Professional Documents
Culture Documents
2010 Caterpillar
All Rights Reserved
SEBU7970-12
February 2012
Operation and
Maintenance
Manual
416E, 422E and 428E Backhoe Loaders
SHA1-Up (Machine)
CBD1-Up (Machine)
HBE1-Up (Machine)
MFG1-Up (Machine)
SNL1-Up (Machine)
SAFETY.CAT.COM
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Maintenance Section
Maintenance Interval Schedule
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When Required
Battery - Recycle ................................................
Battery or Battery Cable - Inspect/Replace ........
Bucket Cutting Edges - Inspect/Replace ............
Bucket Tips - Inspect/Replace ............................
Bucket Tips - Inspect/Replace ............................
Cab Interior - Clean ............................................
Engine Air Filter Primary Element - Clean/
Replace .............................................................
Engine Air Filter Secondary Element - Replace ..
Engine Air Precleaner - Clean ............................
Engine Compartment - Clean .............................
Film (Product Identification) - Clean ...................
Fuel System - Prime ...........................................
Fuses - Replace ..................................................
Oil Filter - Inspect ................................................
Radiator Core - Clean .........................................
Window Washer Reservoir - Fill ..........................
Window Wipers - Inspect/Replace ......................
Windows - Clean .................................................
138
138
141
142
144
146
153
154
155
155
162
165
169
176
181
189
189
190
145
146
169
176
177
137
139
151
151
158
164
164
178
183
136
Maintenance Section
Maintenance Interval Schedule
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151
163
164
182
185
186
188
Every Year
Cooling System Coolant Sample (Level 2) Obtain ............................................................... 149
Every 3 Years
Seat Belt - Replace ............................................. 183
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Maintenance Section
Axle Breathers - Clean/Replace
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Illustration 185
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The front axle breather is located on the top right side of the
differential housing.
Illustration 187
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Illustration 186
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Illustration 188
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Apply lubricant to the grease fitting (1) for the rod end
of the stick cylinder.
Apply lubricant to the grease fitting (2) for the head
end of the boom cylinder and the head end of the
stick cylinder.
Apply lubricant to the grease fitting (3) for the rod end
of the boom cylinder.
Apply lubricant to the grease fitting (4) for the boom
pivot. There is one grease fitting on each side of the
machine.
138
Maintenance Section
Backup Alarm - Test
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Battery - Recycle
SMCS Code: 1401-561
Always recycle a battery. Never discard a battery.
Always return used batteries to one of the following
locations:
Illustration 190
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A battery supplier
An authorized battery collection facility
Recycling facility
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Maintenance Section
Belts - Inspect/Adjust/Replace
Belts - Inspect/Adjust/Replace
SMCS Code: 1357-025; 1357-040; 1357-510
If new belts are installed, check belt adjustment
after 30 minutes of operation. For multiple belt drive
applications, always replace the belts in matched
sets. Replacing only one belt of a matched set will
cause the new belt to carry more load because the
older belts are stretched. The additional load on the
new belt could cause the new belt to break.
Illustration 192
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Illustration 191
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17. Remove the pin and replace the brace for the
loader lift arm to the stored position on the loader
lift arm.
18. Lower the bucket to the ground.
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Maintenance Section
Braking System - Test
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The use of a pressure washer on the engine compartment can force water into the brake reservoir.
Water that enters the brake reservoir can result in
a reduced braking ability. A reduced braking ability could result in personal injury or death. Do not
use a pressure washer to wash the brake reservoir.
Maintain the oil level between the MIN mark
and MAX mark on the brake reservoir. Add oil, if
necessary.
Note: Ensure that the filler cap is clean before
removing the cap from the reservoir.
Note: Do not clean the area near the brake reservoir
with high pressure water. If water entered the
reservoir contact your local Caterpillar dealer.
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S/N: SHA1-Up
S/N: CBD1-Up
S/N: MFG1-Up
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S/N: SNL1-Up
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Maintenance Section
Bucket Cutting Edges - Inspect/Replace
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Maintenance Section
Bucket Tips - Inspect/Replace
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1. Remove the pin from the bucket tip. The pin can
be removed by one of the following methods.
Illustration 195
S/N: CBD1-Up
S/N: MFG1-Up
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Bucket Tips
Illustration 196
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(6) Retainer
(7) Retaining washer
(8) Adapter
Illustration 194
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(1) Usable
(2) Replace the tip.
(3) Replace the tip.
Check the bucket tips for wear. If the bucket tip has a
hole, replace the bucket tip.
