Patti B Saris Financial Disclosure Report For 2010

AO IO
Rev. 1/2011
Report Required b) the Ethics

in Government Act ofl978
(5 U.S.C. app..,~.~" I01-111)
FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010
I. Person Reporting (last name, first, middle initial)
3. Date of Report
2. Court or Organization
05/13/2011
U.S.D.C. MASSACHUSETTS
SARIS, PAI-II B.
4. Title (Article III judges indicate active or senior status;
magistrate judges indicate full- or part-time)
DISTRICT COURT JUDGE (ACTIVE)
6. Reporting Period
5a. Report Type (check appropriate type)

Date
Nomination,
[] Initial
[] Annual
01/01/2010
to
[] Final
12/31/2010
5b. [] Amended Report
7. Chambers or Office Address

J. J. MOAKLEY U.S. COURTHOUSE
I COURTHOUSE WAY, SUITE 8110
BOSTON, MA 02210
8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance
with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followeg Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on lastpage.
I. POSITIONS. tRepora.g l.divld.ot o.ty; se, ~,~,. 9-13 of fillng instructions.)

D
NONE (No reportable positions.)

POSITION
NAME OF ORGANIZATION/ENTITY
I.
CO-TRUSTEE
TRUST #3
2.
CO-TRUSTEE
TRUST #4
3.
CO-TRUSTEE
TRUST #5
4.
Director
Bottom Line Inc., Boston, MA
5.
Director/Officer
Federal Judges Association (FJA)
6.
Member Board of Director
21st Century Fund, Brookline High School, Brookline, MA
7.
Trustee
Codman Academy Foundation, Dorchester, MA
8.
President & founding member
Boston Intellectual Property American Inn ofCourl, MA
ll. AGREEMENTS. (Repo~a.u i.divid.~t o.~; seeps. 14.16 of fillng instructions.)

~]
NONE (No reportable agreements.)

DATE
PARTIES AND TERMS
Saris, Patti B.
Name of Person Reporting

Page 2 of 64
Dale of Report
SARIS, PA2"FI B.
05/13/2011
III. NON-INVESTMENT INCOME. (Repor~.g indivldualandspouse; seepb ! 7-24 offili.g iustruction~)

A. Filers Non-Investment Income
~]
NONE (No reportable non-investment income.)

DATE
INCOME
(yours, not spouses)
SOURCE AND TYPE
2.
3.
4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
NONE (No reportable non-investment income.)

SOURCE AND TYPE
DATE
1.2010
PRESIDENT AND FELLOWS OF HARVARD COLLEGE, CAMBRIDGE, MA - salary
2.2010
HARVARD BUSINESS SCHOOL PUBLISHING, MA - Royalties
3.2010
HIGHVISTA STATEGIES LLC, MA - Advisory fee
4.
IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainmenL

(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)
NONE (No reportable reimbursements.)

SOURCE
DATES
LOCATION
PURPOSE
ITEMS PAID OR PROVIDED
1.
Federal Judicial Center
5/19 - 5/22/2010
Washington, DC
National Workshop for

Federal Judges
Transportation and meals
2.
FJA
9/15/2010
Washington, DC
Congretional Reception
Transportation and meals
3.
4.
5.

Page 3 of 64

SARIS, PATTI B.
Date of Report
05/13/201 I
V. GIFTS. anaud~ ,hose ,o spouse ~na d, pe~de~, children; see pp. 28-31 of fillng instruction~)
NONE (]go reportable gifts.)
SOURCE
DESCRIPTION
VALUE
I.
2.
3.
4.
5.
VI. LIABILITIES. ancl~d~ those o/spo~se ~nd ae~,ende~ children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
I.
2.
3.
4.
5.
DESCRIPTION
VALUECODE
V II. INVEST MENTS and TR U STS -in ......
Date of Report

Page 4 of 64
05/13/201 I
SARIS, PATTI B.
"alue, tr ....tion$ (Includes those ofsp ......
d dependent children; see pp. 34-60 offillng instruetlong)
NONE (No reportable income, assets, or transactions.)

Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
Income during
reporting period
(1)
(2)
Amount Type (e.g.,
Code I
div., rent,
(A-H)
or int.)
(I)
(2)
Value
Code 2
(J-p)
Value
Method
Code 3
(Q-W)
1.
Mass. St Port Authority, Muni Bonds
Interest
2.
Mass. St G/O Cons Ln Series, Muni Bonds
Interest
3.
Mass. Bay Trans Authority, Municipal

Bonds
Interest
4.
Strips TNT, Public Security (IRA)
Interest
5.
Venture Investors Fund, LP
None
6.
Bank of America (formerly Fleet Natl

Bank), Bank Accounts
Interest
7.
- Bank of America, PCA Acct
Interest
8.
Realty Assoc Fund IV Corp
Dividend
9.
Realty Assoc Fund IV, LLC (y)
10.
Tucker Anthony Private Equity Fund I, LP
Distribution
11.
Mass St Tpk Auth. Municipal Bond
Interest
12. TAConference LLC
HI
Distribution
PI
13.
Realty Associates Fund V, LLC
H1
Distribution
P2
14.
Tucker Anthony Private Equity Fund 11
Distribution
15.
Mass. Inl Fin Agy Municipal Bonds
Interest
16.
Tucker Anthony Private Equity Fund 111
Distribution
17.
Tucker Anthony Private Equity Technology

LP
Distribution
I. Income Gain Codes:

(See Columns B I and D4)
2. Value Cod-s
ISee Columns CI and D3)
3. Value Method Codes
(.See Column C2)
A =$ 1.000 or less
F =$ 50,001 - $ 100.000
J =SI5.000 or less
N =$250.001 - $500.000
P3 -$25,000.0OI - $50.000.000
Q =Appraisal
U =Book Value
Transactions during reporting period
Gross value at end

of reporting period
B =$1,001 - $2.500
G =$100,001 - $ 1.000.000
K =$15.0OI - $50.000
O =$500.001 - $1.000.000
R --Cost IRcal [.stale Only)
V =Olhcr
(i)
Type (e.g.,
buy, sell,
redemption)
(2)
(3)
(4)
Date
Value Gain
mm!dd:~y Code 2 Code I
(J-P)
Closed
08/23/10
Sold
06/28/I 0
C =$2.501 - $5,000
I I 1 =$1,000,O01 . $5.000.000
L ~$50.001 - $100.000
PI =$1,000.001 - $5.000,000
P4 =More tKan $50.000.000
S =Asscssmem
W =Estimated
(A-H)
D =$5,001 - $15,000
tl2 =M ore lhan $5,000.000
M =$100.001 - $250.0~O
P2 =$~;.000,001 - $25.000.000
T =Cash Marke~
(5)
Identity of
buyer/seller
(if private
transaction)
E $15,001 - $50.000

Page 5 of 64
Date of Report
05/131201 I
SARIS, PATTI B.
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of sp ......
d dependent children; seepp. 34-60 of filing lnstructions.)

B.
A.
Income during
reporting period
(l)
Place "IX)" after each asset

i Amount
i Code 1
i (A-H)
~
18. Trust# 5
19.
- Baupost Value Partners LP i
20.
- Kensico Offshore Fd Lid LP
21.
- Global Fixed Inc Brandywine Inv Tr

Mututal Fd
(2)
Type (e.g.,
div., rent,
or int.)
Dividend
C.
Gross value at end
D.
Transactions during ~-porting period
of reporting period
(I) (2)
Value
Value
Code 2
Method
(J-P)
Code3
(Q-W)
P2
(I)
Type (e.g.,
buy, sell,
redemption)
(2)
Dale
(3)
(4)
Value
Gain
rnr~ddhyy Code 2
(J-P)
Code I
(A-H)
transaction)
Redeemed 12/31/10 M
(part)
Sold
(part)
07/29/10
Sold
(part)
11/23/10
Buy
(addl)
12/21/10
Sold
(part)
12/30/10
Buy
(addl)
01/05/10
27.
Buy
(addl)
02/03/10
28.
Buy
(addl)
03/02/10
29.
Buy
(addl)
03/03/10
30.
Buy
(addl)
03/30/10
31.
Buy
(addl)
05/04/10
32.
Buy
(addl)
05/24/10
33.
Buy
(addl)
06/29/10
34.
Buy
(addl)
07/02/10
22.
23.
- Van Eck Intl Invest Gold-A Mutual Fd
24.
25.
- Dodge & Cox Income Fd mutual Fd
26.
- Federated US Teas Cash money market

(cash equiv)

(See Columns BI and D4)
2. Value Codes
ISle Columns CI and D3)
1Sc Column C2}
A =$1.000 or less
F =$50.001. $100.000
J =$15,0~1 or less
N =$250.001 - $500.000
P3 =$25.00<).001 - $50.0~0.0~0
Q =Appraisal
U =Book Value
(5)
Identity of
buyer/seller
(if private
B =$1,001 - $2.500
O =$100,0~1 - $1.000.000
K =$15,001 - $50,000
O =$500.001 - $1,000.0~
R =Cost (Real Estate Only)
V =Olher
C =$2.501 - $5,000
III =$1.000.001 - $5.000.000
L =$50.001 - $100.0OQ
PI =$1,000.0OI - $5.0OO.0Q0
P4 =~.tore than $50.000.000
S =Assessment
W -Eslimalcd
D =$5.0~1 112 =More than $5.00~.000

M =$100.0Ol - $250,000
P2 =$5.000,001 - $25,00~.000
T =Cash Market
E =$15,091 - $50.000

Page 6 of 64
VII. IN V ESTMENTS and TRU STS -i ....
Date of Repo~
05/13/201 I
SARIS, PATTI B.
e, value, lr ....tion~ (lnludex those of sp ......d dependent children; see pp. 34-60 of fillng instructlong)

B.
Income during
reporting period
(i)
(2)
Type (e.g.,
Amount
Code I
div., rent,
(A-H)
or int.)
A.
C.
Gross value at end
of reporting period
(O
Value
Code 2
(J-p)
(2)
Value
Method
Code 3
(Q-W)
D.
(2) (3) (4)
Value
Gain
Date
mm/dd~,y Code 2 Code I
(J-P)
(A-H)
O)
Type (e.g.,
buy, sell,
redemption)
35.
Buy
(addl)
07/14/10
36.
Buy
(addl)
08/03/10
37.
Buy
(addl)
08/20/10
38.
Buy
(addl)
09/03/l 0
39.
Buy
(addl)
09/29/10
40.
Buy
(addl)
10/04/10
41.
Buy
(addl)
10/29/10
42.
Buy
(addl)
I 1/02/10
43.
Buy
(addl)
I 1/30/10
44.
Buy
(addl)
12/02/10
45.
Buy
(addl)
12/23/10
46.
Buy
(addl)
12/31/10
Pl
47.
Sold
(part)
01/12/10
48.
Sold
(part)
02/02/10
49.
Sold
(part)
02/12/10
50.
Sold
(part)
03/01/10
51.
Sold
(part)
04/05110
.I

(5 Columm BI and D4)
2. Value Codes
(See Columns CI and D3)
3. Valuc Method Codes
(S~ Column
=$1,000 or less
=$50.001 - $100.000
=$ l 5.000 or less
=$250.001 - $500.000
F3 =$25.000.001 - $50.0~0.000
=Appraisal
=Book Value
B =$1,001 - $2.500
G =$100.0~1 - $1.0~0.000
K =$15.001 O =$500.001 - $1.000.000
V = Olh,"r
C =$2.501 - $5,000
I I I =$ 1.000.001 - $5.000,000
L =$50.001 PI =$1.0~.001 - $5.000.0(~1
P4 =More than $50.000.000
S =Ass~ssmc~!
W =Esfimatod
D =$5,001 - $15.000
H2 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000.000
T =Cash Matkc~
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15.001 - $50,000

Page 7 of 64
Date of Report
SARIS, PATII B.
05/13/201 I
VII. INVESTMENTS and TR U STS - ~nco,,,e, val,,e, ~-a,~o~,io~ (Includes those of spo .....d dependent children; see pp. 34-60 of filing instructions.)
Income during
reporting period
I (I) (2)
[ Amount Type (e.g.,
div., rent,
I Code I
i (A-H)
or int.)
Gross value at end

of reporting period
(i)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
Gain
mm/dd~y Code 2 Code I
(J-P)
(A-H)
(Q-W)
52.
Sold
(part)
04112110
53.
Sold
(part)
04/14110
54.
Sold
(part)
05/I 1/10
55.
Sold
(part)
05/26/10
56.
Sold
(part)
06/10/10
57.
Sold
(part)
06/23/10
58.
Sold
(part)
07/08/10
59.
Sold
(part)
07/12/10
160.
Sold
(part)
07/15/10
61.
Sold
(part)
08110110
62.
Sold
(part)
08118110
63.
Sold
(part)
09110110
64.
Sold
(part)
09121110
65.
Sold
(part)
09130110
66.
Sold
(part)
10112110
67.
Sold
(part)
10/14/10
68.
Sold
(part)
I 1/10/10

(See Columns BI and D41
2. Value Co&.-s
(S~ Columns CI and D3)
3. Value Mcthod Codes
(See Column C2)
A =$1.000 or less
F =$50.001 - $100,000
J =$15.000 or Ices
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q ~Appraisal
U =Book Value
B =$1,001 . $2.500
G =$100.001 - $1.000,000
K =$15,(X)I - $50.0OO
O =$500,001 - $1,000.0OO
V ~Other
C =$2,501 - $5,000
II1 =$1.000,001 - $5,000.000
L =$50.001 - $100.000
PI =$I,000.001 - $5.000,000
P4 =Motc than $50,009.000
S =Assessment
W =Estimated
D =$5.001 - $15.000
112 =More than $5.000,000
M =SI00.001 - $250.000
P2 =$5.000,001 - $25,000.000
T =Cash Market
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15,001 - $50.000
VII. INVESTMENTS and TRUSTS - i ........
Date of Report

Page 8 of 64
05/13/201 I
SARIS, PATII B.
lue, tr .... tlons (lnclud~ those of sp ...... d dependent children; see pp. 34-60 of fillng instruction~:)


B.
Income during
reporting period
(I)
(2)
Amount
Typ~ (e.g.,
Code I
div., rent,
(A-H)
or int.)
D.
C.
Gross value at end
of reporting period
(I)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(Q-W)
(I)
Type (e.g.,
buy, sell,
redemption)
69.
Sold
(part)
70.
(2) (3) (4)

Date
Value
Gain
mm/dcl~,y Code 2 Code I
(J-P)
(A-H)
12/01110
Sold
(part)
12/10/10
Sold
(part)
02/02/10
72.
Sold
(part)
03/09/10
73.
Sold
(part)
04/01/10
74.
Sold
(part)
05/21/10
75.
Sold
(part)
07/08/10
76.
Sold
(part)
09/20/10
77.
Sold
(part)
11/29/10
78.
Sold
(part)
12/07/10
79.
Buy
(addl)
12/30/10
71.
- Vanguard S/T Invest Gr Inv (Mutual fd)
80.
- PIMCO Developing Local MkI Fd, Mutual

Fd (x)
Buy
03/09/10
81.
- SPDR Gold Tr, Mutual Fd (ETF) (x)
Open
12/23/10
PI
Sold
(part)
12/30/10 PI
82.
83. Trust # 8
Int./Div.
- MA Commonwealth SR A Muni Bds

(formerly MASt Gnl Oblig)
Sold
08/24/10
85.
- MA Commonwealth SR B Muni Fds

(formerly MA St Grant Antic)
Sold
08/24/10

(See Column C2)
A =$1.000 or less
F =$50.0~1 - $10~,00~
J =$15.000 o Ic~
N =$250.1)01 - $500,000
P3 =$25.000.001 - $50.1~30.0~0
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
O =$100.001 - $1,000,000
K =$15.001 - $50.000
O =$50~.001 * $1,00~.000
R =Cost (Real Estate O~ly)
V =Other
See Part VIII
84.

(See Columns BI and IM)
2. Value Codes
(see Columns CI and D3)
(5)
Identity of
buyer/seller
(if private
transaction)
C =$2.501 - $5.000
III =$1.0~0,0~1 - $5,000.000
L =$50.001 - $10~.00~
PI =$1,000,001 - $5.000.000
P4 =More than $50.0~0.0~)
S =Assessing!!
W =Es~imalcd
D -$5.001 - $15.000
112 =More lhan $5.000.00~
M =$100.001 - $250.000
P2 =S5.000,001 - $25,0~.000
T =Cash Markc~
E =$15.001 - $50.000

Page 9 of 64
Date of Report
05/13/201 I
SARIS, PATTI B.

