You are on page 1of 31

1

LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

LAWYER their employer. The NLRC rendered an


adverse decision. Basas and his fellow
1. Duty to the Court/Negligence of a workers, however, insisted that they
Lawyer appeal the decision. Atty. Icawat,
however, failed to file the required
In Re: Vicente Y. Bayani memorandum of appeal. Basas filed an
A.C. No. 5307. August 9, 2000 administrative complaint, also alleging
that Atty. Icawat issued a receipt for an
Facts: Atty. Vicente Bayani was the amount less than that which they had
lawyer for the appellant in a criminal paid him.
case. He failed to submit his proof of
service in his appellant's brief which Held: GUILTY. Respondent's failure to
subsequently caused the inability of the file the memorandum of appeal
appellee to file his own brief. The IBP required by the NLRC Rules of
was order to investigate on the matter Procedure reveals his poor grasp of
and despite repeated notices, Bayani labor law. Respondent practically
failed to submit the proof of service and admitted that he did not file the
his answer to the IBP's query. Hence, memorandum. His failure to file the
this administrative complaint. memorandum clearly prejudiced the
interests of his clients. Respondent
Held: GUILTY. Atty. Bayani's failure to manifestly fell short of the diligence
submit proof of service of appellant's required of his profession, in violation of
brief and his failure to submit the Canon 18 of the Code of Professional
required comment manifest willful Responsibility, which mandates that a
disobedience to the lawful orders of the lawyer shall serve his client with
Supreme Court, a clear violation of the competence and diligence. Rule 18.03
canons of professional ethics. It appears further provides that a lawyer shall not
that Atty. Bayani has fallen short of the neglect a legal matter entrusted to him,
circumspection required of a member of and his negligence in connection
the Bar. A counsel must always therewith shall render him liable. For his
remember that his actions or omissions failure to issue the proper receipt for
are binding on his clients. A lawyer the money he received from his clients,
owes his client the exercise of utmost respondent also violated Rule 16.01 of
prudence and capability in that the Code of Professional Responsibility
representation. Further, lawyers are which states that a lawyer shall account
expected to be acquainted with the for all money or property collected or
rudiments of law and legal procedure received for or from the client. The
and anyone who deals with them has Court fined Atty. Icawat in the amount
the right to expect not just a good of PhP 500, with a warning that a
amount of professional learning and repetition of the same offense or a
competence but also a whole-hearted similar misconduct will be dealt with
fealty to his client's cause. Having been more severely.
remiss in his duty to the Court and to
the Bar, Atty. Bayani was suspended 3. Duty of Lawyer to Client/Proper
from the practice of law for 3 months Conduct
and until the time he complies with the
Order of the Supreme Court to submit Teodoro R. Rivera vs. Atty. Sergio
the required proof of service. Angeles
A.C. No. 2519. August 29, 2000
2. Duty to Client/Accounting of Client’s
Money/Negligence Facts: Atty. Sergio Angeles was the
legal counsel of Teodoro Rivera and 2
Teodulfo B. Basas vs. Atty. Miguel others in a civil case. Rivera and his 2
I. Icawat co-plaintiffs received a favorable
A.C. No. 4282. August 24, 2000 decision. Atty. Angeles received almost
PhP 50,000 from one of the defendants
Facts: Atty. Miguel Icawat was the in the case as partial fulfillment of the
lawyer for Teodulfo Basas and some judgement against the latter. Atty.
other laborers in their complaint against Angeles, however, never told his clients
2
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

of the amount he had received and that the motion for reconsideration filed
never remitted the same to him, by Pimentel was not filed in time.
leaving them to discover such fact on
their own. Rivera and his co-plaintiffs Held: GUILTY. Respondents do not
filed an administrative complaint for dispute the fact that massive
disbarment against Atty. Angeles. irregularities attended the canvassing
of the Pasig City election returns. The
Held: GUILTY. Atty. Angeles was not only explanation they could offer for
disbarred but the Court ruled that his such irregularities is that the same
act amounted to serious misconduct. could be due to honest mistake, human
The Court has repeatedly stressed the error, and/or fatigue on the part of the
importance of integrity and good moral members of the canvassing committees
character as part of a lawyer’s who prepared the SoVs. There is a limit,
equipment in the practice of his we believe, to what can be construed as
profession. For it cannot be denied that an honest mistake or oversight due to
the respect of litigants for the fatigue, in the performance of official
profession is inexorably diminished duty. The sheer magnitude of the error
whenever a member of the Bar betrays renders the defense of honest mistake
their trust and confidence. The Court is or oversight due to fatigue, as
not oblivious of the right of a lawyer to incredible and simply unacceptable.
be paid for the legal services he has Indeed, what is involved here is not just
extended to his client but such right a case of mathematical error in the
should not be exercised whimsically by tabulation of votes per precinct as
appropriating to himself the money reflected in the election returns and the
intended for his clients. There should subsequent entry of the erroneous
never be an instance where the victor figures in one or two SoVs but a
in litigation loses everything he won to systematic scheme to pad the votes of
the fees of his own lawyer. For deceit in certain senatorial candidates at the
dealing with his client, Atty. Angeles expense of the petitioner in complete
was suspended from the practice of law disregard of the tabulation in the
for 1 year. election returns. A lawyer who holds a
government position may not be
Aquilino Q. Pimentel, Jr. vs. Attys. disciplined as a member of the bar for
Antonio M. Llorente and Ligaya P. misconduct in the discharge of his
Salayon duties as a government official.
A.C. No. 4690. August 29, 2000 However, if the misconduct also
constitutes a violation of the Code of
Facts: Attys. Antonio Llorente and Professional Responsibility or the
Ligaya Salayon were election officers of lawyer’s oath or is of such character as
the COMELEC and held the position of to affect his qualification as a lawyer or
Chairman and Vice-Chairman shows moral delinquency on his part,
respectively for the Pasig City Board of such individual may be disciplined as a
Candidates. The respondents helped member of the bar for such misconduct.
conduct and oversee the 1995 Here, by certifying as true and correct
elections. Then Senatorial candidate the SoVs in question, respondents
Aquilino Pimentel, Jr. alleged that the committed a breach of Rule 1.01 of the
respondents tampered with the votes Code which stipulates that a lawyer
received by them by either adding more shall not engage in “unlawful,
votes for particular candidates in their dishonest, immoral or deceitful
Statement of Votes (SoV) or reducing conduct.” By express provision of
the number of votes of particular Canon 6, this is made applicable to
candidates in their SoV. Pimentel filed lawyers in the government service. In
an administrative complaint for their addition, they likewise violated their
disbarment. Respondents argued that oath of office as lawyers to “do no
the discrepancies were due to honest falsehood.” The Court found the
mistake, oversight and fatigue. respondents guilty of misconduct and
Respondents also argued that the IBP fined them PhP 10,000 each and issued
Board of Governors had already a stern warning that similar conduct in
exonerated them from any offense and the future will be severely punished.
3
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

Misrepresentation and Non-payment of 1. Gross Ignorance of the Law


IBP Dues
• Improper Imposition of the
Soliman M. Santos, Jr. v. Atty. Punishment of Contempt
Francisco R. Llamas Flaviano B. Cortes v. Judge Felina
A.C. No. 4749. January 20, 2000 Bangalan
A.M. No. MTJ-97-1129. January 19,
Facts: Complaint for misrepresentation 2000
and non-payment of bar membership
dues. It appears that Atty. Llamas, who Facts: Complainant was one of the co-
for a number of years now, has not accused in an adultery case filed before
indicated the proper PTR and IBP OR the sala of respondent Judge Bangalan.
Nos. and data in his pleadings. If at all, In a letter-complaint, he moved for the
he only indicated “IBP Rizal 259060” voluntary inhibition of respondent judge
but he has been using this for at least 3 on the ground that the latter cannot be
years already. On the other hand, impartial over the criminal case
respondent, who is now of age, averred because complainant previously filed an
that he is only engaged in a “limited” opposition to the appointment of
practice of law and under RA 7432, as a respondent as RTC judge.
senior citizen, he is exempted from For this, respondent judge issued
payment of income taxes and included an order citing Complainant in direct
in this exemption is the payment of contempt of court, averring further that
membership dues. his pleading contained derogatory,
offensive or malicious statements
Held: GUILTY. Rule 139-A requires that "equivalent to misbehavior committed
every member of the Integrated Bar in the presence of or so near a court or
shall pay annual dues and default judge as to interrupt the proceedings
thereof for six months shall warrant before the same within the meaning of
suspension of membership and if Rule 71. When complainant appealed
nonpayment covers a period of 1-year, said order in the same court, after
default shall be a ground for removal of posting a notice of appeal, respondent
the delinquent’s name from the Roll of judge ordered him to submit a record
Attorneys. It does not matter whether on appeal. Upon failure to do so,
or not respondent is only engaged in respondent judge issued a warrant of
“limited” practice of law. Moreover, the arrest against Complainant for which he
exemption invoked by respondent does was arrested and jailed for 1 day with a
not include exemption from payment of fine of P10.00.
membership or association dues. Thus, Complainant charges
In addition, by indicating “IBP respondent judge with gross ignorance
Rizal 259060” in his pleadings and of the law, oppressive conduct and
thereby misprepresenting to the public abuse of authority when the latter held
and the courts that he had paid his IBP him in contempt of court on account of
dues to the Rizal Chpater, respondent is the statements he made in his letter-
guilty of violating the Code of complaint which statements,
Professional Responsibility which complainant insists, are absolutely
provides: Rule 1.01 – A lawyer shall not privileged in nature. Complainant
engage in unlawful, dishonest, immoral further alleges that he filed a notice of
or deceitful conduct. His act is also a appeal from the order of contempt but
violation of Rule 10.01 which provides respondent directed him to submit a
that: A lawyer shall not do any record on appeal despite the fact that
falsehood, nor consent to the doing of the same is not required under the
any in court; nor mislead or allow the rules.
court to be misled by any artifice.
Lawyer was suspended for 1 year Held: GUILTY. Judge B was fined in the
or until he has paid his IBP dues, amount equivalent to 1-month salary
whichever is later. with a stern warning that a repetition of
the same shall be dealt with more
A. JUDGES seriously. The Court said that while it is
4
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

true that the complainant attached the properly filed by the original Judge
administrative letter-complaint in his (inhibited himself due to relationship to
letter for respondent judge to inhibit in one’s of the parties) whom Judge Gacott
the criminal case, it was used merely to replaced. Jugde G issued the dismissal
support his contention in his motion for order relying on a case (Manchester vs.
inhibition. A judge is bound never to CA) which states that - a case is
consider lightly a motion for his deemed commenced only upon the
inhibition that questions or puts to payment of the proper docket fees. To
doubt, however insignificant, his his opinion, the required fees in this
supposed predilection to a case case was not yet paid by the protestant.
pending before him. Furthermore, the Hence, this complaint charging him
alleged offensive and contemptuous primarily with gross ignorance of the
language contained in the letter- law.
complaint was not directed to the
respondent court. Held: GUILTY. Based on the facts and
A judge may not hold a party in circumstances attendant to the case,
contempt of court for expressing the election protest was properly filed.
concern on his impartiality even if the In fact, the original Judge already made
judge may have been insulted therein. an order that from the deposit given by
While the power to punish in contempt the protestant for the expenses of
is inherent in all courts so as to reopening the questioned ballots, an
preserve order in judicial proceedings amount shall be allocated for the
and to uphold the due administration of payment of the required fees. More
justice, judges, however, should importantly, the Court held that the
exercise their contempt powers Manchester ruling relied upon by
judiciously and sparingly, with utmost respondent Judge does not apply to
restraint, and with the end in view of election cases. In a latter case
utilizing their contempt powers for ( Pahilan), the evil sought to be avoided
correction and preservation not for in the Manchester case does not exist in
retaliation or vindication. election cases. Truth is, the filing fee in
Anent the charge of gross an election case is fixed and the claim
ignorance of the law in requiring for damages, to which the docket fees
complainant to submit a record on shall be made to apply, is merely
appeal, we find the respondent judge's ancillary to main cause of action and is
order to be not it accord with the not even determinative of the court’s
established rule on the matter. jurisdiction.
Contempt proceedings is not one of While it is true that not every
those instances where a record on error or mistake of a judge renders him
appeal is required to perfect an appeal. administratively liable, in this case, it is
Thus, when the law is elementary, so clear that the respondent judge was in
elementary, not to know it constitutes utter disregard of established rules
gross ignorance of the law. amounting to gross ignorance of the
law. The Pahilan case was decided long
Payment of Docket Fees in Election before the respondent made a ruling on
Cases the election case. Thus, the respondent
Alfredo B. Enojas v. Judge judge was duty bound to adhere to, and
Eustaquio Z. Gacott, Jr. apply the recent ruling, and he cannot
A.M. No. RTJ-99-1513. January 19, feign ignorance thereof, because the
2000 Code of Judicial Ethics requires him to
be an embodiment of, among other
Facts: Judge Gacott is being things, judicial competence. On e of the
administratively charged in this case principal duties of a judge is to be
with serious misconduct, inefficiency abreast with law and jurisprudence
and gross ignorance of the law. This since the administration of justice
complaint arose when respondent Judge requires continuous study of the law
dismissed an election case on the and jurisprudence. A perusal of the
ground of non-payment of docket fees, challenge order reveals that respondent
although the case was had been judge failed to live up to what is
previously admitted and was deemed
5
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

expected of him as a dispenser of entitled to bail as a matter of right.


