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Topic # 5:

Angle (Phase & Frequency) Modulation


T1. B.P. Lathi, Modern Digital and Analog Communication Systems, 3rd
Edition, Oxford University Press, 1998: OR 4th Edition 2010 Chapter 5

T2. Simon Haykin & Michael Moher: Communication Systems; John


Wiely, 4th Edition OR 5th Edition, 2010, 5/e. : Chapter 4

Sept 10-19, 2018


Introduction

• Amplitude modulation
• Phase Modulation
• Frequency Modulation

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Angle Modulation

• Phase Modulation
• Frequency Modulation
Frequency modulation and phase modulation are collectively called as
angle modulation.
Message Signal : m(t)

Angle modulation is the process by which the angle (frequency or phase) of the carrier
signal is changed in accordance with the instantaneous amplitude of modulating or
message signal.
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Angle Modulation

AM

FM

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Angle Modulation

PM

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Angle Modulation

• Is there any benefits over AM exist ?


– Noise immunity over AM
– Constancy of the transmitted signal envelop.

 Freedom from interference: all natural and external noise


consist of amplitude variations, thus receiver usually cannot
distinguish between amplitude of noise or desired signal. AM is
noisy than FM.
 Operate in very high frequency band (VHF): 88MHz-
108MHz
 Can transmit musical programs with higher degree of
fidelity.

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Angle Modulation

Applications:

• Commercial radio broadcasting


• Television sound transmission
• Cellular radio
• Microwave and satellite communication system

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Instantaneous Frequency
continuous change in
sinusoidal signal
Ɵ(t) is the generalized angle and is a function of t.

The generalized angle for a conventional


Sinusoid A cos( wct + Ɵo) is

Ɵ(t) = wct + Ɵo

And the instantaneous Frequency is

Ɵo 𝑑𝜃(𝑡)
= wi(t) 𝑑𝜃(𝑡)
= wc
𝑑𝑡
𝑑𝑡

Dt

Instantaneous Frequency
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Phase modulation

Given instantaneous frequency, the angle function is then

Ɵo is the accumulated phase upto t = 0.


Vary the angle of the carrier, as a function of the message signal m(t)

The resulting signal is ( with θ0= 0)

This is also called as PM Signal

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Phase modulation

𝑑𝜃(𝑡)
= wi(t)
𝑑𝑡

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Frequency Modulation
Vary the Instantaneous Frequency of the carrier, as a function of the message m(t)

fc(t) is proportional to m(t)

fc(t) = kf m(t)

fi(t) = fc(t) + kf m(t)

ωi(t) = ω c(t) + 2πkf m(t)

ωi(t) = ω c(t) + kf m(t)

ωi(t) = dθ(t)/dt

θ(t) =  (w t   k
c f m(t ))dt

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Frequency Modulation
Vary the Instantaneous Frequency of the carrier, as a function of the message m(t)

The resulting angle function is

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Phase Modulation

PM Signal

Phase varies linearly with message signal


The process by which changing the phase of carrier signal in accordance with
the instantaneous of message signal. The amplitude remains constant after
the modulation process.

The instantaneous frequency is

The phase varies with respect to the integral of the message signal.

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Example-1
In an angle modulating system, for the modulating signal m(t) shown in figure, the
constant kp = 10p. Carrier frequency fc = 100 MHz. Find the frequency excursion
when PM is used. Sketch PM wave

PM Case:

Slope of m(t) = 2 X10-4 = (+/-)20,000

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Frequency Modulation

FM Signal

Instantaneous Frequency varies linearly with message signal


the carrier amplitude remains constant, the carrier frequency varies with the
amplitude of modulating signal.

The Phase is

Instantaneous frequency varies linearly with derivative of the message signal

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Example-2
In an angle modulating system, for the modulating signal m(t) shown in figure, the
constant kf = 2p X 105 and Carrier frequency fc = 100 MHz. Find the frequency
excursion when FM is used. Sketch FM wave

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Example-2

The instantaneous frequency increases linearly from 99.9 to 100.1 MHz over a half
cycle and decreases from 100.1 to 99.9 MHz, over the rest of the half cycle of m(t).

