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234 IEEE TRANSACTIONS ON POWER DELIVERY, VOL. 20, NO.

1, JANUARY 2005

A Benchmark System for Digital Time-Domain


Simulation of an Active Power Filter
Contributors: E. D. Lavers and P. W. Lehn, Member, IEEE/Task Force Members:
M. R. Iravani, Chair, D. Durbak, D. Fletcher, P. Wilson, R. Wachal, K. Sen, J. Martinez, B. Johnson, H. Tyll,
B. Feero, A. Sannino, G. Sybille, and A. Keri

AbstractA benchmark system is presented for digital time- distortion and the possible existence of undesirable limit cycle
domain simulation of a shunt connected active power filter. The behavior [8]. Even if limit cycle behavior is avoided, hysteresis
active power filter consists of a 3-phase voltage source converter control still generally results in an unpredictable average
operating under pulse-width modulation. The converter is con-
converter switching frequency that varies with the operating
trolled using a digital deadbeat current regulator. Harmonic
prediction is employed to allow accurate harmonic compensation conditions [7], [9]. It should be noted, however, that some novel
despite controller latencies. A PSCAD/EMTDC simulation model hysteresis schemes have been proposed which employ a time
is developed based on a laboratory scale active power filter. By varying hysteresis band to constrain the variations in switching
employing an experimental system as a basis, a pragmatic control frequency [10], [11].
structure, which accounts for all implementation constraints, is In contrast to hysteresis type control schemes, fixed switching
assured. Experimental measurements clearly validate the accu-
frequency schemes produce predictable switching harmonics,
racy of the simulation model.
predictable switching losses and they are not susceptible
Index TermsActive filters, digital control, power system to limit cycle behavior. Furthermore, unlike hysteresis type
harmonics, predictive control, pulse width modulated power
control schemes, fixed frequency schemes may be entirely
converters.
implemented using digital components, leading to a more
robust system. Review of recent literature in the area of power
I. INTRODUCTION electronics shows a strong trend toward fully-digital control of
high power converters based on predictive control techniques;
A CTIVE power filters may be constructed out of single-
phase or multi-phase converters using either voltage or
current source converter topologies. To provide filtering action
also known as dead-beat control [12][16]. While various
approaches to implementing such digital controllers exist, all
at frequencies well above the fundamental, converters must em- designs target either a one switching cycle or two switching
ploy a switching frequency of several kHz or more. Only a very cycle controller response time. Thus, from the perspective of
limited set of high power semiconductor devices are capable of the power network, their responses are, to a first order, nearly
operating at these frequencies, with the IGBT being the only identical.
Although fixed frequency control schemes offer many advan-
device commercially available from a wide range of manufac-
tages as compared to hysteresis control schemes, they suffer
turers. Intrinsic characteristics of the IGBT make these devices
from more severe bandwidth limitations due to increased con-
better suited for voltage source converter applications.
troller latencies. Of significance is the fact that these latencies
Voltage source converters themselves are available in various
are precisely known a priori. Thus, for compensation of har-
configurations and include: single-phase [1], 3-wire 3-phase [2],
monic producing loads, such as diode rectifiers or motor drives,
4-wire 3-leg 3-phase [3] or 4-wire 4-leg 3-phase [4]. Decision
harmonic prediction can be effectively used to compensate tar-
on the specific configuration is based on application, cost, com-
geted harmonics with a high degree of accuracy [13], [17].
plexity, and modularity of design. Of these four, it is the 3-phase,
For compensation of loads with rapid time rate of change,
3-wire converters that are typically the most cost effective, but
such as welders or various other arcing loads, harmonic predic-
with the caveat that they are unable to provide compensation of
tion is impossible1. In these applications the active filter must
zero-sequence current components.
dynamically compensate the entire load current, excepting the
Depending on application, either a fixed switching frequency
fundamental frequency component. Complete elimination of
scheme, such as sinusoidal pulse-width modulation [5] and
harmonics is not achievable due to digital controller laten-
space vector modulation [6], or a variable switching frequency
cies and the limited response time of the converter. Although
hysteresis control scheme may be selected [7]. Hysteresis based
specialized hardware may be designed to minimize latencies
control schemes are documented to suffer from inter-phase
for optimal performance [14], such specialty applications lie
outside the scope of this paper.
Manuscript received February 25, 2003; revised October 9, 2003. Paper no.
TPWRD-00071-2003. 1It should be noted that, strictly speaking, it is not valid to discuss the har-
The authors are with the IEEE PES Task Force on Simulation of FACTS and monics produced by arcing loads, since no window of periodicity exists over
Customer Power Devices of the IEEE PES Working Group on Modeling and which to perform a Fourier Analysis. A typical spectral analyzer will only dis-
Analysis of System Transients Using Digital Programs play some average harmonic spectrum from which the actual time varying load
Digital Object Identifier 10.1109/TPWRD.2004.837815 current cannot be re-constructed.