justice. Thus, respondent judge’s decision
granting bail to the accused was proper
Granting of Bail and in accordance with law and
Romulo Tolentino v. Judge jurisprudence.
Policarpio S. Camano, Jr.
A.M. RTJ-00-1522 January 20, 2000 Issuance of an Order of Release
Jesusa Santiago vs. Judge Eduardo
Facts: Respondent Judge is being Jovellanos
charged with gross ignorance of the Margarita Sanchez vs. Judge
law, grave abuse of discretion, grave Eduardo Jovellanos
abuse of authority, violation of Canons A.M. No. MTJ-00-1289. August 1,
1, 2, and 3 of the Canons of Judicial 2000
Ethics and incompetence in connection
with granting bail to the accused in a Facts: Jesusa Santiago and Margarita
criminal case for child abuse. Sanchez were complainants in two
The complaint alleges that different criminal cases before the MTC
respondent Judge granted bail while of San Ildefonso, Bulacan and the RTC
pending the holding of a preliminary of Rosales, Pampanga, respectively.
investigation. The defense moved to The suspects in each of the criminal
quash the information against the cases were caught by authorities and
accused on the alleged absence of a detained. However, both suspects were
preliminary investigation. released by order of Judge Eduardo
Consequently, respondent Judge Jovellanos, presiding judge of the MCTC
ordered that a preliminary investigation of Alcala-Bautista, Pangasinan. The
be had by the state prosecutor. During complainants questioned both Orders
the pendency of this, he granted bail in for Release issued by Judge Jovellanos,
favor of the defendant after several alleging that the requirements for the
notices of hearing to the state bailbond had not been fulfilled and that
prosecutor to which the latter failed to the said judge had no jurisdiction to
appear. After such grant, complainant order the release.
herein now accuses respondent of
denying the prosecution the chance to Held: GUILTY. There are two defects in
adduce evidence to show that the guilt the Orders for Release signed by Judge
of the accused was strong and that bail Jovellanos. First, in both cases, the
should not have been granted in his detainees had not registered the
favor. bailbond in accordance with the Rules
of Criminal Procedure. One may not be
Held: NOT GUILTY. There was no denial given provisional liberty if the bailbond
of due process. It was not necessary to is not registered with the proper office.
hold hearing so that the prosecution Secondly, Judge Jovellanos did not have
could show that evidence of guilt of the jurisdiction to order the release of the
accused was strong since a preliminary detainees. The Rules of Criminal
investigation had been ordered by the Procedure provide that when a suspect
court. At that point, bail was still a is arrested outside of the province, city
matter of right. Respondent judge, or municipality where his case is
knowing that bail was indeed a matter pending, he may either apply for bail
of right at that stage, nevertheless set with the court where his case is pending
the hearing for the petition for bail four or with any RTC in the province, city or
times. However, complainant failed to municipality where he was arrested. If a
appear and present evidence to show RTC judge is not available, he may
that the guilt of the accused was apply for bail with any MTC or MCTC in
strong. It thus appears that complainant the place where he was arrested. In this
is actually the one who was remiss in case, Judge Jovellanos entertained
the performance of his duties. motions for bail and ordered release for
Considering that the case was referred suspects whose cases were not pending
to the Office of the Provincial in his court nor were they arrested
Prosecutor for preliminary investigation, within his jurisdiction. As an advocate of
the accused could be considered as justice and a visible representation of
6
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

the law, a judge is expected to keep ignorance of the law and grave abuse of
abreast with and be proficient in the discretion.
interpretation of our laws. A judge As a rule, a motion for
should be acquainted with legal norms reconsideration is a prohibited pleading
and precepts as well as with statutes under Section 19 of the Revised Rule
and procedural rules. Unfamiliarity with on Summary Procedure. This rule,
the Rules of Court is a sign of however, applies only where the
incompetence which goes against judgment sought to be reconsidered is
Canon 3, specifically Rule 3.01, of the one rendered on the merits. Here, the
Code of Judicial Conduct. Having order of dismissal issued by respondent
accepted the exalted position of a judge due to failure of a party to appear
judge, Judge Jovellanos owes the public during the preliminary conference is
and the court he sits in proficiency in obviously not a judgment on the merits
the law. He must have the basic rules after trial of the case. Hence, a motion
at the palm of his hands as he is for the reconsideration of such order is
expected to maintain professional not the prohibited pleading
competence at all times. Judge contemplated under Section 19 (c) of
Jovellanos was suspended for 1 year the present Rule on Summary
without pay issued the warning that Procedure. Thus, respondent judge
similar conduct in the future shall be committed no grave abuse of
dealt with more severely. discretion, nor is she guilty of ignorance
of the law, in giving due course to the
Grant of a Motion for motion for reconsideration subject of
Reconsideration the present
Gloria Lucas v. Judge Amelia A.
Fabros Imposition of Proper Penalty
A.M. No. MTJ-99-1226. January 31, Felicidad Dadizon vs. Judge Aniceto
2000 Lirios
A.M. No. MTJ-00-1295. August 1,
Facts : Complainant Lucas was 2000
the defendant in an ejectment case
pending before respondent judge. She Facts: Felicidad Dadizon was the
alleges that Judge Fabros granted the complainant in a prosecution for
plaintiff’s motion for reconsideration Falsification of a Public Document (Art.
after the case had been dismissed the 172, RPC) which was tried and decided
case for failure of plaintiff and her by Judge Aniceto Lirios of the MTC of
counsel to appear at the Preliminary Naval, Biliran. Judge Lirios convicted the
Conference. She averred that it is accused, Pablo Suzon, and sentenced
elementary, under Section 19(c) of the him to a straight penalty of 7 months
Rules of Summary Procedure, that a imprisonment and imposed a PhP 1,000
motion for reconsideration is prohibited, fine. Dadizon questioned the
but respondent judge, in violation of the punishment meted by the said judge,
rule, granted the motion for alleging that the straight penalty of 7
reconsideration. She added that, months is way below the penalty
notwithstanding the fact that the provided by law. Judge Lirios defended
respondent herself had pointed out in his decision, stating that he had to
open court that the case is governed by appreciate the mitigating circumstance
the Rules on Summary Procedure, the that Suzon was already 70 years of age.
judge ordered the revival of the case
out of malice, partiality and with intent Held: GUILTY. As judge of thirty-three
to cause an injury to complainant. Thus, (33) years, respondent should have
the instant complaint, charging known that the Indeterminate Sentence
respondent judge with Gross Ignorance Law provides for the imposition of a
of the Law and Grave Abuse of prison sentence in the minimum and
Discretion maximum term for offenses punishable
by the Revised Penal Code or the
Held: NOT GUILTY. The SC held that special laws. The offense committed
respondent judge not guilty of gross was Falsification by a Private Individual
and Use of Falsified Document
7
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

punishable under Article 172 of the because the case fell within the
Revised Penal Code which provides for exceptions in P.D. 1508. Ortiz filed an
a penalty of imprisonment of prision administrative complaint against Judge
correccional in its medium and Quiroz, arguing that the summary rules
maximum periods (ranging from 2 not the ordinary rules should be
years, 4 months and 1 days to 6 years) followed for his case.
and a fine of not more than Five
Thousand Pesos (P5,000.00). Held: GUILTY. Under the Revised Penal
Respondent Judge appreciated one (1) Code, grave threats is penalized with
mitigating circumstance (old age), imprisonment of 1 month and 1 day to
which is merely an ordinary mitigating 6 months (arresto mayor) and a fine not
circumstance. The imposition of a exceeding PhP 500, if the threat is not
straight penalty of seven (7) months by subject to a condition (Article 282).
respondent Judge is clearly erroneous. Malicious mischief, on the other hand, is
While a judge may not always be penalized with imprisonment of 2
subjected to disciplinary action for months and 1 day to 6 months (arresto
every erroneous order or decision he mayor in its medium and maximum
renders, that relative immunity is not a periods) if the value of the damage
license to be negligent or abusive and caused exceeds PhP 1,000 (Article 329).
arbitrary in performing his adjudicatory In this case, the alleged damage to
prerogatives. It is true that a judge may complainant was estimated to be PhP
err in fixing the minimum and 50,000. Thus, the subject criminal cases
maximum terms of an indeterminate should have been tried under the
sentence. However, the unawareness of Revised Rule on Summary Procedure,
or unfamiliarity with the application of considering that such rule is applicable
the Indeterminate Sentence Law and to criminal cases where the penalty
duration and graduation of penalties prescribed by law for the offense
merit disciplinary action from reprimand charged is imprisonment not exceeding
to removal. Every judge should know 6 months or a fine not exceeding PhP
that in applying the Indeterminate 1,000 or both, irrespective of other
Sentence Law for offenses penalized imposable penalties, accessory or
under the Revised Penal Code, the otherwise or of the civil liability arising
indeterminate sentence should have a therefrom [Section 1 B(4), Revised Rule
fixed minimum and maximum. And on Summary Procedure]. Respondent
when the law is so elementary, not to judge, therefore, erred in applying the
know it or to act as if one does not ordinary rules of procedure instead of
know it constitutes gross ignorance of the rules of summary procedure. A
the law. Judge Aniceto Lirios was fined judge has a duty to exhibit more than
in the amount of PhP 5,000 and issued just a cursory acquaintance with the
stern warning that a repetition of the statutes and procedural rules. In fact,
same or similar act will be dealt with the Code of Judicial Conduct mandates
more severely by the Court. that judges must be faithful to the law
and maintain professional competence.
Application of Rules of Procedure He must have the basic rules at the
Alfonso C. Ortiz vs. Judge Alex L. palm of his hand and be proficient in
Quiroz the interpretation of laws and
A.M. No. MTJ-00-1259 August 4, procedural rules. Judge Quiroz was
2000 reprimanded, with a stern warning that
a repetition of the same or similar act
Facts: Alfonso Ortiz initiated a criminal would be dealt with more severely.
complaint against Inocencia Hernandez
for malicious mischeif and grave Issuance of a Writ of Execution
threats. The case was assigned to Judge Teresita Jason vs. Judge Briccio
Alex Quiroz, presiding judge of Branch Ygana
69 of the MTC of Pasig City. Before trial, A.M. No. RTJ-00-1543. August 4,
however, Judge Quiroz ruled that the 2000
case would be governed by ordinary
rules of procedure rather than the Facts: Teresita Jason was the defendant
summary rules of criminal procedure in an ejectment case before the MTC of
8
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

