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In such a case B = Ac and A = B c and hence A and B are closed sets. Also
X contains a nonempty proper subset A (that is A 6= φ, X which is both open and
closed in X.
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Note. If X is a finite set containing at least two elements then Jf is the discrete
topology on X. In this case (X, Jf ) is not a connected topological space.
What will happen when X is an infinite set and Jf is the cofinite topology on
X. Is (X, Jf ) not connected? In other words can we find a subset A of X such that
A 6= φ and A 6= X but A is both open and closed? A 6= X, A is closed implies A is
a finite set. Also A 6= φ implies such a nonempty finite set cannot be an open set.
Therefore φ and X are the only sets which are both open and closed. This implies
(X, Jf ) is a connected topological space whenever X is an infinite set. ?
Keeping our intuition alive, let us prove that intervals are connected subsets
of R and they are the only connected subsets of R. Recall that a subset J of R is
an interval if and only if whenever a, b ∈ J and a < c < b, we have c ∈ J. Note
that the null set φ and singleton sets are also intervals. For example for x ∈ R,
φ = (x, x) = (1, 1) and {x} = [x, x], the singleton set containing x.
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and A = C ∪ D. Hence the topological space (A, JA ) cannot be connected. That is
the given subset A of R (which is not an interval) is not connected.
Now let us prove:
Theorem 3.2.1. Every interval in R is connected.
Proof. Let J be an interval and let us assume that J contains at least two elements.
For if J = φ or a singleton set then the null set φ and the whole space J are the
only sets which are both open and closed in J and hence J is connected. Now let
us suppose that there exist nonempty closed sets A, B in J (that is A, B ⊆ J and
A, B are closed sets in (J, JJ ), where JJ = {U ∩ J : U is open in R}) such that
J = A ∪ B. Fix a ∈ A, b ∈ B and without loss of generality let us say a < b. Note
that a ∈ A ⊆ J, b ∈ B ⊆ J.
a z b
Figure 3.1
Since J is an interval [a, b] ⊆ J. Let y = sup(A ∩ [a, b]). Now let us prove that
y ∈ A ∩ B. First let us prove that y ∈ A. Let U be an open set in J containing y
(y ∈ [a, b] ⊆ J). Then there exists an open set V in R such that V ∩ J = U. Hence
there exists > 0 such that (y − , y + ) ∩ J ⊆ V ∩ J = U. (If y = a, we are through,
otherwise take 0 < < y − a and < b − y when y 6= b.) Now y − is not an
upper bound for [a, b] ∩ A implies there exists x0 ∈ [a, b] ∩ A such that y − < x0 .
This implies x0 ∈ (y − , y + ) ∩ A ⊆ (y − , y + ) ∩ J ⊆ U. Hence x0 ∈ U ∩ A.
That is, whenever U is an open set in J containing y, then U ∩ A 6= φ. This proves
that y ∈ AJ = A, AJ is the closure of A in J. Also if y = b, then y ∈ B. Suppose
y < b, (y is the supremum of C = A ∩ [a, b] and b is an upper bound of C then take
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y0 ∈ (y, y + ). Now y0 ∈ U ∩ B. Hence y ∈ B J = B. Hence we have y ∈ A ∩ B.
Therefore there cannot exist nonempty closed subsets of A, B in the subspace (J, JJ )
such that A ∩ B = φ, A ∪ B = J. This proves that J is connected.
and
X = f −1 (Y ) = f −1 (A ∪ B) (from 3.1)
Since A, B 6= φ, let y ∈ A and y 0 ∈ B, and f is a surjective map implies that there exist
x, x0 ∈ X such that f (x) = y and f (x0 ) = y 0 implies f (x) ∈ A and f (x0 ) ∈ B implies
x ∈ f −1 (A) and x0 ∈ f −1 (B). Hence f −1 (A), f −1 (B) are nonempty open subsets of
the connected topological space (X, J ) satisfying Eqs. (3.1) and (3.2). This means
(X, J ) cannot be a connected topological space. That is we have proved: f (X) = Y
is not connected implies X is also not connected and this gives a contradiction. Hence
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our assumption that (Y , J 0 ) is not connected is not valid. Therefore (Y , J 0 ) is a
connected topological space.
