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Sensors and Actuators A 102 (2002) 195–201

Electrochemical etching in HF solution for silicon micromachining


G. Barillaroa,*, A. Nanninia, M. Piottob
a
Dipartimento di Ingegneria dell’Informazione, Università di Pisa, Via Diotisalvi, 2, Pisa 56126, Italy
b
Centro di Studio per Metodi e Dispositivi per Radiotrasmissioni-CNR, Pisa, Italy
Received 17 April 2002; accepted 13 September 2002

Abstract

Electrochemical etching of silicon in hydrofluoric acid (HF) solution is employed as a micromachining technique. It is demonstrated that
the commonly accepted geometric constraints on the shape of electrochemically etched silicon structures can be significantly relaxed. Several
new structures etched on the same n-doped silicon wafer are reported. The fabricated structures include wall arrays, hole arrays, meander-
shaped structures, spiral-like walls, microtubes, micropillars, microtips and more. A simple model for the electrochemical etch process, which
describes the effect of the dimension of the initial seed, the current density, and also the KOH etching time of the initial pattern on the final
geometries, is detailed.
# 2002 Elsevier Science B.V. All rights reserved.

Keywords: Macroporous silicon; Silicon micromachining; Electrochemical etching; Pores formation

1. Introduction Our previous work [9] showed that the commonly


accepted geometric constraints on the dimensions of elec-
Electrochemical etching of silicon in hydrofluoric acid trochemically etched structures can be significantly relaxed.
(HF) electrolyte is a well-known technique for the formation Starting from this observation, in this paper, we demonstrate
of porous silicon [1]. Depending on the doping of the that several different structures, whose geometries can be
anodized silicon substrate, different pore morphologies more complex than the standard macropore arrays, can be
can be obtained, ranging from nanometric pores made from fabricated on the same silicon die. These geometries include
p-type substrates, to micrometric pores obtained from illu- wall arrays, hole arrays, meander-shaped structures, spiral-
minated n-type substrates. In the last case, by illuminating like walls, microtubes, micropillars, microtips and more. A
the rear surface of the wafer with sufficiently energetic model which explains the feasibility of these structures and
photons, holes can be photogenerated in the bulk. Under also includes the effect of the KOH etching time on the final
anodic bias, these holes move toward the front silicon– geometry, is briefly exposed. The obtained results suggest
electrolyte interface and silicon dissolution takes place. that the electrochemical etching of silicon in HF electrolyte
Initially, the electric field concentrates at sharp defects on can be a valuable technique for silicon micromachining.
the flat wafer surface. Surface defects therefore act as
seeding points for macropore formation. By pre-patterning
the wafer surface with defect sites, it is possible to determine 2. Fabrication process
where macropores will form. KOH etching after a standard
photolithographic step can be used to create pyramidal The starting material was an n-doped silicon wafer,
notches in the required positions which can act as an array h1 0 0i oriented, 2.4–4 O cm resistivity, 550 mm thick. A
of defects. Both random [2] and pre-patterned [3] macropore silicon dioxide layer (5000 Å thick) was thermally grown on
arrays with high aspect ratio (up to 250) were grown the sample (Fig. 1a and b). A standard photolithographic
throughout the wafer thickness [4] and on a whole wafer process was used to define the pattern of the initial seeds for
[5]. Proposed applications range from IR filters [6] to electrochemical etching. A BHF etch was then used to
photonic crystals [7] and micromechanical systems [8]. transfer the pattern to the silicon dioxide (Fig. 1c). Initial
seeds were formed by KOH anisotropic etching through the
patterned silicon dioxide (Fig. 1d). When not explicitly
*
Corresponding author. Tel.: þ39-050-568-657; fax: þ39-050-568-522. stated otherwise, the etch time was long enough to obtain
E-mail address: g.barillaro@ing.unipi.it (G. Barillaro). full pyramidal notches. On the same sample, several different

0924-4247/02/$ – see front matter # 2002 Elsevier Science B.V. All rights reserved.
PII: S 0 9 2 4 - 4 2 4 7 ( 0 2 ) 0 0 3 8 5 - 0
196 G. Barillaro et al. / Sensors and Actuators A 102 (2002) 195–201

