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AJCP / Original Article

Providing Critical Laboratory Results on Time, Every Time


to Help Reduce Emergency Department Length of Stay
How Our Laboratory Achieved a Six Sigma Level of Performance
Kenneth E. Blick, PhD

From the Department of Pathology, University of Oklahoma Health Services Center, Oklahoma City.

Key Words: Lean; Six Sigma; Automation; Robotics; Test turnaround time; Length of stay

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DOI: 10.1309/AJCPNUTIPQTRRG0D

ABSTRACT Offering a rapid and predictable laboratory service is


Objectives: To develop a fully automated core laboratory, essential for the practice of real-time evidence-based medi-
handling samples on a “first in, first out” real-time basis cine; rapid diagnosis and interventions are required for good
with Lean/Six Sigma management tools. patient outcomes, especially in critical care patients.1 This is
particularly true in the high-volume emergency department
Methods: Our primary goal was to provide services to (ED), where physicians establish required turnaround time
critical care areas, eliminating turnaround time outlier targets for various critical care tests and expect clinical labo-
percentage (TAT-OP) as a factor in patient length of stay ratories to hit these targets on a consistent basis. While turn-
(LOS). A secondary goal was to achieve a better laboratory around time statistics such as mean and standard deviation are
return on investment. clearly important benchmark parameters to monitor, we have
Results: In 2011, we reached our primary goal when we shown that turnaround time outliers play a more significant
calculated the TAT-OP distribution and found we had role in delayed patient diagnosis and treatment. Indeed, turn-
achieved a Six Sigma level of performance, ensuring that our around time outliers (ie, sample results not meeting clinician
laboratory service can be essentially eliminated as a factor expectations or laboratory goals relative to laboratory turn-
in emergency department patient LOS. We also measured around time targets) are disruptive to the orderly triage and
return on investment, showing a productivity improvement flow of patients through evidence-based protocols, especially
of 35%, keeping pace with our increased testing volume. protocols involving critical care.2,3 We found the laboratory
turnaround time outlier percentage (TAT-OP) to be a rate-
Conclusions: As a result of our Lean process improvements determining factor in the patient length of stay in the ED.
and Six Sigma initiatives, in part through (1) strategic Out of frustration, ED physicians tend to respond to a
deployment of point-of-care testing and (2) core laboratory defective and unpredictable laboratory service that misses
total automation with robotics, middleware, and expert promised turnaround time targets by (1) calling the labora-
system technology, physicians and nurses at the Oklahoma tory, checking to see if there has been a failure of process,
University Medical Center can more effectively deliver or (2) ordering essentially all tests as stat priority, thinking
lifesaving health care using evidence-based protocols that that the test will receive a faster turnaround time and delays
depend heavily on “on time, every time” laboratory services. will be avoided. In our laboratory in 2002, stat test requests
had ballooned to nearly 50% due to turnaround time delays.
In addition, 2 of our technologists were assigned to handle
calls from concerned physicians and nurses regarding per-
ceived testing problems. When errors or problems did occur
in the laboratory in 2002, they were usually handled as part
of a batch process, causing additional delays, thus further

© American Society for Clinical Pathology Am J Clin Pathol 2013;140:193-202 193


193 DOI: 10.1309/AJCPNUTIPQTRRG0D 193

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Blick / Providing Critical Laboratory Results on Time, Every Time

affecting clinical decision making and care. And when these in the laboratory. Also, these collection tubes included a gel
problems occurred during the laboratory’s shift change, they barrier so that essentially all testing could be performed on the
were handed over to other technologists for follow-up, fur- same positively identified patient’s primary collection tube.
ther complicating the process. To focus on improving service to the ED and other criti-
Industry has greatly improved efficiencies through cal care areas of the hospital, we developed a plan in 2003
effective use of Lean/Six Sigma approaches: Lean initiatives to update our core laboratory to include a total laboratory
focus primarily on optimization of processes and workflows, automation track system coupled with a middleware-based
as well as the elimination of steps in a process that add no information system with decision-making algorithms for
value, while Six Sigma endeavors to eliminate defects in autoverification of results and real-time quality control. A
services or products as perceived by the customer. To reduce middleware approach was required because we had found
problems and provide better, more predictable service to the that our legacy laboratory information system was incapable
ED and other critical care areas of the hospital, laboratories of performing these tasks. As mentioned, we also implement-