Proof. First let us assume that the subspace Y is connected. This means the
subspace (Y , JY ) is a connected topological space. So, we will have to prove
that Y does not admit any separation. Suppose Y has a separation. Hence there
exist nonempty subsets A, B of X such that Y = A ∪ B, A ∩ B = φ = A ∩ B.
Now AY = A ∩ Y = A ∩ (A ∪ B) = (A ∩ A) ∪ (A ∩ B) = A ∪ φ = A.
This implies that A is a closed subset of (Y , JY ). Similarly B Y = B ∩ Y =
(B ∩ (A ∪ B)) = (B ∩ A) ∪ (B ∩ B) = B. This implies that B is a closed set in
(Y, JY ). Also BYc = Y KB = Y ∩B c = (A∪B)∩B c = (A∩B c )∪(B c ∩B) = A∩B c = A
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(since A ∩ B = φ). This means complement of B with respect to Y is A. Hence B
is such that B 6= φ, B 6= Y (since Y = A ∩ B and A 6= φ) and B is both open
and closed in Y . This implies that the subspace (Y , JY ) is a disconnected space.
This is a contradiction and we arrived at this contradiction by assuming that Y has
a separation. Hence there does not exist any separation for Y .
Conversely, now assume that there does not exist any separation for Y . Now
suppose that the subspace (Y , JY ) is a disconnected space. Then there exist
nonempty closed subsets A, B in (Y , JY ) such that Y = A ∪ B and A ∩ B = φ.
Now A ∩ B = A ∩ (Y ∩ B) = (A ∩ Y ) ∩ B = AY ∩ B = A ∩ B = φ. (A is closed in
Y implies AY = A) Similarly, A ∩ B = A ∩ Y ∩ B = A ∩ B Y = A ∩ B = φ. (B is
closed in Y implies B Y = B.) We have nonempty subsets A, B in X such that
(i) Y = A ∪ B, (ii) A ∩ B = φ = A ∩ B. This means Y has a separation and this gives
a contradiction. We arrived at this contradiction by assuming that the subspace
(Y , JY ) is a disconnected space. Hence the assumption is wrong. That means
(Y , JY ) is connected.
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subspace of X, Y cannot admit any separation. Hence A ∩ Y = φ or B ∩ Y = φ
implies Y ⊆ Ac or Y ⊆ B c = A.
Alternate Proof. Now A ∩ Y, B ∩ Y (where B = Ac ) are open sets in the subspace
Y such that (i) Y = (A ∩ Y ) ∪ (B ∩ Y ) and (ii) (A ∩ Y ) ∩ (B ∩ Y ) ⊆ A ∩ B = φ implies
A ∩ Y = φ or B ∩ Y = φ implies Y ⊆ Ac or Y ⊆ A. Let us prove the following:
Theorem 3.3.6. Let (X, J ) be a topological space and Y1 , Y2 be connected subspaces
of X. Further suppose Y1 ∩ Y2 6= φ. Then Y1 ∪ Y2 is a connected subspace of X.
Proof. We will have to prove that the subspace Y1 ∪ Y2 cannot admit any separation.
Suppose A, B are subsets of X such that (i) Y1 ∪ Y2 = A ∪ B, (ii) A ∩ B = φ = A ∩ B
(here A is the closure of A in X).
From (i)
Y1 ⊆ Ac . (3.5)
Y2 ⊆ B c . (3.6)
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From Eqs. (3.5) and (3.6) we have
Y1 ∩ Y2 ⊆ Ac ∩ B c = (A ∪ B)c . (3.7)
In fact using exactly the same idea of proving that the subspace Y1 ∪ Y2 is
connected whenever Y1 , Y2 are connected subspaces with the added condition that
Y1 ∩ Y2 6= φ, we prove the following theorem.