Fig. 2. Top view of a macropore array fabricated using the electrochemical


Fig. 1. Schematic process fabrication of silicon microstructures (a–e) etching in HF.
using HF-based electrochemical etching.

patterns (straight lines, square dots and holes, spirals, structure fabricated by means of the electrochemical etching
meander-shaped lines, and others), with different dimen- in HF.
sions and pitches were defined. Electrochemical etching in Though in the previous literature on the electrochemical
HF was then used to fabricate regular structures in the etching it is stated that severe limitation exists for regular
patterned substrate (Fig. 1e). The samples were rinsed in macropore array fabrication [3,4], in our recent work [9] we
deionized water and then dried in a convection oven at demonstrated that the commonly accepted constraints on the
95 8C for 10 min. The samples were finally cleaved to allow dimensions and shapes of macropore can be significantly
scanning electron microscope (SEM) observation of the relaxed. In fact, in [9], several new features were reported:
cross-sections. (1) patterned pores with sides ranging from 2 to 15 mm were
The experimental setup used for electrochemical etch is fabricated starting from the aforementioned silicon substrate
described in detail elsewhere [9], and only briefly reported (2.4–4 O cm); (2) macropore arrays with pitch variation up
here. The front side of the sample is exposed to the electro- to 100% (8 and 16 mm) were simultaneously grown on the
lyte in a polytetrafluoroethylene (PTFE) electrochemical same silicon sample; (3) the porosity (P) was changed
cell with a platinum cathode, which is about 5 mm from between 25 and 90% starting with a fixed initial pattern
the sample surface. The electrolyte (HF 48%: C2H5OH and only varying the etching current, according to the
99.9%: H2O, 1:2:17 by volume) is stirred to reduce hydrogen relation P ¼ J/Jps; (4) branching of pores was observed
bubble formation. The area of the sample exposed to the when the wall thickness between near pores was greater
electrolyte is about 0.6 cm2 and has a circular shape. Elec- than 4 mm, which is more than twice that of the space–charge
tron–hole pairs are generated by illuminating the back side width.
of the sample with a 300 W halogen lamp, 20 cm from the As a consequence of the results reported in [9], we expect
sample, through a circular window in the metal sheet used to that, differently from predictions of the previous literature, it
provide the back electrical contact to the sample. The power is possible to obtain on the same chip several geometries
supply of the lamp can be varied to modulate the etching with different pitch and dimension simply selecting a proper
photocurrent. An HP4145B parameter analyzer was used to initial pattern and then adjusting the etching current, once
apply the anodization voltage and monitor the etching the silicon substrate is given.
current. All the experiments were executed at room tem- In fact, in this paper, we demonstrate that is possible to
perature using working current densities J < 30 mA/cm2 fabricate holes, walls, spirals, meander-shaped structures,
and constant anodization voltage of 2.5 V, as suggested in [4] microtubes, etc. on the same silicon die, with different pitch
with respect to the measured electropolishing conditions and dimension, simply by using a proper initial seed for HF
(Jps ¼ 30 mA/cm2, Vps ¼ 2 V). electrochemical etching. In particular, we found that if
the pre-patterned defects were square holes, a standard
macropore array resulted, but if the KOH defect was con-
3. Results and discussion stituted by straight lines, a wall array was obtained (Fig. 3).
Moreover by properly arranging several walls, it is possible
Fig. 2 shows a macropore array fabricated using the to fabricate more complex geometries as meander-shaped
described process. This is the commonly reported silicon structures (Fig. 4), spiral-like walls (Fig. 5), and microtubes
G. Barillaro et al. / Sensors and Actuators A 102 (2002) 195–201 197

Fig. 3. Cross-section of a wall array fabricate by means of the


electrochemical etching in HF.