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Frequency Deviation and Carrier swing

fc(t) is proportional to m(t)

fc(t) = kf m(t)

fi(t) = fc(t) + kf mp cosωm(t)= fc(t) + kf mp cos2πfm(t)

fmax(t) = fc(t) + kf mp

fmin(t) = fc(t) - kf mp

fmax(t) - fc(t) = maximum deviation = fc(t) - fmin(t) = kf mp = Δf = δ

carrier swing = fmax(t) - fmin(t) =2X maximum deviation= 2Δf = 2 δ

Modulation index = β = maximum deviation/Modulating frequency= Δf/fm

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Deviation ratio (Modulation Index )

φFM(t) = A cos [ωct + (kf mp sin ωmt) /ωm ]

=A cos [ωct + (kf mp /fm )sin ωmt) ]

=A cos [ωct + (Δf /fm )sin ωmt) ]

=A cos [ωct + β sin ωmt) ]

Deviation ratio = β = maximum allowable frequency deviation/ maximum Modulating


frequency
= Δf/fm

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% of Modulation in FM

% of Modulation = Actual maximum frequency deviation/ allowable maximum


frequency deviation X 100

In India, as per FCC (Fedral Communication Commissions) the maximum frequency


deviation is 75 KHz.

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Characteristics of PM & FM signals

1. Constancy of Transmitter Power

The amplitude of the PM & FM waves is constant, irrespective of the


deviation factors kp& kf

Hence, the transmitted power is constant.

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Characteristics of PM & FM signals

2. Non linearity of the modulation process

For Phase Modulation

If m(t) = m1(t) + m2(t);

s1(t) = 𝑐𝑜𝑠(𝜔𝑐𝑡 + 𝑘pm1(t)) s2(t) = 𝑐𝑜𝑠(𝜔𝑐𝑡 + 𝑘 pm2(t))

s(t) = 𝑐𝑜𝑠(𝜔𝑐𝑡 + 𝑘p(m1(t) + m2(t)) )

Clearly s(t) ≠ s1(t) + s2(t)

Same applies to FM Also.

Compare this with DSB-SC

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Characteristics of PM & FM signals
3. Immunity of angle modulation to nonlinearities of the system.

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Characteristics of PM & FM signals

Even with Higher order nonlinearities.

Check for DSB-SC Case for non linearity of type

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Bandwidth of Frequency Modulated Waves

For the FM Signal

φFM(t) = A cos [ωct + (kf mp sin ωmt) /ωm ]

=A cos [ωct + (kf mp /fm )sin ωmt) ]

=A cos [ωct + (Δf /fm )sin ωmt) ]

φFM(t) =A cos [ωct + β sin ωmt) ]

Assume that amplitude of the carrier is 1

φFM(t) = cos [ωct + β sin ωmt) ]


φFM(t) = cos ωct cos (β sin ωmt)- sin ωct sin (β sin ωmt)
Cos(β sin ωmt) is an even periodic function

And sin(β sin ωmt) is an odd periodic function

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Bandwidth of Frequency Modulated Waves

For the FM Signal


Assume that amplitude of the carrier is 1
φFM(t) = cos ωct cos (β sin ωmt)- sin ωct sin (β sin ωmt)

Cos(β sin ωmt) is an even periodic function of ωm . So it is possible to express it in Fourier


series representation. In Fourier series, only cosine terms will be there, and in that only
even harmonics will be present and the co-efficient of odd harmonics will be zero.

And sin(βsin ωmt) is an odd periodic function of ωm with only sine terms and only odd
harmonics.

Cos(β sin ωmt) = J0(β) +2 J2(β) cos 2 ωmt + 2 J4(β) cos 4 ωmt+…….+ 2 J2n(β) cos 2n ωmt

Sin (β sin ωmt) = 2 J1(β) sin ωmt + 2 J3(β) sin 3 ωmt+…….+ 2 J2n-1(β) sin (2n-1) ωmt

Jn(β) is a Bessel’s function of first kind and order n. and n varies from 0 to ꝏ

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Bandwidth of Frequency Modulated Waves

For the FM Signal φFM(t) = cos ωct cos (β sin ωmt)- sin ωct sin (β sin ωmt)

Cos(β sin ωmt) = J0(β) +2 J2(β) cos 2 ωmt + 2 J4(β) cos 4 ωmt+…….+ 2 J2n(β) cos 2n ωmt
Sin (β sin ωmt) = 2 J1(β) sin ωmt + 2 J3(β) sin 3 ωmt+…….+ 2 J2n-1(β) sin (2n-1) ωmt

φFM(t) = cos ωct [J0(β) +2 J2(β) cos 2 ωmt + 2 J4(β) cos 4 ωmt+…….+ 2 J2n(β) cos
2n ωmt] - sin ωct [2 J1(β) sin ωmt + 2 J3(β) sin 3 ωmt+…….+ 2 J2n-1(β) sin (2n-1)
ωm t ]