Theorem 3.3.8. If {Yα }α∈J is a collection of connected subspaces of a topological
space X and further there exists an x0 ∈ X such that x0 ∈ Yα , for each α ∈ J, then
∪ Yα is a connected subspace of X.
α∈J
Proof. Here again we will prove that ∪ Yα cannot admit any separation. Suppose
α∈J
A, B are subsets of X such that (i) ∪ Yα = A ∪ B, (ii) A ∩ B = A ∩ B = φ. Then our
α∈J
aim is to prove A = φ or B = φ. For each fixed α0 ∈ J, Yα0 = (Yα0 ∩ A) ∪ (Yα0 ∩ B)
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and (Yα0 ∩ A) ∩ (Yα0 ∩ B) = φ = (Yα0 ∩ A) ∩ (Yα0 ∩ B). Hence Yα0 is a connected
subspace of X implies Yα0 ∩ A = φ or Yα0 ∩ B = φ. Let us say Yα0 ∩ A = φ. This
will imply that Yα0 ⊆ Ac . Note that α0 ∈ J is an arbitrary element. Hence for each
α ∈ J, Yα ⊆ Ac or Yα ⊆ B c . But if Yα1 ⊆ Ac for some α1 ∈ J and Yα2 ⊆ B c for
c
c c c
some α2 ∈ J then x0 ∈ Yα1 ∩ Yα2 ⊆ A ∩ B = (A ∪ B) = ∪ Yα . This means
α∈J
/ Yα for some α ∈ J and that gives a contradiction. Therefore Yα ⊆ Ac for all
x0 ∈
α ∈ J or Yα ⊆ B c for all α ∈ J implies ∪ Yα ⊆ Ac or ∪ Yα ⊆ B c implies A = φ or
α∈J α∈J
B = φ. This means ∪ Yα cannot admit any separation and that is what we wanted
α∈J
to prove.
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Theorem 3.3.10. Let Y be a nonempty connected subspace of a topological space X
and E be a subset of X such that Y ⊆ E ⊆ Y . Then E is also a connected subspace
of X.
Theorem 3.3.11. If (X1 , J1 ), (X2 , J2 ) are connected topological spaces, then the
product space X1 × X2 is also a connected space.
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{Tx1 } is a collection of connected subspaces of the product space X1 × X2 . Further
(a1 , a2 ) ∈ Tx1 for all x1 ∈ X1 . Hence ∪ Tx1 = X1 × X2 is a connected space.
x1 ∈X1
X2
X1 X X2
a2 (a1 , a 2 ) X 1 X a2
x1 a1 X1
Figure 3.2
Proof. When J is a finite set we have already proved this result. So let us assume
that J is an infinite set. Also let us assume that each Xα 6= φ. From each Xα , fix an
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element say aα ∈ Xα . That is we have a function f : J → ∪ Xα such that
α∈J
f (α) = aα ∈ Xα for all α ∈ J. That is f ∈ Π Xα . We normally write f = (aα )α∈J
α∈J
and just say that (aα )α∈J ∈ Π Xα . If α1 , α2 , . . . , αk ∈ J then X(α1 , α2 , . . . , αk ) =
α∈J
{x = (xα )α∈J : xα = aα , when α 6= α1 , α2 , . . . , αk }. If our J = N and αj = j,
j = 1, 2, . . . , k then X(1, 2, . . . , k) = {x1 , x2 , . . . , xk , ak+1 , ak+2 , . . .} = X1 × X2 × · · · ×
Xk × ak+1 × ak+2 × · · · Note that g(x1 , x2 , . . . , xk ) = (x1 , x2 , . . . , xk , ak+1 , ak+2 . . .)
