sails or oars they could not tell.
At last they saw a faint silver light away in the distance, and a cool
breeze blew steadily against them. The light grew larger and larger
until it spread everywhere, and they saw the shores of the Giants’
Country, with Dunderhead’s great castle hovering above them. The
boat ran right up on to the beach, and then, suddenly turning into a
leaf, contracted to a small size and flew away to another beech, but
this time the beech was a tree.
The Red Elf vanished as soon as the leaf, and Teddy and Tilly,
finding themselves alone in this dreary land, began to cry loudly. It
would have been better for them if they had held their tongues, for
Dunderhead, hearing two children crying, knew at once that the elf
had brought them for his supper, and came down to seize them
before they could get away.
“Ah! this is the supper my friend the elf has brought me,” he roared,
picking up the children. “I’m so pleased! Now I’ll boil them.”
You may be sure that Teddy and Tilly were in a dreadful fright on
hearing this, as they did not want to be boiled; but, in spite of all their
cries, Dunderhead took them up to the great hall of his castle, and
set them down on the table.
They were so fat and juicy that the Giant cried tears of joy at the
prospect of having a good supper, and as his tears gushed out in a
great torrent, Gillydrop, who had been waiting for this, plunged into
the torrent to get his clothes cleaned again. Much to his dismay,