(Fig. 6). Fig. 4 shows the top view of meander-shaped


structures with different dimension and pitch. We would
like to point out that random macropores are present in Fig. 4
where silicon substrate is not opportunely patterned. In fact,
once the doping of substrate is fixed, a maximum dimension
exists on the pores-free silicon material [3,9]: for smaller
dimension, only few holes can penetrate into the patterned
silicon giving rise to silicon dissolution, so that crystalline
silicon auto-protects itself against the electrochemical etch-
ing; for greater dimension, more holes can penetrate and
reach the silicon–electrolyte interface through the patterned
silicon so producing pores formation. Fig. 5 shows respec-
tively the top view of a spiral array (top image) and the cross-
Fig. 5. Top view (top image) and cross-section (bottom image) of a spiral
section of such a spiral (bottom image). Fig. 6 shows the top array.
view (top image) and the cross-section (bottom image) of a
microtube array. It is evident from Fig. 6 (bottom) that an
internal straight channel runs up to the end of each tube.
Arrays of micropillars were also fabricated using a square
dots array as initial pattern (Fig. 7). Fig. 7 shows the top view
(top image) and a 458 view (bottom image) of such an array.
It is evident from Fig. 7 that the silicon between adjacent
pillars was completely removed by electrochemical etching
so creating isolated silicon pillars. By combining the initial
patterns for pillars and macropores, an array of microtips can
be fabricated (Fig. 8). Fig. 8 shows the top view (top image)
and a 458 view of a microtips array.
Moreover, we found that once the geometrical shape of
the seed and the etching current are chosen, the final
structure obtained through electrochemical etching also
depends on the KOH etching time. For instance, using a
pattern constituted by incompletely etched squares (trun-
cated pyramids) and incompletely etched straight lines
(trapezoidal prisms), it is possible to obtain microtip and
microknife arrays, respectively [10], in a different way from
Fig. 4. Top view of a meander-shaped structure array. In the darker areas, the one described in the previous paragraph. In fact, if the
the silicon has been etched away. pyramidal notches are not complete (truncated) and their
198 G. Barillaro et al. / Sensors and Actuators A 102 (2002) 195–201

Fig. 6. Top view (top image) and cross-section (bottom image) of a


Fig. 7. Top view (top image) and 458 view (bottom image) of a micropillar
microtube array.
array. The pillars have a constant circular section apart from the foot that
has a more complicated shape (not simple square as it could appear in the
dimensions are properly chosen, four macropores grow at top image).
the corners of each notch and join, leaving a crystalline
silicon tip in the center, as clarified later. reactive ion etching (RIE) or isotropic etching to produce
The experimental results reported in Figs. 3–8 demon- the initial seeds [11] as an alternative to KOH, it is not more
strate that it is possible to use the electrochemical etching necessary to align the initial pattern to h1 1 0i crystal
technique earlier described with much more freedom than directions. Moreover, we would like to mention that lateral
previously thought, although limitations exist depending on and vertical dimensions of etched structures are controlled
the constraints of the macropore growth process due to the by independent parameters: lateral etching strongly depends
substrate resistivity, as discussed in [9]. on the etching density current, that establishes the overall
The fabricated structures show the possibility of using the dimension of the resulting structure, once the initial defect is
electrochemical etching in HF solution as an alternative tool fixed; vertical dimension only depends on the etching time.
for silicon micromachining. The main properties of the Drawbacks of the proposed process can be ascribed to (1) the
described process are: (1) high lateral (parallel to the wafer presence of the HF, which is a corrosive agent, especially for
surface) and vertical (perpendicular to the wafer surface) metals; and (2) the constraint on the maximum transversal
uniformity of fabricated structures (see Figs. 3–8), as a dimension of crystalline walls, which mainly depends on the
consequence of pores formation mechanism [4]; (2) good substrate resistivity. As far as the use of the HF is concerned,
reproducibility, once parameters of etching (voltage, current a proper area can be protect using an Si3N4 layer, as reported
density, HF concentration, etc.) are fixed; (3) high aspect in literature [12]; while the doping of the silicon substrate
ratio and then high integration density capability; (4) good can be opportunely chosen in order to achieve the desired
flexibility about the structure shape. Furthermore, using transversal dimension [3].
G. Barillaro et al. / Sensors and Actuators A 102 (2002) 195–201 199

Fig. 9. Evolution model for electrochemical etching of silicon (a–e) in HF


solution.