0885-8977/$20.00 2005 IEEE


IRAVANI et al.: A BENCHMARK SYSTEM FOR DIGITAL TIME-DOMAIN SIMULATION OF AN ACTIVE POWER FILTER 235

Fig. 1. A generalized shunt-connected active power filter configuration.

Despite the large body of work on active power filters, there


exists a lack of simulation models to study generalized elec-
tromagnetic transients and filter/system interactions. Simulation
using emtp-type programs is generally avoided due to the com-
plexity of modeling digital sample-data controllers in these en-
vironments which were designed primarily for modeling cir- Fig. 2. Power circuit configuration used in benchmark system with relevant
quantities defined.
cuits, machines, and analog controllers. Instead, control design
is typically carried out using z-domain models based on the time
averaging principle (which do not model converter switching APF act as parallel sources supplying the load, and becomes
harmonics) [1], [9], [14][17]. Although some validation can now a summation of and . This outcome is desirable be-
be carried out by simulation [15], [18] z-domain control design cause direct control of yields indirect control over , which
is invariably validated through experimental work on either a is the intended effect. In particular, if the composition of is set
prototype or a scaled system [1], [4], [9], [12][18]. to the spectrum of load harmonics, then that of is constrained
This paper presents a PSCAD/EMTDC simulation model of solely to the load fundamental harmonic, notwithstanding some
a digitally controlled 3-phase, 3-wire active power filter. The potential harmonic residue or high frequency noise. In effect, the
model is developed to mirror the response of a scaled laboratory addition of the APF will serve to filter the source current essen-
active filter. Comparison of the simulation model with results tially of unwanted load harmonics, thereby decreasing voltage
taken from a 2 kVA experimental system is used to validate the distortion at the PCC.
model.
The validated simulation model is fully parameterized so that III. THE BENCHMARK SYSTEM
its voltage rating, current rating, switching frequency or inter- The active power filter benchmark system is two-part, con-
face inductance may be easily modified without requiring mod- sisting of a power electronic circuit of the general form depicted
ification of the converter controls. This allows the active power in Fig. 1 and a digital controller. Development of this system
filter simulation model to be easily customized or to be inter- occurred first as the establishment of a working real-time APF
faced to systems at different voltage levels. system in laboratory, and, second, as replication of those results
The structure of this paper may be summarized in the fol- in an off-line simulation created using PSCAD/EMTDC soft-
lowing way. First, the general operation of the active power ware. The PSCAD/EMTDC model is designed with the intent
filter is introduced. Second, the benchmark system, based of identically mirroring the actual system, including all physical
on an experimental active power filter, is described, with a devices and digital control hardware, as well as important prac-
detailed discussion of the necessary control structure. Third, tical constraints inherent to the design of general APF systems.
PSCAD/EMTDC simulation results are compared with exper-
imental measurements to validate the simulation model, both A. Power Circuit
transiently and in steady state.
The power circuit, shown in Fig. 2, operates off a three-phase,
60 Hz, 115 V ac bus. A three-phase, full-bridge diode rectifier,
II. A GENERALIZED ACTIVE-POWER FILTER with a dc side resistor and an ac side choke, serves as a source
Fig. 1 shows a generic harmonic load connected to a simpli- of odd-numbered harmonics. Varying this resistance determines
fied model of an ac network. The internal voltage, , of the the peak amplitude of the load current waveform, which, in
network delivers power to a harmonic producing load drawing the present configuration, is about 35 A. The APF contains a
fixed current . With no other elements in the circuit, the source Voltage Source Converter (VSC) comprised of a three-phase
current and load current must clearly equate. Load current IGBT bridge with a large dc side capacitor. An interface in-
harmonics therefore directly translate into source current har- ductor is used to connect the VSC with the ac bus. Specific
monics. Source current harmonics, in turn, cause a harmonic values for these and all other relevant circuit elements are lo-
voltage drop across the source impedance , resulting in har- cated in Table I.
monic distortion at the point of common coupling (PCC). In- Diodes and IGBTs are modeled using an affine approxima-
corporating a shunt-connected Active Power Filter (APF) at or tion of their V-I characteristic, with model parameters located
near the PCC, as shown in Fig. 1, can inject filter current . in Table II. The diodes, which are used both in the load and the
Under this new configuration, the fixed voltage source and the converter, in particular have an on-voltage of 0.7 V and an on-
236 IEEE TRANSACTIONS ON POWER DELIVERY, VOL. 20, NO. 1, JANUARY 2005

