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Current Problems in Diagnostic Radiology 46 (2017) 382–384

Current Problems in Diagnostic Radiology


journal homepage: www.cpdrjournal.com

Change Management—A Radiology Administrator's Primer


Prabhakar Rajiah, MDa, Puneet Bhargava, MDb,n
a
Department of Radiology, UT Southwestern Medical Center, Dallas, TX
b
Department of Radiology, School of Medicine, University of Washington, Seattle, WA

Radiology is no exception to the ubiquitous presence of change in every aspect of our life. Managing change is a challenge, with a high probability of
failure if not properly implemented. While change management is not part of the radiology curriculum, it is a highly specialized discipline in the business
world. It has been extensively researched and has emerged as a vital skillset in the management of major projects. In this article, the authors discuss how
these change management strategies of the business world can be put to use in the radiologists’s practice.
& 2017 Elsevier Inc. All rights reserved.

Change Management—A Radiology Administrator's Primer which can be effectively used in radiology. One model which is
well-suited to health care and radiology is Prosci's Awareness,
“Change is the Only Constant in Life”—Heraclitus Desire, Knowledge, Ability and Reinforcement model (ADKAR
model), a goal oriented model that allows teams to focus on
Radiology is no exception to the ubiquitous presence of change specific results.1 A sustaining change is an evolutionary change
in every aspect of our life. Change can vary in extent from minor to that makes a product or service perform better in a way that is
disruptive. Changes in radiology be seen either in technology, valued by the market or audience.2 Discussed in this article are few
policy, process or strategy. Some changes are initiated voluntarily strategies that radiologists will find useful in understanding and
but other changes are forced because of larger governmental or managing change.
policy changes on a national or international level. Disruptive
change involve a new product, technology, or service that does not
address the existing needs of the main market or audience, but has Strategies for Change Management
unique advantages which establishes a new market for itself and is
gradually accepted by the mainstream. Some examples of changes The following strategies from the business world can be
that are encountered in radiology include changes in health care adopted in the radiology department.
systems, insurance, reimbursements; acquisitions, and mergers of
new hospitals; new leadership and culture; changes in imaging (1) Understand the change
hardware and software; practice-changes based on new evidence The first and foremost step in change management is to
and guidelines; establishing a new service; new clinical workflow; thoroughly understand the nature of the change itself and the
new protocols; new curriculum and boards; new conferences; need for it. Although we prefer change to be a choice and
changing academic and clinical productivity; and incentive optional, often it is a necessity and inevitable. For example,
requirements. These changes can have a profound effect not only national laws such as the affordable health care act, national
on the staff but also on the well-being of the patients. level policy changes such as reimbursement or incentive
Change is challenging and usually evokes resistance. There is a payments or national level curriculum and board examina-
high chance of failure if change is not properly implemented. tion changes are issues over which an individual or radiology
While change management is not part of the radiology curriculum, department has minimal control. However, these necessitate
it is a highly specialized discipline in the business world. It has major changes in the radiology department as well to be
been extensively researched and has emerged as a vital skillset in compliant with the new requirements or regulations. Acquir-
the management of major projects. Change management is a ing new hospitals, along with their radiology departments is
structured approach that is adopted by business organizations to not a forced change, but has become an important need to
ensure that changes are smoothly and successfully implemented expand the business in the changing health care and reim-
achieving the lasting benefits of change. There are several well- bursement environment. On the other hand, adoption of a
established models of change management in the business world, new radiation dose reduction technique is often optional.
Studies on consumer technology products have shown that
Disclosure for Puneet Bhargava: Editor-in-chief, Current Problems in Diagnostic any new technology is adopted over time in a bell curve
Radiology, Elsevier Inc. pattern, with only a small number (2.5%) of innovators using
n
Reprint requests: Puneet Bhargava, MD, Department of Radiology, School of
Medicine, University of Washington Medical Center, 1959 NE Pacific St, Room
the technology first, followed by early adopters (13.5%), early
BB308, Box 357115, Seattle, WA 98195-7115. majority (34%), late majority (34%), and finally laggards
E-mail address: bhargp@uw.edu (P. Bhargava). (16%).3 Being an innovator has its reward of being a trend

http://dx.doi.org/10.1067/j.cpradiol.2017.06.010
0363-0188/& 2017 Elsevier Inc. All rights reserved.
P. Rajiah, P. Bhargava / Current Problems in Diagnostic Radiology 46 (2017) 382–384 383

