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ARTICLE
REVIEW
New treatments for diabetic retinopathy
A. Das1,2 , S. Stroud1 , A. Mehta1 & S. Rangasamy3
1 Department of Surgery/Ophthalmology, University of New Mexico School of Medicine, Albuquerque, NM, USA
2 Department of Surgery, New Mexico VA Health Care System, Albuquerque, NM, USA
3 T-Gen Institute, Phoenix, AZ, USA
Diabetic retinopathy is the major cause of vision loss in middle-aged adults. Alteration of the blood–retinal barrier (BRB) is the hallmark of diabetic
retinopathy and, subsequently, hypoxia may result in retinal neovascularization. Tight control of systemic factors such as blood glucose, blood pressure
and blood lipids is essential in the management of this disease. Vascular endothelial growth factor (VEGF) is one of the most important factors responsible
for alteration of the BRB. The introduction of anti-VEGF agents has revolutionized the therapeutic strategies used in people with diabetic retinopathy,
and the use of laser therapy has been modified. In the present article, we examine the clinical features and pathophysiology of diabetic retinopathy and
review the current status of new treatment recommendations for this disease, and also explore some possible future therapies.
Keywords: blood–retinal barrier, diabetes complications, diabetes mellitus, diabetic retinopathy, vascular endothelial growth factor
Date submitted 7 June 2014; date of first decision 7 July 2014; date of final acceptance 20 August 2014
Diabetes mellitus is quickly becoming the global epidemic of into (i) non-proliferative (NPDR) and (ii) proliferative (PDR).
the 21st century. Currently, there are 382 million people with NPDR is further divided into four stages: mild, moderate,
diabetes mellitus worldwide, and this number is projected to severe and very severe (Table 1). In the mild/moderate stages,
reach 559 million by the year 2035 [1]. The estimated global microaneurysms and intraretinal haemorrhages are present in
healthcare expenditure for treating diabetes and its compli- the retina, mostly in the posterior pole. As the blood–retinal
cations was $376 bn in 2010, and this number is projected to barrier (BRB) breaks down, the plasma leaks out of the retinal
exceed $490 bn by 2030 [1]. Diabetic retinopathy, a microvas- capillaries resulting in retina oedema. The oedema most com-
cular complication of diabetes, is prevalent in ∼35% of people monly occurs in the macula, resulting in distortion of vision
with diabetes [2]. It is the leading cause of vision loss in adults and vision loss. Macular oedema is the most common cause of
aged 20–64 years in developed countries [2,3]. Although laser vision loss in diabetic retinopathy (20–25% of people with dia-
photocoagulation therapy has been the mainstay of manage- betes have vision loss after 10 years). Hard exudates that look
ment therapy in addition to control of systemic factors, the use like well-defined yellow deposits, often accompany macular
of intravitreal anti-vascular endothelial growth factor (VEGF) oedema, and these lesions represent lipid materials that leak
agents and steroids in recent years has revolutionized the man- out of the retinal microvessels. NPDR becomes severe when
agement of diabetic macular oedema. In the present review, it shows intraretinal haemorrhages in all four quadrants, or
we will discuss the pathogenesis of diabetic retinopathy and venous beading in two quadrants, or intraretinal microvascular
the treatment strategies currently available for the treatment of abnormalities in one quadrant (the so-called 4-2-1 rule) [6].
diabetic macular oedema and proliferative diabetic retinopathy The retinopathy is considered very severe if two of these features
(PDR; Table 1). are present. Of people with severe NPDR, 50% will progress to
the PDR stage in 1 year [6]. PDR is present when new retinal
vessels grow out of the retinal capillaries into the vitreous. As
Clinical Features these new vessels are fragile (of endothelial tube formation),
The earliest clinical lesions of diabetic retinopathy are microa- they often lead to preretinal and vitreous haemorrhage, causing
neurysms, or focal dilations of retinal microvessels seen as symptoms of floaters and decreased, severe vision loss. As the
deep red dots, mainly in the posterior pole. Usually these new vessels grow over the vitreous interface, other cells, such
lesions appear and disappear over time and cause no symp- as fibroblasts and glial cells, participate in forming epiretinal
toms themselves. Microaneurysms are present in almost all membranes that contract and cause traction retinal detachment
people with type 1 diabetes of 20 years duration, and in 80% with severe vision loss. Some people with PDR have growth of
of people with type 2 diabetes [4,5]. Based on the absence the neovascular tissue on the surface of the iris into the anterior
or presence of new vessels, diabetic retinopathy is classified chamber angle, causing blockage of the aqueous outflow, and a
severe type of glaucoma, called neovascular glaucoma.
