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Ajcpath140 0193 PDF
Ajcpath140 0193 PDF
From the Department of Pathology, University of Oklahoma Health Services Center, Oklahoma City.
Key Words: Lean; Six Sigma; Automation; Robotics; Test turnaround time; Length of stay
affecting clinical decision making and care. And when these in the laboratory. Also, these collection tubes included a gel
problems occurred during the laboratory’s shift change, they barrier so that essentially all testing could be performed on the
were handed over to other technologists for follow-up, fur- same positively identified patient’s primary collection tube.
ther complicating the process. To focus on improving service to the ED and other criti-
Industry has greatly improved efficiencies through cal care areas of the hospital, we developed a plan in 2003
effective use of Lean/Six Sigma approaches: Lean initiatives to update our core laboratory to include a total laboratory
focus primarily on optimization of processes and workflows, automation track system coupled with a middleware-based
as well as the elimination of steps in a process that add no information system with decision-making algorithms for
value, while Six Sigma endeavors to eliminate defects in autoverification of results and real-time quality control. A
services or products as perceived by the customer. To reduce middleware approach was required because we had found
problems and provide better, more predictable service to the that our legacy laboratory information system was incapable
ED and other critical care areas of the hospital, laboratories of performing these tasks. As mentioned, we also implement-
monthly basis from July 2003, when we began our process A 7-bed chest pain unit previously had been established in
improvement project, through March 2012, 6 months after the ED to support bedside cardiac marker testing on a POC
achieving a goal of Six Sigma–level performance. Specifi- testing device. Middleware was deployed to manage all
cally, during this period, we monitored the turnaround time POC testing (RALS; Medical Automation Systems, Charlot-
for potassium, an important analyte in the basic and com- tesville, VA), including autoverification and quality control
prehensive metabolic panel for the ED, noting the raw count review by core laboratory technologists.
of tests not meeting the promised turnaround time targets. For the analytical and postanalytical testing processes in
We also monitored turnaround time targets for hematology the core laboratory, a total automation robotic track system
for our ED services. A turnaround time target mean of 40 (Beckman Coulter) was installed in the chemistry section in
minutes was selected by our ED physicians as desirable 2003-2004. It included (1) a specimen scanning and track-
for potassium in chemistry, with 60 minutes considered an ing/software Preplink interface; (2) a rapid in-line robotic
acceptable outlier limit, while 30 minutes was set as the centrifuge with a 4-minute spin cycle; (3) a conveyor puck
For our paperless compliance initiative, we imple- means and TAT-OP. Typically, core laboratories receive
mented Compliance360 software applications (Sai Global, samples in batches from phlebotomy teams and therefore
Alpharetta, GA). Using this application, we eliminated all process specimens in batches. This leads to bottlenecks and
paper records, including laboratory procedures and policies, increased lag times, especially for those samples requiring
documentation for inspections and checklists, method quali- additional processing/handling steps. In our laboratory,
ty control data, and evaluation studies. We also implemented approximately 60% of our daily workload of samples arrived
Compliance360 applications for e-mail support for timely between 5:00 and 10:00 am. Through our Lean initiatives,
and online review of documents by laboratory supervisors we were able to redesign and streamline our preanalytical
and directors. processes so that specimens flow into the laboratory in a
All Six Sigma calculations were performed on an Excel more uniform real-time fashion, thus allowing for more
worksheet (Microsoft Office 2003 and 2007; Microsoft, efficient and timely processing and analysis on a “first in,
Redmond, WA) programmed with macros and graphics fea- first out” basis. ❚Table 1❚ shows the distribution of specimen
to our CRP areas. It is noteworthy that nurses were initially laboratory, we were able to eliminate more than 48 steps
resistant to perform phlebotomy services, and in the early in our entire process and to manage sample analysis much
stages, we saw an increase in specimen labeling errors and more efficiently. This new process flow map is shown in
had specimen contamination issues. However, we effec- ❚Figure 2❚, with the fully automated steps shown in yellow.
tively addressed these problems and others by (1) requiring Importantly, by deploying the “first in, first out” strategy, we
laboratory orientation and training programs for all nurses were able to eliminate special handling in the CRP area for
and (2) initiating a detailed monthly monitoring system with samples with stat/priority test requests. Moreover, testing on
feedback to nursing administration for specimen misidenti- more than 70% of our samples is now accomplished by our
fication and contamination issues. physically handling the sample only once.
After our preanalytical smoothing of specimen arrival To facilitate monitoring of our complete laboratory pro-
into the CRP, as shown in Table 1, the peak specimen flow cess with rapid review and reporting of results, we installed
rate was observed to be 246 specimens per hour. Accordingly, a 5-screen monitoring dashboard in chemistry. It allows 1
electrolyte and blood gas results available to care providers ❚Figure 5❚. This suggests it took us approximately 6 years to
with a sample collection to result mean turnaround time in 2.3 achieve the total productivity gains of our Lean/Six Sigma
minutes compared with a 30- to 60-minute within-laboratory initiatives. It is noteworthy that by consolidating to 1 vendor
turnaround time and (2) POC ED testing for cardiac troponin for automation tracks, middleware, instruments, reagents,
in less than 30 minutes from sample collection to result vs installation, training and support, reagents, and expendables
60 minutes or more for core laboratory troponin results, even from the multivendor approach we were using prior to our
with total automation. Note that these non-POC results are Lean/Six Sigma project, the overall budget for these new
based on our within-laboratory turnaround time studies. automation systems and reagents remains essentially the
We have also measured our ROI success, a secondary same as our inefficient multivendor legacy approach. In fact,
goal of our project. Since approximately 60% of our expens- this was a constraint imposed on all bidding vendors. We
es are related to personnel costs, we monitored technologist also required each vendor to provide a “cost per reportable
productivity as a ratio of “paid hours per test.” This parame- result” quote; thus, we did not purchase any of the required
review
eviiiew
pneumatic delivered 9 3
in LIS to lab 8 4
tube
7 6 5
11 12 1
printed in
8 4
7 6 5
monitors
9
8 4
3
iq
quo
q
qu
aliquot 9 3
printing
8 4
tu es
tubes
7 6 5 7 6 5
order Load/balance
d/bala
activity centrifuge
ntrriifu
Label No R ck
Rack 11 12 1
Phlebotomy ue
ent
en
sequentially
10 2
tubes 9
8 4
3
dispatched by accessi
accession 7 6 5
for collection Sp
pin
p
piin
Spin
Load to
Specimen transport
collected, racks
labeled, and Load
Load to
bagged generic
ene
ne
er
racks
ra ks
Return
to lab
qu
uo
u o
Aliquot?
Park
Order? No
No tube
Po
Pour off
Yes 10
11 12 1
2 to preep
p
pa
prepared
Label 9
8 4
3
aliq uot
aliquot
printed
7 6 5
ttube
Label
attached? No
11 12 1
Load
Loa to
Label
10 2
9 3
generic
ene
ne
er
applied
8 4
7 6 5
racks
ra ks
Tech and time 11 12 1
of draw entered 10
9
2
3
in LIS 8
7 6 5
4
Stat? Take e to
Yes ta
att?
a sections
ectti
tion
Specimens 10
9
11 12 1
2
3
Process Yes
received 8
7 6 5
4
wait states
in LIS
Biohazard 10
11 12 1
2 Ale
ert
Alert
exposure 9
8
7 6 5
4
3
hnoolo
o
technologist
Patient
11 12 1 Deli er tto
Deliver safety
qu
uo
uoot
aliquoting
10 2
9 3
8 4
7 6 5
be
benchch
❚Figure 1❚ Pre–Lean/Six Sigma initiative process flow map depicting steps in receiving and processing samples, with all steps
“hands-on.” Process steps eliminated after Lean/Six Sigma are crossed out. DAU, drugs of abuse; ER, emergency room; LIS,
laboratory information system; RxL, Dade RxL chemistry analyzer; TDM, therapeutic drug monitoring.
core laboratory) represent a true ROI. Our laboratory budget increasing number of primary care patients, especially those
spreadsheets after implementation of Lean/Six Sigma were without insurance coverage. Delays in treatment are a major
greatly simplified; essentially, they show the projected num- health care concern, and hospitals must now focus on initia-
ber of annual patient tests and the cost per individual patient tives that improve the movement of patients through evi-
result, with the final proposed budget computed accordingly. dence-based medicine protocols in the ED and other critical
We also projected 6% to 8% annual growth when consider- care areas. Lean and Six Sigma are management tools that
ing our budget, a growth rate that we actually observed. can be used to redefine and streamline hospital procedures to
optimize performance and minimize errors. Effective Lean/
Six Sigma approaches to modern patient diagnosis and man-
Discussion agement involve the use of evidence-based medicine (EBM)
In the ED of many hospitals, multiple factors contrib- built on peer-reviewed protocols. Such EBM protocols have
ute to delays in diagnosis and treatment and to increases in placed increasing demands for real-time diagnostic labora-
AxSYM RXL
Day
Daa
ay Store
torre for
f
10
11 12 1
2 shift?
shiif
ift? No day
ay shift?
shif
s 11 12 1
9 3 10 2
8 4 9 3
7 6 5 8 4
7 6 5
Yes
Specimen Redraw or Specimen
OK? ultrafuge OK? 11 12 1
10 2
9 3
8
7 6 5
4
Sort
Sort to
instrument?
rum
um
m
10
9
11 12 1
2
3
Adjust
stt rack
ust ra
DAU T
TDM M 10
11 12 1
2
8
7 6 5
4
for tube
be size
tub
b s
o
or 9 3 11 12 1
Architect
ch
hite
hiit Immunolyte
8 4 10 2
D
DAU U
7 6 5 9 3
8 4
7 6 5
10
11 12 1
2 Decap
cap p and
a
TDM
9 3
8
7 6 5
4
pourr into
in t cup
nto
Pour
Pour off
of Load Fix Specimen
ec
cim
ci No Redraw No Specimen
urine
uriin
ne reagents, problem OK?
OK
K? OK?
calibrate Load
reagents, Fix
calibrate problem
L
Load d
nally
y
yze
analyzer
11 12 1
Decap
ecap p and
a 11 12 1
Decap and
10 2 11 12 1
9 3 10 2 10 2
8 4
nd b
and beg
begin 9 3
pourr into
in t cup
nto
nt
9 3
run Load
L d
7 6 5
review of 10
9
11 12 1
2
3
analyzer
naly
ly
y
yze
Data results and
nd begin
b
beg
8 4
No
7 6 5
run Manual
Ma ua
Analysis review
e of
ie
ew 10
11 12 1
2
Load
Lo d Load
9 3
reagents,
gee
en Fix
F x reagents, Fix
Data results
res lts 8 4
calibrate
cali rate calibrate
7 6 5
problem
rob
blem
b problem
Analysis
Specimen
11 12 1
10 2
OK
K?
K
OK?? 9
8
7 6 5
4
3
Load
L d Load
Specimen 11 12 1 11 12 1
analyzer
naly
ly
y
yze 10
11 12 1
2 analyzer
Unload
Unl oad
10 2
OK?
OK
K?
K
10 2
11 12 1 9 3
and begin
10 2 9 3 9 3
and
nd begin
b
beg No
8 4 8 4 8 4
analyzer
nallyze
9 3
Yes No
7 6 5 7 6 5 7 6 5
8 4
7 6 5
run Manual
Ma ual 11 12 1
run Manual 11 12 1
review
ew of
ie review of
10 2
10 2
Unload
Unlo
oad
11 12 1 9 3
9 3
10 2 8 4
results
res lts Data results
8 4
Yes
7 6 5
analyzer
naly
lyze
9 3
Data
7 6 5
8 4
7 6 5
Release Analysis
ally
llys
ys Analysis
10
9
11 12 1
2
3
Transfer
ansfer to results
8
7 6 5
4
generic
eric racks
c ra
Release Specimen
10
11 12 1
2 Transfer
ansfer to results Specimen
9
8
7 6 5
4
3
generic
c racks
eric ra OK?
OK
K?
K OK?
Chemistry
10
11 12 1
2 Unload
Unlo
oad 10
11 12 1
2 Unload
Batch tests 9 3
analyzer
naly
lyze
9 3
analyzer
8
7 6 5
4
Yes 8
7 6 5
4
Yes
Hematology
Coagulation
Transfer to
generic racks
Transfer to
cold storage
ER In-house Reference
specimens specimens testing
ER Order Inlet
specimen Samples
entered
pneumatic delivered
in LIS
tube
Verfify bar
Labels Patient code read
printed in registration
phlebotomy
area
Autoracked
Hematology outlet specimens
Order entry
Phlebotomy and label
monitors printing
order
activity Centrifuge
Label
Phlebotomy tubes
dispatched Decapper To hematology
for collection section
Load to
Specimen transport LX connection
collected, racks
❚Figure 2❚ Post–Lean/Six Sigma design eliminating special handling for STAT samples and retaining only 2 manual steps; totally
automated steps are indicated in yellow. ER, emergency room; LIS, laboratory information system; LX, Lx20 Beckman Coulter
chemistry analyzer.
O mb t
N cto er
D em er
em er
Fe nua r
br ry
M ary
Ap h
M il
ay
ne
Se Au uly
O mb t
ct er
er
e s
e s
e
pt gu
ov b
ec b
Ja b
ob
ar
Ju
Ju
J
J
u
800
700
600
500
Tube Count
300
200
100
0
–1 0 1 2 4 5 6 7 8 1011121314161718192022232425262829303132343536373840414243444647484950525354555658596061
Minutes
❚Figure 4❚ Turnaround time distribution depicting laboratory performance at the Six Sigma level for turnaround time outlier
percentage for emergency department patients. Mean (SD) = 27.5 (7.2) minutes; median = 26 minutes; mode = 24 minutes;
n = 4,916; % defects = 0; s = 6.0. LSL, lower specification limit; USL, upper specification limit.
Paid Hours/PP Test Volume
0.20
timely life-saving interventions may be required. An indi- 0.18
vidual patient’s Lean protocol requirements are dictated by 0.16
0.14
(1) the time of presentation and (2) the pathophysiology of the 0.12
0.10
presenting condition. These should be the main rate-limiting 0.08
0.06
factors in ED length of stay and not factors such as labora- 0.04
tory performance. We have demonstrated that poor laboratory 0.02
0.00
performance is correctable through Lean/Six Sigma initiatives. 2004 2005 2006 2007 2008 2009 2010
Laboratory turnaround time outlier percentage is wide- Years After Automation
ly believed to be a rate-determining factor in ED length of
❚Figure 5❚ Realized annual improvement in laboratory
stay, and there is evidence to support this.2,3 This observa-
productivity at the Oklahoma University Medical Center core
tion suggests that physicians in the ED should adjust their
laboratories. PP, pay period.
expectations and time management to match worst-case
laboratory turnaround time outlier performance. However,
using Lean and total laboratory automation initiatives, if One problem in most core laboratories is the legacy
laboratory TAT-OP can be reduced to less than 3%, our batch approach to specimen handling and analysis, which
data show that the laboratory can become less of a signifi- adds to the complexity and confusion of laboratory pro-
cant factor in overall ED length of stay.3 Therefore, totally cesses. Specimens from non–critical care patients and
eliminating turnaround time outliers or defects for ED clinics are presumed to be a lower priority and are handled
patients is the desired Six Sigma goal. separately from those arriving from critical care areas such