TABLE I
POWER CIRCUIT SPECIFICATIONS

Fig. 3. Overview of the active power filter VSC controller.

Fig. 4. Control scheme used in the harmonic compensator.

and the PWM unit. Inputs for the VSC controller include the ac
bus voltages , the load currents , the converter currents ,
TABLE II and the capacitor voltage on the dc link of the VSC; outputs
DIODE AND IGBT MODEL SPECIFICATIONS are the six gating pulses needed to operate the IGBTs in the
VSC.
Ac voltages and currents are vector quantities which, in gen-
eral, may be expressed either as a column vector containing
phase -variables, or as a column vector containing -vari-
ables in accordance with the Clarke Transform [19]

resistance of 20 m ; the IGBTs have an on-voltage of 1.5 V


and an on-resistance also of 20 m . For simulation purposes, (1)
an off-resistance of 1 M is assumed for all devices.
The VSC employs sinusoidal pulse-width modulation
(PWM), at a switching frequency of 3.06 kHz, in order to control The inverse Clarke Transform may if necessary be employed
the converter current . Implementation of its digital controller to transform -variables back into the -frame
requires interaction between a few additional computer hard-
ware modules. Voltage and current sensors in the circuit transmit
all relevant signals to an array of Analog-to-Digital Converters (2)
(A/D), with sampling frequency of 6.12 kHz, for use in a user-de-
fined control program written in C code. The control program is
compiled and downloaded onto a TMS320C40 Digital Signal 1) Harmonic Compensator: The harmonic compensator,
Processor (DSP) where it executes. The controller output is sent shown in Fig. 4, captures the load current and, from it, derives
to a Complex Programmable Logic Device (CPLD), on which a current reference , which consists of all load harmonics
is defined a PWM program that generates the necessary VSC outside the fundamental component. To this end, it performs a
gating pulses. This interaction of software and hardware intro- one period sliding window Discrete Fourier Transform (DFT)
duces a two time step implementation delay into the control of on and resolves it into an -vector of Fourier coefficients
the VSC. This implies the elapse of two full sampling periods expressed in complex magnitude-phase form. The length of
before a reference current sent into the digital controller can be this vector, although arbitrary, will typically be limitedin this
seen on the ac terminals of the VSC. case to 15by such factors as available computation time and
the APF bandwidth. Regardless, this approach is robust, noise
B. Digital Controller tolerant and conducive to removal of the fundamental load
current component.
The VSC digital controller can be decomposed into the The two principal tasks of the compensator are fulfilled in the
four essential interacting modules shown in Fig. 3: a Harmonic frequency domain by operating on this n-vector in the following
Compensator, a DC Voltage Controller, a Current Controller, manner. The amplitude of first coefficient is zeroed as a means
of filtering the fundamental load current component from the
2 Since the source impedance was very small, only an approximate value of
this impedance could be obtained; it was neglected in the simulation model. time domain signal; to all remaining coefficients is simultane-
3 The base impedance for the load was assumed to be 6.65
. ously added a phase offset, suited to each frequency component,
IRAVANI et al.: A BENCHMARK SYSTEM FOR DIGITAL TIME-DOMAIN SIMULATION OF AN ACTIVE POWER FILTER 237

