H THNG THNG TIN CA

TH TRNG CHNG KHON

Thc s Nguyn Vn Chung

Trung tm Nghin cu khoa hc v o to chng khon CN
TP. HCM
26A Trn Quc Tho, P6, Q3, TP. HCM
08.39309042
www.srtc.org.vn

NI DUNG
Gii thiu h thng thng tin TTCK

I.
1.
2.
3.
4.
5.
6.
7.
8.

Nhng vn c bn v cng b thng tin trn TTCK

Cc i tng c trch nhim cng b thng tin
Phng tin cng b thng tin
Phn loi cng b thng tin
Quy trnh CBTT
Nhng thng tin quan trng trong BCTC
Thng tin Bn co bch
Tm kim thng tin TTCK

II. H thng ch bo
1.
2.
3.

Khi nim
Phn loi
Cch tnh

I Gii thiu h thng thng tin

1. Nhng vn c bn

Khi nim: l nhng ch tiu, t liu phn nh

TTCK, tnh hnh kt, chnh tr, xhi. Lin quan
trc tip: bo co ti chnh, pht hnh CK, kt
qu giao dch, giao dch trn th trng, ch s
gi, qun l th trng Lin quan gin tip:
chnh sch v m, th trng th gii
Cc yu cu c bn CBTT: cng bng, kp
thi, lin tc, sc tch, chnh xc, theo quy nh.

Vai tr ca H thng thng tin

T
chc

C
nhn

C
quan
qun l

H thng thng tin

2. Cc i tng c trch nhim CBTT

Cc t chc pht hnh CK, CTC, TCNY

Cc CTCK, cng ty qun l qu, CTTCK
Cc t chc, c nhn lin quan
SGDCK, TTLK

3. Phng tin CBTT

Trang web
Bng in t
Bn tin th trng, thit b trm u cui
Khc: Truyn hnh, n phm, bo co,
bo, i...

4. Phn loi cng b thng tin: cn c

theo ni dung

Cng b thng tin nh k

Cng b thng tin tc thi
Cng b thng tin theo yu cu
Quy trnh CBTT

5. Quy trnh CBTT

Quy trnh CBTT nh k ca TCNY

G SGDCK

P.TTTT

P.QLNY

TCNY

P.GSGD

Quy trnh CBTT tc thi ca TCNY

G SGDCK

UBCKNN

P.TTTT

P.QLNY

TCNY

P.GSGD

CBTT ca S Giao dch chng khon, Trung

tm lu k, Cty i chng, T chc pht hnh,
Cty chng khon v Cty Qun l Qu
UBCKNN

S Giao dch
Chng khon
Trung tm lu
k chng khon

Cty i chng
T chc pht
hnh
Cty Chng
khon
Cty Qun l
Qu

6. Nhng thng tin quan trng trong

BCTC

Bng CKT bo co v ti sn v trch nhim

ti chnh, v vn CSH. Ch :

Tng ti sn quy m, nh gi
C cu ca cc thnh phn ti sn (tng ti sn/n):
VL + k hoch u t nhu cu huy ng
Ch s TSL trn n ngn hn: kh nng thanh ton
(= hoc >1 l tt)
Ch tiu li nhun trn ti sn: nng lc s dng v
hiu qu qun l ti sn (Nu t s ny ln hn 0, th
c ngha doanh nghip lm n c li. T s cng cao
cho thy doanh nghip lm n cng hiu qu.

6. Nhng thng tin quan trng

trong BCTC

Bo co kt qu hot ng (tt)
H s gi trn thu nhp P/E: K vng li nhun cao
H s gi trn gi tr ghi s P/B: P/B thp u t
an ton, P/B cao du hiu c c hi to li
nhun cao

Thu nhp trn mi c phiu EPS = (Thu nhp rng - c

tc c phiu u i) / lng c phiu bnh qun ang
lu thng.