A redistribution phase starts, then, as soon as the nucleation


process terminate, because the density of the macropores
growing is greater than the equilibrium density. In this
Fig. 8. Top view (top image) and 458 view (bottom image) of a microtip phase, some pores stop growing and terminate, whereas
array. other pores, collecting more holes, continue to grow increas-
ing their diameter. Thus, the diameter of the growing pores
In order to explain the feasibility of the previously pre- increases to reach a proper value (Fig. 9c and d). As soon as
sented structures and to state the limits of the detailed the redistribution phase terminate, a stable pore growth
technique, we refer to the model of regular macropore array regime starts yielding an arrangement of pores that does
growth that we proposed in [9] and which can be completed not significantly change anymore (Fig. 9e). Stable growing
including the new experimental data reported in this paper. pores have a fixed diameter, which value depends on the
The evolution model for HF electrochemical silicon etching substrate resistivity in agreement with the diameter of stable
is schematically shown in Fig. 9. In the first time, shallow random pores (about 2 mm for the used substrate). In this
random macropores are formed in correspondence of pre- phase, the overall structure grows deep without further
existing defect sites (Fig. 9a and b). The surface density of modification of dimension and shape.
the shallow random macropores could be relatively high, Interestingly, the number of pores growing in the pre-
about the defect density of a polished silicon surface determined notch depends on its dimensions. If the typical
(106 defects/cm2). Due to the fact that most of the holes dimension of the notch is approaching the diameter of stable
coming from the substrate are collected by pores growing random pores, only one pore grows in correspondence of the
into the nucleation seeds, any initial dissolution reaction out single defect, as reported by the commonly accepted model
of the pre-determined defects can not further proceed, if the for macropore array formation [3]. When the dimension of
defects pattern is correctly chosen, and only few holes are the defect is much greater than the diameter of the random
available for dissolution of the flat silicon surface. It is known pores, more pores grow in the defect site and coalesce,
that an equilibrium density for stable random macropores creating a structure with a greater dimension than the single
growth exists, which depends on silicon substrate resisti- pore diameter (Fig. 10a). Again, we found that the number of
vity and anodization parameters (voltage, current density). stable pores growing into a single pre-patterned defect also
200 G. Barillaro et al. / Sensors and Actuators A 102 (2002) 195–201

Fig. 10. Effect of the defect dimension (a), current density (b) and KOH time (c) on the electrochemical etching of the silicon in HF.