TABLE III
DC VOLTAGE CONTROLLER CONSTANTS

Fig. 5. Control scheme used in the dc voltage controller.

such that the overall effect is a two time step advance of the sur-
viving signal components. The reasoning behind this advance
is to counteract the two time step VSC implementation delay,
thereby ensuring an in-phase relation between and . Finally,
the processed coefficient vector is reconstituted into a time-do-
main waveform, which, as required, contains only load current
harmonics. Fig. 4 depicts in block-diagram form this procedure.
Fig. 6. Control scheme used in the current controller.
The load harmonic reference current output by the harmonic
compensator will serve only as a fraction of the overall APF
reference current. To it will be superimposed a small charging The quantities and are the inductance and resistance of the
current, required to regulate the dc bus voltage, and described APF filter inductor, while represents the converter current,
further in the following section. the ac bus voltage, and the instantaneous VSC ac terminal
2) DC Voltage Controller: The dc voltage controller, shown voltage. Equation (3) is valid independent of whether voltages
in Fig. 5, monitors the VSC dc side voltage and accordingly and currents are expressed as vectors of phase -quantities or
requests a charging current to maintain it at a user-defined as vectors of -quantities.
reference. This signal, once computed, is superimposed onto By nature of the 3-phase APF topology, however, no zero se-
to constitute the total converter reference current . quence current can exist as the three converter currents must
A user-supplied reference voltage is compared with sum to zero. Incorporation of this constraint into the APF con-
a low-pass filtered measurement of the dc voltage . The trol equations is trivial in the -frame, since zero sequence
resulting voltage error is processed by a conventional pro- components are already isolated. Thus control of only - and
portional-integral (PI) controller, with characteristics located -currents need be realized.
Table III. Attached to the output side of the PI is a hard limiter. It is therefore sufficient to express voltages and currents in
These blocks together set the magnitude of the charging current two-dimensional space vector
to be drawn by the VSC and, if necessary, limit that current in
order to avoid overloading the VSC. (4)
To ensure unity power factor operation, the phase and fre-
quency of the charging current must be very near to those of the
Translating (3) into discrete time via trapezoidal integration
ac bus voltage . Therefore, the bus voltage is simply mod-
yields
ulated by the charging current reference in order to meet
this requirement. A correct phase relation with the ac bus again
demands counteracting the VSC implementation delay through
an initial two time step advance of . Note that the modulation
process which yields introduces a scale factor of ampli-
tude . This scaling is accounted for in the tuning of the PI (5)
regulator.
It should further be noted that normal operation of the APF where represents the converter terminal voltage averaged
may result in the appearance of dc bus voltage ripple at har- over one sampling period. Although (5) is indeed valid for any
monic frequencies. It is essential that the dc voltage control loop chosen sample interval, implementation of a control based on
not interfere with this natural phenomenon, otherwise filtering (5) requires samples to be taken in synchronism with the peaks
action will be degraded. Parameters of the low-pass filter are and valleys of the PWM carrier signal [16]. The converter cur-
therefore selected to ensure that harmonic ripple does not prop- rent which appears in the next time step can then be controlled
agate through the voltage control loop. Filter specifications are by selecting in the current time step.
also located in Table III. However, the VSC implementation delay is two time steps,
3) Current Controller: The current controller, shown in forcing this equation to be iterated once, yielding
Fig. 6, implements the governing equation for the active power
filter system

(3) (6)
238 IEEE TRANSACTIONS ON POWER DELIVERY, VOL. 20, NO. 1, JANUARY 2005

A sufficiently small sampling period allows for the two simpli-


fications

(7)

which has already been reflected in (6), and

(8)

Additionally, the time step is related to the system switching


frequency according to

(9)

where is the converter switching frequency of 3.06 kHz.