B.
A.
Income during
reporting period
(I)

i Amounl
Code I
(A-It)
(2)
Type (e.g.,
div., rant,
or int.)
D.
Transactions during ~rting period
Gross value at end

of reporting period
O) (2)
Value
Value
Code 2
Method
(J-P)
Code 3
(1)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
Gain
warddd~y Code 2 Code I
(J-P)
(A-H)
86.
- Chilmark, MA Municipal Bd
Sold
08/24/10
87.
- MA Bay Trans Auth Municipal Bd
Sold
08/24/10
88.
- MA St Health & Ed Municipal Bd
Sold
08/24/I0
89.
- MA Water Pollution Municipal Bd
Sold
08/24/10
90.
- Norwood, MA Municipal Bd
Sold
08/24/10
91.
- University MA Bldg Auth Municipal Bds
Sold
08/24/10
92.
- MA St Port Auth Municipal Bds
Sold
08/24/10
93.
- MA St Tpk Auth Municipal Bds
Sold
08/24/10
94.
- UBS RMA TaxFree Fd cash eq mutual fd
Sold
08/27/10
95.
- Boston, MA Municipal bd
Sold
08/24/10
96.
- Ishares MSCI Brazil Index Fd (mutual fd)
97.
- SPDR Gold Trust (mutual fd)
98.
- Federated US Treas Cash Rsv money mrkt

(mutual fd)
Buy
(addl)
03/01/10
99.
Buy
(addl)
05121/10
100.
Buy
(addl)
08/27/10
101.
Buy
(addl)
12/23/I0
102.
Buy
(addl)
12/30/10
1. Income Gain Codes:

2. Value Codc~
{See Columns CI and D3)
{See Column C2)
A -$1.000 or less
F =$50,001 - $100,000
J =$15.000 or le~s
N =$250,001 - $500.000
P3 =$25,000.001 - $50.0~0,1~0
Q =Appraisal
U -Book Value
B =$1,001 - $2.500
G =$100.001 - $1.0~0.000
K =$15.001 - $50.0~O
O =$500.001 - $1.000.000
R ~:Cost IReal Estate Onlyl
V =O~her
C =$2.501 - $5.000
Ill =$1.000.001 - $5.000.000
L =$50.001 - $ 100.000
PI =$1.000.0~1 - $5.000,000
P4 =More titan $50.000.0~0
S =Asscssmcm
W Estimated
D =$5.001 - $15.000
112 =More than $5,000,000
M =$ 100.001 - $250,000
P2
T =~ash Markc~
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15,0~1 - $50,000

Page 10 of 64
Date of Report
05/13/201 I
SARIS, PAYrl B.
V I I. I N V E S T M E N T S a n d T R U S T S - income, ,alu., ~a.~ac,io.~ a.d.d,~ thos. olspause and Hependent children t see pp. 34-60 of filing instructions~)
(including trust asset~)
Income during
reporting period
(0
i Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
Gross value at end

of reporting Ix-riod
(I)
(2)
Value
Value
Code 2
Method
Code 3
(J-P)

(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
rnm/dd~,y Code 2
(J-P)
103.
Sold
(part)
09/21110
104.
Sold
09122! 101
Gain
Code I
(A-H)
(5)
Identity of
buyer/seller
(if private
transaclion)
(part)
105. - Vanguard Developed Mkts Index, mutual
fd (x)
Buy
09/20/10
106. - Vanguard Dividend Appre, mutual fd (x)
Buy
09/21/10
107. - Vanguard Emerging Markets, mutual fd (x)
Buy
09/20/10
109. - MA Commonwealth SR A Muni Bds

(formerly MASt Gnl Oblig)
Sold
08/24/I 0
110. - MA Commonwealth SR B Muni Fds

(formerly MA St Grant Antic)
Sold
08/24/10
111. - Chilmark, MA Municipal Bd
Sold
08/24/101
112. - MA Bay Trans Auth Municipal Bd
Sold
08/24/10
113. - MA Health & Ed Municipal Bd
Sold
08/24/10
114. - MA Water Pollution Municipal Bd
Sold
08/24/10
115. - Norwood, MA Municipal Bd
Sold
08/24/10
I 16. - University MA Bldg Auth Municipal Bds
Sold
08/24/10
117. - MA St Port Auth Municipal Bds
Sold
08/24/I 0
118. - MA St Tpk Aulh Municipal Bds
Sold
06/28/10
119. - New Bedford MA G/O Municipal Bds
Sold
08/24/10
108. Trust # 9

(Sc Columns BI and D4)
2. Value Codes
(.Sc Columns CI and D3)
ISc Column C2)
A =$1.000 or Icss
F =$50.001 - $100,000
J -115.009 or less
N =$250.001 - $500.0~0
P3 =$25.000.001 o $50.000.000
Q =Appraisal
U =Hook Value
Int./Div.
B =$1,001 - $2.500
G =$100.001 - $1.000.0~0
K =$15.001 . $50.000
O =$500.001 - $1.000.0(~
V =O~her
C =$2.501 - $5.000
I11 =$1.000.001 - $5.000.000
L =$50.001 . $100.000
PI =$1,000,001 - $5.0~O,000
P4 =More than $50.000.000
S =Assessment
W =Eslimated
D =$5.001 - $15.000
112 =More than $5.000.000
M =$10O.001 - $250.000
P2 =$5.000.001 - $25,000.000
T =Cash Market
E =$15.091 - $50.000

Page 11 of 64
Date of Report
SARIS, PAVII B.
05/13/201 I
V II. IN VESTMENTS and TRUSTS - inco,,,e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
(including trust asse~)
Income during
reporting period
(I)
(2)
Amount Type (e.g.,
Code I
div., rent,
(A-H)
or int.)
Gross value at end

of reporting period
(I)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-W)

(1)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value Gain
mm/dd,3,y Code 2 Code I
(J-P) (A-H)
120. - UBS RMA TaxFree Fd cash eq mutual fd
Sold
08/27/10 K
121. - Boston, MA Municipal bd
Sold
08/24/10 K
(5)
Identity of
buyer/seller
(if private
transaction)
122. - lshares MSCI Brazil Index Fd (mutual fd)

123. - SPDR Gold Trust (mutual fd)
124. - Federated US Treas Cash Rsv money mrkt
(mutual fd)
Buy
(addl)
03/01/10
125.
Buy
(addl)
05/21/10
126.
Buy
(addl)
08/27/10
127.
Buy
(addl)
12/23/10
128.
Sold
(part)
09/21/10
129.
Sold
(part)
09/22/10

fd (x)
Buy
09/20/10
Buy
:09/21/10
132. - Vanguard Emerging Markets, mutual fd (xI
Buy
09/20/10
133. Trust # 10
None
134. - Travelers Life & Annuity Ins Co, universal

life insurance
135. Trust#11
Dividend
PI
136. - Manulife Finl Corp (formerly JHancock

Finl Svcs), common

(Scc Columns BI and D4)
2. Value Codes
tSce Colum~ Cl and D3)
3. Value Mclhod Codes
(See Column C2)
A =$1.000 or less
F =$50,001 - $100.000
J =$15.000 or Ices
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q :Appraisal
U =Book Value
B =$1,001 - $2.500
G =$100.001 - $1.000.000
K =$15.001 - $50.0(~
O =$.~0.001 - $1,000.000
R ~Cost (Real Estate Only)
V =O~her
C =$2.501 - $5.000
III =$1.000.001 - $5.000.000
L =$50.0OI - $100.000
PI =$1,000.0OI - $5.000.000
P4 =More than $50.000.0~O
S =Asscssmcm
W =Estimated
D =$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 . $250.0~0
P2 =$5.000.001 - $25,000.000
T ~Cash Markc~
E =$15.001 - $50.1~0

Page 12 of 64
Date of Report
05/13/201 I
SARIS, PATTI B.
VII. IN VESTMENTS and TRU STS -inco~,e, v.l.e, ,r ....,io~ (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
A.

B.
Income during
reporting period
(1)
I Amount
Code 1
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
D.
Gross value at end
of reporting period
(I)
(2)
Value
Value
Method
Code 2
(J-P)
Code 3
(I)
Type (e.g.,
buy, sell,
~demption)
(2) (3) (4)

Date
Value Gain
mm/ddhyy Code 2 Code I
(J-P)
(A-H)
(Q-W)
(5)
Identity of
buyer/seller
(if private
transaction)
137. - Sun Life Assurance, universal life

insurance
138. - Manufacturers Life Ins, universal life (John
Hancock)
139. - Federated USTreas Cash Rsv cash eq
mututal fd
140. MA Water Pollution Municipal Bonds
141. Tucker Anthony Private Equity Fund IV
Interest
Distribution
Dividend
None
Dividend
Buy
(addl)
03/24/10
Buy
(addl)
03/29/10
146.
Buy
(addl)
06/28/10
147.
Buy
(addl)
09/27/I0
148.
Buy
(addl)
12/28/10
142. IRA Rollover

mutual fd
144. - Zoom Information lnc CI B closely held
145. - Vanguard lnflat Protect mutual fd
149. Battery Ventures VI L.P.
Distribution
150. Friends of Lime Rock II L.P.
Distribution
151. Park St Capl Natural Res Fd L.P.
Distribution
Buy
(addl)
12/28/10
152. Patron Capital L.P. 1
G Distribution
Sold
(part)
09/22/10
153. US Fidenza LLC

(See Columns BI and 1)4)
2. Value Codcs
tSee Columns CI and D3)
(Sc Column C2)
None
A =$1,000 or less
F =$50.0~1 - $100.000
J =$15.000 or less
N =$250,001 - $500.000
P3 =$25.000.0DI - $50.000.000
Q =Appraisal
U = Book Value
B -$1,001 - $2,500
G=$100.001 - $1,000.0~0
K =$15,001 - $50.000
O =$500.001 - $1,000.000
V =O~her
C =$2.501 - $5,000
I11 =$1,000.001 - $5,000.000
L =$50.0OI - $100,000
PI =$1,000.001 - $5.000.000
P4 =More lhan $50.000,000
S ~Assessmtmt
W =Estimated
D =$5,001 - $15,000
112 =More than $5.000,1~
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000.000
T =Cash Market
E =$15,001 - $50,000
Date of Report

Page 13 of 64
05/13/2011
SARIS, PATTI B.
VII. INVESTMENTS and TRUSTS - income, valuo, ~o,~o~io~ anclud~ those oI*p ...... d dependent children; sec pp. 34-60 of filing instructlon~)
A.
B.
Income during
reporting period
(I)
(2)
i Amount Type (e.g.,
div., rent,
! Code I
(A-H)
154. US Wertheim LLC
or int.)
C.
Gross value at end
of reporting period
(t)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-W)
None
155. MFB Northern Trust Co Funds Muni MM

cash equiv.
Dividend
156. Northn AZ Univ Revs Municipal Bond
Interest
157. Phoenix AZ Civic Impt Municipal Bond
Interest
158. Trust# 14
Distribution

(I)
Type (e.g.,
buy, sell,
redemption)
(2)
(3) (4)
Date
Value
Gain
mm/dd~,y Code 2 Code I
(J-P)
(A-H)
(5)
Identity of
buyer/seller
(if private
transaction)
U
See Part VIll

mutual fd
Sold
(part)
02/19/10
160. - Int in MECM Investments LLC (closely

held) (x)
161. Trust# 15
Distribution

mutual fd
Sold
(paN)
02/19/10

held) (x)
164. Trust# 16
Distribution

mutual fd
Sold
(paN)
02/19/10
Sold
(part)
02/19/10
Buy
(addl)
12/28/10
166. -IntinMECMlnvestments LLC(closely

held)(x)
167. Trust# 17
Distribution

mutual fd
169. -IntinMECMlnvestments LLC(closely
held)(x)
170. Park St Capital V LP

2. Value Codes
(Sec Column C2)
A =$1,000 or less
F =$50,001 - $100.000
J =$15.000 o les~
N =$250.001 - $500.0(~
P3 =$25.000.001 - $50.000.0~0
Q =Appraisal
U =Boak Value
Distribution
B =$1,001 - $2,500
O =$100.001 - $ 1.0~0.000
K =$15,001 - $50.0~O
O =$500.001 - $ I ,O~l.O00
R =(7ost (Real Estate Only)
V =Other
C =$2.501 - $5,000
I I 1 =$ 1,000.001 - $5.000.000
L =$50,001 - $100.000
PI =$1,000,001 P4 =More titan $50.009.000
S =Asscssmen!
W =Eslimatcd
D =$5,001 - $15,0~O
112 =More lhan $5.0~0.~0
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000,000
T =Cash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRUSTS - i ....
Date of Report

Page 14 of 64
05/13/201 I
SARIS, PATrl B.
e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructlons;)

Income during
Dcseription of Assets
reporting period
[ (i)
Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
Gross value at end

of reporting period
(1)
(2)
Value
Value
Method
Code 2
Code 3
(J-P)
(1)
Type (e.g.,
buy, sell,
redemption)
(2)
(3) (4)
Date
Value
Gain
mm/dd!yy Code 2 Code I
(J-P)
(A-H)
(Q-XV)
171. Buenos Aires Residential Co LLC
Redeemed 07/21/10 L
None
172. Plymouth Rock Co Inc OC CI A - common

stock
13
Dividend
173. CA St Municipal Bds
Interest
174. Texas Mun Pwr Municipal Bds
Interest
Sold
(part)
05/06/10 N
Sold
09/01/10 L
Distribution
Redeemed
(part)
02/02/10
None
Buy
(addl)
04/01/10
Buy
(addl)
08/06/I 0
Buy
(addl)
02/08/10
183.
Buy
(addl)
02/22/10 J
184.
Buy
(addl)
04/12/10
185.
Buy
(addl)
05/26/10
186.
Buy
(addl)
09/29/10
187.
Buy
(addl)
10/12/10 J
177. Friends of Lime Rock III LP
178.
179. Highfields Capital I1 LP
None
P1
180. Millgate Partners II, LP
None
P1
181. WMD, LP
None
182. Park St Natural Resource Fund II Combined G Distribution

(Private Equity)

(See Columns B 1 and D4)
2. Value COd~
(S<:c Column C2)
A =$1,000 or less
F =$50,001 - $ 100.000
J =$15,000 or Ices
N =$250,001 - $500.000
P3 =$25.00~.001 - $50.000,000
Q =Appraisal
O =Book Value
B =$1,001 - $2,500
G =$ 100.001 - $ [ .000,000
K =$15,~1 - $50.000
O =$500.001 - $1,0~0.00~
R ~Cost (Real Estate Only)
V =O~hcr
See Part VIII
175.
176. Buenos Aires Residential Co II LLC
(5)
Identity of
buyer/seller
(if private
transaction)
C =$2,501 - $5.000
I 11 =$ 1.000.001 - $5.000.000
L =$50,001 - $100,000
PI =$1,000,001 - $5.000.000
P4 =More than $50,000.0~)
S =Assessment
W =Estimated
See Part Vlll
D =$5.001 - $15,000
I 12 ~ More than $ 5.000.000
M =$100.001 - $250.0(~
P2 =$5.0~).001 - $25,000.0~O
T =C~sh Marke~
E =$15.001 - $50,000

Page 15 of 64
Date of Report
05/13/201 I
SARIS, PATII B.
V l I. I N V E S T M E N T S a n d T R U S T S - income, val.e, ~ .... ~io.s (l, dudes,hose of spouse and dependent children; see pp. 34-60 of filing instructlon&)
(including tn~st assets)
Income during
rel~rting period
i Amount
1 Code I
~I (A-H)
Tylx (e.g.,
div., rent,
or int.)
Gross value at end

of reporting period
(1)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3

(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
mm/dd/yy Code 2
(J-P)
(Q-W)
Buy
(addl)
03/24/10
189.
Buy
(addl)
05/I 1/10 J
190.
Buy
(addl)
06/29/10 J
191.
Buy
(addl)
09/28/10 J
192.
Buy
(addl)
10/01/10 J
193.
Buy
(addl)
12/29/10 J
Buy
(addl)
07/27/10 K
195.
Buy
(addl)
04/27/10 K
196.
Buy
(addl)
12/06/10 K
197. Orion Eruopean Real Estate Fd II, C.V., LP G Distribution
Buy
(addl)
07/19/10 M
Buy
(addl)
07/15/10 K
Buy
(addl)
09/09/10 L
Buy
(addl)
04/01/10 K
Matured
(pan)
09/01/10 M
188. Park Street Capital VI (Private Equity Fd)
F Distribution
194. Patron Capital LP II (private equity)
None
198. US Dublin LLC

199. Europa Fund II US LP
P1
None
Distribution
200.
201. Weston Presidio V LP
Distribution
202. IL St Municipal Bds
Interest
203. NJ Dev Auth Municipal Bds
Interest
204. Trust# 18
E Distribution

2. Value Codes
(Scc Columns CI and D3)
(.See Column C21
A =$1,000 or less
F =$50,001 - $100,000
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25.00~.001 - $50.000.000
Q =Appraisal
U =Book Value
Gain
Code I
(A-H)
PI
B =$1.001 - $2.500
G =$100,001 - $1,000.000
K =$15.001 - $50.000
O =$500.001 - $1.000.000
R ~Cost (Real [~talc Only)
V =Other
(5)
Identity of
buyer/seller
(if private
transaction)
C =$2,501 - $5,000
Ill =$1.000.001 - $5.000.000
L =150.001 - 1109.000
PI =$1.000.001 - $5.000.000
P4 =More Ihan $50.000.000
S =Assessnie/l!
W =Estimated
D ~$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000.000
T =Cash Markl
=$15,001 - $50.000
05/13/201 I
SARIS, PAI[I B.
e, value, transactions (Includes those of sp ......d dependent children; seepp. 34-60 of fillng instruetionsO

--]
Date of Reporl

Page 16 of 64

Income during
reporting period
. (1)
(2)
Gross value at end

of reporting pedod
(i)
i Amount
Code I
Type (e.g.,
div,, rent,
i (A-H)
or int.)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value Gain
mm/dd.,~ Code 2 Code I
(J-P)
(A-H)

mutual fd
Sold
(part)
!01112110
206.
Buy
(addl)
04/16/10
:207.
Buy
(addl)
06/03/10
208.
Buy
(addl)
109/08/10
209.
Buy
(addl)
10/14/10
210.
Buy
(addl)
12/03/10
]211.
Buy
(addl)
12/20/10

mutual fd
Sold
(part)
01/12/10
215.
Buy
(addl)
04/16/10
216.
Buy
(addl)
106/03/10
217.
Buy
(addl)
09/08/10
218.
Buy
(addl)
10/14/10
219.
Buy
(addl)
!12/03/10
220.
Buy
(addl)
12120/10
(5)
Identity of
buyer/seller
(if private
transaction)
212. - lnt in MECM Investments LLC (closely

held) (x)
213. Trust# 19
Distribution
P1

held) (x)
I. Income Gain Codcs:

(Sc C01umns B I and IM)
2. Value Codc~
(See Columra CI and D3)
3, Value Method Codes
(See Column C2)
A =$1.000 or le~s
F =$50.001 - $ 100.000
J =$15.000 or less
N -$250.001 - $5~1.000
P3 =$25.000.001 - $S0.0~O.0OO
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
G =$100,001 - $1,000.000
K =$15.001 - $50.000
O =$500.001 - $1,000.000
C =$2,501 - $5.000
I11 =$1.000,001 - $5.000.000
L =$50.001 - $100.000
PI =$1.000,001 - $5.000,000
p4 =More than $50.000.000
D =$5,001 - $15.0~O
112 =More than SS.000.000
M =$100.001 - $250.~0
P2 =$5.000.001 - $25.000.000
R =Cost (Real Estalc Only)

V -Othen
S =Assessment
W =Estimated
T ~ash Market
E =$15,001 - $50.000

Page 17 of 64
Date of Report
05/13/201 I
SARIS, PATTI B.
VI I. I NVESTMENTS and TRUSTS - inco,~e, v.l.e. ,r ....,io,~ (Includes those ofxp ......
d dependent children; seepp. 34-60 offillnglnstructlon~)

