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The Relationship Objective.

The purpose of this study was to investigate the


relationship between the Evaluation Tool of Children’s
Handwriting (ETCH) and teacher’s perception of hand-
Between the Evaluation writing legibility.
Methods. The ETCH was administered to 45 first-
Tool of Children’s grade students with illegible handwriting as reported by
their teachers. The teachers completed a teacher’s question-
naire at the same time to indicate the children’s level of
Handwriting and handwriting difficulties both in general and in specific tasks
that resemble the test tasks of the ETCH.
Teachers’ Perceptions of Results. There was no significant relationship between
the ETCH scores and the teacher questionnaire scores in
Handwriting Legibility either general legibility or task-specific legibility.
Conclusion. The ecological validity of the ETCH, in
reference to the teachers’ perception of handwriting legibili-
ty, was not established. Further changes for scoring criteria
may be warranted before the ETCH can be used with con-
Pimjai Sudsawad, Catherine A. Trombly, fidence that the scores obtained are meaningfully related to
Anne Henderson, Linda Tickle-Degnen actual performance in the classroom as determined by
teachers.

Key Words: education • measurement scales Sudsawad, P., Trombly, C. A., Henderson, A., & Tickle-Degnen, L.
(2001). The relationship between the Evaluation Tool of Children’s
• validity of tests Handwriting and teachers’ perceptions of handwriting legibility.
American Journal of Occupational Therapy, 55, 518–523.

M
eaningful treatment outcome indicators are not
absolute measures but, rather, are related to
social norms and expectations (Keith, 1995). A
measurement of task performance in a contrived setting
using a specific measurement tool may not be sufficiently
meaningful to represent performance of that same task in
an actual context where social norms and expectations will
likely play a role in judging the level of performance. As
Pimjai Sudsawad, ScD, OTR, is Assistant Professor, Department therapists and researchers, we need to understand the con-
of Occupational Therapy, University of Wisconsin–Milwaukee,
nection between what is being measured in therapy and the
PO Box 413, Milwaukee, Wisconsin 53201; pimjais@uwm.edu
actual performance in real-life contexts, such as home or
Catherine A. Trombly, ScD, OTR, is Professor, Department of school settings. We use standardized tests as a measure of
Occupational Therapy, Sargent College of Health and therapy or research outcome because of their objectivity
Rehabilitation Sciences, Boston University, Boston, and concrete nature when compared with subjective evalu-
Massachusetts. ations, such as opinions and judgment. However, validat-
ing the meaningfulness of the scores from such tests in
Anne Henderson, PhD, OTR, is Professor Emeritus, Department relation to day-to-day ability in real-life contexts is impor-
of Occupational Therapy, Sargent College of Health and
tant. Ecological validity—the functional and predictive
Rehabilitation Sciences, Boston University, Boston,
relationship between performance on a test and behaviors
Massachusetts.
in real-world setting (Sbordone, 1997)—has not been
Linda Tickle-Degnen, PhD, OTR, is Associate Professor, widely investigated empirically in occupational therapy
Department of Occupational Therapy, Sargent College of research. Establishing ecological validity of tests may help
Health and Rehabilitation Sciences, Boston University, Boston, therapists and researchers to interpret more accurately and
Massachusetts. use the scores with confidence as they reflect on the out-
come of interest in its social context.
This article was accepted for publication October 2, 2000.
Children’s handwriting performance in school is of par-
518 September/October 2001, Volume 55, Number 5