Pasig City. Having received an adverse Motion for Reconsideration. Creer was
judgement, Jason appealed the decision then apprehended and jailed by order
to Branch 153 of the RTC of Pasig City, of Judge Fabillar. Creer alleged that
presided by Judge Briccio Ygana. respondent judge made him sign an
Respondent judge affirmed the decision application for probation which the said
of the MTC and subsequently issued a judge denied. The RTC subsequently
Writ of Execution for the judgement. reversed the conviction of Creer and
The Sheriff of Branch 153 executed ordered his release. Creer filed an
upon some personal properties of Jason administrative complaint against Judge
and gave a Notice to Vacate. Jason filed Fabillar, charging the latter with gross
an administrative complaint against ignorance of the law for conducting
Judge Ygana, arguing that the Writ of hearings for probation despite his
Execution should have been issued by pending appeal.
the court of origin and not the appellate
court. Held: GUILTY. The rule is that no
application for probation shall be
Held: GUILTY. The case should have entertained or granted if the defendant
been remanded back to the MTC for has perfected the appeal from the
execution. The rule is that if the judgment of conviction. At the time
judgment of the metropolitan trial court complainant applied for probation, an
is appealed the regional trial court and appeal had already been perfected.
the decision of the latter is itself Although respondent Judge eventually
elevated to the Court of Appeals, whose denied the application, the fact still
decision thereafter become final, the remained that he had acted on it by
case should be remanded through the asking the probation officer to conduct
regional trial court to the metropolitan a post-sentence investigation instead of
trial court for execution. The only outrightly denying the same as so
exception is the execution pending explicitly mandated by the law.
appeal which is not evident from the Observance of the law, which he is
records of this case. A judge is called bound to know and sworn to uphold, is
upon to exhibit more than just a cursory required of every judge. When the law
acquaintance with statutes and is sufficiently basic, a judge owes it to
procedural rules; it is imperative that he his office to know and to simply apply
be conversant with basic legal it; anything less than that would be
principles. Canon 4 of the Canons of constitutive of gross ignorance of the
Judicial Ethics requires that the judge law. Judge Fabillar was suspended from
should be studious of the principles of service for 6 months without pay and
law. Canon 18 mandates that he should ordered to pay a PhP 20,000 fine. He
administer his office with due regard to was further warned with the most
the integrity of the system of the law severe penalty for another infraction by
itself, remembering that he is not a him.
depository of arbitrary power, but a
judge under the sanction of law. Judge • Order of Acquittal
Ygana was fined PhP 10,000 for gross Fredesminda Dayawon v. Judge
ignorance of the law. Maximino A. Badilla
A.M. No. MTJ-00-1309. September
Conducting Hearings for Probation 6, 2000
Carlos B. Creer vs. Judge Concordio
Fabillar Facts: Ms. Fredesminda Dayawon
A.M. No. MTJ-99-1218. August 14, charged Judge Maximino A. Badilla of
2000 the Municipal Trial Court of Pili,
Camarines Sur, with "Gross Ignorance
Facts: Respondent Judge Concordio of the Law and Incompetence" relative
Fabillar, acting presiding judge of the to Criminal Case for estafa.
9th MCTC of Giporlos-Quinapundan, Complainant averred that
Eastern Samar, convicted Carlos Creer respondent Judge acquitted the
of grave coercion. Creer appealed the accused and declared her to only be
conviction to the RTC where it was liable civilly, despite Alamos’
affirmed. Creer subsequently filed a admittance in open court that she had
9
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

received the subject goods from "faithful to the law and maintain
complainant to be sold on commission professional competence." The Court
basis with the obligation to remit the has not been remised in reminding
proceeds of the sale or to return the judges to exert diligent efforts in
items, if unsold, but had failed to keeping abreast with developments in
comply seasonably therewith despite law and jurisprudence. Needless to
demand. Complainant stressed that state, the process of learning the law
these admissions, together with the and the legal system is a never-ending
finding that the accused had acted in endeavor, hence, judges should always
bad faith, were clearly sufficient to be vigilant in their quest for knowledge
convict the accused of the crime of so they could discharge their duties and
estafa. responsibilities with zeal and fervor.

Held: GUILTY. A judge is called upon to 2. Habitual Tardiness


exhibit more than just a cursory
acquaintance with statutes and Antonio Yu-Asensi vs. Judge
procedural rules; so long as he remains Francisco D. Villanueva
on the bench, it is imperative that he A.M. No. MTJ-00-1245. January 19,
continues to be conversant with the 2000
basic law and maintain the desired
professional competence. Facts: Complainant charges Judge
The Court finds it fit, however, to Villanueva for serious misconduct
reduce the recommended fine of and/or inefficiency particularly violating
P5,000.00 to P2,000.00 considering that the Canons of Judicial Ethics on
no nefarious motive on the part of promptness and punctuality. Judge
respondents judge has been shown. V had been consistently late for 45
minutes to 1 1/2 hours during
• Issuance of Hold Departure scheduled hearings, thus delaying the
Order cause of complainant where he was the
Re: Hold-Departure Order Dated plaintiff in a reckless imprudence case.
August 9, 1999 Issued by Judge Due to his tardiness, C's lawyer had
Salvador B. Mendoza, MCTC, Poro- also been compelled to extend trial
San Francisco-Tedela-Pilar, Poro, even beyond the prescribed period
Cebu Office of the Court provided for by law.
Administrator v. Judge Salvador B.
Mendoza Held: GUILTY. Habitual tardiness
A.M. No. 00-1281-MTJ. September amounts to serious misconduct and
14, 2000 inefficiency in violation of the Canons of
Judicial Ethics. Several SC Circulars
Facts: MTC Judge Mendoza issued a have been issued which enjoin judges
Hold Departure Order in Criminal Case to be punctual in the performance of
No. T-1806, entitled "People of the their judicial duties, recognizing that
Philippines v. Arnie Pena Osabel." the time of litigants, witnesses, and
pending before him in the Municipal attorneys are of value, and that if the
Circuit Trial Court, Poro-San Francisco- judge is not punctual in his habits, he
Tedela-Pilar, Poro, Cebu. The Secretary sets a bad example to the bar and
urged the Court Administrator to look tends to create dissatisfaction in the
into the fact that the order in question administration of justice. Furthermore,
was issued in violation of Supreme Rule 3.05 of the Code of Judicial
Court Circular No. 39-97 dated June 19, Conduct mandates: "A judge shall
1997. dispose of the court's business
promptly and decide cases within the
Held: GUILTY. Circular No. 39-97 limits required periods."
the authority to issue hold-departure
orders to the Regional Trial Courts in 3. Gross Inefficiency and Duty/Liability
criminal cases within their exclusive over Court Personnel
jurisdiction.
Canon 3, Rule 3.01 of the Code of Atty. Martin Pantaleon v. Judge
Judicial Conduct exhorts judges to be Teofilo Guadiz
10
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

A.M. No. RTJ-00-1525 January 25, responsibilities as a worthy minister of


2000 the law. At the very least, he is
expected to keep abreast with his
Facts: In this case, respondent Judge is docket.”
charged with Gross Inefficiency, Neglect Certainly, a delay of three years
and Delay in Elevating the Records of in the transmission of court records to
Civil Case No. 88-2187, to which the the appellate court, where only a period
complainant was the plaintiff’s counsel. of 30 days is required, is inexcusable.
After receiving an adverse decision,
complainant filed a Notice of Appeal Acting Judge Reynaldo B. Bellosilo
within the reglementary period and v. Dante dela Cruz Rivera, Sheriff
consequently, respondent Judge issued III, Branch 34, Metropolitan Trial
an order for the transmittal of the Court, Quezon City
records of the case to the appellate A.M. No. P-00-1424. September
court. However, despite constant follow- 25, 2000
up by counsel, three years have passed
and the records of the case have not Dante dela Cruz Rivera, Sheriff III,
been transmitted. Branch 34, Metropolitan Trial
In his Answer, respondent judge Court, Quezon City vs. Acting Judge
contends that the court stenographer Reynaldo B. Bellosilo, Branch 34,
misplaced the transcript of the Metropolitan Trial Court, Quezon
testimony of one of the witnesses, City.
hence the record could not be A.M. No. MTJ-00-1316. September
transmitted to the Court of Appeals. He 25, 2000
further averred that complainant should
have invited his attention by filing the Facts: Sheriff Dante Rivera allegedly
proper motion or by writing a personal falsified his Personal Data Sheet. For
letter informing him of the non- this, respondent Judge accused him of
transmittal of the records within three dishonesty and subsequently prevented
months from the date of his order of him from reporting for work. Afterwhich,
transmittal. respodent Judge filed an administrative
complaint against the sheriff.
Held: GUILTY. A judge cannot hide
behind the incompetence of his Held: GUILTY. A judge has no authority
subordinates. He should be the master or power to prevent an employee from
of his own domain and take reporting for work. If indeed
responsibility for the mistakes of his complainant Rivera committed
subjects. falsification in the accomplishment of
The non-transmission of the his personal data sheet, the most that
records by reason of inefficiency of the Judge Bellosillo could have done was to
staff cannot exonerate respondent file an administrative charge against
judge from administrative liability. As complainant Rivera, which he later on
administrative officer of the court, a did but after the complainant Rivera
judge is expected to keep a watchful filed an administrative charge against
eye on the level of performance and him (Judge Bellosillo) for conduct
conduct of the court personnel under unbecoming.
his immediate supervision who are While a judge may have supervision
primarily employed to aid in the over his employees, he should not
administration of justice as required by however exercise his authority over
Canon 3, Rule 3.09 of the Code of them in an oppressive or despotic
Judicial Conduct. manner. Judge Bellosillo should have
In the case of Re: Judge realized that it is the Supreme Court
Fernando Agdamag, the Court stated: which has the authority to
“he (judge) sits not only to judge discipline/dismiss his subordinate. The
litigated cases with the least possible most that he can do is merely to file an
delay but that his responsibilities administrative complaint against the
include being an effective manager of erring employee.
the court and its personnel. He is
presumed to be cognizant of his
11
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

4. Impartiality and Impropriety of a judge’s ignorance of it is simply


Judge inexcusable.
Secondly, the judge’s act of
• Issuance of Conflicting Orders issuing conflicting orders is likewise
Daniel & Suprema Dumo v. Judge inexcusable. After declaring that the
Romeo V. Perez Writ of Execution cannot be made
A.M. No. MTJ-00-1242 January 20, enforceable against herein
2000 complainants as they were not made
parties to the case, he reversed himself
Facts: Spouses Dumo filed this nevertheless by issuing the Writ of
administrative complaint against Possession. Under said writ of
respondent Judge Perez for gross possession, it was patent that he was
ignorance of the law, grave abuse of contradicting his previous ruling by
discretion and patent partiality. ordering therein “to eject all adverse
Respondent MTC Judge issued a occupants,” which of course, was so
Writ of Execution to enforce the broad to affect all persons including
decision of a case involving quieting of herein complainants. The issuance of
title and recovery of ownership of real said writ gave rise to the suspicion of
property. However, said writ was partiality or bias in favor of Espinas.
returned unsatisfied because the herein The presumptions of regularity
complainants was the actual owners and good faith in the performance of
and occupants of the questioned judicial functions on respondent’s part
property without being impleaded in the are negated by the circumstances of
original case. Subsequently, respondent record. While a judge cannot be made
Judge issued an order stating that liable for any criminal, civil, or
complainants shall not be affected by administrative charge for an erroneous
said writ because they were not made decision rendered in good faith and in
parties to the case. Despite such order, the absence of fraud, it is imperative
he moved on to issue a Writ of that he should have basic knowledge of
Possession in favor of the original the law. Judges must keep abreast of
plaintiff (Espinas). As a consequence, the laws and jurisprudence to be able to
Espinas used such Writ of Possession render justice and maintain public
against the herein complainants in confidence in our legal system.
order to eject them from their property More importantly, judges should
and deprived them from the enjoyment not only be impartial but should also
of the same. appear impartial. Canon 2 of the Code
The crux of this controversy of Judicial Conduct provides that: “a
therefore is the issuance of respondent judge should also avoid impropriety and
Judge of conflicting orders, which the appearance of impropriety in all
according to complainants, showed activities.” A judge should so behave at
patent partiality over Espinas, the all times as to promote public
original plaintiff in the case for quieting confidence in the integrity and
of title. impartiality of the judiciary. (Rule 2.01,
Canon 2).
Held: GUILTY. First of all, respondent
Judge is guilty of ignorance of the law. Leopoldo G. Dacera, Jr. vs. Judge
As a municipal trial court judge, he Teodoro A. Dizon
obviously had no jurisdiction over the A.M. No. RTJ-00-1573. August 2,
action for quieting of title and recovery 2000
of ownership filed by Espinas against
the original defendants. It must be Facts: Leopoldo Dacera, Jr. was the
stressed that the case was NOT for complainant in a prosecution for
ejectment over which MTC’s have Qualified Theft filed with Branch 37 of
original jurisdiction, but for quieting of the RTC of General Santos City with
title and/or ownership falling within the Judge Teodoro Dizon presiding. The
exclusive jurisdiction of regional trial prosecutor later filed a Motion to
courts. The question of jurisdiction if so Dismiss on the grounds that Dacera had
basic and elementary a matter that a executed and signed an Affidavit of
Desistance from pursuing the
12
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