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Maintenance Section
Bucket Tips - Inspect/Replace
K-Series Tip
Illustration 197
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Removal
Illustration 198
Illustration 199
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Illustration 200
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Maintenance Section
Bucket Tips - Inspect/Replace
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Installation
1. Clean the adapter and the area around the latch,
if necessary.
2. Install the new bucket tip onto the adapter with a
slight clockwise rotation.
Illustration 202
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(1) This tip is usable. (2) This tip should be replaced. (3) This tip
has been overworn.
Check the bucket tips for wear. If the bucket tip has a
hole, replace the bucket tip.
Illustration 201
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Illustration 204
(1) Retaining washer
(2) Retainer
(3) Adapter
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Maintenance Section
Cab Filter (Fresh Air) - Clean/Inspect/Replace
Illustration 206
Illustration 205
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Illustration 207
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146
Maintenance Section
Cab Filter (Recirculation) - Clean/Inspect/Replace
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Illustration 208
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If Caterpillar products are not available and commercial products must be used, make sure they
have passed the Caterpillar EC-1 specification for
pre-mixed or concentrate coolants and Caterpillar
Extender.
Note: This machine is shipped with Extended Life
Coolant. Extended Life Coolant is recommended for
use.
For information about the addition of Extender to your
cooling system, see the Operation and Maintenance
Manual, Cooling System Coolant Extender (ELC) Add or consult your Caterpillar dealer.
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Maintenance Section
Cooling System Coolant (ELC) - Change
Pressurized system: Hot coolant can cause serious burn. To open cap, stop engine, wait until radiator is cool. Then loosen cap slowly to relieve
the pressure.
NOTICE
Do not change the coolant until you read and understand the material in the Cooling System Specifications section.
Illustration 210
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Maintenance Section
Cooling System Coolant Extender (ELC) - Add
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Pressurized system: Hot coolant can cause serious burn. To open cap, stop engine, wait until radiator is cool. Then loosen the cap slowly to relieve
the pressure.
When a Caterpillar Extended Life Coolant is
used, an extender must be added to the cooling
system. See the Operation and Maintenance
Manual, Maintenance Interval Schedule for the
proper service interval. The amount of extender is
determined by the cooling system capacity.
Table 39
Recommended Amount
of Extender
22 to 30 L (6 to 8 US gal)
30 to 38 L (8 to 10 US gal)
38 to 49 L (10 to 13 US gal)
49 to 64 L (13 to 17 US gal)
Pressurized system: Hot coolant can cause serious burn. To open cap, stop engine, wait until radiator is cool. Then loosen cap slowly to relieve
the pressure.
Open the engine access door on the top of the hood.
Illustration 211
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Maintenance Section
Cooling System Coolant Sample (Level 2) - Obtain
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Illustration 212
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NOTICE
Care must be taken to ensure that fluids are contained
during performance of inspection, maintenance, testing, adjusting and repair of the product. Be prepared to
collect the fluid with suitable containers before opening any compartment or disassembling any component containing fluids.
Refer to Special Publication, NENG2500, Caterpillar
Dealer Service Tool Catalog for tools and supplies
suitable to collect and contain fluids on Caterpillar
products.
Dispose of all fluids according to local regulations and
mandates.
Illustration 213
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150
Maintenance Section
Cooling System Water Temperature Regulator - Clean/Replace
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Illustration 215
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1. Remove oil drain plug (1) and drain the oil into a
suitable container.
Illustration 214
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Maintenance Section
Differential Oil (Rear) - Change
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Illustration 217
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1. Remove oil drain plug (1) and drain the oil into a
suitable container.
2. Clean the drain plug and install the drain plug.
3. Remove oil level/fill plug (2).
4. Add oil until the oil is level with the threads for the
filler plug. Refer to Operation and Maintenance
Manual, Lubricant Viscosities and Operation and
Maintenance Manual, Capacities (Refill) for oil.
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152
Maintenance Section
Differential Oil Sample (Front) - Obtain
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Illustration 219
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Illustration 222
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Illustration 220
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Maintenance Section
Engine Air Filter Primary Element - Clean/Replace
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Illustration 223
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Pressurized air
154
Maintenance Section
Engine Air Filter Secondary Element - Replace
Vacuum cleaning
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Pressurized Air
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NOTICE
Always replace the secondary filter element. Never
attempt to reuse it by cleaning.
Vacuum Cleaning
Vacuum cleaning is another method for cleaning
primary air filter elements which require daily cleaning
because of a dry, dusty environment. Cleaning with
pressurized air is recommended prior to vacuum
cleaning. Vacuum cleaning will not remove deposits
of carbon and oil.