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ticular interest to parents, teachers, and occupational thera- the target behavior. The evaluation of target behavior of all
py practitioners because learning to write is a major occupa- persons in a given situation (or context) can be used to deter-
tion of childhood (Amundson, 1992), and children in early mine whose behavior is extreme and warrants intervention.
education spend a considerable amount of time in writing The level of behavior of the peers who do not warrant treat-
activities (McHale & Cermak, 1992). Nonfunctional hand- ment can serve as the criterion by which the success, or clin-
writing is a common reason for referral for occupational ical importance of treatment, is evaluated. On the basis of
therapy services in school practice (Benbow, 1995), and sev- this principle, a teacher’s questionnaire was developed for use
eral assessments are available to measure children’s hand- as a social comparison tool. The questionnaire was designed
writing legibility (Alston, 1983; Amundson, 1995; Phelps to capture the teacher’s perception of the child’s level of legi-
& Stempel, 1987; Reisman, 1993; Ziviani, 1984). Two ble handwriting. Teachers were asked to judge level of legi-
main approaches used in rating handwriting legibility are bility for children identified as having illegible handwriting
rating of legibility components (e.g., slant, size, alignment) compared with other children in the same classroom and to
and rating of global legibility (i.e., overall readability of writ- indicate how much these children’s handwriting legibility
ing sample). Examples of manuscript writing tests that rate deviated from the norms displayed by the other children.
legibility components are those developed by Alston (1983), The Method section of this article elaborates on the details
Phelps and Stempel (1987), Reisman (1993), and Ziviani of this measurement tool.
(1984). The only test of manuscript writing that rates glob- Grace-Frederick (1998) investigated the validity of the
al legibility is the Evaluation Tool of Children’s Handwriting ETCH scores in relation to teachers’ judgments of chil-
(ETCH; Amundson, 1995). This test measures both overall dren’s handwriting legibility. The teacher’s rating scale con-
legibility and handwriting speed. Readability of letters, tained 5 choices: 1 = much less than average, 2 = less than
words, and numerals is the primary criterion that deter- average, 3 = average, 4 = a little better than average, and
mines global legibility. 5 = much better than average. Grace-Frederick found that
The measurement of legibility using ratings of legibil- children whom the teachers identified as having below-
ity components can be extremely time consuming and may average handwriting legibility (scores 1 and 2 combined)
not provide a clear picture of the overall readability of a had significantly lower scores on the ETCH than children
child’s written work. Changes in slant, size, or alignment whose handwriting was identified as above average (scores
may or may not indicate whether the child’s handwriting is 4 and 5 combined). However, the results from Grace-
easier or harder to read. Often, these components are Frederick’s study only showed the ability of the ETCH to
judged against standard templates, which may not be discriminate handwriting difficulties. The correspondence
adaptable to variations in handwriting style. Evaluation of of the children’s ranking on handwriting legibility between
global legibility, on the other hand, is quick and simple and the ETCH and teachers’ judgments was not investigated.
addresses the functional aspects of handwriting legibility The correspondence of the two measurement tools in rank-
(Amundson, 1995). A person who reads the writing prod- ing children’s handwriting legibility, specifically targeting
uct is more concerned with whether the handwriting can the children with handwriting difficulties as indicated by
be read with ease than with whether an exact correspon- their teachers, was investigated in this study.
dence exists between a handwritten letter and a model let- The research question of this study, therefore, is: Does
ter (Talbert-Johnson, Salva, Sweeney, & Cooper, 1991). a relationship exist between the ETCH scores and the level
With its features and scoring guideline, the ETCH of handwriting legibility in the classroom setting as identi-
seems to have high ecological validity because the assess- fied by teachers? To establish ecological validity, the ETCH
ment tasks resemble the tasks in the classroom setting and needs to predict handwriting behaviors in the classroom
because it focuses on global legibility of manuscript writing. setting as ranked by teachers.
However, the ecological validity of this assessment has not Because of its social relevance, teacher’s judgment of
yet been established. It is important to know whether agree- handwriting legibility during regular classroom writing
ment exists between the ETCH score and the children’s level tasks was used as a benchmark for ecological validity of the
of handwriting legibility as perceived by classroom teachers. ETCH. The teacher is usually the one who refers children
If the ETCH scores are in the very low range, does the with handwriting difficulties for occupational therapy ser-
teacher necessarily agree that the child’s handwriting shows vices and determines whether the treatment outcome is sat-
a much-below-average legibility and vice versa? isfactory within the classroom setting.
The social comparison method (Kazdin, 1977) was cho- Method
sen for this study of the ecological validity of the ETCH.
Participants
With this method, a behavior is compared with that of “non-
deviant” peers. As Kazdin (1977) elaborated, the essential Data used for this study were collected from 45 first-grade
feature of social comparison is to identify the person’s peers, students who were identified by their teachers as having
defined as individuals who are similar to the person in sub- handwriting difficulties. These data were collected as part
ject and demographic variables but differ in performance of of a larger study investigating the effectiveness of a treat-
The American Journal of Occupational Therapy 519

