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Exploring Design Principles of

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Journal Of Contemporary Urban Affairs
2018, Volume 2, Number 3, pages 60– 66

Exploring Design Principles of Bioclimatic Architecture


and Double Skin Facades as A Convincing Tool for
Energy Saving
* Dr. SERTAC ILTER
Faculty of Architecture, Eastern Mediterranean University, Famagusta, North Cyprus
E mail: sertac.ilter@emu.edu.tr

A R T I C L E I N F O: ABSTRACT
Article history: Different climates of different regions do not provide the required
Received 15 July 2018 appropriate climatic conditions to ensure thermal comfort all year long.
Accepted 23 September 2018
Available online 13 October
The goal to be pursued is to achieve the best interaction between
2018 climate, building and user behaviour. Bioclimatic buildings exploit
climate in order to offer their occupants the most appropriate
Keywords: comfortable conditions. Especially, variations in hours of sunshine, in
Bioclimatic temperature, and rainfall of a particular climate signify establishing
Architecture, various strategies according to seasonal differences of particular
Double-Skin Facades,
region. In winter time assembling most of solar gain, and protecting the
Thermal Comfort,
Heating, users from the cold (heating) are important. In summer;
Natural Ventilation, occupants/users need more protection from the sun (cooling). Thus,
Day Lighting. bioclimatic buildings reside in tune with these natural rhythms through
consulting the most of natural lighting. This paper is aimed to enable
architects to rediscover the principles of bioclimatic architecture and
the modern technical and architectural means to achieve them. The
This work is licensed under a
study persuades adjusting the Double Skin Façades (DSF) design as the
Creative Commons Attribution disciplined approach of ensuring the major strategies of Bioclimatic
- NonCommercial - NoDerivs 4.0.
"CC-BY-NC-ND"
Architecture. Apparently, the study seeks three delineated bioclimatic
approach daylight, thermal comfort and natural ventilation in DSF
systems. The study views the DFS systems as the potential inclination for
bioclimatic architecture ecological principles. On this basis, a
connection between Bioclimatic Architecture and DFS systems are
asserted and moderated within a generalized task.
JOURNAL OF CONTEMPORARY URBAN AFFAIRS (2018), 2(3), 60-66.
https://doi.org/10.25034/ijcua.2018.4719
www.ijcua.com
Copyright © 2018 Contemporary Urban Affairs. All rights reserved.
commonly supplied in the form of electricity,
1. Introduction which is engendered from fossil fuels. Overall,
Decades, the energy consumption came to studies reported that buildings’ energy use
the agenda as an alerting paradigm of major constitutes about one third of the global final
global concern. In view this fact; the many energy use (G. B. Hanna, 2013). On this basis;
researches have accomplished a novel interest
in the field of ecological studies in order to *Corresponding Author:
provide enhancing approaches and strategies. Faculty of Architecture, Department of Architecture, Eastern
The building construction sector has been Mediterranean University, Famagusta, Northern Cyprus
notified as the major fact on energy E-mail address: sertac.ilter@emu.edu.tr
consuming. Their operational energy is
JOURNAL OF CONTEMPORARY URBAN AFFAIRS, 2(3), 60-66 / 2018

sustainability spirit in architecture engaged with energy consumption use amongst