BCTC phn nh hiu qu qun l ti sn v kh

nng sinh li, thng qua phn tch: ngun vn v
vic s dng vn, cc h s ti chnh kt hp
cc ch tiu

6. Nhng thng tin quan trng trong

BCTC

Bo co kt qu hot ng: th hin cc ngun

thu v cc khon chi ph
T sut li nhun trn vn ROE: xu hng, li th
cnh tranh, nh hng ca tng yu t
LN thun

LN trc
thu

Ti sn

EBIT

Doanh
thu

Doanh
thu

Ti sn

Vn c
phn

(3)

(4)

(5)

ROE =
LN trc
thu
(1)

EBIT
(2)

7. Thng tin Bn co bch

Li mi hay cho bn, thng tin v bn thn cng

ty, quyn li c bn ca c ng
nh gi mc sinh li v trin vng kinh
doanh c tin trin? du hiu tng trng? sc
cnh tranh mnh ca sn phm
Cc thng tin cn ch : vn c phn, s CP pht
hnh, n v phng n s dng tin huy ng,
ngnh ngh kinh doanh, thng tin ti chnh, thng
tin v HQT, BG, cc i tc chin lc, cc ri ro
v trin vng ca cng ty

8. Tm kim thng tin TTCK

Cc loi bo, tp ch, bn tin ca th trng

Cc website cc c quan qun l th trng
chng khon
Cc website ca cc cng ty chng khon,
cng ty qun l qu, cng ty c phn
Cc website chuyn cung cp thng tin v
chng khon v th trng chng khon

II. H thng ch bo
1. Khi nim: H thng ch bo ca TTCK l
nhng ch tiu phn nh bc tranh ca th
trng chng khon v tnh hnh kinh t ti
nhng thi im hoc thi k khc nhau ca
tng quc gia, tng ngnh, tng nhm
ngnh theo phm vi bao qut ca mi loi
ch bo.

2. Phn b theo loi chng khon

H thng ch bo c phiu
H thng ch bo tri phiu
H thng ch bo khc

2. H thng ch bo
3. Mt s cc ch s chng khon cc nc trn th gii

Cc ch s ca M:
Ch s Dow Jones: do 2 nh kinh t hc ngi M Henrry Dow
v Edward D.Jones chn 30 cng ty hng u ngnh cong
nghiep, 20 cng ty ngnh vn ti, 15 cng ty ngnh dch v cng
cng
Ch s Standard and Poors 500 ly gi trung bnh ca 500
chng khon
Ch s New York Stock Exchange ly gi trung bnh ca tt c
cc chng khon ng k trn TTCK New York
Cc ch s ca Nht:
Ch s Nikkei 225: Ch s Nikkei l ch s tng hp c phiu vi
quyn s gi c ca 225 c phiu hng u (Blue Chip) thuc s
giao dch chng khon Tokyo. Ch s ny so thi bo kinh t
Nht tnh v cng b (Thi bo kinh t Nikkei: Nippon Keizai
Shinbun). Cn c gi l Nikkei Dow Index. Ngy gc l 16-51949, vi gi gc l 176,21
Ch s Topix: Bao gm tt c nhng c phiu c nim yt giao
dch trn TTCK Tokyo.

Ch s gi Vn Index, HNX Index

Tng gi tr th trng thi im hin hnh
ca ton b CKNY so vi tng gi tr th
trng ca ton b CK thi k gc.
P1iQ1i

x 100

Vn Index =
P0iQ0i

Trong :
P1i: Gi hin hnh ca c phiu i
Q1i: Khi lng ang lu hnh (khi lng nim yt) ca c phiu i
P0i: Gi ca c phiu i thi k gc
Q0i: Khi lng ca c phiu i ti thi k gc

Ch s VN 30

Ch s HNX 30

MV: Gi tr th trng ti thi im hin ti (Market Value)

n: S c phiu trong r ch s
Pi: Gi giao dch gn nht ca c phiu i
Qi: Khi lng c phiu lu hnh iu chnh t l c phiu t
do chuyn nhng ca c phiu i c tham gia tnh ch s.
(Trong trng hp t trng ca c phiu no qu ln s c p
dng k thut t l vn ha ti a)
H s chia: Trong ngy c s, H s chia bng gi tr th trng
ca ngy c s
im c s: im c s ca ch s

Xin cm n