prosecution. Dacera, however, opposed William R. Adan vs. Judge Anita


the Motion to Dismiss, alleging that Abucejo-Luzano
Judge Dizon had unduly influenced him A.M. No. MTJ-00-1298. August 3,
to sign the Affidavit of Desistance and 2000
that he had not been fully appraised of
the consequences of his actions in Facts: William Adan was the
doing so. The Supreme Court assigned complainant in 2 criminal cases for
an Associate Justice of the Court of Grave Oral Defamation tried and
Appeals to investigate into the matter. decided by Judge Anita Abucejo-Luzano
of the MCTC of Lopez Jaena, Misamis
Held: NOT GUILTY. The investigation did Occidental. Respondent judge convicted
not find any conclusive evidence that the accused and sentenced them
Judge Dizon was personally biased in accordingly. Upon Motion for
favor of either party in the disposition of Reconsideration, however, respondent
the case in question. It must be noted judge reversed her decision and
that respondent judge did not actually rendered a judgement for acquittal.
dismiss the case upon motion of the Adan questioned the reversal of the
prosecutor and even voluntarily conviction, alleging that Judge Abucejo-
inhibited himself upon motion of Dacera Luzano had modified her judgement
to disqualify him. However, the because having received new
investigation did reveal that Judge information from the accused, she
Dizon had made telephone calls to conducted a personal ocular inspection
Dacera and even had discussions with of the place where the crime was
him inside his chambers in order to committed without the presence of the
verify the truth about the Affidavit of parties involved.
Desistance. While there is no clear
proof of malice, corrupt motives or Held: GUILTY. Respondent Judge should
improper considerations, the acts of have known that an ex-parte ocular
respondent in calling and meeting with inspection without notice to nor
the complainant still leave much to be presence of the parties and after the
desired and are deserving of reprimand. case had already been decided was
A judge is not only required to be highly improper. If respondent Judge
impartial; he must also appear to be had entertained doubts that she wished
impartial. Fraternizing with litigants to clarify after the trial had already
tarnishes this appearance. Canon II of terminated, she should have ordered
the Code of Judicial Conduct basically motu proprio the reopening of the trial
provides that judges should avoid for the purpose, with due notice to the
impropriety and the appearance of parties, whose participation therein is
impropriety in all activities and should essential to due process. Thus, it is
so behave at all times as to promote error for the judge to go alone to the
public confidence in the integrity and place where the crime was committed
impartiality of the judiciary. It is clear and make an inspection without
that the acts of the respondent judge previous knowledge or consent of the
have been less than circumspect. He parties. The conduct of the ex-parte
should have kept himself free from any inspection, the result of which
appearance of impropriety and should apparently influenced her to reconsider
have endeavored to distance himself her earlier decision, was highly
from any act liable to create an improper as she, in effect, admitted
impression of indecorum. The complaint additional evidence without giving the
filed by Dacera against Judge Dizon, Jr., prosecution a chance to object to its
was dismissed for lack of merit. introduction or to controvert the same.
However, respondent Judge was Her actions show an ignorance of the
admonished to refrain from making law and proper procedure to be
calls to any parties-litigant and/or followed for a situation such as this.
counsel with cases pending in his sala Furthermore, respondent judge has
and sternly warned that a repetition of opened herself to charges of partiality
the same will be dealt with more and bias by meeting with the accused
severely. privately. No matter how noble her
intentions may have been, it was
13
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

improper for respondent judge to meet With regard to the alleged act of
the accused without the presence of respondent Judge suggesting to the
complainant. Respondent Judge has accused that she should change her
failed to live up to the norm that judges counsel (complainant Atty. V) and
should not only be impartial but should recommending a different lawyer, the
also appear impartial. She thus violated Court found that the evidence adduced
Canon 2 of the Code of Judicial Conduct by the complainant was insufficient to
which provides that a judge should substantiate the charges against him.
avoid impropriety and the appearance The only evidence offered by
of impropriety in all activities. Judge complainant was the Affidavit of his
Abucejo-Luzano was fined PhP 10,000 client Meriam Colapo, and it cannot be
and issued a stern warning that any the basis of a finding of guilt even in an
similar act in the future will be dealt administrative case. The complainant’s
with more severely. failure to present his principal witness,
in the absence of other evidence to
Gross Misconduct amounting to prove his charges was fatal and said
Violation of a Constitutional Right/ Affidavit cannot be given credence and
Serious/Grave Misconduct is inadmissible without the said affiant
being placed on the witness stand.
Atty. NapoleonS. Valenzuela v. The employment or profession of
Judge Reynaldo Bellosillo a person is a property right within the
A.M. No. MTJ-00-1241 January 20, constitutional guaranty of due process
2000 of law. This applies also to Judges.
Respondent judge cannot therefore be
Facts: Respondent Judge is being adjudged guilty of the charges against
charged with gross violation of the him without affording him a chance to
constitutional right of subject accused confront the said witness, Meriam
to assistance by counsel of her own Colapo. Otherwise, his right to due
choice, gross misconduct, oppression, process would be infringed.
partiality and violation of the Code of
Judicial Ethics. Erlinda Sy vs. Danilo Norberte
In a BP 22 case, Judge allegedly A.M. No. 00-1398-P. August 1, 2000
granted bail to the accused despite not
being accompanied and represented by Facts: In her civil case versus
her counsel at that time. It appears that Antoinetta Galvez, complainant Erlinda
Judge granted bail without the Sy obtained a writ of preliminary
assistance of the counsel of record, attachment against all properties of the
Atty. Valenzuela and he even suggested former. She alleged, however, that
that the latter should be replaced by respondent Danilo Norberte, Sheriff of
another counsel. Aghast by such Branch 125 of the RTC of Kalookan City,
decision, Atty. V filed his Notice of tipped off Galvez about the said writ.
Withdrawal, in conformity with his She further alleged that Norberte
client’s decision, Meriam Colapo. actively assisted Galvez in the removal
Subsequently, he filed the instant of her personal property from the
administrative complaint against latter's residence. Sy filed a complaint
respondent Judge. To support his with Branch 125 of the RTC of Kalookan
position, he attached an Affidavit City which was submitted for
allegedly executed by his client Colapo. investigation.
However, during the hearing of the
case, he failed to present Colapo as Held: GUILTY. The investigation
Witness as she was allegedly out of the revealed that Norberte was positively
country although she was willing to identified and seen by the complainant
testify at that time. Sy and 2 other witnesses in the act of
helping Galvez remove her personal
Held: NOT GUILTY. On the issue of property from her residence. Norberte's
granting bail without the assistance of alibi did not prove to be credible. The
counsel, the Court held that it was valid offense of serious or grave misconduct
and sufficiently based on the refers to such misconduct that shows
Manifestation filed by Atty. Valenzuela. the element of corruption, clear intent
14
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

to violate the law or flagrant disregard jueteng cases are considered to be


of established rules. In tipping off and automatically raffled to his branch so
assisting Galvez, Norberte's actions are that he may entertain motions for bail
an attempt to circumvent a valid court and the accused can be immediately
order. Even if Norberte did not tip off released upon filing of the bond. The
Galvez, his mere presence at the scene Supreme Court ordered further
is punishable. Being an officer of the investigation of the case and placed
Court, respondent sheriff should have Judge Liangco on preventive
refrained from actuations though suspension.
innocent and in good faith which may
result in suspicion of impropriety and Held: GUILTY. Judge Liangco clearly
may consequently taint the good image violated Supreme Court Circular No. 7
of the judiciary. The nature and which provides: "All cases filed with the
responsibilities of officers of the Court in stations or groupings where
judiciary are not mere idealistic there are two or more branches shall be
sentiments but true working standards assigned or distributed to the different
and attainable goals that should be branches by raffle. No case may be
matched with actual deeds. They are assigned to any branch without being
expected to serve with the highest raffled." There is no connection at all
degree of responsibility, integrity, between respondent’s alleged desire to
loyalty and efficiency and to conduct facilitate the release of such accused on
themselves with propriety and decorum bail and his questionable act of
at all times. Norberte was suspended retaining the records of the cases for
for 1 month without pay and issued the direct assignment to his own sala. For
warning that similar conduct in the after granting bail to the accused, his
future will be punished more severely. alleged purpose of immediately
extending provisional liberty to the
In Re: Procedure adopted by Judge accused shall already have been
Daniel Liangco served. There is thus no need or
(A.M. No. 99-11-158-MTC. August justification to retain the records of the
1, 2000) cases and consider them “raffled off” to
his own sala. The questioned acts of
Facts: RTC Judge Pedro Sunga of San respondent Judge Liangco constitute a
Fernando, Pampanga received clear breach of his duty as a judge. The
information about irregularities in the Code of Judicial Conduct mandates that:
disposition of jueteng cases before the “A judge should so behave at all times
MTC's of the said region. Upon as to promote public confidence in the
investigation, Judge Sunga discovered integrity and impartiality of the
that of the 55 jueteng cases filed in July judiciary.” Respondent judge’s manner
1999, 53 were assigned to Branch 1 of of automatically assigning jueteng
the MTC of San Fernando presided by cases to its own branch without the
Judge Daniel Liangco. Noting that benefit of raffle, casts doubt on his
statistical improbability that 53 out of integrity as a judge and erodes the
55 jueteng cases should be assigned to confidence of the people in the judicial
only 1 Branch, Judge Sunga demanded system. A judge’s official conduct and
a written explanation as to how such a his behavior in the performance of
situation had come about. In his letter, judicial duties should be free from the
Judge Liangco explained that it has appearance of impropriety and must be
been his practice to automatically take beyond reproach. Judge Liangco was
over all jueteng cases without the need suspended from service for 6 months
for raffling. The reason he cited is that without pay and issued the warning
the accused in such cases are deprived that similar conduct in the future shall
of their liberty and that by be dealt with more severely.
automatically assigning these cases to
his branch, the accused can file motions 6. Neglect of Duty/Abuse of Authority
for bail and the same can be
entertained immediately without
waiting for the raffle. In short, because
of the need for provisional liberty, all
15
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

Zenaida S. Beso v. Judge Juan "It shall be the duty of the person
Daguman solemnizing the marriage to
A.M. No. MTJ-99-1211. January 28, furnish either of the
2000 contracting parties the original of
the marriage certificate referred
Facts: In a Complaint-Affidavit dated to in Article 6
December 12, 1997, Zenaida S. Beso and to send the duplicate and
charged Judge Juan J. Daguman, Jr. with triplicate copies of the
solemnizing marriage outside of his certificates not later than
jurisdiction and of negligence in not fifteen days after the marriage,
retaining a copy and not registering the to the local civil registrar of the
marriage contract with the office of the place where the
Local Civil Registrar. marriage was solemnized. xxx"
In his comment, the respondent
judge alleged that the marriage of the Lastly, a judge is charged with
complainant had to be solemnized in exercising extra care in ensuring that
Calbayog City though outside his the records of the cases and official
territory as municipal Judge of Sta. documents in his custody are intact.
Margarita, Samar because : 1) There is no justification for missing
physically indisposed and unable to records save fortuitous events. The
report to his station in Sta. Margarita; 2) records show that the loss was
complainant said she had to fly abroad occasioned by carelessness on
that same day; 3) that for the parties respondent Judge’s part. This Court
to go to another town for the marriage reiterates that judges must adopt a
would be expensive and would entail system of record management and
serious problems of finding a organize their dockets in order to
solemnizing officer and another pair of bolster the prompt and efficient
witnesses or sponsors; 4) if they failed dispatch of business. It is, in fact,
to get married on August 28, 1997, incumbent upon him to devise an
complainant would be out of the efficient recording and filing system in
country for a long period and their his court because he is after all the one
marriage license would lapse and directly responsible for the proper
necessitate another publication of discharge of his official functions.
notice; 5) if the parties go beyond their
plans for the scheduled marriage, 7. Prompt Disposition of Cases/
complainant feared it would complicate Inefficiency/Abuse of Authority
her employment abroad.
State Prosecutor Romulo Tolentino
Held: GUILTY. The authority of a judge vs. Judge Nilo Malanyaon
to solemnize marriage is only limited to A.M. No. RTJ-99-1444. August 3,
those municipalities under his 2000
jurisdiction. Clearly, Calbayog City is no
longer within his area of jurisdiction. Facts: Judge Nilo Malanyaon, presiding
Additionally, there are only three judge of Branch 30 of the RTC of
instances, as provided by Article 8 of Camarines Sur, dismissed 5 separate
the Family Code, wherein a marriage criminal cases for lack of evidence and
may be solemnized by a judge outside also refused to issue warrants of arrest
his chamber[s] or at a place other than on the ground of lack of probable
his sala, and the circumstances of this cause. Acting State Prosecutor for
case do not fall in any of these Camarines Sur Romulo Tolentino
exceptions. assailed the orders for dismissal and
Moreover, as solemnizing officer, the refusal to issue the warrants for
respondent Judge neglected his duty arrest alleging that Judge Malanyaon
when he failed to register the marriage had abused his authority and knowingly
of complainant to Bernardito Yman. rendered unjust orders. Tolentino also
Such duty is entrusted upon him complained that several motions had
pursuant to Article 23 of the Family been filed before respondent judge and
Code which provides: have yet to be resolved and decided
upon.
16
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

Juan Luzarraga vs. Hon. Amaro M.