the manifestation of “more efficient energy accomplished cooling and heating (Z. Yılmaz
use”, where an allied relationship through the and F. Çetintaş, 2005). However, its
external and internal environment is adjusted implementation is accompanied by significant
to be asserted. This realm significantly challenges due to the complexity of the
influenced and correlated awareness on the thermal and airflow phenomena that is
selection of construction type and material use involved in its behavior where adaptability is
in architectural design, especially façade magnified in different climatic conditions (M. A.
enterprises. In the explicit of sustainability Shameri, M. A. Alghoul, K. Sopian, M. F. M. Zain,
beyond architecture has imposed various and O. Elayeb, 2011).
approaches in various scales of illuminating the This paper investigates pragmatic deliberations
ecological responsive allocation. of DSF for bioclimatic architecture as one of
Fascinatingly to address the main paradigm of the most appropriate resided approaches of
efficient energy use in design; the bioclimatic contemporary design. Thus, the study aims to
architecture appears as the grounded fragment the DSF key parameters as a
approach that signifies the major spirits (natural matching convincing tool for the design
ventilation, heating, cooling and lighting) of principles of bioclimatic architecture. The key
efficient energy use in building design. parameters of DSF are demarcated within the
Following “efficient energy use” aim of the framework of the study as daylight, thermal
sustainability in architectural design; the comfort and natural ventilation. The
bioclimatic architecture demonstrates a rationalized similarities between DSF and
responsive endorsement on indicating efficient Bioclimatic Architecture are aimed to be met
way of energy use as a cognitive tool for within a collective perspective. The questioned
design. In view of this fact; its principles key primitives of energy efficiency in two
particularly reside along with a natural correlated approaches are drawn to illuminate
dynamic interaction between user, their built a utilized scheme as a convincing tool for
environment and the outdoor climatic design of contemporary era and sustainability.
conditions. However, the determination of
bioclimatic architecture can be adjusted either 2. Incorporating Bioclimatic Architecture and
in vernacular buildings, or contemporary DSF Principles.
buildings without any style or era distinction. In 2.1 Bioclimatic Architecture
other words; any type of building belonging Bioclimatic Architecture imposes evolving
any time dilemma might be classified as climate responsive implantation in architecture
bioclimatic. In order to call a building as through the use of appropriate project
bioclimatic architecture; the ecological strategies considering the climatic differences
dimension of the building significantly must met of each place, in order to better improvement
with energy efficiency perspective as naturally of the thermal comfort conditions for the
achieving the way ventilation, heating, cooling occupants (Lamberts, 2006). Based on the
and lighting Olgyay V. (1953), Aronin JE. (1953), global demarcation of international policy-
Arens E et al. (1981), Lima A. (1995), Singh MK, Kyoto Protocol on sustainability; the bioclimatic
Mahapatra S, Atreya S. (2010). architecture is identified as the income for
In recent; a significant interests has growth in reduction of energy use and other
Double Skin Façade (DSF) design and its usage environmental impacts in order to obtain
due to its pragmatic benefits on energy sustainability as an outcome within the
conservation contributing to the energy challenging decade of climate change (Hyde
efficiency goal of sustainability (N. Safer, M. and Rostvik, 2008). In deed; the approach
Woloszyn, J. J. Roux, and F. Kuznik, 2005). In provides an advantage on climate to control
recent demarcation DSF is resided in the the heat transfer process through the right
definition of multi layer skin construction of application of design elements and building
contemporary architecture where an external technology (Goulart and Pitta, 1994; ERG, 1999
skin adjoined to an internal skin through an op cit). The energy save has mainly promoted
intermediate space of airflow (J. Zhou and Y. with the ensured comfort conditions for
Chen, 2010). In significant; the efficient energy occupants/users into building. Extensively in
use ideology is resembled in DSF with spirit; passive low energy techniques are
evacuating the solar radiation absorb upon a persuaded for generating environmentally
glazing envelope, which enhances continuous interactive, efficient and contented to human
ventilation within the building. As a comfort standards (Yeang, 1996). On this basis
consequence; DSF impulses a minimized the bioclimatic architecture principles are

Dr. Sertaç İlter 61


JOURNAL OF CONTEMPORARY URBAN AFFAIRS, 2(3), 60-66 / 2018

developed on representing energy efficient the intentional and probably controlled