φFM(t) = J0(β) cos ωct + 2 J2(β) cos ωct cos 2 ωmt + 2 J4(β) cos ωct cos 4
ωmt+…….+ 2 J2n(β) cos ωct cos 2n ωmt] – [2 J1(β) sin ωct sin ωmt + 2 J3(β) sin
ωct sin 3 ωmt+…….+ 2 J2n-1(β) sin ωct sin (2n-1) ωmt ]

φFM(t) = J0(β) cos ωct + J1(β)[ cos (ωc +ωm)t - cos (ωc -ωm)t] +
J2(β) cos (ωct - 2 ωm)t + cos (ωct + 2 ωm)t+…..

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Bandwidth of Frequency Modulated Waves

φFM(t) = J0(β) cos ωct + J1(β)[ cos (ωc +ωm)t - cos (ωc -ωm)t] +
J2(β) cos (ωct - 2 ωm)t + cos (ωct + 2 ωm)t+…..

1 
n

J n      n0
n!  2 
 
2

J n    1    n0
2

J0(β)= 0.7652
J1(β)=0.4401
J2(β)=0.1149 Find the number of spectrum for β=1?
J3(β)=0.01956
J4(β)=0.002477

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Bandwidth of Frequency Modulated Waves

FM Spectrum

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Bandwidth of Frequency Modulated Waves

For the FM Signal

Let

Expanding in power series

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Bandwidth of Frequency Modulated Waves

For the FM Signal

Hence, the spectrum consists of unmodulated carrier plus spectra of {an(t) ,


n= 1,2,3…}, centered at wc.

That is, the FM signal is like several DSB-SC signals with modulating
signals a(t), a2(t), a3(t) … an(t).

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Bandwidth of Frequency Modulated Waves

Since, from FT properties,

If M(w) is band limited to B Hz, A(w) is also band limited to B Hz.

Spectrum of a2(t) is A(w)*A(w) and is band limited to 2B. Similarly, an(t) will
be band limited to nB.

Clearly, the theoretical bandwidth of Frequency Modulated signal is infinite.

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Bandwidth of Frequency Modulated Waves
However, for practical signals with bounded | a(t)|, |kf a(t)| will remain finite.

For large n ≈0

Hence, many of the higher order terms of φFM (t)

vanish and power remains in finite bandwidth.


BW is finite for practical Signals

Based on Bandwidth we have


1. Narrowband FM and
2. Wideband FM

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Narrowband Frequency Modulation

If |kf a(t) | << 1

Since

Assumption implies that deviation from carrier frequency is small.

This has similarities to AM signal with Carrier.

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Narrowband Frequency Modulation

If |kf a(t)| << 1

Since A(w) has a bandwidth of B, the message bandwidth, bandwidth of this


FM signal is 2B. This is called Narrowband FM

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Narrowband Phase Modulation

For PM If |kp m(t) | << 1

Bandwidth of this PM signal is 2B. This is called Narrowband PM

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Wideband Frequency Modulation

If |kf a(t) | << 1 is not satisfied, Higher order terms can not be neglected.

෫ ሶ
Do a staircase approximation to m(t) as 𝐦(𝐭)

Each cell has a constant amplitude m(tk) and duration 1/2B

The FM signal corresponding to this cell has the


instantaneous frequency

෫ ሶ has series of such short burst sinusoids


The FM signal corresponding to 𝐦(𝐭)
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BW - Wideband Angle Modulation
Each cell has a constant amplitude m(tk) and duration 1/2B

The FM Spectrum of one burst is then

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BW - Wideband Angle Modulation


The FM Spectrum of 𝐦(𝐭) ሶ is then sum of the spectra of short burst of sinusoids
of duration (1/2B) and freq.

The FM BW

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Wideband Frequency Modulation
The Peak Deviation in Freq.

The actual BW is slightly lower than this estimate as the staircase


approximation is not close to the smooth nature of the actual signal.

However, With this formula, the NB-FM ( Δf << B ), the BW will be

It should have been 2B ! !