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ment method to improve handwriting. The children’s char- legibility, and .71 for total word legibility (Diekema, Deitz,
acteristics in the larger study were as follows: (a) identified & Amundson, 1998).
by their teachers as having below-average handwriting Teacher’s questionnaire. This measurement tool was
compared with classmates, (b) had normal muscle tone and developed to obtain teachers’ judgments of the children’s
full passive range of motion of both upper extremities, (c) handwriting performance during classroom activities
had kinesthetic deficits as determined by scoring on the when compared with other children in the same class.
Kinesthetic Sensitivity Test (Laszlo & Bairstow, 1985) at or Teachers were asked to answer six multiple-choice ques-
below the 25th percentile, (d) had appropriate level of tions about the child’s overall handwriting legibility com-
attention span during classroom activities, and (e) were not pared with his or her peers. One question was aimed at the
on medication intended to improve attention. children’s overall handwriting legibility, whereas the other
The children were recruited from 24 elementary five were aimed at handwriting legibility during specific
schools within 2 school districts in the Greater Boston area. classroom writing tasks. Those tasks were comparable to
Their ages ranged from 6 years 2 months to 7 years 11 the ETCH test tasks. These tasks included copying from a
months (M = 6 years 11 months, SD = 5 months). The near-point model, copying from a far-point model (e.g.,
median age was 7 years, whereas the mode age was 7 years the blackboard), dictation, free writing, and number legi-
1 month. Thirty boys and 15 girls comprised the sample. bility during mathematics.
Each question contained the same seven choices to
Instruments describe the child’s level of handwriting legibility: much-
The ETCH. Developed by Amundson (1995), the ETCH below average, below average, slightly below average, aver-
is a standardized handwriting assessment designed for use age, slightly above average, above average, and much-above
with 6-year-olds to 12-year-olds. The test assesses both average. A score was assigned to each choice, ranging from
manuscript and cursive handwriting. Only the assessment –3 for much-below average to +3 for much-above average.
for manuscript handwriting was used in this study because A score of 0 was assigned for average.
first graders only use manuscript writing during their edu-
Procedure
cational activities. The ETCH was designed to measure
both legibility and speed of handwriting with six evaluation Children whose parents consented to participate were
tasks that resemble tasks required during classroom partic- taken from the classroom for ETCH testing. Testing was
ipation. The six manuscript writing tasks are as follows: conducted individually in a quiet and, if possible, secluded
1. Writing the alphabet from memory, where the child place within each school (e.g., unoccupied cafeteria, the
is asked to write both lowercase and uppercase let- library, an unoccupied office). Most children were seated
ters in manuscript from memory on regular child-sized chairs at child-sized tables. If the
2. Writing numerals from memory, where the child is chair and table sizes were not exactly suitable, appropriate
asked to write the numerals 1 through 12 from adjustments were made to ensure proper positioning.
memory Teachers were given the teacher’s questionnaire the same
3. Near-point copying, where the child is asked to day of or the next day after the ETCH testing.
copy a five-word sentence from a nearby manu- A single scorer blind to the children’s identities scored the
script model ETCH. Before scoring, the scorer completed two quizzes pro-
4. Far-point copying, where the child is asked to copy vided in the test manual and showed satisfactory competency
one sentence from a distant manuscript model in scoring on the basis of the competency criterion. The scor-
5. Dictation, where the child is asked to write two er’s competency was maintained throughout the scoring peri-
five-letter nonsense words, and one five-number od by retaking the same quizzes after every 9 or 10 scorings
zip code dictated letter by letter (or number by to minimize deviations from the scoring criteria. The compe-
number) tency was satisfactory in all recalibrations. Scoring was carried
6. Sentence composition, where the child is asked to out within a period of approximately 2 weeks.
compose and write a sentence that contains at least
five words. Results
The total scores of three aspects—letter legibility, word Table 1 presents detailed information of the ETCH and
legibility, and numeral legibility—were calculated for each teacher’s questionnaire scores. The correlation coefficients
child. These scores came from all tasks combined and were between the teacher’s questionnaire general legibility scores
transformed into percentages on the basis of the number of (an item in the questionnaire that indicated the teacher’s
readable letters, words, and numbers against the possible perception of the child’s overall legibility) and the ETCH
letters, words, and numbers, respectively. The test–retest total word legibility (r = –.03, p = .81), total letter legibili-
reliability coefficients for first-grade and second-grade chil- ty (r = .09, p = .54), and total numeral legibility (r = –.12,
dren are .63 for total numeral legibility, .77 for total letter p = 41) were low and not significant.