∞
is a continuous function from the connected space X1 × X2 × · · · × Xk → Π Xn
n=1
and its image is X1 × X2 × · · · × Xk × ak+1 × ak+2 × · · · . Hence X(1, 2, . . . , k) =
X1 × X2 × · · · × Xk × ak+1 × ak+2 × · · · is a connected subspace of Π Xn ) and
n∈N
X(α1 , α2 , . . . , αk ) is a connected subspace of the product space. Also our fixed
a = (aα )α∈J ∈ X(α1 , α2 , . . . , αk ). Therefore Y = ∪ X(α1 , α2 , . . . , αk )
{α1 ,α2 ,...,αk }⊆J
(that is x ∈ Y if and only if there exists k ∈ N and α1 , α2 . . . , αk ∈ J such that
x ∈ X(α1 , α2 , . . . , αk )) is a connected subspace of the product space.
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3.4 Connected Components
Now suppose for x, y ∈ X, xRy this implies there is a connected subset say
Exy of X such that x, y ∈ Exy . But x, y ∈ Exy implies y, x ∈ Exy this implies yRx.
That is for x, y ∈ X, xRy ⇒ yRx and hence R is symmetric.
Now suppose for x, y, z ∈ X xRy and yRz. Now xRy implies there exists a
connected subset say Exy of X such that x, y ∈ Exy . Similarly, yRz implies there exists
a connected subset say Eyz of X such that y, z ∈ Eyz . Now Exy , Eyz are connected
subsets of X such that y ∈ Exy ∩ Eyz . This gives us Exy ∪ Eyz is a connected set
and further y, z ∈ Exy ∪ Eyz . Hence there exists a connected set containing y, z. This
implies yRz. That is we have proved that xRy and yRz implies xRz that is R is
transitive.
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x ∈ [x], which is true since xRx and also x ∈ [y], for some y ∈ X. What is [y]?
Note that [y] = {z ∈ X : zRy}. If such a situation arises then we aim to prove that
[x] = [y]. So let z ∈ [x]. This implies zRx. Also we have xRy. Now our relation R is
a transitive relation. Hence zRy and xRy together implies that zRy this implies that
z ∈ [y]. That is z ∈ [x] implies z ∈ [y] implies [x] ⊆ [y]. Exactly in the same way we
can prove that [y] ⊆ [x]. Hence [x] = [y], whenever x ∈ [y].
For x, y ∈ X, either [x] ∩ [y] = φ or [x] = [y]. For x ∈ X there is exactly one
equivalence class containing x. Such an equivalence class which we denoted by [x], is
called a connected component (also known as a component or a maximal connected
set containing x. Why should we call [x] as a maximal connected set containing x ?
So we will have to prove that if E is a connected subset of X containing x ∈ E, then
E ⊆ [x]. That is [x] is the largest connected set containing x. Have we proved that
[x] is a connected subset of X?
Note that for each y ∈ [x], there is a connected subset say Ey (Ey is just a
notation) of X containing x, y. That is {Ey }y∈[x] is a collection of connected sets and
x ∈ Ey for all y ∈ [x]. This implies that ∪ Ey is also connected set. It is simple
y∈[x]
exercise to see that [x] = ∪ Ey . Hence [x] is a connected set containing x. If E is
y∈[x]
a connected set containing x then for each y ∈ E, yRx. Hence E ⊆ [x].
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Theorem 3.4.1. Intermediate value theorem. Let (X, J ) be a connected
topological space and f : (X, J ) → R be a continuous function. If x, y are points of
X and α is a real number such that α lies between f (x) and f (y). So let us say that
f (x) < α < f (y). Then there exists z ∈ X such that f (z) = α.
f (x) α f (y)
Figure 3.3
In particular α ∈ [f (x), f (y)] ⊆ f (X). That is α ∈ f (X). This implies that there
exists z ∈ X such that f (z) = x.
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and B are open subsets of [a, b]. Also A ∩ B = φ and [a, b] = A ∪ B. Hence [a, b] is a
connected topological space implies either A = φ or B = φ.
Note. In the above result such an x0 ∈ [a, b] (satisfying f (x0 ) = x0 ) is called a fixed
point of f. ?