setter, particularly in research and new applications. Having members in planning for the future. On top of these general
the latest technology is also a great marketing tool to attract meetings, management can also delegate staff members to
not only new patients but also a valuable recruitment tool for speak specifically to individual members so that everything is
attracting new talent as well as retain existing talent. The communicated.
absence of priori knowledge of the technology and financial (5) Implement the change
back-up required in the event of failure. The next step is to implement the change itself as per the
(2) Assess the capabilities planned process. The leadership and management responsi-
An organization should initially review its ability to handle any ble for the change should ensure that everything is imple-
proposed change. This review should assess available resources, mented the way it was planned. At an individual level, the
processes, and institutional values. Resources include human, ADKAR model can be applicable, where the individual should
technical, designs, and customer relationships. Processes can be have the Awareness, Desire, Knowledge, Ability, and Rein-
either formal or informal and include communication and forcement for the proposed change.1 This helps in planning
interaction patterns, training, marketing analysis, budgeting, change management activities, diagnosing gaps, developing
and decision-making protocols. For example, if a radiation dose corrective actions, and supporting supervisors.
reduction program is established, there should be a process to (6) Manage the individuals during transition
record the radiation doses; appropriate communication and The success of change management ultimately depends on the
alerts when the doses are higher; and regular meetings of a individual. Hence, it helps to understand how an individual
committee to review and refine dose reduction strategies. would respond to change, particularly a change that they are
Values are inherent to a specific organization and determine not comfortable with. This response has been considered
the priorities of the organization, that is, clinical, financial, analogous to bereavement, explained by Kubler Ross in 5
academic, or a combination of these. The decision to commit stages, including denial, anger, depression, bargaining, and
on a new venture and acceptable margins and size of business finally acceptance.6 During denial phase, there is avoidance,
are also value decisions. For example, if the department opts to confusion, shock, and fear. During anger, there is frustration,
be more academic, this should be a value that is inherent and and anxiety. With depression, the individual is overwhelmed,
acceptable in not only the department but the entire hospital so helpless, or hostile. During bargaining, he struggles to find
that there is widespread support and encouragement.4 meaning, reaches out to others, and tells his story. Finally, with
(3) Select the appropriate structure and team acceptance, they explore options, develop new plans, and
Effective change management takes into account all the move on. Understanding these stages helps in managing the
factors and people involved, best illustrated by Prosci's individual as they go through these changes. However, not all
methodology. First, an appropriate strategy is selected. This change is bad and the response does not always goes through
should be simple, practical, logical, structured, comprehen- these stages. The Bridges transition model says that change is
sive, easy to understand, implement, and communicate. It is situational and often occurs without transition, which is a
also absolutely vital to select an appropriate team. Change psychological process that has 3 phases where people gradu-
management should be implemented early to ensure that it is ally accept change.7 The first phase is “endings”, in which
proactive and smooth.1,5 The selection of appropriate struc- people let go of what used to be the norm. There is acknowl-
ture and team largely depends on how they fit in with the edgement of the loss and identification of who is losing what.
existing resources, values, and processes. The second phase is the “neutral zone”, in which people begin
Steering committees, which involve key stakeholders (both to explore the change. There is ambiguity, disorientation, poor
internal and external including change management consul- motivation and anxiety. The final phase is the “new begin-
tants) should be created. The leadership and members of this nings” with acceptance of change and its purpose. Tools such
team should be determined based on the task involved. For as dashboard help in understanding the required changes and
example, if the hospital decides to pursue a lung cancer acts as benchmark for ensuring that targets are met.
screening program, the steering committee should include (7) Expect resistance and remove obstacles to change
radiologists, technologists, pulmonologists, oncologists, sur- Any change faces resistance and is not immediately accepted
geons, nurse navigators, and hospital executives. They can also by all the parties concerned. Leadership should be aware of
create smaller working groups within each specialty or division this and should be proactive in identifying resistance. If
to offer more specific guidance and implementation strategies. change is compromised by disruptive individuals, they have
(4) Prepare for change to be addressed immediately. Even well planned and exe-
When the structure and the team is in the place, the next step cuted programs can be derailed due to unexpected obstacles,
is to prepare for the change. The need for change, the vision some of which may be out of our hands. For example, if an
for change and the entire change management process incentive system has been established to boost academic or
should be clearly communicated to everybody involved, clinical productivity, it may be derailed if the revenues do not
regardless of their place in the hierarchial structure. The keep up to the expectations.
vision should both include the overarching big picture organ- (8) Obtain regular feedback
izational vision, as well as the specifics of the change Once the change is implemented, it should be monitored with
including the process and management team. A sense of a feedback process to ensure that the change is effective. The
urgency should be established in the implementation of steering committee should meet regularly to evaluate the
change management program. For example, if there is a feedback, assess if the process is successful, identify chal-
departmental plan for cost cutting due to low revenues and lenges, and design alternative pathways. For example, the
there is a redesigning of the compensation plan, the data on recently introduced core board examination format for radi-
the need for change should be clearly laid out to the faculty ologists warranted a major redesigning of the radiology
and staff members in meetings. The terms of negotiations curriculum and training. For this, new educational and mile-
with the higher authorities in the hospital should be trans- stone committees were created, who worked on changing the
parently discussed to ensure that there is clear understanding individual rotations as well as the milestones to ensure that
and a perception of a fair process. The plan for the next year the residents are successful in the core examinations. In
or two should also be laid out which will help the team addition, the lectures were revamped to make them useful
384 P. Rajiah, P. Bhargava / Current Problems in Diagnostic Radiology 46 (2017) 382–384