Income during
reporting period
O)
II Amount
] Code I
I (A-H)
Gross value at end

of reporting period
(2)
(i)
(2)
(I)
(2)
Type (e.g.,
div., rent,
Value
Code 2
(J-I~)
Value
Method
Code 3
Type (e.g.,
Date
or int.)
buy, sell,
~-demption)
(3)
(4)
Value
mm!dd~yy Code 2
(J-P)
Gain
Code I
(A-H)
(Q-W)
222. Trust # 20
Distribution
PI
(5)
Identity of
buyer/seller
(if private
wansaction)

mutual fd
Sold
(part)
01/12/10
224.
Buy
(addl)
04116110
225.
Buy
(addl)
06/03110
226.
Buy
(addl)
09/08110
227.
Buy
(addl)
10/14/10
228.
Buy
(addl)
12/03/10
229.
Buy
(addl)
12/20/10

mutual fd
Sold
(part)
01/12/10
233.
Buy
(addl)
04/16/10
234.
Buy
(addl)
06/03/10
235.
Buy
(addl)
09/08/10
236.
Buy
(addl)
10/14/10
237.
Buy
(addl)
12/03/10
238.
Buy
(addl)
12/20/I 0

held) (x)
231. Trust # 21

(5 Columns B 1 and 134 )
2. Value Co&s
(.Scc Columns CI and D J)
(S~ Column C2)
A =$1,000 or less
F =$50,001 - $ 100.000
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =13c~k Value
Distribution
P1
B =$1,001 - $2.500
G =$100.001 - $1,000.000
K =$15.001 - $50,000
O =$500.001 - $1.000.000
R =Cost (Real Eslatc Only)
V =O~her
C =$2,501 - $5.000
I 11 =$1.0~0.001 - $5.000.000
L =$50.001 - $100.000
PI =$1,000,001 - $5,000,000
P4 =More than $50.000.000
S =Ass~ssmcm
W =Eslimated
D =$5,001 . $15.000
112 =More than $5.0~),000
M =$100.001 - $250,0~O
P2 =$5.000,001 - $25,000.000
T =Cash Market
E =$15,001 - $50,000
Date of Report

Page 18 of 64
05/13/201 I
SARIS, PATTI B.
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
A.
B.
Income during
reporting period
i (t)
(2)
Amount T~ (e.g.,
Code I
(A-H)
div., rent,
or int.)
Gross value at end

of reporting period
(i)
(2)
Value
Value
Method
Code 2
(J-P)
Code 3
D.
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value Gain
mmtdd!yy Code 2 Code I
(J-P) (A-H)
(Q-W)
(5)
Identity of
buyer/seller
(if private
transaction)

held) (x)
240. TA Investors L.P
None
241. Wavemark Inc Set A pfd stock
None
Distribution
PI
Buy
(addl)
04/30/10 M
Buy
(addl)
07/02/10
245.
Buy
(addl)
04/15/10
246.
Buy
(addl)
08/26/10
Buy
(addl)
01/19/10
248.
Buy
(addl)
06/22/10
249.
Buy
(addl)
07/01/10
250.
Buy
(addl)
09/27/10
251.
Buy
(addl)
12/27/10
Buy
(addl)
02/12/10
253.
Sold
(part)
04/15/10
254.
Sold
(part)
06/30/10
255.
Buy
(addl)
08/13/10
242. Centerbridge Cap Ptnrs LPs (Priv. Eq)
HI
243. Global Hotel Cap B V (priv Eq) (y)

244. Lime Rock Partners IV LP (combined)
(private equities)
247. Park St Cap Priv Eq Fd Vll ALP
252. Park St Cap Natural Res Fd Ill LP combined

(priv Eq)

2. Value Codes
(Sc Columns CI and D3)
{See Column C2)
A =$1.000 or less
F =$50.001 - $100.000
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Book Value
Distribution
Distribution
Distribution
PI
13 =$1,001 - $2.500
G =$100.001. $1.000.000
K =$15.0OI - $50.000
O =$500.001 - $1.000.000
R =Cost {Real Estate Only)
V --Other
C =$2.501 - $5,000
III =$1.000,001 - $5.000.000
L =$50.001 - $100.000
PI =$1.000,001 - $5.000.000
P4 =More than $50.000.000
S =Asscssngnt
W =Estimated
D =$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000.000
T =Cash Mark~
E =$15,001 - $50.000
Date of Repor~

Page 19 of 64
05/13/2011
SARIS, PATTI B.
luG, transactlon~ (Includes those of spouse and dependent children; see pp. 34-60 of f!llng instructiong )

Income during
reporting period
Gross value at end

of reporting period

(I) (2)
Amount Type (e.g.,
Code I
div., r~at,
(A-H)
or int.)
(I) (2)
Value
Value
Code 2
Method
Code 3
(J-P)
(Q-W)

(I)
Type (e.g..
buy, sell,
redemption)
(2) (3) (4)

Date
Value
trtm/dd/yy Code 2
(J-P)
Buy
(addl)
08/19/10 K
257.
Buy
(addl)
11/18/10
Buy
(addl)
03/19/10 K
259.
Buy
(addl)
04/29110 K
260.
Buy
(addl)
06/28/10 K
261.
Buy
(addl)
10/18/10 K
Buy
(addl)
02/26/10 K
263.
Buy
(addl)
04/09/10 K
264.
Buy
(addl)
04/27/10
265.
Buy
(addl)
05/12/10 K
266.
Buy
(addl)
05/21/10 J
267.
Buy
(addl)
10/14/10 K
268.
Buy
(addl)
12/13/10 K
Buy
(addl)
02104/I 0
!270.
Buy
(addl)
03/26/10
271.
Buy
(addl)
04/01/10 K
None
262. Summit Ptms Priv Eq Fd VII-A
269. TAX LP (Priv Eq)

(Sc Column C2)
Distribution
Distribution
272. SPDR Gold Tr (formerly Streetlracks Gold

Trust) mutual fd

2. Value Codes
(Se~ ColumnS CI and D3)
A =$1,000 or less
F =$50.001 - $100.0~)
J =$15.000 o~" Ices
N =$250.001 - $500,000
P3 =$25.000.001 - $50.0~0.000
Q =Appraisal
U =Book Value
None
PI
P2
B =$1.001 - $2,500
G =$100.001. $1,000.000
K =$15,001 - $50.000
O =$500,001 - $1,000.000
R =Cost (Real E.stale Only)
V -~3ther
Code I
(A-tl)
(5)
Identity of
buyer/seller
(if private
transaction)
256.
258. Polaris Vent Part Entrep Fd V LP
Gain
Donated
(pan)
C =$2,501 - $5,000
|11 =$1.000,00| - $5.000,000
L =$50.0~1 - $10~.0(EI
PI =$1.000,001 - $5,000,000
P4 =More than $50.000.000
S =Assessment
W =Eslimatcd
D =$5.001 - $15,1)00
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5,000.001 - $25.000.000
T =~h Market
E =$15.001 - $50.000

Page 20 of 64
Date of Report
05/13/2011
SARIS, PATTI B.
VII. INVESTMENTS and TRUSTS - income. ,al,e. ~a,~ooio~ anti, des thos~ o/sp ...... d dependent children: see pp. 34-60 of fillng instructlon&)
Income during
reporting period
[ (I)
(2)
Amount Type (e.g.,
Code I
div., rent,
or int.)
i (A-H)
(J-P)
Code 3
273. Realty Assoc Fd V Corp (REIT)
274. Greenville, SC Municipal bds
Interest
275. Maricopa Cty, AZ Municipal bds
Interest
276. Minneapolis, MN Municipal bds
Interest
277. San Antonio, TX Municipal bds
Interest
278. Sweetwater, WY Municipal bds
Interest
279. University Idaho Municipal bds
Interest
280. Walled Lake, MI Municipal bds
Interest
28 I. UBS RMA TaxFree Fd cash eq mutual fd
Dividend
Gross value at end

of reporting period
(1)
(2)
Value
Value
Method
Code 2

(I)
Type (e.g.,
buy, sell,
redemption)
Sold
(2) (3) (4)

Date
Value
Gain
(J-P)
(A-H)
07/13/10 M
Buy
(addl)
01/19/10
282.
Buy
(addl)
07/01 / I 0
283.
Sold
12/14/10
Buy
(addl)
01/04/10
1285.
Buy
(addl)
01/05/10
286.
Buy
(addl)
01/07/10
287.
Buy
(addl)
01/08/10
288.
Buy
(addl)
01/15/10
289.
Buy
(addl)
101/19/10
284. Federated US Treas Cash Rsv cash eq

mutual fd

(See Columns BI and I)4)
2. Valt~ Codes
tS~ Columv~ CI and D3)
(S~e Column C2)
A =$1,00~ or less
F =$50,001 - $100,090
J ~ $15.000 or Ices
N =$250.001 - $500.0~0
P3 =$25.000.001 - $50.000.000
Q =App~isal
U =Book Value
Dividend
Dividend
PI
B =$1,001 - $2.500
G =$100.001 - $1,009.000
K = $ I 5.001 - $50.0~O
O =$500,001 - $1,000.000
V =Other
C =$2.501 - $5,000
III =$1.000,0~1 - $5,0~O.000
L =$ 50.001 - $ 100.0GO
PI =$1,000.00 t - $5.000.000
P4 =M~e Ihan $50.009.000
S =Assessmcn!
W =Eslimatcd
D =$5.0~1 - $15,000
112 =More than $5.000.0~0
M = $ I 0~.001 - $ 250.~)0
P2 =$5.000.001 - $25.000.000
T =Cash Market
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15,1~1- $50.000
Date of Report

Page 21 of 64
05/13/201 I
SARIS, PATTI B.
lue. transactions (Inctudes those of sp ......
VII. INVESTMENTS and TRUSTS -i ........
d dependent children; seepl 34-60 of filing instructions;)

Income during
Gross value at end
reporting period
of reporting period
(1)
(2)
~, Amount
[ Code 1
(A-H)
Type (e.g.,
div., rent.
or Jut.)
(1) (2)
Value
Value
Code 2
(J-P)
Method
Code 3
(i)
Type (e.g.,
buy, sell,
redemption)
(2)
(3) (4)
Date
Value
Gain
mm/dd,~y Code 2 Code I
(J-P)
(A-H)
(Q-W)
290.
Buy
(addl)
01/21/10 M
291.
Buy
(addl)
01/28/10 i
292.
.Buy
(addl)
01/29/10
293.
Buy
(addl)
02/02/10
294.
Buy
(addl)
02/04/10
295.
Buy
(addl)
02/08/10i
296.
Buy
(addl)
02/12/10
297.
Buy
(addl)
02/19/10:
298.
Buy
(addl)
03/01/10
299.
Buy
(addl)
03/02/10
300.
Buy
(addl)
03/04/10
301.
Buy
(addl)
03/08/10
302.
Buy
(addl)
03/12/10
303.
Buy
(addl)
03/15/10
304.
Buy
(addl)
03/22/10
305.
Buy
(addl)
03/24/10
306.
Buy
(addl)
03/26/10

2. Value Codes
(St~ Columns CI and D3)
(S Column C2)
A =$1,000 or less
F =$50,001. $100.000
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25.000.001 - $50,000,0~
Q =Appraisal
U Book Value
B =$1,001 - $2.500
G =$100.001 - $1.090.000
K =$15.001 - $50.000
O =$50~.001 - $1.0(10.000
R =Cosl IReal [:state Only)
V =Olh,"r
C =S2.501 - $5,000
III =$1.000.001 - $5,000.000
L =$50.001 - 1100.O00
Pl =$1,000.001 - $5,000,000
P4 =More Ihan $50.000.0~0
S =Assessment
W =Estimated
D =$5.001 - $15,000
112 =More than $5.000.000
M =$100.001 - $250.0(}0
P2 =$5,000.001 - $25.000.000
T =Co.sh Market
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15.1)OI - $50.(~O

Page 22 of 64
Date of Report
Name of Peraon Reporting
05/13/2011
SARIS, PATTI B.
VII. INV ESTMENTS and TRU STS -income. vat, e. ~,,~=ao,~ anct~d~ tho,, o/spo .....d dependent children; see pl~ 34-60 of fillng instructlon&)
A.
B.
Income during
reporting period
(I)
i Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
D.
Gross value at end

of reporting period
(i)
(2)
Value
Value
Method
Code 3
Code 2
(J-P)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value . Gain
mm!dd~ Code 2 Code I
(J-P)
(A-H)
(Q-w)
307.
Buy
(addl)
03/30/10
308.
Buy
(addl)
03/31/10
309.
Buy
(addl)
04/05/10
310.
Buy
(addl)
04/07/10
311.
Buy
(addI)
04/16/10
312.
Buy
(addl)
04/28/10
313.
Buy
(addl)
04/29/10
314.
Buy
(addl)
05/04/10
315.
Buy
(addl)
05/21/10
316.
Buy
(addl)
05/25/10
317.
Buy
(addl)
06/01/10
318.
Buy
(addl)
06/02/10
319.
Buy
(addq)
06/08/10
320.
Buy
(addl)
06/14/10
321.
Buy
(addl)
06/18/10
322.
Buy
(addl)
06/23/10
323.
Buy
(addl)
06/24/10 J

2. Valu,: Codes
(See Columrt~ CI and D3)
{See Column C2I
A =$1,000 or less
F =$50.001 - $100.000
J =$15.000 or less
N =$250.00| - $500.000
P3 =$25.000.001 - $50.000,000
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
G=$ 100,0~ I - $1.000.000
K =$15.001 - $50.000
O =$500.001 - $1.00~.000
V =O~hcr
C =$2.501 - $5,000
III =$1.000.001 - $5.000.000
L =$50,001 - $100,000
PI =$1.000.001 P4 =More than $50.000.0~0
D =$5,001 - $15,000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25.00~.000
T =Cash Market
W =Estimated
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15.0~1 - $50.000

Page 23 of 64
Date of Report
05/13/2011
SARIS, PATTI B.
V II. INV ESTMENTS and TRU STS - i ....e. vo~,,e. ~- ....,io~ a,,d,,,~ ,~,oso olspo,,so ,,,a d,~,e,,do,,, a,n,~,e,,; see t~. S4-~O o,~ti,,g ~,,,r,,,-no,,~.~
Income during
reporting period
! (i)
(2)
[ Amount
Typ (e.g.,
I Code I
div., rent,
or int.)
i (A-It)
Gross value at end

of reporting period
O)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
O)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Value
Gain
Date
(I-P)
(A-H)
(Q-W)
324.
Buy
(addl)
06/29/10
325.
Buy
(addl)
06/30/10
326.
Buy
(addl)
07/01/10
327.
Buy
(addl)
07/07/10
328.
Buy
(addl)
07/12/10
329.
Buy
(addl)
07/14/10
330.
Buy
(addl)
07/15/10
331.
Buy
(addl)
07/16/10
332.
Buy
(addl)
07/22/I 0
333.
Buy
(addl)
07/23/10
334.
Buy
(addl)
08/02/10
335.
Buy
(addl)
08/05/10
336.
Buy
(addl)
08/11/10
337.
Buy
(addl)
08/23/10
338.
Buy
(addl)
09/03/10
339.
Buy
(addl)
09/09/10
340.
Buy
(addl)
09/16/10 K

2. Value Codes
(S~C Cohunn C21
A =$1,000 or less
F =$50,001 - $100,000
J =$15.000 or
N -$250.001 - $500.000
P3 =$25.000.001 - $50.000.0~0
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
G =$ 100.001 - $1.000.000
C ~$2,501 - $5.000
III =$ 1.000.001 - $5,000,000
D =$5,001 - $15,000
112 =More than $5,000.000
O =$500.001 - $1.000.0OO
PI =$1.00~.001 - $5.000.000
P4 =More titan $50.000.0~0
S =Ass~ssmcnl
W =Eslimaled
P2 =$5.000.001 - $25.000.000
R =Cost (Real E-stale Only)

V =O~hcr
T =Cash Markc~
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15,001 - $50,000

Page 24 of 64
Date of Report
05/13/2011
SARIS, PATTI B.

B.
Income during
reporting period
A.
Description of Asset~
(0
! Amount
I Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
D.
Gross value at end

of reporting period
O)
Value
Code 2
(J-P)
(1)
(2)
Value
Method
Code 3
Type
buy, sell,
redemption)
(2) (3) (4)

Value
Gain
Date
(J-P)
(A-H)
(Q-W)
341.
Buy
(addl)
09/17/10
342.
Buy
(addl)
09/24/10
343.
Buy
(addl)
09/28/10
344.
Buy
(addl)
09/30/10
345.
Buy
(addl)
10/01/10
346.
Buy
(addl)
10/04/10
347.
Buy
(addl)
10/06/10
348.
Buy
(addl)
10/08/10
349.
Buy
(addl)
10/12/10
350.
Buy
(addl)
10/13/10
351.
Buy
(addl)
10/18/10
352.
Buy
(addl)
10/19/10
353.
Buy
(addl)
10/29/10
354.
Buy
(addl)
I 1/01/10
355.
Buy
(addl)
11/04/10
356.
Buy
(addl)
11/16/10
357.
Buy
(addl)
11/19/10 K

2. Value Codc~
ISee Columm CI and D3)
3. Value Mclbod Codes
{See Column C2)
A =$1.000 or less
F =$50.0~I - $100,000
N =$250.0~1 - $500.000
P3 =$25,0(~.001 - $50.0~0.0~0
Q =Appraisal
U =Book Value
=$1,001 - $2,500
=$ 100,001 - $1,000,0~0
=$15.001 - $50.000
=$500.001 - $1,000.000
~Cost (Real F.stale Only)
=O~her
c =$2,501 - $5,000
It I =$ 1,000,001 - $5.000,000
L ~$50,001 - $100.000
PI =$1.0~0.001 - $5,000,000
P4 =More than $50.0~1.000
D =$5,001 - $15.000
112 =More than $5.000.000
M =$100.001 . $250.000
P2 =$5.000.001 . $25,000.000
T =Cash Markc~
W =Estimated
(5)
Identity of
buyer/seller
(if private
transaction)

Page 25 of 64
Date of Report
05/13/201 I
SARIS, PATTI B.
VII. INVESTMENTS and TRUSTS - i.come, votue. ~o~ocaon, andudes ,hose of sp ......d dependent children; see pp. 34-60 of filing instructions.)
Income during
reporting l~riod

(I)
Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
Gross value at end
Transactions during reporling period
of repotaing period
(I)
(2)
Value
Value
Method
Code 2
(J-P)
Code 3
(Q-W)
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
mm/ddhfy Code 2
(J-P)
358.
Buy
(addl)
11/23/10
359.
Buy
(addl)
11/24/10
360.
Buy
(addl)
12/01/10
361.
Buy
(addl)
12/03/10
362.
Buy
(addl)
12/10/10
363.
Buy
(addl)
12/15/10
364.
Buy
(addl)
12/16/10
365.
Buy
(addl)
12/20/10
366.
Buy
(addl)
12/21/10
367.
Buy
(addl)
12/23/10
368.
Buy
(addl)
12/27/10
369.
Buy
(addl)
12/28/10
370.
Buy
(addl)
12/29/10
371.
Buy
(addl)
12/30/10
372.
Buy
(addl)
12/31/10
373.
Sold
(part)
01/07/10
374.
Sold
(part)
01/05110

(S Columns BI and 1)4)
2. Value Codes
(See Column C2)
A =$1,000 ot less
F =$50,001 - $100.000
J
N =$250,001 - $500.000
f3 =$25.000.001 - $50,000,000
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
G =$100.001 - $ 1.000.000
K =$15.001 - $50.!)00
O =$50~.001 - $1.000.000
R =~2ost (Real [.slate Only)
V -~h..:r
C =$2,501 - $5,000
III =$1.00O.001 - $5.000.000
L =$50.001 - $10~.0OO
PI =$1.000.001 - $5.000.000
P4 =More than $50.000.090
(A-H)
D =$5.001 o $1
112 =More than $5.00~,000
M =$100.001 - $250.000
P2 =$5.000.001 T =Cash Market
W =Eslimatcd
Gain
Code I
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15.001 - $50.0~O

Page 26 of 64
Date of Report
05/I 3/2011
SARIS, PATTI B.

