Professional Documents
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Compliance:
The Compliance group, which is an integral part of our global
Financial Operations team, is responsible for
the functions mentioned below:
• Create mechanisms to predict position limits, perceived market
manipulation and prevent trading based on insider and material
nonpublic information.
• Assist in regulatory filing obligations requiring complex
quantitative and qualitative analysis of the firm’s short position
Job Description
and long ownership reports, and in monitoring and mplementing
(Role Expectations etc.)
controls designed to ensure compliance with global rules and
regulations.
• Conduct thorough analysis on the fundamental research data
collected by the trading groups through their interactions with
external industry experts/consultants around various market
sectors to avoid potential trading while in possession of material
non-public information.
• Assist in long-term projects to maintain the firm’s high
standards of compliance with new and existing regulations.
Location Hyderabad
Aptitude Test
Selection process
Personal Interview