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must focus on eliminating any remaining legacy core labora- ed Lean/Six Sigma management techniques with the goal of
tory batch-testing processes and replace them with real-time achieving a Six Sigma level of quality performance.4 Lean/
testing tools. Several approaches to real-time testing are Six Sigma are business management tools that were devel-
available, including (1) whole-blood point-of-care (POC) oped for production environments and first used at Toyota
testing at the bedside, especially in critical care areas of the and Motorola, respectively. More recently, they have been
hospital and in the ED, as described by Lewandrowski1 at adapted to improve processes and quality in the clinical labo-
Massachusetts General Hospital, and (2) total laboratory ratory. While Lean management is focused on improvements
automation (TLA) solutions as practiced in our laboratory in efficiency through overall process redesign, Six Sigma
at Oklahoma University Medical Center, Oklahoma City. seeks to improve quality and performance by controlling
Although total automation of the core laboratory and POC variability and minimizing defects or errors. Others5,6 have
testing are costly to set up and maintain, we believe that shown that implementation of Lean/Six Sigma processes in
strategic application of both of these real-time testing a laboratory environment can improve service by decreasing
approaches is essential for overall success in improving turnaround time and reducing errors. We wanted to use Lean/
TAT-OP significantly for those tests required by the ED and Six Sigma management tools to develop a fully automated
other critical care areas. core laboratory that handles samples on a “first in, first out”
The Oklahoma University Medical Center consists of real-time basis with no queues, no batch processing, and no
2 freestanding hospitals: one is devoted to adult care, while special handling for priority/stat samples—all implemented
the other focuses on care for children. The ED is the only using an essentially “paperless” approach. As part of this
level 1 trauma center in the state of Oklahoma, currently initiative, we also strategically deployed POC testing, espe-
handling more than 60,000 patient encounters per year; the cially in critical care areas in our pediatric hospital. Since
children’s hospital ED encounters nearly 10,000 patients pediatric specimen collection tubes cannot be placed on our
yearly. In 2012, our laboratory performed nearly 6 million current automation track system, we view decentralized real-
tests. Approximately 20% of this testing volume came from time bedside testing on a state-of-the-art handheld device as
an active outreach testing program. real-time automation for children. Accordingly, as part of this
As an essential part of our real-time approach for critical project, nurses were trained throughout the medical center to
care testing, we initiated a number of changes to the preana- perform critical care testing on POC devices when appropri-
lytical aspects for essentially all laboratory testing, critical and ate. Our primary goal was to provide services to the critical
noncritical. First, we deployed electronic physician ordering care areas such as the ED so that TAT-OP was eliminated as
for laboratory testing along with real-time specimen collec- a factor in the ED patient length of stay. A secondary goal
tion using our nursing staff. As part of this process change, was to improve the efficiency of the laboratory and achieve
we installed local barcode printers in all patient care areas a better return on investment (ROI) while dealing effectively
for specimen labels. Specimen requirements were printed with the diminishing availability of medical technologists in
on the labels along with any other special instructions to the the Oklahoma City area.
nurses. Also, training programs were initiated for nurses for
phlebotomy, specimen handling, and POC testing. Pneumatic
tubes were installed in all patient care areas in the hospitals Materials and Methods
and clinics. We also standardized the collection tubes for For laboratory turnaround time computation, we used
chemistry to 100-mm lithium heparin plasma tubes, thus (1) the time from when a sample was received in the laboratory
avoiding confusion for nurses in selecting the tube and (2) to the time when results were verified and reported out. We
eliminating the wait for specimens to clot once they arrive then computed the mean turnaround time and TAT-OP on a

194 Am J Clin Pathol 2013;140:193-202 © American Society for Clinical Pathology


194 DOI: 10.1309/AJCPNUTIPQTRRG0D

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AJCP / Original Article

monthly basis from July 2003, when we began our process A 7-bed chest pain unit previously had been established in
improvement project, through March 2012, 6 months after the ED to support bedside cardiac marker testing on a POC
achieving a goal of Six Sigma–level performance. Specifi- testing device. Middleware was deployed to manage all
cally, during this period, we monitored the turnaround time POC testing (RALS; Medical Automation Systems, Charlot-
for potassium, an important analyte in the basic and com- tesville, VA), including autoverification and quality control
prehensive metabolic panel for the ED, noting the raw count review by core laboratory technologists.
of tests not meeting the promised turnaround time targets. For the analytical and postanalytical testing processes in
We also monitored turnaround time targets for hematology the core laboratory, a total automation robotic track system
for our ED services. A turnaround time target mean of 40 (Beckman Coulter) was installed in the chemistry section in
minutes was selected by our ED physicians as desirable 2003-2004. It included (1) a specimen scanning and track-
for potassium in chemistry, with 60 minutes considered an ing/software Preplink interface; (2) a rapid in-line robotic
acceptable outlier limit, while 30 minutes was set as the centrifuge with a 4-minute spin cycle; (3) a conveyor puck