520 September/October 2001, Volume 55, Number 5

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Table 1 children were identified as having problems with hand-
Detailed Information of the ETCH and Teacher’s
Questionnaire Scores writing legibility.
Variable n M SD Minimum Maximum Several interpretations of these findings are possible.
ETCH First, the lack of significant relationship between the ETCH
Total word 45 51.1 25.5 0.0 94.7
Total letter 45 65.6 13.3 38.9 89.8
score and the teacher’s questionnaire score may indicate that
Total numeral 45 72.4 17.7 17.6 100.0 the performance identified by the ETCH does not corre-
Number 45 76.3 18.2 0.0 100.0 spond to the handwriting skills as judged by the teachers.
Near-point (word) 45 61.8 34.1 0.0 100.0
Near-point (letter) 45 72.5 18.9 27.7 94.4 The children who had lower scores on the ETCH were sel-
Far-point (word) 45 45.8 34.3 0.0 100.0 dom the children whom the teachers judged to have a lower
Far-point (letter) 45 66.3 17.4 5.5 94.4
Dictation (unit) 45 42.2 31.3 0.0 100.0 level of handwriting legibility in the classroom setting.
Dictation (letter) 45 61.6 16.0 26.6 93.3 Graham (1986) asserted that the construct of legibility has
Sentence composition
(word) 43a 53.7 27.4 0.0 100.0 been defined by its general characteristics rather than by a
Sentence composition unitary characteristic, making the definition imprecise.
(letter) 43a 70.6 19.0 23.0 100.0
Teacher’s questionnaire
Graham and Miller (1980) indicated that legibility is a com-
General 45 –1.9 0.7 –3.0 0.0 posite of simpler elements that are interrelated. Those ele-
Numeral 45 –1.3 0.8 –3.0 0.0 ments include neatness; uniformity; words and letter
Near-point 45 –1.8 0.8 –3.0 1.0
Far-point 45 –2.0 0.8 –3.0 0.0 proportions, alignment, and formation; consistent slant; and
Dictation 45 –1.7 0.8 –3.0 0.0 line quality. Graham stated that the meanings of these
Free writing 45 –2.0 0.7 –3.0 0.0
Note. ETCH = Evaluation Tool of Children’s Handwriting.
descriptions of handwriting legibility are not adequately
a
Two children could not form a sentence for this task; therefore scoring was established, and it is not clear what degree of each factor or
omitted and total scores adjusted. combination of factors constitutes legible handwriting. As
Correlation analyses were also performed to examine Graham concluded, the ambiguity of these criterion vari-
the relationship between each ETCH subtask score and its ables can be a source of variability in handwriting evaluation.
counterpart of the children’s handwriting legibility in the According to the ETCH scoring criteria, as long as the
same task as judged by teachers. No significant relation- letters, words, or numbers themselves are readable, differ-
ships were found (see Table 2). ences between two handwriting samples in these elements
will not be reflected in the ETCH scores. On the contrary, it
Discussion is conceivable that teachers will notice these qualitative dif-
Almost no relationship was found between the standard- ferences and judge the samples to be different. The ETCH’s
ized handwriting measurement (ETCH) and the teachers’ inability to reflect differences in writing quality may be one
perceptions of the children’s level of handwriting legibility of the reasons for the disagreement between the ETCH and
in the classroom. The lack of agreement between the teacher’s questionnaire scores as seen in this study.
ETCH and the teachers’ perceptions was observed both in The findings seem to indicate that the percentages of
general and in specific writing tasks. On closer examina- handwriting legibility alone, as used for the ETCH scoring
tion, the ETCH high and low scores were scattered within procedure, may not be adequate to reflect children’s handwrit-
each level of handwriting difficulty as identified by the ing legibility in the classroom setting. On the basis of this first
teachers (slightly below average, below average, much- interpretation, qualitative factors, such as uniformity, word
below average). Some children whom teachers identified as and letter proportions and alignment, consistency of slant, and
having much-below-average handwriting legibility in the line quality, may need to be incorporated into the ETCH’s
classroom received moderate to high scores on the ETCH. scoring system for it to reflect more closely children’s hand-
On the other hand, some children whom teachers indicat- writing ability in the classroom as judged by their teachers.
ed as only having slightly below-average handwriting legi- In a previous study, Grace-Frederick (1998) found that
bility did poorly on the ETCH. The ETCH legibility the ETCH scores of the children whom teachers judged to
scores varied widely from 0% to 100%, although all the have below-average handwriting legibility were significantly