Income during
(including mast assets)
reporting period
O)
Place "CA)" after each asset
I Amount
i Code I
[ (A-H)
(2)
T:y~z~ (e.g.,
div., rent,
or int.)
Gross value at end

of reporting period
(I)
(2)
Value
Code 2
Value
Method
(J-P)
Code 3
(I)
Type (e.g.,
buy, sell,
redemption)
(2)
(3)
Value
Date
mm/dd,~j Code 2
(J-P)
(4)
Gain
Code I
(A-H)
(Q-W)
375.
Sold
(part)
01/12/10
376.
Sold
01/14/10
01/22/10
Identity of
buyer/seller
(if private
transaction)
(part)
Sold
1377.
(part)
378.
Sold
(part)
01/26/10
379.
Sold
01/28/10
380.
Sold
(part)
02/01110
381.
Sold
(part)
02/02/10
382.
Sold
02/03/10
(part)
(part)
383.
Sold
(part)
02/05/10
384.
Sold
02/09/I 0
(part)
385.
Sold
02/10/10
386.
Sold
02/I 1/10
387.
Sold
02/16/10
(pan)
(part)
(part)
388.
Sold
02/18/10 :
389.
Sold
02/22/10
(part)
(part)
390.
Sold
(part)
02/25/10
391.
Sold
02/26/10
(par0
I. Income G ain Codes:

2. Value Codes
{See Columns CI and D3)
3. Value Method COdes
(See Column C2)
A =$ 1.000 or less
F =$50.001 - $100.000
J =$15.000 or less
N =$250.0~1 - $500.000
P3 =$25.00(I.001 - $50.0~3.000
Q =Appraisal
U =Book Value
B =$ 1.001 - $2,500
G =$100.001 - $1.000.000
K =$15.001 - $50.000
O =$50~.001 - $1.000.000
R =Cos! [Rcal Eslat Only)
V =O~hcr
C =$2.501 - $5.000
III =$1.0~0.001 - $5.0~0.0~0
L =$50.0~1 - $100.000
PI $ 1.00G.001 - $5.000.000
P4 =More than $50.00~.00~
S =Asscssmcm
W =Estimated
D = $5.001 - $15.000
112 =More than $5.000.000
M =$100.001 P2 =$5.000.()01 - $25.000.000
T =Cash Market
E =$15.0(11 - $50,0~0

Page 27 of 64
Date of Report
Name of Penon Reporting
05/13/2011
SARIS, PATII B.
VII. INVESTMENTS an d TRU STS - i ........I.e, transactions (Includes those of sp ......
d dependent children; see pt~
34-60 of filing instructlon~)

A.
B.
Income during
reporting period
(i)
. Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
D.
Gross value at end

of ~Torting period
0)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(1)
Type (e.g.,
buy, sell,
redemption)
(2)
(3)
Date
Value
rnm/dd~y Code 2
(J-P)
(4)
Gain
Code I
(A-|I)
(Q-\V)
392.
Sold
(part)
03/01/10
393.
Sold
(part)
03/03/10
394.
Sold
(part)
03/04/10
395.
Sold
(part)
03/08/I 0
396.
Sold
(part)
03/10/10
397.
Sold
(part)
03/16/10
398.
Sold
(part)
03/17/10
399.
Sold
(part)
03/18/10
400.
Sold
(part)
03/25/10
401.
Sold
(part)
03/29/10
402.
Sold
(part)
04/01/10
403.
Sold
(part)
04/08/I 0
404.
Sold
(part)
04/09/I0
405.
Sold
(part)
04/12/10
406.
Sold
(part)
04/14/I0
407.
Sold
(part)
04/15/10
408.
Sold
(part)
04/19/I0

2. Value COd~
(See Column C2)
A =$1.000 or less
F =$50,001 - $100.000
J =$15.000 or Ices
N =$250,001 - $500.000
P3 =$25,000.001 - $50.1~0.090
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
G =$100.001 - $1.000.000
K =$15.001 - $50.000
0 -$500,001 - $I .000.000
C =$2,501 - $5,000
Ill =$1.000.001 - $5.000.000
L =$50.001 - $100.00~
D =$5.001 - $15.000
112 =More than $5900.000
M =$100.001 - $250.~
P2 =$5.000,001 - $25.000.000
P4 ~M~e than $50.000.0~0

R -~70st (Real I~tale Only)
V =Ohcr
T =Cash Markc~
W =Eslimatcd
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15,001 - $50.000

Page 28 of 64
Date of Repor~
05/13/2011
SARIS, PArll B.
V 1 I. I N V E S T M E N T S a n d T R U S T S - i ........ I.e, transaction~ (Includes those of spouse and dependent children; see pp~ 34-60 of filing instructlons~)
[~]

Income during
reporting period
i (I)
(2)
[ Amount
Type (e.g.,
i Code I
(A-H)
div., renl~
or int.)
Gross value at end

of reporting period
(I) (2)
Value
Value
Code 2
Method
(J-P)
Code 3
(1)
Type (e.g.,
buy, sell,
redemption)
(2)
Date
mm!dd~
(3) (4)
Value
Gain
Code 2 Code 1
(J-P)
(A-H)
(Q-W)
409.
Sold
(pan)
04121110
410.
Sold
(paR)
04122110
411.
Sold
(pan)
04/26/10
412.
Sold
(pan)
04/27/10
413.
Sold
(pan)
04/30/10
414.
Sold
(paR)
05/03/10
1415.
Sold
(paR)
05/04/10
416.
Sold
(paR)
105/06/10
!417.
Sold
(paR)
05/10/10
Sold
(paR)
:05/11/I0 J
419.
Sold
(paR)
05/12/10
420.
Sold
(pan)
05/13/10
421.
Sold
(paR)
05/17/10
422.
Sold
(pan)
05/18/10
423.
Sold
(pan)
05/20/10
424.
Sold
(pan)
05/21/10
425.
Sold
(pan)
05/24/10
418.

2. Value Codes
(See Columrts CI and D3)
3. Value Mc~hod Codes
(.See Column C2)
A =$1.000 or less
F =$50.001 - $I00,000
J -$15,000 or less
N =$250.001 - $500.0@0
P3 =$25.000.001 - $50.0~0.0~0
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
O =$100,001 - $1.000.000
K =$15,001 - $ 50.000
O =$500,001 - $1,090.000
R ~Cosl (Real Estalc Only)
V =O~hcr
C =$2,501 - $5,000
III =$1,000,001 - $5.000.000
L =$ 50.0~ I - $ 100.000
PI =$1,000.001 - $5,000,000
P4 =More than $50,000.0~)
S =Assessment
W -Estimated
D =$5,001 - $15,000
112 =More than $5,000,(g)0
M = $ I 0~.001 - $250.0(~
P2 =$5.000.001 - $25,000.000
T =Cash Market
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15.001 - $50,000

Page 29 of 64
Date of Report
05/13/2011
SARIS, PATTI B.

A.
B.
Income during
reporting period
(I)
: Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
D.
Gross value at end

of reporting period
(I)
(2)
Value
Value
Method
Code 2
(J-P)
Code 3
(i)
(2) (3) (4)

Date
Value
Gain
mm/dd~yy Code 2 Code I
(J-P)
(A-H)
Type (e.g.,
buy, sell,
redemption)
(Q-W)
426.
Sold
(5)
Identity of
buyer/seller
(if private
transaction)
05/26/I0 L
(pan)
Sold
427.
05/27/10
Sold
06/01/10
Sold
06/02/10
06/03/10
Sold
(part)
i 06/04/10
Sold
06/07/10
Sold
(part)
06110110
Sold
06/11/10
(part)
428.
(part)
429.
(part)
Sold
430.
(part)
431.
432.
(part)
433.
434.
(part)
Sold
435.
06/16/10
(part)
Sold
436.
06/17/10
06/21/10
06/22/10
Sold
(part)
06/23/10
Sold
06/24/10
Sold
06/25/10
Sold
(part)
06/28/10
(part)
437.
Sold
(part)
Sold
438.
(part)
439.
440.
(part)
441.
(part)
442.
|. Income Gain Codes:

2. Value Codes
ISee Columm CI and
3. Value Mcthocl Codes
(See Column C2~
A =$1,000 or less
F =$50,001 - $100,000
l =$15.0O0 or less
N =$250,001 - $500.000
P3 ~$25,000.001 - $50.0~0,000
Q =Appraisal
U =l~k~ok Value
B =$ | ,O0 | - $2.5O0
G~$100.001 - $1.000.000
K =$15.001 - $50.0~0
O -15O0,001 - $1.000.00~
R -~Sos~ (Rca~ Es~a~ Only)
V =O~her
C =$2,501 - $5,0O0
I I I =$ 1.000.O0 1 - $5.O00.000
L =$50.001 - $100,000
P I =$ 1.0OO.O01 - $5,000.O00
P4 =More than $50.00Q.0~0
=$5,001 - $15,000
12 =More than $5,000.00~
M =$100.001 - $250.000
P2 =$5.O00.001 - $25.000,000
~ash Market
W =Estimated
E =$15.00t - $50.000

Page 30 of 64
Date of Report
05/13/2011
SARIS, PATrl B.
V II. INVESTMENTS and TRU STS - income, value. ~a,~aaio~ anctua~ those of spouse and dependent children: seepp. 34-60 of filing instructions.)
Income during
~-porling period
(i)
Amount
Code I
(A-H)
Gross value at end

of reporting period
(2)
(i)
(2)
Type (e.g-,
div., r~t,
or int.)
Value
Value
Code 2
(J-P)
Method
Code 3
444.
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
Gain
mm/dd~3 Code 2 Code I
(J-P)
(A-H)
Sold
(part)
06/30/10
Sold
07/02/I 0
PI
(5)
Identity of
buyer/seller
(if private
transaction)
(part)
445.
Sold
(part)
07/06/10
446.
Sold
(part)
07/08/10
Sold
07/09/10
07/12/10
447.
(part)
448.
Sold
(part)
449.
Sold
07113110
(part)
450.
Sold
07116/10
07/19/10
07/20/10
07/21/10
(part)
451.
Sold
(part)
452.
Sold
(part)
453.
Sold
(part)
454.
Sold
(part)
07/22/10
455.
Sold
(part)
07/26/10
Sold
07/27/10
07/28/10
07/30/10
08/02/10
456.
(part)
457.
Sold
(part)
458.
Sold
(part)
459.
Sold
(pan)

(Se Columns BI and 134)
2. Value Codes
(See Column C2)
A =$1.000 or less
F =$50.001 - $100,000
J =$15,000 o less
N =$250.001 - $500.000
P3 =$25,000.001 - $50.000.000
Q =Appraisal
U =Book Value
B =$1,001 - $2,500
G =$100,001 - $1.000,000
K ~$15.001 - $50.000
O =$500.001 - $1,000.000
V =O~her
C =$2,501 - $5,000
II1 =$1.000,001 - $5.000,000
L =$50.001 - $100.13OO
PI =$1.0(30.001 - $5,000.000
P4 =M~e than $50.000,000
S =Assessment
W =Estimated
D =$5.001 - $15,000
112 =More than $5.000,000
M =$100.001 - $250.000
P2 =$5.000,001 - $25,000.000
3" =~sh Markcl
E =$15.001 - $50.000

Page 31 of 64
Date of Report
05/13/201 I
SARIS, PAVII B.

Income during
Gross value at end
reporting period
of reporting period
0)
Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
0)
Value
Code 2
(J-p)
(2)
Value
Method
Code 3
(i)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Value
Gain
Date
mm/dd/yy Code 2 Code 1
(J-P)
(A-H)
(Q-W)
08/03/10
Sold
(pa~)
08/04/10
462.
Sold
(pan)
08/06/10
463.
Sold
(paa)
08/09/10
464.
Sold
(paa)
08/13/10
465.
Sold
(paa)
08/16/10
466.
Sold
(paa)
08/18/10
467.
Sold
(paa)
08/24/10
468.
Sold
(paa)
08/26/10
469.
Sold
(paa)
08/30/10
470.
Sold
(paa)
08/31/10
471.
Sold
(paa)
09/01/10
1472.
Sold
(paa)
09/02/10
473.
Sold
(pan)
09/07/10
474.
Sold
(paa)
09/09/10
475.
Sold
(pan)
09/10/10
476.
Sold
(paa)
09/13/10
460.
Sold
(paO)
1461.

(5c Columns BI and I)4)
2. Value Co~1~
(Sc Columr~ CI and D3)
3. Value Method Codea
(See Column C2)
A -$1,000 or less
F =$50.001 - $100.000
J =$15.0OO o~ Ic~s
N =$250,001 - $500,000
P3 =$25.00~.001 - $50.00).000
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
G =$I00.001 - $1.000.000
K =$15,0OI - $50,000
O =$500.O01 - $1,000.0~
R ~ost (Real Estate Only)
V =13~her
C =$2,501 - $5.000
Itl =$1.000.0~1 - $5.000.00~
L =$50.0OI - $100.000
PI =$1,000.001 - $5,000.000
P4 =More than
S =Assessment
W =Estimated
D =$5.001 - $15,000
112 =More than $5.000.000
M =$10~).0OI - $250.000
P2 =$5,000,001 T ~a, sh Market
(5)
Identity of
buyer!seller
(if private
transaction)
E =$15.001 o $50.000

Page 32 of 64
Date of Report
SARIS, PAVrl B.
0-5/13/201 I

A.
Place "CA)" after each asset

B.
Income during
reporting l~dod
0)
! A~nount
Code I
(A-H)
Type (e.g.,
div., rent,
or ira.)
D.
Gross value at end

of reporting period
{I)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(Q-W)
(i)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Gain
Date
Value
mm/dd/~y Code 2 Code I
(J-P)
(A-H)
477.
Sold
(part)
09/14/10
478.
Sold
(part)
09/16/10
479.
Sold
(part)
09/21/10
480.
Sold
09/22/10
10/04/10
10/05/10
(5)
Identity of
buyer!seller
(if private
transaction)
(part)
Sold
481.
(part)
482.
Sold
483.
Sold
(pan)
10/06/10
484.
Sold
(part)
10/07110
485.
Sold
(part)
10112110
486.
Sold
(part)
10/14110
487.
Sold
(part)
10118/10
488.
Sold
(part)
10121110
489.
Sold
(part)
10122110
490.
Sold
(part)
10125110
491.
Sold
(part)
10128110
492.
Sold
(part)
I 1/01/10
493.
Sold
(part)
11/02/10

2. Value Codes
(se~ Columra CI and D3)
(See Column C2)
(pan)
A =$1.000 or less
F =$50.001 - $100,000
J =$15.000 or less
N =$250.0OI - $500.000
P3 =$25.000.001 - $50.000.0~0
Q =Appraisal
U =Book Value
B =$1.001 - $2.500
G=$100.001 - $1.000.0~0
K =$15.0OI - $50.13OO
O =$500.O01 - $1
R --Cost |Real Estate Only)
V --Other
C :$2.501 - $5.000
111 =$1.000.001 - $5.000.000
L =$50.0OI - $100.0OO
P| =$1.0OO.00| - $5.000.000
P4 =More than $50.000.000
S =Asscssmcm
W = Eslimalcd
D :$5.001 - $15.0~O
112 =More than $5.0OO.009
M :$10~.001 . $250.003
P2 =$5.000.001 - $25.000.000
T =:Cash Markcl
E =$15,001 - $50,~
Date of Report

Page 33 of 64
05/13/2011
SARIS, PATTI B.
VII. INV ESTMENTS an d TR U STS - i. .......
lae. transactions (Includes those of sp ......
d dependent children; see pp. 34-60 of filing i.stractions.)