Illustration 224
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Date of cleaning
Number of cleanings
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Maintenance Section
Engine Air Filter Service Indicator - Inspect
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Illustration 225
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Illustration 226
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Maintenance Section
Engine Crankcase Breather - Replace
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Illustration 227
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NOTICE
Do not overfill the crankcase. Engine damage can result.
1. Open the engine access door on the top of the
machine.
Personal injury can result from parts and/or covers under spring pressure.
Spring force will be released when covers are removed.
Be prepared to hold spring loaded covers as the
bolts are loosened.
4. Remove the screws (2). Remove the plate (3).
5. Remove the diaphragm (4) and the cap (6).
Remove the spring (7). Discard diaphragm (4).
Illustration 228
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Maintenance Section
Engine Oil Sample - Obtain
Illustration 230
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Illustration 231
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Illustration 229
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Maintenance Section
Engine Valve Lash - Check
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Illustration 232
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Illustration 233
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10. Stop the engine and allow the oil to drain back
into the oil pan. Maintain the oil level in the
crosshatched region of the engine oil dipstick (1).
Add oil, if necessary.
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Maintenance Section
Extendable Stick Pads - Inspect/Adjust
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Note: Do not loosen the two bolts that are under the
setscrew.
c. Loosen set screw (2) by two turns.
d. Fully extend the stick. The upper wear pad
should slide back to the stop.
e. Return the machine to the position that is
shown in figure 235.
f. Turn the set screw counterclockwise in order to
increase the gap.
g. After you set the clearance, tighten bolts (3) in
order to secure the upper wear pad.
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Maintenance Section
Extendable Stick Pads - Inspect/Adjust
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Maintenance Section
Extendable Stick Pads - Inspect/Adjust
Illustration 239
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Illustration 241
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162
Maintenance Section
Film (Product Identification) - Clean
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Illustration 243
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Illustration 244
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Maintenance Section
Final Drive Oil (Front) - Change
Hand Washing
Use a wet solution with no abrasive material that
contains no solvents and no alcohol. Use a wet
solution with a pH value between 3 and 11. Use
a soft brush, a rag, or a sponge in order to clean
the product identification films. Avoid wearing down
the surface of the product identification films with
unnecessary scrubbing. Ensure that the surface of
the product identification films is flushed with clean
water and allow the product identification films to air
dry.
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Power Washing
Power washing or washing with pressure may be
used in order to clean product identification films.
However, aggressive washing can damage the
product identification films.
Excessive pressure during power washing can
damage the product identification films by forcing
water underneath the product identification
films. Water lessens the adhesion of the product
identification film to the product, allowing the product
identification film to lift or curl. These problems are
magnified by wind. These problems are critical for
the perforated film on windows.
To avoid lifting of the edge or other damage to the
product identification films, follow these important
steps:
Illustration 245
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Illustration 246
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Maintenance Section
Final Drive Oil (Rear) - Change
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Illustration 247
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Illustration 249
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Illustration 248
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3. Add oil until the oil is level with the plug threads.
Refer to Operation and Maintenance Manual,
Lubricant Specifications and Operation and
Maintenance Manual, Capacities (Refill) for the
oil.
4. Clean the plug and install the plug.
5. Repeat the procedure for the other final drive.
Illustration 250
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Maintenance Section
Final Drive Oil Sample (Front) - Obtain
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Maintenance Section
Fuel System Filter and Water Separator - Replace
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Illustration 253
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Typical example
NOTICE
It is important to drain water from the water separator
daily, or every 10 hours. It is also important to drain
water from the fuel tank weekly, or every 50 hours.
Failure to do so could result in damage to the fuel
system.
1. Install the lift cylinder brace. Refer to Operation
and Maintenance Manual, Lift Cylinder Brace Connect and Disconnect for more information.
2. Remove the access panel from the left side of
the machine.
The machine uses a fuel filter with a push and
twist collar.
Note: The primary fuel filter is a reverse flow filter.
When you service the machine, the proper filter must
be used.
Illustration 254
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Maintenance Section
Fuel System Secondary Filter - Replace
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Refer to Special Publication, NENG2500, Dealer Service Tool Catalog for tools and supplies suitable to
collect and contain fluids on Cat products.
168
Maintenance Section
Fuel System Water Separator - Drain
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Illustration 256
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Maintenance Section
Fuel Tank Water and Sediment - Drain
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Fuses - Replace
NOTICE
Replace the fuses with the same type and size only.