Correspondence to: Arup Das, MD, PhD, Department of Surgery, Division of Ophthalmology, Pathophysiology
University of New Mexico School of Medicine, MSC10-5610, 1 University of New Mexico,
Albuquerque, NM 87131, USA. The alteration of the BRB is the hallmark of the pathogenesis of
E-mail: adas@unm.edu diabetic retinopathy. Normally, this BRB at the retinal capillary
review article DIABETES, OBESITY AND METABOLISM
inner and outer segments and apical RPE. At 12 months, fre- option. Conventionally, a clinician dilates a patient’s eyes
quency domain-optical coherence tomography shows a normal and uses a slit-lamp or indirect lens technique to visualize
inner and outer segment layer with burns localized only to the the retina during photocoagulation procedures; however,
uppermost RPE layer of the retina [23]. The use of the 577-nm new technology, specifically the Optos camera (Optos,
yellow laser also gives it the ability to be titrated to a certain Dunfermline, UK), allows a clinician to visualize the retina up
power. A new navigated laser photocoagulator (NAVILAS ,
NAVILAS Laser System, Irvine, CA, USA), a prototype of
® to 200 internal degrees (sometimes without pupillary dilation),
perform fluorescein angiography and autofluorescence to map
retinal eye-tracking laser delivery system with integrated dig- sub-threshold laser burns on the retina. The PETER PAN
ital fundus imaging, allows registered image overlay and laser study also concluded that targeted retinal photocoagulation
stabilization on the retina and thus a higher rate of accuracy in could be used in conjunction with visible peripheral retinal
the treatment of diabetic retinopathy lesions [35]. The Com- ischaemia on Optos angiography [42]. The Optos device has a
bination of Anti-VEGF and Navigational Laser in Diabetic favourable safety profile and will probably continue to become
Macular Edema (CAVNAV) study, a 12-month prospective more prominent in the treatment of retinopathy [44].
cohort study, showed a reduced number of anti-VEGF injec-
tions and a higher proportion of injection-free patients with
the combination therapy of anti-VEGF drugs and NAVILAS Pharmacotherapies
laser compared with the monotherapy of anti-VEGF injections
in diabetic macular oedema [36]. Anti-VEGF Therapy
VGEF has been the most important factor that has been inves-
Proliferative Diabetic Retinopathy tigated extensively in relation to the pathophysiology retinal
neovascularization and alteration of the BRB. VEGF levels are
The Diabetic Retinopathy Study [37] showed that panretinal
photocoagulation (PRP) reduced the risk of severe visual loss significantly elevated in the vitreous of patients with diabetic
by ∼50% over 5 years. Furthermore, the preservation of vision macular oedema when compared with non-diabetic eye condi-
from PRP was shown in the ETDRS follow-up study [38]. In tions [45]. VEGF is a potent vaso-permeability factor. It affects
this procedure, stronger-intensity, large-sized burns (500 μm) endothelial tight junction proteins, resulting in extravasation of
are placed in the mid-peripheral retina in a 360 degree fashion fluid and retinal oedema. VEGF induces the phosphorylation
in one or two sessions. The treatment does not target new ves- of vascular endothelial cadherin, occludin and ZO-1, and thus
sels directly, and causes regression of new vessels in ∼6 weeks. causes a breakdown of the barrier [46]. VEGF also increases
The mechanism for new vessel regression is probably increased leukostasis in the retinal microvessels, and the sticky leukocytes
oxygen tension in the remaining retina, and thus decreased pro- may migrate via the interendothelial or transendothelial route
duction of angiogenic factors (such as VEGF). PRP laser ther- [47]. There are several drugs that target the molecule, VEGF.