depends on the etching current, once the dimension of the [2] V. Lehmann, H. Föll, Formation mechanism and properties of
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feasible way to increase the dimension of the overall result- Thin Solid Films 297 (1997) 13–17.
ing structures, by reducing dimensions of silicon walls [4] V. Lehmann, The physics of macropore formation in low-doped
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the etching current are chosen, we found that the overall [5] H. Ohji, S. Izuo, P.J. French, K. Tsutsumi, Macroporous-based
micromachining on full wafers, Sens. Actuators A 92 (2001) 384–387.
structure depends on the KOH etching time. For instance, if [6] V. Lehmann, R. Stengl, H. Reisinger, R. Detemple, W. Theiss,
KOH etching of initial pattern is not complete (trapezoidal Optical shortpass filters based on macroporous silicon, Appl. Phys.
prism or truncated pyramid), pores grow at the corners of Lett. 78 (2001) 589–591.
each defect, where most of holes coming from the substrate [7] S. Rowson, A. Chelnokov, J.M. Lourtioz, Two-dimensional photonic
are collected due to the higher electric field and, in depen- crystals in macroporous silicon: from mid-infrared (10 mm) to
telecommunication wavelengths (1.3–1.5 mm), J. Lightwave Technol.
dence of its dimensions and on the etching current, they 17 (1999) 1989–1995.
grow independently or coalesce leaving a silicon knife or [8] H. Ohji, P.T.J. Gennissen, P.J. French, K. Tsutsumi, Fabrication of a
pillar in the center of the structure (Fig. 10c). The latter beam–mass structure using single-step electochemical etching for
effect is due to the depletion of holes in the pillar: in fact, the micro structures (SEEMS), J. Micromechan. Microeng. 10 (2000)
440–444.
space charge region of HF–silicon interface of growing
[9] G. Barillaro, A. Nannini, F. Pieri, Dimensional constraints on high
pores extends into the pillar, so protecting it against silicon aspect ratio silicon microstructures fabricated by HF photoelec-
dissolution. trochemical etching, J. Electrochem. Soc. 149 (2002) C180.
[10] G. Barillaro, F. Pieri, M. Piotto, in: Proceedings of the Joint
International Meeting 2001on A New Process for Silicon Field
4. Conclusions Emitter Array Fabrication Using HF Photoelectrochemical Etching,
San Francisco, USA, 2–7 September 2001.
[11] H. Ohji, P.J. French, S. Izuo, K. Tsutsumi, Initial pits for
In this paper, we demonstrate that the commonly pro- electrochemical etching in hydrofluoric acid, Sens. Actuators A 85
posed geometric constraints on the shape of electrochemi- (2000) 390–394.
cally etched silicon structures can be significantly relaxed. [12] G. Barillaro, A. Diligenti, F. Pieri, F. Fuso, M. Allegrini, Integrated
As a matter of fact, we fabricated several new structures on porous-silicon light-emitting diodes: a fabrication process using
graded doping profiles, Appl. Phys. Lett. 78 (2001) 4154–4156.
the same n-doped silicon wafer, including wall arrays, hole
arrays, meander-shaped structures, spiral-like walls, micro-
tubes, micropillars, microtips and more. A simple model for Biographies
the etch, which includes the effect of the dimension of the
initial pattern, the current density, and the KOH etching time G. Barillaro received his laurea degree in electronic engineering and his
PhD degree in information engineering from the University of Pisa, Italy,
of the initial pattern on the final geometries, is discussed.
in 1998 and 2001, respectively. Since November 2001, he has a post-doc
The fabricated structures enable us to consider the electro- position at the Information Department of University of Pisa. His main
chemical etching in HF as a useful tool for silicon micro- research interests concern porous silicon applications and technologies,
machining, alternative to the commonly used techniques. silicon micromachining, solid state sensors, microelectronic devices and
technologies.

A. Nannini received his laurea degree in electronic engineering from the


References University of Pisa, Italy, in 1982. He received his PhD degree in
electronics and information engineering in 1987 at the end of the first
[1] R.L. Smith, S.D. Collins, Porous silicon formation mechanisms, Italian PhD course held by the University of Padova, Italy. From 1988 to
J. Appl. Phys. 71 (1992) R1–R22. 1992, he was a University Researcher at the ‘‘Scuola Superiore di Studi
G. Barillaro et al. / Sensors and Actuators A 102 (2002) 195–201 201

Universitari e Perfezionamento S. Anna’’, Pisa. Since 1992, he worked in the M. Piotto received his laurea degree in electronic engineering from the
Department of Information Engineering of the University of Pisa as an University of Pisa, Italy, in 1996 and his PhD degree in information
associate professor. Since November 2000, he is a full professor of ‘‘Electron engineering in 2000. From 2000 to 2001, he worked at the Department of
Devices’’. He is also holding the course: ‘‘Sensors and Detectors’’. He is Information Engineering of the University of Pisa as a graduated
currently a member of the Council of the Inter-dipartimental Center ‘‘E. technician. Since December 2001, he is researcher of the ‘‘Centro di
Piaggio’’, he is a member of the Central Library Council of the Engineering Studio per Metodi e Dispositivi per Radiotrasmissioni—National
faculty and the vice-president of the Council of the Course of Studies in Research Council’’ of Pisa. His main research interests concern
Electronic Engineering. His main research interests concern solid state micromachining, MEMS, microelectronic and nanoelectronic devices
sensors, microelectronic devices and technologies and MEMS. and technologies.

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