Income during
reporting period
! O)
(2)
i Amount
Type (e.g.,
i Code I
i (A-H)
div., rent,
or int.)
Gross value at end

of reporting period
(i)
(2)
Value
Code 2
Value
Method
(J-P)
Code 3
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Value
Date
mm/dd~,y Code 2
(J-P)
Gain
Code I
(A-H)
(~-w)
494.
Sold
(part)
11/03/10
495.
Sold
(part)
11/05/10
496.
Sold
(part)
11/09/10
497.
Sold
(part)
i I 1/10/I0
498.
Sold
(part)
11/18/10
499.
Sold
(part)
11/24/10
500.
Sold
(part)
11/26/10
501.
Sold
(part)
12/06/10
502.
Sold
(part)
12/08/10
5O3.
Sold
(part)
12/09/10
504.
Sold
(part)
12/10/10
505.
Sold
(part)
12/13/10
506.
Sold
(part)
12/15/10
507.
Sold
(part)
508.
Sold
12/17/10
(5)
Identity of
buyer/seller
(if private
transaction)
12/23/10
12/30/10
(part)
509.
Sold
(part)
510. Local Motors Series A pfd closely held

(See Columns BI and LM)
2. Value COd~
(See Columm CI and D3)
(See Column C2)
A =$1.000 or less
F =$50,001 - $100,000
J -$15.000 or less
N -$250,001 - $500.000
P3 =$25,000.0OI - $50.000,000
Q =Appraisal
U =Book Value
None
B -$1,001 - $2,500
G =$100.001 - $1,000.~)0
K = $ I 5.001 - $ 50.000
O =$500.001 - $1.000.000
V =O~hcr
C =$2,501 - $5,000
III =$1.000,001 - $5,000.000
L =$50.001 - $ 100.000
PI =$1,000.001 - $5,000.000
P4 =More than $50.000.0~0
S :Ass~ssmem
W =Estimaled
D =$5.001 - $15,000
tl2 =More ihan $5,000.000
M = $ 100.001 - $ 250.0~)
P2 =$5.000,001 - $25,000.0~O
T =Cash Market
E =$15,001 - $50.000
Date of Report

Page 34 of 64
05/13/201 I
SARIS, PATTI B.
Vll. INV ESTMENTS and TRUSTS -i.co.,e, value, ,ra,~o,~io.s a.ctudes,hose oIspou~e u.d depe.de.t children; see pp. 34-60 of filing instructions.)
Income during
reporting period
I O)
i Amount
~, Code I
i (A-H)
{2)(e.g.,
Type
div., rent,
or int.)
Gross value at end

of reporting period
(i) (2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-\V)

O)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
Gain
mm/ddh/y Code 2 Code I
(J-P)
(A-H)
Buy
(addl)
03/19/10
Buy
(addl)
07/01/10
PI
Buy
(addl)
12/21/10
Buy
(addl)
03/25/10
516.
Buy
(addl)
06/24/10
517.
Buy
(addl)
11/02/10
518.
Buy
(addl)
12/22/10
Buy
(addl)
03/25/10
520.
Buy
(addl)
05/27/10
521.
Buy
(addl)
06/24/I 0
522.
Buy
(addl)
11/03/10
523.
Buy
(addl)
12/30/10
511. PIMCO Developing Local Mkt Fd mutual fd
Dividend
P2
512.
513. Van Eck I ntl Invest Gold A mutual fd
HI
Dividend
P2
Donated
(part)
514.
515. Hephaestion II LP priv eq
519. Hephaestion Retail LP priv eq
524. Portland Global Real Est Sec Fd LP

1See Column C2)
A =$1.000 or less
F =$50.0~1 - $100,00~
J =$15.000 o~ less
N -$250.001 - $500.000
P3 =$25,000.001 - $50.000,000
Q =Appraisal
U =Book Value
Distribution
PI
See Part VIII
G Distribution
See Part VIII
None
PI
Distribution
526. Penta Asia Domestic Partners LP

527. PSC Luxembourg Hldgs LLC
Distribution
Distribution
HI
525. Blackstone Distressed Securities Fd LP

2. Value Codes
(Scc Columns CI and D3)
(5)
Identity of
buyer/seller
(if private
transaction)
B =$1,001 - $2,500
G =$10~,001 - $1,000,000
K =$15,001 - $50.000
O =$500.001 - $1.000.000
R =:Cost (Real Estate Only)
V =O~hcr
Buy
02/26/10 PI
Buy
(addl)
02/08/10 J
C =$2.501 - $5,0~0
III =$1.000,001 - $5,000.000
L =$50.0OI - $100,000
PI =$1.000.001 - $5.000.000
P4 =More than $50,000,000
S =Asscssmen!
W =Estimated
D =$5.001 - $15,000
112 =More than $5.000.000
M =$10~.001 - $250.000
P2 =$5.000.001 - $25.000.000
T =C~h Markc~
E ~$15,0~1 - $50.000

Page 35 of 64
Date of Report
05/13/201 I
SARIS, PATTI B.
VII. INVESTMENTS and TRU STS -i ........ lue, transactions (Includes those of sp ..... t~d dependent children; seepp. 34-60 of filing instructions.)
F--]


Income during
Gross value at end
reporting period
of rt"porting period
i (0 (2)
i Code I
div., rent,
or int.)
!i (A-H)
(t)
Value
(2)
Value
Code 2
(J-P)
Method
Code 3
O)
Type (e.g.,
buy, sell,
redemption)
(2)
(3)
(4)
Date
Value
Gain
mm!dd~i Code 2 Code I
(J-P)
(A-H)
Buy
(addl)
Buy
(addl)
05/26/10
10/12/10
532. - Hephaestion LP
Buy
(addl)
03/25/10
533.
Buy
(addl)
06/29/10
534.
Buy
(addl)
,12/23/10
535. - Hephaestion Co-invest I LP
Buy
(addl)
03/25/10
536.
Buy
(addl)
112/23/10
539. - Federated US Treas Cash reserve money

mrkt mutual fd
Buy
(addl)
01/08/10
540.
Buy
(addl)
~01/11/10
541.
Buy
(addl)
02/24/I 0
542.
Buy
(addl)
04/05/10
543.
Buy
(addl)
08/24/10
544.
Buy
(addl)
10/14/10
528.
529.
530. Trust # 22
Int./Div.
P2
(5)
Identity of
buyer/seller
(if private
transaction)
53 I. - Int in MECM Assoc II LLC closely held
537. - Porus Invt Hldg Co Lid LP

538. - Xander Master Fund LLC

(See Columns BI and 194)
2. Value Codes
{See Column C2)
A =$1,000 or less
F =$50.001 - $100.000
J =$15.000 or less
N =$250,001 - $500,000
P3 =$25.1)00.001 - $50.090,000
Q =Appraisal
LI -Book Value
B =$1,001 - $2.500
G =$100.001 - $1,000.000
K =$15.0OI - $50.0OO
O =$500,001 - $1,00~.000
R .=Cost (Real Eslate Only)
V =Other
C =$2.501 - $5,000
Itl =$1.000,001 - $5.000.000
L =$50.0OI - $100.000
PI =$1,0~0,001 - $5,000,000
P4 =More than $50.00~,000
S =Assessment
W -Estimated
D =$5,001 - $15,000
112 =More than $5,000.000
M =$100.001 - $250.000
P2 =$5,000,001 - $25.000,000
T =~.sh Market
E =$15.001 - $50.000

Page 36 of 64
Date of Report
05/13/2011
SARIS, PATTI B.
VII. INVESTM ENTS and TRUSTS - i.com., ,,atu~, ~ro,~oaio,~ a.dudos those o/spo.s~ =.a a~pe.~e.t eh#~.~.: ~o ~ 34-60 of filing instructions.)
A.
B.
Income during
reporting period
I (I)
(2)
Amount
Type (e.g.,
Code I
div., rent,
(A-H)
or int.)
C.
Gross value at end
of reporting period
(I)
(2)
Value
Value
Code 2
Method
Code 3
(J-P)
(Q-W)
D.
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Value
Gain
Date
mm/dd/yy Code 2 Code I
(J-P)
(A-H)
545.
Buy
(addl)
10/21/I0
546.
Buy
(addl)
11/01/10
547.
Sold
(part)
01/I 1/10
548.
Sold
(part)
03/25/10
549.
Sold
(part)
06/22/10
550.
Sold
(part)
09/27/10
551.
Sold
(part)
12/23/10
554. - Federated US Treas Cash Rsv mutual fund
Buy
(addl)
04/16/10
555.
Buy
(addl)
06/03/10
556.
Buy
(addl)
09/08/10
557.
Buy
(addl)
12/20/I 0
552. Trust # 23
Int./Div.
PI
(5)
Identity of
buyer/seller
(if private
transaction)
553. - SPDR Gold Tr mutual fund
558. - Realty Associates Fd IV LLC

held)
560. Trust # 24
Int./Div.
Pl

2. Value Codes
(See Column C2)
A :$1.000 or less
F =$50.001 - $100.000
J ~$ 15.000 O~- Ic,S
N :$250.001 - $500.000
P3 :$25,000.00| Q =Appraisal
U =Book Value
B :$1.00l - $2.500
G=$100.001 - $ 1.000.000
K :$15.001 - $50.000
O :$500.001 - $1.000.000
R =Cost (Rc~I Estate Only)
V =O~her
C =$2,501 - $5,000
III =$ 1.000,0~ I - $5,000.000
L :$50.001 PI =$1.000.001 P4 :Mor~: than
S =Ass~ssmem
W =Estimated
D =$5,001 - $15,000
112 =More than $5.0~1.00~
M =SI00.001 - $250.000
P2 =$5.000,001 T =Cash Markc~
E :$L5.0~1 + $50.000

Page 37 of 64
Date of Report
05/13/201 I
SARIS, PATII B.
VI I. INVESTMENTS and TRUSTS - income, ,.aue. ~a~ac,io~ a.c~ades ,hose o/spouse and depends., children; see pp. 34-60 of fillng instructionsO
Income during
reporting period
(I)

(2)
Amount
Type (e.g.,
Code I
div., rent,
or int.)
(A-H)
Gross vah~e at end

of reporting period
(0
(2)
Value
Code 2
(J-P)
Value
Method
Code 3
Transactions during reporling period
(])
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Value
Gain
Date
mrrfddh!y Code 2 Code I
(J-P)
(A-H)
(Q-W)
Buy
(addl)
04/16/10
563.
Buy
(addl)
06/03/10
564.
Buy
(addl)
09/08/10
565.
Buy
(addl)
12/20/10
Buy
(addl)
04/16/I0~
571.
Buy
(addl)
06/03/10
572.
Buy
(addl)
09/08/10
573.
Buy
(addl)
12/20/10
Buy
(addl)
04/16/10
(5)
Identity of
buyer/seller
(if private
transaction)

held)
568. Trust # 25
Int./Div.
PI

575. -Int in MECMlnvestmentsLLC(closely
held)
576. Trust # 26
Int./Div.
PI

t. Income Gain Codes:

2. Value Codc~
3. Value Mlhod Codes
(See Column C2)
A =$ | .000 or tess
F =$50,001 - $100,000
J =$15.000 o less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q sAppraisal
U ~Book Value
B =$ t ,001 - $2,500
G =$I00.001 - $1.000.000
K =$15.001 - $50.000
O =$500.001 - $1.000.000
V -N~hcr
C =$2,501 - $5.000
Ill =$1.000.001 - $5.000.000
L =$50.001 - $100.000
PI =$1.000.001 - $5.000.000
P4 =More than $50.000.0~0
S =Ass~ssmem
W =Eslimated
D = $ 5,001 - $15,000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000.000
T =Cash Markc!
E -$15.001 - $50.0~0
VII. INVESTMENTS and TRUSTS - i .........
Dale of Report

Page 38 of 64
05/13/2011
SARIS, PATH B.
i.e, tr .... tion$ (Indudes those of sp ......d dependent children; seeplx 34-60 of fillng instructlon~)

B.
A.
I~scription of Assets
Income during
reporting period
(1)
i Amount
i Code I
i (A-H)
(2)
Type (e.g.,
div., rent,
or int.)
D.
Transactions during ~*porting period
Gross value at end

of reporting period
(1)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(1)
Type (e.g.,
buy, sell,
~*demption)
(2)
(3) (4)
Date
Value
Gain
mm!dddyy Code 2 Code I
(J-P)
(A-H)
579.
Buy
(addl)
06/03/10 J
580.
Buy
(addl)
09/08/10 J
581.
Buy
(addl)
12/20/10 J
(5)
Identity of
buyer/seller
(if prlvate
trans~ction)

583. Liveprocess Crop SerA pfd stock
None
584. Neurophage Pharmls Inc Series A cv pfd

stock
None
585. Wavemark Ine Ser B pfd stock
None
Dividend
PI
586. Vanguard Inflat Protected mutual fund
Sold
(part)
03/09/10
PI
Sold
(part)
10/29/10
Buy
(addl)
06/02/I 0
Buy
(addl)
02/02/10
592.
Buy
(addl)
02/25/10
593.
Buy
(addl)
06/07/10
594.
Buy
(addl)
06/25/10
595.
Buy
(addl)
09/01/10
587.
588. Meridia Capital LP
None
589. Meta4 Group Ltd LP
None
590. Elliott Associates, LP
None
P2
591. Hony Capital Fund 2008, LP
None

(Sc Colun~s B I and 134)
2. Value Codes
(S~e Colum~-~ CI and D3)
(See Column C2)
A =$1.0~0 or less
F =$50,001 - $100.0~0
J =$15.000 o~" less
N =$250,001 - $500.000
P3 =$25.000.001 - $50,000,000
Q =Appraisal
U =Book Value
B -$1,001 - $2.500
G = $ 100.0~ I - $ 1,0~0,000
K =$15.001 - $50.000
O -$500.001 - $1,0OO.000
V =Other
C =$2,501 - $5,000
I I I =$ 1.0~0,001 - $5.0~.000
L -$50.001 - $100.000
PI =$1.00~.001 - $5.000.000
P4 =More than $50.000.090
S =Asscssmcm
W =Estimated
D =$5.001 - $15,000
112 =More than $5,000,000
M =$I 00.001 - $250.00)
P2 =$5.000,001 - $25,000.000
]" =Cash Marko
~: =$15,001 - $50.000

Page 39 of 64
Date of Report
05/13/2011
SARIS, PATTI B.
VII. INVESTM ENTS and TRUSTS - income, value, transactions (Includes those of sp ......
d dependent children; seepl~ 34-60 of filing instruction~)

(including twst assets)
Income during
reporting period
; (1)
(2)
Amount Type (e.g.,
Code I div., rent,
(A-H)
or int.)
Gross value at end

of reporting period
(i)
(2)
Value
Code 2
(J-P)
Value
Method
Code 3
(i)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value Gain
mnfdd/~y Code 2 Code I
(J-P)
(A-II)
(Q-W)
596.
Buy
(addl)
10/25/10
597.
Buy
(addl)
11/24/10
Buy
(addl)
03/18/10
599.
Buy
(addl)
04/21/10
600.
Buy
(addl)
05/20/10
601.
Buy
(addl)
06/10/10
602.
Buy
(addl)
07/16/10
603.
Buy
(addl)
09/01/10
604.
Buy
(addl)
12/23/10
Buy
(addl)
08/26/10
Buy
(addl)
04/14/10 M
Buy
(addl)
06/21/10 M
Sold
(pan)
01/27/10 O
598. Line Rock Partners V, LP combined
Distribution
PI
605. Lone Star Fund VI (US), LP
Distribution
P1
606. Lone Star Europe Holdings (US), LP
Distribution
607. Lone Star Real Estate Fund (US), LP
Distribution
P1
608.
609. Middle East North Africa Opportunities Fd,
LP
None
610. Portland Capital LLP
Distribution
611. MA Health & Ed Municipal Bds
Interest
612. MECM Associates LLC closely held

2. Value Codes
tSce Columns CI and D3)
(See Column C2)
A =$1,000 or less
F =$50.001 - $100.000
J -$15.000 or less
N -$250.001 - $500.000
P3 =$25.000.001 - $50.000,000
Q =Appraisal
U =Book Value
P3
B =$I,001 - $2.500
G =$100.001 - $1.000.000
K =$15.001 - $50.00~
O =$500.001 - $1.000.000
R =cost (Real Estate Only)
V =O~her
(5)
Identi~ of
buyer/seller
(if private
transaction)
C =$2,501 - $5,000
Ill =$1.000.001 - $5.000,000
L =$50.001 - $100.000
PI =$1.000.001 - $5,000,0~1
P4 =More than $50.000,000
S =Assessment
W =Estimated
D =$5.001 - $15.000
112 =Marc than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000.000
T =Cash Markc~
E =$15.0~1 - $50.000

Page 40 of 64
Date of Report
05/13/201 I
SARIS, PAFII B.
V I 1. IN V ESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 offillng instruction~:)
Income during
reporting period
Transactions during ~poning period
Gross value at end

of reporting period
(I)
~1 (0
(2)
0)
] Amount
Type (e.g.,
div., refit,
Value
Code 2
Value
Method
Type (e.g.,
buy, sell,
~ (A-H)
or int.)
0-P)
Code 3
redemption)
iI Code I
(2)
(3)
(4)
(5)
Date
Value
mm/dd/yy Code 2
(2)
Gain
Code 1
Identity of
buyer/seller
(if private
transaction)
(J-P)
(A-H)
(Q-W)
613. - Abrams Capital Partners It LP
None
Pl
614. - Baupos! Value Partners LP II
None
PI
615. - Brookside Cap Partners Fd LP
None
Pl
616. - Kensico Associates LP
None
P2
617. Aubumdale FL Municipal bds
Interest
618. Berkeley Cty SC Municipal bd
Interest
619. Birmingham AL Municipal Bds
Interest
620. Dallas TX Municipal bds
Interest
621. Hawaii St Municipal Bds
Interest
622. Intermountain Pwr Agy UT Municipal bds
Interest
623. Met Trans Auth NY Municipal Bds
624.
Washington St Municipal Bds
625.
Michigan St Municipal bds
Sold
02/I 1/10
Buy
(addl)
02/10/10
Buy
02/02/10
Interest
Interest
Interest
Sold
09/28/10
Interest
Sold
06/23/10
Interest
628. Chatham Cry GA Municipal Bds
Interest
629. MA St College Bds Municipal Bds
Interest
626. NY St MUnicipal Bds
627.
Anchorage AK Municipal Bds

2. Vahl Codes
(S~c Columns CI and D31
3. Value/,tcthod Codes
(See Column C2)
A =$1.000 or less
F =$50.001 - $ 100.000
J =$15.00~ or less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q :Appraisal
U =Book Value
B =$1.001 - $2.500
G =$ 100.001 - $1.000.000
K =$15.001 - $50.00~
O =$500,001 - $1.000.000
V =Other
C =$2.501 - $5.000
II I =$ 1.000.001 - $5.000.000
L =$50.0~1 - $100.0OO
PI =$1.000,001 - $5.000,000
P4 =More than $50.000.0~)
S =Assessment
W =Estimated
D =$5,001 - $15.000
112 =More than $5.000.1300
M =$100.001 - $250.0~0
P2 =$5,000,001 - $25,000,000
T =Cash Market
E =$15.001 - $50,000

Page 41 of 64
Date of Report
05/13/201 I
SARIS, PAVrl B.