In this new form, it is consecutive measures of the average
VSC ac terminal voltage which control the converter current
that is to appear after two time steps.
Finally, average VSC ac terminal voltage is normalized
to a vector , by the transformation
Fig. 7. Phase A load current, taken as a reference for an uncompensated source
current.
(10)

where is the modulation index vector, with magnitude no phase components of the normalized reference voltage vector
greater than unity. Equating the future converter current to are each compared with a digitally generated triangular
the converter reference yields the final form of the control carrier waveform to generate gating pulses. The PWM unit op-
equation, which, when solved for , reads erates using a triangle carrier waveform of unit magnitude and
frequency of 3.06 kHz, which is half the sampling frequency of
6.12 kHz. Thus two reference voltage vectors are implemented
(11)
every period of the carrier.

In this final form, the current controller uses the externally de-
fined reference to determine the normalized voltages IV. RESULTS
necessary to actualize that reference on the ac terminals of the Testing of the PSCAD/EMTDC simulation benchmark model
VSC in two time steps. occurs in three trials: steady-state response, load switch-on tran-
The control equation calculates the precise VSC terminal sient response, and dc voltage response. The simulation time
voltage required to effect the desired change in after exactly step used for all simulation cases is 25 s.
two time steps. But it is clearly the case that the VSC cannot
output on its ac side a line-to-line voltage which exceeds that
residing on its dc link. A space vector limiter block is therefore A. Steady State Response
attached to the output of the control equation to ensure that all The rectifier load, when connected to the 115 V rms bus,
requests are physically viable. This block identifies all space draws a 35 A peak amplitude current having the waveform
vectors with length greater than unity and reacts accordingly by shown in Fig. 7. Since and must equal in cases where the
normalizing those lengths while preserving their phase relation APF is not online, this waveform may also be construed as
with the real axis. All space vectors with lengths less than unity the unfiltered or uncompensated source current. Moreover, it
pass through this block unaffected. has been posited that with the APF in the circuit and gating
Note that the control will not function correctly during over- correctly, the source current is to be filtered almost entirely of
modulation without the presence of the space vector limiter. its load current harmonics, resulting in a sinusoid of near equiv-
The last term in (11) represents the previously implemented alent fundamental magnitude and suffering only from harmonic
value of a numerical quantity stored digitally in the con- residue and high frequency noise. Fig. 8 shows two waveforms
troller. If the converter did not implement this requested value each representing the filtered phase A source current, the first
of due to lack of dc voltage, control operation would be of which is taken from the experimental setup, the second from
compromised. the simulation. These two results agree with each other and
The reference voltage vector is then transformed back with the predictions. Similar correspondence is also exhibited
into the -frame through the inverse Clarke Transform and in the experimental and simulated converter currents, shown in
this result is sent to the PWM unit. Fig. 9. What is important to note in both the latter two pairs of
4) Pulse-Width Modulator: The remaining module of im- waveforms is the close correlation between experimental and
portance in the digital controller is the PWM unit. The three simulation in terms of high frequency harmonics. In particular,
IRAVANI et al.: A BENCHMARK SYSTEM FOR DIGITAL TIME-DOMAIN SIMULATION OF AN ACTIVE POWER FILTER 239

Fig. 8. Phase A source current, taken with the APF included in the power
circuit configuration.

Fig. 10. Harmonic content of the phase A source, load and converter currents,
taken with the APF included in the power circuit configuration.