Remark 3.4.3. In the proof of the above result we have used the fact that [a, b] is
a connected topological subspace (in addition to the fact that f : [a, b] → [a, b] is a
continuous map). What is to be noted here is we have not used the intermediate value
theorem to prove the above result. Now let us use the intermediate value theorem to
observe the following:
Define g : [a, b] → R as g(x) = f (x) − x then g is a continuous map. Also
g(a) = f (a) − a ≥ 0 and g(b) = f (b) − b ≤ 0. If f (a) = a or f (b) = b then we are
through. If not g(b) = f (b) − b < 0 < f (a) − a = g(a). That is g(b) < 0 < g(a). Hence
by intermediate value theorem there exists x0 ∈ [a, b] such that f (x0 ) = x0 .
Definition 3.4.4. A topological space (X, J ) is said to be totally disconnected if
and only if the connected components of X are singletons. That is if A is a nonempty
connected subset of X then A is a singleton set.
Exercises 3.4.5. Prove that Q and RKQ = Qc are totally disconnected topological
spaces. 2
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Now let us introduce a concept known as pathwise connected.
Definition 3.4.6. A topological space (X, J ) is said to be pathwise connected
space if for x, y ∈ X there exists a continuous function say f : [0, 1] → X such that
f (0) = x, f (1) = y. That is, X is pathwise connected if and only if for x, y ∈ X there
exists a curve joining x and y.
Note. For a, b ∈ R, a < b, [0, 1] is homeomorphic to [a, b]. That is there exists a
bijective continuous function f : [0, 1] → [a, b] such that f −1 : [a, b] → [0, 1] is also
continuous. For let f (t) = (1 − t)a + tb = a + (b − a)t, 0 ≤ t ≤ 1. Then f is bijective
and f, f −1 are continuous functions. ?
Now let us prove the following:
Theorem 3.4.7. A topological space (X, J ) is pathwise connected if and only if for
x, y ∈ X and a, b ∈ R, a < b there exists a continuous function g : [a, b] → X such
that g(a) = x and g(b) = y.
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say f : [0, 1] → X such that f (0) = x, f (1) = y. Hence X = A ∪ B implies
f −1 (X) = f −1 (A ∪ B) = f −1 (A) ∪ f −1 (B).
Proof. For x, y ∈ X, define f : [0, 1] → X as f (t) = (1 − t)x + ty for all t ∈ [0, 1].
Then for tn ∈ [0, 1], tn → t ∈ [0, 1] implies f (tn ) → f (t). Hence f is a continuous
function such that f (0) = x and f (1) = y. Therefore X is pathwise connected.
The following result is known as pasting lemma is very useful in the study of
connected spaces.
Lemma 3.4.10. (Pasting lemma) Let A, B be nonempty closed subsets of a
topological space X. Suppose f : A → Y , g : B → Y are continuous functions
(where Y is a topological space) such that f (x) = g(x), whenever x ∈ A ∩ B. Then
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h : A ∪ B → Y is defined as
f (x) if x ∈ A
h(x) =
g(x) if x ∈ B
Exercises 3.4.11. (i) In the above lemma assume that A, B are nonempty open sets
and arrive at the conclusion that h defined as above is a continuous function.
(ii) Given that (X, J ) is a topological space. For x, y ∈ X define xRy (read as x is
related to y) if there is a path (or say curve) joining x and y. That is there exists a
continuous function f : [0, 1] → X such that f (0) = x and f (1) = y. 2
Hint. Now xRy implies there exists a continuous function f : 0, 21 → X such that
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Example 3.4.13. Let B = {(x, y) : 0 < x ≤ 1, y = sin ( x1 )} and X = B. Define
f : (0, 1] → R2 as f (x) = (x, sin ( x1 )) then f is continuous. Hence (0, 1] is a connected
space implies the image f ((0, 1]) = B is a connected subspace of R2 . This implies
that B = X is also a connected space and X = B ∪ (0 × [−1, 1]). This space X
is called the topologist’s sine curve and X is neither locally connected nor pathwise
connected. Now U = B (0, 12 ), 14 ∩ X is an open set containing (0, 12 ).