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target mean for hemoglobin in hematology. To achieve system for a physical track-instrument interface connection
these specific turnaround time targets, we initiated monthly for our 3 chemistry analyzers, SYNCHRON LX20 (Beck-
monitors and monitoring dashboards as part of an active man Coulter), and our Advia Centaur immunology systems
program employing modern management principles of Lean (Siemens, Tarrytown, NY); (4) specimen tube decappers and
and Six Sigma. To ensure success, we designed this quality recappers; and (5) an in-line robotic refrigerated specimen
improvement program to include all essential steps of the “stockyard” for up to 3,000 tubes. The implementation plan
laboratory process, including preanalytical, analytical, and for the system included project management tools such as
postanalytical. Clearly, the focus of this article is chemis- Gantt charts and a full-time project engineer for our site; we
try improvements through deployment of TLA and POC held biweekly progress meetings and required strict adher-
testing. However, to date, we have also achieved a 3.1 s ence to assignments, testing, validation, and timelines. The
level in our hematology ED turnaround time outcomes data entire chemistry system was implemented over a 5-month
using the aggressive 30-minute benchmark for hemoglobin time frame and completed in April 2004, 1.5 months ahead
outliers described earlier. More than 93% of hemoglobin of the projected completion date.
results have met the turnaround time target mean set for Middleware software, Remisol Advance (Beckman
hematology. Note that hemoglobin is part of the complete Coulter), was obtained. This middleware manages the fol-
blood count (CBC), and thus the hemoglobin turnaround lowing analytical and postanalytical functions: (1) track
time reflects the completed CBC panel turnaround time. automation; (2) instrument interfaces and monitoring; (3)
The approach we used in hematology was similar to our autoverification and release of laboratory results; (4) speci-
chemistry automation; we employed automation tracks, men retrieval; (5) quality control, including real-time qual-
Remisol Advance middleware (Beckman Coulter, Brea, CA) ity control based on exponentially weighted patient moving
for autoverification, and a 24/7 dashboard screen to iden- averages; (6) instrument interfacing and communication
tify problems in real time. For the preanalytical phase, we with the MEDITECH laboratory and hospital information
implemented electronic physician order management on our systems; and (7) a 5-screen dashboard to monitor the entire
MEDITECH hospital information system (Medical Informa- system in real time. The 5-screen dashboard deployed in
tion Technology, Westwood, MA) along with local barcode chemistry also includes a real-time monitor of pending ED
printing using MedPlus (Medical Information Technol- test requests. One core laboratory technologist operates the
ogy) and JMI Barcodes (JMI Barcodes, Raleigh, NC). We dashboard workstation on a 24/7 basis.
deployed Pevco pneumatic tubes (Pevco, Baltimore, MD) Autoverification rules were used on the Remisol
throughout the hospitals and clinics for specimen delivery to Advance middleware with algorithms to check all patient
the central specimen receiving and processing (CRP) area. results for problems based on (1) normal range checks; (2)
We also initiated a real-time specimen collection program critical range checks; (3) absurd result flags; (4) specimen
using nurses, thus eliminating the phlebotomy team. Using indices for hemolysis, lipemia, and icterus; (5) instrument
Lean principles, our CRP area was revamped so that speci- flags, including photometer range checks; (6) computational
mens are handled only once. checks, including anion gaps; (7) delta checks; (8) qual-
For our decentralized critical care testing initiative, we ity control range checks; and (9) patient running means
deployed POC handheld testing devices and managed this checks. When patients’ results fail autoverification for any
expanded program from the core laboratory with 2 registered rule, the dashboard immediately alerts the technologist and,
medical technologists serving as POC coordinators. Inter- depending on the rule involved, also lists corrective action
faces for these remote POC devices were handled by local consistent with approved laboratory policy for handling the
network hubs with each device given a unique IP address. problem identified.

© American Society for Clinical Pathology Am J Clin Pathol 2013;140:193-202 195


195 DOI: 10.1309/AJCPNUTIPQTRRG0D 195

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Blick / Providing Critical Laboratory Results on Time, Every Time

For our paperless compliance initiative, we imple- means and TAT-OP. Typically, core laboratories receive
mented Compliance360 software applications (Sai Global, samples in batches from phlebotomy teams and therefore
Alpharetta, GA). Using this application, we eliminated all process specimens in batches. This leads to bottlenecks and
paper records, including laboratory procedures and policies, increased lag times, especially for those samples requiring
documentation for inspections and checklists, method quali- additional processing/handling steps. In our laboratory,
ty control data, and evaluation studies. We also implemented approximately 60% of our daily workload of samples arrived
Compliance360 applications for e-mail support for timely between 5:00 and 10:00 am. Through our Lean initiatives,
and online review of documents by laboratory supervisors we were able to redesign and streamline our preanalytical
and directors. processes so that specimens flow into the laboratory in a
All Six Sigma calculations were performed on an Excel more uniform real-time fashion, thus allowing for more
worksheet (Microsoft Office 2003 and 2007; Microsoft, efficient and timely processing and analysis on a “first in,
Redmond, WA) programmed with macros and graphics fea- first out” basis. ❚Table 1❚ shows the distribution of specimen