strategies, while the applicability is modified ventilation of the cavity of the double façade,
based on the environmental characteristics of with or without integrating a shading device in
the region and building type (Maciel, 2007). the cavity separating the glazing (BBRI, 2004).
In significant, pair of glass called- skins is
Various researches are intended to prospect separated upon a validated air space/
the principles of bioclimatic architecture corridor. The main layer of glass imposes the
(Machaira et al, 2012). With all of these insulation, while the air space/corridor between
perspectives, EDP, Axarli & Teli and Lambertin the layers of glass implements insulation against
have made the most comprehensive temperature extremes, winds, and sound. Sun-
approach to bioclimatic architecture shading devices are often located between
approach. the two skins. All elements can be arranged
differently into numbers of permutations and
Listed below are different set of principles as combinations of both solid and diaphanous
outlined by previous researchers such as membranes (Harrison, Meyer-Boake, 2003).
Lamberts (2006) and Axarli & Teli (2008) EDP Extensively, ventilation of the cavity can be
Energy (2011) (Table 1). According to the set of natural, fan supported or mechanical. Apart
principles, similarities and dissimilarities can be from the type of the ventilation inside the
observed. According to comparing the various cavity, the origin and destination of the air can
principles thermal comfort and natural lighting differ depending mostly on climatic conditions,
are the most dominant feature for bioclimatic use, location, occupational hours of the
architecture. building and the HVAC strategy.

Table 1. Different set of principles as outlined, Lamberts 2.2.1The Components of DSF and Passive
(2006) and Axarli & Teli (2008) EDP Energy (2011)
Design
The DSF incorporates the passive design
strategies of natural ventilation and solar heat
gain into the fabric of the contemporary
building. These are the key components of the
DSF regarding to energy efficiency and human
comfort that certain types of double skin
façades are controlled. These key primitives are
daylight, thermal comfort and natural
ventilation (Boake, T. M., Bes, B., & Arch, M.,
2003).
Solar Heat Gain
In DSFs; the control of solar heat gain is
2.2 Double Skin Façade (DSF) obtained through the use of shading devices
DSF can be defined as a traditional single (typically horizontal blinds) contained within the
façade doubled inside or outside amongst a air cavity, where the cavity also demonstrates
secondary airflow break- glazed façade. In the ability to absorb some of the incoming solar
other words; The DSF is a system consisting of radiation. In significant; the external shading
two glass skins placed in such a way that air devices claim efficiently reducing the solar
flows within an intermediate cavity. The heat in highly glazed buildings. Moreover;
attribution of imposing a skin ideology is horizontal blinds allow getting the specific
illuminative and spirited with the accomplished advantages for daylighting.
airflow cavity. A ventilated cavity - having a
width, which can range from several There are various configurations of horizontal
centimeters to several meters - is positioned blind shading devices. They can either be fixed
between these two skins. Though the heat elements or, typically, operable units that are
extraction, the solar shading devices are either controlled through the occupant or
placed inside the cavity (Poirazis 2004). Besides sensors within the building. However; in each
the automated equipment-shading devices; type the air cavity space has the ability to
motorized openings or fans, are also frequently draw off some of the initial solar radiation.
preferred to be integrated into the façade. The Convection currents carry the heated air
main difference between a ventilated double upwards and extracts to the exterior through
façade and an airtight multiple glazing lies in the venting arrangement at the top of the
cavity.

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JOURNAL OF CONTEMPORARY URBAN AFFAIRS, 2(3), 60-66 / 2018