Now we leave it as an exercise to prove that there cannot exist any connected
open set V satisfying (0, 12 ) ∈ V and V ⊆ U .
Example 3.4.14. X = (0, 1) ∪ (2, 3) is locally connected but it is not connected.
Theorem 3.4.15. Let Y be a connected open subset of Rn (Rn with Euclidean
metric). Then Y is pathwise connected.
Proof. Fix x ∈ Y . Let us prove that for each y ∈ Y there exists a path joining x
and y. So let A = {y ∈ Y : there is a path joining y and x }. As x ∈ A, A 6= φ. We
aim to prove that A = Y . Let y ∈ A. This implies y ∈ Y, and hence there exists r > 0
such that B(y, r) ⊆ Y . For z ∈ B(y, r). Define f : [0, 1] → Y as f (t) = (1 − t)z + ty.
Then (1 − t)z + ty ∈ B(y, r), f is a continuous function satisfying the condition that
f (0) = z and f (1) = y. So f is a path joining z and y. Also y ∈ A implies there exists
a path joining y and x. That is there exists a continuous function say g : [0, 1] → Y
such that g(0) = y, g(1) = x.
1
Now define h : [0, 1] → Y as h(t) = f (2t) if 0 ≤ t ≤ 2
and h(t) = g(2t − 1) if
1 1
2
≤ t ≤ 1. (Note: 0 ≤ t ≤ 2
⇔ 0 ≤ 2t ≤ 1 and 21 ≤ t ≤ 1 ⇔ 0 ≤ 2t − 1 ≤ 1.) Here
t → f (2t) is a continuous function on 0, 21 and t → g(2t−1) is a continuous function
a continuous function such that h(0) = z and h(1) = x. So we have a path h joining x
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and z and hence z ∈ A. This gives that B(y, r) ⊆ A and hence each point y of A is an
interior point of A. This proves that A is an open set in the subspace Y . Now in the
same way we can prove that Y KA is also an open set in Y . That is Y = A ∪ (Y KA),
where A, Y KA are both open sets in Y . As x ∈ A, A 6= φ. It is given that Y is
connected and hence Y KA = φ. Therefore Y = A. Now A is pathwise connected and
hence Y is pathwise connected. (For y, z ∈ A = Y , there is a path joining y and x
also there is a path joining z and x. If there is path joining z and x then there is also
a path joining x and z. Again there is a path joining y and x also a path joining x
and z implies there is a path joining y and z.)
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exists r > 0 such that (t−r, t+r)∩[0, 1] ⊆ g −1 (B(g(t), 21 )∩X). Hence g((t−r, t+r)∩
[0, 1]) ⊆ B(g(t), 21 ) ∩ X, B(g(t), 12 ) ∩ X consists of an interval on the y-axis, together
with segments of the curve y = sin( πx ), each of which is homomorphic to an interval.
Further any two of these sets are separated from one another in B(g(t), 12 ) ∩ Y1 . Hence
B(g(t), 12 ) ∩ Y1 is a connected component of B(g(t), 12 ) ∩ X containing g(t). Also
g(t − r, t + r) ⊆ B(g(t), 21 ) ∩ Y1 . That is (t − r, t + r) ⊆ g −1 (B(g(t), 21 ) ∩ Y1 ) ⊆ g −1 (Y1 ).
This proves that g −1 (Y1 ) is also an open set. That is g −1 (Y1 ) is a nonempty set
which is both open and closed in [0,1]. Hence [0,1] is a connected space implies
g −1 (Y1 ) = [0, 1]. That is g([0, 1]) ⊆ g(g −1 (Y1 )) ⊆ Y1 . Therefore there cannot exist any
continuous function g : [0, 1] → X such that g(0) = (0, 1). This proves that X is not
pathwise connected.
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