A.
B.
Income during
reporting period
(including trusl assets)

C.
Gross value at end
D.
Transactions during rep~rling period
of reporting period
] (I)
[ Amount
i Code I
(2)
Type (e.g.,
div., ~nt,
(I)
Value
Code 2
(2)
Value
Method
(I)
Type (e.g.,
buy, sell,
(A-H)
or int.)
(J-P)
Code 3
redemption)
(2) (3) (4)

Date
Value Gain
mm/dd!yy Code 2 Code I
(J-P)
(A-H)
Int./Div.
(if private
transaction)
(Q-W)
630. Trust # 27
(5)
Identity of
buyer/seller
631. - Boston, MA Bunicipal Bds
Sold
08/24/10
632. - Chilmark MA Municipal Bds
Sold
08/24/10
633. - MA Bay Transit Municipal Bds
Sold
08/24/10
634. - MA Commonwealth SR A Municipal Bds
Sold
08/24/10
635. - MA Commonwealth SR B Municpal Bds
Sold
08/24/10
636. o MA HEFA Municipal Bds
Sold
08/24/10
637. - MA Port Auth Municipal Bds
Sold
08/24/10
638. - MA Water Polltn Municipal Bds
Sold
08/24/10
639. - Norwood MA Municipal Bds
Sold
08/24/10
640. - Town ofFoxborough MA Municipal Bds
Sold
08/24/10
641. - University MA BIdg Municipal Bds
Sold
08/24/10
642. - Ishares MSCI Brazil Index Fd
Buy
06/11/10
Sold
08/27/10 J

(mutual fd)
Buy
(addl)
02/19/10 K
646.
Buy
(addl)
03/01/10 J

held)
644. - UBS Bank USA deposit account

2. Value Codcs
(S~e Columns CI and D3)
(See Column C2)
A =$1,000 or less
F =$50.001 - $100,000
J =$15.000 or less
N =$250,001 - $500.000
P3 =$25.0~0.001 - $50.0~0.000
Q =Appraisal
U =Book Value
B =$1,001 - $2,500
G =$100.001 - $1,000.000
K =$15.001 - $50.009
O $500,001 - $ 1,000.000
V =Olher
C =$2.501 - $5,000
Itl =$1.000,001 - $5.000.000
L =$50,001 - $100,000
pI =$1.000.001 . $5.000,000
P4 = More than $50.000,000
S :Assessment
W =Estimated
D =$5,001 - $15,000
112 =More than $5.000.000
M =$100.001 - $250,000
P2 = $5,000,001 - $25.000.000
T =Cash Markc~
E =$15,001 - $50,000

Page 42 of 64
Date of Report
05/13/2011
SARIS, PATTI B.
lue, trat~actlonx (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~)

B.
Income during
reporting period
A.
(1)
I~ Amount
i Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or into
C.
Gross value at end
of reporting period
(I)
(2)
Value
Value
Method
Code 2
Code 3
(J-P)
(Q-W)
D.
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Value
Gain
Date
rnr~dd~yy Code 2 Code I
(J-P)
(A-|t)
647.
Buy
(addl)
03/03/10
648.
Buy
(addl)
04/16/10
649.
Buy
(addl)
05/21/10
650.
Buy
(addl)
07/23/10
651.
Buy
(addl)
08/27/10
652.
Buy
(addl)
12/23/10
!653.
Buy
(addl)
12/30/10
654.
Sold
(part)
01/05/10
655.
Sold
(part)
01/06/10
656.
Sold
(part)
01/25/10
657.
Sold
(part)
02/25/10
:658.
Sold
(part)
03/17/10
659.
Sold
(part)
03/25/10
660.
Sold
(part)
04/26/10
661.
Sold
(part)
06/10/10
662.
Sold
(par~)
06/16/I0
663.
Sold
(part)
07/06/I 0

(See Columns BI and
2. Value Codes
{see Columns CI and D3)
(See Column C2)
A =$1,000 or less
F =$50.0gl - $100.00~
J
N =$250,001 P3 =$25.004).001 - $50.000.000
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
G =SI00.001 - $1,000.0~0
K =$15.001 - $50.00~
0 =S500,001 - $1.000,000
R =Cos~ ~Rcal Estate Only)
V -~her
C =$2,501 - $5,000
I I I =$ 1.000.001 - $5.0~0.000
L =$50.001 - $100.000
PI =$1,0oO.0~l - $5.000.0~)
P4 =Mo~e than $50.000.0~1
D =$5.001 - $15.000
112 =More than
M =$100.0~1 - S250.1~0
P2 =$5.000,001 T =:C~h Mark~
W -Estimated
(5)
Identity of
buyer/seller
(if pfivale
transaction)
E =$15,001 - $50.000
VII. INVESTMENTS and TRUSTS -i ....
Date of Report

Page 43 of 64
05/1312011
SARIS, PATTI B.
e, value, transactions (Includes those of sp .....
nd dependent children: see pp. 34-60 of filing instructions.)

Dcsc~ption of Assets
Income during
reporting period
(I)
(2)
Amount Type (e.g.,
Code I
div., rent,
(A-H)
or int.)
Gross value at end

of reporting period
(I)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(Q-W)
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
Gain
mm!ddlyy Code 2 Code I
(J-P)
{A-H)
664.
Sold
(parl)
09/21/10
665.
Sold
(par0
09/22/10
666. - Vanguard Developed Mkls Index, mutual

fd (x)
Buy
09/20/10
Buy
09/21110
668. - Vanguard Emerging Markets, mutual fd (x:
Buy
09/20110
670. - Boston, MA Bunicipal Bds
Sold
08/24110
671. - Chilmark MA Municipal Bds
Sold
08/24110
672. - MA Bay Transit Municipal Bds
Sold
08/24/10
673. - MA Commonwealth SR A Municipal Bds
Sold
08124110
674. - MA Commonwealth SR B Muniepal Bds
Sold
08/24/10
675. - MA HEFA Municipal Bds
Sold
08/24/10
676. - MA Porl Auth Municipal Bds
Sold
08/24/10
677. - MA Tpk Auth Municipal Bds
Sold
08/24/10
Sold
08/24/10
679. - Norwood MA Municipal Bds
Sold
08/24/10
680. - University MA Bldg Municipal Bds
Sold
08/24/10
669. Trust # 28

2. Value Cod~
(See Column C2)
A =$1.000 or less
F =$50.001 - $100.000
J =515.000 ox less
N =$250.001 - $500.000
P3 =$25,000.001 o $50.0~.0~
Q =Appraisal
U =Book Value
Int./Div.
P1
B =$1,001 - $2.500
G =5100.001 - 51.000.000
K =$15.0OI . $50.00~
O =5500.001 - $1.000.00~
R -~Cosl (Real Estate Only)
V =Other
(5)
Identity of
buyer/seller
(if private
transaction)
C =52.501 - $5.000
111 =$1.000.001 - $5.000.000
L =$50.001 - 5100.0~1
PI =$1.000.001 - 55.000.000
P4 =~.|ore than
S =Asscssmcnl
W =Estimated
D =$5.001 - $15.000
112 =More than $5.000.000
M =5100.001 - $250.000
P2 =$5.000.001 - 525.000.00~
T Gash
E =$15,0~1 - $50.000

Page 44 of 64
Date of Report
05/13/201 I
SARIS, PAVII B.
VI I. INV ESTMENTS and TRU STS - income, ,alue, .o~o.io,~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
Income during
reporting period
(l)
i Amount
i Code 1
(A-H)
(2)
Gross value at end

of reporting period
(i)
Type (e.g.,
Value
div., rent,
or int.)
Code 2
(J-P)
(2)
Value
Method
Code 3
(I)
(2)
Type (e.g.,
Date
(3)
Value
(4)
Gain
buy, sell,
redemption)
rnm!dd/yy
Code 2
(J-P)
Code I
(A-H)
(Q-W)
681. - Ishares MSCI Brazil Index Fd
Buy
06/11/10 L
Sold
08/27/10 J
(5)
Identity of
buyer/seller
(if private
transaction)

held)
683. - UBS Bank USA deposit account
(mutual fd)
Buy
(addl)
02/19/10
685.
Buy
(addl)
03/01/10
686.
Buy
(addl)
04/16/10
687.
Buy
(addl)
05/21/10
688.
Buy
(addl)
07/23/10
689.
Buy
(addl)
08/27/10
690.
Buy
(addl)
12/23/10
691.
Buy
(addl)
12/30/10
692.
Sold
(part)
01/05/10
693.
Sold
(part)
03/17/10
694.
Sold
(part)
06/16/10
695.
Sold
(part)
07/12/10
696.
Sold
(pan)
09/21/10
697.
Sold
(part)
09/22/10

2. Value Codc~
(See Column C2)
A -$1.000 or less
F =$50.001 - $100.000
J =$15.000 or less
N =$250.001 * $5CO.000
P3 =$25,000.001 - $50,000.000
Q =Appraisal
U Book Value
B =$ 1,001 - $2.500
G =$100,001 - $1.000.000
K =$15.001 - $50.000
O -$500.001 - $ I.(X)O.000
C =$2.501 - $5,000
Ill =$1.000.001 - $5.000.000
L =$50.001 - $100.000
PI =$1.000.001 * $5.000.000
p4 =More Ihan $50.000.000
D = $5.0~ 1 - $15,000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25,000.1X)0
R =Cosl (Real Estate Only)

V =Other
S :Asscssmenl
W -Eslimaled
T ~a.sh Markc~
E :$15.0~1 -
Date of Report

Page 45 of 64
05/13/201 I
SARIS, PATTI B.
VII. INVESTMENTS and TRUSTS - i.eo~.e, vatuo, ~o.~oc,io.~ anet~des those o/ spo~so a.d depe.de~: children; see pp. 34-60 of fillng instruction&)
B.
Income during
reporting period
A.
(including tn~st assets)

(0
~ Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
Gross value at end

of reporting period
(])
(2)
Value
Value
Code 2
Method
(J-P)
Code 3
D.
(1)
Type (e.g.,
buy, sell,
redemption)
(2)
Date
mm/dd.,3,y
(3) (4)
Value
Gain
Code 2 Code I
(J-P)
(A-H)

fd (x)
Buy
09/20/10 M
Buy
09/21/10 M
700. - Vanguard Emerging Markets, mutual fd
Buy
09/20/10 M
701. Chilton Gobal Natural Res Partners LP
None
PI
Distribution
Buy
(addl)
02/10/10
703.
Buy
(addl)
09/22/10
704.
Buy
(addl)
11/24/10
Buy
(addl)
05/27/10
706.
Buy
(addl)
09/07/10
707.
Buy
(addl)
11/02/10
Sold
(part)
08/15/10
PI
Sold
(part)
10/22/I 0
Buy
(addl)
07/26/10
713. - Government of Canada Provincial

Treasury Bills
Buy
(addl)
07/30/I 0 M
714.
Buy
(addl)
08/03110 M
702. CX Partners Fd Limited (private eq)
None
705. Hephaestion III LP
708. Mondrian Intl Fixed Income Fd LP
Distribution
P2
709.
710. Orion European Real Estate Fd Ill CV (priv E
eq)
711. RBC (Royal Bank of Canada), bank
accounts
712. RBC Dominion Securities lnc

2. Value Codes
1See Columns CI and D31
(See Column C2I
A=$1.000 or less
F =$50.001 - $100,000
J =$1~;.000 or ess
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Book Value
Distribution
Interest
PI
Interest
P2
B =$ 1,091 - $2.500
G =$100.001 - $1.090.000
K =$15.001 - $50.000
0 =$500.001 R =Cost (Real Estate Only)
V =Other
C =$2,501 - $5,000
III =$I .000.0~1 - $5,000.000
L =$50.001 - $100.000
PI =$1.000,001 - $5,000,000
P4 =More than $50.000.000
S =Assessment
W =Estimated
D =$5.001 - $15,000
112 =More than $5.000.000
M =$10~.001 - $250.000
P2 =$5.000.001 - $25,000.000
T =Cash Market
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15.001 - $50.0~0

Page 46 of 64
Date of Report
05/13/2011
SARIS, PATTI B.

A.
B.
C.
D.
Income during
Gross value at end
reporting period
of reporting period
(I)
Place "(X)" a0.er each asset

! Amount
i Code I
! (A-H)
(2)
Type (e.g.,
div., rent,
or int.)
(I)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(I)
Type (e.g.,
buy, sell,
redemption)
(2)
(3)
Date
Value
mm!dd,~y Code 2
(J-P)
(4)
Gain
Code I
(A-H)
(5)
Identity of
buyer/seller
(if private
transaction)
715.
Redeemed
(part)
09/01/10
716. - Canada Housing Trust Mtge Bds
Redeemed
(part)
03/15/10
717.
Buy
(addl)
08/03/10
718.
Buy
(addl)
09/23/10
Matured
(part)
01/08/10
720.
Buy
(addl)
01/08/10
721.
Matured
(part)
02/09/10
722.
Buy
(addl)
02/10/10
723.
Redeemed
(part)
104/05/10
724.
Matured
04/12/10
719. - RBC Bankers Acceptances
725. - Bank of Montreal GIC

726. - HSBC Bank GIC
727. - National Bank of Canada GIC
728. - Royal Bank ofCanada GIC
Buy
(addl)
729. - Province of Ontario Notes
Buy
(addl)
107/26/10 M
04/07/10
730. - Province of Quebec Notes

731. - Province of British Columbia Notes (semiannual package)
I, Income Gain Codes:

2. Value Codes
3. Value Method Cod~
t.Sc Column C2)
A =$1.000 or less
F =$50,0~1 - $100.0~
J =515.0110 o less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
G =$100.0~1 - 51.000.0Q9
K =$15.001 - 550.000
O =$500.001 - 51.000.000
R ==Cos! (Real Estate Only)
V =Olh,."r
C =52.501 - $5,000
III =51.000.001 - $5.0~).000
L =550.001 - $100,000
PI =$1.000.001 - $5.000.000
P4 =More than $50.000.000
S =Asscssmcn!
W =Estimated
D =$5.001 - $15.000
112 =M~re than $5.000.000
M =5100.001 - 5250.000
P2 =$5,000.001 - $25.000.0OO
T =Cash Market
E =515,001 - $50.000

Page 47 of 64
Date of Report
SARIS, PAFrl B.
05/13/201 I
VII. INVESTMENTS and TRU STS -income, value, transactions (lnclude~ those of spouse and dependent children: seepp. 34-60 of fillng instructions.)
[~
NONE(No reportable income, assets, or transactions.)

B.
Income during
reporting period
A.
i O)
(2)
i Amount
Type (e.g.,
i Code I
i (A-H)
div., rent,
or int.)
C.
Gross value at end
of reporting period
O)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
Transactions during relmrting period
(1)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
Gain
rnm/dd~yy Code 2 Code 1
(J-P)
(A-H)
(5)
Identity of
buyer/seller
(if private
transaction)
732. - Hydro Quebec notes (int only package)

733. - RBC Mortgage Corp GIC
734. - RBC Covered Bds (x))
Buy
04/07/10
735.
Sold
11/30/10
736. - Alberta Cap Fin Auth Bonds (x)
Buy
08/03/101 M
737. - Financement Quebec Bonds (x)
Buy
11/30/10
741. - Weston MA Municipal Bds
Sold
03/01/10
742. - Westford MA Municipal Bds
Sold
04/01/10
743. - Northampton MA Municipal Bds
Sold
06/15/10
744. - MA Commonweahh SR A Municipal Bds
Sold
06/16/10
745. - MA Port Auth Municipal Bds
Sold
06/16/10
Sold
06/16/10~
747. - MA Cons Ln Municipal Bds
Sold
06/16/10
738. Gold bouillon
None
PI
739. US Treas TIPS Bds
Interest
PI
740. MECM Investments LLC (closely held)
Int./Div.
P2
748. - Aubumdale FL Municipal Bds

2. Value Codes
(See Column C2)
A =$1.000 or less
F =$50,001 - $100.000
J =$15.000 or less
N =$250,001 - $500.000
P3 =$25,000.001 o $50.000.0~1
Q -Appraisal
U =Book Value
B =$ 1,001 - $2.500
(3=$100,001 - $1,000,000
K =$15,001 - $50.000
0 =$50~.001 - $1,000,000
R =~ost (Rcal Es~ate Only)
V =O~her
C =$2.501 - $5,000
II1 =$1.000,001 - $5,000.000
L =$50,001 - $100.000
PI =$1.000.001 - $5,000,000
P4 =More than $50.000.000
S = As,~ssmem
W =Estimated
D =$5,0~1 - $15,000
tl2 =More than
M =$100.001 - $250.000
P2 =$5.000.001 - $25,000.0OO
T =Cash Market
E =$ 15,0~1 - $50,000

Page 48 of 64
Dale of Report
05/13/201 I
SARIS, PATTI B.
V II. INVESTMENTS and TRUSTS - ~ncome, v~t.e, ~.+~cno.+ anct.d~ those ofsp ......d dependent children; see pp. 34-60 of filing instructions.)
A.
B.
C.
D.
Income during
Gross value at end

of reporting period

reporting period
! (I) (2)
l Amount
i Code I
! (A-H)
Type (e.g.,
(I) (2)
Value
div.. rent,
or int.)
Code 2
(J-P)
Value
Method
Code3
(Q-W)
(I)
Type (e.g.,
buy. sell,
redemption)
(2) (3) (4)

Date
Value
mrrfdd~y Code 2
(J-P)
Gain
Code I
(A-H)
(5)
Identity of
buyer/seller
(if private
transaction)
749. - Berkeley Cty SC Municipal Bds

750. - Easley SC Municipal Bds
75 I. - IL St Municipal Bds
752. - Maine St Municipal Bds
753. - Met Trans Auth NY Municipal Bds
754. - Mississippi St Municipal Bds
755. - NY St Dorm Auth Municipal Bds
Sold
09/02/I 0 M
756. - Reg Trans Dist Co Municipal Bds

757. - Pimco Foreign Bd Fd mutual fd
Sold
(part)
06/11/10
758.
Sold
(part)
06/25/10
PI
759.
Sold
(part)
12/27/10
PI
760. - US Treas TIPS Bds
Sold
06/11/10
761. - Vanguard Inflat Protected mutual fd
Sold
(part)
03/09/10
PI
762.
Sold
(part)
03/23/10
PI
763.
Sold
06/I 1/10
764. - Ishares MSCI Brazil Index Fd mutual fd

765. - SPDR Gold Trust mutual fd

2. Value Codc~
(Sc Columns CI and D3)
(.Sc Column C2)
A =$1,000 or less
F=$50.001 - $100,000
J =$15.000 or less
N =$250.001 - $500.0(]O
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Book Value
B ~$1,001 - $2,500
13 =$100.001 - $1.000.000
K =$15.001 - $50.000
O =$500,001 - $1,000,000
V =Olher
C =$2.501 - $5.000
Itl =$1.000.001 - $5.000.000
L =$50.001 - $100.000
PI =$1,000.001 - $5.000.000
P4 =More than $50.000.000
S =Asscssmeat
W =Estimated
D =$5,001 - $15,000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.0~1 - $25,000.0~0
T =Cash Market
E =$15.001 - $50.000

Page 49 of 64
Date of Report
SARIS, PAT]I B.
05/13/201 I
e, value, transactions (Includes those of sp ......
d dependent children; seepp. 34-60 of fillng instructlonx)

Place "tX)" after each asset
Income during
reporting period
(i)
(2)
Amount Type (e.g.,
Code I
div., rent,
(A-H)
or int.)
Gross value at end

of reporting period
(I)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3

(i)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
Gain
mm!dd/yy Code 2 Code 1
(J-P)
(A-H)
(S)
Identity of
buyer/seller
(if private
transaction)
766. - Int in MECM Associates il LLC (closely

held)
767. - Anchorage AK Municipal Bds
768. - Chatham Cty GA Municipal Bds
769. - MA St College Bldg Auth Municipal Bds
770. - NJ St Trans Municipal Bds
Sold
(part)
03/19/10
771.
Buy
(addl)
10/06/10
772. - NY St Municipal Bds
Sold
(part)
06/23/10
773. - R!VIA Tax-Free Fund Inc money mrkt

(mumalfd)
Buy
(addl)
01/05/10
774.
Buy
(addl)
02/02/10~
775.
Sold
(part)
02/26/10
776.
Buy
(addl)
03/02/10
777.
Buy
(addl)
04/05/10
778.
Sold
(part)
05/04/10
779.
Buy
(addl)
06/16/10
780.
Sold
06/21 / I 0
781. - Chilton Global Natural Res Prtners LP

782. - Pimco Developing Local Mkt Fd (mutual
fund)

2. Value Co~s
(See Column C2)
A =$1,000 or less
F =$50.001 - $100.000
J =$15.0~ ~ less
N =$250.001 - $500,000
P3 =$25.000.001 - $50,000.000
Q =Appraisal
U =Book Value
Buy
(addl)
B =$1.001 . $2.500
G =$100.001 - $1.000.000
K =$15.001 - $50.000
O =$500.001 - $1.000.000
R ==Cost (Real Estate Only)
V =Other
C =$2.501 - $5.000
Ill =$1.000.001 - $5.000.000
L =$50.001 - $100.000
PI =$1.000.001 - $5.000.000
P4 =Mare than $50.000.0~0
S =Asscssmcr~l
W Estimated
03/09/10 PI
D :$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 - $250.0(]0
P2 =$5.000.001 - $25.0~0.000
T -Cash Market
E =$15.001 - $50.000
Date of Report

Page 50 of 64
05/13/2011
SARIS, PArrl B.
e, value, tr ....tlons (Includes those of spouse and dependent children: see ptx 34-60 of fillng instructions.)