Issues: (1) Did Judge Malanyaon Meteoro
exercise grave abuse of discretion and A.M. No. 00-1572. August 3, 2000
act in excess of jurisdiction in
dismissing the criminal cases? Facts: Juan Luzarraga was the plaintiff
(2) Was Judge Malanyaon guilty in a civil case assigned to Branch 41 of
of unreasonable delay for failing to act the RTC of Camarines Norte. After the
on the motions filed by State Prosecutor said plaintiff had rested his case and
Tolentino? presented his evidence, the case was
transferred to the newly-created Branch
Held: (1) NO. The allegations that 64 of the RTC of Camarines Norte,
respondent judge had violated Canons presided by Judge Amaro Meteoro. It
1, 2 and 3 of the Canons of Judicial was only 2 years later that Judge
Conduct are without merit. Good faith Meteoro proceeded with the
and absence of malice, corrupt or presentation of the defendant's
improper consideration are sufficient evidence. The case was finally
defenses protecting a judicial officer submitted for decision a year later.
charged with ignorance of the law and After an elapse of more than 7 months
promulgation of an unjust decision from without a decision on the case,
being held accountable for errors of Luzarraga filed an administrative
judgment on the premise that no one complaint against Judge Meteoro.
called upon to try the facts or interpret Respondent judge pleaded for the
the law in the administration of justice understanding and compassion of the
can be infallible. There is no proof of Court, citing that his branch had more
grave abuse of discretion. These than 300 cases pending before it, that
charges were dismissed by the Court. he had trouble recruiting and training
(2) YES. The motions/incidents competent personnel and that he had
were left unacted upon from 3 to 5 suffered a stroke.
months and were still pending when the
administrative complaint was filed Held: GUILTY. More than one year had
against respondent. Respondent should already elapsed since the submission of
be aware of his duties as an arbiter of the case and respondent Judge has not
justice. Under Rule 3.05 of the Code of decided the same despite the Motion
Judicial Conduct, a judge shall dispose for Early decision filed the complainant.
of the court's business promptly and The Court has consistently held that the
decide cases within the required failure of a judge to decide a case
periods. While the prosecutor in this within the required period is not
case is not without fault, the excusable and constitutes gross
respondent cannot escape inefficiency and non-observance of said
responsibility for his inaction of the rule is a ground for administrative
pending motions before him. Even sanction against the defaulting judge.
assuming arguendo that the various Rule 3.05 of Canon 3 of the Code of
motions filed by the prosecutor were Judicial Conduct admonishes all judges
considered to be mere scraps of paper to dispose of the court's business
or without merit, the judge must promptly and to decide cases within the
nevertheless resolve on those matters periods fixed by law. The failure to
promptly by granting or denying them. render a decision within the 90-day
It is the duty of the judge to rule upon period constitutes serious misconduct in
the motions filed before him even if his derogation of the speedy administration
actions are merely to deny them. of justice. When circumstances arise
Respondent judge was found guilty for that would prevent the judge from
his failure to resolve pending motions disposing a case within the
and/or incidents and, accordingly, a reglementary period, all that he has to
penalty of reprimand was imposed upon do is to file an application with the
him with the warning that a repetition Court asking for a reasonable extension
of the same or similar violation will be of time within which to resolve the
dealt with a more severe penalty by the case. However, the record of this
Court. administrative matter does not show
that respondent made an attempt to
17
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

make such a request. Instead, he aggravate or mitigate his liability. This


preferred to keep the case pending, is in accordance with the mandate that
thereby inviting suspicion that the judge shall dispose of the business
something sinister or corrupt is afoot. of the court promptly and decide cases
That he was burdened with a heavy within the prescribed periods.
case load and is a stroke victim, serve Conformably, the rules require the
only to mitigate the penalty, not to courts to decide cases ready for
exonerate him. Judge Meteoro was decision within 3 months from date of
fined P20,000 with the warning that a submission. The Court is not unmindful
repetition of the same shall be dealt of the Herculean task trial judges are
with more severely. He was further faced with the perennial clogged
directed to decide the subject case dockets of the lower courts. However,
within a non-extendible period of 30 this should not be an excuse for them
days from receipt of resolution, and to to abdicate their duty to dispense
submit to the Office of the Court justice. Judges must adopt a system of
Administrator a copy of his decision record management and organize their
within 10 days from promulgation dockets in order to bolster the prompt
thereof. and efficient dispatch of business.
Furthermore, if the caseload of the
Report on the Judicial Audit judge prevents the disposition of cases
Conducted in the RTC, Branches 87 within the reglementary periods, he
and 98, Quezon City should ask this Court for a reasonable
A.M. No. 99-11-423-RTC. August 16, extension of time to dispose of the
2000 cases involved. This is to avoid or dispel
any suspicion that something sinister is
Facts: On September 15 to 17, 1999, going on. The Court fined Judge Sultan
the Office of the Court Administrator PhP 20,000 to be taken from his
conducted an audit and physical retirement benefits.
inventory of pending cases in Branches
87 and 98 of the Regional Trial Court of Dominga D. Quillal-Lan vs. Judge
Quezon City, presided over by Judge Alicia L. Delos Santos
Elsie Ligot-Telan and Judge Justo M. A.M. No. MTJ-00-1269. August 24,
Sultan, respectively. The audit team 2000
reported that Judge Ligot-Telan had a
well-managed docket. Judge Sultan, Facts: The daughter of complainant
however, was a different story. Of the Dominga Quillal-Lan was the defendant
57 cases submitted for decision, 34 in a Forcible Entry case before Judge
were already beyond the reglementary Alicia Delos Santos of the MTC of Digos,
period, some of which involve detention Davao del Sur. The complainant alleges
prisoners. It was observed that the said that respondent judge failed to decide
branch gave the least preference to the case within the mandatory 30-day
cases submitted for decision, and it has period as provided by the Rules on
no effective docket system and Summary Procedure. Judge Delos
recording of cases. In fact, the Branch Santos avers that she was on sick leave
Clerk of Court had not submitted the and therefore could not be expected to
required docket and inventory of cases decide upon the case within the said
for a number of years. Records did not period.
show that Judge Sultan ever requested
for an extension of time within which to Held: GUILTY. There is no doubt that a
decide the cases submitted before him. case of Forcible Entry falls within the
Rules of Summary Procedure and as
Held: GUILTY. The Court reiterates that stated therein, must be decided within
failure to decide cases within the 30-days. Respondent should have
required period is inexcusable and rendered judgment in the forcible entry
constitutes gross inefficiency which is a case before she went on leave. Delay in
ground for administrative sanction the disposition of cases covered by the
against the defaulting judge, either by a Revised Rule on Summary Procedure
fine or suspension from the service, defeats the very purpose of said rule,
depending on factors that tend to which is the expeditious and
18
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

inexpensive determination of cases. disposition of his case and will


Failure to decide such cases on time ultimately affect the image of the
renders the rationale for the rule judiciary. A delay in the disposition of
meaningless and inutile. Respondent cases amounts to a denial of justice,
appears to be remiss in her duties as brings the court into disrepute and
judge when she failed to render ultimately erodes public faith and
judgment in the case as mandated by confidence in the judiciary.
the rules. Under Rule 3.05 of the Code
of Judicial Conduct, she is required to Rolando Sulla v. Hon. Rodolfo C.
dispose of the court’s business Ramos
promptly and to decide cases within the A.M No. MTJ-00-1319. September
required time frame. We have time and 27, 2000
again reminded judges to comply with
the rules regarding the period to decide Facts: Dr. Rolando A. Sulla charging
cases, in pursuance of the Court’s oft- respondent Judge Rodolfo C. Ramos,
repeated policy of speedy disposition of presiding judge of the Municipal Trial
quality justice for all. Judge Delos Court of Jaro, Leyte, with unreasonable
Santos was fined PhP 1,000 and issued delay or refusal to render a decision in
a warning that similar conduct in the criminal Case No. 8121. The case was
future will be dealt with more severely. submitted for decision in April 1997.
But as of May 21, 1999, date of
Cob C. Dela Cruz v. Judge Rodolfo complainant’s letter, and despite
M. Serrano constant requests for its early
A.M. No. RTJ-00-1582. September resolution, respondent Judge Ramos has
4, 2000 not rendered any decision in the said
case.
Facts: Complainant contends, among
others, that it took one (1) year and Held: GUILTY. This Court has
five (5) months instead of three months consistently impressed upon judges the
to render a decision in civil case. The need to decide cases promptly and
civil case was submitted for decision on expeditiously pursuant to Rule 3.05,
April 1996, but the decision thereon Canon 3 of the Code of Judicial Conduct
was only promulgated on October 8, and Section 15(1) and (2), Article VIII of
1997. the Constitution. Judges are presumed
to be aware of Rule 3.01 of the Code of
Held: GUILTY. It is not disputed that it Judicial Conduct which calls for a judge
took respondent Judge one (1) year and to be faithful to the law and maintain
five (5) months, after Civil Case No. 908 professional competence. Rule 3.05
was submitted for decision, to decide it admonishes all judges to dispose of the
which is way beyond the three-month court’s business promptly and decide
period mandated by the Constitution. cases within the period fixed by law.
Section 15 (1) of Article VIII of the
Constitution provides that all cases filed 8. Negligence/Incompetence of a Judge
before the lower courts must be
decided or resolved within three (3) Norma Esguerra vs. Judge
months from date of submission. The Guillermo Loja
Code of Judicial Conduct likewise A.M. No. RTJ-00-1523. August 15,
provides that a judge “should 2000
administer justice impartially and
without delay” [Rule 1.02.] and directs Facts: Norma Esguerra was the
a judge to “dispose of the court’s complainant in a criminal case for
business promptly and decide cases Falsification of a Public Document tried
within the required periods.” [Rule before Judge Guillermo Loja of Branch
3.05.] 26 of the RTC of Manila. Complainant
It is an oft-repeated maxim that alleged that Judge Loja failed to decide
justice delayed is often justice denied. the case within the 90-day
Thus, any delay in the administration of reglementary period and further
justice may result in depriving the accused him of falsifying his certificate
litigant of his right to a speedy of service in order to make it appear
19
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

that he had decided the case. Judge his personal and private dealings with
Loja countered by stating that he had other people, to preserve the court’s
indeed decided upon the case but good name and standing. It cannot be
rather, the decision was just not dated. overstressed that the image of a court
of justice is mirrored in the conduct,
Held: GUILTY. A careful study of the official and otherwise, of the personnel
facts shows that Judge Loja is guilty who work thereat, from the judge to the
only of SIMPLE NEGLIGENCE and not of lowest of its personnel. Court
the administrative complaint filed employees have been enjoined to
against him. There is no clear proof that adhere to the exacting standards of
the respondent judge falsified his morality and decency in their
certificate of service simply because his professional and private conduct in
decision was dated. Even assuming that order to preserve the good name and
there was a slight delay in deciding the integrity of courts of justice.
case, it must be taken into Respondents DISMISSED from
consideration that Judge Loja has a service.
heavy case load (almost 800 cases
pending) and that this is the first JUNE 1998-1999
offense by a judge who provided long
and consistent service to the Judiciary. A. JUDGES
The Court fined Judge Loja PhP 2,000
and issued a warning that similar 1. Good Faith in Rendering Decisions
conduct in the future will be more
severely punished. Atty. Antonio T. Guerrero v. Hon.
Adriano Villamor (296 SCRA 88)
9. Duty of Court Employees
Facts: Carlos and his counsel,
Marta Bucatcat v. Edgar Bucatcat Guerrero, charged respondent with
and Gene Jaro gross ignorance of the law and
A.M. No. P-93-985. January 28, knowingly rendering an unjust
2000 judgment after they lost a civil and a
criminal case tried by respondent. They
Facts:Marta T.Bucatcat (complainant) were also thwarted on appeal.
charged her husband, Edgar Y. However, in the pleadings before the
Bucatcat, and Gene S. Jaro CA, they used abusive language in
(respondents), Court Interpreter describing the respondent’s acts,
respectively, of the Third Municipal hence, respondent judge cited them for
Circuit Trial Court of Gandara, Samar, direct contempt, which was later set
with immorality. Complainant avers aside by the SC.
that she is the legal wife of respondent
Bucatcat. She claims that respondents Held: Case dismissed. The order of
are having an illicit relationship with direct contempt may only be
each other. Moreover, respondents considered as an error of judgment. A
allegedly have two (2) children together judge may not be administratively
and that respondent Jaro, at the time of charged for mere errors of judgment, in
the filing of the letter-complaint, was the absence of showing of any bad
pregnant with their third child. faith, malice or corrupt purpose.
Moreover, judges cannot be held to
Held: GUILTY. There is sufficient account criminally, civilly, or
evidence to hold respondents administratively for an erroneous
liable for immorality for decision rendered by them in good
maintaining an illicit relationship with faith.
each other. Every employee of
the judiciary should Impartiality
be an example of integrity, uprightness Re: Inhibition of Judge Eddie R.
and honesty. Like any public servant, Rojas (292 SCRA 306)
he must exhibit the highest sense of
honesty and integrity not only in the Facts: Atty. Rojas was appointed a
performance of his official duties but in judge. One of the criminal cases he
20
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

inherited was one in which he acted as


prosecutor. He explained that his delay Facts: A is a policeman charged with
in inhibiting himself from presiding on murder. During the trial, J ordered that
that case was because it was only after he be represented by counsel de officio
the belated transcription of the because A’s attorney was ill. A then
stenographic notes that he charged J with ignorance of the law &
remembered that he handled that case. oppression because the fact that the
He also says that the counsels did not counsel de officio did not know the
object and he never held “full-blown” particulars of the case meant that A
hearings anyway. would be denied due process.