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tures designed specifically for this purpose (QI Macros SPC arrival into the laboratory throughout the 24-hour day, with
Software for Excel developed by Jay Arthur; http://www. only 24% now arriving from 5:00 to 10:00 am. With our
spcforexcel.com/statistical-tools-and-features-included-spc- new, more efficient preanalytical processes, the number of
for-excel). Calculations of s levels were based on a propri- specimens arriving in the CRP area is essentially flat, with
etary best-fit relationship between industry-accepted defects no major peaks and valleys as in the past. Indeed, our legacy
and s levels. Prior to importing to this spreadsheet, raw data specimen collection approach was based on a laboratory
were extracted from our MEDITECH laboratory informa- phlebotomy team making collection rounds, clearly a batch
tion system database and imported into an Access database approach. A transport team was also employed for deliver-
(Microsoft Office 2003 and 2007). Ad hoc real-time queries ing specimens to the central core laboratory, yet another
were made in the Access database to specifically select sub- batch approach. By decentralizing specimen collection and
sets of data for import into the Excel Six Sigma spreadsheet. transport using nurses for collections along with our pneu-
To estimate ROI for the laboratory, we calculated matic tube system for specimen transport, we were able to
the paid hours per test. For this calculation, the total paid achieve a more consistent “single-piece” flow of specimens
monthly hours for the technologists working in chemistry
was divided by the total number of reportable tests generated
over that month’s pay period.
❚Table 1❚
Leveling of Specimen Arrival Time Distribution at the
Oklahoma University Medical Center’s Laboratory Central
Specimen Receiving and Processing Area
Results
No. of Routine No. of Stat No. of Total
Our annual core laboratory test volume is approaching Hour Specimens Specimens Specimens % of Daily Total
6 million tests, with an annual growth rate of 6% to 8%
0 111 14 125 Hours 0-5, 19%
observed from 2003 through 2012. To cope with this volume 1 45 6 51
increase of more than 78% and to better serve the ED by 2 104 11 115
achieving a Six Sigma level of TAT-OP performance, we 3 110 3 113
4 203 11 214
had to streamline our laboratory processes. We have previ- 5 226 7 233 Hours 5-10, 24%
ously shown2,3 that while there is a correlation between ED 6 92 17 109
7 97 14 111
length of stay and turnaround time means, a much stronger 8 132 32 164
relationship was observed between ED length of stay and 9 123 45 168
10 115 32 147 Hours 10-15, 28%
TAT-OP. Therefore, we set our goal to achieve a Six Sigma 11 158 27 185
level of performance for the laboratory TAT-OP, count- 12 209 37 246
13 129 46 175
ing each missed turnaround time target as a process defect 14 133 31 164
as perceived by our ED physicians. Sigma levels used in 15 134 26 160 Hours 15-20, 21%
industry in defects per million (DPM) are as follows: 2s = 16 191 20 211
17 142 19 161
308,500 DPM, 3s = 66,800 DPM, 4s = 6,200 DPM, 5s = 18 80 12 92
230 DPM, and 6s = 3.4 DPM. 19 48 17 65
20 77 7 84 Hours 20-23, 8%
One problem we faced initially was the need to level 21 67 12 79
the inflow of specimens to the laboratory so that we could 22 56 2 58
23 40 9 49
maximize the efficiency of our CRP area and our laboratory Total 2,822 457 3,279
automation system and thus decrease both turnaround time

196 Am J Clin Pathol 2013;140:193-202 © American Society for Clinical Pathology


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AJCP / Original Article

to our CRP areas. It is noteworthy that nurses were initially laboratory, we were able to eliminate more than 48 steps
resistant to perform phlebotomy services, and in the early in our entire process and to manage sample analysis much
stages, we saw an increase in specimen labeling errors and more efficiently. This new process flow map is shown in
had specimen contamination issues. However, we effec- ❚Figure 2❚, with the fully automated steps shown in yellow.
tively addressed these problems and others by (1) requiring Importantly, by deploying the “first in, first out” strategy, we
laboratory orientation and training programs for all nurses were able to eliminate special handling in the CRP area for
and (2) initiating a detailed monthly monitoring system with samples with stat/priority test requests. Moreover, testing on
feedback to nursing administration for specimen misidenti- more than 70% of our samples is now accomplished by our
fication and contamination issues. physically handling the sample only once.
After our preanalytical smoothing of specimen arrival To facilitate monitoring of our complete laboratory pro-
into the CRP, as shown in Table 1, the peak specimen flow cess with rapid review and reporting of results, we installed
rate was observed to be 246 specimens per hour. Accordingly, a 5-screen monitoring dashboard in chemistry. It allows 1