apy has been established as a mainstay of treatment for PDR, but Drugs that directly inhibit the VEGF molecule include the
there are notable side effects that should be considered, includ- anti-VEGF aptamer, pegaptanib (Macugen; OSI Pharmaceuti-
ing the worsening of pre-existing macular oedema and impair- cals, Long Island, NY, USA), the monoclonal antibody fragment
ment of peripheral retina function and night vision [39]. The ranibizumab (Lucentis; Genentech, San Francisco, CA, USA),
reduction of these side effects with favourable clinical outcomes and the full-length antibody bevacizumab (Avastin; Genen-
has been (and will likely continue to be) the focus of evolv- tech). Other treatments include soluble VEGF receptor ana-
ing therapies. The administration of PRP laser therapy did not logues, VEGF-Trap (Regeneron, Tarrytown, NY, USA), small
fundamentally change until the introduction of the PASCAL in interfering RNAs bevasiranib (Opko Health, Miami, FL, USA),
recent years. The aim of this device was to shorten the proce- and rapamycin (Sirolimus; MacuSight, Union City, CA, USA).
dure time of PRP laser treatment and to decrease patient pain Anti-VEGF drugs are injected into the eye in the form of
by decreasing stimulation of the ciliary nerves in the choroid, intravitreal injections under topical anaesthesia as office pro-
while providing the same therapeutic outcomes [40]. The PAS- cedures. Currently, the indication for use of anti-VEGF agents
CAL requires a shorter duration of photocoagulation, but more in diabetic macular oedema is centre-involving diabetic macu-
power, which has indeed been shown to decrease patient pain lar oedema, while the indication for laser treatment is limited
with similar outcomes when compared with conventional PRP to non-centre-involving diabetic macular oedema.
[41]. Recently, the PETER PAN study [42] reported that a lower
power setting achieved similar results with less vision loss com-
pared with standard PRP settings. Additionally, it has been
Diabetic Macular Oedema
shown that single-session multi-spot PASCAL photocoagula- Ranibizumab is a monoclonal antibody that blocks all iso-
tion is as efficacious as multi-session single-spot photocoagula- forms of VEGF-A, and is ’affinity-enhanced’ to provide stronger
tion, and resulted in no difference in adverse macular oedema affinity to bind to VEGF-A. It is the only drug that has been
effects [43]. This finding has the potential to increase patient approved by the US Food and Drug Administration for use in
compliance and result in cost savings from reduced numbers patients with diabetic macular oedema (Figure 1). The READ-2
of visits. Study [48] compared focal/grid laser treatment with intrav-
Retina visualization technologies have also affected the itreal injection of ranibizumab only, as well as a combina-
treatment options for PDR and may have the potential to tion therapy of ranibizumab plus focal/grid laser. Three-year
make targeted retinal photocoagulation a viable treatment results of the study showed a mean improvement in visual
Figure 1. Optical coherence tomography images of the study eye retina of a patient with diabetic macular oedema at baseline and 1, 3 and 6 months. The
patient received 0.3 mg of ranibizumab (adapted from [71]).
acuity from baseline of 10.3 letters compared with −1.6 let- focal/grid laser treatment for 12 months showed an improve-
ters in the laser group and +2.0 letters in the combination ment of eight letters with bevacizumab injections, whereas
therapy group. Two more studies also showed the beneficial the laser group lost a median of 0.5 letters [53]. Two-year
effects of intravitreal ranibizumab injections in patients with results of that study showed a similar improvement with
diabetic macular oedema. In the RISE and RIDE study [49], bevacizumab.