B.
Income during
reporting period
A.

(i)
i Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
D.
Gross value at end

of reporting period
(I) (2)
Value
Code 2
(J-P)
Value
Method
Code 3
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
mm/dd/yy Code 2
(J-P)
Gain
Code I
(A-H)
(Q-W)
Buy
(addl)
06111/10 O
Buy
(addl)
01/05/10
786.
Buy
(addl)
01/11/10
1787.
Buy
(addl)
02/02/10
788.
Buy
(addl)
03/01/10
789.
Buy
(addl)
03/02/10
790.
Buy
(addl)
03/24/10
PI
791.
Buy
(addl)
03/31/10
792.
Buy
(addl)
04/05/10
793.
Buy
(addl)
04/15/10
794.
Buy
(addl)
05/04/10
795.
Buy
(addl)
05/17/10
796.
Buy
(addl)
05/24/I 0
797.
Buy
(addl)
06/02/10
798.
Buy
(addl)
06/14/10
799.
Buy
(addl)
06/16/10 O
783.
(5)
Identity of
buyer/seller
(if private
transaction)
784. - Gold Boullion

785. - Federated US Treas Cash Rsv money
markt (mutual fd)

(Se Columns B I and D4 )
2. Value COdes
(See Column~ CI and D3)
(See Column C2)
A =$1,000 or less
F =$50.001 - $ 100,000
J =$15.000
N =$250.001 - $500.000
P3 =525.000.001 - $50.000.0~)
Q =Appraisal
U =l:k~k Value
B =$1,001 - $2,500
G =5100.001 - $ 1.000,000
C ~$2.501 - $5,000
I I I =$ 1.000,001 - $5,000.000
O =$500.001 - $1.000.000
PI =$1.000.001 - $5.000,0~)
P4 =More Ihan $50.000.000
S =Asscssmenl
W =Estimated
R =Cost {Real [stale Only)

V =O/her
D =$5,001 - $15,000
112 =More than $5.000.000
M =$100.0OI . $250.000
P2 =$5.000.001 - $25,000.000
T =Cash Markc~
E =$15,001 - $50,000
VII. INV ESTMENTS and TRU STS -~ ....
Name of Person Reportiog
Date of Report
SARIS, PAI-rl B.
05/13/201 I

Page 51 of 64
e. value, transactions (Includes those of spouse and dependent children: see pp. 34-60 of filing instruction~)

Income during
~laorting period

(I)
Amount
Code I
(A-H)
(2)
Type (e.g.,
div,, rent,
or int.)
Gross value at end

of reporting period
(I)
(2)
Value
Value
Method
Code 2
(J-P)
Code 3
(Q-W)
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
mm/dd!yy Code 2
(J-P)
Buy
(addl)
06/22/10
801.
Buy
(addl)
06/24/10
PI
802.
Buy
(addl)
06/28/10
PI
803.
Buy
(addl)
07/02/I 0
804.
Buy
(addl)
08/02/10
805.
Buy
(addl)
08/03/10
806.
Buy
(addl)
08/05/10
807.
Buy
(addl)
08/09/10
808.
Buy
(addl)
08/13/10
809.
Buy
(addl)
08/16/10
810.
Buy
(addl)
08/17/10
811.
Buy
(addl)
08/19/10
812.
Buy
(addl)
08/31/10
813.
Buy
(addl)
09/02/10
814.
Buy
(addl)
09/27/10
815.
Buy
(addl)
09/29/10
816.
Buy
(addl)
10/04/10 J

(See Column C21
A =$1,000 or less
F =$50.~1 - $100,000
J =$15.O00 or less
N =$250.001 - $500.0~1
P3 =$25.00~.U01 - $50.000.000
Q =Appraisal
U =Book Value
13 =$1,001 - $2,50~
G =$100.001 - $1.000.000
K =$15.001 - $50.000
O =$.q)0.0O 1 -$1.O00.OOO
V -O,h er
Code I
(A-HI
(5)
Identity of
buyerlseller
(if private
transaction)
800.

(See Columns BI and D41
2. Value Codes
(See Columm CI and D31
Gain
C =$2.501 - $5.000
111 =$1.0QQ.001 - $5.000.000
L =$50.001 - $10~.000
PI =$1.O00.001 P4 =More than $50,000.000
S =Assessment
W =Estimated
D =$5.0OI - $15.000
112 =More than $5.0~0.000
M =$10~.001 - $250.U~0
P2 $5.000.001 - $25.0~0.0~0
T =Cash Markcl
E =$15,001- $50.0~0
Date of Report

Page 52 of 64
05/13/2011
SARIS, PATTI B.
e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructiong)

Income during
Gross value at end
reporting period
of reporting period
(I)
(2)
Amount
Typ~ (e.g.,
Value
Value
Type (e.g.,
Date
Code I
div., rent,
(A-H)
or int.)
Code 2
(J-P)
Method
Code 3
buy, sell,
redemption)
(I)

(2)
(I)
(2)
(3)
(4)
Value
mm/dd/yy Code 2
(J-P)
(5)
Gain
Identity of
Code I
(A-H)
buyer/seller
(if private
transaction)
(Q-W)
817.
Buy
(addl)
10/29/10
818.
Buy
(addl)
11/02/10
819.
Buy
(addl)
11/05/10
820.
Buy
(addl)
11/08/10
821.
Buy
(addl)
11/12/10
822.
Buy
(addl)
1 I115/10
823.
Buy
(addl)
11/16/10
824.
Buy
(addl)
11/17/10
825.
Buy
(addl)
11/19/10
826.
Buy
(addl)
11/30/10
827.
Buy
(addl)
12/02/10
828.
Buy
(addl)
12/06/10
829.
Buy
(addl)
12/16/10
830.
Buy
(addl)
12/23/10
831.
Buy
(addl)
12/28/10
832.
Buy
(addl)
12/30/10
833.
Sold
(part)
03/29/10 PI

(5c Columns BI and
2. Value Codes
(See Columns CI and
{See Column
=$1.000 or lcss
=$50.001 - $100,009
=$15.0O0 o~" less
=$250.001 - $500.000
P3 =$25.0O~.0Ol - $50.0O0.0~
=Appraisal
=Book Value
B =$1,001 - $2,500
O =$100,001 - $I.000.000
K =$ 15.0OI - $50.000
O=$50O.0O1 - $1.0O0.0OO
R -~os~ (Real Estate Only)
V =O~ho"
C =$2,501 - $5,000
I I I =$ 1.00O.001 - $5.0O0.0O0
L =$50,0Ol - $10O.0O0
PI =$1.0~.0Ol - $5,0O0.00O
P4 =More Ihan $50,009.000
S = A ss~ssn~.nt
W =Estimated
D =$5.001 - $15,00O
112 =More than $5.0O0,0O0
M =$10O.0Ol - $250.000
P2 =$3.0O0,0Ol - $25.000.000
T =C~h Markcl
E =$15,0O1 - $50,000

Page 53 of 64
Date of Report
05/13/2011
SARIS, PAVI! B.
V I I. I N V E S T M E N T S a n d T R U S T S - i ........ i.o, transactions (Includes those of spouse and dependent children; see ptx 34-60 offillng instructlon~)
Income during
reporting period
(1)
(2)
Amount Type (e.g.,
Code 1
div., rent,
(A-|t)
or int.)
Gross value at end

of reporting period
0)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3

(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Value
Gain
Date
(J-P)
(A-H)
(Q-w)
834.
Sold
(part)
04/16/10
835.
Sold
(part)
06/03/10
836.
Sold
(part)
06129110
837.
Sold
(part)
07/01110
838.
Sold
(part)
07106/10
839.
Sold
(part)
07/13/I0
Pl
840.
Sold
(part)
07/14/10
841.
Sold
(part)
07/15/10
842.
Sold
(part)
08104/I 0
843.
Sold
(part)
08113/10
844.
Sold
(part)
09/08110
845.
Sold
(part)
09120/10
846.
Sold
(part)
09/28110
847.
Sold
(part)
848.
Sold
(part)
10/25/10
849.
Sold
(part)
I I118/10
850.
Sold
(part)
12/01110

2. Value Codes
(S~e Column C2)
A =$1.000 or less
F =$50.001 - $109.000
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.0~o
Q :Appraisal
U =Book Value
09130/I 0
C =$2,501 - $5.000
G =$100.001 - $1.000.000
III =$1.000,0~1 - $5,000.000

L =$50.0~1 - $100.000
O =$500.001 - $1.009.000
P 1 =$1.000,001 - $5
P4 =More than $50.000,D00
S =Ass~ssme~
W =Eslimatcd

V =O~hcv
Identi~y of
buyer!seller
(if private
transaction)
D =$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 ~$5.000.001 - $25,000.000
T =Cash Market
E =$15,001 - $50,000

Page 54 of 64
Date of Report
05/I 3/2011
SARIS, PATTI B.
VI I. INVESTM ENTS and TRUSTS - i ....e, value, transactions (Includes those of spouse and dependent children; see plx 34-60 of fitlng instructlonx.)
Income during
reporting period
Gross value at end

of reporting period
[ 11) (2)
Type (e.g.,
[ Amount
[ Code I
div., rent,
or int.)
I (A-H)
(0 (2)
Value
Value
Code 2
Method
Code 3
(J-P)


(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
mm/dd/yy Code 2
(J-P)
(~)
Gain
Code I
(A-H)
Identity of
buyer/seller
(if private
transaction)
851.
Sold
(part)
12/03/10
852.
Sold
(part)
12/10/10
853.
Sold
(part)
12120/10

fd (x)
Buy
06128110
Buy
12127110
PI
856. - Vanguard Emerging Mkts, mutual fd (x)
Buy
07/02/10 N
857. - Vanguard 500 Index Fd, mutual fd (x)
Buy
06/03/10 PI
858. - SCP Atlantic Fd, L.P. (x)
Buy
03/29/10 PI
859. - Boardwalk Pipeline Partners LP, PTP (x)
Buy
07/08/10 K
860.
Buy
(addl)
07/09/10
Buy
07/08/10
Buy
(addl)
07/09/10
Buy
07/28/10
Buy
07/08/10
i865.
Buy
(addl)
07/09/10
866.
Buy
(addl)
09/27/10
Buy
07/08/10
861. - Buckeye Partners LP, PTP (x)

862.
863. - Chesapeake Midstream Partners LP, PTP
(x)
864. - Copano Energy LLC, PTP (x)
867. - DCP Midstream Partners LP, PTP (x)

2. Value Codes
(See Column C2)
A =$1.000 or less
F =$50,001 - $100,00Q
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Book Value
B =$1.001 - $2.500
G =$100.001 - $1.000.000
K =$15.001 - $50.000
O =$500.001 - $1.000.000
V =O~her
C =$2.501 - $5.000
Ill =$1.000,001 - $5.1)00.000
L =$50.001 - $100.000
PI =$1.000.001 - $5.000.000
P4 =More than $50.000.000
S ~Asscssmcn!
W =Estimated
D =$5.0~1 - $15.000
tl2 =More than $5.000.000
M =$10~.001 - $250.0(]0
P2 =$5.000.001 - $25.000.000
T =Cash Maxke~
E =$15,001- $50,000

Page 55 of 64
Date of Repor~
05/13/2011
SARIS, PAUII B.

A.
B.
Income during
reporting period
[ (I) (2)
] Code I
div., rent,
i (A-H)
or int.)
!
C.
Gross value at end
of reporting period
(I)
(2)
Value
Value
Method
Code 2
(J-P)
Code 3
(Q-W)
868.
869. - Duncan Energy Partners LP, PTP (x)
D.
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value Gain
mm!dd/yy Code 2 Code I
(J-P) (A-H)
Buy
(addl)
07/09/10
Buy
07/08/10
870.
Buy
(addl)
07/09/10 J
87 I.
Sold
12/06/10 K
872. - El Paso Pipeline Partners LP, PTP (x)
Buy
07/08/10 K
873.
Buy
(addl)
07/09/10
874.
Buy
(addl)
09/15/I0
875.
Buy
(addl)
11/16/10
Buy
07/08/10
877.
Buy
(addl)
07/09/10
878.
Sold
(part)
09/15/10
879. - Energy Transfer Partners LP, PTP (x)
Buy
07/08/10
876. - Enbridge Energy Partners LP, PTP (x)
880.
881. - Energy Transfer LP, PTP (z)
882.
883. - Enterprise Prods Parlners LP, PTP (x)
884.

2. Value Codes
(See Columns Cl and D3)
(See Column C2)
A =$1,000 or less
F =$50.001 - $100,000
J =$15.0~0 o less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.0~.000
Q =Appraisal
U -Book Value
B =$1.001 - $2,500
O =$100.001 - $1,000.000
K =$15.001 - $50.000
O =$50~,001 - $1,000,000
R =Cos! (Real Estate Only)
V =Oth~
Buy
(addl)
07/09/10 K
Buy
07/08/10 K
Buy
(addl)
07/09/10
Buy
07/08/10
Buy
(addl)
07/09/10
C =$2,501 - $5,000
Itl =$1.000,001 - $5.000.000
L =$50,001 - $100,000
PI =$1.000,0~1 - $5,000,0~1
P4 :Mo~e than $50,0~,000
S =Ass~s~metll
W =Eslimaled
D =$5.001 - $15,000
112 =More than $5.000.~00
M =$100.001 - $250.0~0
P2 =$5.000.001 - $25,0~.000
T =C~h Markl
(5)
Identity of
buyer!seller
(if private
transaction)
E =$15.001 - $50.000

Page 56 of 64
Date of Report
05/13/2011
SARIS, PATTI B.
V I I. I N VEST M ENT S a n d T RU ST S - income, value, trattraction~ (lnclude~ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
Income during
reporting l~riod
O)
Amount
(2)
Type (e.g.,
Gross value at end

of reporting period
(1)
(2)
Value
Value
Code I
div., rent,
Code 2
Method
(A-H)
or int.)
(J-P)
Code 3
(Q-W)

O)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value Gain
(J-P)
(A-H)
Buy
(addl)
12/09/10
Buy
07/08/10
887.
Buy
(addl)
07/09/10
888.
Sold
(part)
12/01/10
889. - Inergy LP, PTP (x)
Buy
07/08/I 0
Buy
(addl)
07/09/10
Buy
07/08/10
892.
Buy
(addl)
07/09/I 0
893.
Sold
(part)
09/24/10
Buy
07/08/10
895.
Buy
(addl)
07/09/I 0
896.
Sold
(part)
07/28/10
897.
Buy
(addl)
11/15/10
Buy
07/08/10
899.
Buy
(addl)
07/09/10
900.
Buy
(addl)
11/30/10
Buy
07/08/10
885.
886. - Holly Energy Partners LP, PTP (x)
890.
89 I. - Kinder Morgan Energy Partners LP, PTP
(x)
894. - Kinder Morgan Management LLC, PTP (z)
898. - Magellan Midstream Partners, PTP (x)
901. - Markwest Energy LP, PTP (x)

2. Value Codes
(sec Column C2)
A =$1,000 or less
F =$50.001 - $100.000
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25,000.001 - $50.0~0,000
Q =Appraisal
U =Book Value
B =$1,001 - $2,500
G =$100,001 - $1,000,000
K = $15.001 . $50.000
O =$500.001 - $1.000.000
R :=Co~ (Real Estate Only)
V =Other
C =$2.501 - $5.000
III =$1.000.001 - $5.000.000
L = $ 50.001 - $ 100.000
PI ~$1.000.001 - $5.000.000
P4 =More titan $50,000,000
S =Assessment
W =Eslimated
D =$5.001 - $15.0~0
112 =More lhan $5.000.004)
M =$ 100.001 - $250.0~
P2 =$5.000.(X)1 - $25.000,000
T ==Cash Market
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15.0~1 - $50,000

Page 57 of 64
Date of Report
05/13/2011
SARIS, PATTI B.

Income during
reporting period

exempt from prior diselosure
(I) (2)
Amount T)ge (e.g.,
Code I
div., rent,
(A-H)
or int.)
Gross value at end

of reporting period
(I) (2)
Value
Value
Method
Code 2
Code 3
(J-P)
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Value
Date
mm/dd/yy Code 2
(J-P)
Gain
Code I
(A-H)
(Q-W)
902.
Buy
(addl)
07/09/10
903.
Sold
(part)
12/13/10
904. - Niska Gass Storage, PTP (x)
Buy
07/08/10
Buy
(addl)
07/09/10
Buy
07/08/10
Buy
(addl)
07/09/I 0
Buy
07/08/10
Buy
(addl)
07/09/I0
Buy
07/08/10
Buy
(addl)
07/09/10
Buy
07/08/10
Buy
(addl)
07/09/10
Buy
07/08/10
915.
Buy
(addl)
07/09/10
916.
Buy
(addl)
09/23/10
Buy
07/08/10
Buy
(addl)
07/09/10
905.
906. - Nustar Energy LP, PTP (x)
907.
908. - Oneok Partners LP, PTP (x)
909.
910. - PAA Natural Gas Storage LP, PTP (x)
911.
912. - Plains All American Pipeline LP, PTP (x)
913.
914. - Regency Energy Partners LP, PTP (x)
917. - Spectra Energy Partners LP, PTP (x)

918.