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we put in place CRP staffing resources, along with our track monitoring technologist to track specimens throughout the
automation system that could handle this volume of specimens entire process. This includes autoverification and results
without queues forming in the CRP or on the automation track tracking with real-time alerts for problem results and/or
system. Note that our plan had to include a continuous flow samples; monitoring and management of all instruments;
of specimens on our TLA track system, which employed handling of multiple patient-related problems, including
an automated centrifugation unit at a rate-limiting step of critical results notification to our attending physicians; and
approximately 300 tubes per hour. We also redesigned our ensuring that all ED samples are handled in a timely manner,
CRP area with a focus on Lean/Six Sigma industry concepts essential to our Six Sigma project.
and the “5S+1” processes redesign approach: sort, straighten, From June 2008 through October 2009, we observed
shine, standardize, sustain, and safety. a steady decrease in TAT-OP for our ED test results, as
Note also that we have achieved a major reduction in shown in ❚Figure 3❚. In 2011, we reached our primary goal
the number of stat requests, down from approximately 50% when we calculated the mean turnaround time and TAT-OP
prior to implementation of our Lean processes to less than distribution for potassium, an analyte of significant impor-
14% currently. However, since we are using a real-time tance to the ED and part of the basic and comprehensive
“first in, first out” approach, these current stat requests are metabolic panels for ED patients ❚Figure 4❚, and found
treated no differently than non-stat test orders, allowing for a that the core laboratory had achieved a Six Sigma level
more efficient flow of samples throughout the laboratory and of performance using our ED established outlier cutoff
reducing the demand on our technologist’s time. Also, prior of 60 minutes as a benchmark. Note that all panel results
to our process redesign, more than 40% of our testing was had to be reported before the potassium turnaround time
performed on aliquots of the primary sample, often called was logged for our Six Sigma calculations. Our mean ±
“pour-off tubes.” Aside from the additional delays involved SD turnaround time for potassium was 27.5 ± 7.2 minutes,
in preparing aliquots manually, this process was fraught with which is well within the benchmark of 60 minutes. With 0%
labeling errors in the CRP area. Our new process essentially defects, we have achieved the Six Sigma level of less than
eliminates most aliquots by having all testing performed 3.4 DPM, which demonstrates that our laboratory service
from the same primary barcoded collection tube on the TLA can be essentially eliminated as a factor in ED length of
system. Each sample is delivered by the track software to stay, per specifications set by our ED physicians. Note that
the appropriate testing instruments connected to the track in a small number of specimens (<1%) rejected for hemolysis,
sequential fashion. lipemia, and icterus, as well as samples requiring special
Prior to implementing Lean processes and total automa- handling such as dilution, were not included in our Six
tion in the core laboratory, an individual specimen might Sigma calculations.
have gone through as many as 18 steps before results were As mentioned previously, we regard bedside POC
reported. The process flow map using legacy systems and testing as automation of testing for children, especially in
prior to implementing Lean/Six Sigma processes is shown critical care areas of our pediatric hospitals where specimen
in ❚Figure 1❚. Also shown in Figure 1 are process steps volume requirements and test turnaround time are the main
that should be eliminated with Lean involving time delay concerns. Indeed, more than 30% of our neonates are classi-
(process wait states), personnel safety issues (biohazard fied as very low-birth-weight infants, with 10% classified as
exposure, repetitive motion injury, etc), and patient safety micropremies. While core laboratory testing might require
issues (medical mistakes, relabeling, etc). After installation as much as 300 mL of plasma, our POC testing requires less
of our total walk-away automation system and implementa- than 100 mL of whole blood. Examples of real-time POC
tion of Lean/Six Sigma processes in CRP and the chemistry test deployment include (1) neonatal intensive care unit

© American Society for Clinical Pathology Am J Clin Pathol 2013;140:193-202 197


197 DOI: 10.1309/AJCPNUTIPQTRRG0D 197

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Blick / Providing Critical Laboratory Results on Time, Every Time

electrolyte and blood gas results available to care providers ❚Figure 5❚. This suggests it took us approximately 6 years to
with a sample collection to result mean turnaround time in 2.3 achieve the total productivity gains of our Lean/Six Sigma
minutes compared with a 30- to 60-minute within-laboratory initiatives. It is noteworthy that by consolidating to 1 vendor
turnaround time and (2) POC ED testing for cardiac troponin for automation tracks, middleware, instruments, reagents,
in less than 30 minutes from sample collection to result vs installation, training and support, reagents, and expendables
60 minutes or more for core laboratory troponin results, even from the multivendor approach we were using prior to our
with total automation. Note that these non-POC results are Lean/Six Sigma project, the overall budget for these new
based on our within-laboratory turnaround time studies. automation systems and reagents remains essentially the
We have also measured our ROI success, a secondary same as our inefficient multivendor legacy approach. In fact,
goal of our project. Since approximately 60% of our expens- this was a constraint imposed on all bidding vendors. We
es are related to personnel costs, we monitored technologist also required each vendor to provide a “cost per reportable
productivity as a ratio of “paid hours per test.” This parame- result” quote; thus, we did not purchase any of the required

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ter shows steady annual improvement, more rapid at first and hardware, software, and system support described. Accord-
then culminating with an overall decrease of approximately ingly, all tangible improvements in technologist productiv-
35% over the measurement period from 2004 through 2010 ity (ie, increased testing with the same or fewer staff in the

ER In-house Add-on Reference


specimens specimens tests testing
ER Order Request Order
Ord
d
der
specimen Samples 11 12 1
entered delivered 10 2

review
eviiiew
pneumatic delivered 9 3

in LIS to lab 8 4

tube
7 6 5

11 12 1

Labels Locate Patient


10
9
2
3

printed in
8 4
7 6 5

specimen registration Centrifuge?


trifu
tri
iffu
phlebotomy
area

Order entry 11 12 1 La bel


Label
Phlebotomy and label
10 2 10
11 12 1
2

monitors
9
8 4
3
iq
quo
q
qu
aliquot 9 3

printing
8 4

tu es
tubes
7 6 5 7 6 5

order Load/balance
d/bala
activity centrifuge
ntrriifu
Label No R ck
Rack 11 12 1