while the converter current is a summation of every other non-


trivial load harmonic. The near identical spectra confirm that the
simulation can indeed recreate the laboratory environment.
The only trend consistently differentiating the two results is
the slightly superior performance of the simulation. Sources of
discrepancy include: nonlinear effects and loss effects associ-
ated with the ferromagnetic cores of the experimental converter
inductors, effects of switching losses, nonnegligible dead-time,
and limited data precision from the A/D converters due electro-
magnetic interference and discretization effects.
It should be recognized that supply voltage harmonics will
also influence the active filter current. This undesirable effect
is mitigated to a large extent by the active filter current con-
troller, however, large voltage harmonics will reduce the perfor-
mance of the active filter to some extent. The laboratory voltage
Fig. 9. Phase A converter current, taken with the APF included in the power supply employed by the experimental system contained a total
circuit configuration. harmonic distortion of approximately 2%. This distortion was
primarily composed of 11th, 13th, 23rd, and 25th harmonics.
very similar relative positions and amplitudes are indicative of As seen from Fig. 11, the supply voltage harmonic distortion
comparable switch duty cycles. has only minor impact on the active filter operation.
Time domain observations are corroborated by the harmonic Regardless, even in the experimental system, source current
spectra of these waveforms, obtained through a DFT and shown harmonics are present in concentrations ranging from dB
in Fig. 10. Shown in these plots are only those harmonics both to about dB with respect to the fundamental harmonic.
present in the load current in appreciable amounts and compen- As context, background noise was measured at about dB;
sated for in the experimental setup. Limitations in processor therefore even the largest residual harmonic lies only 20 dB
speed on the DSP restricted compensation to only four har- above the noise floor of the experimental system. Considering
monics of interest: 5th, 7th, 11th, and 13th. Consequently, the all the sources of noise and computational limitations in the lab-
simulation was programmed also to compensate for only these oratory setup, this may be considered good overall performance.
four harmonics, even though it has the internal capability to Fig. 11 isolates the source current from each environment
compensate all harmonics up to and including the 31st. Of note and plots it against the unfiltered standard in order to provide
in these two plots is the distribution of load harmonics between a more direct comparison of performance. It clearly shows that
the source and converter currents. As intended, the source cur- harmonic content was almost uniformly removed from the un-
rent consists almost entirely of fundamental frequency current, compensated source current by about 20 dB, per harmonic, in
240 IEEE TRANSACTIONS ON POWER DELIVERY, VOL. 20, NO. 1, JANUARY 2005

Fig. 11. Direct comparison of filtered phase A source current with the initially
unfiltered phase A source current.

Fig. 13. Phase A load switch-on source current, taken with the APF included
in the power circuit configuration.

Fig. 12. Phase A load switch-on current, generated by the closing of a


three-phase knife switch.

both experiment and simulation. Here is further confirmation of


the fact that the simulation accords not only with the theoretical
predictions, but with the practical implementation.
Fig. 14. Phase A load switch-on converter current, taken with the APF
B. Load Switch-On Response included in the power circuit configuration.
A 3-phase knife-switch is interposed between the load and the
ac bus voltage in order to create a load switch-on transient. One This pair of waveforms still displays correspondence between
such transient, shown in Fig. 12, is used to gauge the response the location of waveform peaks but not in terms of their rel-
time of the APF to a changing load. That response time is gov- ative amplitudes. This discrepancy appears to result from the
erned by how quickly the harmonic compensator can react to differing DFT implementation algorithms used in the two en-
the new steady-state of and output the correct reference cur- vironments. In particular the DFT algorithm used in simula-
rent . Since the essential component of the compensator is a tion responds more slowly than the one period sliding window
DFT, which requires exactly one period to adjust, theory dictates DFT implemented experimentally. As the DFT algorithm used
that correct tracking of the should resume one full period in simulation was a built-in function of PSCAD/EMTDC, iso-
after the load settles into steady state. The load switch-on tran- lating the exact source of the discrepancy was not possible. Con-
sients of the phase A source current, shown in Fig. 13, confirm sequently, the two ostensibly identical blocks might have any-
that in both experiment and simulation, the theoretical model where from a slightly to a significantly different response to
holds true and that proper reference tracking resumes in roughly a nonperiodic or transitional waveform. For the APF system,
one full period. results appear tolerable given that peak converter currents and
Even though both systems exhibit transitions of a comparable system currents are at least similar.
length, they do in fact differ slightly. Some deviations are dis- This transient test clearly highlights the hazards associated
cernible in the source current transients, in Fig. 13, but are un- with using the more sophisticated components of a simulation
mistakable in the converter current transients, shown in Fig. 14. package. Quite often, insufficient detail is available to reliably
IRAVANI et al.: A BENCHMARK SYSTEM FOR DIGITAL TIME-DOMAIN SIMULATION OF AN ACTIVE POWER FILTER 241

modulation, as required for higher power applications. The


benchmark model may be interfaced to any user-supplied
network in order to carry out system studies. Furthermore, it
may be employed as a starting point for the development of
customized active power filter simulation models.

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