Held: Judge is filed & reprimanded. Held: Complaint dismissed. The Code
The Rules of Court prevent judges from of Judicial Conduct mandates that a
trying cases where they acted as judge should administer justice
counsel without the consent of the impartially and without delay. A judge
parties. This prevents not only a conflict should always be imbued with a high
of interest but also the appearance of sense of duty & responsibility in the
impropriety on the part of the judge. A discharge of his obligation to promptly
judge should take no part in a administer justice. In this case, the
proceeding where his impartiality might reason J appointed a FLAG lawyer was
reasonably be questioned. He should because A’s lawyer had postponed
administer justice impartially & without several hearings because he was ill or
delay. The prohibition does not only out of town. Also, A had various
cover hearings but all judicial acts (e.g. lawyers during the said case who
orders, resolutions) some of which always postponed the hearings for
Judge Rojas did make. various reasons such as illness, lack of
knowledge of the case or unavailability
Carlito D. Lazo v. Judge Antonio V. for trial. These are all legal but clearly
Tiong (300 SCRA 214) dilatory means used by the complainant
to delay the case for 4 years. J should
Facts: Judge Tiong was accused of be commended for his efforts to
failing to inhibit himself in a criminal expedite the case.
case because he was related within the
fourth degree of affinity to the accused. Fe T. Bernardo v. Judge Amelia A.
The judge claims he did so in the hopes Fabros (307 SCRA 28)
that his presence would allow the
parties to settle amicably. Facts: B accused F of inaction in an
unlawful detainer case for 7 months
Held: Judge reprimanded. A judge when the rules on summary procedure
should take no part in a proceeding call for a decision in 30 days. F does not
where his impartiality might reasonably deny the inaction but says B has no
be questioned. Also, Rule 137, Rules of standing as she is only the attorney-in-
Court, provides that no judge or judicial fact of the plaintiffs to the civil case.
officer shall sit in any case in which he,
inter alia, is related to either party Held: FINED. Judges must decide cases
within the sixth degree pf consanguinity expeditiously, especially in summary
or affinity, or to counsel within the proceedings. She should either ask for
fourth degree computed according to additional time to decide or devise an
the rules of the civil law. Under this efficient filing system to expedite
provision, the Presiding Judge is decision. Finally, standing or personal
mandated to disqualify himself from interest of the complainant is
sitting in a case. He cannot exercise his immaterial in administrative cases
discretion whether to inhibit himself or which involves the public good.
not.
Dolores Gomez v. Judge Rodolfo A.
2. Speedy Administration of Justice Gatdula (293 SCRA 433)

Baltazar D. Amion v. Judge Roberto Facts: Gomez is the complainant in 2


S. Chiongson (301 SCRA 614) different criminal cases before Judge
21
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

Gatdula. When she petitioned the SC to actions on 268 other cases assigned to
change the venue of 1 of the cases, him. Judge says he has constant
Respondent suspended the scheduled medical problems and no legal
hearings in both cases. When required researchers to help him. These and the
by the SC to show cause why peace and order problems in his locality
disciplinary action should not be taken prevent him from expediting.
against him, he delayed his comment
thereto. He eventually explained that Held: Fined for gross neglect of duty.
the suspension of hearing was made The Code of Judicial Conduct provides
because the request for change of that a judge should administer justice
venue was pending in the SC. without delay and dispose of the court’s
business promptly and decide cases
Held: Judge Gatdula acted vindictively within the reglementary periods. If his
& oppressively, apparently irked by the health problems were preventing him
request of petitioner. He need not have from doing his duty, he should have
suspended both hearings as the change retired early so a healthier successor
of venue only involved one case. His could act on the case load.
delay in commenting on the change of
venue also effectively delayed both Re: Report on the Judicial Audit
cases by 5 months. His acts are not Conducted in the RTC, Branch 68 of
free from the appearance of Camilang, Tarlac (305 SCRA 61)
impropriety, let alone beyond reproach,
as required by Canon 3 of the Canons of Facts: Judge R was due for compulsory
Judicial Ethics. retirement. The OCA found that he had
many pending cases, some of which
Re: Cases Left Undecided by Judge were undecided beyond the 90-day
Narciso M. Bumanlag, Jr. (306 SCRA period.
50)
Held: FINED but penalty mitigated. Rule
Facts: Upon retirement, B left 7 criminal 3.05 of Canon 3 enjoins all judges to
and 3 civil cases undecided within the attend promptly to the business of the
90-day period required by section 15, court and decide cases within the time
Article VIII of the Constitution. He said fixed by law. A judge is mandated to
his failure was due to a serious illness. render judgment not more than ninety
(90) days from the time the case is
Held: FINED. Members of the bench submitted for decision. Failure to render
have a duty to administer justice the decision within the prescribed
without undue delay. Failure to do so period of ninety (90) days from
within the reglementary period submission of a case for decision
constitutes a neglect of duty warranting constitutes serious misconduct and
administrative penalties. If hindered by gross inefficiency. However, since after
illness, a judge should inform the Office being reminded of this, Judge R cleared
of Court Administrator and ask for most of his docket (even those not
additional time to decide in order to overdue for decision) before retiring,
avoid the sanctions. However, if there is the fine is mitigated.
no malice or bad faith, and the judge is
prevented by factors beyond his Atty. Raula A. Sanchez v. Judge
control, the penalty will be mitigated. Augustine A. Vestil (298 SCRA 1)

Re: Report on the Judicial Audit Facts: Complainant charged RTC Judge
Conducted in the Regional Trial Vestil with falsifying his monthly
Court – Branch 24, Ipil, Zamboanga certificate of service submitted to the
del Sur; Branch 2, Isabela, Basilan; SC by stating that he has no pending
and Municipal Circuit Trial Court, case submitted for decision or
Labason, Zamboanga del Norte resolution that has gone beyond the
(303 SCRA 208) NINETY (90) day period allowed by law
when in fact there were numerous civil
Facts: Judge Apostol had a backlog of & criminal cases which the respondent
280 cases. Also, there had been no failed to resolve within the said period.
22
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

Respondents say most of the cases defeat the ends of justice or unduly
were either inherited & substantially delay a case, impede the execution of a
heard by other judges, or that they judgment or misuse court processes.
require further study or whose The facts and the law should advise
stenographic notes were yet to be them that a case such as this should
transcribed – and these are excepted not be permitted to be filed to merely
from being included the certificate by a clutter the already congested judicial
proviso contained therein. dockets. They do not advance the
cause of law or their clients by
Held: Respondent Judge suspended commencing litigations that for sheer
and fined. Judges are mandated to lack of merit do not deserve the
decide cases seasonably. Judges who attention of the courts.
cannot comply with such mandate
should ask for additional time, Duty to Protect Client’s Interest
explaining in their request the reasons Development Bank of the
for the delay. Neither the proviso nor Philippines and Asset Privitization
the fact that notes are to be transcribed Trust v. Court of Appeals and
is a valid defense for not deciding Continental Cement Corporation
within the required time. The SC has (302 SCRA 362)
consistently held that the failure of a
judge to decide a case within the Facts: CCC filed an injunction suit to
required period is not excusable and prevent the DBP and APT from
constitutes gross inefficiency & the non- foreclosing on its mortgages. During
observance of said rule is ground for trial, DBP & APT were unable to appear
administrative sanction against the for cross-examining CCC’s witnesses
defaulting judge. because the respective counsels were
unprepared, unavailable or ill. The
lower court decided this as a waiver,
B. LAWYERS hence judgment was rendered for CCC.
DBP & APT filed this petition alleging
1. Assisting in the Speedy denial of due process.
Administration of Justice
Held: Petition denied. There can be
Eternal Gardens Memorial Park no denial of due process where a party
Corporation vs. Court of Appeals had the opportunity to participate in the
(293 SCRA 622) proceedings but did not do so. Counsel
for APT was absent on several
Facts: Judgment was rendered against occasions because of withdrawal of
the petitioner ordering it to reconvey previous counsel, unreadiness to
the cemetery to the rightful owners. conduct the cross-examinations and
Despite the final decision of the SC, serious illness. The withdrawal of APT’s
petitioner was able to prevent the previous counsel in the thick of the
execution for 17 years, and thus render proceedings would be a reasonable
the judgment ineffectual. They filed ground to seek postponement of the
several petitions and motions for hearing. However, such necessitates a
reconsideration with the trial court and duty on the part of the new counsel to
the CA despite the fact that it would prepare himself for the next scheduled
never prosper as the trial court’s hearing. The excuse that it was due to
decision had long become final before the former counsel’s failure to turn over
the said petitions were filed. the records of the case to APT, shows
the negligence of the new counsel to
Held: Petition denied. While lawyers actively recover the records of the case.
owe their entire devotion to the interest Counsel should have taken adequate
of the client and zeal in the defense of steps to fully protect the interest of his
their client’s right, they are also officers client, rather than pass the blame on
of the court, bound to exert every effort the previous counsel. A motion to
to assist in the speedy and efficient postpone trial on the ground that
administration of justice. They should counsel is unprepared for trial
not misuse the rules of procedure to demonstrates indifference and
23
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

disregard of his client’s interest. A new 3. Good Moral Character


counsel who appears in a case in
midstream is presumed and obliged to Tomas Cabulisan v. Judge Adrian N.
acquaint himself with all the antecedent Pagalilauan (297 SCRA 593)
processes and proceedings that have
transpired prior to his takeover. Also, Facts: Cabulisan filed an administrative
even if counsel had been ill with complaint against respondent for grave
dengue, he chose not to notify his co- misconduct committed as follows : (1)
counsels who could have conducted the peeping into the bathroom where
cross-examination. Marilyn C. Dumayas, a public health
nurse, and daughter of the owner of the
2. Falsehood/Forum-shopping/Dilatory house where he was boarding, was then
Tactics taking a bath; (2) having a mistress in
the neighboring town; and (3) allowing
Ban Hua U. Flores v. Atty. Enrique local practitioners to write decisions for
S. Chua (306 SCRA 465) him.

Facts: Chua was charged with many Held: Respondent filed for voyeurism,
offenses. The evidence was found to other charges dismissed for lack of
support the charges that he notarized a evidence. People who run the judiciary,
forged deed of sale, that he caused to particularly justices and judges, must
be published an advertisement of a SEC not only be proficient in both the
decision in order to bring ridicule and substantive and procedural aspects of
shame upon a corporation, that he filed the law, but more importantly, they
a civil case knowing that the reliefs he must possess the highest degree on
prayed for were probably granted in the integrity and probity and an
SEC case – thus belying his certification unquestionable moral uprightness both
against forum shopping. He has also in their public and private lives. By
been previously reprimanded for bribing committing the acts in question,
a judge and for consistently using respondent violated the trust reposed in
dilatory tactics to prolong a litigation. him and utterly failed to live up to the
noble ideals and rigid standards of
Held: DISBARRED. He has thus violated morality required in the judicial
Rules 10.01, 12.02, 12.04 (foisting or profession.
commission of falsehood, forum- 15
shopping and causing in court Victoriano P. Resurreccion v. Atty.
proceedings), Canon 19 (failing to Ciriaco C. Sayson (300 SCRA 129)
resort to lawful means in representing
his client), 27, 3.01 and 13.02 (causing Facts: respondent was accused of
undue publication of a pending action). having appropriated for his own benefit
He had an active role in committing the amount of P 2, 5000.00
fraud since he falsely stated that the representing the amount which was
person making the deed of sale delivered by the Resurreccion to the
appeared before him and stated that respondent as compensation or
the same was his free act and deed- settlement money of a case for
when evidence shows the signature was homicide thru reckless imprudence.
forged; also, he prolonged a family Sayson did not turn over the amount to
dispute by using dilatory tactics and his client, the Complainant in the
placing an advertisement in order to criminal case, forcing Resurreccion to
ridicule his opponents – in violation of pay the same amount again. Sayson
Rule 1.04 that lawyers should was later convicted for estafa.
encourage their clients to end a
controversy by a fair settlement. A
lawyer must uphold the integrity of the
profession. He brings honor to it by
honesty and fair dealing and by
performing his duties to society, the
bar, the courts and his clients.
24
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