Phlebotomy ue
ent
en
sequentially
10 2

tubes 9
8 4
3

dispatched by accessi
accession 7 6 5

for collection Sp
pin
p
piin
Spin
Load to
Specimen transport
collected, racks
labeled, and Load
Load to
bagged generic
ene
ne
er
racks
ra ks

Return
to lab
qu
uo
u o
Aliquot?
Park
Order? No
No tube
Po
Pour off
Yes 10
11 12 1
2 to preep
p
pa
prepared
Label 9
8 4
3

aliq uot
aliquot
printed
7 6 5

ttube
Label
attached? No
11 12 1
Load
Loa to
Label
10 2
9 3
generic
ene
ne
er
applied
8 4
7 6 5

racks
ra ks
Tech and time 11 12 1
of draw entered 10
9
2
3

in LIS 8
7 6 5
4

Stat? Take e to
Yes ta
att?
a sections
ectti
tion

Specimens 10
9
11 12 1
2
3
Process Yes
received 8
7 6 5
4
wait states
in LIS
Biohazard 10
11 12 1
2 Ale
ert
Alert
exposure 9
8
7 6 5
4
3
hnoolo
o
technologist
Patient
11 12 1 Deli er tto
Deliver safety
qu
uo
uoot
aliquoting
10 2
9 3
8 4
7 6 5
be
benchch

❚Figure 1❚ Pre–Lean/Six Sigma initiative process flow map depicting steps in receiving and processing samples, with all steps
“hands-on.” Process steps eliminated after Lean/Six Sigma are crossed out. DAU, drugs of abuse; ER, emergency room; LIS,
laboratory information system; RxL, Dade RxL chemistry analyzer; TDM, therapeutic drug monitoring.

198 Am J Clin Pathol 2013;140:193-202 © American Society for Clinical Pathology


198 DOI: 10.1309/AJCPNUTIPQTRRG0D

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AJCP / Original Article

core laboratory) represent a true ROI. Our laboratory budget increasing number of primary care patients, especially those
spreadsheets after implementation of Lean/Six Sigma were without insurance coverage. Delays in treatment are a major
greatly simplified; essentially, they show the projected num- health care concern, and hospitals must now focus on initia-
ber of annual patient tests and the cost per individual patient tives that improve the movement of patients through evi-
result, with the final proposed budget computed accordingly. dence-based medicine protocols in the ED and other critical
We also projected 6% to 8% annual growth when consider- care areas. Lean and Six Sigma are management tools that
ing our budget, a growth rate that we actually observed. can be used to redefine and streamline hospital procedures to
optimize performance and minimize errors. Effective Lean/
Six Sigma approaches to modern patient diagnosis and man-
Discussion agement involve the use of evidence-based medicine (EBM)
In the ED of many hospitals, multiple factors contrib- built on peer-reviewed protocols. Such EBM protocols have
ute to delays in diagnosis and treatment and to increases in placed increasing demands for real-time diagnostic labora-

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patients’ length of stay. Overcrowding is one such factor, tory services since we have found that laboratory data at our
and health care trends suggest that ED overcrowding will Oklahoma University Medical Center facility comprise up
be exacerbated with the aging of the US population and the to 80% of the objective information on the patient’s chart.3

AxSYM RXL
Day
Daa
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10
11 12 1
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ay shift?
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9 3 10 2
8 4 9 3
7 6 5 8 4
7 6 5

Yes
Specimen Redraw or Specimen
OK? ultrafuge OK? 11 12 1
10 2
9 3
8
7 6 5
4
Sort
Sort to
instrument?
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m

10
9
11 12 1
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Adjust
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8 4 10 2

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7 6 5 9 3
8 4
7 6 5

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8
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pourr into
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urine
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OK
K? OK?
calibrate Load
reagents, Fix
calibrate problem
L
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nally
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11 12 1

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10 2 11 12 1
9 3 10 2 10 2
8 4
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begin 9 3
pourr into
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pour into cup


Manual No
7 6 5 8 4 8 4
7 6 5

run Load
L d
7 6 5

review of 10
9
11 12 1
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3
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Data results and
nd begin
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No
7 6 5

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7 6 5

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Analysis
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11 12 1
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8
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analyzer
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2 analyzer
Unload
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10 2

OK?
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K?
K
10 2
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and begin
10 2 9 3 9 3

and
nd begin
b
beg No
8 4 8 4 8 4

analyzer
nallyze
9 3

Yes No
7 6 5 7 6 5 7 6 5
8 4
7 6 5
run Manual
Ma ual 11 12 1
run Manual 11 12 1

review
ew of
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10 2
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oad
11 12 1 9 3
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results
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8 4

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7 6 5

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9 3

Data
7 6 5
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10
9
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9
8
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OK
K?
K OK?