“A double-skin façade reduces heat losses uppermost floors of a high-rise building. Natural
because the reduced speed of the air flow ventilation of offices by fresh air is much more
and the increased temperature of the air in the acceptable to the building’s users and it has
cavity lowers the rate of heat transfer on the the additional benefits of reducing investment
surface of the glass. This has the effect of in air handling systems and also reducing
maintaining higher surface temperatures on energy consumption.” (Compagno, 1995, p.
the inside of the glass, which in turn means that 94)
the space close to the window can be better On this basis; a typical strategy of the double
utilized as a result of increased thermal comfort skin façade is to compartmentalize the buffer
conditions” (Compagno, 1995) zone into separate regions with air supplied by
Consequently; the buffer zone allows for grilles or vents at each level or individual zone.
increased use of the perimeter zone of the This compartmentalization disregards the
space that typically requires heating or cooling impact of noise, sound, smoke and heat
mechanisms against the exposed glazing. Also, transfer from one section, level or room to the
with the use of improved solar heat transmission next area. The use of vents or grilles allows the
values for glazing the absorption and reflection control of incoming air by reducing air velocity,
of heat can be controlled to minimize solar protecting from rain and reducing noise
heat gain. This can be accomplished through transmission from the exterior. Such control
the use of what is referred to as ‘spectrally allows occupant access to the natural
selective glazing’; ventilation in constructions. “Most effective
Spectral Selectivity refers to the ability of a ways to reduce building services energy
glazing material to respond differently to consumption is to exploit natural means and
different wavelengths of solar energy – in other depend less on mechanical techniques"
words, to admit visible light while rejecting (Farmer, Graham and Guy, Simon, 2003).
unwanted invisible infrared heat. Newer Extensively; the air cavity space and integrated
products on the market have achieved this solar shading devices control the solar heat
characteristic, permitting much clearer glass gains that would typically require the use of
than previously available for solar control mechanical means of air conditioning and air
glazing. A glazing with a relatively high visible extraction.
transmittance and a low solar heat gain
coefficient indicates that a glazing is selective. Daylighting
Spectrally selective glazing use special Daylighting is important in two ways; first it
absorbing tints or coatings, and are typically reduces the amount of artificial lighting
either neutral in color or have a blue or required, and secondly the quality of light from
blue/green appearance. An ideal spectrally daylight is preferential to artificial lighting. The
selective glazing admits only the part of the double skin façade with its increased glazing
sun’s energy that is useful for daylighting coverage improves the access to daylighting in
(O’Connor, Jennifer with: Lee, E., Rubinstein,F., the space. The increased daylighting
Selkowitz,S.,1997). component of the completely glazed façade
Natural Ventilation initiates excessive glare and heat at certain
Natural ventilation allows cooling and times of the day. These increases require
ventilating the space through the use of advance actions in design to struggle their
passive ventilating methods. The passive use of negative effects. Solar shading devices are
air currents plays a significant contribution on designed into the air cavity space to decrease
reducing the energy consumption of the solar heat gain through the glazing and reduce
building. Within this process; the exterior glazing the amount of glare to bring forth by the
of the double skin demonstrates a layer of air increased access to daylight.
subsequent to the exterior wall of the building
that is not affected by high velocity wind. This 3. Findings
buffer zone as a key component to the double The indoor environment is always under the
skin façade is typically the area admission by intense of to be controlled for providing the
the occupants/users for natural ventilation. In users needs by the delivery of different building
some instances; the use of operable windows services such as heating, cooling, ventilation,
in the exterior glazing skin is also used for and lighting. This can be explained from the
natural ventilation. traditional idea that meeting occupant needs
“The reduction of wind pressure by the addition on comfort and energy savings could be met
of the extra pane of glass means that the by the formation of a static, ultimate thermal
windows can be opened even in the environment. Resembling the ultimate thermal

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JOURNAL OF CONTEMPORARY URBAN AFFAIRS, 2(3), 60-66 / 2018