Table 2
Correlation Coefficients and p Values of the Relationship Between Specific Legibility Items of the ETCH and Teacher’s
Questionnaire
ETCH
Teacher’s Number Near-Point Far-Point Dictation Sentence Composition
Questionnaire Numeral Word Letter Word Letter Unit Letter Word Letter
Numeral .21 (.18) — — — — — — — —
Near-point — –.02 (.92) .24 (.12) — — — — — —
Far-point — — — .27 (.07) .22 (.14) — — — —
Dictation — — — — — –.02 (.88) .09 (.56) — —
Free writing — — — — — — — .07 (.65) .19 (.23)
Note. ETCH = Evaluation Tool of Children’s Handwriting.

The American Journal of Occupational Therapy 521

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different from those of the children whom the teachers judged were read under low expectations received relatively low
to have above-average handwriting legibility, indicating dis- scores compared with Caucasian students with good pen-
criminant validity of the ETCH. In Grace-Frederick’s study, manship, whose papers were read under the same condition.
children from entire classrooms were included as participants. The researcher concluded that variables such as these in mul-
Therefore, handwriting legibility ranged from much-below tiple combinations differentially influence the reader.
average to much-above average. In the present study, all chil- Possibly, the teachers in the present study were influenced by
dren were below average in their handwriting legibility in their factors other than handwriting when assessing level of hand-
teachers’ opinions. Although scores on the ETCH can distin- writing legibility.
guish the children whose handwriting is below average from A third possible interpretation is that the ETCH score
those whose handwriting is above average, it may not distin- represents a one-time observation of handwriting legibility,
guish the more severe from the less severe. whereas the teacher’s questionnaire score represents a general
The second interpretation of these findings is that teach- observation of the skills over time. Handwriting perfor-
ers may have judged severity of handwriting problems on the mance on a single occasion and in an artificial testing envi-
basis of other components in addition to handwriting legibil- ronment may not be an accurate reflection of the student’s
ity. Some of the possible factors that may contribute to these ability. Health factors, motivation, personal problems, or dis-
judgments include the child’s attention to writing details and tractions (Graham, 1986) may affect how the student writes
the child’s attitude toward writing. Although these factors on a particular day, resulting in handwriting performance
might have affected the teachers’ judgment of the children’s that is different from his or her usual or average level of
handwriting quality, they would not have influenced the handwriting legibility as determined by the teacher.
administration or scoring of the ETCH because only the This study needs replication in order to verify the results.
handwriting product was examined. This speculation is based Further investigation should be done for the total range of
on comments from the teachers that how much the children children’s handwriting legibility from much-below average to
paid attention to the writing task and whether they liked to much-above average as judged by teachers so that a complete
write had an impact on how they wrote. This speculation, picture of the ecological validity can be obtained. Different
however, is not substantiated by empirical data. One might types of teacher ratings of handwriting performance may be
infer on the basis of this interpretation that a teacher’s per- used as benchmarks for ecological validity. Additionally, fur-
ception is not a valid indication of a child’s severity of hand- ther investigation needs to determine whether the qualitative