Chemistry
10
11 12 1
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Unlo
oad 10
11 12 1
2 Unload
Batch tests 9 3
analyzer
naly
lyze
9 3
analyzer
8
7 6 5
4
Yes 8
7 6 5
4
Yes
Hematology
Coagulation

Sort tubes Release


ele
e
eas Release
for storage results
esu
ult results

Transfer to
generic racks
Transfer to
cold storage

© American Society for Clinical Pathology Am J Clin Pathol 2013;140:193-202 199


199 DOI: 10.1309/AJCPNUTIPQTRRG0D 199

Blick_2012110583.indd 199 7/3/13 3:43 PM


Blick / Providing Critical Laboratory Results on Time, Every Time

ER In-house Reference
specimens specimens testing
ER Order Inlet
specimen Samples
entered
pneumatic delivered
in LIS
tube

Verfify bar
Labels Patient code read
printed in registration
phlebotomy
area
Autoracked
Hematology outlet specimens
Order entry
Phlebotomy and label
monitors printing
order
activity Centrifuge

Label
Phlebotomy tubes
dispatched Decapper To hematology
for collection section

Load to
Specimen transport LX connection
collected, racks

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labeled, and Autoreview
Datalink or results
bagged
LX connection
Return
to lab
Autoracked OK?
Outlet specimens
Park
Order No No
No tube
Capper
Yes Manual
Label To immunoassay review
printed and special
assay sections
Label Refrigeration
attached? stockyard
Yes
Label
applied
10
9
11 12 1
2
3
Process
Tech and time 8
7 6 5
4
wait states Decapper
of draw entered
in LIS Biohazard
exposure
Yes Add-on
Patient request from
safety LIS
Specimens
received Automated
in LIS process Datalink No OK? Yes Release
request rerun

❚Figure 2❚ Post–Lean/Six Sigma design eliminating special handling for STAT samples and retaining only 2 manual steps; totally
automated steps are indicated in yellow. ER, emergency room; LIS, laboratory information system; LX, Lx20 Beckman Coulter
chemistry analyzer.

Although diagnostic laboratory test results play an


increasingly important role in the ED practice of EBM,
laboratory services are frequently too slow and turnaround
160
times for results are unpredictable. Untimely and unpredict-
140 able laboratory services can be another contributing factor in
120 treatment delays and ED length of stay. In the past, such poor
No. of Outliers

100 laboratory services employing outdated, legacy batch solutions


that cause delays in the ED and other critical care areas have
80
been essentially ignored. Today, however, corrective action to
60 eliminate laboratory delays is an essential component of any
40 effective ED and hospital-wide Lean management plan. Also,
20 patients, insurance carriers, and the government are becoming
more aware of core measures of local hospital performance,
0
including poor ED processes and parameters. Proposed “pay-
ne
Se Au uly

O mb t
N cto er
D em er
em er

Fe nua r
br ry
M ary

Ap h
M il
ay
ne
Se Au uly

O mb t
ct er
er
e s

e s
e

for-performance” policies will essentially require hospitals


c
pt gu

pt gu
ov b
ec b
Ja b

ob
ar
Ju

Ju
J

J
u

to maximize efficiency in critical care areas such as the ED.


Applications of Lean and Six Sigma processes in the ED
❚Figure 3❚ Improvement of monthly turnaround time outlier need to begin immediately at first patient contact and should
percentage for emergency department samples. be driven by specific time-based targets, especially where

200 Am J Clin Pathol 2013;140:193-202 © American Society for Clinical Pathology


200 DOI: 10.1309/AJCPNUTIPQTRRG0D

Blick_2012110583.indd 200 7/3/13 3:43 PM


AJCP / Original Article

900 LSL 0 USL 60

800

700

600

500
Tube Count

Downloaded from https://academic.oup.com/ajcp/article-abstract/140/2/193/1760907 by guest on 05 June 2019


400

300

200

100

0
–1 0 1 2 4 5 6 7 8 1011121314161718192022232425262829303132343536373840414243444647484950525354555658596061
Minutes

❚Figure 4❚ Turnaround time distribution depicting laboratory performance at the Six Sigma level for turnaround time outlier
percentage for emergency department patients. Mean (SD) = 27.5 (7.2) minutes; median = 26 minutes; mode = 24 minutes;
n = 4,916; % defects = 0; s = 6.0. LSL, lower specification limit; USL, upper specification limit.
Paid Hours/PP Test Volume

0.20
timely life-saving interventions may be required. An indi- 0.18
vidual patient’s Lean protocol requirements are dictated by 0.16
0.14
(1) the time of presentation and (2) the pathophysiology of the 0.12
0.10
presenting condition. These should be the main rate-limiting 0.08
0.06
factors in ED length of stay and not factors such as labora- 0.04
tory performance. We have demonstrated that poor laboratory 0.02
0.00
performance is correctable through Lean/Six Sigma initiatives. 2004 2005 2006 2007 2008 2009 2010
Laboratory turnaround time outlier percentage is wide- Years After Automation
ly believed to be a rate-determining factor in ED length of
❚Figure 5❚ Realized annual improvement in laboratory
stay, and there is evidence to support this.2,3 This observa-
productivity at the Oklahoma University Medical Center core
tion suggests that physicians in the ED should adjust their
laboratories. PP, pay period.
expectations and time management to match worst-case
laboratory turnaround time outlier performance. However,
using Lean and total laboratory automation initiatives, if One problem in most core laboratories is the legacy
laboratory TAT-OP can be reduced to less than 3%, our batch approach to specimen handling and analysis, which
data show that the laboratory can become less of a signifi- adds to the complexity and confusion of laboratory pro-
cant factor in overall ED length of stay.3 Therefore, totally cesses. Specimens from non–critical care patients and
eliminating turnaround time outliers or defects for ED clinics are presumed to be a lower priority and are handled
patients is the desired Six Sigma goal. separately from those arriving from critical care areas such