(See Columns B I and 1)4 )
2. Value Codes
(Sec Columns CI and D3)
(See Column C2)
A =$1,000 or less
F =$50.001 - $100,000
J =$15,000 or less
N =$250,001 - $500.000
P3 =$25,000.001 - $50.000,000
Q =Appraisal
U =Book Value
B :$1,001 - $2,500
O =$100,001 - $1.000.000
K =$15.001 - $50,000
O =$50~.001 - $1,000.00~
R =:Cost (Real Estate Only)
V =Other
C =$2.501 - $5,000
tt I =$ 1.0OO.001 - $ 5.000.000
L =$50.0~1 - $100.0~1
PI =$1,000.001 - $5.000.000
P4 =More than $50.0~).000
S =Asscssm,ml
W =Esrmatcd
D =$5.001 - $15.000
112 = More than $ 5.000.000
M =$10~.001 - $250.0@0
P2 =$5.000.001 - $25,000.000
T =Cash Market
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15,001 - $50.000

Page 58 of 64
Date of Reporl
05/13/201 I
SARIS, PATTI B.
Vll. INV ESTMENTS and TRUSTS - inco,~e. ~ol,e. ,~.,~ac,io,~ ancl~de, ,hose alspo~se and dependent children; seepp. 34-60 of filing instructions.)
A.
B.
C.
D.
Income during
reporting period
Gross value at end

of reporting period

] O)
i Amount
I Code I
[ (A-H)
(2)
Type (e.g.,
div., rent,
or int.)
(0
Value
Code 2
(J-P)
I
919.
(2)
Value
Method
Code 3
(Q-W)
O)
Type (e.g.,
buy, sell,
redemption)
Sold
(part)
(2) (3) (4)

Date
Value Gain
(J-P) (A-H)
09/15/10
Buy
07/08/I0
Buy
(addl)
07/09/I 0
Buy
07/08/10
923.
Buy
(addl)
07/09/10
924.
Sold
(part)
11/16/10
Buy
07/08/10
Buy
(addl)
07/09/10
927. - Targa Resources PTP (x)
Buy
12/06/10
928. - Weston Gas Partners LP, PTP (x)
Buy
07/08/10 J
920. - Sunoco Logistics Partners LP, PTP (x)

92 I.
922. - TC Pipeline LP, PTP (x)
925. - Targa Resources Partners LP, PTP (x)

926.
929.
Buy
(addl)
07/09/10
Buy
07/08/10
931.
Buy
(addl)
07109110
932.
Buy
(addl)
09/24/10
933. - Clearwater FL Wtr & Swr bds, municipal

bds (x)
Buy
02/02/10
934. - Dallas, TX Wtrwks bds, municipal bds (x)
Buy
06/16/10
935.
Sold
09/02/10
930. - Williams Partners PTP (x)

2. Value Codes
(See Column C2)
A =$1,000 or less
F =$50.001 - $100,000
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25.00~.001 - $50.000.000
Q =Appraisal
U =Book Value
B =$1.001 - $2.500
G =$100.001 - $1.000.000
K =$15.001 - $50.000
O =$500.001 - $ I.OO0.000
V =O~h,a"
C =$2.501 - $5.000
III =$1.000,001 - $5,000.000
L =$50.001 - $100.000
PI =$1,000,001 - $5,000.000
P4 =More than $50.000.000
S =Ass~ssmcnt
W =Estimated
D =$5.0~1 - $15.000
112 =More than $5.000.009
M =$100.001 - $250.000
P2 =$5.000.001 - $25,0(~0,000
T =Cash Markcl
(5)
Identity of
buyer/seller
(if private
transaction)
E =$ I 5,001 - $50,000

Page 59 of 64
VII. INVESTMENTS and TRUSTS -i ........
Date of Report
05/13/2011
SARIS, PATTI B.
argo, transactions (Includes those ofsp ...... d dependent children; seepp. 34-60 of fillng instructions.)

A.
B.
Income during
reporting period
(I)
(2)
Type
(e.g.,
~i Amount
[ Code I
div., ~nt,
i (A-H)
or int.)
C.
Gross value at end
of reporting period
(I)
Value
Code 2
(J-P)
(2)
Value
Method
Code3
(Q-W)
D.
(I)
Type (e.g.,
buy, sell,
redemption)
(2) (3) (4)

Date
Value
Gain
mm!dd~,y Code 2 Code I
(J-P)
(A-H)
936. - Florida Hurricane Catastrophe Bds,

municipal bds (x)
Buy
05/14/10 ]
937.
Sold
09/10/10
938. - Hawaii St bds, municipal bds (x)
Buy
02/10/10
939. - Intermountain Pwr Agy Utah Bds,

municipal bds (x)
Buy
02/02/I 0
940. - Kentucky Commn Agy Fd Rev Bds,

municipal bds (x)
Buy
03/15/10
941.
Sold
05/11/10
942. - Loudoun Cty VA Bds, municipal bds (x)
Buy
04/14/10
943. - Lower Colo Rvr Auth TX bds, municipal

bds (x)
Buy
01/14/10
944.
Sold
05/18/10
945. - Lower Maakefield Twp PA Bds, municipal

bds (x)
Buy
03/04/10
946. - MA Dept Trans Met Hwy Sys Bd,

municpal bds (x)
Buy
05/19/10
947. - MA St Dev Fin Agy Bds, municipal bds

(x)
Buy
i 11/03/10
948. - NM Fin Auth St Trans Rev Bds, municipal

bds (x)
Buy
04/20/10
949.
Sold
11/12/10
950. - Osceola Cty FL Sales Tax Rev Bds,

municipal bds (x)
Buy
04/21/10
951. - TX St Bds, municipal bds (x)
Buy
09/23/10
952. - WI St Trans Rev Bds, municipal bds (x)
Buy
11/23/10

2. Value Codes
(Sc Column C2)
A -$1.000 or less
F =$50.0~1 - $100.000
J =SI5.000 or less
N =$250.001 - $500.000
P3 =$25,000.001 - $.;0.000.000
Q =Appraisal
U =Book Value
B =$1,001 - $2,500
G =$100,001 - $1,000,000
K =$15,001 , $50.000
O =$500.001 - $1,000.000
V =Olher
C =$2.501 - $5,000
III =$1.000.001 - $5.000.000
L =$50,001 - $100.000
PI =$1.000.001 - $5.000.000
P4 =More than $50.000.000
S =Assessmtmt
W =Estimated
D =$5.001 - $15,000
112 =More than $5.000,000
M =$100.001 P2 =$5.000.001 - $25,000.000
T -~Sash Market
(5)
Identity of
buyer/seller
(if private
transaction)
E =$15,0~I - $50.000

Page 60 of 64
VII. INVESTMENTS and TRUSTS - into .....
Date of Report
SARIS, PATII B.
05/13/2011
lue, transactions (Includes those of spouse and dependent children; secpp. 34-60 of, tillng instructions,)

Income during
reporting period
(2)
(I)
Amount Type (e.g.,
Code I
div., rent,
(A-H)
or int.)
953. MECM Associates II LLC (closely held)
None
Gross value at end

of reporting period
(t)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-W)
P2

(0
Type (e.g.,
buy, sell,
redemption)
(2)
(3)
(4)
Date
Value Gain
(J-P) (A-H)
(5)
Identity of
buyer/seller
(if private
transaction)
954. - Baupost Value Partners LP I!

955. - Elliott Associates LP
956. - HighVista I LP
957. - Penta Asia Long Short Fd Ltd LP
958. - X Investment Holdings co Lid LP
959. - Federated US Teas Cash Rsv money
market (mutual fd)
Buy
(addl)
12/31/10 ]
960. Ishares MSCI Brazil Index Fd (mutual fd)

(x)
Dividend
Buy
06/I 1/10
961. First Republic Bank, Bank account (x)
Interest
Open
02/02/101
962. Perry Partners, LP (private equity) (x)
Dividend
963. Local Molors Inc Ser B pfd, closely held

stock (x)
None
Buy
02/22110
964. Local Motors Inc Ser C pfd, closely held

stock (x)
None
Buy
11110110
965. Webcam Generation Inc Ser A pfd stock,

closely held (x)
None
Buy
07122/10
966. FHB Formation LLC, private equity (x)
None
Buy
12/22/10
Merged
(with line 968)
12/29110
967.
,968. Northeast Bancorp (Ticker: NBN NASDAQ) (x)
969. Highland Capital Partners VIII, LP (x)

2. Value Codes
!.Sce Column C2)
A =$1.000 or less
F =$50.001 - $100,000
J =$15.1)00 or less
N =$250,001 - $500.000
P3 =$25,000.001 - $50.000,000
Q =Appraisal
U =Book Value
None
None
B =$1,001 - $2,500
G =$100,001 - $1.000.000
K =$15.001 - $50,0(X)
O =$500,001 - $1,000.000
R =Cost (Rc~I Estate Only)
V =O~ho"
See Part VIII
See Part VIII

See Part VIII
Buy
C =$2,501 - $5,000
Ill =$1.000.001 - $5.000,000
L =$50.0OI - $100,000
PI =$1,000.001 - $5,000,000
P4 =More than $50.000.000
S =Ass~ssmen!
W =Estimated
02/25/10
D =$5,001 - $15,000
112 =More than $5.000,000
M =$100.001 - $250.000
P2 =$5.000,001 - $25.000,000
T =Cash Market
E =$15,001 - $50,000

Page 61 of 64
Date of Report
05/13/201 I
SARIS, PATTI B.
VII. INVESTM ENTS and TRUSTS - income, volu,. ~a,,o,lo,~ a,dud~ thos, o/spout, a,,d dependent children; see pp. 34-60 of filing instruction~)
A.
Place "IX)" after each asset
B.
Income during
reporting period
(I)
Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or int.)
C.
Gross value at end
of reporting period
(I)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(Q-W)
D.
(I)
Type (.g.,
buy, sell,
redemption)
(2) (3) (4)

Dale
Value
Gain
mm/dd~ Code 2 Code I
(J-P)
(A-H)
970.
Buy
(addl)
04123110
971.
Buy
(addl)
06/04/10
972.
Buy
(addl)
06/30/10
973.
Buy
(addl)
11/18/10
(5)
Identi~y of
buyer/seller
(if private
transaction)
974.
975.
976. Dallas, TX Wtrwks bds, municipal bds (x)
Interest
977.
978. Florida Hurricane Catastrophe Bds,
municipal bds (x)
Interest
979.
980. Hawaii Cnty, HI bds, municipal bds (x)
Interest
98 I. Lower Colo Rvr Auth TX bds, municipal

bds (x)
Interest
982.
Buy
06/16/10 N
Sold
09/02/I 0 N
Buy
05/14/10 N
Sold
09/30/10 N
Buy
07/14/10
Buy
01/10/10
Sold
05/18/10
983. Lower Maakefield Twp PA Bds, municipal

bds (x)
Interest
Buy
03/04/I 0
984. MA Dept Trans Met Hwy Sys Bd, municpal

bds (x)
Interest
Buy
05/19/10
None
Buy
09/19/10
Interest
Buy
10/06/10
985. MN St Bds, municipal bds (x)

986. New Jersey St bds, municipal bds (x)

(Se Columns BI and D4)
2. Value Codes
ISce Columns CI and D3I
{See Column C2)
A =$1.000 or less
F =$50.001 - $100.000
J =$15.000 or less
N $250.001 - $500.0OD
P3 =$25.000.001 - $50.000.0~0
Q =Appraisal
U =Book Value
B -$1.001 - $2.500
G =$100.001 - $1.000.0~0
K = $15.001 - $50.000
O =$50(}.001 - $1.00~.000
R =Cost {Real Estate Only)
V -~3lher
C =$2,501 - $5.000
Ill =$1.000.0~1 - $5.000.000
L =$50.0~ 1 - $ 100.0~0
PI =$1.000.001 - $5.000,0(~
P4 =More than $50.000.0{)0
S =Asscssraem
W =Eslimated
D =$5.0~1 - $15.000
112 =More than $5.000.000
M = $ 100.001 - $250.1300
p2 =$5.0~0.001 - $25.0~0.000
T =Cash Markc~
E =$15,001 - $50.000
Date of Report

Page 62 of 64
05/13/2011
SARIS, PATrl B.
VI I. INVESTMENTS and TRUSTS - i. .......i,,e. tr .... tlons (Includes those ofsp ......d dependent children; see pp. 34-60 of fillng instruction~.)

Income during
Gross value at end
reporting ix:Hod
of reporting period
(I)
Amount
Code I
(A-H)
(2)
Type (e.g.,
div., rent,
or inL)
(1) (2)
Value
Value
Code 2
Method
(J-P)
Code 3
987.
988. NM Fin Auth St Trans Rev Bds, municipal C
bds (x)
989.
Interest
Transactions during ~orting period
(i)
Type (e.g.,
buy, sell,
redemption)
(2)
(3) (4)
Date
Value Gain
mm/ddPyy Code 2 Code I
(J-P) (A-H)
Buy
(addl)
10/29/10
Buy
04/20/10
Sold
11/12/10
990. TX St Bds, municipal bds (x)
None
Buy
09/23/10
991. Wl St Trans Rev Bds, municipal bds (x)
None
Buy
11/23/10

2. Value Codc~
3. Value Mcthod Codes
(Sce Column C2)
A =$1,000 or less
F =$50.001 - $100.000
J =$15.000 o less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Boak Value
B =$1,001 - $2.500
G =$100.001 - $1.000.000
K =$15.001 - $50.000
O =$500.001 . $1.000.000
V =Olhcr
C =$2,501 - $5,000
II1 =$1.000.001 - $5.000.000
L =$50.001 - $100.000
PI =$1.000.001 - $5.000.000
P4 =More than $50.000.0~0
S =Asscssmem
W =Estimated
D =$5,001 - $15.000
112 =More than $5.000.~O0
M =$100.001 - $250.000
P2 =$5.0~O.001 - $25.000.000
T =Cash Market
(5)
Identity of
buyer/seller
(if private
transaction)
E $15.001 - $50,000

Page 63 of 64

SARIS, PATTI B.
Date of Report
05/13/2011
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report)

Part I. Postions A. Reference is made to Trust #3 and Trust #4
All asssets have been separately reported on the FDR and properly disclosed.
Part VII. Investments and Trusts A. Items listed on calendar year 2009 Financial Disclosure Report (FDR) and excluded for calendar year 2010 do no meet the aggregate income, or aggregate
value levels outlined in the Financial Disclosure Report Filing Instructions for Judicial Officers and Employees (said instructions referencing Sections 102(a)(3)
and 102(a)(l)(B)).
B. 2010 FDR, Part VII, notations In Column D(I) Type: "Open" has been used when financial accounts were opened (e.g., item #961). "Open" has also been used as the "Type" for all in-kind
security contributions.
In Column D(I) Type: "Closed" has been used when a separate financial account was closed (e.g., item #7).
Item # 81: SPDR Gold Trust shares were gified b31~ to Trust #5, a private foundation created~~~
Item # 155: MFB Northern municipal money market daily detail activity was not available at filing. The net increase from buys and sells has been reported to
correctly reflect the actual "gross value" (column C(I)) as of 12/3110.
Item # 176: Return of investment was receied in 2010 and therefore column C(I) has been adjusted accordingly to reflect a decrease in value.
Item # 966 & 968: FHB Formation LLC merged with Norlheast Bankcorp effective 12/29/10 resulting in the receipt of Northeast Bancorp stock reported as new
item #968.
Item # 962: Perry Partners LP is a privae equity investment that was previously reporled as sold. During calendar 2010 Perry Partnres LP advised that an interest
is still held and therefore reportable on~ 2010 FDR.

Page 64 of 64

SARIS, PATTI B.
Date of Report
05/13/2011
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
~iccurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas ~vithheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in
compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature: S[ PATTI B. SARIS
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure

Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544

Patti B Saris Financial Disclosure Report For 2010

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AO IO

Report Required b) the Ethics

FINANCIAL DISCLOSURE REPORT

I. Person Reporting (last name, first, middle initial)

DISTRICT COURT JUDGE (ACTIVE)

5a. Report Type (check appropriate type)

7. Chambers or Office Address

8. On the basis of the information contained in this Report and any

I. POSITIONS. tRepora.g l.divld.ot o.ty; se, ~,~,. 9-13 of fillng instructions.)

NONE (No reportable positions.)

Bottom Line Inc., Boston, MA

Federal Judges Association (FJA)

Member Board of Director

21st Century Fund, Brookline High School, Brookline, MA

Codman Academy Foundation, Dorchester, MA

President & founding member

Boston Intellectual Property American Inn ofCourl, MA

ll. AGREEMENTS. (Repo~a.u i.divid.~t o.~; seeps. 14.16 of fillng instructions.)

NONE (No reportable agreements.)

PARTIES AND TERMS

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

III. NON-INVESTMENT INCOME. (Repor~.g indivldualandspouse; seepb ! 7-24 offili.g iustruction~)

NONE (No reportable non-investment income.)

SOURCE AND TYPE

NONE (No reportable non-investment income.)

PRESIDENT AND FELLOWS OF HARVARD COLLEGE, CAMBRIDGE, MA - salary

HARVARD BUSINESS SCHOOL PUBLISHING, MA - Royalties

HIGHVISTA STATEGIES LLC, MA - Advisory fee

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainmenL

NONE (No reportable reimbursements.)

ITEMS PAID OR PROVIDED

Federal Judicial Center

National Workshop for

Transportation and meals

Transportation and meals

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

V II. INVEST MENTS and TR U STS -in ......

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

"alue, tr ....tion$ (Includes those ofsp ......

d dependent children; see pp. 34-60 offillng instruetlong)

NONE (No reportable income, assets, or transactions.)

Mass. St Port Authority, Muni Bonds

Mass. St G/O Cons Ln Series, Muni Bonds

Mass. Bay Trans Authority, Municipal

Strips TNT, Public Security (IRA)

Venture Investors Fund, LP

Bank of America (formerly Fleet Natl

- Bank of America, PCA Acct

Realty Assoc Fund IV Corp

Realty Assoc Fund IV, LLC (y)

Tucker Anthony Private Equity Fund I, LP

Mass St Tpk Auth. Municipal Bond

12. TAConference LLC

Realty Associates Fund V, LLC

Tucker Anthony Private Equity Fund 11

Mass. Inl Fin Agy Municipal Bonds

Tucker Anthony Private Equity Fund 111

Tucker Anthony Private Equity Technology

I. Income Gain Codes: