BN TIN PHP LUT

25/08/2016

Quyt nh s 340/Q-SGDHCM v Quy ch cng b thng tin ti S Giao Dch Chng Khon
thnh ph H Ch Minh
S Giao Dch Chng Khon thnh ph H Ch Minh ban hnh Quyt nh s 340/Q-SGDHCM ngy 19 thng 08 nm 2016 ca Tng Gim
c S Giao Dch thnh ph H Ch Minh v quy ch cng b thng tin ti HOSE.
Quyt nh s 340/Q-SGDHCM thay th cho Quyt nh s 07/Q-SGDHCM nm 2013, Quyt nh 285/Q-SGDHCM nm 2014 v Quyt
nh 158/Q-SGDHCM nm 2015. Quy ch mi bao gm VI chng, 27 iu. Quy ch quy nh cc yu cu cng b thng tin i vi tng t
chc: t chc nim yt (Chng II), cng ty qun l qu nim yt, cng ty chng khon thnh vin (Chng III), qu i chng nim yt, cng ty
u t chng khon i chng nim yt, qu hon i danh mc (Chng IV) v cc ni dung khc c lin quan. c bit, quy ch c mt s
ni dung mi nh sau:
HOSE khuyn khch cc i tng thc hin cng b thng tin c bng ting Vit v ting Anh, trong ni dung ting Anh ch mang tnh tham
kho. Tuy nhin, vi t chc nim yt, cng ty chng khon thnh vin, cng ty qun l qu, qu i chng nim yt, qu hon i
danh mc, cng ty u t chng khon i chng nim yt phi thc hin ng k l trnh cng b thng tin bng ting Anh trc
ngy 1.10.2016. Cc i tng tham gia Th trng sau ngy 1.10.2016 thc hin ng k l trnh thc hin cng b thng tin bng ting Anh
ngay sau khi c chp thun nim yt, chp thun l thnh vin ca HOSE.
V giao dch cho mua cng khai, ngoi vic cng b thng tin theo iu 43, 44, 50 Ngh nh 58/2012/N-CP v Thng t 162/2015/TT-BTC,
nu t chc c nhn cho mua iu chnh tng gi cho mua phi gi thng tin cng b n HOSE t nht 7 ngy trc khi kt thc t cho
mua, cn nu rt li ngh cho mua cng khai phi bo co y ban Chng khon Nh nc v HOSE. ng thi, cng b thng tin cho
HOSE trong thi hn 24h sau khi nhn c cng vn chp thun hoc khng chp thun ca UBCK. Vic ny cng phi cng b trn mt
trang bo in t hoc mt t bo vit trong ba s lin tip sau khi c UBCK chp thun.
Thng tin lin h: B PHN PHP CH; Tel: (04) 3935 2722 (ext:266)
Lu : Ni dung trong bn tin cp nht ch phc v cho vic truyn thng ni b cc vn bn php lut cho cn b nhn vin BSC, v khng dng t vn cho bt k
trng hp c th ca bt k t chc hay c nhn no.