© American Society for Clinical Pathology Am J Clin Pathol 2013;140:193-202 201


201 DOI: 10.1309/AJCPNUTIPQTRRG0D 201

Blick_2012110583.indd 201 7/3/13 3:43 PM


Blick / Providing Critical Laboratory Results on Time, Every Time

as the ED. This allows blood specimens to queue up in


Conclusion
CRP, leaving them unprocessed for variable periods and As a result of our Lean process initiatives and core
potentially contaminated as metabolic changes occur in the laboratory total automation system, we have increased our
cellular components of the specimen; specimen contamina- productivity, keeping pace with a 6% to 8% annual increase
tion can cause test results that no longer reflect the actual in testing volume, without adding technologists. At the same
physiologic state of the patient.7 Metabolic sensitive ana- time, we improved our turnaround time and TAT-OP to
lytes such as electrolytes, glucose, blood gases, pH, phos- achieve a Six Sigma level of performance. By implementing
phate, urea, and enzymes are frequently ordered for critical these changes and continuing our quality monitors, we are
care patients and are particularly influenced by delays such ensuring that our laboratory service to the ED is “on time,
as those inherent in legacy batch processes. Moreover, in every time” and, accordingly, is not a significant factor in
a rapidly changing patient in critical condition, such test patient length of stay.
results delayed more than 30 to 60 minutes may not actu-
Address reprint requests to Dr Blick: Dept of Pathology,

Downloaded from https://academic.oup.com/ajcp/article-abstract/140/2/193/1760907 by guest on 05 June 2019


ally reflect the current biochemistry in the patient. There-
fore, optimized critical care requires real-time laboratory Oklahoma University Health Sciences Center, PO Box 26307,
Oklahoma City, OK 73190.
results for EBM clinical decisions. Laboratory data must
be available on time, every time to have maximum clinical    Acknowledgments: I thank Sandra Piepho for her editorial
value. In addition to causing delays, legacy batch analysis assistance and Archie Masterson for his technical assistance.
requires “prioritizing” of specimens for testing and thus
ensures that separate stat testing processes can never be
eliminated by the laboratory. References
To solve these problems, we initiated an approach where 1. Lewandrowski K. How the clinical laboratory and the
each specimen is processed and tested in real time, on a “first emergency department can work together to move patients
through quickly. Clin Lab Mgmt Rev. 2004;18:155-159.
in, first out” basis. Although our workload has increased
2. Holland LL, Smith LL, Blick KE. Reducing laboratory
78% from 2004 through 2011, our full automation and Lean turnaround time outliers reduces emergency department (ED)
initiatives have allowed us to increase productivity to more length of stay (LOS) an 11 hospital study. Am J Clin Pathol.
than compensate for the increased volume. Moreover, the 2005;124:672-674.
number of stat requests has dropped from more than 50% to 3. Holland LL, Smith LL, Blick KE. Total laboratory
automation can help eliminate the laboratory as a factor
14% as a result of physician ordering patterns in response in emergency department length of stay. Am J Clin Pathol.
to more consistent turnaround times and reduction in TAT- 2006;125:1-6.
OP. In October 2011, we achieved a Six Sigma level of 4. Garber C. Six Sigma: its role in the clinical laboratory. Clin
TAT-OP performance when we showed that our turnaround Lab News. April 2004:10-14.
time for potassium, an analyte of significant importance to 5. Cankovic M, Varney RC, Whitley L, et al. The Henry
Ford Foundation System: Lean process redesign improves
the ED and part of the basic and comprehensive metabolic service in the molecular diagnostic laboratory. J Mol Diagn.
panels, was a mean of 27.5 minutes with nearly 0% defects 2009;11:390-399.
at a 60-minute TAT-OP outlier cutoff benchmark. Our chief 6. Riebling N, Tria L. Six Sigma project reduces analytical
of the ED service stated that this Lean/Six Sigma effort has errors in an automated lab. MLO Med Lab Obs. 2005;37:20,
22-23.
essentially eliminated our laboratory as a factor in ED length
7. Boyanton BL, Blick KE. Stability studies of twenty-
of stay for all patients presenting to the ED at the Oklahoma four analytes in human plasma and serum. Clin Chem.
University Medical Center. 2002;48:2242-2247.

202 Am J Clin Pathol 2013;140:193-202 © American Society for Clinical Pathology


202 DOI: 10.1309/AJCPNUTIPQTRRG0D

Blick_2012110583.indd 202 7/3/13 3:43 PM

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