where patients were randomized to either two different doses Aflibercept (Eylea; Regeneron) is a soluble protein that
of intravitreal ranibizumab (0.3 and 0.5 mg) or sham injec- contains extracellular VEGF receptor sequences fused to an
tion, the proportion of patients showing >15 letter improve- immunoglobulin G molecule, and blocks all isoforms of VEGF
ment was 19% in the sham group compared with 37% in the as well as placental growth factor. The prolonged biological
0.3 mg ranibizumab group and 40% in the 0.5 mg ranibizumab activity of this drug offers the advantage of injections every
group after 36 months. Interestingly, that study reported a ben- second month rather than more frequent monthly injec-
eficial effect of ranibizumab in slowing down the progression tions. In the phase III VIVID-diabetic macular oedema and
of diabetic retinopathy and improvement of the severity of VISTA-diabetic macular oedema trials [54], patients receiv-
retinopathy. The Diabetic Retinopathy Clinical Research Net- ing aflibercept (2 mg monthly or every second month) had
work (DRCR), a National Institutes of Health-sponsored mul- a mean BCVA change from baseline of 12.5 and 11.1 letters,
ticentre, randomized clinical trial, concluded that intravitreal respectively, after 2 years, compared with a mean change from
ranibizumab with prompt or deferred laser was more effec- baseline in BCVA of 0.2 letters in patients receiving laser
tive for up to at least 1 year compared with prompt laser alone photocoagulation. Currently, the DRCR is evaluating protocol
for centre-involving diabetic macular oedema [50]. Three-year T, a head-to-head comparison of the efficacy and safety of
data from that study indicated that visual improvement was these three drugs, ranibizumab, bevacizumab and aflibercept
greater in the ranibizumab + deferred laser group (57% with in the treatment of patients with diabetic macular oedema
>10 letters improvement) than in the ranibizumab + prompt [55]. Until we have the results published from that pivotal
laser group (42% with >10 letters improvement), and thus study, ophthalmologists are left to make their own personal
suggested no benefit of earlier initiation of focal/grid laser choice of anti-VEGF drugs in patients with diabetic macular
for better visual outcome [51]. Although the first-line treat- oedema. In addition, there remains a large disconnect between
ment of centre-involving diabetic macular oedema is currently what the randomized clinical trials publish and what the oph-
anti-VEGF injections, focal/grid laser therapy can be added thalmologists actually do in their clinical practice in terms of
the number of intravitreal injections. The issue of which drug
to this anti-VEGF regimen if the oedema persists and is no
to choose and how frequently to inject after the initial three
longer improving with two consecutive injections after an ini-
monthly injections is still a matter of personal choice.
tial period of 24 weeks of monthly anti-VEGF injections [52].
Bevacizumab (Avastin; Genentech) is a full-length human-
ized monoclonal antibody, almost three times the size of Proliferative Diabetic Retinopathy
the ranibizumab molecule, which also blocks all isoforms of Anti-VEGF therapy has been found to be very effective in the
VEGF-A. It has been used as an off-label drug for the treat- rapid regression of retinal neovascularization seen in patients
ment of age-related macular degeneration, retinal vascular with PDR [56]; however, the effects of anti-VEGF agents appear
occlusions, PDR and diabetic macular oedema. Because of to be transient, and therefore PRP may still be necessary to
its much lower cost compared with other available drugs, allow more permanent regression of new vessels. Caution is
such as ranibizumab and aflibercept, bevacizumb has gained necessary in using anti-VEGF agents in those patients with
worldwide popularity among eye clinics for the treatment PDR with significant fibrovascular proliferation as these agents
of retinal vascular diseases. The BOLT study that compared may worsen traction retinal detachment. Currently, a phase
intravitreal injections of bavacizumab (1.25 mg, 6 weekly) with III prospective clinical trial is comparing prompt PRP with
ROS
INFLAMMATION
Hypertension
Anti-VEGF Therapies
Growth Factors (VEGF),
(for center-involving DME)
Chemokines & Cytokines
(Ang-2, CCL2, TNF-α, IL-1β ) Steroids
Diabetic
Focal/Grid LASER Vitrectomy
Macular
(for non-center involving DME) (for Vitreo-macular traction)
Edema
Figure 2. Pathophysiology and current strategies of therapies in diabetic macular oedema. Systemic factor control targeting blood glucose, blood pressure
and lipids is still the ’gold standard’ treatment for diabetic retinopathy. Focal/grid laser is now indicated in those with non-centre-involving diabetic macular
oedema only. Anti-vascular endothelial growth factor (VEGF) intravitreal injections are the first line of treatment in patients with centre-involving diabetic
macular oedema. Steroids are reserved for those who are poor responders to anti-VEGF therapies. Finally, a small number of patients with vitreo-macular
traction are treated with vitrectomy surgery. Other potential novel target molecules are angiopoietin 2 (Ang-2), chemokine ligand 2 (CCL2), tumour necrosis
factor-𝛼 (TNF-𝛼) and interleukin-1𝛽 (IL-1𝛽). AGE, advanced glycation end-products; PKC, protein kinase C.
intravitreal ranibizumab and deferred PRP in patients with chemokines involved in the inflammatory cascade of diabetic
PDR [57]. macular oedema are susceptible to steroids, whereas inhibi-
tion of VEGF itself may not result in neutralization of these
Steroids molecules (Figure 2).
Inflammation plays an important role in the pathogenesis of The efficacy of intravitreal steroids in diabetic macular
diabetic retinopathy [58]. All the features of inflammation oedema has been shown in the DRCR Protocol I. In that trial,
[increased blood flow, increased vascular permeability, tissue the effect of intravitreal triamcinolone and laser was equivalent
oedema, leukostasis, microglial activation, macrophages and to that of ranibizumab and laser up to 24 weeks, and then
neutrophil infiltration, complement activation and increased the effect of triamcinolone gradually diminished because of
cytokines (VEGF, tumour necrosis factor -𝛼, interleukin)] have increased rates of cataract formation [50]. In the subgroup of
been reported in animal models as well as in human dia- patients with pseudophakia, the triamcinolone + laser treat-
betic retinopathy [59]. The inflammatory cytokines are upreg-
ment was superior to the laser-alone treatment and equivalent
ulated in the serum, vitreous and aqueous samples in sub-
to ranibizumab treatment [50].
jects with diabetic retinopathy. Inflammation can alter the BRB
In another randomized, multicentre 3-year long trial, the
by acting on the following steps in the cascade: (i) increased
expression of endothelial adhesion molecules such as ICAM1, FAME study [59], intravitreal inserts of fluocinolone acetonide
VCAM1, PECAM-1, and P-selectin; (ii) adhesion of leukocytes (0.2 and 0.5 μg/day) provided the substantial benefit of visual
to the endothelium (leukostasis); (iii) release of chemokines, improvement in patients with diabetic macular oedema; how-
and cytokines; (iv) alteration of adherens and tight junctional ever, almost all patients receiving fluocinolone acetonide had
proteins between the endothelial cells; and (v) infiltration of cataract formation, and the incidence of incisional glaucoma
leukocytes into the neuro-retina, resulting in the alteration of surgery was 4.8% (low dose) and 8.1% (high dose). Although
the BRB [58]. the US Food and Drug Administration did not approve this
drug for diabetic macular oedema because of its side effects,
Diabetic Macular Oedema it has recently been approved in UK. It is interesting to note
The beneficial effects of steroids in diabetic macular oedema that the FAME study showed enhanced benefits of using
are attributable to the fact that inflammatory cytokines and fluocinolone acetonide in chronic diabetic macular oedema
Persistent non-clearing vitreous haemorrhage and traction reti- Angiopoietin-2. Angiopoietin-2, a growth factor that binds to
nal detachment are two common indications for vitrectomy the endothelial receptor tyrosine kinase Tie-2, has been shown
surgery in PDR. The Diabetic Retinopathy Vitrectomy Study to be upregulated in retinas in an animal model of diabetes, and
showed a benefit of earlier surgery in patients with type 1 dia- increased angiopoietin-2 levels leads to increased retinal vascu-
betes and in those with active neovascularization [63]. The vit- lar permeability [67]. This pathway has been targeted in a recent
rectomy surgery involves a three-port technique, with removal ongoing clinical trial with a Tie-2 activator [angiopoietin-2
of vitreous, along with blood and endolaser photocoagula- antagonist; AKB 9778 (Aerpio Therapeutics, Blue Ash, OH,
tion similar to PRP laser treatment. The recent introduction of USA)] in patients with diabetic macular oedema.