Held: Sayson DISBARRED. Good moral appearance and suspicion of


character is not only a condition impropriety.
precedent to admission to the
legal profession, but it must also Gross Ignorance of the Law
remain extant in order to maintain
one’s good standing in that Jesus Conducto vs. Judge Iluminado
exclusive and honored fraternity. C. Monzon (291 SCRA 619)
Acts of moral turpitude (i.e. done
contrary to justices, honesty & Facts: Respondent judge was charged
good morals) such as estafa or with gross ignorance of the law. He
falsification render one unfit to be refused to suspend the mayor due to
a member of the legal proession. criminal charges against the latter for
Also, Sayson’s acts of delaying the the crime of unlawful appointment. The
hearings before the OSG and the judge opined that an official cannot be
IBP reinforce this view. suspended for something that has
happened in a previous term. Settled
Abuse of Authority jurisprudence says this only applies to
administrative, not criminal cases.
Rosalia Villaruel, et al v. Grapilon,
et al: In the Matter of the Petition Held: Fined for P5000. While judges
to Remove Atty. Jose A. Grapilon as should not be disciplined for inefficiency
President, IBP (302 SCRA 138) on account merely of occasional
mistakes or errors of judgment, it is
Facts: G was accused of 16 IBP imperative that they be conversant with
employees who sought his removal as basic legal principles. A judge is called
IBP President for: Immorality, upon to exhibit more than just cursory
questionable disbursements of funds, acquaintance with the statutes and
dishonesty, failure to turn over IBP procedural rules; it is imperative that he
donations from private individuals, be conversant with the basic legal
refusal to turn over records and money principles and aware of well-settled and
pertaining to the Employees’ Loan authoritative doctrines. Also, if he did
Savings Association, Appropriation of the act deliberately, he violated Canon
Office Property, Extending loans to IBP 18 of the Canons of Judicial Ethics
employees, oppression/harassment, directs a judge to administer his office
appointment of unworthy employees with due regard to the integrity of the
and relatives and organization of a system of the law itself, remembering
secret society. The issue regarding that he is not a depository of arbitrary
legal ethics is whether the SC can power, but a judge under the sanction
assume jurisdiction or should it be of law. An RTC judge cannot overturn a
considered a labor dispute under the settled doctrine laid down by the
jurisdiction of the NLRC. Supreme Court, otherwise, litigation
would be endless.
Held: Charges dropped. All the
accusations of the petitioners were Gross Immoral Conduct
either unsubstantiated or refuted by
controverting evidence. As to the issue Julieta B. Narag vs. Atty.
of jurisdiction, the SC has previously Dominador M. Narag (291 SCRA
assumed administrative jurisdiction 451)
over the IBP president. If the petitioners
allege that the IBP terminated them as Facts: Atty. Narag’s spouse filed a
an act of reprisal and with malice or petition for disbarment in the IBP
bias, this would constitute gross abuse alleging that her husband courted one
of authority and serious misconduct – of his students, later maintaining her as
warranting the use of the SC’s a mistress and having children by her.
supervisory powers over the IBP. Lastly, Atty. Narag claims that his wife was a
even if there was no wrongful act, G is possessive, jealous woman who abused
ordered to transfer the funds of the him and filed the complaint out of spite.
savings and loan association to an IBP disbarred him, hence, this petition.
account in their name to prevent the
25
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

Held: Narag failed to prove his and confidence of the public that justice
innocence because he failed to refute is administered with dignity and civility.
the testimony given against him and it A high degree of moral integrity is
was proved that his actions were of expected of a lawyer in the community
public knowledge and brought disrepute where he resides. The Court may
and suffering to his wife and children. disbar or suspend a lawyer for
Good moral character is a continuing misconduct whether in his professional
qualification required of every member or private capacity, which shows him to
of the bar. Thus, when a lawyer fails to be wanting in moral character, in
meet the exacting standard of moral honesty, probity, and good demeanor,
integrity, the Supreme Court may thus proving unworthy to continue as
withdraw his or her privilege to practice an officer of the court. The power to
law. (Canons 1&7, Rule 7.03, Code of disbar, however, is one to be exercised
Ethics for Lawyers) It is not only a with great caution and only in a clear
condition precedent to the practice of case of misconduct which seriously
law, but a continuing qualification for affects the standing and character of
all members. Hence when a lawyer is the lawyer as an officer of the court and
found guilty of gross immoral conduct, a member of the bar. Keeping a
he may be suspended or disbarred. mistress, entering into another
Grossly immoral means it must be so marriage while a prior one subsists, as
corrupt as to constitute a criminal act or well as abandoning and/or mistreating
so unprincipled as to be reprehensible complainant and their children, show
to a high degree or committed under his disregard of family obligations,
such scandalous or revolting morality and decency, the law and the
circumstances as to shock the common lawyer’s oath. Such gross misbehavior
sense of decency. As a lawyer, one over a long period of time clearly shows
must not only refrain from adulterous a serious flaw in respondent’s
relationships but must not behave in a character, his moral indifference to
way that scandalizes the public by scandal in the community, and his
creating a belief that he is flouting outright defiance of established norms.
those moral standards.
Gross Misconduct
Remedios Tapucar vs. Atty. Lauro Erlinda Alonto-Frayna v. Judge
L. Tapucar (293 SCRA 331) Abdulmajid Astih (300 SCRA 199)

Facts: Respondent was previously Facts: Judge Asith did not act on the
dismissed as CFI judge for maintaining case of the herein complainant for over
and cohabiting with his mistress. 2 years despite the orders and
Despite this, he later married the same directives of the Office of the Court
woman and had children with her. He Administrator to resolve it without
even made statements displaying delay. In addition, when asked to
contempt for the SC and mocking the explain his actions before the SC,
law and said court. Petitioner, his respondent failed to reply.
lawful wife, filed a letter-complaint for
disbarment against her husband. IBP Held: A Judge who deliberately and
disbarred him. continuously refuses to comply with the
resolution of the SC is guilty of gross
Held: Disbarred (ratio is the same as misconduct & insubordination. It is
the Narag case). A judge is a visible gross misconduct & even without
representation of the law and, more outright disrespect for the SC for the
importantly of justice. Ordinary citizens respondent judge to exhibit indifference
consider him as a source of strength to the resolutions requiring him to
that fortifies their will to obey the law. comment on the accusations contained
A judge should avoid the slightest in the complaint against him.
infraction of the law in all actuations, Furthermore, failure to render a
lest it be a demoralizing example to decision beyond the 90 day period from
others. Likewise, an attorney is also its submission constitutes serious
invested with public trust. As officers of misconduct to the detriment of the
the court, lawyers must ensure the faith honor & integrity of his office & in
26
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

derogation of a speedy administration


of justice. Facts: Administrative case against
Judge C for incurring leaves of absence
Romulo F. Manuel v. Judge for an almost straight period of 3 years.
Demetrio d. Calimag (307 SCRA His excuse is that he was suffering from
657) a lingering illness of malignant
hypertension. However, despite the fact
Facts: M charged C with selling him a that medical certificates were
stolen car, for which he was arrested. presented in his favor, most were made
by his personal doctor (an orthopedic
Held: CASE DISMISSED. No evidence to doctor). Also, the tests given by the
substantiate the charges. The SC also Court physician contradict the diagnosis
said that to warrant dismissal for given by his doctor.
misconduct, it must be shown that the
misconduct is serious and has a direct Held: Guilty of gross misconduct and
relation to his official duties amounting abandonment of office, judge
to misadministration, or intentional dismissed. Judge C should have been
neglect and failure to discharge said more conscious of his court duties, as
duties. The judicial acts complained of well as more cautious of his actuations,
must be so corrupt or inspired by an than he has shown in the performance
intention to violate the law. of his functions and the discharge of his
responsibilities to the Court and the
Felicidad L. Oronce, et al. v. Court citizenry. Further, he should have been
of Appeals, et. al. (298 SCRA 133) aware that, in frequently leaving his
station, he has caused great disservice
Facts: During a dispute over land, to many litigants and has denied them
Flaminiano illegally took possession of speedy justice. From the record it could
the property in litigation using abusive be fairly concluded that he had
methods. She was aided by her habitually abandoned his sala for no
husband, a lawyer. The illegal entry justifiable excuse at all. The doctrine of
took place while the case was pending res ipsa loquitor , that the Court may
in the CA & while a writ of preliminary impose its authority upon erring judges
injunction was in force. whose actuations, on their face, would
show gross incompetence, ignorance of
Held: Atty. Flaminiano’s acts of the law, or misconduct, is patently
entering the property without the applicable to the instant case.
consent of its occupants & in
contravention of the existing writ or Republic of the Philippines vs.
preliminary injunction & making Court of Appeals (296 SCRA 171)
utterances showing disrespect for the
law & this Court, are unbecoming of a Facts: Petitioner filed a case for
member of the Bar. Although he says recission against the Quetulios and
that they “peacefully” took over the Abadillas alleging that the former sold
property, such “peaceful” take-over the land that had already been
cannot justify defiance of the writ of expropriated. The Quetulios did not file
preliminary injunction that he knew was an answer, but at the hearing on the
still in force. Through his acts, he has motion for default, co-defendant
flouted his duties as a member of the Hernando was permitted by the judge
legal profession. Under the Code of to appear as counsel for the defendants
Professional Responsibility, he is and file an answer.
prohibited from counseling or abetting
“activities aimed at defiance of the law Held: Case reinstated. Evidently, when
or at lessening confidence in the legal respondent Hernando appeared before
system.” the trial court and filed the
Answer/Motion to dismiss, he was still
Re: Leaves of Absence Without under suspension from the practice of
Approval of Judge Eric T Calderon, law. A suspended lawyer, during his
Municipal Trial Court Judge of suspension, is certainly prohibited from
Calumpit, Bulacan (302 SCRA 92) engaging in the practice of law, and if
27
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

he does so, he may be disbarred. The from financial and business dealings
reason is that, his continuing to practice that tend to reflect adversely on the
the profession during his suspension court’s impartiality, interfere with the
constitutes a gross misconduct and a proper performance of judicial
willful disregard of the suspension activities, or increase involvement with
order, which should be obeyed though lawyers and litigants. He should also
how erroneous it may be until set aside. manage financial interests so as to
minimize the number of cases giving
Impropriety grounds for disqualification. Finally, the
Flaviano B. Cortes v. Judge Emerito halls of justice should not be used for
M. Agcaoili (249 SCRA 423) unrelated purposes.

Facts: Respondent was charged with Benalfre J. Galang v. Judge


impropriety and gross ignorance of the Abelardo H. Santos (307 SCRA 582)
law. In a case for illegal logging, he
dismissed the case and returned Facts: S was a judge and the
illegally cut timber to the defendants publisher/columnist for a tabloid; he
because the search warrant was invalid. was also a writer for another paper. G
He was also seen in eating and drinking charges him with using his columns to
in the company of said defendants, and ventilate his views. He has repeatedly
this supposedly influenced his decision. used insulting and inflammatory
language against the governor and the
Held: Judge Agcaoili is fined and provincial prosecutor and legal adviser.
suspended. Respondent erred in
returning the seized articles – even Held: JUDGE DISMISSED. While S has
though the warrant was invalid, illegal the right to free speech, his writing of
articles (illegally cut lumber) are not vicious editorials compromise his duties
returned to the possessor. He also as judge in the impartial administration
violated Canon 2, Rule 2.01 of the Code of justice. They reflect both on his office
of Judicial Ethics – i.e. to avoid and on the officers he ridicules. The
impropriety or even or even the personal behavior of a judge in his
appearance of impropriety. Even professional and everyday life should
though it was not proven that he was be free from the appearance of
influenced by the defendants (the impropriety. Improper conduct erodes
dismissal was proper), he should not the public confidence in the judiciary.
have fraternized with litigants who had
a pending case before him. To do so Benjamin Sia Lao vs. Hon. Felimon
erodes public confidence in the integrity C. Abelila III (295 SCRA 267)
and independence of the judiciary. A
judge must avoid even the semblance Facts: in a family dispute over a parcel
of impropriety. of land, respondent judge committed
acts of forcible entry, attempted to
Carlos Dionisio v. Hon. Zosimo V. deny complainant of possession despite
Escano (302 SCRA 411) a lease in the latter’s favor. He also
gave firearms to his men in order to
Facts: E posted an advertisement for assault complainant’s workers.
waitresses and singers to work at his Respondent also fled from police when
restaurant at the RTC bulletin board. He called in for questioning.
also conducted interviews for this in his
sala. He was later caught when a Held: Respondent DISMISSED. A judge
reporter from “Hoy Gising!” taped an is the visible representation of the law
interview which revealed that he and the embodiment of the people’s
intended to operate a drinking pub with sense of justice and that, accordingly,
scantily clad waitresses. he should constantly keep himself away
from any act of impropriety, not only in
Held: SUSPENDED. Rules 2.00, 5.02 and the performance of his official duties
5.03 provide that a judge should avoid but also in his everyday actuations. No
impropriety and even the appearance other position exacts a greater demand
of impropriety. He should also refrain on moral righteousness and uprightness
28
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