for residents to pass the core examinations. A key component too soon; and not anchoring changes to the culture of the
of this is to get feedback from the residents themselves if the corporation. Radiology leadership should be cognizant of
new lectures are fulfilling their objectives. The scorings were these mistakes and avoid them at all costs.9
reviewed by the education committee and if the objectives
were not met, they were communicated to the faculty so that
they can modify the lectures to the new format. Processes Conclusion
such as these ensure that the change is sustainable.
(9) Reinforce change Change management is a well-established and structured
Changes are long-lasting when they get reinforced and become discipline in the business world, which offers many toolsets that
embedded in the culture of the organization. A major step is to can be easily translated to the radiology world to effectively
help each individual understand how the overall performance manage change.
has improved after the change and how they have contributed
towards that. This will help the individuals. For example, if the Take Home Points
department wants to develop a culture of innovation, after
making the initial system changes as described earlier, it (1) Managing change is a challenge, with a high probability of
should be reinforced everybody that innovation has become failure if not properly implemented. While change manage-
an inherent part of the department culture, visibly rewarded, ment is not part of the radiology curriculum, it is a highly
and hence everybody strives for it. specialized discipline in the business world. It has been
(10) Celebrate success extensively researched and has emerged as a vital skillset in
Celebrating success encourages those who went through the the management of major projects.
change process and is an important component of change (2) Change management is a structured approach that is adopted
management. Occasionally, change may take years to achieve, by business organizations to ensure that changes are smoothly
and in such a situation it is important to create short-term goals and successfully implemented achieving the lasting benefits of
and wins. Leadership should establish clear short-term per- change. There are several well-established models of change
formance improvement goals within the framework of change management, which can be effectively translated to be used in
and celebrate success by rewards, events promotion, or bonuses. radiology.
This will reinforce to the employees that progress is being made (3) Although change is intimidating it is also often necessary.
toward the larger goal and make sure that the levels or urgency Discussed in our article are few strategies that radiologists will
and momentum do not fall off. Without such short-term find useful in understanding and managing change.
celebrations, the employees may get discouraged or may join
the ranks of people who are resisting the change. However, a
premature declaration of victory should be avoided since it may References
lead to incomplete change management, loss of motivation and
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Community. 1st ed. Loveland (CO): Prosci Learning Center Publications; 2006.
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(11) Beware of causes of failure Firms to Fail. Boston (MA): Harvard Business School Press; 1997.
Change management is successful if implemented in a sys- 3. Rogers E. Diffusion of Innovations. New York (NY): Free Press of Glencoe; 1962.
4. Christensen CM, Overdorf M. Meeting the challenge of disruptive change. Harv
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change management will help in minimizing the chances of (CO): Prosci Learning Center Publications; 2016.
6. Kubler-Ross E. On Death and Dying. 1st ed. New York (NY): The MacMillian
failure. For example, Kotter has identified 8 common causes
Company; 1969.
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lishing sense of urgency; not forming a powerful guiding Oxon: Berlin, Eaton & Associates Ltd; 2013. Available from: 〈www.crowe-asso
coalition; lacking a vision; under-communicating the vision; ciates.co.uk〉.
8. Kotter JP. Leading Change. Boston (MA): Harvard Business Review Press; 2012.
not removing obstacles to the new vision; not systemically 9. Kotter JP. Leading change: Why transformation efforts fail. Harv Bus Rev
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