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Wideband Frequency Modulation

Hence, a better approximation for BW is

Carson’s formula

Deviation ratio:

For really WB FM, Df >> B

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Narrowband Frequency Modulation

Hence, a better approximation for BW is

Carson’s formula

For really NB FM, Df << B

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FM for Single Tone Frequency Modulation

FM signal :
φFM(t) =Ac cos [ωct + β sin ωmt) ]

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FM for Single Tone Frequency Modulation

So FM signal for tone frequency modulation

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FM for Single Tone Frequency Modulation

So FM signal for tone frequency modulation

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FM for Single Tone Frequency Modulation

So FM signal for tone frequency modulation

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FM for Single Tone Frequency Modulation

So FM signal for tone frequency modulation

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FM for Single Tone Frequency Modulation

So FM signal for tone frequency modulation

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FM for Single Tone Frequency Modulation

So FM signal for tone frequency modulation

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Expressing ejβsinωmt in terms of Bessel function

The fourier series representation is

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Generation of FM/PM signals

There are two ways of FM generation :

(1) Direct Method

(2) Indirect Method (Armstrong)

The indirect method involves the conversion of narrowband FM into wideband FM

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Direct method for Generation of FM/PM
signals

Its also known as parameter variation method.

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Indirect method for Generation of NBFM/PM
signals

For PM
For FM

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Generation of FM signals

Direct Method : Indirect Method :


1. First NBFM is generated : Integrating the
m(t) and phase modulating the carrier
Varying the instantaneous frequency 2. NBFM is then converted to WBFM by
according to the message signal. One frequency multipliers.
can use a VCO to change the frequency
according to m(t) 3. If the required final frequency deviation is
n times the NBFM deviation, then an n fold
VCO can be built either with capacitance frequency multiplication is used.
change or with inductance change.

Limitation of Direct Method :

As Oscillators are used and the output of


oscillators are not stable.

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Indirect method for Generation of WBFM
signals
Amstrong indirect FM modulation

2. NBFM is then converted to WBFM by frequency multipliers.

3. If the required final frequency deviation is n times the NBFM deviation, then an n
fold frequency multiplication is used.

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Indirect method for Generation of WBFM
signals
Amstrong indirect FM modulation

2. NBFM is then converted to WBFM by frequency multipliers.

3. If the required final frequency deviation is n times the NBFM deviation, then an n
fold frequency multiplication is used.

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Indirect method for Generation of WBFM
signals
Amstrong indirect FM modulation

2. NBFM is then converted to WBFM by frequency multipliers.

3. If the required final frequency deviation is n times the NBFM deviation, then an n
fold frequency multiplication is used.

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Indirect method for Generation of WBFM
signals
Amstrong indirect FM modulation

2. NBFM is then converted to WBFM by frequency multipliers.

3. If the required final frequency deviation is n times the NBFM deviation, then an n
fold frequency multiplication is used.

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Indirect method for Generation of WBFM
signals
Amstrong indirect FM modulation

2. NBFM is then converted to WBFM by frequency multipliers.

3. If the required final frequency deviation is n times the NBFM deviation, then an n
fold frequency multiplication is used.

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Indirect method for Generation of WBFM
signals
Amstrong indirect FM modulation

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Demodulation of FM Signals
The instantaneous frequency of the FM signal is

Can a simple network with transfer function H(w) = jw produce an output


proportional to instantaneous frequency?

A circuit with transfer function as H(w) = jw , is a differentiator in time domain.

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Demodulation of FM Signals

Dw = kf mp < wc,

wc + kf m(t) > 0 for all t

What if A is not constant ? Use band pass Limiter


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Band-pass Limiter for FM signals

Let the received FM signal be

A circuit or device which limits the amplitude of its output signal to a


predetermined maximum, regardless of the variations of its input

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Practical FM Demodulation Circuits
Balanced Slope detector

Frequency response of a tuned circuit is almost linear around the tuned frequency.

Hence, it acts like a slope detector

A tuned circuit (tuned to wc) , followed by an envelope detector can then be used.
Linearity zone is increased by a balanced discriminator.
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Practical FM Demodulation Circuits

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Practical FM Demodulation Circuits

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Zero Cross Detector

Zero Crossing Detectors: Rate of zero crossings is the measure of instantaneous


frequency.

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PLL based FM Demodulation

If Loop filter suppresses 2wc


wVCO = wc + c eo(t)

= B Cos[ wc t + c t eo(t) ]

Ɵo = c t eo(t)

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Interference Effect – Angle Modulation
Consider the case of interference of an un-modulated carrier Acosωct with another
sinusoid I cos(ωct + ω) from the adjacent channel.
I cos (wc + w )t
The interference output will be :

Where,

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Interference Effect – FM and PM

If r(t) is applied to a phase demodulator(detector), output yd(t) will be equal to ψd(t).

If r(t) is applied to a freq. demodulator(detector), output yd(t) will be equal to d[ψd(t)]/dt.

Hence,

In both cases, for A >> I, effect of


interference is negligible.