of an individual than perhaps a seat in evidence, the serious nature of the


the judiciary. A judge must be the first tasks of judges requires them to be
to abide by the law and to weave an circumspect in both their public and
example for the others to follow. their private dealings. As they are
“expected to rise above human
Spouses Benedicto & Rose Godinez frailties” they must, in all their
v. Hon. Antonio Alano and Sheriff activities, avoid not only impropriety
Alberto Ricardo Alano (303 SCRA but even the appearance of
259) impropriety. Hence, E should not have
called L by [hone – which gave the
Facts: G charged A with committing impression of undue pressure and
irregularities in a civil case for sum of influence. He should not have cursed L
money. In said case, a writ of over the phone as a judge’s behavior
preliminary attachment was issued and must be beyond reproach.
the effects seized were kept in Judge
A’s house. The court investigator found Office of the Court Administrator
that the writ was improperly issued vs. (Judge) Florentino S. Barron
because the allegations of fraud and (297 SCRA 376)
attempts to abscond in the affidavit
were bare assertions and not Facts: Judge Barron was arrested
substantiated by the facts. during an entrapment operation when
he tried to solicit bribes from an
Held: FINED. The writ was issued in American national in exchange for
error. But in order to merit a ruling in the latter’s favor in a pending
disciplinary sanction, the error or case.
mistake committed by a judge should
be patent, gross, malicious, deliberate, Held: Judge dismissed. A judge should
or done in bad faith. Absent a clear always be a symbol of rectitude and
showing that the judge has acted propriety, comporting himself in a
arrantly, the issue becomes judicial in manner that will raise no doubt
character and would not properly whatsoever about his honesty. The
warrant the imposition of administrative conduct of respondent shows that he
punishment. Judge A is fined for storing can be influenced by monetary
the effects in his house and their intent considerations. His act of demanding
to charge storage fees. Judges should and receiving money from a party-
avoid impropriety of the appearance of litigant constitutes serious misconduct
impropriety. in office. It is this kind of gross and
flaunting misconduct, no matter how
Gregorio & Teresita Lorena v. Judge nominal the amount involved, which
Adolfo Encomienda (302 SCRA 632) erodes the respect for the law and the
courts.
Facts: Spouses Lorena were evicted
from the property of Judge E’s brother. Sarah B. Vedana vs. Judge Eudarlo
They refused to vacate. The mayor B. Valencia (295 SCRA 1)
invited the parties to a conciliation
meeting but they still refused. The Facts: Complainant is the court
owners allowed them to stay on the interpreter and a relative of respondent
condition that they sign a written judge. She claims that he kissed and
promise to leave after the grace period. fondled her when she went to his sala
When L refused, E phoned him and tried to inform him that the cases for the day
to convince him to sign. L still refused, were ready for trial.
E then said: “mga tarantado, mabulok
kayo sa kalabos!” and slammed the Held: Respondent guilty of violating
phone down. L accuses E and his Canons 2, 3 and 22 of the Code of
conspirators of abuse of authority for Judicial Ethics. The Code mandates that
later throwing them in jail. the conduct of a judge must be free of a
whiff of impropriety not only with
Held: REPRIMANDED. Although the respect to his performance of his
charges against E were refuted by judicial duties, but also to his behavior
29
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

outside his sala and as a private Facts: In a criminal case for rape with
individual. A public official is also homicide, the accused pleaded guilty.
judged by his private morals. A judge, However, the 3 PAO lawyers assigned
in order to promote public confidence in as counsel de officio did not perform
the integrity and impartiality of the their duty. The first did not advise his
judiciary, must behave with propriety at client of the consequences of pleading
all times. A judge’s official life can not guilty, the second left the courtroom
simply be detached or separated from during trial and thus did not cross-
his personal existence. examine the prosecution witnesses. The
third postponed the presentation of
Negligence evidence for the defense, and when he
Corazon T. Reontoy v. Atty. did appear, he said he would rely solely
Liberato R. Ibadlit (302 SCRA 604) on the plea in the mistaken belief that it
would lower the penalty to reclusion
Facts: On January 28, 1998 the SC perpetua.
found Ibadlit administratively liable and
suspended him from the practice of law Held: Case remanded. Canon 18
for 1 year for failing to appeal within required every lawyer to serve his client
the reglementary period the decision with utmost dedication, competence
rendered against his client. His reason and diligence. He must not neglect a
was, an appeal would only be futile. SC legal matter entrusted to him, and his
declared that it was highly improper for negligence in this regard renders him
him to have adopted such opinion. SC administratively liable. In this case, the
said that a lawyer was without authority defense lawyers did not protect, much
to waive his client’s right to appeal and less uphold, the fundamental rights of
that his failure to appeal within the the accused.
reglementary period constituted
negligence and malpractice, proscribed N.B. Case remanded because of error
by Rule 18.03, Canon 18 of the Code of by the judge in not using searching
Professional Responsibility, which questions to find if the plea was made
provides “(a) lawyer shall not neglect a knowingly.
legal matter entrusted to him and his
negligence in connection therewith Rodolfo P. Velasquez v. CA & PCIB
shall render him liable.” This is a motion (GR No. 124049, June 30, 1999)
for reconsideration.
Facts: As an incident in the main case,
Held: Suspension lowered to 2 months – V appointed his counsel as attorney-in-
his arguments are partly persuasive, he fact to represent him at the pre-trial.
believed in good faith that his client’s Counsel failed to appear, hence V was
case was weak and that she accepted declared in default. The order of default
his explanation that the adverse was received by counsel but no steps
decision was not worth appealing were taken to have it lifted or set aside.
anymore. Besides, it was only several
years later that she complained when Held: Binding on V. V was also guilty of
no more relief was available to her. negli8gence because after making the
Also, complainant had reasonable special power of attorney, he went
opportunity to hire another counsel for abroad and paid no further attention to
a second opinion whether to appeal the case until he received the decision.
from the judgment or file a petition for Thus, no FAME which will warrant a
relief, that he did not commit to handle lifting of the order.
his client’s case on appeal and that the
testimonies of complainant and her Property Under Litigation
brother were unpersuasive. This is also Regalado Daroy vs. Esteban Abecia
his first offense.
Facts: Daroy was plaintiff in a forcible
People of the Philippines v. entry case. He hired Abecia as his
Sevilleno ( 304 SCRA 519) lawyer and won. To satisfy the award
for damages, a parcel of land of the
defendant was sold to Daroy at an
30
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

execution sale. The land was then sold for judicial office, including such
to Daroy’s relative, who then sold it to circumstances as may reflect on his
Abecia’s wife. He now claims that these integrity and probity. These are
sales are void because Abecia forged qualifications specifically required of
his signature on the deeds of sale. IBP appointees to the judiciary by Article
disbarred Abecia. VIII, Sec. 7(3) of the Constitution. The
act of concealing the two criminal cases
Held: Reversed. The evidence shows against him is a clear proof of his lack
that Daroy was a party to the sale at of the said qualification and renders
the time ot was made and did not him unworthy to sit as a judge- even if
“discover” it 9 years later as he he was ultimately acquitted. He is not
claimed. He was not defrauded <real being chastened for having had a
issue the parties thought that pending criminal case at the time of his
because the land had been acquired at application for a judicial position but for
a public sale to satisfy a judgment in a his dishonesty and misrepresentation in
case in which respondent was the process of seeking that office.
complainant’s counsel, the latter could
not acquire the land. The parties made Unlawful Conduct
this arrangement to circumvent Art. Cleto Docena vs. Atty. Dominador
1491 of the Civil Code which prevents Q. Limon (295 SCRA 262)
lawyers from acquiring property and
rights that may be the object of any Facts: Respondent was petitioner’s
litigation in which they may take by lawyer in a civil case. During that case,
virtue of their profession. The he asked the petitioners to post a
prohibition in Art. 1491 does not apply supersedeas bond to stay execution of
to the sale of a parcel of land acquired the appealed decision. Petitioners
by a client to satisfy a judgment in his forwarded the money to Limon. Later,
favor, to his attorney was not the the case was decided in their favor.
subject of the litigation. While judges, They were unable to recover the money
prosecuting attorneys, and others because the clerk of court said no such
connected with the administration of bond had ever been filed. IBP
justice are prohibited from acquiring suspended him for one year. Hence
“property or rights in litigation or levied this petition.
upon in execution” the prohibition with
respect to attorneys in the case Held: Disbarred (see Canon 1.01 and
extends only to “property and rights 16.01). Respondent’s allegation that
that may be the object of any litigation the money was payment of his fees was
in which they may take part by virtue of overcome by other evidence. The law
their profession.” is not a trade nor craft but a profession.
Its basic ideal is to render public service
Qualifications and to secure justice for those who seek
Ruferto Gutierrez and Maritess its aid. If it has to remain an honorable
Passion vs. Judge Estanislao S. profession and attain its basic ideal,
Belan lawyers should not only master its
(294 SCRA 1) tenets and principles but should also,
by their lives, accord continuing fidelity
Facts: Concerned citizens of Binan to them. By extorting money from his
Laguna charged respondent MTC judge client through deceit, Limon has sullied
with conduct prejudicial to the best the integrity of his brethren in the law
interest of the service. They claim he and has indirectly eroded the people’s
committed perjury for failure to disclose confidence in the judicial system. He is
a previous charge for two criminal disbarred for immoral, deceitful and
offenses in his written application to the unlawful conduct.
JBC.
Victor Nunga v. Atty. Verancio
Held: Judge is dismissed. Every Viray (306 SCRA 487)
prospective appointee to the judiciary
must apprise the appointing authority Facts: N accused V of notarizing
of every matter bearing on his fitness documents without a commission. It
31
LEGAL ETHICS
DIGESTS
ATENEO CENTRAL BAR OPERATIONS 2001

appears that in 1987 and 1991 he Facts: Renato Ong was injured during a
notarized deeds of sale of property vehicular collision. He was awarded
between the bank he works for and his damages by the trial court. On appeal,
minor son. At those times, he was not the CA, the awards for actual damages,
commissioned as a notary public. moral damages & attorney’s fees were
reduced because (1) the cost &
Held: SUSPENDED. Notarization is feasibility of corrective surgery had not
invested with public interest because3 been adduced in evidence, (2) the
it converts a private document into a document relied upon to prove actual
public one. Notarizing without damages was not formally offered in
commission is a violation of the evidence and (3) no evidence but the
lawyer’s oath to obey the laws (the bare assertion of counsel was put
Notarial Law) and by making it appear forward to prove damages for unearned
that he is so authorized is a deliberate income.
falsehood which violates the lawyer’s
oath and Rule 1.01 (CPR) that a lawyer Held: Attorney’s fees is an indemnity
shall not engage in unlawful, dishonest, for damages ordered by a court to be
immoral or deceitful conduct. paid by the losing party to the
prevailing party, based on any of the
Atty. Prudencio Penticostes v. cases authorized by law. It is payable
Prosecutor Diosdado Ibañez (304 not to the lawyer but to the client,
SCRA 281) unless the 2 have agreed that the
award shall pertain to the lawyer as
Facts: Pascual was sued for non- additional compensation or as part
remittance of SSS benefits. She gave thereof. The Court has established a
the contested amount to respondent, set of standards in fixing the amount of
who was supposed to forward the same attorney’s fees. Counsel’s performance,
to the SSS and drop the charges. however, does not justify the award of
Respondent did not forward the 25 percent attorney’s fees. The nature
amount. He only remitted the amount of the case was not exceptionally
after his complaint for misconduct was difficult, and his handling of the case
filed with the IBP. was sorely inadequate, as shown by his
failure to follow elementary norms of
Held: REPRIMANDED. A high sense of civil procedure & evidence. It is well-
morality, honesty and fair dealing is settled that such award is addressed to
expected and required of a member of sound judicial discretion and subject to
the bar. Rule 1.01 provides that a judicial control.
lawyer shall not engage in unlawful,
dishonest, immoral or deceitful conduct.
While Pascual may not strictly be
considered a client of respondent, the
rules relating to a lawyer’s handling of
funds of a client is still applicable, thus,
lawyers are bound to promptly account
for money or property received by them
on behalf of their clients and failure to
do so constitutes professional
misconduct. Also, even if he was acting
as a prosecutor, Canon 6 provides that
these canons shall apply to lawyers in
government service in the discharge of
their official tasks.

Attorney’s Fees
Renato S. Ong & Francia N. Ong v.
Court of Appeals, Inland Trailways,
Inc. & Philtranco Service
Enterprise, Inc. (301 SCRA 387)

You might also like