Otherwise, electrical damage can result.
If it is necessary to replace fuses frequently, an electrical problem may exist. Contact your Caterpillar dealer
Illustration 258
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Illustration 259
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Maintenance Section
Hydraulic Oil Sample - Obtain
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Illustration 261
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Illustration 260
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Maintenance Section
Hydraulic System Oil - Change
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Illustration 262
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172
Maintenance Section
Hydraulic System Oil Filter - Replace
Illustration 263
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Illustration 265
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Illustration 266
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Maintenance Section
Hydraulic System Oil Level - Check
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Illustration 269
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Illustration 268
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Maintenance Section
Loader Bucket, Cylinder, and Linkage Bearings - Lubricate
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Illustration 271
Illustration 270
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Maintenance Section
Loader Bucket, Cylinder, and Linkage Bearings - Lubricate
Illustration 272
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Illustration 273
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176
Maintenance Section
Oil Filter - Inspect
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S/N: SHA1-Up
S/N: CBD1-Up
S/N: MFG1-Up
Note: The parking brake can also be referred to as
the secondary brake. The parking brake is referred
to as the secondary brake when used in a stopping
application. The parking brake is referred to as the
parking brake when used in a holding application.
Check Procedure
Illustration 274
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Illustration 275
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Maintenance Section
Parking Brake - Check/Adjust
S/N: SNL1-Up
Adjustment Procedure
Check Procedure
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Maintenance Section
Power Sideshift Stabilizer Wear Pads - Inspect
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Illustration 276
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Adjustment Procedure
If the machine moved during the test, perform the
following procedure in order to adjust the parking
brake.
1. Apply the service brakes.
2. Disengage the parking brake.
Illustration 277
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Maintenance Section
Quick Coupler - Clean
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Illustration 279
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Illustration 280
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Maintenance Section
Quick Coupler - Lubricate
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Illustration 282
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Illustration 284
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Maintenance Section
Radiator Core - Clean
Illustration 285
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Illustration 286
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NOTICE
Do not spray high pressure water into the radiator
while the engine is running.
NOTICE
If the refrigerant system has been open to the outside
air (without being plugged) for more than 30 minutes,
the receiver-dryer must be replaced. Moisture will enter an open refrigerant system and cause corrosion
which will lead to component failure.
182
Maintenance Section
Rollover Protective Structure (ROPS) - Inspect
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Illustration 288
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Typical example
Illustration 287
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Maintenance Section
Seat Belt - Replace
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Illustration 290
Illustration 289
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Typical Example
(1) Date of installation (retractor)
(2) Date of installation (buckle)
(3) Year of manufacture (tag) (fully extended Web)
(4) Year of manufacture (underside) (buckle)
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Illustration 291
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184
Maintenance Section
Stabilizer - Clean/Inspect
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Stabilizer - Clean/Inspect
SMCS Code: 7222-040; 7222-070
S/N: HBE1-Up
S/N: SNL1-Up
1. Lower the stabilizer legs.
Illustration 293
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Illustration 292
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Illustration 294
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Maintenance Section
Tire Inflation - Check
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Illustration 296
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Illustration 297
Magnetic strainer cover for the power shift or auto shift
transmissions
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Maintenance Section
Transmission Oil - Change
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Illustration 300
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Maintenance Section
Transmission Oil Filter - Replace
Illustration 302
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Illustration 303
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Maintenance Section
Transmission Oil Sample - Obtain
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NOTICE
Care must be taken to ensure that fluids are contained
during performance of inspection, maintenance, testing, adjusting and repair of the product. Be prepared to
collect the fluid with suitable containers before opening any compartment or disassembling any component containing fluids.
Illustration 305
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Illustration 304
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Maintenance Section
Wheel Nut Torque - Check
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12. Install the hub, the bearings, the washer, the nut
and the wheel.
13. While you turn the wheel, tighten bolt (2) until a
slight drag is noticed.
14. All bearing surfaces must make contact. The
wheel should turn freely within 0.025 to 0.25 mm
(0.001 to 0.010 inch) end play.
15. Install the dust cap.
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Illustration 307
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Illustration 306
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Maintenance Section
Windows - Clean
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Windows - Clean
SMCS Code: 7310; 7340
Clean the outside of the windows from the ground,
unless handholds are available.
Illustration 308
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Typical example
Cleaning Methods
Aircraft Window Cleaner
Apply the cleaner with a soft cloth. Rub the window
with moderate pressure until all the dirt is removed.
Allow the cleaner to dry. Wipe off the cleaner with a
clean soft cloth.