writing problems because of other factors, such as those factors (i.e., uniformity, word and letter proportions and
indicated previously, that can influence that perception. alignment, consistency of slant, line quality) actually con-
Nevertheless, teacher’s judgments are important in the social tribute to teachers’ judgments of handwriting legibility in the
context. Whether the child will be referred for handwriting classroom setting. Another handwriting measurement tool
evaluation and treatment is almost solely based on the that assesses these factors may be studied and compared with
teacher’s perception of the child’s level of performance. the ETCH for its relationship with teachers’ judgments. The
Although direct evidence is not available to support the results may help to direct future instrument development that
notion that teachers’ judgments of handwriting legibility is appropriate for predicting or representing actual perfor-
may be influenced by other factors, it is well established that mance of handwriting in the classroom setting.
many factors can significantly influence teachers’ judgments If objective, standardized tools are to identify children’s
when they evaluate student performances. Briggs (1970, levels of performance or capture meaningful changes in
1980) and Markham (1976) found that the format of an performance after treatment, they need to provide results
essay presentation significantly affected how the essay would consistent with performance in the social context.
be graded. Teachers tended to give a better grade to the essay Otherwise, “improvement” as identified by an objective,
that was rendered in better handwriting than the same essay standardized tool measuring either therapeutic outcome or
presented less attractively. Chase (1986) found complex research outcome may not be valid and may mislead and
interactions among different factors such as a student’s race generate inaccurate information. More studies should be
and gender, penmanship, and a teacher’s level of expectation. conducted to investigate the relationship between other
These interactions differentially affected teachers’ essay scor- standardized test scores and performance in a natural set-
ing even when the essays were identical in both content and ting so that the meaningfulness and usefulness of those test
presentation. For example, African-American students with scores may be established. ▲
good penmanship whose papers were read under high expec- Acknowledgments
tations were given relatively high scores compared with We thank the administrators, staff, and students of the Malden and
Caucasian students with good penmanship and the same Medford school districts of the Greater Boston area for their generous
high expectations. The relationship, however, was reversed help, accommodations, and commitment during the study. This study
for students for whom readers had low expectations. African- was partially funded by the Dudley Allen Sargent Research Fund of
Sargent College of Health and Rehabilitation Sciences, Boston
American students with good penmanship whose papers University, and the National Center for Medical Rehabilitation Research

522 September/October 2001, Volume 55, Number 5

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of the National Institutes of Health (National Institute of Child Health Graham, S., & Miller, L. (1980). Handwriting research and prac-
and Development), grant #T32HD07462. This study is based on the tice: A unified approach. Focus on Exceptional Children, 13(1), 1–16.
first author’s doctoral dissertation. Kazdin, A. (1977). Assessing the clinical or applied importance of
behavior change through social validation. Behavior Modification, 1,
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