For a large carrier amplitude (A), yd(t) will be very small.

So, a carrier with A >> I will suppress the interference due to adjacent channel.

This effect is known as capture effect.

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Interference Effect - AM

The interference signal r(t) is:

Thus, AM is not immune to interference.

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Interference & Angle Modulation

Angle demodulator suppresses the weak signal interference better than AM


systems.

Since AM is susceptible to Interference, the interference level should be less than 35 dB


compared to incoming signal strength.

Where as for FM, interference level need only be below 6dB, compared to incoming
signal strength is tolerable.

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Interference Effect due to Channel Noise
Channel noise also act as an interference in an angle modulated signal.

The most common form of noise is the white noise which has a constant power
spectral density.

So, in white noise, all the frequency components have the same amplitude.

This means, the interference amplitude I is constant for all ω.

From the previous discussion, interference at Phase/Freq. demodulator output is :

Noise Amplitude in Phase Demodulated


output = (I / √2 A) and is independent of
the interferer frequency

Noise Amplitude in Frequency


Demodulated output = (Iw / √2 A)

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Interference Effect – FM and PM

Effect of Noise interference is high for higher frequencies,.

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Interference due to Channel Noise
Consequences ?

Voice signals have low PSD higher frequencies.

SNR of FM output suffers !!

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Interference Effect – FM and PM
In FM, interference (the noise) increases linearly with frequency.

So, in the receiver output, noise power will be concentrated at higher frequencies.

But, for an audio signal m(t), power level is high at low frequencies whereas it’s low
at higher frequencies.

So, the higher frequency components of the signal m(t) will suffer from high noise
power which will create a problem.

To get rid of this situation, we can use a scheme called Pre-emphasis and
De-emphasis as follows:

At the transmitter, weaker high frequency components of the audio signal m(t) are
boosted (amplified) using a pre-emphasis filter Hp(f) before modulation.

At the receiver, the higher frequency components of m(t) are restored (by attenuation)
by using de-emphasis filter Hd(f) = 1/Hp(f) after the demodulation.

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Pre-emphasis and De-emphasis

The noise, however, enters in the channel and therefore not been pre-emphasized
(i.e. amplified).

But, it passes through the de-emphasis filter which attenuates its high frequency
components, where most of the noise power is concentrated.

Thus, the process of pre-emphasis and de-emphasis leaves the desired signal
untouched but reduces the noise power considerably.

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Pre-emphasis Filter

(Pre-emphasis Filter & its Frequency Response)

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Pre-emphasis Filter

Thus, pre-emphasizer acts as a differentiator for the intermediate frequencies which


effectively converts the FM scheme into a corresponding PM scheme over these
frequencies.

Thus FM with Pre-emphasis (and De-emphasis) is FM for low frequencies (0 – ω1)


of m(t) and nearly PM for high frequencies (ω1 – ω2) of m(t).

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De-emphasis Filter

(Dre-emphasis Filter & its Frequency Response)

The transfer function of de-emphasis filter is:

Again,

(i.e. for high frequencies of m(t))

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De-emphasis Filter

Hence, over a certain band of high frequencies:

So, De-emphasis filter will act as an integrator for high frequency components of m(t).

So, high frequency components will be restored.

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Remedy: Pre Emphasis & De Emphasis
jw  w1 w2
H p w   K K
jw  w 2 w1
when w  w1
w1 w 2 w1
H p w   K   1  H d w 
w 2 w1 w 2
when w1  w  w 2
jw  w1 w 2 jw  w1 jw  w1
H p w   K  
w2 w1 w 2 w1
w1
H d w  
jw  w1

At the transmitter the higher frequency signals are artificially boosted and at the
receiver correspondingly cut.

The boosting of higher audio-modulating frequencies in accordance with predefined


response curve is termed as pre-emphasis and the compensation of the receiver is
called as de-emphasis.

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Comparison
AM FM
• Transmitted power remains constant and is
independent on the depth of modulation
• Increase in depth of modulation (because the amplitude of carrier remains
increases the modulation index. constant).

• Efficiency of transmitter is poor. • Efficiency of transmitter is high.

• Effect of noise is more. • Effect of noise is less.

• Audio quality is poor. • Audio quality is better.


• Bandwidth requirement is very high so
• Bandwidth requirement is less. channel width is high.

• Transmitter and receiver equipment are • Transmitter and receiver equipment are
less complicated. complicated.

• Operating range is less, i.e. 30 Hz to 30 • Operating range is more, i.e. 88 to 108 MHz.
MHz.
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