environment adjustment as the major gizmo; designing required size of windows and
the connections on daylight, thermal comfort reflective surfaces on the ground such as,
and natural ventilation strategies of Bioclimatic water elements or paving and also fully glazed
Architecture and DSF Design are utilized in transparent surfaces may contribute to
below Table 2. capturing more light in DSF systems.
• Penetration: The way daylight
Table 2. Daylight, Thermal Comfort and Natural Ventilation penetrates into spaces depending on the
Strategies of Bioclimatic Architecture and DSF Systems.
position, orientation, angle, size and type of
glazing which are necessary circumstances for
Bioclimatic Architecture, but DSF systems can
occur penetration of daylight by fully glazed
exterior of interior layer.
• Distribution: Daylight can be diffused by
an appropriate type of glazing usage or by
reflectors that allow light for penetration, both
in Bioclimatic Architecture and DSF systems.
The thermal comfort strategy is a response
predominantly to winter comfort: capturing the
heat from solar radiation, storing it in the mass
of the structure.
• Heat capturing: Capturing heat in
Bioclimatic Architecture comprises of storing
solar energy and converting into heat. The solar
radiation received by a structure depends on
climate together with the orientation of the
building, the nature of its surfaces and the
materials used, on the topography of the site
and glazed surfaces. In DSF systems, orientation
of DSF, directs heat gain and transmits diffused
solar radiation through glazed layers that can
capture heat.
• Storage: Heat storage can be
accomplished with materials among
accumulating heat capacity and absorptive
double-glazing for DSF systems.
Throughout reading the indicated findings from
• Retention: Retention is the air-tightness
the listed Table 2; the following issues are more
of the building’s skin together with the
extensively and preciously conducted in
insulation properties of its walls that reduce
explanation.
heat loss in Bioclimatic Architecture; dividing a
The daylight strategy intents to improve how
structure into different spaces for creating a
natural light is captured and allowed to
distinct temperature zones. Same idea can be
penetrate a space, and to improve how it is
used in DSF systems by compartmenting the air
then diffused and focused. Controlling light to
cavity into separated regions with air supplied
avoid visual discomfort must also be
by grills or vents.
considered. The intelligent use of daylight
• Distribution: Distribution means
allows the reduction of electricity consumption
conveying the air to the spaces. Air (heat) can
for lighting.
be distributed with the thermo-circulation of
the air (rising movement of warm air). This can
• Shading and Control: Excessive daylight
be achieved through the air cavity that DSF
penetration can cause visual discomfort. This
systems contain where raised air must also be
can be controlled by architectural features like
regulated according to the spatial needs and
canopies, overhangs and reflectors in
usage that Bioclimatic Architecture claims.
Bioclimatic Architecture, and with fixed or
The natural ventilation strategy is a response to
movable shading devices which contained in
the requirements for summer comfort: shading
air cavity or exterior layer of DSF systems.
from solar radiation, dissipating excess heat
• Capturing: Windows into spaces
and cooling down naturally.
convey a certain amount of daylight. This can
• Shading: Bioclimatic Architecture
be available in Bioclimatic Architecture with
essentially sets the external shading screens,

Dr. Sertaç İlter 64


JOURNAL OF CONTEMPORARY URBAN AFFAIRS, 2(3), 60-66 / 2018

which could be permanent or mobile. In DSF appropriate to be achieved in DSF systems.


systems; shading devices generally arise in the Consequently; DSF systems of contemporary
air cavity for creating fully glazed façade architecture can be illuminated as the
without any additional architectural features. In equivalent trend of Bioclimatic Architecture
addition to this; sufficient insulation should be that adjusts its fundamental ecological
used to prevent accumulation of heat. strategies on daylight, thermal comfort and
• Dissipating Excess Heat: Dissipating of natural ventilation.
excess heat can be achieved through natural
ventilation by using outlets, where temperature Acknowledgement
differences create a chimney effect in This research did not receive any specific grant
Bioclimatic Architecture. Likewise; DSF systems from funding agencies in the public,
can achieve dissipating of excess heat for commercial, or not-for-profit sectors.
creating stack and chimney effect through the
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Dr. Sertaç İlter 66


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Fig. 6. Skulls of 1, Pithecanthropus; 2, Neandertal man (Chapelle-aux-Saints); 3,
Sixth Dynasty Egyptian; 4, Old Man of Cro-Magnon. Combined from Keith. The
relatively close approximation of Neandertal man to recent man, and the full
frontal development of the Cro-Magnon race, are evident.