Severity of HbA1c <6% in patients 144/82 mmHg mean blood Decreases in progression PASCAL success rate Triamcinolone injections led 3.9% of ranibizumab-treated
retinopathy with type 1 diabetes pressure versus of diabetic retinopathy significantly higher (28/30) to a 88% relative decrease (0.5 mg injection) patients
reduced risk of diabetic 154/87 mmHg led to a 34% (6.5 vs. 10.2%) [13] compared with in fluorescein leakage at progressed to PDR versus
retinopathy by 76%, reduction in progression of conventional laser for PDR 12 months [56] 11.5% of patients treated
review article
decreased progression diabetic retinopathy [12] Decreases in progression (20/30) [53] with sham treatment [37]
of existing retinopathy of diabetic retinopathy
by 54%, and reduced Prevents development of in patients with PASCAL multi-spot 20 ms 1% of patients receiving
development of severe diabetic retinopathy in pre-existing diabetic with mean power of ranibizumab (0.5 mg
NPDR by 47% [11] patients with type 1 retinopathy (3.1 vs. 157 mW compared with injection) underwent PRP
diabetes (25 vs. 31%) [15] 14.6%) [18] 20 ms PASCAL with mean versus 14% of patients in
HbA1c of 7.0 versus 7.9% power of 280 mW sham group [37]
led to a 25% reduced No significant effect on produced similar outcomes
rate of laser progression of diabetic [30]
photocoagulation for retinopathy in patients
retinopathy [12] with type 1 or type 2
diabetes [15,16]
Tight control decreases
progression of diabetic Regression of diabetic
retinopathy (7.3 vs. retinopathy in 19% of
10.4%) [13] participants versus 14%
taking placebo in people
with type 2 diabetes [16]
Visual acuity Decreases risk of legal Tight blood pressure control Fenofibrate has no Argon conventional laser Visual acuity is transiently Bevacizumab and Ranibizumab combined with
blindness by 16% [12] (mean pressure of significant effect reduces risk of visual acuity better with triamcinolone ranibizumab improve prompt focal laser or
144/82 mmHg) versus versus placebo [13] loss by 50% in clinically injections in the first visual acuity in diabetic deferred focal
Prevents visual acuity loss mean pressure of significant macular 4 months compared with macular oedema by an photocoagulation resulted
(23.8 vs. 26.3%) [13] 154/87 mmHg led to 47% oedema [19] focal laser therapy; focal average of 1–2 Snellen in greater improvement of
risk reduction of vision loss laser group was found to chart lines [38,60] visual acuity than focal
[12] SDM equally effective in have better visual acuity at laser alone [38]
correcting visual acuity in follow-up of 16 months and Ranibizumab improved visual
Intensive-treatment blood diabetic macular oedema 3 years. A total of 83% of acuity in diabetic macular
pressure control (mean versus conventional green patients who received 4 mg oedema from baseline by
systolic pressure of laser [55] triamcinolone injection 10.3 ± 9.1 letters versus a
117 mmHg) versus had developed cataracts at decline by 1.4 ± 14.2 letters
standard treatment blood PRP reduced the rate of 3-year follow-up [57] with sham [60]
pressure control (mean severe vision loss by 50% in
systolic pressure of PDR [25] Visual acuity is increased >5 Ranibizumab (0.5 mg
133 mmHg) led to rates of letters in 56% of eyes injection) improved visual
moderate vision loss of receiving triamcinolone acuity by ≥15 letters in
27.7% and 24.7%, versus 26% of eyes 45.7% patients versus
respectively [13] receiving placebo [58] 12.3% patients treated with
sham injection [37]
DIABETES, OBESITY AND METABOLISM
Central retinal Fenofibrate decreases SDM equally effective as Intravitreal triamcinolone Ranibizumab (0.5 mg Ranibizumab plus focal/grid
thickness progression of macular conventional green laser injections are superior to injection) decreased laser reduced foveal
oedema by 34% (optical coherence posterior sub-tenon macular oedema by thickness more than
DIABETES, OBESITY AND METABOLISM
compared with tomography; measured capsule injections in 270.7 μm compared with a focal/grid laser alone in
placebo [18] central retina thickness of reducing foveal thickness decrease of 125.8 μm in DME [38,60]
255 vs. 248.9 μm, [59] sham groups [37]
respectively) with less
scarring [55] Intravitreal triamcinolone Ranibizumab injections
injections decreased decreases foveal thickness
PASCAL laser equally macular thickness by a less than laser therapy in
effective in treating mean of 125 μm as DME [36]
clinically significant compared with a mean
macular oedema versus decrease of 71 μm with Forty-four patients receiving
conventional laser (28/30 placebo [58] Ranibizumab (0.5 mg inj.)
vs. 27/30) [53] received macular laser
treatments versus 94
PASCAL laser reduced patients in sham group [37]
frequency domain-optical
coherence tomography by
20+/−21 um at 3 months
[24]
VEGF, vascular endothelial growth factor; SDM, subthreshold diode micropulse laser; PASCAL, patterned scanning laser; HbA1c, glycated haemoglobin; NPDR, non-proliferative diabetic retinopathy; PDR, proliferative diabetic retinopathy;
PRP, panretinal photocoagulation.
doi:10.1111/dom.12384 227
review article
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