AN INTERNSHIP REPORT ON GENERAL

PRACTICES OF ARUN SECURITIES

PVT.LTD
KATHMANDU, NEPAL

BY
DHIRENDRA KUMAR BASNET
EXAM ROLL NO: 18667/16
T.U. REGISTRATIONNO: 7-2-361-13-2016
OBJECTIVES OF THE INTERNSHIP
 To understand the general practices of stock broker
 To develop interpersonal, technical and professional skills reqired on
the job
 To know process involved in buying and selling securities using NEPSE
system
 To learn about the process involved in ownership transfer
BACKGROUND OF THE STUDY
 Organizational selection: Arun Securities PVT.LTD
 Location: Gaushala , Kathmandu
 Duration: Two months (December 2021-February 2021)
 Department involved: Accounts, Customer service department,
Trading and Settlement
LIMITATIONS
 The time periods of eights weeks was not enough for comprehensive
study of the brokerage firm and study
 Crucial data and information was not obtained due to busy and tight
schedule of seniors and supervisor
 The flat organizational structure of securities brokerage firm does not
allow us to learn more from the supervisors.
INTRODUCTION 0F THE ARUN
SECURITIES PVT.LTD

• Arun Securities PVT.LTD is one the leading brokerage of Nepal with

over 145 years of experience. The company was established in the
year 2064 and licensed by SEBON in the year 2068,its member ID is
03. The company is committed for giving the customers the best
services and holding to the core values which always place the client’s
interest first. It started operations with the objectives of executing the
buy and sell order in behalf of investors and confirming them the best
buy and sell price for their financial assets
• VISION
 To be an organized brokerage service provider and committed to fair service .

MISSION
 To provide effective and efficient securities trading services that enhance the the level of customer
satisfaction

• OBJECTIVES
 To provide the service of stock broker as per defined in securities Businessperson Regulation ,2064
 Innovating new technologies to increase efficiency, along with enhancing the level customers
satisfaction
 Increase in the number of clients (Investors) by providing high quality securities trading service
ANALYSIS OF ACTIVITES DONE
 Investors Relationship Management under USD
 Payments made to clients under finance
 Stocks settlement under CNS
 Trading under trading department
PROBLEMS SOLVED DURING
INTERNSHIP
 Documentation and clients filtering
 Delayed payments
 Delayed stocks transfer
 Trading securities
LESSON LEARNT
 Basics of accounting and marketing
 Establishing relation with investors
 Trading securities
 Client assessments
 Nature of market
THANK YOU