15. Rhodesian Man


Quite recent is the discovery of an African fossil man. This occurred
in 1921 at Broken Hill Bone Cave in northern Rhodesia. A nearly
complete skull was found, though without lower jaw; a small piece of
the upper jaw of a second individual; and several other bones,
including a tibia. The remains were ninety feet deep in a cave,
associated with vast quantities of mineralized animal bones. Their age
however is unknown. The associated fauna is one of living species
only; but this does not imply the same recency as in Europe, since the
animal life of Africa has altered relatively little since well back in the
Pleistocene.
Measurements of Rhodesian man have not yet been published. The
available descriptions point to a small brain case with low vault in the
frontal region; more extremely developed eyebrow ridges than in any
living or fossil race of man, including Pithecanthropus; a large gorilla-
like face, with marked prognathism and a long stretch between nose
and teeth—the area covered by the upper lip; a flaring but probably
fairly prominent nose; an enormous palate and dental arch—too large
to accommodate even the massive Heidelberg jaw; large teeth, but
without the projecting canines of the apes and of the lower jaw
attributed to Piltdown man; and a forward position of the foramen
magnum—the aperture by which the spinal cord enters the brain—
which suggests a fully upright position. The same inference is
derivable from the long, straight shin-bone.
On the whole, this seems to be a form most closely allied to
Neandertal man, though differing from him in numerous respects, and
especially in the more primitive type of face. It is well to remember,
however, that of none of the forms anterior to Neandertal man—
Pithecanthropus, Heidelberg, Piltdown—has the face been recovered.
If these were known, the Rhodesian face might seem less
impressively ape-like. It is also important to observe that relatively
primitive and advanced features exist side by side in Rhodesian man;
the face and eyebrow ridges are somewhat off-set by the prominent
nose, erect posture, and long clean limb bones. It is therefore likely
that this form was a collateral relative of Neandertal man rather than
his ancestor or descendant. Its place in the history of the human
species can probably be fixed only after the age of the bones is
determined. Yet it is already clear that the discovery is important in at
least three respects. It reveals the most ape-like face yet found in a
human variety; it extends the record of fossil man to a new continent;
and that continent is the home of the two living apes—the gorilla and
chimpanzee—recognized as most similar to man.
16. The Cro-Magnon Race
The Cro-Magnon race is not only within the human species, but
possibly among the ancestors of modern Europeans. While
Neandertal man is still Homo Neandertalensis—the genus of living
man, but a different species—the Cro-Magnon type is Homo sapiens
—that is, a variety of ourselves. The age is that of the gradual,
fluctuating retreat of the glaciers—the later Cave period of the Old
Stone Age: the Upper Palæolithic, in technical language, comprising
the Aurignacian, the Solutrean, and the Magdalenian (§ 70). In years,
this was the time from 25,000 to 10,000 B.C.
Some Important Remains of Cro-Magnon Type

Aurignacian
1868 Cro-Magnon Dordogne, France 5 incomplete skeletons
1872-74 Grimaldi Mentone, N.W. 12 skeletons
Italy
1909 Laugerie Dordogne, France Skeleton
Haute
1909 Combe- Périgord, France Skeleton
Capelle
Magdalenian
1872 Laugerie Dordogne, France Skeleton
Basse
1888 Chancelade Dordogne, France Skeleton, nearly
complete
1914 Obercassel Near Bonn, 2 skeletons
Germany

The Cro-Magnon race of Aurignacian times, as represented by the


finds at Cro-Magnon and Grimaldi,[2] was excessively tall and large-
brained, surpassing any living race of man in both respects.
The adult male buried at Cro-Magnon measured 5 feet 11 inches in
life; five men at Grimaldi measured from 5 feet 10½ inches to 6 feet
4½ inches, averaging 6 feet 1½ inches. The tallest men now on earth,
certain Scots and Negroes, average less than 5 feet 11 inches. A girl
at Grimaldi measured 5 feet 5 inches. This race was not only tall, but
clean-limbed, lithe, and swift.
Their brains were equally large. Those of the five male skulls from
Grimaldi contain from over 1,700 to nearly 1,900 c.c.—an average of
1,800 c.c.; that of the old man of Cro-Magnon, nearly 1,600 c.c.; of a
woman there, 1,550 c.c. If these individuals were not exceptional, the
figures mean that the size and weight of the brain of the early Cro-
Magnon people was some fifteen or twenty per cent greater than that
of modern Europeans.
The cephalic index is low—that is, the skull was long and narrow, as
in all the types here considered; but the face was particularly broad.
The forehead rose well domed; the supraorbital development was
moderate, as in recent men; the features must have been attractive
even by our standards.
Three of the best preserved skeletons of the Magdalenian period
are those of women. Their statures run 4 feet 7 inches, 5 feet 1 inch, 5
feet 1 inch, which would indicate a corresponding normal height for
men not far from that of the average European of to-day. The male
from Obercassel attained a stature of about 5 feet 3 inches, a cranial
capacity of 1,500 c.c., and combined a long skull with a wide face.
The general type of the Magdalenian period might be described as a
reduced Cro-Magnon one.
The Cro-Magnon peoples used skilfully made harpoons, originated
a remarkable art, and in general attained a development of industries
parallel to their high degree of bodily progress.

17. The Brünn Race


Several remains have been found in central Europe which have
sometimes been considered as belonging to the Neandertal race and
sometimes to the subsequent Cro-Magnon race, but do not belong
clearly with either, and may perhaps be regarded as distinct from both
and possibly bridging them. The type is generally known as the Brünn
race. Its habitat was Czecho-Slovakia and perhaps adjacent districts;
its epoch, postglacial, in the Solutrean period of the Upper Palæolithic
(§ 70). The Brünn race, so far as present knowledge of it goes, was
therefore both preceded and succeeded by Cro-Magnon man.

1871 Brüx Bohemia Skull cap


1880 Predmost Moravia Parts of 20 skeletons
1891 Brünn Moravia Skeleton, 2 skulls

The Brünn race belongs with modern man: its species is no longer
Homo Neandertalensis, but Homo sapiens, to which we also belong.
The heavy supraorbital ridges of the earlier type are now divided by a
depression over the nose instead of stretching continuously across
the forehead; the chin is becoming pronounced, the jaws protrude less
than in Neandertal man. The skull is somewhat higher and better
vaulted. In all these respects there is an approach to the Cro-Magnon
race. But the distinctively broad face of the Cro-Magnon people is not
in evidence.
A skull of uncertain geologic age, found in 1888 at Galley Hill, near
London, is by some linked with the Brünn race. The same is true of an
unusually well preserved skeleton found in 1909 at Combe-Capelle, in
Périgord, southern France. The period of the Combe-Capelle skeleton
is Upper Palæolithic Aurignacian. This was part of the era of the Cro-
Magnon race in western Europe; and as the Combe-Capelle remains
do not differ much from the Cro-Magnon type, they are best
considered as belonging to it.

18. The Grimaldi Race: Neolithic Races


The Grimaldi race is to date represented by only two skeletons,
those of a woman and a youth—possibly mother and son—found in
1906 in a grotto at Grimaldi near Mentone, in Italy, close to the French
border. They reposed in lower layers, above which subsequent Cro-
Magnon burials of Aurignacian date had been made. Their age is
therefore early Aurignacian: the beginning of the Upper Palæolithic or
later Cave period of the Old Stone Age. The statures are 5 feet 2
inches and 5 feet 1 inch—the youth was not fully grown; the skull
capacities 1,375 and nearly 1,600 c.c.
The outstanding feature of both skeletons is that they bear a
number of Negroid characteristics. The forearm and lower leg are long
as compared with the upper arm and thigh; the pelvis high and small;
the jaws prognathous, the nose flat, the eye orbits narrow. All these
are Negro traits. This is important, in view of the fact that all the other
ancient fossils of men are either more primitive than the living races
or, like Cro-Magnon, perhaps ancestral to the Caucasian race.
No fossil remains of any ancestral Mongolian type have yet been
discovered.
The New Stone Age, beginning about 10,000 or 8,000 B.C., brings
the Grenelle and other types of man; but these are so essentially
modern that they need not be considered here. In the Neolithic period,
broad heads are for the first time encountered, as they occur at
present in Europe and other continents, alongside of narrow ones.
The virtual fixity of the human type for these last ten thousand years is
by no means incredible. Egyptian mummies and skeletons prove that
the type of that country has changed little in five thousand years
except as the result of invasions and admixture.

19. The Metric Expression of Human Evolution


The relations of the several fossil types of man and their gradual
progression are most accurately expressed by certain skull angles
and proportions, or indexes, which have been specially devised for the
purpose. The anthropometric criteria that are of most importance in
the study of living races, more or less fail in regard to prehistoric man.
The hair, complexion, and eye-color are not preserved. The head
breadth, as indicated by the cephalic index, is substantially the same
from Pithecanthropus to the last Cro-Magnons. Stature on the other
hand varies from one to another ancient race without evincing much
tendency to grow or to diminish consistently. Often, too, there is only
part of a skull preserved. The following proportions of the top or vault
of the skull—the calvarium—are therefore useful for expressing
quantitatively the gradual physical progress of humanity from its
beginning.
Three anatomical points on the surface of the skull are the pivots on
which these special indexes and angles rest. One is the Glabella (G in
figure 7), the slight swelling situated between the eyebrows and above
the root of the nose. The second is the Inion (I), the most rearward
point on the skull. The third is the Bregma (B) or point of intersection
of the sutures which divide the frontal from the parietal bones. The
bregma falls at or very near the highest point of the skull.
If now we see a skull lengthwise, or draw a projection of it, and
connect the glabella and the inion by a line GI, and the glabella and
the bregma by a line GB, an acute angle, BGI, is formed. This is the
“bregma angle.” Obviously a high vaulted skull or one that has the
superior point B well forward will show a greater angle than a low flat
skull or one with its summit lying far back.

Fig. 7. Indices and angles of special significance in the change from fossil to living
man. Calvarial height index, BX: GI. Bregma position index, GX: GI. Bregma
angle, BGI. Frontal angle, FGI.

Next, let us drop a vertical from the bregma to the line GI, cutting it
at X. Obviously the proportion which the vertical line BX bears to the
horizontal line GI will be greater or less as the arch or vault of the
brain case is higher or lower. This proportion BX: GI, expressed in
percentages, is the “calvarial height index.”
The Skull of Modern and Fossil Man

Calvarial Bregma Bregma Frontal


Height Angle Position Angle
Index Index
Maximum for modern man 68 66
Average for modern man 59 58 30.5 90
90 Central Europeans 60 61 31
28 Bantu Negroes 59 59 31
7 Greenland Eskimos 56 58 30
43 Australian natives 56 57.5 (33)
8 Tasmanian natives 56 57
Minimum for modern man 47.5 46 37 72
Chancelade 57 60
Combe-Capelle 54.5 58
Aurignac 54.5
Cro-Magnon I 50 54 33
Brünn I 51 52 75
Galley Hill 48 52 82
Brüx 48 51? 75?
Le Moustier 47
Krapina C 46 52 70
Spy II 44 50 35 67
Krapina D 42 50 32 66
Chapelle-aux-Saints 40.5 45.5 36.5 65
Spy I 41 45 35 57.5
Gibraltar 40 50 73?
Neandertal 40 44 38 62
Pithecanthropus 34 38 42 52.5
Maximum for any Anthropoid ape 38 39.5 63
Chimpanzee 32 34 47 56
Gorilla 20 22 42
Orang-utan 27 32 45
Summarized Averages

Modern races 59 58 31 90
Fig. 11. Circumpolar map of primary race distribution (legend as in Figure 10).

As time went on, the continental principle of race classification came to be recognized as
inadequate, and there was a tendency among anthropologists to accept the distinctness of certain
specialized groups like the Australians, Bushmen, Eskimo, and Ainu, which were often elevated
into races substantially equal in rank with the great races like the Mongoloid. Thus Peschel
distinguished: (1) Mediterranean or Caucasian; (2) Mongoloid (including the East Indians and
Americans); (3) Negro; (4) Australian; but then separated off (5) Dravida of southern India; (6)
Papuans, and (7) Hottentot-Bushmen, as if these smaller groups were coördinate with the grand
ones. Nott and Gliddon also recognized seven races, although somewhat different ones:
European, Asiatic, Negro, American, Malay, Australian, and Arctic. This is the fivefold scheme of
Blumenbach with Australian and Arctic added.

30. Emergence of the Threefold Classification


On the other hand the feeling gained ground, especially as the result of the labors of French
anthropologists, that mankind could be satisfactorily accounted for by a division into Caucasian,
Negroid, and Mongoloid. Those who adopted this principle tried to fit divergent types like the
Australians and Polynesians into one or the other of these three great groups. Some little
doctoring had to be done in this process, and some salient facts estimated rather lightly. It is for
this reason that it has seemed best here not to make our tripartite classification too exhaustive.

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